The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001497041 |
| ||||||||||||||
Name of Issuer | |||||||||||||||
D & L Energy 2010-A Ltd. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
OHIO | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
|
2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
D & L Energy 2010-A Ltd. | |||
Street Address 1 | Street Address 2 | ||
2761 SALT SPRINGS ROAD | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
YOUNGSTOWN | OHIO | 44509 | 888-343-4427 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Faith | Susan | |
Street Address 1 | Street Address 2 | |
2761 Salt Springs Road | ||
City | State/Province/Country | ZIP/PostalCode |
Youngstown | OHIO | 44509 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
President of D & L Energy, Inc., the Managing General Partner of D & L Energy 2010-A Ltd.4. Industry Group
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|
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
X | No Revenues | No Aggregate Net Asset Value | ||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
Decline to Disclose | Decline to Disclose | |||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Rule 504(b)(1) (not (i), (ii) or (iii)) | Rule 505 | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(i) | X | Rule 506 | ||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(ii) | Securities Act Section 4(5) | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(iii) | Investment Company Act Section 3(c) | |||||||||||||||||||||||||||||||||||
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7. Type of Filing
New Notice | Date of First Sale | 2010-11-29 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | Pooled Investment Fund Interests | ||
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
investor general or limited partnership interests |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $20,000 | USD |
12. Sales Compensation
Recipient |
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Anand Savur | 1809528 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
20319 Nordhoff Street | Suite 130 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chatsworth | CALIFORNIA | 91311 | |||||
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Recipient |
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Charles Wolf | 3067817 | ||||||
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National Planning Corporation | 29604 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
135 Keller Street | Suite C | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Petaluma | CALIFORNIA | 94952 | |||||
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Recipient |
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James Wiekamp | 828410 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4325 Maine Avenue S.E. | Suite 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Rochester | MINNESOTA | 55904 | |||||
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Recipient |
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Anthony DePalma | 65694 | ||||||
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Fintegra, LLC | 16741 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5900 Landerbrook Drive | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Mayfield Heights | OHIO | 44124 | |||||
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Recipient |
| ||||||
Jonathan Broadbent | 4649531 | ||||||
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Fintegra, LLC | 16741 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5900 Landerbrook Drive | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Mayfield Heights | OHIO | 44124 | |||||
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Recipient |
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James Mathias | 1180474 | ||||||
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Invest Financial Corp. | 12984 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
32100 Telegraph Road | Suite 230 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Bingham Farms | MICHIGAN | 48025 | |||||
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Recipient |
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Jerry Corless | 3005126 | ||||||
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Invest Financial Corp. | 12984 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6465 N. Quail Hollow Road | Suite 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Memphis | TENNESSEE | 38120 | |||||
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Recipient |
| ||||||
Robert Tweed | 2339324 | ||||||
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MAM Securities | 124620 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2060 Huntington Drive | Suite 1 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Marino | CALIFORNIA | 91108 | |||||
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Recipient |
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Angela Ferrante | 1740108 | ||||||
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QA3 Financial Corp. | 14754 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
202 Stonecrest Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Berlin | PENNSYLVANIA | 15530 | |||||
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Recipient |
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James Conaway | 1920946 | ||||||
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QA3 Financial Corp. | 14754 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
300 East Birch Street | Suite 109 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Brea | CALIFORNIA | 92821 | |||||
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Recipient |
| ||||||
Terry A. Vrieze | 455952 | ||||||
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Broker Dealer Financial Services | 8073 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7017 Hickman Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Urbandale | IOWA | 50322 | |||||
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Recipient |
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Cara Miller | 4521819 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
505 Kansas City Street | P.O. Box 8127 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Rapid City | SOUTH DAKOTA | 57701 | |||||
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Recipient |
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David Lampe | 828400 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
11111 N. Eldridge Parkway | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Houston | TEXAS | 77065 | |||||
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Recipient |
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Douglas Larson | 43672205 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1009 Iowa Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Onawa | IOWA | 51040 | |||||
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Recipient |
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John Hess Yoder | 1524518 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5500 Citizens Drive 8655 S.W. | Suite 102 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Wilsonville | OREGON | 97070 | |||||
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Recipient |
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Randall Hough | 1017957 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
301 Perimeter Center North | Suite 300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Atlanta | GEORGIA | 30346 | |||||
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Recipient |
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Ray Harrison | 2287436 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6939 Sunrise Blvd. | Suite 101 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Citrus Heights | CALIFORNIA | 95601 | |||||
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Recipient |
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Brian Peardon | 4819319 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6939 Sunrise Blvd. | Suite 101 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Citrus Heights | CALIFORNIA | 95601 | |||||
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Recipient |
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Daniel Woodhull | 2832575 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6939 Sunrise Blvd. | Suite 101 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Citrus Heights | CALIFORNIA | 95601 | |||||
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Recipient |
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Blake Bottle | 2065531 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
12406 N. 32nd Street | Suite 107 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Phoenix | ARIZONA | 85032 | |||||
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Recipient |
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Donald Kyle Atkins | 2829986 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
205 S. Pine Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Spartansburg | SOUTH CAROLINA | 29302 | |||||
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Recipient |
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Darryl Wilson | 4152258 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4505 Pine Tree Circle | Suite 101 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Birmingham | ALABAMA | 35243 | |||||
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Recipient |
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Howell Booth Holland | 2430593 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1919 Cahaba Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Birmingham | ALABAMA | 35223 | |||||
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Recipient |
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Donald Renstrom | 1065146 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
610 Ronald Reagan Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Evans | GEORGIA | 30809 | |||||
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Recipient |
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James Barager | 4453310 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5875 Lehman Drive | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Colorado Springs | COLORADO | 80918 | |||||
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Recipient |
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Raymond Neil Allen | 1491398 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6939 Sunrise Blvd. | Suite 101 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Citrus Heights | CALIFORNIA | 95601 | |||||
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Recipient |
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Randy Rathmann | 1387855 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2707 Artie Street, Bldg. 200 | Suite 12 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Huntsville | ALABAMA | 35805 | |||||
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Recipient |
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Bradley Freimark | 2883389 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
9010 Quantrelle Avenue, N.E. | Suite 107 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Otsego | MINNESOTA | 55330 | |||||
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Recipient |
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Roger Clement | 1991055 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2400 SE "C" Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Bentonville | ARKANSAS | 72712 | |||||
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Recipient |
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Jeff Reeves | 4436126 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2400 SE "C" Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Bentonville | ARKANSAS | 72712 | |||||
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Recipient |
| ||||||
Rod Bastian | 1563355 | ||||||
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ProEquities,Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2500 SE "C" Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Bentonville | ARKANSAS | 72712 | |||||
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Recipient |
| ||||||
Kevin Barnes | 2808063 | ||||||
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| ||||||
ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2400 SE "C" Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Bentonville | ARKANSAS | 72712 | |||||
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Recipient |
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Richard Hageman | 2184995 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3067 Buttercup Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Neenah | WISCONSIN | 54956 | |||||
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Recipient |
| ||||||
David Todd Phillips | 3094195 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5350 N. 48th Street | Suite 238 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chandler | ARIZONA | 85226 | |||||
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Recipient |
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Jamie Turk | 4338770 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
25201 Chagrin Blvd. | Suite 300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Beachwood | OHIO | 44122 | |||||
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Recipient |
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Janice LaBonne | 1235078 | ||||||
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ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2355 JFK Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Dubuque | IOWA | 52002 | |||||
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Recipient |
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Michael Olesen | 1635079 | ||||||
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National Planning Corporation | 29604 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
117 N. 3rd Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Geneva | ILLINOIS | 60134 | |||||
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Recipient |
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Jodi Schneelicht | 4594776 | ||||||
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Centaurus Financial, Inc. | 30833 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3 MacArthur Place | Suite 855 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Santa Ana | CALIFORNIA | 92707 | |||||
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Recipient |
| ||||||
Robert Horning | 2311640 | ||||||
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| ||||||
Centaurus Financial, Inc. | 30833 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3 MacArthur Place | Suite 855 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Santa Ana | CALIFORNIA | 92707 | |||||
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Recipient |
| ||||||
Nicholas M. Ellis | 1082891 | ||||||
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Centaurus Financial, Inc. | 30833 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
13 Alameda | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Irvine | CALIFORNIA | 92620 | |||||
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Recipient |
| ||||||
Brett Ewing | 2904608 | ||||||
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| ||||||
Centaurus Financial, Inc. | 30833 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2580 Care Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Tallahassee | FLORIDA | 32308 | |||||
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Recipient |
| ||||||
Gary Poling | 801756 | ||||||
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| ||||||
ProEquities, Inc. | 15708 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
519 Glenway Cove | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Lebanon | TENNESSEE | 37087 | |||||
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Recipient |
| ||||||
John Cort | 5727496 | ||||||
|
| ||||||
National Planning Corporation | 29604 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
135 Keller | Suite C | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Petaluma | CALIFORNIA | 94952 | |||||
|
| ||||||
|
Recipient |
| ||||||
Mark Sudol | 1114419 | ||||||
|
| ||||||
National Planning Corporation | 29604 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6135 S. Rainbow Blvd. | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Las Vegas | NEVADA | 89118 | |||||
|
| ||||||
|
Recipient |
| ||||||
Gary Sudol | 1392822 | ||||||
|
| ||||||
National Planning Corporation | 29604 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6135 S. Rainbow Blvd. | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Las Vegas | NEVADA | 89118 | |||||
|
| ||||||
|
Recipient |
| ||||||
Jeffrey Lavin | 1934312 | ||||||
|
| ||||||
National Planning Corporation | 29604 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1025 W. 190th Street | Suite 405 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Gardena | CALIFORNIA | 90248 | |||||
|
| ||||||
|
Recipient |
| ||||||
Michael Veyette | 4251770 | ||||||
|
| ||||||
National Planning Corporation | 29604 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4281 Katella Avenue | Suite 208 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Los Alamitos | CALIFORNIA | 90720 | |||||
|
| ||||||
|
Recipient |
| ||||||
Edward Coda | 1776811 | ||||||
|
| ||||||
National Planning Corporation | 29604 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1221 Kapiolani Blvd. | Penthouse 30 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Honolulu | HAWAII | 96814 | |||||
|
| ||||||
|
Recipient |
| ||||||
Pamela Mah | 4884493 | ||||||
|
| ||||||
National Planning Corporation | 29604 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1221 Kapiolani Blvd. | Penthouse 30 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Honolulu | HAWAII | 96814 | |||||
|
| ||||||
|
Recipient |
| ||||||
Charles E. Munoz | 3243140 | ||||||
|
| ||||||
Centaurus Financial, Inc. | 30833 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2900 Bristol Street | Suite #A-107 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Costa Mesa | CALIFORNIA | 92626 | |||||
|
| ||||||
|
Recipient |
| ||||||
John Mitchell | 2319862 | ||||||
|
| ||||||
Centaurus Financial, Inc. | 30833 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2900 Bristol Street | Suite #A-107 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Costa Mesa | CALIFORNIA | 92626 | |||||
|
| ||||||
|
Recipient |
| ||||||
Stephen Mitchell | 5443684 | ||||||
|
| ||||||
Centaurus Financial, Inc. | 30833 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2528 Barrington Circle | Suite #1 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Tallahassee | FLORIDA | 32308 | |||||
|
| ||||||
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13. Offering and Sales Amounts
Total Offering Amount | $20,000,000 | USD |
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Total Amount Sold | $6,870,000 | USD | ||||
Total Remaining to be Sold | $13,130,000 | USD |
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Clarification of Response (if Necessary):
The offering is now closed. There is no amount remaining to be sold. Total offering was increased to $20,000,000. and private placement memorandum recipients notified accordingly. Total sales were $6,870.000.14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $480,900 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
Sales commissions are based on 7% of the total offering amount sold of $6,870,000. The offering is now closed.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$171,750 | USD |
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Clarification of Response (if Necessary):
2.5% of gross proceeds of the total sales of $6,870,000 were used to reimburse the Sponsor/ Managing General Partner for organization and offering costs. The offering is now closed.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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D & L Energy 2010-A Ltd. | Susan Faith | Susan Faith | Pres. of D&L Energy, Inc., Man. Gen. Partner of Issuer | 2011-01-24 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.