The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
10X Capital Venture Acquisition Corp III | Warrant | G87077114 | 539,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
22ND CENTURY GROUP INC | Equity | 90137F202 | 789,338 | 6,577,814 | SH | DFND | 6,577,814 | 0 | 0 | ||
AdvisorShares Pure US Cannabis ETF | Exchange Traded Fund | 00768Y453 | 46,430,534 | 4,638,415 | SH | DFND | 4,638,415 | 0 | 0 | ||
AFC Gamma Inc | Equity | 00109K105 | 318,575 | 25,733 | SH | DFND | 25,733 | 0 | 0 | ||
Air Products and Chemicals Inc | Equity | 009158106 | 1,695,890 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
Albertsons Cos Inc | Equity | 013091103 | 1,500,800 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
Alibaba Group Holding Ltd | ADR | 01609W102 | 2,170,800 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Americas Gold & Silver Corp | Equity | 03062D100 | 109,895 | 504,400 | SH | DFND | 504,400 | 0 | 0 | ||
Apartment Income REIT Corp | Equity | 03750L109 | 1,681,946 | 51,800 | SH | DFND | 51,800 | 0 | 0 | ||
Apartment Investment and Management Co | Equity | 03748R747 | 2,227,680 | 272,000 | SH | DFND | 272,000 | 0 | 0 | ||
Arbor Realty Trust Inc | Option | 038923108 | 2,120,000 | 160,000 | SH | Put | DFND | 160,000 | 0 | 0 | |
Array Technologies Inc | Bond Convertible | 04271TAB6 | 92,216,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
ATS Corp | Equity | 00217Y104 | 1,346,529 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
Avid Bioservices Inc | Equity | 05368M106 | 1,100,897 | 164,313 | SH | DFND | 164,313 | 0 | 0 | ||
BANK OF AMERICA CORP | Equity | 060505104 | 758,400 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
BANK OF MONTREAL | Equity | 063671101 | 2,441,839 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
Bank OZK | Option | 06417N103 | 2,273,000 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
BCE Inc | Option | 05534B760 | 9,206,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
Beyond Meat Inc | Option | 08862E109 | 1,656,000 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
Blockchain Coinvestors Acquisition Corp I | Warrant | G11765115 | 29,269,468 | 2,636,889 | SH | DFND | 2,636,889 | 0 | 0 | ||
Boeing Co/The | Equity | 097023105 | 6,508,588 | 33,725 | SH | DFND | 33,725 | 0 | 0 | ||
Bullfrog AI Holdings Inc | Warrant | 12021E117 | 259,208 | 80,750 | SH | DFND | 80,750 | 0 | 0 | ||
Camden Property Trust | Equity | 133131102 | 2,679,629 | 27,232 | SH | DFND | 27,232 | 0 | 0 | ||
Canoo Inc | Warrant | 13803R110 | 2,217,388 | 621,117 | SH | DFND | 621,117 | 0 | 0 | ||
Chesapeake Energy Corp | Equity | 165167735 | 951,458 | 10,711 | SH | DFND | 10,711 | 0 | 0 | ||
Chicken Soup For The Soul Entertainment Inc | Warrant | 16842Q134 | 42,275 | 270,300 | SH | DFND | 270,300 | 0 | 0 | ||
Chromocell Therapeutics Corp | Equity | 171126105 | 659,947 | 251,888 | SH | DFND | 251,888 | 0 | 0 | ||
Clear Channel Outdoor Holdings Inc | Option | 18453H106 | 825,000 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
Clear Channel Outdoor Holdings Inc | Equity | 18453H106 | 28,570,585 | 17,315,506 | SH | DFND | 17,315,506 | 0 | 0 | ||
Colliers International Group Inc | Equity | 194693107 | 2,910,315 | 23,800 | SH | DFND | 23,800 | 0 | 0 | ||
Core Scientific Inc | Equity | 21874A106 | 1,000,259 | 282,559 | SH | DFND | 282,559 | 0 | 0 | ||
Crown Castle Inc | Equity | 22822V101 | 3,608,803 | 34,100 | SH | DFND | 34,100 | 0 | 0 | ||
Cushman & Wakefield PLC | Equity | G2717B108 | 1,338,880 | 128,000 | SH | DFND | 128,000 | 0 | 0 | ||
DigitalBridge Group Inc | Equity | 25401T603 | 11,761,849 | 610,371 | SH | DFND | 610,371 | 0 | 0 | ||
EchoStar Corp | Bond Convertible | 25470MAF6 | 181,250,000 | 2,500,000 | SH | DFND | 2,500,000 | 0 | 0 | ||
Edible Garden AG Inc | Warrant | 28059P113 | 16,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
Elastic NV | Equity | N14506104 | 1,062,043 | 10,595 | SH | DFND | 10,595 | 0 | 0 | ||
Elme Communities | Equity | 939653101 | 2,232,921 | 160,411 | SH | DFND | 160,411 | 0 | 0 | ||
Enbridge Inc | Equity | 29250N105 | 3,518,261 | 97,100 | SH | DFND | 97,100 | 0 | 0 | ||
Endeavor Group Holdings Inc | Option | 29260Y109 | 5,146,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
Endeavor Group Holdings Inc | Equity | 29260Y109 | 11,305,762 | 439,400 | SH | DFND | 439,400 | 0 | 0 | ||
ERO Copper Corp | Option | 296006109 | 2,612,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
Everbridge Inc | Bond Convertible | 29978AAC8 | 195,862,000 | 2,000,000 | SH | DFND | 2,000,000 | 0 | 0 | ||
FGI Industries Ltd | Warrant | G3302D111 | 1,104,077 | 740,991 | SH | DFND | 740,991 | 0 | 0 | ||
First Industrial Realty Trust Inc | Equity | 32054K103 | 4,079,206 | 77,640 | SH | DFND | 77,640 | 0 | 0 | ||
Gaming and Leisure Properties Inc | Equity | 36467J108 | 1,842,800 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
GAN Ltd | Equity | G3728V109 | 39,058 | 30,754 | SH | DFND | 30,754 | 0 | 0 | ||
Gildan Activewear Inc | Equity | 375916103 | 66,521,300 | 1,791,705 | SH | DFND | 1,791,705 | 0 | 0 | ||
Global Gas Corp | Warrant | 37892P115 | 17,125 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
Globalstar Inc | Equity | 378973408 | 15,927,842 | 10,835,267 | SH | DFND | 10,835,267 | 0 | 0 | ||
Goldman Sachs Group Inc/The | Equity | 38141G104 | 835,380 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
Gorilla Technology Group Inc | Equity | G4000K100 | 227,233 | 302,977 | SH | DFND | 302,977 | 0 | 0 | ||
Gorilla Technology Group Inc | Warrant | G4000K118 | 12,140,625 | 16,187,500 | SH | DFND | 16,187,500 | 0 | 0 | ||
Granite Real Estate Investment Trust | Equity | 387437114 | 2,850,478 | 49,923 | SH | DFND | 49,923 | 0 | 0 | ||
GREENWAVE TECHNOLOGY SOLUTIONS INC | Equity | 57630J304 | 148,269 | 1,225,365 | SH | DFND | 1,225,365 | 0 | 0 | ||
Hess Corp | Equity | 42809H107 | 3,711,900 | 24,318 | SH | DFND | 24,318 | 0 | 0 | ||
Holley Inc | Equity | 43538H103 | 1,603,678 | 359,569 | SH | DFND | 359,569 | 0 | 0 | ||
Hub Cyber Security Ltd | Warrant | M6000J127 | 90,519 | 101,139 | SH | DFND | 101,139 | 0 | 0 | ||
Humacyte Inc | Equity | 44486Q103 | 155,500 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
Hut 8 Corp | Equity | 44812J104 | 2,762,186 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
Independence Realty Trust Inc | Equity | 45378A106 | 2,511,441 | 155,700 | SH | DFND | 155,700 | 0 | 0 | ||
Industrial Logistics Properties Trust | Equity | 456237106 | 2,797,629 | 652,128 | SH | DFND | 652,128 | 0 | 0 | ||
Invesco QQQ Trust Series 1 | Option | 46090E103 | 15,540,350 | 35,000 | SH | Put | DFND | 35,000 | 0 | 0 | |
iShares 20 Year Treasury Bond ETF | Option | 464287432 | 9,055,134 | 95,700 | SH | Put | DFND | 95,700 | 0 | 0 | |
iShares MSCI Canada ETF | Option | 464286509 | 19,140,000 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
iShares Russell 2000 ETF | Option | 464287655 | 7,360,500 | 35,000 | SH | Put | DFND | 35,000 | 0 | 0 | |
iSun Inc | Equity | 465246106 | 875,000 | 3,500,000 | SH | DFND | 3,500,000 | 0 | 0 | ||
Ivanhoe Electric Inc / US | Equity | 46578C108 | 598,172 | 61,038 | SH | DFND | 61,038 | 0 | 0 | ||
Jeffs Brands Ltd | Equity | M61472128 | 43,399 | 117,295 | SH | DFND | 117,295 | 0 | 0 | ||
KE Holdings Inc | ADR | 482497104 | 1,002,290 | 73,000 | SH | DFND | 73,000 | 0 | 0 | ||
LOVESAC CO/THE | Equity | 54738L109 | 1,742,166 | 77,087 | SH | DFND | 77,087 | 0 | 0 | ||
LXP Industrial Trust | Equity | 529043101 | 4,122,140 | 457,000 | SH | DFND | 457,000 | 0 | 0 | ||
MAG Silver Corp | Equity | 55903Q104 | 985,736 | 93,400 | SH | DFND | 93,400 | 0 | 0 | ||
MAG Silver Corp | Option | 55903Q104 | 2,116,000 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
Match Group Inc | Equity | 57667L107 | 14,512,000 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
Medical Properties Trust Inc | Option | 58463J304 | 1,151,500 | 245,000 | SH | Put | DFND | 245,000 | 0 | 0 | |
MEI PHARMA INC | Equity | 55279B301 | 4,372,753 | 1,093,188 | SH | DFND | 1,093,188 | 0 | 0 | ||
Meihua International Medical Technologies Co Ltd | Equity | G5966G108 | 273,760 | 370,949 | SH | DFND | 370,949 | 0 | 0 | ||
Metals Acquisition Ltd | Equity | G60409110 | 1,285,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
Nano Dimension Ltd | ADR | 63008G203 | 57,457,928 | 20,631,213 | SH | DFND | 20,631,213 | 0 | 0 | ||
National Amusements Inc | Preferred Convertible | 92556H305 | 424,003 | 30,859 | SH | DFND | 30,859 | 0 | 0 | ||
NCR Atleos Corp | Option | 63001N106 | 493,750 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
NET Lease Office Properties | Equity | 64110Y108 | 1,254,641 | 52,716 | SH | DFND | 52,716 | 0 | 0 | ||
NexPoint Residential Trust Inc | Equity | 65341D102 | 321,900 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Norfolk Southern Corp | Equity | 655844108 | 1,019,480 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
Nutrien Ltd | Equity | 67077M108 | 1,629,701 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Nuvve Holding Corp | Equity | 67079Y209 | 214,500 | 195,000 | SH | DFND | 195,000 | 0 | 0 | ||
NVIDIA CORP | Option | 67066G104 | 1,355,340 | 1,500 | SH | Put | DFND | 1,500 | 0 | 0 | |
Occidental Petroleum Corp | Equity | 674599105 | 1,949,700 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
OmniAb Inc | Warrant | 68218J111 | 64,135 | 11,833 | SH | DFND | 11,833 | 0 | 0 | ||
OneSpan Inc | Equity | 68287N100 | 14,755,469 | 1,268,742 | SH | DFND | 1,268,742 | 0 | 0 | ||
Onfolio Holdings Inc | Warrant | 68277K124 | 96,040 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
Osisko Gold Royalties Ltd | Equity | 68827L101 | 1,149,261 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
Pfizer Inc | Equity | 717081103 | 2,775,000 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
Pineapple Energy Inc | Equity | 72303P107 | 149,600 | 2,200,000 | SH | DFND | 2,200,000 | 0 | 0 | ||
PPG Industries Inc | Equity | 693506107 | 1,449,000 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Priveterra Acquisition Corp II | Warrant | 876545112 | 138,125 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
Prospect Capital Corp | Option | 74348T102 | 3,785,064 | 685,700 | SH | Put | DFND | 685,700 | 0 | 0 | |
Psyence Biomedical Ltd | Warrant | 74449F118 | 14,250 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
Rail Vision Ltd | Warrant | M8186D114 | 483,897 | 226,120 | SH | DFND | 226,120 | 0 | 0 | ||
Restaurant Brands International LP | Option | 76131D103 | 7,945,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
Rexford Industrial Realty Inc | Equity | 76169C100 | 2,721,582 | 54,107 | SH | DFND | 54,107 | 0 | 0 | ||
ROYAL BANK OF CANADA | Equity | 780087102 | 3,027,031 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Safehold Inc | Equity | 78646V107 | 2,668,977 | 129,562 | SH | DFND | 129,562 | 0 | 0 | ||
SEALSQ Corp | Equity | G79483106 | 1,006,776 | 649,533 | SH | DFND | 649,533 | 0 | 0 | ||
SELLAS Life Sciences Group Inc | Equity | 81642T209 | 4,880,692 | 4,832,368 | SH | DFND | 4,832,368 | 0 | 0 | ||
SERITAGE GROWTH PROPERTIES | Equity | 81752R100 | 5,863,215 | 607,587 | SH | DFND | 607,587 | 0 | 0 | ||
SERITAGE GROWTH PROPERTIES | Option | 81752R100 | 482,500 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
SiNtx Technologies Inc | Equity | 829392604 | 47,485 | 959,297 | SH | DFND | 959,297 | 0 | 0 | ||
Six Flags Entertainment Corp | Equity | 83001A102 | 658,000 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SL Green Realty Corp | Option | 78440X887 | 992,340 | 18,000 | SH | Call | DFND | 18,000 | 0 | 0 | |
Snap Inc | Bond Convertible | 83304AAF3 | 48,000,000 | 2,000,000 | SH | DFND | 2,000,000 | 0 | 0 | ||
Solidion Technology Inc | Equity | 834212102 | 1,283,334 | 1,333,334 | SH | DFND | 1,333,334 | 0 | 0 | ||
SOS Ltd | ADR | 83587W205 | 1,805,174 | 1,068,150 | SH | DFND | 1,068,150 | 0 | 0 | ||
SoundHound AI Inc | Equity | 836100107 | 1,222,764 | 207,600 | SH | DFND | 207,600 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | Option | 78462F103 | 27,199,640 | 52,000 | SH | Put | DFND | 52,000 | 0 | 0 | |
Spero Therapeutics Inc | Equity | 84833T103 | 6,450,774 | 3,750,450 | SH | DFND | 3,750,450 | 0 | 0 | ||
Spirit Airlines Inc | Bond Convertible | 848577AB8 | 161,748,000 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
Sun Communities Inc | Equity | 866674104 | 3,021,630 | 23,500 | SH | DFND | 23,500 | 0 | 0 | ||
Super Group SGHC Ltd | Equity | G8588X103 | 4,523,060 | 1,311,032 | SH | DFND | 1,311,032 | 0 | 0 | ||
Super Micro Computer Inc | Equity | 86800U104 | 4,292,628 | 4,250 | SH | DFND | 4,250 | 0 | 0 | ||
Super Micro Computer Inc | Option | 86800U104 | 10,100,300 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
TC Energy Corp | Equity | 87807B107 | 3,172,075 | 78,894 | SH | DFND | 78,894 | 0 | 0 | ||
Teck Resources Ltd | Equity | 878742204 | 2,792,744 | 61,049 | SH | DFND | 61,049 | 0 | 0 | ||
Thunder Bridge Capital Partners IV Inc | Warrant | 88605L115 | 4,738,711 | 460,069 | SH | DFND | 460,069 | 0 | 0 | ||
TKO Group Holdings Inc | Equity | 87256C101 | 2,592,300 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Toronto-Dominion Bank/The | Equity | 891160509 | 1,811,333 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Tricon Residential Inc | Equity | 89612W102 | 5,142,380 | 461,200 | SH | DFND | 461,200 | 0 | 0 | ||
Trip.com Group Ltd | ADR | 89677Q107 | 20,245,667 | 461,282 | SH | DFND | 461,282 | 0 | 0 | ||
Triple Flag Precious Metals Corp | Equity | 89679M104 | 2,724,277 | 188,486 | SH | DFND | 188,486 | 0 | 0 | ||
Twilio Inc | Equity | 90138F102 | 32,573,565 | 532,683 | SH | DFND | 532,683 | 0 | 0 | ||
Twilio Inc | Option | 90138F102 | 6,115,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
United States Steel Corp | Equity | 912909108 | 1,223,400 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Unity Software Inc | Bond Convertible | 91332UAB7 | 168,900,000 | 2,000,000 | SH | DFND | 2,000,000 | 0 | 0 | ||
Ventas Inc | Equity | 92276F100 | 870,800 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Veris Residential Inc | Equity | 554489104 | 2,241,635 | 147,379 | SH | DFND | 147,379 | 0 | 0 | ||
Veris Residential Inc | Option | 554489104 | 7,605,000 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
Vertiv Holdings Co | Equity | 92537N108 | 1,225,050 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
View Inc | Equity | 92671V304 | 100,376 | 87,284 | SH | DFND | 87,284 | 0 | 0 | ||
Vista Outdoor Inc | Equity | 928377100 | 819,500 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
Vivid Seats Inc | Equity | 92854T100 | 16,145,590 | 2,695,424 | SH | DFND | 2,695,424 | 0 | 0 | ||
Vizio Holding Corp | Option | 92858V101 | 1,094,000 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
Vnet Group Inc | ADR | 90138A103 | 377,301 | 243,420 | SH | DFND | 243,420 | 0 | 0 | ||
Vocodia Holdings Corp | Equity | 92891Q101 | 195,435 | 244,906 | SH | DFND | 244,906 | 0 | 0 | ||
WiSA Technologies Inc | Equity | 86633R302 | 447,793 | 21,323,458 | SH | DFND | 21,323,458 | 0 | 0 | ||
XBP Europe Holdings Inc | Warrant | 98400V119 | 25,826 | 12,537 | SH | DFND | 12,537 | 0 | 0 | ||
XUNLEI LTD. | ADR | 98419E108 | 558,096 | 374,561 | SH | DFND | 374,561 | 0 | 0 | ||
Zapp Electric Vehicles Group Ltd | Warrant | G9889X115 | 9,368 | 37,500 | SH | DFND | 37,500 | 0 | 0 | ||
Zoomcar Holdings Inc | Warrant | 45784G119 | 11,486 | 18,750 | SH | DFND | 18,750 | 0 | 0 |