The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Albireo Pharma Inc. | Com | 01345P106 | 23,096 | 716,381 | SH | DFND | 716,381 | 0 | 0 | ||
Alder Biopharmaceuticals Inc. | Com | 014339105 | 14,578 | 1,238,533 | SH | DFND | 1,238,533 | 0 | 0 | ||
Allogene Therapeutics Inc. | Com | 019770106 | 569,658 | 21,216,306 | SH | DFND | 21,216,306 | 0 | 0 | ||
Collegium Pharmaceutical Inc. | Com | 19459J104 | 18,896 | 1,436,960 | SH | DFND | 1,436,960 | 0 | 0 | ||
Domo Inc. | Com Cl B | 257554105 | 20,601 | 754,056 | SH | DFND | 754,056 | 0 | 0 | ||
e l f Beauty Inc. | Com | 26856L103 | 148,203 | 10,510,828 | SH | DFND | 10,510,828 | 0 | 0 | ||
Endo Intl PLC | Shs | G30401106 | 91,267 | 22,152,136 | SH | DFND | 22,152,136 | 0 | 0 | ||
Entasis Therapeutics Hldgs I | Com | 293614103 | 6,584 | 1,020,748 | SH | DFND | 1,020,748 | 0 | 0 | ||
Flexion Therapeutics Inc. | Com | 33938J106 | 11,519 | 936,507 | SH | DFND | 936,507 | 0 | 0 | ||
Greensky Inc. | Cl A | 39572G100 | 15,461 | 1,257,977 | SH | DFND | 1,257,977 | 0 | 0 | ||
IQVIA Hldgs Inc. | Com | 46266C105 | 1,372,678 | 8,531,251 | SH | DFND | 8,531,251 | 0 | 0 | ||
Magnolia Oil & Gas Corp. | Cl A | 559663109 | 100,135 | 8,647,222 | SH | DFND | 8,647,222 | 0 | 0 | ||
NIO Inc. | Spon ADS | 62914V106 | 6,268 | 2,457,857 | SH | DFND | 2,457,857 | 0 | 0 | ||
Otonomy Inc. | Com | 68906L105 | 5,938 | 2,159,335 | SH | DFND | 2,159,335 | 0 | 0 | ||
Playa Hotels & Resorts NV | Shs | N70544106 | 74,067 | 9,606,666 | SH | DFND | 9,606,666 | 0 | 0 | ||
Spotify Technology S A | Shs | L8681T102 | 311,750 | 2,132,062 | SH | DFND | 2,132,062 | 0 | 0 | ||
Tandem Diabetes Care Inc. | Com New | 875372203 | 16,105 | 249,620 | SH | DFND | 249,620 | 0 | 0 | ||
Trevi Therapeutics | Com | 89532M101 | 47,432 | 6,324,319 | SH | DFND | 6,324,319 | 0 | 0 | ||
Uber Technologies | Com | 90353T100 | 1,690,408 | 36,446,926 | SH | DFND | 36,446,926 | 0 | 0 | ||
Xinyuan Real Estate Co Ltd | Spons ADR | 98417P105 | 5,549 | 1,327,590 | SH | DFND | 1,327,590 | 0 | 0 | ||
Five Point Holdings LLC | Com Cl A | 33833Q106 | 3,494 | 464,676 | SH | DFND | 464,676 | 0 | 0 | ||
Northern Oil & Gas Inc. Nev | Com | 665531109 | 2,192 | 1,135,793 | SH | DFND | 1,135,793 | 0 | 0 | ||
Oxford Square Cap Corp. | Com | 69181V107 | 7 | 1,059 | SH | DFND | 1,059 | 0 | 0 | ||
PDVWireless Inc. | Com | 69290R104 | 47,607 | 1,012,910 | SH | DFND | 1,012,910 | 0 | 0 | ||
PG&E Corp | Com | 69331C108 | 22,920 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
Rite Aid Corp | Com | 767754872 | 4,244 | 529,786 | SH | DFND | 529,786 | 0 | 0 | ||
Sanofi | Right 12/31/2020 | 80105N113 | 6,885 | 13,240,462 | SH | DFND | 13,240,462 | 0 | 0 | ||
Switch Inc. | Cl A | 87105L104 | 8,794 | 671,816 | SH | DFND | 671,816 | 0 | 0 | ||
TPG Specialty Lending, Inc. | Com | 87265K102 | 53,254 | 2,717,043 | SH | DFND | 2,717,043 | 0 | 0 | ||
TPG RE Fin Tr Inc. | Com | 87266M107 | 125,485 | 6,505,167 | SH | DFND | 6,505,167 | 0 | 0 | ||
Air Prods & Chems Inc. | Com | 009158106 | 76,918 | 339,788 | SH | DFND | 339,788 | 0 | 0 | ||
Amneal Pharmaceuticals Inc. | Com Stk Cl A | 03168L105 | 27,853 | 3,884,600 | SH | DFND | 3,884,600 | 0 | 0 | ||
Anthem Inc. | Com | 036752103 | 102,513 | 363,251 | SH | DFND | 363,251 | 0 | 0 | ||
Berry Global Group Inc. | Com | 08579W103 | 62,318 | 1,184,974 | SH | DFND | 1,184,974 | 0 | 0 | ||
Beyond Meat Inc. | Com | 08862E109 | 14,030 | 87,316 | SH | DFND | 87,316 | 0 | 0 | ||
Broadcom Inc. | Com | 11135F101 | 90,041 | 312,793 | SH | DFND | 312,793 | 0 | 0 | ||
Cognizant Technology Solutio | Cl A | 192446102 | 45,135 | 712,022 | SH | DFND | 712,022 | 0 | 0 | ||
Comcast Corp New | Cl A | 20030N101 | 154,785 | 3,660,959 | SH | DFND | 3,660,959 | 0 | 0 | ||
Energy Transfer L P | Com Ut Ltd Ptn | 29273V100 | 52,209 | 3,708,050 | SH | DFND | 3,708,050 | 0 | 0 | ||
Fidelity National Financial | FNF Group Com | 31620R303 | 72,228 | 1,792,258 | SH | DFND | 1,792,258 | 0 | 0 | ||
Grace W R & Co Del New | Com | 38388F108 | 140,548 | 1,846,645 | SH | DFND | 1,846,645 | 0 | 0 | ||
Hamilton Lane Inc. | Cl A | 407497106 | 86,072 | 1,508,441 | SH | DFND | 1,508,441 | 0 | 0 | ||
Interactive Brokers Group In | Com Cl A | 45841N107 | 62,742 | 1,157,607 | SH | DFND | 1,157,607 | 0 | 0 | ||
Koninklijke Philips N V | NY Reg Sh New | 500472303 | 55,240 | 1,267,555 | SH | DFND | 1,267,555 | 0 | 0 | ||
Marathon Pete Corp. | Com | 56585A102 | 199,083 | 3,562,685 | SH | DFND | 3,562,685 | 0 | 0 | ||
MPLX LP | Com Unit Rep Ltd | 55336V100 | 55,531 | 1,725,099 | SH | DFND | 1,725,099 | 0 | 0 | ||
Pegasystems Inc. | Com | 705573103 | 118,954 | 1,670,464 | SH | DFND | 1,670,464 | 0 | 0 | ||
Sony Corp. | Sponsored ADR | 835699307 | 32,212 | 614,850 | SH | DFND | 614,850 | 0 | 0 | ||
Spirit AeroSystems Hldgs Inc. | Com Cl A | 848574109 | 125,346 | 1,540,449 | SH | DFND | 1,540,449 | 0 | 0 | ||
Unifirst Corp. Mass | Com | 904708104 | 60,992 | 323,446 | SH | DFND | 323,446 | 0 | 0 | ||
Worldpay Inc. | Cl A | 981558109 | 181,487 | 1,480,922 | SH | DFND | 1,480,922 | 0 | 0 |