UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): April 30, 2015 (April 28, 2015)
New Mountain Finance Corporation
(Exact name of co-registrant as specified in its charter)
Delaware | | 814-00832 | | 27-2978010 |
(State or other jurisdiction of
incorporation or organization) | | (Commission
File Number) | | (IRS Employer
Identification Number) |
787 7th Avenue, 48th Floor, New York, NY 10019
(Address of principal executive offices)
Co-Registrant’s telephone number, including area code (212) 720-0300
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders.
New Mountain Finance Corporation (“NMFC”) held its 2015 Annual Meeting of Stockholders on April 28, 2015 and submitted two (2) matters to the vote of stockholders. A summary of the matters voted upon by the stockholders is set forth below.
Election of Directors:
Stockholders of NMFC elected two nominees for director, each to serve for a three-year term to expire at the 2018 Annual Meeting of Stockholders based on the following votes:
Name | | FOR | | WITHHELD | | Broker Non-Votes | |
David Ogens | | 26,734,387 | | 272,679 | | 22,901,109 | |
Adam B. Weinstein | | 26,678,818 | | 328,248 | | 22,901,109 | |
Ratification of the Appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2015:
Stockholders of NMFC ratified the appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2015 based on the following votes:
FOR | | AGAINST | | ABSTAINED | | Broker Non-Votes | |
48,744,483 | | 1,032,564 | | 131,128 | | (0 | ) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrants have duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
| NEW MOUNTAIN FINANCE CORPORATION |
| |
| |
Date: April 30, 2015 | By: | /s/ Paula A. Bosco |
| | Name: | Paula A. Bosco |
| | Title: | Corporate Secretary |
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