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NT 10-Q Filing
LiveOne (LVO) NT 10-QNotice of late quarterly filing
Filed: 15 Aug 18, 4:16pm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25 | SEC FILE NUMBER 001-38249 | |
NOTIFICATION OF LATE FILING | CUSIP NUMBER 53839L208 |
(Check One):¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR
For Period Ended: June 30, 2018
¨ Transition Report on Form 10-K
¨ Transition Report on Form 20-F
¨ Transition Report on Form 11-K
¨ Transition Report on Form 10-Q
¨ Transition Report on Form N-SAR
For the Transition Period Ended: ___________________________________________________________
Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I - REGISTRANT INFORMATION
LiveXLive Media, Inc.
Full Name of Registrant
Former Name if Applicable
9200 Sunset Boulevard, Suite #1201
Address of Principal Executive Office (Street and Number)
West Hollywood, CA 90069
City, State and Zip Code
PART II - RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
(a) | The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
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x | (b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c) | The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III - NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
LiveXLive Media, Inc. (the “Company”) is unable to file with the Securities and Exchange Commission (the “SEC”) its Quarterly Report on Form 10-Q for the three months ended June 30, 2018 (the “First Quarter 2018 Form 10-Q”) within the prescribed time period without unreasonable effort or expense due to unexpected delays in finalizing its quarter-end financial reporting process. The Company requires additional time to finalize its consolidated financial statements and the notes thereto. The Company expects to file the First Quarter 2018 Form 10-Q with the SEC on or prior to the fifth calendar day following the prescribed due date.
PART IV - OTHER INFORMATION
(1) | Name and telephone number of person to contact in regard to this notification |
Michael Zemetra | (310) | 601-2500 | ||||
(Name) | (Area Code) | (Telephone Number) |
(2) | Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). Yes x No ¨ |
(3) | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes ☐ No ☒ |
LIVEXLIVE MEDIA, INC.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 15, 2018 | By: | /s/ Robert S. Ellin |
Name: | Robert S. Ellin | |
Title: | Chief Executive Officer and Chairman of the Board of Directors |