| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 01/01/2018 | 3. Issuer Name and Ticker or Trading Symbol ENBRIDGE INC [ ENB ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) 01/02/2018 | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| ESP Phantom Equivalent Shares(1) | (2) | (2) | Common Shares | 1,197(3) | (2) | I | By Spectra Executive Savings Plan |
| Explanation of Responses: |
| 1. This form is being filed to include the ESP Phantom Equivalent Shares held by the Reporting Person that were unintentionally omitted from the original Form 3 filed on January 2, 2018. |
| 2. The ESP Phantom Equivalent Shares represent cash amounts that the Reporting Person received in consideration for service provided to Spectra Energy Corp. ("Spectra") or, following the merger of Spectra and Enbridge, Inc. ("Enbridge"), to Enbridge that were deferred under the Executive Savings Plan and allocated to notional unitized investment funds based on Common Shares. Each ESP Phantom Equivalent Share represents the right to receive a cash payment equal to the value of a Common Share upon a separation from service from Enbridge. The balance of ESP Phantom Equivalent Shares may vary from time to time due to fluctuations in the percentage of assets in the unitized fund investment option that are deemed to be invested in Common Shares. |
| 3. As of February 27, 2018, the Reporting Person held 1,234 ESP Phantom Equivalent Shares. |
| Remarks: |
| Executive Vice President & President, Gas Transmission & Midstream |
| /s/ Michelle Lowther, attorney-in-fact | 03/01/2018 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
