UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22447
Equinox Funds Trust
(Exact name of registrant as specified in charter)
17645 Wright Street, Omaha NE 68130
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporation Trust Center
251 Little Falls Drive
Wilmington, DE 19801
(Name and address of agent for service)
Registrant's telephone number, including area code: (302) 791-1851
Date of fiscal year end: September 30 and June 30
Date of reporting period: July 1, 2018 - June 30, 2019
ITEM 1. PROXY VOTING RECORD:
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Appended hereto is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2019 with respect to which the Registrant was entitled to vote:
| Registrant: Equinox Funds Trust - Equinox Ampersand Strategy Fund | ||||||||||
| Investment Company Act file number: 811-2247 | ||||||||||
| Reporting Period:July 1, 2018 through June 30, 2019 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | There were no proxy votes to report during the Reporting Period. The Fund did not receive any proxies during the Reporting Period. | |||||||||
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| CONTENT KEY: | ||||||||||
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||||||
| B. | Ticker - e.g., MSFT | |||||||||
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||||||
| D. | Meeting Type & Date- e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||||||
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||||||
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||||||
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||||||
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||||||
| I. | Management Recommendation - FOR or AGAINST | |||||||||
| Registrant: Equinox Funds Trust - Equinox AspectCore Diversified Strategy Fund | ||||||||||
| Investment Company Act file number: 811-2247 | ||||||||||
| Reporting Period:July 1, 2018 through June 30, 2019 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | There were no proxy votes to report during the Reporting Period. The Fund did not receive any proxies during the Reporting Period. | |||||||||
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| CONTENT KEY: | ||||||||||
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||||||
| B. | Ticker - e.g., MSFT | |||||||||
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||||||
| D. | Meeting Type & Date- e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||||||
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||||||
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||||||
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||||||
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||||||
| I. | Management Recommendation - FOR or AGAINST | |||||||||
| Registrant: Equinox Funds Trust - Equinox Campbell Strategy Fund | ||||||||||
| Investment Company Act file number: 811-2247 | ||||||||||
| Reporting Period:July 1, 2018 through June 30, 2019 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | There were no proxy votes to report during the Reporting Period. The Fund did not receive any proxies during the Reporting Period. | |||||||||
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| CONTENT KEY: | ||||||||||
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||||||
| B. | Ticker - e.g., MSFT | |||||||||
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||||||
| D. | Meeting Type & Date- e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||||||
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||||||
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||||||
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||||||
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||||||
| I. | Management Recommendation - FOR or AGAINST | |||||||||
| Registrant: Equinox Funds Trust - Equinox Chesapeake Strategy Fund | ||||||||||
| Investment Company Act file number: 811-2247 | ||||||||||
| Reporting Period:July 1, 2018 through June 30, 2019 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | There were no proxy votes to report during the Reporting Period. The Fund did not receive any proxies during the Reporting Period. | |||||||||
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| CONTENT KEY: | ||||||||||
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||||||
| B. | Ticker - e.g., MSFT | |||||||||
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||||||
| D. | Meeting Type & Date- e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||||||
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||||||
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||||||
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||||||
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||||||
| I. | Management Recommendation - FOR or AGAINST | |||||||||
| Registrant: Equinox Funds Trust - Equinox IPM Systematic Macro Fund | ||||||||||
| Investment Company Act file number: 811-2247 | ||||||||||
| Reporting Period:July 1, 2018 through June 30, 2019 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | There were no proxy votes to report during the Reporting Period. The Fund did not receive any proxies during the Reporting Period. | |||||||||
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| CONTENT KEY: | ||||||||||
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||||||
| B. | Ticker - e.g., MSFT | |||||||||
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||||||
| D. | Meeting Type & Date- e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||||||
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||||||
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||||||
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||||||
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||||||
| I. | Management Recommendation - FOR or AGAINST | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)Equinox Funds Trust
By (Signature and Title)/s/ Robert J. Enck
Robert J. Enck, President and Principal Executive Officer
Date: August 19, 2019
