1789 GROWTH & INCOME FUND | | | | | | | | | | | |
PROXY VOTING RECORD | | | | | | | | | | | |
July 1, 2014 - June 30, 2015 | | | | | | | | | | | |
Issuer Name | Ticker | | CUSIP | | Meeting Date | | Meeting Type | | Ballot Issue | Proposal | Proponent | | Vote Cast | For/Against Management |
TEVA PHARMACEUTICAL INDUSTRIES LTD. | TEVA | | 881624209 | | 7/30/2014 | | ANNUAL | | 1 | TO APPOINT DIRECTORS TO SERVE UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | MGMT | | ABSTAIN | N/A |
| | | | | | | | | 2 | TO APPOINT STATUTORY INDEPENDENT DIRECTORS. | MGMT | | ABSTAIN | N/A |
| | | | | | | | | 3A | TO APPROVE THE ANNUAL CASH BONUS OBJECTIVES FOR THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER FOR 2014 AND GOING FORWARD. | MGMT | | ABSTAIN | N/A |
| | | | | | | | | 3B | TO APPROVE ANNUAL EQUITY AWARDS FOR THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER FOR EACH YEAR COMMENCING IN 2015. | MGMT | | ABSTAIN | N/A |
| | | | | | | | | 4 | TO APPROVE THE PURCHASE OF DIRECTORS' AND OFFICERS' LIABILITY INSURANCE WITH ANNUAL COVERAGE OF UP TO $600 MILLION. | MGMT | | ABSTAIN | N/A |
| | | | | | | | | 5 | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2015 ANNUAL MEETING OF SHAREHOLDERS. | MGMT | | ABSTAIN | N/A |
DIRECTV | DTV | | 25490A309 | | 9/25/2014 | | SPECIAL | | 1 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 18, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG DIRECTV, A DELAWARE CORPORATION, AT&T INC., A DELAWARE CORPORATION, AND STEAM MERGER SUB LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC. | MGMT | | FOR | FOR |
| | | | | | | | | 2 | APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR DIRECTV'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | MGMT | | FOR | FOR |
| | | | | | | | | 3 | ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | MGMT | | FOR | FOR |
FEDEX CORPORATION | FDX | | 31428X106 | | 9/29/2014 | | ANNUAL | | 1 | ELECTION OF DIRECTORS. | MGMT | | FOR | FOR |
| | | | | | | | | 2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | | FOR | FOR |
| | | | | | | | | 3 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | | FOR | FOR |
| | | | | | | | | 4 | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | SHAREHOLDER | | AGAINST | FOR |
| | | | | | | | | 5 | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE-COUNTING. | SHAREHOLDER | | AGAINST | FOR |
| | | | | | | | | 6 | STOCKHOLDER PROPOSAL REGARDING HEDGING AND PLEDGING POLICY. | SHAREHOLDER | | AGAINST | FOR |
| | | | | | | | | 7 | STOCKHOLDER PROPOSAL REGARDING TAX PAYMENTS ON RESTRICTED STOCK AWARDS ("EXECUTIVE PAY"). | SHAREHOLDER | | AGAINST | FOR |
| | | | | | | | | 8 | STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY. | SHAREHOLDER | | AGAINST | FOR |
PALL CORPORATION | PLL | | 696429307 | | 10/14/2014 | | ANNUAL | | 1 | ELECTION OF DIRECTORS. | MGMT | | FOR | FOR |
| | | | | | | | | 2 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | | FOR | FOR |
| | | | | | | | | 3 | PROPOSAL TO APPROVE AN AMENDMENT TO THE PALL CORPORATION 2012 STOCK COMPENSATION PLAN. | MGMT | | FOR | FOR |
| | | | | | | | | 4 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | | FOR | FOR |
CACI INTERNATIONAL INC. | CACI | | 127190304 | | 11/20/2014 | | ANNUAL | | 1 | ELECTION OF DIRECTORS. | MGMT | | FOR | FOR |
| | | | | | | | | 2 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | | FOR | FOR |
| | | | | | | | | 3 | TO RATIFY THE APPOINTMENT OF THE ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | MGMT | | FOR | FOR |
LORD ABBETT INVESTMENT TRUST | LALDX | | 543916464 | | 12/4/2014 | | SPECIAL | | 1 | ELECTION OF DIRECTORS. | MGMT | | FOR | FOR |
INTUIT INC. | INTU | | 461202103 | | 1/22/2015 | | ANNUAL | | 1 | ELECTION OF DIRECTORS. | MGMT | | FOR | FOR |
| | | | | | | | | 2 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING 7/31/2015. | MGMT | | FOR | FOR |
| | | | | | | | | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | | FOR | FOR |
| | | | | | | | | 4 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN. | | | | |
LORILLARD, INC. | LO | | 544147101 | | 1/28/2015 | | SPECIAL | | 1 | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 15, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG LORILLARD, INC., REYNOLDS AMERICAN INC. AND LANTERN ACQUISITION CO., PURSUANT TO WHICH LANTERN ACQUISITION CO. WILL BE MERGED WITH AND INTO LORILLARD, INC., AND LORILLARD, INC. WILL CONTINUE AS THE SURVIVING CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF REYNOLDS AMERICAN INC. | MGMT | | FOR | FOR |
| | | | | | | | | 2 | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY LORILLARD, INC. TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | MGMT | | FOR | FOR |
| | | | | | | | | 3 | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF LORILLARD SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT. | MGMT | | FOR | FOR |
MYLAN INC. | MYL | | 628530107 | | 1/29/2015 | | SPECIAL | | 1 | APPROVAL OF THE AMENDED AND RESTATED BUSINESS TRANSFER AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 4, 2014, BY AND AMONG MYLAN, INC. ("MYLAN"). NEW MOON B.V., MOON OF PAY INC., AND ABBOTT LABORATORIES (THE "BUSINESS TRANSFER AGREEMENT"). | MGMT | | FOR | FOR |
| | | | | | | | | 2 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN MYLAN AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE BUSINESS TRANSFER AGREEMENT. | MGMT | | FOR | FOR |
| | | | | | | | | 3 | ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE BUSINESS TRANSFER AGREEMENT. | MGMT | | FOR | FOR |
ADOBE SYSTEMS INCORPORATED | ADBE | | 00724F101 | | 4/9/2015 | | ANNUAL | | 1 | ELECTION OF DIRECTORS. | MGMT | | FOR | FOR |
| | | | | | | | | 2 | APPROVAL OF THE AMENDMENT OF 2003 EQUITY INCENTIVE PLAN TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES. | MGMT | | FOR | FOR |
| | | | | | | | | 3 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 27, 2015. | MGMT | | FOR | FOR |
| | | | | | | | | 4 | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | MGMT | | FOR | FOR |
GENERAL ELECTRIC COMPANY | GE | | 369604103 | | 4/22/2015 | | ANNUAL | | A | ELECTION OF DIRECTORS. | MGMT | | FOR | FOR |
| | | | | | | | | B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION. | MGMT | | FOR | FOR |
| | | | | | | | | B2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR FOR 2015. | MGMT | | FOR | FOR |
| | | | | | | | | C1 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | SHAREHOLDER | | AGAINST | FOR |
| | | | | | | | | C2 | SHAREHOLDER PROPOSAL REGARDING WRITTEN CONSENT. | SHAREHOLDER | | AGAINST | FOR |
| | | | | | | | | C3 | SHAREHOLDER PROPOSAL REGARDING ONE DIRECTOR FROM RANKS OF RETIREES. | SHAREHOLDER | | AGAINST | FOR |
| | | | | | | | | C4 | SHAREHOLDER PROPOSAL REGARDING HOLY LAND PRINCIPLES. | SHAREHOLDER | | AGAINST | FOR |
| | | | | | | | | C5 | SHAREHOLDER PROPOSAL REGARDING LIMIT EQUITY VESTING UPON CHANGE IN CONTROL. | SHAREHOLDER | | AGAINST | FOR |
TEREX CORPORATION | TEX | | 880779103 | | 5/15/2015 | | ANNUAL | | 1 | ELECTION OF DIRECTORS. | MGMT | | FOR | FOR |
| | | | | | | | | 2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2015. | MGMT | | FOR | FOR |
| | | | | | | | | 3 | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | | FOR | FOR |