Knight-Swift Transportation (KNX) Form 3 SWIFT TRANSPORTATION / Timothy W Guin ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0104
Estimated average burden
hours per response:	0.5

1. Name and Address of Reporting Person^*

Guin Timothy W

(Last) (First) (Middle)

C/O SWIFT TRANSPORTATION COMPANY

2200 SOUTH 75TH AVENUE

(Street)

PHOENIX AZ 85043

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/10/2016

3. Issuer Name and Ticker or Trading Symbol
SWIFT TRANSPORTATION Co [ SWFT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP, Sales

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	1,328	D
Class A Common Stock, Restricted Stock Unit	473(1)(2)	D
Class A Common Stock, Restricted Stock Unit	571(1)(3)	D
Class A Common Stock, Restricted Stock Unit	1,562(1)(4)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right-to-buy)	(5)	10/03/2021	Class A Common Stock	55,000(6)	5.68	D
Employee Stock Option (Right-to-buy)	(7)	05/21/2023	Class A Common Stock	2,475(8)	17.17	D

Explanation of Responses:

1. Represents an award of Restricted Stock Units granted under the Issuer's Omnibus Incentive Plans, as indicated in footnotes (2), (3) and (4), below. Subject to certain acceleration, forfeiture and termination provisions, each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock. The Restricted Stock Units vest in three equal installments over a three-year period beginning with the first anniversary from the grant date.

2. Amount reflects the unvested portion of Restricted Stock Units granted on May 21, 2013, under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010).

3. Amount reflects the unvested portion of Restricted Stock Units granted on May 6, 2014, under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010).

4. Amount reflects the unvested portion of Restricted Stock Units granted on May 20, 2015, under the Issuer's 2014 Omnibus Incentive Plan.

5. Subject to certain acceleration, forfeiture and termination provisions, the options vest in three equal installments over a three-year period beginning with the third anniversary from the grant date.

6. Represents 75,000 Stock Options granted on October 3, 2011, under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010), net of 20,000 options previously exercised.

7. Subject to certain acceleration, forfeiture and termination provisions, the options vest in three equal installments over a three-year period beginning with the first anniversary from the grant date.

8. Represents 2,475 Stock Options granted on May 21, 2013, under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010).

Remarks:

	/s/ Timothy W Guin	05/16/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.