UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22468
Ashmore Funds
(Exact name of registrant as specified in charter)
c/o Ashmore Investment Management Limited
61 Aldwych
London WC2B 4AE
England
(Address of principal executive offices) (Zip code)
Corporation Service Company
84 State Street
Boston, MA 02109
(Name and address of agent for service)
Registrant’s telephone number, including area code: 011-44-20-3077-6000
Date of fiscal year end: October 31
Date of reporting period: July 1, 2011 – June 30, 2012
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Ashmore Emerging Markets Equity Fund
Investment Company Report
INFOSYS TECHNOLOGIES LIMITED
Security | 456788108 | Meeting Type | Special | |||
Ticker Symbol | INFY | Meeting Date | 18-Oct-2011 | |||
ISIN | US4567881085 | Agenda | 933507393 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
O1 | ORDINARY RESOLUTION TO REVOKE THE RESOLUTION PASSED BY THE SHAREHOLDERS AT THE ANNUAL GENERAL MEETING HELD ON JUNE 12, 2004. | Management | For | |||||
S2 | SPECIAL RESOLUTIONS TO APPROVE A RESTRICTED STOCK UNITS PLAN 2011 (“2011 RSU PLAN”) AND TO GRANT RESTRICTED STOCK UNITS (“RSUS”) THEREUNDER TO “ELIGIBLE EMPLOYEES” OF THE COMPANY. | Management | For | |||||
S3 | SPECIAL RESOLUTION TO APPROVE GRANT OF RSUS UNDER THE 2011 RSU PLAN TO “ELIGIBLE EMPLOYEES’ OF THE SUBSIDIARY COMPANIES. | Management | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 1,400 | 30-Sep-2011 | 30-Sep-2011 |
CHINA LODGING GROUP LTD
Security | 16949N109 | Meeting Type | Annual | |||
Ticker Symbol | HTHT | Meeting Date | 08-Dec-2011 | |||
ISIN | US16949N1090 | Agenda | 933521963 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
01 | THE RESOLUTION AS SET OUT IN ITEM 1 OF THE NOTICE OF ANNUAL GENERAL MEETING REGARDING THE APPOINTMENT OF DELOITTE TOUCHE TOHMATSU CPA LTD. AS AUDITOR OF THE COMPANY. | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 4,100 | 30-Nov-2011 | 30-Nov-2011 |
MINDRAY MEDICAL INT’L LTD.
Security | 602675100 | Meeting Type | Annual | |||
Ticker Symbol | MR | Meeting Date | 19-Dec-2011 | |||
ISIN | US6026751007 | Agenda | 933532637 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
01 | RE-ELECTION OF MR. LI XITING AS A DIRECTOR OF THE COMPANY. | Management | For | For | ||||
02 | RE-ELECTION OF MR. PETER WAN AS A DIRECTOR OF THE COMPANY. | Management | For | For | ||||
03 | RE-ELECTION OF MR. KERN LIM AS A DIRECTOR OF THE COMPANY. | Management | For | For | ||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 4,100 | 12-Dec-2011 | 12-Dec-2011 |
EMBRAER S.A.
Security | 29082A107 | Meeting Type | Special | |||
Ticker Symbol | ERJ | Meeting Date | 10-Jan-2012 | |||
ISIN | US29082A1079 | Agenda | 933539617 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
01 | WITH RESPECT TO BY-LAWS OF COMPANY: A) AMENDMENT TO SECTION 34, INCLUDING PARAGRAPHS 1 & 2, AND ADDITION OF PARAGRAPH 3 TO THIS SECTION; B) ADJUSTMENT OF BY-LAWS TO THE NEW MINIMUM PROVISIONS REQUIRED BY THE NEW MARKET LISTING REGULATIONS OF BM&FBOVESPA; C) AMENDMENT TO WORDING OF SECTION 27; D) RESTATEMENT OF BY-LAWS OF COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | Against | ||||
02 | THE AMENDMENT TO SECTIONS 6.1. AND 7.1 OF THE COMPANY’S STOCK OPTION PLAN, WITH RESPECT TO THE TIME LIMITS APPLICABLE TO VESTING OF RIGHTS AND EXERCISE OF OPTIONS. | Management | For | Against |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 1,512 | 05-Jan-2012 | 05-Jan-2012 |
CEMEX, S.A.B. DE C.V.
Security | 151290889 | Meeting Type | Annual | |||
Ticker Symbol | CX | Meeting Date | 23-Feb-2012 | |||
ISIN | US1512908898 | Agenda | 933550003 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | PRESENTATION OF REPORT BY THE CHIEF EXECUTIVE OFFICER, INCLUDING COMPANY’S FINANCIAL STATEMENTS, REPORT OF CHANGES IN FINANCIAL SITUATION & VARIATIONS OF CAPITAL STOCK. | Management | For | For | ||||
II | RESOLUTION ON ALLOCATION OF PROFITS. | Management | For | For |
III | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION THROUGH: (A) CAPITALIZATION OF RETAINED EARNINGS; AND (B) ISSUANCE OF TREASURY SHARES IN ORDER TO PRESERVE THE RIGHTS OF CONVERTIBLE NOTE HOLDERS PURSUANT TO THE COMPANY’S ISSUANCES OF CONVERTIBLE NOTES. | Management | For | For | ||||
IV | PROPOSAL TO: A) EXTEND UP TO 5 YEARS CURRENT OPTIONAL STOCK PURCHASE PROGRAM FOR EMPLOYEES, OFFICERS, & MEMBERS OF BOARD; & B) INCREASE CAPITAL STOCK IN ITS VARIABLE PORTION THROUGH ISSUANCE OF TREASURY SHARES TO BE SUBSCRIBED & PAID PURUSANT TO TERMS AND CONDITIONS OF OPTIONAL STOCK PURCHASE PROGRAM. | Management | For | For | ||||
V | APPOINTMENT OF DIRECTORS, MEMBERS AND PRESIDENT OF THE AUDIT, CORPORATE PRACTICES AND FINANCE COMMITTEES. | Management | For | For | ||||
VI | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT, CORPORATE PRACTICES AND FINANCE COMMITTEES. | Management | For | For | ||||
VII | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 22,700 | 17-Feb-2012 | 17-Feb-2012 |
PETROLEO BRASILEIRO S.A. - PETROBRAS
Security | 71654V408 | Meeting Type | Special | |||
Ticker Symbol | PBR | Meeting Date | 28-Feb-2012 | |||
ISIN | US71654V4086 | Agenda | 933553390 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
I. | APPROVAL OF THE AMENDMENT OF THE COMPANY’S BY-LAWS, IN ORDER TO INCREASE THE NUMBER OF MEMBERS OF THE EXECUTIVE BOARD FROM ONE CHIEF EXECUTIVE OFFICER AND SIX OFFICERS TO ONE CHIEF EXECUTIVE OFFICER AND SEVEN OFFICERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
II. | THE ELECTION OF MEMBER OF BOARD OF DIRECTORS, CHIEF EXECUTIVE OFFICER MARIA DAS GRACAS SILVA FOSTER, APPOINTED BY THE CONTROLLING SHAREHOLDER, IN COMPLIANCE TO THE ARTICLE 150 OF THE CORPORATIONS ACT (LAW NO 6.404/1976) AND THE ARTICLE 25 OF THE COMPANY’S BY-LAWS. | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 12,184 | 23-Feb-2012 | 23-Feb-2012 |
EMBRAER S.A.
Security | 29082A107 | Meeting Type | Special | |||
Ticker Symbol | ERJ | Meeting Date | 06-Mar-2012 | |||
ISIN | US29082A1079 | Agenda | 933551740 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
1. | ELECTION OF ONE EFFECTIVE AND ALTERNATE MEMBER OF THE BOARD TO FILL THE VACANT OFFICE DUE TO THE RESIGNATION OF MR. MAURICIO NOVIS BOTELHO AND HIS ALTERNATE, MR. JOSE CARLOS DE ARAUJO SARMENTO BARATA. | Management | For | For | ||||
2. | ELECTION OF THE CHAIRMAN OF THE BOARD. | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 1,512 | 29-Feb-2012 | 29-Feb-2012 |
SAMSUNG ELECTRONICS CO., LTD.
Security | 796050201 | Meeting Type | Annual | |||
Ticker Symbol | SSNGY | Meeting Date | 16-Mar-2012 | |||
ISIN | US7960502018 | Agenda | 933554215 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
4. | LCD BUSINESS SPIN-OFF | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 1,556 | 12-Mar-2012 | 12-Mar-2012 |
PETROLEO BRASILEIRO S.A. - PETROBRAS
Security | 71654V408 | Meeting Type | Annual | |||
Ticker Symbol | PBR | Meeting Date | 19-Mar-2012 | |||
ISIN | US71654V4086 | Agenda | 933557350 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
O1 | MANAGEMENT REPORT AND FINANCIAL STATEMENTS, ACCOMPANIED OF OPINION FROM THE FISCAL BOARD, REGARDING THE FINANCIAL YEAR ENDED AS OF DECEMBER 31, 2011. | Management | For | |||||
O2 | CAPITAL BUDGET, REGARDING THE YEAR OF 2012. | Management | For | |||||
O3 | DESTINATION OF INCOME FOR THE YEAR OF 2011. | Management | For | |||||
O4A | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: APPOINTED BY THE CONTROLLING SHAREHOLDER. | Management | For |
O4B | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: APPOINTED BY THE MINORITY SHAREHOLDERS. | Management | For | |||||
O5 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS APPOINTED BY THE CONTROLLING SHAREHOLDER. | Management | For | |||||
O6A | ELECTION OF THE MEMBERS OF THE FISCAL BOARD AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED BY THE CONTROLLING SHAREHOLDER | Management | For | |||||
O6B | ELECTION OF THE MEMBERS OF THE FISCAL BOARD AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED BY THE MINORITY SHAREHOLDERS. | Management | For | |||||
O7 | ESTABLISHMENT OF COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS IN THE FISCAL BOARD. | Management | For | |||||
E1 | INCREASE OF THE CAPITAL STOCK | Management | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 14,127 | 07-Mar-2012 | 07-Mar-2012 |
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV
Security | 344419106 | Meeting Type | Annual | |||
Ticker Symbol | FMX | Meeting Date | 23-Mar-2012 | |||
ISIN | US3444191064 | Agenda | 933564468 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
O1 | REPORT OF THE CHIEF EXECUTIVE OFFICER, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | |||||
O2 | REPORT WITH RESPECT TO THE COMPLIANCE OF TAX OBLIGATIONS. | Management | For | |||||
O3 | APPLICATION OF THE RESULTS FOR THE 2011 FISCAL YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND, IN MEXICAN PESOS. | Management | For |
O4 | PROPOSAL TO DETERMINE AS THE MAXIMUM AMOUNT OF RESOURCES TO BE USED FOR THE SHARE REPURCHASE PROGRAM OF THE COMPANY’S SHARES, THE AMOUNT OF $3,000’000,000.00 MEXICAN PESOS. | Management | For | |||||
O5 | ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE. | Management | For | |||||
O6 | ELECTION OF MEMBERS OF THE FOLLOWING COMMITTEES: (I) FINANCE AND PLANNING, (II) AUDIT, AND (III) CORPORATE PRACTICES. | Management | For | |||||
O7 | APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE MEETING’S RESOLUTION. | Management | For | |||||
O8 | READING AND, IF APPLICABLE, APPROVAL OF THE MINUTE. | Management | For | |||||
E1 | APPROVAL THAT DESARROLLO DE MARCAS REFRESQUERAS, S.A. DE C.V., ISILDUR, S.A. DE C.V., TIENDAS OXXO CEDIS MEXICO, S.A. DE C.V., ESTACIONES OXXO MEXICO, S.A. DE C.V., EMPRESAS CUADROX, S.A. DE C.V., CORPORACION EMPREX, S.A. DE C.V. AND CONSORCIO PROGRESIVO DE SERVICIOS REFRESQUEROS, S.A. DE C.V. MERGE INTO FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V. | Management | For | |||||
E2 | APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE MEETING’S RESOLUTION. | Management | For | |||||
E3 | READING AND, IF APPLICABLE, APPROVAL OF THE MINUTE. | Management | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 700 | 19-Mar-2012 | 19-Mar-2012 |
VALE S.A.
Security | 91912E105 | Meeting Type | Annual | |||
Ticker Symbol | VALE | Meeting Date | 18-Apr-2012 | |||
ISIN | US91912E1055 | Agenda | 933592621 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
1.1 | APPRECIATION OF THE MANAGEMENTS’ REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Management | For | Against | ||||
1.2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR VALE, PURSUANT TO ARTICLE 196 OF THE BRAZILIAN CORPORATE LAW | Management | For | Against | ||||
1.3 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | Management | For | Against | ||||
1.4 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS, AND THE RATIFICATION OF THE REMUNERATION PAID IN FISCAL YEAR OF 2011 | Management | For | Against |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 8,000 | 10-Apr-2012 | 10-Apr-2012 |
DESARROLLADORA HOMEX, S.A.B. DE C.V.
Security | 25030W100 | Meeting Type | Annual | |||
Ticker Symbol | HXM | Meeting Date | 27-Apr-2012 | |||
ISIN | US25030W1009 | Agenda | 933607004 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
1. | DISCUSSION AND APPROVAL, AS THE CASE MAY BE, OF THE REPORTS THAT ARE PRESENTED BY THE BOARD OF DIRECTORS OF THE COMPANY PURSUANT TO ARTICLE 28, SECTION IV OF THE MEXICAN SECURITIES MARKET LAW AND ARTICLE 172 OF THE GENERAL LAW OF MERCANTILE ENTITIES, INCLUDING THE FINANCIAL STATEMENTS OF THE COMPANIES CONTROLLED BY IT, CORRESPONDING TO THE YEAR ENDED ON DECEMBER 31, 2011. | Management | For | For | ||||
2. | RESOLUTION ON THE ALLOCATION OF PROFITS OBTAINED IN THE MENTIONED FISCAL YEAR. | Management | For | For | ||||
3. | DISCUSSION AND APPROVAL, AS THE CASE MAY BE, OF THE MAXIMUM AMOUNT OF FUNDS THAT MAY BE ALLOCATED FOR STOCK REPURCHASE. | Management | For | For | ||||
4. | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS AND SECRETARY OF THE BOARD OF DIRECTORS OF THE COMPANY, AND DETERMINATION OF THEIR COMPENSATION. | Management | For | For | ||||
5. | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT COMMITTEE, EXECUTIVE AND OF THE CORPORATE GOVERNANCE COMMITTEE AND, IF APPROPRIATE, APPOINTMENT OF THE OTHER MEMBERS OF SUCH COMMITTEES. | Management | For | For | ||||
6. | DESIGNATION OF SPECIAL DELEGATES WHO WILL FORMALIZE AND EXECUTE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 4,000 | 18-Apr-2012 | 18-Apr-2012 |
TERNIUM S.A.
Security | 880890108 | Meeting Type | Annual | |||
Ticker Symbol | TX | Meeting Date | 02-May-2012 | |||
ISIN | US8808901081 | Agenda | 933601393 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
1. | CONSIDERATION OF THE BOARD OF DIRECTORS’ AND INDEPENDENT AUDITOR’S REPORTS ON THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS. APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2011 AND 2010 AND FOR THE YEARS ENDED DECEMBER 31, 2011, 2010 AND 2009. | Management | For | For | ||||
2. | CONSIDERATION OF THE BOARD OF DIRECTORS’ AND INDEPENDENT AUDITOR’S REPORTS ON THE COMPANY’S ANNUAL ACCOUNTS. APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2011. | Management | For | For | ||||
3. | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT. | Management | For | For | ||||
4. | DISCHARGE TO THE MEMBERS OF THE BOARD FOR THE EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR ENDED DECEMBER 31, 2011. | Management | For | For | ||||
5. | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||
6. | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||
7. | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 AND APPROVAL OF THEIR FEES. | Management | For | For | ||||
8. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO DELEGATE THE DAY-TO-DAY MANAGEMENT OF THE COMPANY’S BUSINESS TO ONE OR MORE OF ITS MEMBERS. | Management | For | For | ||||
9. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO APPOINT ONE OR MORE OF ITS MEMBERS AS THE COMPANY’S ATTORNEY-IN-FACT. | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 2,828 | 16-Apr-2012 | 16-Apr-2012 |
INFOSYS TECHNOLOGIES LIMITED
Security | 456788108 | Meeting Type | Annual | |||
Ticker Symbol | INFY | Meeting Date | 09-Jun-2012 | |||
ISIN | US4567881085 | Agenda | 933637538 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
O1 | TO RECEIVE, CONSIDER AND ADOPT THE BALANCE SHEET AS AT MARCH 31, 2012, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE AND THE REPORT OF THE DIRECTORS & AUDITORS THEREON. | Management | For | For | ||||
O2 | TO DECLARE THE FINAL AND SPECIAL DIVIDEND FOR THE FINANCIAL YEAR ENDED MARCH 31, 2012. | Management | For | For | ||||
O3 | TO APPOINT A DIRECTOR IN PLACE OF S. GOPALAKRISHNAN, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE- APPOINTMENT. | Management | For | For | ||||
O4 | TO APPOINT A DIRECTOR IN PLACE OF K.V. KAMATH, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | Management | For | For | ||||
O5 | TO APPOINT A DIRECTOR IN PLACE OF DAVID L. BOYLES, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE- APPOINTMENT. | Management | For | For | ||||
O6 | TO APPOINT A DIRECTOR IN PLACE OF PROF. JEFFREY S. LEHMAN, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | Management | For | For |
O7 | TO APPOINT AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO FIX THEIR REMUNERATION. | Management | For | For | ||||
S8 | TO APPOINT ANN M. FUDGE AS A DIRECTOR, LIABLE TO RETIRE BY ROTATION. | Management | For | For | ||||
S9 | TO APPOINT V. BALAKRISHNAN AS A DIRECTOR, LIABLE TO RETIRE BY ROTATION AND ALSO AS A WHOLE-TIME DIRECTOR. | Management | For | For | ||||
S10 | TO APPOINT ASHOK VEMURI AS A DIRECTOR, LIABLE TO RETIRE BY ROTATION AND ALSO AS A WHOLE-TIME DIRECTOR. | Management | For | For | ||||
S11 | TO APPOINT B.G. SRINIVAS AS A DIRECTOR, LIABLE TO RETIRE BY ROTATION AND ALSO AS A WHOLE-TIME DIRECTOR. | Management | For | For | ||||
S12 | REMUNERATION IN THE FORM OF COMMISSION FOR NON-EXECUTIVE DIRECTORS. | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 1,100 | 30-May-2012 | 30-May-2012 |
STERLITE INDUSTRIES (INDIA) LTD
Security | 859737207 | Meeting Type | Annual | |||
Ticker Symbol | SLT | Meeting Date | 21-Jun-2012 | |||
ISIN | US8597372072 | Agenda | 933644090 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
1 | CONSIDERING AND, IF THOUGHT FIT, APPROVING WITH OR WITHOUT MODIFICATION(S), THE PROPOSED AMALGAMATION AND ARRANGEMENT PROPOSED TO BE MADE AMONGST STERLITE INDUSTRIES (INDIA) LIMITED, THE MADRAS ALUMINIUM COMPANY LIMITED, STERLITE ENERGY LIMITED, VEDANTA ALUMINIUM LIMITED AND SESA GOA LIMITED AND THEIR RESPECTIVE SHAREHOLDERS AND CREDITORS (“SCHEME”). | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1797906 | 1797906 | 1797906 | NORTHERN TRUST COMPANY | 6,000 | 12-Jun-2012 | 12-Jun-2012 |
Vote Summary Report
Report was run from: 7/1/11 to 6/30/12
Location(s): All locations
Institution Account(s): All institution accounts
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 20-Jul-11 | Brazil | P5230A101 | Special | 3,444 | 3,444 | 3,444 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 20-Jul-11 | Brazil | P5230A101 | Special | 3,444 | 3,444 | 3,444 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 20-Jul-11 | Brazil | P5230A101 | Special | 3,444 | 3,444 | 3,444 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 20-Jul-11 | Brazil | P5230A101 | Special | 3,444 | 3,444 | 3,444 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 20-Jul-11 | Brazil | P5230A101 | Special | 3,444 | 3,444 | 3,444 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 20-Jul-11 | Brazil | P5230A101 | Special | 3,444 | 3,444 | 3,444 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 20-Jul-11 | Brazil | P5230A101 | Special | 3,444 | 3,444 | 3,444 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 20-Jul-11 | Brazil | P5230A101 | Special | 3,444 | 3,444 | 3,444 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 659255 | NO POLICY | 1 | 1 (a) | Amend Article 2 Re: Company Domicile | Mgmt | Yes | For | For | For | |||||||||||||||||
| 659255 | NO POLICY | 1 | 1 (b) | Amend Article 3 Re: Expand Corporate Purpose | Mgmt | Yes | For | For | For | |||||||||||||||||
| 659255 | NO POLICY | 1 | 1 (c) | Amend Article 5 Re: Ratify Issuance of 924,595 Shares from 2008 and 2009 Stock Option Plans | Mgmt | Yes | For | For | For | |||||||||||||||||
| 659255 | NO POLICY | 1 | 1 (d) | Consolidate Articles of Incorporation Should Items 1 (a) - 1 (c) be Approved by Shareholders | Mgmt | Yes | For | For | For | |||||||||||||||||
| 659255 | NO POLICY | 1 | 1 (e) | Approve Remuneration of Directors and Executive Officers | Mgmt | Yes | For | For | For | |||||||||||||||||
| 659255 | NO POLICY | 1 | 1 (f) | Ratify Minutes of Dec. 29, 2011 Special Meeting; Approve Amendment of By-Laws of Brazilian Haze | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 659255 | NO POLICY | 1 | 1 (g) | Confirm and Ratify Remaining Resolutions Adopted At Dec. 29, 2011 Special Meeting and Approve Amendment of the By-Laws of Brazilian Haze | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 659255 | NO POLICY | 1 | 1 (h) | Authorize Senior Management to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Rejected | 3,444 | 3,444 | ||||||||
| Totals: | 3,444 | 3,444 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | |||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | |||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 660288 | <None> | 1 | 1 | Amend Company Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660288 | <None> | 1 | 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660288 | <None> | 1 | 3 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 12,400 | 12,400 | ||||||||
| Totals: | 12,400 | 12,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 21-Jul-11 | Mexico | P49501201 | Special | 08-Jul-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 660289 | <None> | 1 | 1.a.1 | Elect Hector Reyes Retana as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 1.a.2 | Elect Juan Carlos Braniff Hierro as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 1.a.3 | Elect Armando Garza Sada as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 1.a.4 | Elect Manuel Saba Ades as Representative of Controlling Shareholder Group | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 1.a.5 | Elect Enrique Castillo Mejorada as Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 1.b | Approve Independence Classification of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 1.c | Approve New Directors Liability and Indemnification | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 1.d | Approve Discharge of Rodolfo F. Barrera Villarreal as Representative of Controlling Shareholders, Eugenio Clariond Reyes-Retana as Independent Director, Jacobo Zaidenweber Cvilich as Independent Director, and Isaac Hamui Mussali as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 2 | Approve the Formation of Statutory Committee; Set Faculties, Functions and Operation Rules | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 3 | Approve the Formation of Regional Statutory Committee; Set Faculties, Functions and Operation Rules | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660289 | <None> | 1 | 5 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 12,400 | 12,400 | ||||||||
| Totals: | 12,400 | 12,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Investec Ltd | INL | 04-Aug-11 | South Africa | S39081138 | Annual | 3,600 | 3,600 | 3,600 | 0 | S39081138 | ZAE000081949 | B17BBR6 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 660206 | <None> | 1 | Common Business: Investec plc and Investec Ltd | Mgmt | No | |||||||||||||||||||||
| 660206 | <None> | 1 | 1 | Re-elect Samuel Abrahams as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 660206 | <None> | 1 | 2 | Re-elect George Alford as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 3 | Re-elect Glynn Burger as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 4 | Re-elect Cheryl Carolus as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 5 | Re-elect Peregrine Crosthwaite as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 6 | Re-elect Bradley Fried as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 7 | Re-elect Haruko Fukuda as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 8 | Re-elect Hugh Herman as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 9 | Re-elect Bernard Kantor as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 10 | Re-elect Ian Kantor as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 11 | Re-elect Stephen Koseff as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 12 | Re-elect Peter Malungani as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 13 | Re-elect Sir David Prosser as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 14 | Re-elect Peter Thomas as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 660206 | <None> | 1 | 15 | Re-elect Fani Titi as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 16 | Elect Hendrik Jacobus du Toit as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 17 | Elect Olivia Dickson as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 18 | Approve the DLC Remuneration Report | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 19 | Approve the DLC Audit Committee Report | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 20 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 660206 | <None> | 1 | Ordinary Business: Investec Ltd | Mgmt | No | |||||||||||||||||||||
| 660206 | <None> | 1 | 21 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 22 | Sanction the Interim Dividend on the Ordinary Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 23 | Sanction the Interim Dividend on the Dividend Access (South African Resident) Redeemable Preference Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 24 | Approve Final Dividend on the Ordinary Shares and the Dividend Access (South African Resident) Redeemable Preference Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 25 | Reappoint Ernst & Young Inc as Joint Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 26 | Reappoint KPMG Inc as Joint Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | Special Business: Investec Ltd Ordinary Resolutions | Mgmt | No | |||||||||||||||||||||
| 660206 | <None> | 1 | 27 | Place Five Percent of the Unissued Ordinary Shares Under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 28 | Place Five Percent of the Unissued Class “A” Variable Rate Compulsorily Convertible Non-Cumulative Preference Shares Under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 29 | Place Remaining Unissued Shares, Being Variable Rate Cumulative Redeemable Preference Shares, Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares and the Special Convertible Redeemable Preference Shares Under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 30 | Authorise Board to Issue Ordinary Shares for Cash in Respect of Five Percent of the Unissued Ordinary Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 31 | Authorise Board to Issue Class “A” Variable Rate Compulsorily Convertible Non-Cumulative Preference Shares for Cash in Respect of Five Percent of the Unissued Class “A” Variable Rate Compulsorily Non-Cumulative Preference Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | Special Resolutions: Investec Ltd | Mgmt | No | |||||||||||||||||||||
| 660206 | <None> | 1 | 32 | Authorise Repurchase of Up to 20 Percent of Issued Ordinary Shares and Perpetual Preference Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 33 | Approve Financial Assistance to Subsidiaries and Directors | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 660206 | <None> | 1 | 34 | Approve Directors’ Fees for the Period from 1 April 2011 to 31 March 2012 | �� | Mgmt | Yes | For | For | For | ||||||||||||||||
| 660206 | <None> | 1 | Ordinary Business: Investec plc | Mgmt | No | |||||||||||||||||||||
| 660206 | <None> | 1 | 35 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 36 | Sanction the Interim Dividend on the Ordinary Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 37 | Approve Final Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 38 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | Special Business: Investec plc | Mgmt | No | |||||||||||||||||||||
| 660206 | <None> | 1 | 39 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 40 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 660206 | <None> | 1 | 41 | Authorise Market Purchase of Ordinary Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 42 | Authorise Market Purchase of Preference Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660206 | <None> | 1 | 43 | Authorise EU Political Donations and Expenditure | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,600 | 3,600 | ||||||||
| Totals: | 3,600 | 3,600 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Grupa Lotos S.A. | LTS | 08-Aug-11 | Poland | X32440103 | Special | 22-Jul-11 | 3,058 | 3,058 | 3,058 | 0 | X32440103 | PLLOTOS00025 | B0B8Z41 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 660969 | <None> | 1 | 1 | Open Meeting | Mgmt | No | ||||||||||||||||||||
| 660969 | <None> | 1 | 2 | Elect Meeting Chairman | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660969 | <None> | 1 | 3 | Acknowledge Proper Convening of Meeting | Mgmt | No | ||||||||||||||||||||
| 660969 | <None> | 1 | 4 | Approve Agenda of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660969 | <None> | 1 | Shareholder Proposals | Mgmt | No | |||||||||||||||||||||
| 660969 | <None> | 1 | 5.1 | Shareholder Proposal: Amend Statute Re: Payment of Advances Towards Projected Dividends | SH | Yes | None | For | For | |||||||||||||||||
| 660969 | <None> | 1 | 5.2 | Shareholder Proposal: Editorial Amendment to Provision on Voting Rights Cap | SH | Yes | None | For | Against | |||||||||||||||||
| 660969 | <None> | 1 | 6 | Shareholder Proposal: Approve Transfer of Funds from Supplementary Capital to Reserve Capital in Order to Use Them to Pay Advance Towards Projected Dividends | SH | Yes | None | Against | For | |||||||||||||||||
| 660969 | <None> | 1 | 7 | Shareholder Proposal: Authorize Supervisory Board to Approve Consolidated Text of Statute | SH | Yes | None | For | Abstain | |||||||||||||||||
| 660969 | <None> | 1 | Management Proposals | Mgmt | No | |||||||||||||||||||||
| 660969 | <None> | 1 | 8 | Close Meeting | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,058 | 3,058 | ||||||||
| Totals: | 3,058 | 3,058 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 08-Aug-11 | South Africa | S38127122 | Special | 1,121 | 1,121 | 1,121 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 661409 | NO POLICY | 1 | 1 | Approve Financial Assistance to Related or Inter-related Companies or Corporations | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,121 | 1,121 | ||||||||
| Totals: | 1,121 | 1,121 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 16-Aug-11 | South Africa | S52800133 | Written Consent | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | |||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 16-Aug-11 | South Africa | S52800133 | Written Consent | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 661117 | NO POLICY | 1 | Written Consent | Mgmt | No | |||||||||||||||||||||
| 661117 | NO POLICY | 1 | 1 | Approve Financial Assistance to Related or Inter-related Companies | Mgmt | Yes | For | For | Against |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 11,607 | 11,607 | ||||||||
| Totals: | 11,607 | 11,607 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
IJM Corp. Bhd. | IJM | 24-Aug-11 | Malaysia | Y3882M101 | Annual | 17-Aug-11 | 14,200 | 14,200 | 14,200 | 0 | Y3882M101 | MYL3336OO004 | 6455217 | N/A | ||||||||||||||||||||||
IJM Corp. Bhd. | IJM | 24-Aug-11 | Malaysia | Y3882M101 | Annual | 17-Aug-11 | 14,200 | 14,200 | 14,200 | 0 | Y3882M101 | MYL3336OO004 | 6455217 | N/A | ||||||||||||||||||||||
IJM Corp. Bhd. | IJM | 24-Aug-11 | Malaysia | Y3882M101 | Annual | 17-Aug-11 | 14,200 | 14,200 | 14,200 | 0 | Y3882M101 | MYL3336OO004 | 6455217 | N/A | ||||||||||||||||||||||
IJM Corp. Bhd. | IJM | 24-Aug-11 | Malaysia | Y3882M101 | Annual | 17-Aug-11 | 14,200 | 14,200 | 14,200 | 0 | Y3882M101 | MYL3336OO004 | 6455217 | N/A | ||||||||||||||||||||||
IJM Corp. Bhd. | IJM | 24-Aug-11 | Malaysia | Y3882M101 | Annual | 17-Aug-11 | 14,200 | 14,200 | 14,200 | 0 | Y3882M101 | MYL3336OO004 | 6455217 | N/A | ||||||||||||||||||||||
IJM Corp. Bhd. | IJM | 24-Aug-11 | Malaysia | Y3882M101 | Annual | 17-Aug-11 | 14,200 | 14,200 | 14,200 | 0 | Y3882M101 | MYL3336OO004 | 6455217 | N/A | ||||||||||||||||||||||
IJM Corp. Bhd. | IJM | 24-Aug-11 | Malaysia | Y3882M101 | Annual | 17-Aug-11 | 14,200 | 14,200 | 14,200 | 0 | Y3882M101 | MYL3336OO004 | 6455217 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 662842 | NO POLICY | 1 | 1 | Elect Teh Kean Ming as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 662842 | NO POLICY | 1 | 2 | Elect Yahya bin Ya’acob as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 662842 | NO POLICY | 1 | 3 | Elect Oh Chong Peng as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 662842 | NO POLICY | 1 | 4 | Elect Tan Gim Foo as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 662842 | NO POLICY | 1 | 5 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 662842 | NO POLICY | 1 | 6 | Approve Remuneration of Directors in the Amount Not Exceeding MYR 1 Million Per Annum | Mgmt | Yes | For | For | For | |||||||||||||||||
| 662842 | NO POLICY | 1 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 14,200 | 14,200 | ||||||||
| Totals: | 14,200 | 14,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
IJM Corp. Bhd. | IJM | 24-Aug-11 | Malaysia | Y3882M101 | Special | 17-Aug-11 | 14,200 | 14,200 | 14,200 | 0 | Y3882M101 | MYL3336OO004 | 6455217 | N/A | ||||||||||||||||||||||
IJM Corp. Bhd. | IJM | 24-Aug-11 | Malaysia | Y3882M101 | Special | 17-Aug-11 | 14,200 | 14,200 | 14,200 | 0 | Y3882M101 | MYL3336OO004 | 6455217 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 662843 | NO POLICY | 1 | 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 662843 | NO POLICY | 1 | 2 | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 14,200 | 14,200 | ||||||||
| Totals: | 14,200 | 14,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
MR Price Group Limited | MPC | 25-Aug-11 | South Africa | S5256M101 | Annual | 1,499 | 1,499 | 1,499 | 0 | S5256M101 | ZAE000026951 | 6820365 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 660049 | <None> | 1 | 1 | Accept Financial Statements and Statutory Reports for Year Ended 2 April 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 2.1 | Re-elect Stewart Cohen as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 2.2 | Re-elect Bobby Johnston as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 2.3 | Re-elect Sonja Sebotsa as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 660049 | <None> | 1 | 2.4 | Re-elect John Swain as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 2.5 | Re-elect Moses Tembe as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 3 | Reappoint Ernst & Young Inc as Auditors of the Company and MI Delport as the Designated Registered Auditor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 4.1 | Re-elect Nigel Payne as Member of the Audit and Compliance Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 4.2 | Re-elect Bobby Johnston as Member of the Audit and Compliance Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 4.3 | Re-elect Myles Ruck as Member of the Audit and Compliance Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 4.4 | Re-elect John Swain as Member of the Audit and Compliance Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 5 | Amend Partners Share Trust Deed and Scheme Rules | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 6 | Amend General Staff Share Trust Deed and Scheme Rules | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 7 | Amend Senior Management Share Trust Deed and Scheme Rules | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 8 | Amend Executive Share Trust Deed and Scheme Rules | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 660049 | <None> | 1 | 9 | Amend Executive Director Share Trust Deed and Scheme Rules | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 660049 | <None> | 1 | 10 | Approve Remuneration Policy | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.1 | Approve Remuneration of Joint Honorary Chairman | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.2 | Approve Remuneration of Lead Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.3 | Approve Remuneration of Other Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.4 | Approve Remuneration of Chairman of the Audit and Compliance Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.5 | Approve Remuneration of Member of the Audit and Compliance Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.6 | Approve Remuneration of Chairman of the Risk and Sustainability Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.7 | Approve Remuneration of Member of the Risk and Sustainability Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.8 | Approve Remuneration of Chairman of the Remuneration and Nominations Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.9 | Approve Remuneration of Member of the Remuneration and Nominations Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 11.10 | Approve Remuneration of Member of the Transformation Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 12 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 660049 | <None> | 1 | 13 | Approve Financial Assistance to Related or Inter-related Companies | Mgmt | Yes | For | For | Against |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,499 | 1,499 | ||||||||
| Totals: | 1,499 | 1,499 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Mexichem S.A.B. de C.V. | MEXCHEM | 26-Aug-11 | Mexico | P57908132 | Special | 18-Aug-11 | 11,500 | 11,500 | 11,500 | 0 | P57908132 | MX01ME050007 | 2434760 | N/A | ||||||||||||||||||||||
Mexichem S.A.B. de C.V. | MEXCHEM | 26-Aug-11 | Mexico | P57908132 | Special | 18-Aug-11 | 11,500 | 11,500 | 11,500 | 0 | P57908132 | MX01ME050007 | 2434760 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 665834 | NO POLICY | 1 | 1 | Approve Revolving Loan Facility Agreement | Mgmt | Yes | For | For | For | |||||||||||||||||
| 665834 | NO POLICY | 1 | 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 11,500 | 11,500 | ||||||||
| Totals: | 11,500 | 11,500 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Foschini Group Ltd | TFG | 05-Sep-11 | South Africa | S29260155 | Annual | 2,700 | 2,700 | 2,700 | 0 | S29260122 | ZAE000148466 | 6349688 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 664400 | NO POLICY | 1 | Ordinary Resolutions | Mgmt | No | |||||||||||||||||||||
| 664400 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 2 | Reappoint KPMG Inc as Auditors of the Company and Henry du Plessis as the Designated Partner | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 3 | Re-elect Fatima Abrahams as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 4 | Elect Eddy Oblowitz as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 5 | Re-elect Noma Simamane as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 6 | Re-elect Ronnie Stein as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 7 | Re-elect Sam Abrahams as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 8 | Re-elect Vuli Cuba as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 9 | Elect Eddy Oblowitz as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 10 | Re-elect Noma Simamane as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 11 | Approve Remuneration Policy (Non-binding Advisory Vote) | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | Special Resolutions | Mgmt | No | |||||||||||||||||||||
| 664400 | NO POLICY | 1 | 1 | Approve Remuneration of Non-executive Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | 2 | Authorise the Company to Provide Direct or Indirect Financial Assistance to a Related or Inter related Company or Corporation | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 664400 | NO POLICY | 1 | 3 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 664400 | NO POLICY | 1 | Continuation of Ordinary Resolutions | Mgmt | No | |||||||||||||||||||||
| 664400 | NO POLICY | 1 | 12 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,700 | 2,700 | ||||||||
| Totals: | 2,700 | 2,700 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 06-Sep-11 | Brazil | P11427112 | Special | 3,100 | 3,100 | 3,100 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 06-Sep-11 | Brazil | P11427112 | Special | 3,100 | 3,100 | 3,100 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 06-Sep-11 | Brazil | P11427112 | Special | 3,100 | 3,100 | 3,100 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 06-Sep-11 | Brazil | P11427112 | Special | 3,100 | 3,100 | 3,100 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 06-Sep-11 | Brazil | P11427112 | Special | 3,100 | 3,100 | 3,100 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 666628 | NO POLICY | 1 | 1 | Ratify Capital Increase via Issuance of Shares Resulting from Exercising of Series C Bonus Subscription Warrants | Mgmt | Yes | For | For | For | |||||||||||||||||
| 666628 | NO POLICY | 1 | 2 | Amend Article 7 Re: Re-State Share Capital Following Subscription of Bonus Series C | Mgmt | Yes | For | For | For | |||||||||||||||||
| 666628 | NO POLICY | 1 | 3 | Amend Articles 21 and 51 Re: Compliance with Novo Mercado Listing Manual | Mgmt | Yes | For | For | For | |||||||||||||||||
| 666628 | NO POLICY | 1 | 4 | Amend Articles 18, 21, and 29 Re: Employer Representative on Board, Allow Non-Shareholders to be Elected as Board Members | Mgmt | Yes | For | For | For | |||||||||||||||||
| 666628 | NO POLICY | 1 | 5 | Amend Article 50 Re: Include Evaluation of Liquidity Risk as Responsibility of the External Auditing Firm | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,100 | 3,100 | ||||||||
| Totals: | 3,100 | 3,100 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A |
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 663460 | NO POLICY | 1 | Special Business | Mgmt | No | |||||||||||||||||||||
| 663460 | NO POLICY | 1 | 1a | Approve Class and Par Value of the Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 1b | Approve Ratio and Number of the Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 1c | Approve Subscription Price in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 1d | Approve Target Subscribers in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 1e | Approve Use of Proceeds in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 1f | Authorize Board To Deal with All Matters in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 1g | Approve the Validity of the Special Resolutions in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | Ordinary Business | Mgmt | No | |||||||||||||||||||||
| 663460 | NO POLICY | 1 | 2 | Approve Proposal in Relation to Undistributed Profits Prior to the Completion of the Rights Issue of China Merchants Bank Co., Ltd. | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 3 | Approve Proposal Regarding the Use of Proceeds to be Raised from the Rights Issue of A Shares and H Shares by China Merchants Bank Co., Ltd. | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 4 | Approve Proposal Regarding the Report on the Use of Proceeds from the Previous Fund Raising by China Merchants Bank Co., Ltd. | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 5 | Approve Proposal on the Mid-term Capital Management Plan of China Merchants Bank Co,. Ltd. (2011 Revised) | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 6 | Elect Pan Yingli as Independent Non-Executive Director | SH | Yes | For | For | For | |||||||||||||||||
| 663460 | NO POLICY | 1 | 7 | Elect Peng Zhijian as External Supervisor | SH | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 78,000 | 78,000 | ||||||||
| Totals: | 78,000 | 78,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 09-Sep-11 | Hong Kong | Y14896107 | Special | 09-Aug-11 | 78,000 | 78,000 | 78,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 663463 | NO POLICY | 1 | Class Meeting for Holders of H Shares | Mgmt | No | |||||||||||||||||||||
| 663463 | NO POLICY | 1 | Special Business | Mgmt | No | |||||||||||||||||||||
| 663463 | NO POLICY | 1 | 1a | Approve Class and Par Value of the Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663463 | NO POLICY | 1 | 1b | Approve Ratio and Number of the Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663463 | NO POLICY | 1 | 1c | Approve Subscription Price in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663463 | NO POLICY | 1 | 1d | Approve Target Subscribers in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663463 | NO POLICY | 1 | 1e | Approve Use of Proceeds in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663463 | NO POLICY | 1 | 1f | Approve to the Board in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663463 | NO POLICY | 1 | 1g | Approve the Validity of the Special Resolutions in Relation to the Rights Issue of A Shares and H Shares | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 78,000 | 78,000 | ||||||||
| Totals: | 78,000 | 78,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Reinet Investments SCA | N/A | 13-Sep-11 | Luxembourg | L7925N152 | Annual | 7,059 | 7,059 | 7,059 | 0 | L7925N152 | LU0383812293 | B3DCZG4 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 663145 | NO POLICY | 1 | Annual Meeting | Mgmt | No | |||||||||||||||||||||
| 663145 | NO POLICY | 1 | 1 | Receive General Partner’s, Board of Overseers’, and Auditor’s Reports for FY Ended March 31, 2011 | Mgmt | No | ||||||||||||||||||||
| 663145 | NO POLICY | 1 | 2 | Accept Financial Statements for FY Ended March 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663145 | NO POLICY | 1 | 3 | Accept Consolidated Financial Statements for FY Ended March 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663145 | NO POLICY | 1 | 4 | Approve Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663145 | NO POLICY | 1 | 5 | Approve Discharge of General Partner and Board of Overseers | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663145 | NO POLICY | 1 | 6.1 | Reelect D. Falck as Member of Board of Overseer | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663145 | NO POLICY | 1 | 6.2 | Reelect P. Kaul as Member of Board of Overseer | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663145 | NO POLICY | 1 | 6.3 | Reelect Y. Prussen as Member of Board of Overseer | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663145 | NO POLICY | 1 | 6.4 | Reelect I. Whitecourt as Member of Board of Overseer | Mgmt | Yes | For | For | For | |||||||||||||||||
| 663145 | NO POLICY | 1 | 7 | Approve Remuneration of Members of Board of Overseers | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 7,059 | 7,059 | ||||||||
| Totals: | 7,059 | 7,059 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Massmart Holdings Ltd | MSM | 28-Sep-11 | South Africa | S4799N122 | Special | 23-Sep-11 | 8,498 | 8,498 | 8,498 | 0 | S4799N114 | ZAE000152617 | B3V5GG2 | N/A | ||||||||||||||||||||||
Massmart Holdings Ltd | MSM | 28-Sep-11 | South Africa | S4799N122 | Special | 23-Sep-11 | 8,498 | 8,498 | 8,498 | 0 | S4799N114 | ZAE000152617 | B3V5GG2 | N/A | ||||||||||||||||||||||
Massmart Holdings Ltd | MSM | 28-Sep-11 | South Africa | S4799N122 | Special | 23-Sep-11 | 8,498 | 8,498 | 8,498 | 0 | S4799N114 | ZAE000152617 | B3V5GG2 | N/A | ||||||||||||||||||||||
Massmart Holdings Ltd | MSM | 28-Sep-11 | South Africa | S4799N122 | Special | 23-Sep-11 | 8,498 | 8,498 | 8,498 | 0 | S4799N114 | ZAE000152617 | B3V5GG2 | N/A | ||||||||||||||||||||||
Massmart Holdings Ltd | MSM | 28-Sep-11 | South Africa | S4799N122 | Special | 23-Sep-11 | 8,498 | 8,498 | 8,498 | 0 | S4799N114 | ZAE000152617 | B3V5GG2 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 668019 | NO POLICY | 1 | Special Resolutions | Mgmt | No | |||||||||||||||||||||
| 668019 | NO POLICY | 1 | 1 | Authorise the Company to Provide Any Direct or Indirect Financial Assistance | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 668019 | NO POLICY | 1 | 2 | Approve Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 668019 | NO POLICY | 1 | Ordinary Resolution | Mgmt | No | |||||||||||||||||||||
| 668019 | NO POLICY | 1 | 1 | Authorise Grant Pattison, Guy Hayward or the Company Secretary to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 8,498 | 8,498 | ||||||||
| Totals: | 8,498 | 8,498 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
PT Bank Rakyat Indonesia (Persero) Tbk | BBRI | 28-Sep-11 | Indonesia | Y0697U112 | Special | 12-Sep-11 | 37,000 | 37,000 | 37,000 | 0 | Y0697U104 | ID1000096001 | 6709099 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 667112 | NO POLICY | 1 | 1 | Elect Commissioners and/or Directors | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 37,000 | 37,000 | ||||||||
| Totals: | 37,000 | 37,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Pdg Realty S.A Empreendimentos e Participacoes | PDGR3 | 29-Sep-11 | Brazil | P7649U108 | Special | 11,300 | 11,300 | 11,300 | 0 | P7649U108 | BRPDGRACNOR8 | B1N9YL9 | N/A | |||||||||||||||||||||||
Pdg Realty S.A Empreendimentos e Participacoes | PDGR3 | 29-Sep-11 | Brazil | P7649U108 | Special | 11,300 | 11,300 | 11,300 | 0 | P7649U108 | BRPDGRACNOR8 | B1N9YL9 | N/A | |||||||||||||||||||||||
Pdg Realty S.A Empreendimentos e Participacoes | PDGR3 | 29-Sep-11 | Brazil | P7649U108 | Special | 11,300 | 11,300 | 11,300 | 0 | P7649U108 | BRPDGRACNOR8 | B1N9YL9 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 670289 | NO POLICY | 1 | 1 | Approve Split of Subscription Bonuses (Warrants) Approved at March 31, 2009, EGM | Mgmt | Yes | For | For | For | |||||||||||||||||
| 670289 | NO POLICY | 1 | 2 | Approve Changes to Subscription Bonus Contracts | Mgmt | Yes | For | For | For | |||||||||||||||||
| 670289 | NO POLICY | 1 | 3 | Approve Substitution of Subscription Bonus Certificates | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 11,300 | 11,300 | ||||||||
| Totals: | 11,300 | 11,300 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 10-Oct-11 | Brazil | P5230A101 | Special | 7,645 | 7,645 | 7,645 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 10-Oct-11 | Brazil | P5230A101 | Special | 7,645 | 7,645 | 7,645 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 10-Oct-11 | Brazil | P5230A101 | Special | 7,645 | 7,645 | 7,645 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 671243 | NO POLICY | 1 | 1 | Approve New Stock Option Plan | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 671243 | NO POLICY | 1 | 2 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 671243 | NO POLICY | 1 | 3 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 7,645 | 7,645 | ||||||||
| Totals: | 7,645 | 7,645 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Oct-11 | Mexico | P49501201 | Special | 04-Oct-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Oct-11 | Mexico | P49501201 | Special | 04-Oct-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Oct-11 | Mexico | P49501201 | Special | 04-Oct-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 671711 | NO POLICY | 1 | 1 | Amend Company Bylaws Re: Creation and Functions of Nominee Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 671711 | NO POLICY | 1 | 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 671711 | NO POLICY | 1 | 3 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 12,400 | 12,400 | ||||||||
| Totals: | 12,400 | 12,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Oct-11 | Mexico | P49501201 | Special | 04-Oct-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Oct-11 | Mexico | P49501201 | Special | 04-Oct-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Oct-11 | Mexico | P49501201 | Special | 04-Oct-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Oct-11 | Mexico | P49501201 | Special | 04-Oct-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Oct-11 | Mexico | P49501201 | Special | 04-Oct-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Oct-11 | Mexico | P49501201 | Special | 04-Oct-11 | 12,400 | 12,400 | 12,400 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 671825 | NO POLICY | 1 | 1 | Amend Dividend Policy | Mgmt | Yes | For | For | For | |||||||||||||||||
| 671825 | NO POLICY | 1 | 2 | Approve Cash Dividends of MXN 0.17 per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 671825 | NO POLICY | 1 | 3 | Set Maximum Nominal Amount of Share Repurchase Program for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 671825 | NO POLICY | 1 | 4 | Present External Auditor’s Report on Fiscal Obligations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 671825 | NO POLICY | 1 | 5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 671825 | NO POLICY | 1 | 6 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 12,400 | 12,400 | ||||||||
| Totals: | 12,400 | 12,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 24-Oct-11 | Brazil | P5230A101 | Special | 7,645 | 7,645 | 7,645 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 24-Oct-11 | Brazil | P5230A101 | Special | 7,645 | 7,645 | 7,645 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 674624 | NO POLICY | 1 | 1 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 674624 | NO POLICY | 1 | 2 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 7,645 | 7,645 | ||||||||
| Totals: | 7,645 | 7,645 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Eurasia Drilling Company Ltd. | EDCL | 25-Oct-11 | Cayman Islands | 29843U202 | Annual | 09-Sep-11 | 850 | 850 | 850 | 0 | 29843U202 | US29843U2024 | B289L09 | N/A | ||||||||||||||||||||||
Eurasia Drilling Company Ltd. | EDCL | 25-Oct-11 | Cayman Islands | 29843U202 | Annual | 09-Sep-11 | 850 | 850 | 850 | 0 | 29843U202 | US29843U2024 | B289L09 | N/A | ||||||||||||||||||||||
Eurasia Drilling Company Ltd. | EDCL | 25-Oct-11 | Cayman Islands | 29843U202 | Annual | 09-Sep-11 | 850 | 850 | 850 | 0 | 29843U202 | US29843U2024 | B289L09 | N/A | ||||||||||||||||||||||
Eurasia Drilling Company Ltd. | EDCL | 25-Oct-11 | Cayman Islands | 29843U202 | Annual | 09-Sep-11 | 850 | 850 | 850 | 0 | 29843U202 | US29843U2024 | B289L09 | N/A | ||||||||||||||||||||||
Eurasia Drilling Company Ltd. | EDCL | 25-Oct-11 | Cayman Islands | 29843U202 | Annual | 09-Sep-11 | 850 | 850 | 850 | 0 | 29843U202 | US29843U2024 | B289L09 | N/A | ||||||||||||||||||||||
Eurasia Drilling Company Ltd. | EDCL | 25-Oct-11 | Cayman Islands | 29843U202 | Annual | 09-Sep-11 | 850 | 850 | 850 | 0 | 29843U202 | US29843U2024 | B289L09 | N/A | ||||||||||||||||||||||
Eurasia Drilling Company Ltd. | EDCL | 25-Oct-11 | Cayman Islands | 29843U202 | Annual | 09-Sep-11 | 850 | 850 | 850 | 0 | 29843U202 | US29843U2024 | B289L09 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 670052 | NO POLICY | 1 | Meeting for GDR Holders | Mgmt | No | |||||||||||||||||||||
| 670052 | NO POLICY | 1 | 1a | Reelect The Earl of Clanwilliam as Class III Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 670052 | NO POLICY | 1 | 1b | Reelect Alexander Djaparidze as Class III Director | Mgmt | Yes | For | Abstain | For | |||||||||||||||||
| 670052 | NO POLICY | 1 | 1c | Reelect Alexander Shokhin as Class III Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 670052 | NO POLICY | 1 | 2a | Elect Richard Anderson as Class II Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 670052 | NO POLICY | 1 | 2b | Elect Maurice Dijols as Class I Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 670052 | NO POLICY | 1 | 3 | Reappoint KPMG Limited as Auditors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 850 | 850 | ||||||||
| Totals: | 850 | 850 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 26-Oct-11 | South Africa | S52800133 | Annual | 21-Oct-11 | 11,607 | 11,607 | 11,607 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 672169 | NO POLICY | 1 | 1 | Elect Andries Bester as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 2 | Elect Henry Laas as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 3 | Re-elect David Barber as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 4 | Re-elect Alan Knott-Craig as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 5 | Re-elect Sibusiso Sibisi as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 6 | Reappoint Deloitte & Touche as Auditors of the Company and Appoint A Zoghby as the Individual Registered Auditor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 7 | Approve Remuneration Policy | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 8 | Re-elect David Barber as Member of the Audit and Sustainability Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 9 | Re-elect Anthony Routledge as Member of the Audit and Sustainability Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 10 | Re-elect Mahlape Sello as Member of the Audit and Sustainability Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 11 | Elect Alan Knott-Craig as Member of the Audit and Sustainability Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672169 | NO POLICY | 1 | 12 | Approve Non-executive Directors Fees with Effect from 1 October 2011 | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 11,607 | 11,607 | ||||||||
| Totals: | 11,607 | 11,607 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Imperial Holdings Ltd | IPL | 01-Nov-11 | South Africa | S38127122 | Annual | 28-Oct-11 | 2,566 | 2,566 | 2,566 | 0 | S38127122 | ZAE000067211 | B095WZ4 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 672420 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 2 | Reappoint Deloitte & Touche as Auditors of the Company and MJ Comber as Designated Partner | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 3.1 | Re-elect Michael Leeming as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 3.2 | Re-elect Phumzile Langeni as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 3.3 | Re-elect Roderick Sparks as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 3.4 | Re-elect Younaid Waja as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 4.1 | Elect Santie Botha as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 4.2.1 | Re-elect Schalk Engelbrecht as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 4.2.2 | Re-elect Thulani Gcabashe as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 4.2.3 | Re-elect Ashley Tugendhaft as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 5 | Approve Remuneration Policy | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.1 | Approve Remuneration of Chairman | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.2 | Approve Remuneration of Deputy Chairman | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.3 | Approve Remuneration of Board Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.4 | Approve Remuneration of Assets and Liabilities Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.5 | Approve Remuneration of Audit Committee Chairman | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.6 | Approve Remuneration of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.7 | Approve Remuneration of Risk Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.8 | Approve Remuneration of Remuneration and Nomination Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.9 | Approve Remuneration of Social, Ethics and Sustainability Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 6.10 | Approve Remuneration of Chairmen of Committees | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 7 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 8 | Approve Specific Repurchase of Treasury Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 9 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 10 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 11 | Place Authorised but Unissued Non-Redeemable Cumulative, Non-Participating Preference Shares under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 672420 | NO POLICY | 1 | 12 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,566 | 2,566 | ||||||||
| Totals: | 2,566 | 2,566 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | �� | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | |||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Truworths International Ltd | TRU | 10-Nov-11 | South Africa | S8793H130 | Annual | 09-Nov-11 | 0 | 0 | 0 | 0 | S8793H130 | ZAE000028296 | 6113485 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 671971 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for the Period Ended 26 June 2011 | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 2.1 | Re-elect Rob Dow as Director | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 2.2 | Re-elect Michael Mark as Director | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 2.3 | Re-elect Tony Taylor as Director | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 2.4 | Elect Mark Sardi as Director | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 3 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 5 | Reappoint Ernst & Young Inc as Auditors and Tina Rookledge as the Registered Auditor; Authorise the Audit Committee to Determine Their Remuneration | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 6.1 | Approve Remuneration of Non-Executive Directors for the 6-month Period from 1 July 2011to 31 December 2011 | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 6.2 | Approve Remuneration of Non-Executive Directors for the 12-month Period from 1 January2012 to 31 December 2012 | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 7.1 | Re-elect Michael Thompson as Member of the Audit Committee | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 7.2 | Re-elect Rob Dow as Member of the Audit Committee | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 7.3 | Re-elect Hilton Saven as Member of the Audit Committee | Mgmt | Yes | For | For | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 8 | Approve Remuneration Policy | Mgmt | Yes | For | Against | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 9 | Approve the Truworths International Limited 2011 Share Plan | Mgmt | Yes | For | Against | ||||||||||||||||||
| 671971 | NO POLICY | 1 | 10 | Amend the Deed of the Truworths International Limited Share Trust of 1998 | Mgmt | Yes | For | Against |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Uninstructed | 0 | 0 | ||||||||
| Totals: | 0 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 11-Nov-11 | Brazil | P58749105 | Special | 1,200 | 1,200 | 1,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 674693 | NO POLICY | 1 | 1 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Rejected | 1,200 | 1,200 | ||||||||
| Totals: | 1,200 | 1,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 11-Nov-11 | Brazil | P58749105 | Special | 1,200 | 1,200 | 1,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 11-Nov-11 | Brazil | P58749105 | Special | 1,200 | 1,200 | 1,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 11-Nov-11 | Brazil | P58749105 | Special | 1,200 | 1,200 | 1,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A |
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 676849 | NO POLICY | 1 | 1 | Approve Acquisition of Grupo Galaz S.A. de C.V. | Mgmt | Yes | For | For | For | |||||||||||||||||
| 676849 | NO POLICY | 1 | 2 | Appoint Independent Firm to Appraise Proposed Transaction | Mgmt | Yes | For | For | For | |||||||||||||||||
| 676849 | NO POLICY | 1 | 3 | Approve Independent Firm’s Appraisal | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Rejected | 1,200 | 1,200 | ||||||||
| Totals: | 1,200 | 1,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Turk Telekomunikasyon AS | TTKOM | 14-Nov-11 | Turkey | Y90033104 | Special | 0 | 4,617 | 4,617 | 0 | Y90033104 | TRETTLK00013 | B2RCGV5 | N/A | |||||||||||||||||||||||
Turk Telekomunikasyon AS | TTKOM | 14-Nov-11 | Turkey | Y90033104 | Special | 0 | 4,617 | 4,617 | 0 | Y90033104 | TRETTLK00013 | B2RCGV5 | N/A | |||||||||||||||||||||||
Turk Telekomunikasyon AS | TTKOM | 14-Nov-11 | Turkey | Y90033104 | Special | 0 | 4,617 | 4,617 | 0 | Y90033104 | TRETTLK00013 | B2RCGV5 | N/A | |||||||||||||||||||||||
Turk Telekomunikasyon AS | TTKOM | 14-Nov-11 | Turkey | Y90033104 | Special | 0 | 4,617 | 4,617 | 0 | Y90033104 | TRETTLK00013 | B2RCGV5 | N/A | |||||||||||||||||||||||
Turk Telekomunikasyon AS | TTKOM | 14-Nov-11 | Turkey | Y90033104 | Special | 0 | 4,617 | 4,617 | 0 | Y90033104 | TRETTLK00013 | B2RCGV5 | N/A | |||||||||||||||||||||||
Turk Telekomunikasyon AS | TTKOM | 14-Nov-11 | Turkey | Y90033104 | Special | 0 | 4,617 | 4,617 | 0 | Y90033104 | TRETTLK00013 | B2RCGV5 | N/A | |||||||||||||||||||||||
Turk Telekomunikasyon AS | TTKOM | 14-Nov-11 | Turkey | Y90033104 | Special | 0 | 4,617 | 4,617 | 0 | Y90033104 | TRETTLK00013 | B2RCGV5 | N/A | |||||||||||||||||||||||
Turk Telekomunikasyon AS | TTKOM | 14-Nov-11 | Turkey | Y90033104 | Special | 0 | 4,617 | 4,617 | 0 | Y90033104 | TRETTLK00013 | B2RCGV5 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 674146 | NO POLICY | 1 | Special Meeting Agenda | Mgmt | No | |||||||||||||||||||||
| 674146 | NO POLICY | 1 | 1 | Open Meeting and Elect Presiding Council of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 674146 | NO POLICY | 1 | 2 | Authorize Presiding Council to Sign Minutes of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 674146 | NO POLICY | 1 | 3 | Ratify Director Appointments | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 674146 | NO POLICY | 1 | 4 | Elect Directors and Approve Their Remuneration | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
| 674146 | NO POLICY | 1 | 5 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
| 674146 | NO POLICY | 1 | 6 | Receive Information on Company’s Disclosure Policy | Mgmt | No | ||||||||||||||||||||
| 674146 | NO POLICY | 1 | 7 | Close Meeting | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Approved | 4,617 | 0 | ||||||||
| Totals: | 4,617 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
China Modern Dairy Holdings Ltd. | 01117 | 17-Nov-11 | Cayman Islands | G21579100 | Annual | 11-Nov-11 | 234,000 | 234,000 | 234,000 | 0 | N/A | KYG215791008 | B3PZ2V5 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting Note | Voter | Policy | |||||||||||||
| 674854 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 2a1 | Reelect Wolhardt Julian Juul as Director | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 2a2 | Reelect Hui Chi Kin, Max as Director | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 2a3 | Reelect Lei Yongsheng as Director | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 2a4 | Reelect Li Shengli as Director | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 2a5 | Reelect Guo Lianheng as Director | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 2a6 | Reelect Lee Kong Wai, Conway as Director | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 2b | Authorize Board to Fix the Directors’ Remuneration | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 5 | Authorize Share Repurchase Program | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 6 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||
| 674854 | NO POLICY | 1 | 7 | Approve and Adopt the Share Option Scheme | Mgmt | Yes | For | For | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 234,000 | 234,000 | ||||||||
| Totals: | 234,000 | 234,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Mexichem S.A.B. de C.V. | MEXCHEM | 23-Nov-11 | Mexico | P57908132 | Special | 14-Nov-11 | 18,500 | 18,500 | 18,500 | 0 | P57908132 | MX01ME050007 | 2434760 | N/A | ||||||||||||||||||||||
Mexichem S.A.B. de C.V. | MEXCHEM | 23-Nov-11 | Mexico | P57908132 | Special | 14-Nov-11 | 18,500 | 18,500 | 18,500 | 0 | P57908132 | MX01ME050007 | 2434760 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 678472 | NO POLICY | 1 | 1 | Approve Dividends of MXN 0.40 per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 678472 | NO POLICY | 1 | 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 18,500 | 18,500 | ||||||||
| Totals: | 18,500 | 18,500 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Sasol Ltd | SOL | 25-Nov-11 | South Africa | 803866102 | Annual | 21-Nov-11 | 1,272 | 1,272 | 1,272 | 0 | 803866102 | ZAE000006896 | 6777450 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 673583 | NO POLICY | 1 | 1.1 | Re-elect Jurgen Schrempp as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 1.2 | Re-elect Colin Beggs as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 1.3 | Re-elect Johnson Njeke as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 1.4 | Re-elect Nolitha Fakude as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 2.1 | Re-elect Hixonia Nyasulu as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 2.2 | Re-elect Christine Ramon as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 2.3 | Re-elect Henk Dijkgraaf as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 3 | Elect David Constable as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 4 | Reappoint KPMG Inc as Auditors of the Company | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 5.1 | Re-elect Colin Beggs as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 5.2 | Re-elect Mandla Gantsho as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 5.3 | Re-elect Henk Dijkgraaf as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 5.4 | Re-elect Johnson Njeke as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 6 | Approve Remuneration of Non-Executive Directors for the Period 1 July 2011 Until the Date of the Next Annual General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 7 | Approve Remuneration Policy | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 8 | Approve Financial Assistance to Subsidiaries and Juristic Persons That the Company Directly or Indirectly Controls | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 673583 | NO POLICY | 1 | 9 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 673583 | NO POLICY | 1 | 10 | Approve Financial Assistance to the Sasol Inzalo Public Facilitation Trust | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 673583 | NO POLICY | 1 | 11 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 12 | Authorise Repurchase of Up to Five Percent of Issued Share Capital from a Director and/or a Prescribed Officer of the Company | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673583 | NO POLICY | 1 | 13 | Amend Sasol Inzalo Foundation Trust Deed | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,272 | 1,272 | ||||||||
| Totals: | 1,272 | 1,272 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | �� | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | |||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 29-Nov-11 | Hong Kong | Y3990B112 | Special | 24-Oct-11 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 673568 | NO POLICY | 1 | Special Business | Mgmt | No | |||||||||||||||||||||
| 673568 | NO POLICY | 1 | 1 | Approve Issuance of Subordinated Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | Ordinary Business | Mgmt | No | |||||||||||||||||||||
| 673568 | NO POLICY | 1 | 2 | Elect Jiang Jianqing as Executive Director of the Bank | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 3 | Elect Yang Kaisheng as Executive Director of the Bank | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 4 | Elect Wong Kwong Shing, Frank as Independent Non-Executive Director of the Bank | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 5 | Elect Tian Guoqiang as Independent Non-Executive Director of the Bank | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 6 | Elect Wang Chixi as Shareholder Supervisor of the Bank | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 7 | Elect Huan Huiwu as Non-Executive Director of the Bank | SH | Yes | None | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 8 | Elect Wang Xiaoya as Non-Executive Director of the Bank | SH | Yes | None | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 9 | Elect Ge Rongrong as Non-Executive Director of the Bank | SH | Yes | None | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 10 | Elect Li Jun as Non-Executive Director of the Bank | SH | Yes | None | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 11 | Elect Wang Xiaolan as Non-Executive Director of the Bank | SH | Yes | None | For | For | |||||||||||||||||
| 673568 | NO POLICY | 1 | 12 | Elect Yao Zhongli as Non-Executive Director of the Bank | SH | Yes | None | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 297,000 | 297,000 | ||||||||
| Totals: | 297,000 | 297,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
FirstRand Ltd | FSR | 01-Dec-11 | South Africa | S5202Z131 | Annual | 25-Nov-11 | 7,835 | 7,835 | 7,835 | 0 | S5202Z131 | ZAE000066304 | 6606996 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
673662 | NO POLICY | 1 | Ordinary Resolutions | Mgmt | No | |||||||||||||||||||||
| 673662 | NO POLICY | 1 | 1.1 | Re-elect Laurie Dippenaar as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 1.2 | Re-elect Viv Bartlett as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 1.3 | Re-elect Tandi Nzimande as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 1.4 | Re-elect Tim Store as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 1.5 | Re-elect Kgotso Schoeman as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 1.6 | Re-elect Hennie van Greuning as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 2 | Reappoint PricewaterhouseCoopers Inc and Deloitte & Touche as Joint Auditors of the Company and Tom Winterboer and Kevin Black as the Individual Registered Auditors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 3 | Authorise Board to Fix Remuneration of the Auditors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 4 | Re-elect Hennie van Greuning, Viv Bartlett, Jurie Bester, Leon Crouse, Ethel Matenge-Sebesho and Tim Store as Members of the Audit Committee | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 5 | Approve Remuneration Policy | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 6A | Place Authorised but Unissued Ordinary Shares under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 6B | Place Authorised but Unissued B Preference Shares under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 7 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | Special Resolutions | Mgmt | No | |||||||||||||||||||||
| 673662 | NO POLICY | 1 | 1 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673662 | NO POLICY | 1 | 2 | Approve Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 673662 | NO POLICY | 1 | 3 | Approve Financial Assistance to Related or Inter-related Companies or Corporations | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 673662 | NO POLICY | 1 | 4 | Approve Remuneration of Non-Executive Directors with Effect from 1 December 2011 | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 7,835 | 7,835 | ||||||||
| Totals: | 7,835 | 7,835 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
PhosAgro OJSC | PHOR | 01-Dec-11 | Russia | X65078101 | Special | 26-Oct-11 | 5,635 | 5,635 | 5,635 | 0 | N/A | RU000A0JRKT8 | B3ZQM29 | N/A | ||||||||||||||||||||||
PhosAgro OJSC | PHOR | 01-Dec-11 | Russia | X65078101 | Special | 26-Oct-11 | 5,635 | 5,635 | 5,635 | 0 | N/A | RU000A0JRKT8 | B3ZQM29 | N/A | ||||||||||||||||||||||
PhosAgro OJSC | PHOR | 01-Dec-11 | Russia | X65078101 | Special | 26-Oct-11 | 5,635 | 5,635 | 5,635 | 0 | N/A | RU000A0JRKT8 | B3ZQM29 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 678413 | NO POLICY | 1 | Meeting for GDR Holders | Mgmt | No | |||||||||||||||||||||
| 678413 | NO POLICY | 1 | 1 | Approve Stock Split; Amend Charter Accordingly | Mgmt | Yes | For | For | For | |||||||||||||||||
| 678413 | NO POLICY | 1 | 2 | Approve Interim Dividends for First Nine Months of Fiscal 2011 | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,635 | 5,635 | ||||||||
| Totals: | 5,635 | 5,635 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
RMB Holdings Ltd | RMH | 02-Dec-11 | South Africa | S6992P127 | Annual | 25-Nov-11 | 6,244 | 6,244 | 6,244 | 0 | S6992P127 | ZAE000024501 | 6755821 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 677900 | NO POLICY | 1 | Ordinary Resolutions | Mgmt | No | |||||||||||||||||||||
| 677900 | NO POLICY | 1 | 1.1 | Re-elect Lauritz Dippenaar as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 1.2 | Re-elect Jan Dreyer as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 1.3 | Re-elect Paul Harris as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 2.1 | Elect Leon Crouse as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 2.2 | Elect Niall Carroll as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 3 | Approve Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 4 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 5 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 6 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Tom Winterboer as the Individual Registered Auditor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 7.1 | Re-elect Jan Dreyer as Audit & Risk Committee Member | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 7.2 | Elect Niall Carroll as Audit & Risk Committee Member | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 7.3 | Re-elect Sonja Sebotsa as Audit & Risk Committee Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | Special Resolutions | Mgmt | No | |||||||||||||||||||||
| 677900 | NO POLICY | 1 | 1 | Approve Remuneration of Non-executive Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 2 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677900 | NO POLICY | 1 | 3 | Approve Financial Assistance for the Acquisition of Securities in the Company and/or Any Related or Inter-related Company | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 677900 | NO POLICY | 1 | 4 | Approve Financial Assistance to Related Companies and Inter-related Parties | Mgmt | Yes | For | For | Against |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 6,244 | 6,244 | ||||||||
| Totals: | 6,244 | 6,244 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 05-Dec-11 | South Africa | S81589103 | Annual | 25-Nov-11 | 11,716 | 11,716 | 11,716 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
669087 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 2 | Reappoint Deloitte & Touche as Auditors of the Company and Udo Bohmer as the Individual Registered Auditor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 3.1 | Approve Remuneration of Executive Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 3.2.1 | Approve Remuneration of Board Chairman | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 3.2.2 | Approve Remuneration of Board Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 3.2.3 | Approve Remuneration of Audit Committee Chairman and Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 3.2.4 | Approve Remuneration of Human Resources and Remuneration Committee Chairman and Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 3.2.5 | Approve Remuneration of Group Risk Overview Committee Chairman and Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 3.2.6 | Approve Remuneration of Nominations Committee Chairman and Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 3.2.7 | Approve Remuneration of Social and Ethics Committee Chairman and Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 4.1 | Re-elect Dave Brink as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 4.2 | Re-elect Jannie Mouton as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 4.3 | Re-elect Franklin Sonn as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 4.4 | Re-elect Bruno Steinhoff as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 5.1 | Elect Paul van den Bosch as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 5.2 | Elect Thierry Guibert as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 5.3 | Elect Theunie Lategan as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 6.1 | Re-elect Steve Booysen as Chairman of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 6.2 | Re-elect Dave Brink as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 6.3 | Elect Theunie Lategan as Member of the Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 7 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 8 | Place Authorised but Unissued Shares under Control of Directors for the Purposes of the Share Incentive Scheme | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 9 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 10 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 11 | Approve Creation and Issuance of Convertible Debentures, Debenture Stock, Bonds or Other Convertible Instruments | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 669087 | NO POLICY | 1 | 12 | Approve Remuneration Policy | Mgmt | Yes | For | For | For | |||||||||||||||||
| 669087 | NO POLICY | 1 | 13 | Approve Financial Assistance to Related or Inter-related Companies | Mgmt | Yes | For | For | Against |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 11,716 | 11,716 | ||||||||
| Totals: | 11,716 | 11,716 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Jiangxi Copper Company Ltd. | 00358 | 06-Dec-11 | Hong Kong | Y4446C100 | Special | 04-Nov-11 | 17,000 | 17,000 | 17,000 | 0 | Y4446C100 | CNE1000003K3 | 6000305 | N/A | ||||||||||||||||||||||
Jiangxi Copper Company Ltd. | 00358 | 06-Dec-11 | Hong Kong | Y4446C100 | Special | 04-Nov-11 | 17,000 | 17,000 | 17,000 | 0 | Y4446C100 | CNE1000003K3 | 6000305 | N/A | ||||||||||||||||||||||
Jiangxi Copper Company Ltd. | 00358 | 06-Dec-11 | Hong Kong | Y4446C100 | Special | 04-Nov-11 | 17,000 | 17,000 | 17,000 | 0 | Y4446C100 | CNE1000003K3 | 6000305 | N/A | ||||||||||||||||||||||
Jiangxi Copper Company Ltd. | 00358 | 06-Dec-11 | Hong Kong | Y4446C100 | Special | 04-Nov-11 | 17,000 | 17,000 | 17,000 | 0 | Y4446C100 | CNE1000003K3 | 6000305 | N/A | ||||||||||||||||||||||
Jiangxi Copper Company Ltd. | 00358 | 06-Dec-11 | Hong Kong | Y4446C100 | Special | 04-Nov-11 | 17,000 | 17,000 | 17,000 | 0 | Y4446C100 | CNE1000003K3 | 6000305 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 675577 | NO POLICY | 1 | 1 | Approve Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 675577 | NO POLICY | 1 | 2 | Appoint Ernst & Young Hua Ming Certified Public Accountants as Internal Control Accountant and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 675577 | NO POLICY | 1 | 3 | Approve Consolidated Supply and Services Agreement 1 and related Annual Caps | Mgmt | Yes | For | For | For | |||||||||||||||||
| 675577 | NO POLICY | 1 | 4 | Approve Consolidated Supply and Services Agreement 2 and related Annual Caps | Mgmt | Yes | For | For | For | |||||||||||||||||
| 675577 | NO POLICY | 1 | 5 | Approve Financial Services Agreement and related Annual Caps | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 17,000 | 17,000 | ||||||||
| Totals: | 17,000 | 17,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Uralkali OAO | URKA | 08-Dec-11 | Russia | X9519W108 | Special | 02-Nov-11 | 900 | 900 | 900 | 0 | X9519W108 | RU0007661302 | B59MFL7 | N/A | ||||||||||||||||||||||
Uralkali OAO | URKA | 08-Dec-11 | Russia | X9519W108 | Special | 02-Nov-11 | 900 | 900 | 900 | 0 | X9519W108 | RU0007661302 | B59MFL7 | N/A | ||||||||||||||||||||||
Uralkali OAO | URKA | 08-Dec-11 | Russia | X9519W108 | Special | 02-Nov-11 | 900 | 900 | 900 | 0 | X9519W108 | RU0007661302 | B59MFL7 | N/A | ||||||||||||||||||||||
Uralkali OAO | URKA | 08-Dec-11 | Russia | X9519W108 | Special | 02-Nov-11 | 900 | 900 | 900 | 0 | X9519W108 | RU0007661302 | B59MFL7 | N/A | ||||||||||||||||||||||
Uralkali OAO | URKA | 08-Dec-11 | Russia | X9519W108 | Special | 02-Nov-11 | 900 | 900 | 900 | 0 | X9519W108 | RU0007661302 | B59MFL7 | N/A | ||||||||||||||||||||||
Uralkali OAO | URKA | 08-Dec-11 | Russia | X9519W108 | Special | 02-Nov-11 | 900 | 900 | 900 | 0 | X9519W108 | RU0007661302 | B59MFL7 | N/A | ||||||||||||||||||||||
Uralkali OAO | URKA | 08-Dec-11 | Russia | X9519W108 | Special | 02-Nov-11 | 900 | 900 | 900 | 0 | X9519W108 | RU0007661302 | B59MFL7 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 677874 | NO POLICY | 1 | Meeting for GDR Holders | Mgmt | No | |||||||||||||||||||||
| 677874 | NO POLICY | 1 | 1 | Approve Interim Dividend of RUB 4 per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677874 | NO POLICY | 1 | 2 | Approve New Edition of Charter | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677874 | NO POLICY | 1 | 3.1 | Determine Cost of Liability Insurance for Directors and Executives | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677874 | NO POLICY | 1 | 3.2 | Determine Cost of Services under Insurance Agreement for Directors and Executives | Mgmt | Yes | For | For | For | |||||||||||||||||
| 677874 | NO POLICY | 1 | 4.1 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 677874 | NO POLICY | 1 | 4.2 | Approve Related-Party Transaction Re: Insurance for Directors and Executives | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 900 | 900 | ||||||||
| Totals: | 900 | 900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
PT Borneo Lumbung Energi & Metal TBK | BORN | 15-Dec-11 | Indonesia | Y711AR104 | Special | 29-Nov-11 | 328,500 | 328,500 | 328,500 | 0 | N/A | N/A | N/A | N/A | ||||||||||||||||||||||
PT Borneo Lumbung Energi & Metal TBK | BORN | 15-Dec-11 | Indonesia | Y711AR104 | Special | 29-Nov-11 | 328,500 | 328,500 | 328,500 | 0 | N/A | N/A | N/A | N/A | ||||||||||||||||||||||
PT Borneo Lumbung Energi & Metal TBK | BORN | 15-Dec-11 | Indonesia | Y711AR104 | Special | 29-Nov-11 | 328,500 | 328,500 | 328,500 | 0 | N/A | N/A | N/A | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 678497 | NO POLICY | 1 | 1 | Authorize Share Repurchase Program | Mgmt | Yes | For | For | For | |||||||||||||||||
| 678497 | NO POLICY | 1 | 2 | Approve Acquisition of an Indirect Interest of 23.8 Percent in Bumi Plc (Proposed Acquisition); and Pledging of Assets in Order to Obtain Financing from Financial Institutions to Fund the Proposed Acquisition | Mgmt | Yes | For | Against | Against | |||||||||||||||||
| 678497 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 328,500 | 328,500 | ||||||||
| Totals: | 328,500 | 328,500 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 30-Dec-11 | Brazil | P5230A101 | Special | 11,408 | 11,408 | 11,408 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 30-Dec-11 | Brazil | P5230A101 | Special | 11,408 | 11,408 | 11,408 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 30-Dec-11 | Brazil | P5230A101 | Special | 11,408 | 11,408 | 11,408 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 30-Dec-11 | Brazil | P5230A101 | Special | 11,408 | 11,408 | 11,408 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 30-Dec-11 | Brazil | P5230A101 | Special | 11,408 | 11,408 | 11,408 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 30-Dec-11 | Brazil | P5230A101 | Special | 11,408 | 11,408 | 11,408 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 30-Dec-11 | Brazil | P5230A101 | Special | 11,408 | 11,408 | 11,408 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 30-Dec-11 | Brazil | P5230A101 | Special | 11,408 | 11,408 | 11,408 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 30-Dec-11 | Brazil | P5230A101 | Special | 11,408 | 11,408 | 11,408 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 682972 | NO POLICY | 1 | 1 | Approve Agreement to Absorb Mabesa do Brasil SA | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682972 | NO POLICY | 1 | 2 | Appoint Independent Firm to Appraise Proposed Absorption | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682972 | NO POLICY | 1 | 3 | Approve Independent Firm’s Appraisal | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682972 | NO POLICY | 1 | 4 | Approve Absorption of Mabesa do Brasil SA | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682972 | NO POLICY | 1 | 5 | Approve Agreement to Absorb Mantecorp Industria Quimica e Farmaceutica SA | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682972 | NO POLICY | 1 | 6 | Appoint Independent Firm to Appraise Proposed Absorption | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682972 | NO POLICY | 1 | 7 | Approve Independent Firm’s Appraisal | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682972 | NO POLICY | 1 | 8 | Approve Absorption of Mantecorp Industria Quimica e Farmaceutica SA | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682972 | NO POLICY | 1 | 9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 11,408 | 11,408 | ||||||||
| Totals: | 11,408 | 11,408 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Anglo American plc | AAL | 06-Jan-12 | United Kingdom | G03764134 | Special | 04-Jan-12 | 3,415 | 3,415 | 3,415 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS Rec | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 681718 | NO POLICY | 1 | 1 | Approve Acquisition of the Entire Equity and Shareholder Loan Interests of the CHL Group in DB Investments SA and De Beers SA | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,415 | 3,415 | ||||||||
| Totals: | 3,415 | 3,415 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
KGHM Polska Miedz S.A. | KGH | 19-Jan-12 | Poland | X45213109 | Special | 03-Jan-12 | 0 | 0 | 0 | 0 | X45213109 | PLKGHM000017 | 5263251 | N/A | ||||||||||||||||||||||
KGHM Polska Miedz S.A. | KGH | 19-Jan-12 | Poland | X45213109 | Special | 03-Jan-12 | 0 | 0 | 0 | 0 | X45213109 | PLKGHM000017 | 5263251 | N/A | ||||||||||||||||||||||
KGHM Polska Miedz S.A. | KGH | 19-Jan-12 | Poland | X45213109 | Special | 03-Jan-12 | 0 | 0 | 0 | 0 | X45213109 | PLKGHM000017 | 5263251 | N/A | ||||||||||||||||||||||
KGHM Polska Miedz S.A. | KGH | 19-Jan-12 | Poland | X45213109 | Special | 03-Jan-12 | 0 | 0 | 0 | 0 | X45213109 | PLKGHM000017 | 5263251 | N/A | ||||||||||||||||||||||
KGHM Polska Miedz S.A. | KGH | 19-Jan-12 | Poland | X45213109 | Special | 03-Jan-12 | 0 | 0 | 0 | 0 | X45213109 | PLKGHM000017 | 5263251 | N/A | ||||||||||||||||||||||
KGHM Polska Miedz S.A. | KGH | 19-Jan-12 | Poland | X45213109 | Special | 03-Jan-12 | 0 | 0 | 0 | 0 | X45213109 | PLKGHM000017 | 5263251 | N/A | ||||||||||||||||||||||
KGHM Polska Miedz S.A. | KGH | 19-Jan-12 | Poland | X45213109 | Special | 03-Jan-12 | 0 | 0 | 0 | 0 | X45213109 | PLKGHM000017 | 5263251 | N/A | ||||||||||||||||||||||
KGHM Polska Miedz S.A. | KGH | 19-Jan-12 | Poland | X45213109 | Special | 03-Jan-12 | 0 | 0 | 0 | 0 | X45213109 | PLKGHM000017 | 5263251 | N/A | ||||||||||||||||||||||
KGHM Polska Miedz S.A. | KGH | 19-Jan-12 | Poland | X45213109 | Special | 03-Jan-12 | 0 | 0 | 0 | 0 | X45213109 | PLKGHM000017 | 5263251 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 679439 | NO POLICY | 1 | 1 | Open Meeting | Mgmt | No | ||||||||||||||||||||
| 679439 | NO POLICY | 1 | 2 | Elect Meeting Chairman | Mgmt | Yes | For | For | ||||||||||||||||||
| 679439 | NO POLICY | 1 | 3 | Acknowledge Proper Convening of Meeting | Mgmt | No | ||||||||||||||||||||
| 679439 | NO POLICY | 1 | 4 | Approve Agenda of Meeting | Mgmt | Yes | For | For | ||||||||||||||||||
| 679439 | NO POLICY | 1 | 5 | Authorize Share Repurchase Program | Mgmt | Yes | For | For | ||||||||||||||||||
| 679439 | NO POLICY | 1 | 6.1 | Fix Number of Supervisory Board Members | Mgmt | Yes | For | Against | ||||||||||||||||||
| 679439 | NO POLICY | 1 | 6.2 | Recall Supervisory Board Member(s) | Mgmt | Yes | For | Against | ||||||||||||||||||
| 679439 | NO POLICY | 1 | 6.3 | Elect Supervisory Board Member(s) | Mgmt | Yes | For | Against | ||||||||||||||||||
| 679439 | NO POLICY | 1 | 7 | Close Meeting | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Uninstructed | 0 | 0 | ||||||||
| Totals: | 0 | 0 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 25-Jan-12 | Thailand | Y7866P139 | Special | 04-Jan-12 | 3,800 | 3,800 | 3,800 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 683579 | NO POLICY | 1 | 1 | Approve Acquisition by SCG Chemicals Co. Ltd. of up to 267 Million Shares in Thai Plastic and Chemicals PCL (TPC) at a Price of THB 30 Per TPC Share from CPB Equity Co Ltd, Yos Euarchukiati, and Persons/Entity Connected to Yos Euarchukiati | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,800 | 3,800 | ||||||||
| Totals: | 3,800 | 3,800 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 27-Jan-12 | South Africa | S81589103 | Written Consent | 23-Dec-11 | 12,116 | 12,116 | 12,116 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Steinhoff International Holdings Ltd | SHF | 27-Jan-12 | South Africa | S81589103 | Written Consent | 23-Dec-11 | 12,116 | 12,116 | 12,116 | 0 | S81589103 | ZAE000016176 | 6127936 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting | Voter Rationale | Policy Rationale | |||||||||||||
| 684525 | NO POLICY | 1 | Written Consent | Mgmt | No | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] | ||||||||||||||||||||
| 684525 | NO POLICY | 1 | 1 | Approve Issuance of 31,635,884 Ordinary Shares to Mayfair Speculators (Proprietary) Ltd | Mgmt | Yes | For | Against | For | Email sent TO [Agnes.Rusiecki@AshmoreEMM.com] and CC [Agnes.Rusiecki@AshmoreEMM.com] Attachment(s): [Printer Friendly Report, ] |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 12,116 | 12,116 | ||||||||
| Totals: | 12,116 | 12,116 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Samsung Fire & Marine Insurance Co. | 000810 | 07-Feb-12 | South Korea | Y7473H108 | Special | 05-Jan-12 | 340 | 340 | 340 | 0 | Y7473H108 | KR7000810002 | 6155250 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS Rec | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 683441 | NO POLICY | 1 | 1 | Elect Two Inside Directors (Bundled) | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 340 | 340 | ||||||||
| Totals: | 340 | 340 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Duratex S.A. | DTEX3 | 08-Feb-12 | Brazil | P3593G146 | Special | 5,800 | 5,800 | 5,800 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Duratex S.A. | DTEX3 | 08-Feb-12 | Brazil | P3593G146 | Special | 5,800 | 5,800 | 5,800 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 686635 | NO POLICY | 1 | 1 | Authorize Issuance of Convertible Debentures | Mgmt | Yes | For | For | For | |||||||||||||||||
| 686635 | NO POLICY | 1 | 2 | Amend Articles Re: Novo Mercado | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,800 | 5,800 | ||||||||
| Totals: | 5,800 | 5,800 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 08-Feb-12 | Hong Kong | Y69790106 | Special | 06-Jan-12 | 28,000 | 28,000 | 28,000 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 683526 | NO POLICY | 1 | Special Business | Mgmt | No | |||||||||||||||||||||
| 683526 | NO POLICY | 1 | 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2a | Approve Type of Securities to be Issued in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2b | Approve Issue Size in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2c | Approve Par Value and Issue Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2d | Approve Term in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2e | Approve Interest Rate in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2f | Approve Method and Timing of the Interest Payment in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2g | Approve Conversion Period in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2h | Approve Determination and Adjustment to CB Conversion Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2i | Approve Downward Adjustment to CB Conversion Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2j | Approve Method for Determining the Number of Shares for Conversion in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2k | Approve Terms of Redemption in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2l | Approve Terms of Sale Back in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2m | Approve Entitlement to Dividend of the Year Conversion in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2n | Approve Method of Issuance and Target Subscribers in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2o | Approve Subscription Arrangement for the Existing A Shareholders in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2p | Approve the Relevant Matters of CB Holders’ Meetings in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2q | Approve Use of Proceeds in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2r | Approve Special Provisions in Relation to Solvency Capital in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2s | Approve Guarantee and Security in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2t | Approve Validity Period of the Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 2u | Approve Matters Relating to Authorization in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | Ordinary Business | Mgmt | No | |||||||||||||||||||||
| 683526 | NO POLICY | 1 | 3 | Approve Feasibility Analysis on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 4 | Approve Utilization Report on the Use of Proceeds from the Previous Fund Raising Activity | Mgmt | Yes | For | For | For | |||||||||||||||||
| 683526 | NO POLICY | 1 | 5 | Elect Fan Mingchun as Non-Executive Director | SH | Yes | None | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 28,000 | 28,000 | ||||||||
| Totals: | 28,000 | 28,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Feb-12 | Mexico | P49501201 | Special | 03-Feb-12 | 19,200 | 19,200 | 19,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Feb-12 | Mexico | P49501201 | Special | 03-Feb-12 | 19,200 | 19,200 | 19,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Feb-12 | Mexico | P49501201 | Special | 03-Feb-12 | 19,200 | 19,200 | 19,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
687215 | NO POLICY | 1 | 1 | Amend Article 2 of Company Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
687215 | NO POLICY | 1 | 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
687215 | NO POLICY | 1 | 3 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 19,200 | 19,200 | ||||||||
| Totals: | 19,200 | 19,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Feb-12 | Mexico | P49501201 | Special | 03-Feb-12 | 19,200 | 19,200 | 19,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Feb-12 | Mexico | P49501201 | Special | 03-Feb-12 | 19,200 | 19,200 | 19,200 | 0 | �� | P49501201 | MXP370711014 | 2421041 | N/A | |||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Feb-12 | Mexico | P49501201 | Special | 03-Feb-12 | 19,200 | 19,200 | 19,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 17-Feb-12 | Mexico | P49501201 | Special | 03-Feb-12 | 19,200 | 19,200 | 19,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
687279 | NO POLICY | 1 | 1 | Approve Cash Dividends of MXN 0.17 per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
687279 | NO POLICY | 1 | 2 | Amend Functions of Regional Statutory Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
687279 | NO POLICY | 1 | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
687279 | NO POLICY | 1 | 4 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 19,200 | 19,200 | ||||||||
| Totals: | 19,200 | 19,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Kuala Lumpur Kepong Bhd. | KLK | 22-Feb-12 | Malaysia | Y47153104 | Annual | 15-Feb-12 | 6,700 | 6,700 | 6,700 | 0 | Y47153104 | MYL2445OO004 | 6497446 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
684270 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 2 | Approve Final Dividend of MYR 0.70 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 3 | Elect Lee Hau Hian as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 4 | Elect Yeoh Eng Khoon as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 5 | Elect Thong Yaw Hong as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 6 | Elect R. M. Alias as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 7 | Elect Abdul Rahman bin Mohd. Ramli as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 8 | Approve Remuneration of Directors in the Amount of MYR 1.18 Million for the Financial Year Ended Sept. 30, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 9 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 10 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
684270 | NO POLICY | 1 | 11 | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 6,700 | 6,700 | ||||||||
| Totals: | 6,700 | 6,700 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 23-Feb-12 | Hong Kong | Y3990B112 | Special | 20-Jan-12 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 23-Feb-12 | Hong Kong | Y3990B112 | Special | 20-Jan-12 | 297,000 | 297,000 | 297,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
684779 | NO POLICY | 1 | 1 | Approve Fixed Assets Investment Budget for 2012 | Mgmt | Yes | For | For | For | |||||||||||||||||
684779 | NO POLICY | 1 | 2 | Elect Or Ching Fai as Director | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 297,000 | 297,000 | ||||||||
| Totals: | 297,000 | 297,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Special | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Special | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Special | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Special | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Special | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
689473 | NO POLICY | 1 | Meeting for Only Mexican Class A Shareholders | Mgmt | No | |||||||||||||||||||||
689473 | NO POLICY | 1 | Extraordinary Meeting Agenda | Mgmt | No | |||||||||||||||||||||
689473 | NO POLICY | 1 | 1 | Authorize Cancellation of 20 Million Shares of Repurchase Shares Program | Mgmt | Yes | For | For | For | |||||||||||||||||
689473 | NO POLICY | 1 | 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
689473 | NO POLICY | 1 | 3 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Rejected | 4,029 | 4,029 | ||||||||
| Totals: | 4,029 | 4,029 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Annual | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Annual | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Annual | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Annual | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Annual | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Annual | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Annual | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Alfa S.A.B. de C.V. | ALFAA | 29-Feb-12 | Mexico | P0156P117 | Annual | 16-Feb-12 | 4,029 | 4,029 | 4,029 | 0 | P0156P117 | MXP000511016 | 2043423 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
689481 | NO POLICY | 1 | Meeting for Only Mexican Class A Shareholders | Mgmt | No | |||||||||||||||||||||
689481 | NO POLICY | 1 | Annual Meeting Agenda | Mgmt | No | |||||||||||||||||||||
689481 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
689481 | NO POLICY | 1 | 2.1 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
689481 | NO POLICY | 1 | 2.2 | Approve Maximum Amount for Repurchase of Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
689481 | NO POLICY | 1 | 3 | Elect Directors and Chairmen of Audit and Corporate Practices Committee; Fix Their Remuneration | Mgmt | Yes | For | Against | For | |||||||||||||||||
689481 | NO POLICY | 1 | 4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
689481 | NO POLICY | 1 | 5 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Rejected | 4,029 | 4,029 | ||||||||
| Totals: | 4,029 | 4,029 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 29-Feb-12 | South Africa | S52800133 | Special | 24-Feb-12 | 8,280 | 8,280 | 8,280 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 29-Feb-12 | South Africa | S52800133 | Special | 24-Feb-12 | 8,280 | 8,280 | 8,280 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 29-Feb-12 | South Africa | S52800133 | Special | 24-Feb-12 | 8,280 | 8,280 | 8,280 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 29-Feb-12 | South Africa | S52800133 | Special | 24-Feb-12 | 8,280 | 8,280 | 8,280 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 29-Feb-12 | South Africa | S52800133 | Special | 24-Feb-12 | 8,280 | 8,280 | 8,280 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 29-Feb-12 | South Africa | S52800133 | Special | 24-Feb-12 | 8,280 | 8,280 | 8,280 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 29-Feb-12 | South Africa | S52800133 | Special | 24-Feb-12 | 8,280 | 8,280 | 8,280 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Murray & Roberts Holdings Ltd | MUR | 29-Feb-12 | South Africa | S52800133 | Special | 24-Feb-12 | 8,280 | 8,280 | 8,280 | 0 | S52800133 | ZAE000073441 | B0N3K50 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
687513 | NO POLICY | 1 | Special Resolutions | Mgmt | No | |||||||||||||||||||||
687513 | NO POLICY | 1 | 1 | Approve Conversion of Share Capital from Par Value Shares to No Par Value Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
687513 | NO POLICY | 1 | 2 | Approve Increase in Authorised Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
687513 | NO POLICY | 1 | 3 | Amend the Company’s Memorandum of Incorporation Re: Authorised Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
687513 | NO POLICY | 1 | 4 | Authorise the Ability to Issue 30 Percent or More of the Company’s Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
687513 | NO POLICY | 1 | Ordinary Resolutions | Mgmt | No | |||||||||||||||||||||
687513 | NO POLICY | 1 | 1 | Place Authorised but Unissued Shares Under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
687513 | NO POLICY | 1 | 2 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 8,280 | 8,280 | ||||||||
| Totals: | 8,280 | 8,280 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||
PT Perusahaan Gas Negara Tbk | PGAS | 05-Mar-12 | Indonesia | Y7136Y118 | Special | 16-Feb-12 | 160,500 | 160,500 | 160,500 | 0 | Y7136Y118 | ID1000111602 | 6719764 | N/A | ||||||||||||||||||||
PT Perusahaan Gas Negara Tbk | PGAS | 05-Mar-12 | Indonesia | Y7136Y118 | Special | 16-Feb-12 | 160,500 | 160,500 | 160,500 | 0 | Y7136Y118 | ID1000111602 | 6719764 | N/A | ||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
687895 | NO POLICY | 1 | 1 | Approve Resignation of Director | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
687895 | NO POLICY | 1 | 2 | Other Business | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 160,500 | 160,500 | ||||||||
| Totals: | 160,500 | 160,500 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 06-Mar-12 | Cayman Islands | G89843109 | Special | 04-Feb-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 06-Mar-12 | Cayman Islands | G89843109 | Special | 04-Feb-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
684008 | NO POLICY | 1 | 1 | Amend Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
684008 | NO POLICY | 1 | 2 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,824 | 1,824 | ||||||||
| Totals: | 1,824 | 1,824 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
DRB-Hicom Bhd. (formerly Diversified Resources) | DRBHCOM | 14-Mar-12 | Malaysia | Y21077113 | Special | 65,400 | 65,400 | 65,400 | 0 | Y21077113 | MYL1619OO005 | 6269816 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
693760 | NO POLICY | 1 | 1 | Approve Acquisition of Ordinary Shares in Proton Holdings Bhd. (Proton) from Khazanah Nasional Bhd. for a Total Cash Consideration of MYR 1.29 Billion and Mandatory Offer for All the Remaining Proton Shares | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 65,400 | 65,400 | ||||||||
| Totals: | 65,400 | 65,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Hyundai Heavy Industries Co. | 009540 | 16-Mar-12 | South Korea | Y3838M106 | Annual | 31-Dec-11 | 290 | 290 | 290 | 0 | Y3838M106 | KR7009540006 | 6446620 | N/A | ||||||||||||||||||||||
Hyundai Heavy Industries Co. | 009540 | 16-Mar-12 | South Korea | Y3838M106 | Annual | 31-Dec-11 | 290 | 290 | 290 | 0 | Y3838M106 | KR7009540006 | 6446620 | N/A | ||||||||||||||||||||||
Hyundai Heavy Industries Co. | 009540 | 16-Mar-12 | South Korea | Y3838M106 | Annual | 31-Dec-11 | 290 | 290 | 290 | 0 | Y3838M106 | KR7009540006 | 6446620 | N/A | ||||||||||||||||||||||
Hyundai Heavy Industries Co. | 009540 | 16-Mar-12 | South Korea | Y3838M106 | Annual | 31-Dec-11 | 290 | 290 | 290 | 0 | Y3838M106 | KR7009540006 | 6446620 | N/A | ||||||||||||||||||||||
Hyundai Heavy Industries Co. | 009540 | 16-Mar-12 | South Korea | Y3838M106 | Annual | 31-Dec-11 | 290 | 290 | 290 | 0 | Y3838M106 | KR7009540006 | 6446620 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
692447 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividend of KRW 4,000 per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
692447 | NO POLICY | 1 | 2 | Amend Articles of Incorporation | Mgmt | Yes | For | Against | For | |||||||||||||||||
692447 | NO POLICY | 1 | 3 | Elect One Inside Director and One Outside Director (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
692447 | NO POLICY | 1 | 4 | Elect Choo Soon-Sik as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
692447 | NO POLICY | 1 | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 290 | 290 | ||||||||
| Totals: | 290 | 290 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||
Hyundai Mobis Co. | 012330 | 16-Mar-12 | South Korea | Y3849A109 | Annual | 31-Dec-11 | 280 | 280 | 280 | 0 | Y3849A109 | KR7012330007 | 6449544 | N/A | ||||||||||||||||||||
Hyundai Mobis Co. | 012330 | 16-Mar-12 | South Korea | Y3849A109 | Annual | 31-Dec-11 | 280 | 280 | 280 | 0 | Y3849A109 | KR7012330007 | 6449544 | N/A | ||||||||||||||||||||
Hyundai Mobis Co. | 012330 | 16-Mar-12 | South Korea | Y3849A109 | Annual | 31-Dec-11 | 280 | 280 | 280 | 0 | Y3849A109 | KR7012330007 | 6449544 | N/A | ||||||||||||||||||||
Hyundai Mobis Co. | 012330 | 16-Mar-12 | South Korea | Y3849A109 | Annual | 31-Dec-11 | 280 | 280 | 280 | 0 | Y3849A109 | KR7012330007 | 6449544 | N/A | ||||||||||||||||||||
Hyundai Mobis Co. | 012330 | 16-Mar-12 | South Korea | Y3849A109 | Annual | 31-Dec-11 | 280 | 280 | 280 | 0 | Y3849A109 | KR7012330007 | 6449544 | N/A | ||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
692863 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividend of KRW 1,750 per Common Share and KRW 1,800 per Preferred Share | Mgmt | Yes | For | For | For | |||||||||||||||||
692863 | NO POLICY | 1 | 2 | Amend Articles of Incorporation | Mgmt | Yes | For | For | For | |||||||||||||||||
692863 | NO POLICY | 1 | 3 | Elect One Inside Director and Two Outside Directors (Bundled) | Mgmt | Yes | For | Against | For | |||||||||||||||||
692863 | NO POLICY | 1 | 4 | Reelect Two Members of Audit Committee | Mgmt | Yes | For | Against | For | |||||||||||||||||
692863 | NO POLICY | 1 | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 280 | 280 | ||||||||
| Totals: | 280 | 280 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Hyundai Motor Co. | 005380 | 16-Mar-12 | South Korea | Y38472109 | Annual | 31-Dec-11 | 892 | 892 | 892 | 0 | Y38472109 | KR7005380001 | 6451055 | N/A | ||||||||||||||||||||||
Hyundai Motor Co. | 005380 | 16-Mar-12 | South Korea | Y38472109 | Annual | 31-Dec-11 | 892 | 892 | 892 | 0 | Y38472109 | KR7005380001 | 6451055 | N/A | ||||||||||||||||||||||
Hyundai Motor Co. | 005380 | 16-Mar-12 | South Korea | Y38472109 | Annual | 31-Dec-11 | 892 | 892 | 892 | 0 | Y38472109 | KR7005380001 | 6451055 | N/A | ||||||||||||||||||||||
Hyundai Motor Co. | 005380 | 16-Mar-12 | South Korea | Y38472109 | Annual | 31-Dec-11 | 892 | 892 | 892 | 0 | Y38472109 | KR7005380001 | 6451055 | N/A | ||||||||||||||||||||||
Hyundai Motor Co. | 005380 | 16-Mar-12 | South Korea | Y38472109 | Annual | 31-Dec-11 | 892 | 892 | 892 | 0 | Y38472109 | KR7005380001 | 6451055 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
687040 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividends of KRW 1,750 per Common Share, KRW 1,800 per Preferred Share 1, KRW 1,850 per Preferred Share 2, and KRW 1,800 per Preferred Share 3 | Mgmt | Yes | For | For | For | |||||||||||||||||
687040 | NO POLICY | 1 | 2 | Elect Two Insdie Directors and Two Outside Directors (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
687040 | NO POLICY | 1 | 3 | Reelect Two Members of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
687040 | NO POLICY | 1 | 4 | Amend Articles of Incorporation | Mgmt | Yes | For | For | For | |||||||||||||||||
687040 | NO POLICY | 1 | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 892 | 892 | ||||||||
| Totals: | 892 | 892 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
LG Chem Ltd. | 051910 | 16-Mar-12 | South Korea | Y52758102 | Annual | 31-Dec-11 | 220 | 220 | 220 | 0 | Y52758102 | KR7051910008 | 6346913 | N/A | ||||||||||||||||||||||
LG Chem Ltd. | 051910 | 16-Mar-12 | South Korea | Y52758102 | Annual | 31-Dec-11 | 220 | 220 | 220 | 0 | Y52758102 | KR7051910008 | 6346913 | N/A | ||||||||||||||||||||||
LG Chem Ltd. | 051910 | 16-Mar-12 | South Korea | Y52758102 | Annual | 31-Dec-11 | 220 | 220 | 220 | 0 | Y52758102 | KR7051910008 | 6346913 | N/A | ||||||||||||||||||||||
LG Chem Ltd. | 051910 | 16-Mar-12 | South Korea | Y52758102 | Annual | 31-Dec-11 | 220 | 220 | 220 | 0 | Y52758102 | KR7051910008 | 6346913 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
691400 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividends of KRW 4,000 per Common Share and KRW 4,050 per Preferred Share | Mgmt | Yes | For | For | For | |||||||||||||||||
691400 | NO POLICY | 1 | 2 | Amend Articles of Incorporation | Mgmt | Yes | For | Against | For | |||||||||||||||||
691400 | NO POLICY | 1 | 3 | Elect Four Inside Directors, One Non-Independent Non-Executive Director, and Two Outside Directors (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
691400 | NO POLICY | 1 | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 220 | 220 | ||||||||
| Totals: | 220 | 220 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
POSCO | N/A | 16-Mar-12 | South Korea | Y70750115 | Annual | 31-Dec-11 | 330 | 330 | 330 | 0 | Y70750115 | KR7005490008 | 6693233 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
685896 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Year-End Dividend of KRW 7,500 per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 2 | Amend Articles of Incorporation | Mgmt | Yes | For | Against | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.1.1 | Reelect Han Joon-Ho as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.1.2 | Reelect Lee Young-Sun as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.1.3 | Reelect Lee Chang-Hee as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.1.4 | Elect James B. Bemowski as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.2.1 | Elect Lee Young-Sun as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.2.2 | Reelect Lee Chang-Hee as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.3.1 | Reelect Chung Joon-Yang as CEO | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.3.2 | Reelect Park Han-Yong as Inside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.3.3 | Elect Cho Noi-Ha as Inside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.3.4 | Elect Park Ki-Hong as Inside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 3.3.5 | Elect Kim Joon-Sik as Inside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
685896 | NO POLICY | 1 | 5 | Approve Special Meritorious Allowance for Deceased Honorary Chairman (Park Tae-Joon) | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 330 | 330 | ||||||||
| Totals: | 330 | 330 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Samsung Card Co. | 029780 | 16-Mar-12 | South Korea | Y7T70U105 | Annual | 31-Dec-11 | 0 | 0 | 940 | 0 | Y7T70U105 | KR7029780004 | B1WQQ48 | N/A | ||||||||||||||||||||||
Samsung Card Co. | 029780 | 16-Mar-12 | South Korea | Y7T70U105 | Annual | 31-Dec-11 | 0 | 0 | 940 | 0 | Y7T70U105 | KR7029780004 | B1WQQ48 | N/A | ||||||||||||||||||||||
Samsung Card Co. | 029780 | 16-Mar-12 | South Korea | Y7T70U105 | Annual | 31-Dec-11 | 0 | 0 | 940 | 0 | Y7T70U105 | KR7029780004 | B1WQQ48 | N/A | ||||||||||||||||||||||
Samsung Card Co. | 029780 | 16-Mar-12 | South Korea | Y7T70U105 | Annual | 31-Dec-11 | 0 | 0 | 940 | 0 | Y7T70U105 | KR7029780004 | B1WQQ48 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
690401 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividend of KRW 700 per Share | Mgmt | Yes | For | For | ||||||||||||||||||
690401 | NO POLICY | 1 | 2 | Elect Song Seung-Hwan as Outside Director | Mgmt | Yes | For | For | ||||||||||||||||||
690401 | NO POLICY | 1 | 3 | Elect Cha Eun-Young as Member of Audit Committee | Mgmt | Yes | For | For | ||||||||||||||||||
690401 | NO POLICY | 1 | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Uninstructed | 940 | 0 | ||||||||
| �� | Totals: | 940 | 0 | |||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Samsung Engineering Co. Ltd. | 028050 | 16-Mar-12 | South Korea | Y7472L100 | Annual | 31-Dec-11 | 327 | 327 | 327 | 0 | Y7472L100 | KR7028050003 | 6765239 | N/A | ||||||||||||||||||||||
Samsung Engineering Co. Ltd. | 028050 | 16-Mar-12 | South Korea | Y7472L100 | Annual | 31-Dec-11 | 327 | 327 | 327 | 0 | Y7472L100 | KR7028050003 | 6765239 | N/A | ||||||||||||||||||||||
Samsung Engineering Co. Ltd. | 028050 | 16-Mar-12 | South Korea | Y7472L100 | Annual | 31-Dec-11 | 327 | 327 | 327 | 0 | Y7472L100 | KR7028050003 | 6765239 | N/A | ||||||||||||||||||||||
Samsung Engineering Co. Ltd. | 028050 | 16-Mar-12 | South Korea | Y7472L100 | Annual | 31-Dec-11 | 327 | 327 | 327 | 0 | Y7472L100 | KR7028050003 | 6765239 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
692860 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividend of KRW 3,000 per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
692860 | NO POLICY | 1 | 2 | Elect Chang Ji-Jong as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692860 | NO POLICY | 1 | 3 | Elect Kim Sang-Hoon as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
692860 | NO POLICY | 1 | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 327 | 327 | ||||||||
| Totals: | 327 | 327 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Samsung Heavy Industries Co. Ltd. | 010140 | 16-Mar-12 | South Korea | Y7474M106 | Annual | 31-Dec-11 | 2,460 | 2,460 | 2,460 | 0 | Y7474M106 | KR7010140002 | 6772217 | N/A | ||||||||||||||||||||||
Samsung Heavy Industries Co. Ltd. | 010140 | 16-Mar-12 | South Korea | Y7474M106 | Annual | 31-Dec-11 | 2,460 | 2,460 | 2,460 | 0 | Y7474M106 | KR7010140002 | 6772217 | N/A | ||||||||||||||||||||||
Samsung Heavy Industries Co. Ltd. | 010140 | 16-Mar-12 | South Korea | Y7474M106 | Annual | 31-Dec-11 | 2,460 | 2,460 | 2,460 | 0 | Y7474M106 | KR7010140002 | 6772217 | N/A | ||||||||||||||||||||||
Samsung Heavy Industries Co. Ltd. | 010140 | 16-Mar-12 | South Korea | Y7474M106 | Annual | 31-Dec-11 | 2,460 | 2,460 | 2,460 | 0 | Y7474M106 | KR7010140002 | 6772217 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
691081 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividend of KRW 500 per Common Share and KRW 550 per Preferred Share | Mgmt | Yes | For | For | For | |||||||||||||||||
691081 | NO POLICY | 1 | 2 | Elect One Inside Director and Two Outside Directors (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
691081 | NO POLICY | 1 | 3 | Elect Two Members of Audit Committee (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
691081 | NO POLICY | 1 | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,460 | 2,460 | ||||||||
| Totals: | 2,460 | 2,460 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
AmorePacific Corp. | 090430 | 23-Mar-12 | South Korea | Y01258105 | Annual | 31-Dec-11 | 25 | 25 | 25 | 0 | Y01258105 | KR7090430000 | B15SK50 | N/A | ||||||||||||||||||||||
AmorePacific Corp. | 090430 | 23-Mar-12 | South Korea | Y01258105 | Annual | 31-Dec-11 | 25 | 25 | 25 | 0 | Y01258105 | KR7090430000 | B15SK50 | N/A | ||||||||||||||||||||||
AmorePacific Corp. | 090430 | 23-Mar-12 | South Korea | Y01258105 | Annual | 31-Dec-11 | 25 | 25 | 25 | 0 | Y01258105 | KR7090430000 | B15SK50 | N/A | ||||||||||||||||||||||
AmorePacific Corp. | 090430 | 23-Mar-12 | South Korea | Y01258105 | Annual | 31-Dec-11 | 25 | 25 | 25 | 0 | Y01258105 | KR7090430000 | B15SK50 | N/A | ||||||||||||||||||||||
AmorePacific Corp. | 090430 | 23-Mar-12 | South Korea | Y01258105 | Annual | 31-Dec-11 | 25 | 25 | 25 | 0 | Y01258105 | KR7090430000 | B15SK50 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
688653 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividend of KRW 6,500 per Common Share and KRW 6,550 per Preferred Share | Mgmt | Yes | For | For | For | |||||||||||||||||
688653 | NO POLICY | 1 | 2.1 | Reelect Three Inside Directors (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
688653 | NO POLICY | 1 | 2.2 | Elect Five Outside Directors (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
688653 | NO POLICY | 1 | 3 | Reelect Three Members of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
688653 | NO POLICY | 1 | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 25 | 25 | ||||||||
| Totals: | 25 | 25 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
NHN Corp. | 035420 | 23-Mar-12 | South Korea | Y6347M103 | Annual | 31-Dec-11 | 193 | 193 | 193 | 0 | Y6347M103 | KR7035420009 | 6560393 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
689001 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividend of KRW 536 per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
689001 | NO POLICY | 1 | 2 | Amend Articles of Incorporation | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
689001 | NO POLICY | 1 | Election of Inside Director | Mgmt | No | |||||||||||||||||||||
689001 | NO POLICY | 1 | 3.1.1 | Reelect Lee Hae-Jin as Inside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
689001 | NO POLICY | 1 | Election of Outside Directors | Mgmt | No | |||||||||||||||||||||
689001 | NO POLICY | 1 | 3.2.1 | Elect Hur Yong-soo as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
689001 | NO POLICY | 1 | 3.2.2 | Elect Lee Jong-Woo as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
689001 | NO POLICY | 1 | Election of Audit Committee | Mgmt | No | |||||||||||||||||||||
689001 | NO POLICY | 1 | 4.1 | Elect Hur Yong-Soo as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
689001 | NO POLICY | 1 | 4.2 | Elect Lee Jong-woo as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
689001 | NO POLICY | 1 | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 193 | 193 | ||||||||
| Totals: | 193 | 193 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
PTT Exploration & Production PCL | PTTEP | 28-Mar-12 | Thailand | Y7145P157 | Annual | 15-Feb-12 | 5,000 | 5,000 | 5,000 | 0 | Y7145P157 | TH0355A10Z04 | B1359K1 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
687508 | NO POLICY | 1 | 1 | Acknowledge 2011 Performance Result and 2012 Work Plan | Mgmt | No | ||||||||||||||||||||
687508 | NO POLICY | 1 | 2 | Accept Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
687508 | NO POLICY | 1 | 3 | Approve Dividend of THB 5.40 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
687508 | NO POLICY | 1 | 4 | Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
687508 | NO POLICY | 1 | 5.1 | Elect Chakkrit Parapuntakul as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
687508 | NO POLICY | 1 | 5.2 | Elect Varanuj Hongsaprabhas as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
687508 | NO POLICY | 1 | 5.3 | Elect Pornchai Kranlert as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
687508 | NO POLICY | 1 | 5.4 | Elect Anon Sirisaengtaksin as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
687508 | NO POLICY | 1 | 5.5 | Elect Prajya Phinyawat as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
687508 | NO POLICY | 1 | 6 | Approve Remuneration of Directors and Sub-Committees | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,000 | 5,000 | ||||||||
| Totals: | 5,000 | 5,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Arcelik A.S. | ARCLK | 29-Mar-12 | Turkey | M1490L104 | Annual | 0 | 4,218 | 4,218 | 0 | M1490L104 | TRAARCLK91H5 | B03MP18 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
695186 | NO POLICY | 1 | Annual Meeting Agenda | Mgmt | No | |||||||||||||||||||||
695186 | NO POLICY | 1 | 1 | Open Meeting and Elect Presiding Council of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 2 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 3 | Approve Discharge of Board and Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 4 | Approve Allocation of Income | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 5 | Receive Information on Profit Distribution Policy | Mgmt | No | ||||||||||||||||||||
695186 | NO POLICY | 1 | 6 | Receive Information on Company Disclosure Policy | Mgmt | No | ||||||||||||||||||||
695186 | NO POLICY | 1 | 7 | Amend Company Articles | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 8 | Elect Directors | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 9 | Appoint Internal Statutory Auditors | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 10 | Approve Remuneration Policy | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 11 | Approve Remuneration of Directors and Internal Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 12 | Ratify External Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 13 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 14 | Receive Information on Charitable Donations | Mgmt | No | ||||||||||||||||||||
695186 | NO POLICY | 1 | 15 | Authorize Presiding Council to Sign Minutes of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
695186 | NO POLICY | 1 | 16 | Wishes | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Approved | 4,218 | 0 | ||||||||
| Totals: | 4,218 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Shinhan Financial Group Co. Ltd. | 055550 | 29-Mar-12 | South Korea | Y7749X101 | Annual | 31-Dec-11 | 2,900 | 2,900 | 2,900 | 0 | Y7749X101 | KR7055550008 | 6397502 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
692418 | NO POLICY | 1 | 1 | Approve Appropriation of Income and Dividend of KRW 750 per Common Share | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 2.1 | Amend Articles of Incorporation re: Recent Amendment to the Commercial Act | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
692418 | NO POLICY | 1 | 2.2 | Amend Articles of Incorporation re: Establishment of Governace and CEO Nomination Commitee | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
692418 | NO POLICY | 1 | 3.1 | Reelect Seo Jin-Won as Inside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 3.2 | Reelect Yun Ke-Sup as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 3.3 | Elect Lee Sang-Kyung as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 3.4 | Reelect Lee Jung-Il as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 3.5 | Reelect Hirakawa Haruki as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 3.6 | Reelect Philippe Aguignier as Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 4.1 | Reelect Kwon Tae-Eun as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 4.2 | Reelect Kim Suk-Won as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 4.3 | Reelect Yun Ke-Sup as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 4.4 | Elect Kim Sang-Kyung as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
692418 | NO POLICY | 1 | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,900 | 2,900 | ||||||||
| Totals: | 2,900 | 2,900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
The Siam Cement Public Co. Ltd. | SCC | 30-Mar-12 | Thailand | Y7866P139 | Annual | 20-Feb-12 | 4,000 | 4,000 | 4,000 | 0 | Y7866P139 | TH0003010Z04 | 6609917 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
686906 | NO POLICY | 1 | 1 | Approve Minutes of Previous AGM | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 2 | Acknowledge 2011 Annual Report | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 3 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 4 | Approve Allocation of Income and Payment of Dividend of THB 12.50 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 5.1 | Elect Snoh Unakul as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 5.2 | Elect Panas Simasathien as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 5.3 | Elect Arsa Sarasin as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 5.4 | Elect Chumpol Na Lamlieng as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 6 | Approve KPMG Phoomchai Audit Ltd as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 7 | Amend Articles of Association Re: Voting and Election of Directors | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
686906 | NO POLICY | 1 | 8.1 | Acknowledge Remuneration of Directors for the Year 2012 | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 8.2 | Acknowledge Remuneration of Sub-Committees for the Year 2012 | Mgmt | Yes | For | For | For | |||||||||||||||||
686906 | NO POLICY | 1 | 9 | Other Business | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 4,000 | 4,000 | ||||||||
| Totals: | 4,000 | 4,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Turkiye Vakiflar Bankasi TAO | VAKBN | 30-Mar-12 | Turkey | M9037B109 | Annual | 0 | 5,545 | 5,545 | 0 | M9037B109 | TREVKFB00019 | B0N6YC4 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
693856 | NO POLICY | 1 | Annual Meeting Agenda | Mgmt | No | |||||||||||||||||||||
693856 | NO POLICY | 1 | 1 | Open Meeting and Elect Presiding Council of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 2 | Authorize Presiding Council to Sign Minutes of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 3 | Receive Statutory Reports | Mgmt | No | ||||||||||||||||||||
693856 | NO POLICY | 1 | 4 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 5 | Approve Discharge of Board | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 6 | Approve Discharge of Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 7 | Approve Allocation of Income | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 8 | Ratify Director Appointment | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 9 | Elect Directors | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 10 | Appoint Internal Statutory Auditors | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 11 | Approve Remuneration of Directors and Internal Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 12 | Ratify External Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
693856 | NO POLICY | 1 | 13 | Receive Information on Charitable Donations | Mgmt | No | ||||||||||||||||||||
693856 | NO POLICY | 1 | 14 | Wishes | Mgmt | No | ||||||||||||||||||||
693856 | NO POLICY | 1 | 15 | Close Meeting | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Approved | 5,545 | 0 | ||||||||
| Totals: | 5,545 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Kasikornbank PCL | KBANK | 02-Apr-12 | Thailand | Y4591R100 | Annual | 08-Mar-12 | 4,600 | 4,600 | 4,600 | 0 | Y4591R100 | TH0016010009 | 6888783 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
692270 | NO POLICY | 1 | 1 | Approve Minutes of Previous Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
692270 | NO POLICY | 1 | 2 | Acknowledge Directors’ Report | Mgmt | No | ||||||||||||||||||||
692270 | NO POLICY | 1 | 3 | Accept Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
692270 | NO POLICY | 1 | 4 | Approve Allocation of Income and Dividend of THB 2.50 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
692270 | NO POLICY | 1 | 5.1 | Elect Somchai Bulsook as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692270 | NO POLICY | 1 | 5.2 | Elect Sujitpan Lamsam as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692270 | NO POLICY | 1 | 5.3 | Elect Suchada Kiranandana as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692270 | NO POLICY | 1 | 5.4 | Elect Abhijai Chandrasen as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692270 | NO POLICY | 1 | 5.5 | Elect Hiroshi Ota as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692270 | NO POLICY | 1 | 6 | Approve Remuneration of Directors | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
692270 | NO POLICY | 1 | 7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration Auditors | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
692270 | NO POLICY | 1 | 8 | Amend Articles of Association | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
692270 | NO POLICY | 1 | 9 | Other Busines | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 4,600 | 4,600 | ||||||||
| Totals: | 4,600 | 4,600 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Special | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Special | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Special | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Special | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
695106 | NO POLICY | 1 | 1 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
695106 | NO POLICY | 1 | 2 | Amend Articles to Reflect Changes in Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
695106 | NO POLICY | 1 | 3 | Consolidate Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
695106 | NO POLICY | 1 | 4 | Approve Acquisition of Asseama - Associacao Educacional da Amazonia | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,900 | 2,900 | ||||||||
| Totals: | 2,900 | 2,900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 2,900 | 2,900 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
695108 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
695108 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
695108 | NO POLICY | 1 | 3 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | Yes | For | For | For | |||||||||||||||||
695108 | NO POLICY | 1 | 4 | Elect Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
695108 | NO POLICY | 1 | 5 | Install Fiscal Council and Elect Members and Alternates | Mgmt | Yes | For | For | For | |||||||||||||||||
695108 | NO POLICY | 1 | 6 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,900 | 2,900 | ||||||||
| Totals: | 2,900 | 2,900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Banpu PCL | BANPU | 05-Apr-12 | Thailand | Y0697Z103 | Annual | 08-Mar-12 | 3,000 | 3,000 | 3,000 | 0 | Y0697Z103 | TH0148010000 | 6074849 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
692238 | NO POLICY | 1 | 1 | Approve Minutes of Previous Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 2 | Acknowledge Performance Report and Approve Directors’ Report | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 3 | Accept Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 4 | Approve Allocation of Income and Dividend of THB 21 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 5.1a | Elect Vitoon Vongkusolkit as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 5.1b | Elect Anothai Techamontrikul as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 5.1c | Elect Ongart Auapinyakul as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 5.1d | Elect Verajet Vongkusolkit as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 5.2a | Elect Rawi Corsiri as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 5.2b | Elect Teerana Bhongmakapat as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 5.3 | Approve Remuneration of Directors | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
692238 | NO POLICY | 1 | 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 7 | Authorize Issuance of Debentures | Mgmt | Yes | For | For | For | |||||||||||||||||
692238 | NO POLICY | 1 | 8 | Other Business | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,000 | 3,000 | ||||||||
| Totals: | 3,000 | 3,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 12-Apr-12 | Brazil | P58749105 | Annual | 1,700 | 1,700 | 1,700 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 12-Apr-12 | Brazil | P58749105 | Annual | 1,700 | 1,700 | 1,700 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 12-Apr-12 | Brazil | P58749105 | Annual | 1,700 | 1,700 | 1,700 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
698926 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
698926 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
698926 | NO POLICY | 1 | 3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,700 | 1,700 | ||||||||
| Totals: | 1,700 | 1,700 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
T. Garanti Bankasi A.S. | GARAN | 12-Apr-12 | Turkey | M4752S106 | Annual | 0 | 10,669 | 10,669 | 0 | M4752S106 | TRAGARAN91N1 | B03MYP5 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
699171 | NO POLICY | 1 | Annual Meeting Agenda | Mgmt | No | |||||||||||||||||||||
699171 | NO POLICY | 1 | 1 | Open Meeting and Elect Presiding Council of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
699171 | NO POLICY | 1 | 2 | Authorize Presiding Council to Sign Minutes of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
699171 | NO POLICY | 1 | 3 | Receive Statutory Reports | Mgmt | No | ||||||||||||||||||||
699171 | NO POLICY | 1 | 4 | Approve Financial Statements and Income Allocation | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
699171 | NO POLICY | 1 | 5 | Increase Authorized Share Capital | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
699171 | NO POLICY | 1 | 6 | Approve Discharge of Board and Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
699171 | NO POLICY | 1 | 7 | Elect Board of Directors and Internal Auditors | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
699171 | NO POLICY | 1 | 8 | Approve Remuneration of Directors and Internal Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
699171 | NO POLICY | 1 | 9 | Receive Information on Charitable Donations | Mgmt | No | ||||||||||||||||||||
699171 | NO POLICY | 1 | 10 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Mgmt | Yes | For | For | Do Not Vote |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Approved | 10,669 | 0 | ||||||||
| Totals: | 10,669 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 13-Apr-12 | Brazil | P3784E108 | Special | 0 | 0 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 13-Apr-12 | Brazil | P3784E108 | Special | 0 | 0 | 2,900 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
710450 | NO POLICY | 1 | 1 | Amend Articles | Mgmt | Yes | For | For | ||||||||||||||||||
710450 | NO POLICY | 1 | 2 | Consolidate Bylaws | Mgmt | Yes | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Uninstructed | 2,900 | 0 | ||||||||
| Totals: | 2,900 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 18-Apr-12 | Brazil | P3904U107 | Annual | 14,000 | 14,000 | 14,000 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 18-Apr-12 | Brazil | P3904U107 | Annual | 14,000 | 14,000 | 14,000 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 18-Apr-12 | Brazil | P3904U107 | Annual | 14,000 | 14,000 | 14,000 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 18-Apr-12 | Brazil | P3904U107 | Annual | 14,000 | 14,000 | 14,000 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
702091 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
702091 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | Against | For | |||||||||||||||||
702091 | NO POLICY | 1 | 3 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | Yes | For | For | For | |||||||||||||||||
702091 | NO POLICY | 1 | 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 14,000 | 14,000 | ||||||||
| Totals: | 14,000 | 14,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Vale S.A. | VALE5 | 18-Apr-12 | Brazil | P9661Q148 | Annual | 2,900 | 2,900 | 2,900 | 0 | P2605D109 | BRVALEACNPA3 | 2257127 | N/A | |||||||||||||||||||||||
Vale S.A. | VALE5 | 18-Apr-12 | Brazil | P9661Q148 | Annual | 2,900 | 2,900 | 2,900 | 0 | P2605D109 | BRVALEACNPA3 | 2257127 | N/A | |||||||||||||||||||||||
Vale S.A. | VALE5 | 18-Apr-12 | Brazil | P9661Q148 | Annual | 2,900 | 2,900 | 2,900 | 0 | P2605D109 | BRVALEACNPA3 | 2257127 | N/A | |||||||||||||||||||||||
Vale S.A. | VALE5 | 18-Apr-12 | Brazil | P9661Q148 | Annual | 2,900 | 2,900 | 2,900 | 0 | P2605D109 | BRVALEACNPA3 | 2257127 | N/A | |||||||||||||||||||||||
Vale S.A. | VALE5 | 18-Apr-12 | Brazil | P9661Q148 | Annual | 2,900 | 2,900 | 2,900 | 0 | P2605D109 | BRVALEACNPA3 | 2257127 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
702286 | NO POLICY | 1 | Preferred Shareholders Have Voting Rights on All Items. | Mgmt | No | |||||||||||||||||||||
702286 | NO POLICY | 1 | 1.1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
702286 | NO POLICY | 1 | 1.2 | Approve Allocation of Income and Capital Budget for Fiscal 2012 | Mgmt | Yes | For | For | For | |||||||||||||||||
702286 | NO POLICY | 1 | 1.3 | Elect Fiscal Council Members | Mgmt | Yes | For | For | For | |||||||||||||||||
702286 | NO POLICY | 1 | 1.4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,900 | 2,900 | ||||||||
| Totals: | 2,900 | 2,900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Anglo American plc | AAL | 19-Apr-12 | United Kingdom | G03764134 | Annual | 17-Apr-12 | 4,217 | 4,217 | 4,217 | 0 | G03764134 | GB00B1XZS820 | B1XZS82 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
677581 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 2 | Approve Final Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 3 | Re-elect Cynthia Carroll as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 4 | Re-elect David Challen as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 5 | Re-elect Sir CK Chow as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 6 | Re-elect Sir Philip Hampton as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 7 | Re-elect Rene Medori as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 8 | Re-elect Phuthuma Nhleko as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 9 | Re-elect Ray O’Rourke as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 10 | Re-elect Sir John Parker as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 11 | Re-elect Mamphela Ramphele as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 12 | Re-elect Jack Thompson as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 13 | Re-elect Peter Woicke as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 14 | Reappoint Deloitte LLP as Auditors | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 16 | Approve Remuneration Report | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | Yes | For | For | Against | |||||||||||||||||
677581 | NO POLICY | 1 | 19 | Authorise Market Purchase | Mgmt | Yes | For | For | For | |||||||||||||||||
677581 | NO POLICY | 1 | 20 | Authorise the Company to Call EGM with Two Weeks’ Notice | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 4,217 | 4,217 | ||||||||
| Totals: | 4,217 | 4,217 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Special | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
701662 | NO POLICY | 1 | 1 | Amend Article 5 to Reflect Changes in Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.1 | Amend Article 1, Paragraph 1 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.2 | Amend Article 1, Paragraph 2 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.3 | Amend Article 3 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.4 | Amend Article 6, Paragraph 3 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.5 | Amend Article 6, Paragraph 4 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.6 | Amend Article 6, Paragraph 5 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.7 | Amend Article 9 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.8 | Amend Article 10, Paragraph 2 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.9 | Amend Article 10, Paragraph 5 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.10 | Amend Article 12, Item IV, and Article 20, Item XIV | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.11 | Amend Article 12, Item VIII | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.12 | Amend Article 13, Paragraph 1 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.13 | Amend Article 13, Paragraph 3 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.14 | Amend Articles 14, 16 and 20 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.15 | Amend Article 16 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.16 | Amend Article 16, Paragraph 1 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.17 | Amend Article 16, Paragraph 8 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.18 | Amend Article 16, Paragraph 9 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.19 | Amend Article 20, Item XI | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.20 | Amend Article 20, Item XXI | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.21 | Amend Article 20, Item XXVIII | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.22 | Amend Article 20, Paragraph 2 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.23 | Amend Article 21 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.24 | Amend Article 29 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.25 | Amend Article 29, Paragraph 6 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.26 | Amend Article 29, Paragraph 7 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.27 | Amend Article 35 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.28 | Amend Article 40 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.29 | Amend Article 41 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.30 | Amend Article 42 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.31 | Amend Article 43 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.32 | Amend Article 43, Paragraph 12 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.33 | Amend Article 44 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.34 | Amend Article 45 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.35 | Amend Article 46 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.36 | Amend Article 47 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.37 | Amend Article 48 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.38 | Amend Article 49 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.39 | Amend Article 51 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.40 | Amend Article 52 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.41 | Amend Article 54 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 2.42 | Amend Article 56 | Mgmt | Yes | For | For | For | |||||||||||||||||
701662 | NO POLICY | 1 | 3 | Consolidate Bylaws | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,000 | 2,000 | ||||||||
| Totals: | 2,000 | 2,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Annual | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Annual | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Annual | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Annual | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Annual | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Lojas Renner | LREN3 | 20-Apr-12 | Brazil | P6332C102 | Annual | 2,000 | 2,000 | 2,000 | 0 | P6332C102 | BRLRENACNOR1 | B0CGYD6 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
703090 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
703090 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
703090 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
703090 | NO POLICY | 1 | 4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
703090 | NO POLICY | 1 | 5 | Elect Fiscal Council Members | Mgmt | Yes | For | For | For | |||||||||||||||||
703090 | NO POLICY | 1 | 6 | Approve Remuneration of Fiscal Council Members | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,000 | 2,000 | ||||||||
| Totals: | 2,000 | 2,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
PT Bank Mandiri (Persero) Tbk | BMRI | 23-Apr-12 | Indonesia | Y7123S108 | Annual | 04-Apr-12 | 47,500 | 47,500 | 47,500 | 0 | Y7123S108 | ID1000095003 | 6651048 | N/A | ||||||||||||||||||||||
PT Bank Mandiri (Persero) Tbk | BMRI | 23-Apr-12 | Indonesia | Y7123S108 | Annual | 04-Apr-12 | 47,500 | 47,500 | 47,500 | 0 | Y7123S108 | ID1000095003 | 6651048 | N/A | ||||||||||||||||||||||
PT Bank Mandiri (Persero) Tbk | BMRI | 23-Apr-12 | Indonesia | Y7123S108 | Annual | 04-Apr-12 | 47,500 | 47,500 | 47,500 | 0 | Y7123S108 | ID1000095003 | 6651048 | N/A | ||||||||||||||||||||||
PT Bank Mandiri (Persero) Tbk | BMRI | 23-Apr-12 | Indonesia | Y7123S108 | Annual | 04-Apr-12 | 47,500 | 47,500 | 47,500 | 0 | Y7123S108 | ID1000095003 | 6651048 | N/A | ||||||||||||||||||||||
PT Bank Mandiri (Persero) Tbk | BMRI | 23-Apr-12 | Indonesia | Y7123S108 | Annual | 04-Apr-12 | 47,500 | 47,500 | 47,500 | 0 | Y7123S108 | ID1000095003 | 6651048 | N/A | ||||||||||||||||||||||
PT Bank Mandiri (Persero) Tbk | BMRI | 23-Apr-12 | Indonesia | Y7123S108 | Annual | 04-Apr-12 | 47,500 | 47,500 | 47,500 | 0 | Y7123S108 | ID1000095003 | 6651048 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
699832 | NO POLICY | 1 | 1 | Approve Annual Report and Consolidated Financial Statements of the Company, Commissioners’ Report, and Annual Report on the Partnership and Community Development Program (PCDP) | Mgmt | Yes | For | For | For | |||||||||||||||||
699832 | NO POLICY | 1 | 2 | Approve Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
699832 | NO POLICY | 1 | 3 | Appoint Auditors of the Company and Its PCDP | Mgmt | Yes | For | For | For | |||||||||||||||||
699832 | NO POLICY | 1 | 4 | Approve Remuneration of Directors and Commissioners | Mgmt | Yes | For | For | For | |||||||||||||||||
699832 | NO POLICY | 1 | 5 | Elect Commissioners | Mgmt | Yes | For | Against | For | |||||||||||||||||
699832 | NO POLICY | 1 | 6 | Approve Report on the Use of Proceeds from the Rights Issue in 2011; and Report on the Implementation of the Health Program for the Company’s Retired Employees | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 47,500 | 47,500 | ||||||||
| Totals: | 47,500 | 47,500 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
BRF—Brasil Foods SA | BRFS3 | 24-Apr-12 | Brazil | P1905C100 | Annual | 3,200 | 3,200 | 3,200 | 0 | P1905C100 | BRBRFSACNOR8 | 2036995 | N/A | |||||||||||||||||||||||
BRF—Brasil Foods SA | BRFS3 | 24-Apr-12 | Brazil | P1905C100 | Annual | 3,200 | 3,200 | 3,200 | 0 | P1905C100 | BRBRFSACNOR8 | 2036995 | N/A | |||||||||||||||||||||||
BRF—Brasil Foods SA | BRFS3 | 24-Apr-12 | Brazil | P1905C100 | Annual | 3,200 | 3,200 | 3,200 | 0 | P1905C100 | BRBRFSACNOR8 | 2036995 | N/A | |||||||||||||||||||||||
BRF—Brasil Foods SA | BRFS3 | 24-Apr-12 | Brazil | P1905C100 | Annual | 3,200 | 3,200 | 3,200 | 0 | P1905C100 | BRBRFSACNOR8 | 2036995 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 704752 | NO POLICY | 1 | 1 | Approve Financial Statements and Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704752 | NO POLICY | 1 | 2 | Ratify Board of Directors Deliberations Re: Allocation of Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704752 | NO POLICY | 1 | 3 | Elect Fiscal Council and Audit Committee Members | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704752 | NO POLICY | 1 | 4 | Elect Alternate Director | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,200 | 3,200 | ||||||||
| Totals: | 3,200 | 3,200 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
BRF—Brasil Foods SA | BRFS3 | 24-Apr-12 | Brazil | P1905C100 | Special | 3,200 | 3,200 | 3,200 | 0 | P1905C100 | BRBRFSACNOR8 | 2036995 | N/A | |||||||||||||||||||||||
BRF—Brasil Foods SA | BRFS3 | 24-Apr-12 | Brazil | P1905C100 | Special | 3,200 | 3,200 | 3,200 | 0 | P1905C100 | BRBRFSACNOR8 | 2036995 | N/A | |||||||||||||||||||||||
BRF—Brasil Foods SA | BRFS3 | 24-Apr-12 | Brazil | P1905C100 | Special | 3,200 | 3,200 | 3,200 | 0 | P1905C100 | BRBRFSACNOR8 | 2036995 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 704754 | NO POLICY | 1 | 1 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 704754 | NO POLICY | 1 | 2 | Amend Articles | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704754 | NO POLICY | 1 | 3 | Amend Stock Option Plan | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,200 | 3,200 | ||||||||
| Totals: | 3,200 | 3,200 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Banco Santander Brasil SA | SANB11 | 25-Apr-12 | Brazil | P1505Z160 | Annual | 3,600 | 3,600 | 3,600 | 0 | P1505Z137 | BRSANBACNPR5 | 2835578 | N/A | |||||||||||||||||||||||
Banco Santander Brasil SA | SANB11 | 25-Apr-12 | Brazil | P1505Z160 | Annual | 3,600 | 3,600 | 3,600 | 0 | P1505Z137 | BRSANBACNPR5 | 2835578 | N/A | |||||||||||||||||||||||
Banco Santander Brasil SA | SANB11 | 25-Apr-12 | Brazil | P1505Z160 | Annual | 3,600 | 3,600 | 3,600 | 0 | P1505Z137 | BRSANBACNPR5 | 2835578 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 704967 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704967 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704967 | NO POLICY | 1 | 3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,600 | 3,600 | ||||||||
| Totals: | 3,600 | 3,600 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Banco Santander Brasil SA | SANB11 | 25-Apr-12 | Brazil | P1505Z160 | Special | 3,600 | 3,600 | 3,600 | 0 | P1505Z137 | BRSANBACNPR5 | 2835578 | N/A | |||||||||||||||||||||||
Banco Santander Brasil SA | SANB11 | 25-Apr-12 | Brazil | P1505Z160 | Special | 3,600 | 3,600 | 3,600 | 0 | P1505Z137 | BRSANBACNPR5 | 2835578 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 704968 | NO POLICY | 1 | 1 | Alter Dividend Payment Date | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704968 | NO POLICY | 1 | 2 | Amend Articles Re: Executive Officers | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,600 | 3,600 | ||||||||
| Totals: | 3,600 | 3,600 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Special | 5,800 | 5,800 | 5,800 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Special | 5,800 | 5,800 | 5,800 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 704965 | NO POLICY | 1 | 1 | Amend Articles | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704965 | NO POLICY | 1 | 2 | Amend Stock Option Plan | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,800 | 5,800 | ||||||||
| Totals: | 5,800 | 5,800 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Annual | 5,800 | 5,800 | 5,800 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Annual | 5,800 | 5,800 | 5,800 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Annual | 5,800 | 5,800 | 5,800 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Annual | 5,800 | 5,800 | 5,800 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 704966 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704966 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704966 | NO POLICY | 1 | 3 | Fix Board Size and Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704966 | NO POLICY | 1 | 4 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,800 | 5,800 | ||||||||||||
| Totals: | 5,800 | 5,800 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
EcoRodovias Infraestrutura e Logistica SA | ECOR3 | 25-Apr-12 | Brazil | P3661R107 | Annual | 5,900 | 5,900 | 5,900 | 0 | N/A | BRECORACNOR8 | B5720R0 | N/A | |||||||||||||||||||||||
EcoRodovias Infraestrutura e Logistica SA | ECOR3 | 25-Apr-12 | Brazil | P3661R107 | Annual | 5,900 | 5,900 | 5,900 | 0 | N/A | BRECORACNOR8 | B5720R0 | N/A | |||||||||||||||||||||||
EcoRodovias Infraestrutura e Logistica SA | ECOR3 | 25-Apr-12 | Brazil | P3661R107 | Annual | 5,900 | 5,900 | 5,900 | 0 | N/A | BRECORACNOR8 | B5720R0 | N/A | |||||||||||||||||||||||
EcoRodovias Infraestrutura e Logistica SA | ECOR3 | 25-Apr-12 | Brazil | P3661R107 | Annual | 5,900 | 5,900 | 5,900 | 0 | N/A | BRECORACNOR8 | B5720R0 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 705331 | NO POLICY | 1 | 1 | Approve Financial Statements and Capital Budget | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705331 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705331 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 705331 | NO POLICY | 1 | 4 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,900 | 5,900 | ||||||||
| Totals: | 5,900 | 5,900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||
EcoRodovias Infraestrutura e Logistica SA | ECOR3 | 25-Apr-12 | Brazil | P3661R107 | Special | 5,900 | 5,900 | 5,900 | 0 | N/A | BRECORACNOR8 | B5720R0 | N/A |
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 705333 | NO POLICY | 1 | 1 | Approve Stock Option Plan Grants | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,900 | 5,900 | ||||||||||||
| Totals: | 5,900 | 5,900 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Metropolitan Bank & Trust Company | MBT | 25-Apr-12 | Philippines | Y6028G136 | Annual | 02-Mar-12 | 7,500 | 7,500 | 7,500 | 0 | Y6028G136 | PHY6028G1361 | 6514442 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 690296 | NO POLICY | 1 | 3 | Approve the Minutes of the Previous Annual Meeting Held on April 15, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 5 | Ratify Corporate Acts | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 690296 | NO POLICY | 1 | 6 | Ratify the Amendment of the Articles of Incorporation and By-Laws Increasing the Number of Directors from 12 to 14 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | Elect Directors by Cumulative Voting | Mgmt | No | |||||||||||||||||||||
| 690296 | NO POLICY | 1 | 7.1 | Elect Renato C. Valencia as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.2 | Elect Jesli A. Lapus as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.3 | Elect Robin A. King as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.4 | Elect Vicente B. Valdepeñas as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.5 | Elect Remedios L. Macalincag as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.6 | Elect George S.K. Ty as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.7 | Elect Francisco C. Sebastian as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.8 | Elect Arthur Ty as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.9 | Elect Fabian S. Dee as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.10 | Elect Edmund A. Go as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.11 | Elect Manuel Q. Bengson as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.12 | Elect Amelia B. Cabal as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.13 | Elect Antonio V. Viray as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 7.14 | Elect Vy Tonne So as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690296 | NO POLICY | 1 | 8 | Other Business | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 7,500 | 7,500 | ||||||||
| Totals: | 7,500 | 7,500 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | �� | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | |||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 26-Apr-12 | Brazil | P11427112 | Annual | 12,000 | 12,000 | 12,000 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 26-Apr-12 | Brazil | P11427112 | Annual | 12,000 | 12,000 | 12,000 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 26-Apr-12 | Brazil | P11427112 | Annual | 12,000 | 12,000 | 12,000 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 26-Apr-12 | Brazil | P11427112 | Annual | 12,000 | 12,000 | 12,000 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 26-Apr-12 | Brazil | P11427112 | Annual | 12,000 | 12,000 | 12,000 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
706041 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
706041 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
706041 | NO POLICY | 1 | 3 | Elect Fiscal Council Members | Mgmt | Yes | For | For | For | |||||||||||||||||
706041 | NO POLICY | 1 | 4 | Approve Remuneration of Fiscal Council Members | Mgmt | Yes | For | For | For | |||||||||||||||||
706041 | NO POLICY | 1 | 5 | Approve Remuneration of Executive Officers and Non-Executive Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 12,000 | 12,000 | ||||||||||
| Totals: | 12,000 | 12,000 | ||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 26-Apr-12 | Brazil | P11427112 | Special | 12,000 | 12,000 | 12,000 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 26-Apr-12 | Brazil | P11427112 | Special | 12,000 | 12,000 | 12,000 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 26-Apr-12 | Brazil | P11427112 | Special | 12,000 | 12,000 | 12,000 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Banco do Brasil S.A. | BBAS3 | 26-Apr-12 | Brazil | P11427112 | Special | 12,000 | 12,000 | 12,000 | 0 | P11427112 | BRBBASACNOR3 | 2328595 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 706044 | NO POLICY | 1 | 1 | Amend Articles Re: Board of Directors and Statutory Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706044 | NO POLICY | 1 | 2 | Amend Articles Re: Compensation Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706044 | NO POLICY | 1 | 3 | Amend Article 32 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706044 | NO POLICY | 1 | 4 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 12,000 | 12,000 | ||||||||||
| Totals: | 12,000 | 12,000 | ||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Cia. Hering | HGTX3 | 26-Apr-12 | Brazil | P50753105 | Annual | 1,200 | 1,200 | 1,200 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Cia. Hering | HGTX3 | 26-Apr-12 | Brazil | P50753105 | Annual | 1,200 | 1,200 | 1,200 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Cia. Hering | HGTX3 | 26-Apr-12 | Brazil | P50753105 | Annual | 1,200 | 1,200 | 1,200 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Cia. Hering | HGTX3 | 26-Apr-12 | Brazil | P50753105 | Annual | 1,200 | 1,200 | 1,200 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 706904 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706904 | NO POLICY | 1 | 2 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706904 | NO POLICY | 1 | 3 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706904 | NO POLICY | 1 | 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Advisory Council Members | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,200 | 1,200 | ||||||||
| Totals: | 1,200 | 1,200 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 26-Apr-12 | Brazil | P58749105 | Special | 1,700 | 1,700 | 1,700 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 26-Apr-12 | Brazil | P58749105 | Special | 1,700 | 1,700 | 1,700 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 26-Apr-12 | Brazil | P58749105 | Special | 1,700 | 1,700 | 1,700 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 700410 | NO POLICY | 1 | 1 | Authorize Capitalization of Reserves Without Issuance of New Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 700410 | NO POLICY | 1 | 2 | Amend Articles Re: Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 700410 | NO POLICY | 1 | 3 | Amend Articles 8, 49, and 58 | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,700 | 1,700 | ||||||||
| Totals: | 1,700 | 1,700 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Annual | 5,500 | 5,500 | 5,500 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Annual | 5,500 | 5,500 | 5,500 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Annual | 5,500 | 5,500 | 5,500 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Annual | 5,500 | 5,500 | 5,500 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 705410 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705410 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705410 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705410 | NO POLICY | 1 | 4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,500 | 5,500 | ||||||||
| Totals: | 5,500 | 5,500 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Special | 5,500 | 5,500 | 5,500 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Special | 5,500 | 5,500 | 5,500 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 705411 | NO POLICY | 1 | 1 | Amend Article 5 to Reflect Changes in Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705411 | NO POLICY | 1 | 2 | Approve Guarantees for Loan Agreements | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,500 | 5,500 | ||||||||
| Totals: | 5,500 | 5,500 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
ASM Pacific Technology Ltd. | 00522 | 27-Apr-12 | Cayman Islands | G0535Q133 | Annual | 24-Apr-12 | 7,600 | 7,600 | 7,600 | 0 | G0535Q133 | KYG0535Q1331 | 6002453 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 704903 | NO POLICY | 1 | Ordinary Business | Mgmt | No | |||||||||||||||||||||
| 704903 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | 2 | Approve Final Dividend of HK$0.80 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | 3 | Authorize Board to Fix Directors’ Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | 5 | Authorize Share Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | Special Business | Mgmt | No | |||||||||||||||||||||
| 704903 | NO POLICY | 1 | 6 | Amend Articles of Association of the Company | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | 7 | Adopt Amended and Restated Articles of Association of the Company | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | Ordinary Business | Mgmt | No | |||||||||||||||||||||
| 704903 | NO POLICY | 1 | 8 | Fix Current Term of Appointment for all Existing Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | 9 | Reelect Lok Kam Chong, John as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | 10 | Reelect Lo Tsan Yin, Peter as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | 11 | Reelect Lee Shiu Hung, Robert as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 704903 | NO POLICY | 1 | 12 | Reelect Orasa Livasiri as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 7,600 | 7,600 | ||||||||
| Totals: | 7,600 | 7,600 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Cemig, Companhia Energetica De Minas Gerais | CMIG4 | 27-Apr-12 | Brazil | P2577R110 | Annual/Special | 1,800 | 1,800 | 1,800 | 0 | P2577R110 | BRCMIGACNPR3 | B1YBRG0 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 706895 | NO POLICY | 1 | Preferred Shareholders Have Voting Rights on Items 7 and 8 | Mgmt | No | |||||||||||||||||||||
| 706895 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 3 | Approve Dividends and Dividend Payment Date | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 4 | Authorize Capitalization of Reserves for Bonus Issue | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 5 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 6 | Amend Article 4 to Reflect Changes in Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 7 | Elect Fiscal Council Members and Approve Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 8 | Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 9 | Approve Remuneration of Executive Officers and Non-Executive Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 10.a | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2012: Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 10.b | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2012: Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 10.c | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2012: Approve Dividends and Dividend Payment Date | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 10.d | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2012: Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 10.e | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2012: Elect Fiscal Council Members | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 11.a | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2012: Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 11.b | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2012: Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 11.c | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2012: Approve Dividends and Dividend Payment Date | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 11.d | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2012: Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706895 | NO POLICY | 1 | 11.e | Determine How the Company Will Vote on the Shareholders’ Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2012: Elect Fiscal Council Members | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,800 | 1,800 | ||||||||
| Totals: | 1,800 | 1,800 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Grupo Financiero Banorte S.A.B. de C.V. | GFNORTEO | 27-Apr-12 | Mexico | P49501201 | Annual | 16-Apr-12 | 14,200 | 14,200 | 14,200 | 0 | P49501201 | MXP370711014 | 2421041 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 709057 | NO POLICY | 1 | 1 | Approve Financial Statements and Statutory Reports for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 2 | Approve Allocation of Income | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 3 | Approve Cash Dividends of MXN 0.18 Per Share | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a1 | Elect Roberto Gonzalez Barrera as Board Chairman Emeritus | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a2 | Elect Guillermo Ortiz Martinez as Board Chairman | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a3 | Elect Bertha Gonzalez Moreno as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a4 | Elect David Villarreal Montemayor as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a5 | Elect Manuel Saba Ades as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a6 | Elect Alfredo Elias Ayub as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a7 | Elect Herminio Blanco Mendoza as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a8 | Elect Everardo Elizondo Almaguer as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a9 | Elect Patricia Armendariz Guerra as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a10 | Elect Armando Garza Sada as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a11 | Elect Hector Reyes Retana as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a12 | Elect Juan Carlos Braniff Hierro as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a13 | Elect Eduardo Livas Cantu as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a14 | Elect Enrique Castillo Sanchez Mejorada as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a15 | Elect Alejandro Valenzuela del Rio as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a16 | Elect Jesus O. Garza Martinez as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a17 | Elect Juan Antonio Gonzalez Moreno as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a18 | Elect Jose G. Garza Montemayor as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a19 | Elect Alberto Saba Ades as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a20 | Elect Isaac Becker Kabacnik as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a21 | Elect Manuel Aznar Nicolin as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a22 | Elect Javier Martinez Abrego as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a23 | Elect Carlos Chavarria Garza as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a24 | Elect Ramon A. Leal Chapa as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a25 | Elect Julio Cesar Mendez Rubio as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a26 | Elect Guillermo Mascarenas Milmo as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a27 | Elect Alfredo Livas Cantu as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a28 | Elect Javier Molinar Horcasitas as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.a29 | Elect Jose Marcos Ramirez Miguel as Alternate Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.b | Approve Directors Liability and Indemnification | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 4.c | Elect Hector Avila Flores as Secretary | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 5 | Approve Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 6.a | Elect Hector Reyes Retana as Chairman of Audit and Corporate Practices Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 6.b | Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 6.c | Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 6.d | Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 7 | Present Report on Company’s 2011 Share Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Program for 2012 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 8 | Authorize Board to Obtain Certification of Company Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 9 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709057 | NO POLICY | 1 | 10 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 14,200 | 14,200 | ||||||||
Totals: | 14,200 | 14,200 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 27-Apr-12 | Brazil | P5230A101 | Annual | 2,608 | 2,608 | 2,608 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 27-Apr-12 | Brazil | P5230A101 | Annual | 2,608 | 2,608 | 2,608 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 27-Apr-12 | Brazil | P5230A101 | Annual | 2,608 | 2,608 | 2,608 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 27-Apr-12 | Brazil | P5230A101 | Annual | 2,608 | 2,608 | 2,608 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 706096 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706096 | NO POLICY | 1 | 2 | Approve Use of Reserves for Treatment of Net Losses | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706096 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 706096 | NO POLICY | 1 | 4 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,608 | 2,608 | ||||||||
| Totals: | 2,608 | 2,608 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 27-Apr-12 | Brazil | P5230A101 | Special | 2,608 | 2,608 | 2,608 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 27-Apr-12 | Brazil | P5230A101 | Special | 2,608 | 2,608 | 2,608 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 713510 | NO POLICY | 1 | 1 | Amend Company Name | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713510 | NO POLICY | 1 | 2 | Consolidate Bylaws | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,608 | 2,608 | ||||||||
| Totals: | 2,608 | 2,608 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 9,600 | 9,600 | 9,600 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 9,600 | 9,600 | 9,600 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 9,600 | 9,600 | 9,600 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 9,600 | 9,600 | 9,600 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 9,600 | 9,600 | 9,600 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 706743 | NO POLICY | 1 | Preferred Shareholders Have Voting Rights on Item 3. | Mgmt | No | |||||||||||||||||||||
| 706743 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | None | |||||||||||||||||
| 706743 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | None | |||||||||||||||||
| 706743 | NO POLICY | 1 | 3 | Elect Fiscal Council Members and Approve their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706743 | NO POLICY | 1 | 4 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | Against | None |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 9,600 | 9,600 | ||||||||
| Totals: | 9,600 | 9,600 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 30-Apr-12 | Mexico | P49538112 | Annual | 20,046 | 20,046 | 20,046 | 0 | P49538112 | MXP370841019 | 2643674 | N/A | |||||||||||||||||||||||
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 30-Apr-12 | Mexico | P49538112 | Annual | 20,046 | 20,046 | 20,046 | 0 | P49538112 | MXP370841019 | 2643674 | N/A | |||||||||||||||||||||||
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 30-Apr-12 | Mexico | P49538112 | Annual | 20,046 | 20,046 | 20,046 | 0 | P49538112 | MXP370841019 | 2643674 | N/A | |||||||||||||||||||||||
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 30-Apr-12 | Mexico | P49538112 | Annual | 20,046 | 20,046 | 20,046 | 0 | P49538112 | MXP370841019 | 2643674 | N/A | |||||||||||||||||||||||
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 30-Apr-12 | Mexico | P49538112 | Annual | 20,046 | 20,046 | 20,046 | 0 | P49538112 | MXP370841019 | 2643674 | N/A | |||||||||||||||||||||||
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 30-Apr-12 | Mexico | P49538112 | Annual | 20,046 | 20,046 | 20,046 | 0 | P49538112 | MXP370841019 | 2643674 | N/A | |||||||||||||||||||||||
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 30-Apr-12 | Mexico | P49538112 | Annual | 20,046 | 20,046 | 20,046 | 0 | P49538112 | MXP370841019 | 2643674 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 714732 | NO POLICY | 1 | 1 | Accept Consolidated Financial Statements and Statutory Reports; Accept CEO, Board and Board Committee Reports for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714732 | NO POLICY | 1 | 2 | Approve Report on Tax Obligations in Accordance with Article 86 of Tax Law | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714732 | NO POLICY | 1 | 3 | Approve Allocation of Income for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714732 | NO POLICY | 1 | 4 | Approve Policy Related to Acquisition of Own Shares for 2011; Set Aggregate Nominal Amount of Share Repurchase Reserve for 2012 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714732 | NO POLICY | 1 | 5 | Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 714732 | NO POLICY | 1 | 6 | Approve Remuneration of Directors and Members of Board Committees | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714732 | NO POLICY | 1 | 7 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 20,046 | 20,046 | ||||||||
| Totals: | 20,046 | 20,046 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 9,100 | 9,100 | 9,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 709195 | NO POLICY | 1 | 1 | Amend Corporate Purpose | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 2 | Amend Article 12 Re: Board of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 3.1 | Amend Article 22 Re: Executive Officers | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 3.2 | Amend Articles 22 and 29 Re: Executive Officers | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.1 | Amend Article1 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.2 | Amend Article 5 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.3 | Amend Article 9 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.4 | Amend Article11 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.5 | Amend Article 12 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.6 | Amend Article 20 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.7 | Amend Article 31 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.8 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.9 | Amend Article 50 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.10 | Amend Previous Article 51 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.11 | Amend Previous Article 52 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.12 | Amend Previous Article 53 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.13 | Amend Previous Article 55 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.14 | Amend Articles Re: Renumbering of Articles | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 5 | Consolidate Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 9,100 | 9,100 | ||||||||
| Totals: | 9,100 | 9,100 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
PT Tambang Batubara Bukit Asam Tbk | PTBA | 03-May-12 | Indonesia | Y8520P101 | Annual | 17-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y8520P101 | ID1000094006 | 6565127 | N/A | ||||||||||||||||||||||
PT Tambang Batubara Bukit Asam Tbk | PTBA | 03-May-12 | Indonesia | Y8520P101 | Annual | 17-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y8520P101 | ID1000094006 | 6565127 | N/A | ||||||||||||||||||||||
PT Tambang Batubara Bukit Asam Tbk | PTBA | 03-May-12 | Indonesia | Y8520P101 | Annual | 17-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y8520P101 | ID1000094006 | 6565127 | N/A | ||||||||||||||||||||||
PT Tambang Batubara Bukit Asam Tbk | PTBA | 03-May-12 | Indonesia | Y8520P101 | Annual | 17-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y8520P101 | ID1000094006 | 6565127 | N/A | ||||||||||||||||||||||
PT Tambang Batubara Bukit Asam Tbk | PTBA | 03-May-12 | Indonesia | Y8520P101 | Annual | 17-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y8520P101 | ID1000094006 | 6565127 | N/A | ||||||||||||||||||||||
PT Tambang Batubara Bukit Asam Tbk | PTBA | 03-May-12 | Indonesia | Y8520P101 | Annual | 17-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y8520P101 | ID1000094006 | 6565127 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 708958 | NO POLICY | 1 | 1 | Approve Financial Statements and Statutory Reports and Discharge Directors and Commissioners | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 708958 | NO POLICY | 1 | 2 | Approve Financial Statements of and Discharge Directors and Commissioners on Partnership and Community Development Program (PCDP) | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 708958 | NO POLICY | 1 | 3 | Approve Allocation of Income and Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708958 | NO POLICY | 1 | 4 | Approve Remuneration of Directors and Commissioners | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708958 | NO POLICY | 1 | 5 | Approve Auditors of the Company and its PCDP | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708958 | NO POLICY | 1 | 6 | Elect Commissioners | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,000 | 2,000 | ||||||||
| Totals: | 2,000 | 2,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
AIA Group Ltd. | 01299 | 08-May-12 | Hong Kong | Y002A1105 | Annual | 02-May-12 | 27,400 | 27,400 | 27,400 | 0 | N/A | HK0000069689 | B4TX8S1 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
704901 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
704901 | NO POLICY | 1 | 2 | Approve Final Dividend of HK$0.22 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
704901 | NO POLICY | 1 | 3 | Reelect Jack Chak-Kwong So as Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
704901 | NO POLICY | 1 | 4 | Reelect Chung-Kong Chow as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
704901 | NO POLICY | 1 | 5 | Reelect John Barrie Harrison as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
704901 | NO POLICY | 1 | 6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
704901 | NO POLICY | 1 | 7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
704901 | NO POLICY | 1 | 7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
704901 | NO POLICY | 1 | 7c | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For | |||||||||||||||||
704901 | NO POLICY | 1 | 7d | Approve Allotment and Issue of Additional Shares Under the Restricted Share Unit Scheme | Mgmt | Yes | For | For | For | |||||||||||||||||
704901 | NO POLICY | 1 | 8 | Amend Articles Re: Board Related | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 27,400 | 27,400 | ||||||||
| Totals: | 27,400 | 27,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
PDG Realty S.A Empreendimentos e Participacoes | PDGR3 | 08-May-12 | Brazil | P7649U108 | Annual | 13,900 | 13,900 | 13,900 | 0 | P7649U108 | BRPDGRACNOR8 | B1N9YL9 | N/A | |||||||||||||||||||||||
PDG Realty S.A Empreendimentos e Participacoes | PDGR3 | 08-May-12 | Brazil | P7649U108 | Annual | 13,900 | 13,900 | 13,900 | 0 | P7649U108 | BRPDGRACNOR8 | B1N9YL9 | N/A | |||||||||||||||||||||||
PDG Realty S.A Empreendimentos e Participacoes | PDGR3 | 08-May-12 | Brazil | P7649U108 | Annual | 13,900 | 13,900 | 13,900 | 0 | P7649U108 | BRPDGRACNOR8 | B1N9YL9 | N/A | |||||||||||||||||||||||
PDG Realty S.A Empreendimentos e Participacoes | PDGR3 | 08-May-12 | Brazil | P7649U108 | Annual | 13,900 | 13,900 | 13,900 | 0 | P7649U108 | BRPDGRACNOR8 | B1N9YL9 | N/A | |||||||||||||||||||||||
PDG Realty S.A Empreendimentos e Participacoes | PDGR3 | 08-May-12 | Brazil | P7649U108 | Annual | 13,900 | 13,900 | 13,900 | 0 | P7649U108 | BRPDGRACNOR8 | B1N9YL9 | N/A | |||||||||||||||||||||||
PDG Realty S.A Empreendimentos e Participacoes | PDGR3 | 08-May-12 | Brazil | P7649U108 | Annual | 13,900 | 13,900 | 13,900 | 0 | P7649U108 | BRPDGRACNOR8 | B1N9YL9 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 711467 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711467 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711467 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711467 | NO POLICY | 1 | 4 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711467 | NO POLICY | 1 | 5 | Install Fiscal Council and Elect Members and Alternates | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711467 | NO POLICY | 1 | 6 | Ratify Victor Hugo dos Santos Pinto as a Fiscal Council Member | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 13,900 | 13,900 | ||||||||
| Totals: | 13,900 | 13,900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Cia. Hering | HGTX3 | 10-May-12 | Brazil | P50753105 | Special | 1,200 | 1,200 | 1,200 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Cia. Hering | HGTX3 | 10-May-12 | Brazil | P50753105 | Special | 1,200 | 1,200 | 1,200 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
706905 | NO POLICY | 1 | 1 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
706905 | NO POLICY | 1 | 2 | Consolidate Bylaws | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,200 | 1,200 | ||||||||
| Totals: | 1,200 | 1,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
China Pacific Insurance (Group) Co., Ltd | 601601 | 11-May-12 | China | Y1505R119 | Annual | 10-Apr-12 | 17,400 | 17,400 | 17,400 | 0 | Y1505R119 | CNE1000008M8 | B29WFR2 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 705077 | NO POLICY | 1 | Meeting for Holders of H Shares | Mgmt | No | |||||||||||||||||||||
| 705077 | NO POLICY | 1 | 1 | Approve 2011 Report of the Board of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 2 | Approve 2011 Report of the Board of Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 3 | Approve 2011 Annual Report and Annual Report Summary of A Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 4 | Approve 2011 Annual Report of H Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 5 | Approve 2011 Financial Statements Report | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 6 | Approve 2011 Profit Distribution Plan | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 7 | Appoint Ernst & Young Hua Ming and Ernst & Young as Auditors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 8 | Elect Wu Junhao as Non-Executive Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 9 | Approve 2011 Due Diligence Report of the Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 10 | Approve 2011 Report on Performance of Independent Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705077 | NO POLICY | 1 | 11 | Related Party Transactions Regarding the Trading of Debt Securities Pursuant to the Shanghai Listing Rules | Mgmt | No | ||||||||||||||||||||
| 705077 | NO POLICY | 1 | 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | Abstain | |||||||||||||||||
| 705077 | NO POLICY | 1 | 13 | Amend Articles of Association | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 705077 | NO POLICY | 1 | 14 | Amend Procedural Rules of the Shareholders’ General Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 17,400 | 17,400 | ||||||||
| Totals: | 17,400 | 17,400 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Petron Corporation | PCOR | 15-May-12 | Philippines | Y6885F106 | Annual | 02-Apr-12 | 101,100 | 101,100 | 101,100 | 0 | Y6885F106 | PHY6885F1067 | 6684130 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 698971 | NO POLICY | 1 | 3 | Approve the Minutes of Previous Annual Stockholders’ Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 4 | Approve the Management Report and Financial Statements for the Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 5 | Ratify All Acts of the Board of Directors and Management During the Year 2011 | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 698971 | NO POLICY | 1 | 6 | Appoint Independent External Auditors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | Elect 15 Directors by Cumulative Voting | Mgmt | No | |||||||||||||||||||||
| 698971 | NO POLICY | 1 | 7.1 | Elect Ramon S. Ang as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.2 | Elect Eric O. Recto as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.3 | Elect Eduardo M. Cojuangco, Jr. as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.4 | Elect Estelito P. Mendoza as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.5 | Elect Bernardino R. Abes as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.6 | Elect Roberto V. Ongpin as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.7 | Elect Ron W. Haddock as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.8 | Elect Aurora T. Calderon as a Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.9 | Elect Mirzan Mahathir as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.10 | Elect Romela M. Bengson as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.11 | Elect Ferdinand K. Constantino as a Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.12 | Elect Virgilio S. Jacinto as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.13 | Elect Nelly Favis-Villafuerte as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.14 | Elect Reynaldo G. David as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698971 | NO POLICY | 1 | 7.15 | Elect Artemio V. Panganiban as a Director | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 101,100 | 101,100 | ||||||||
| Totals: | 101,100 | 101,100 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
PT Harum Energy TBK | HRUM | 16-May-12 | Indonesia | Y71261104 | Annual | 30-Apr-12 | 0 | 0 | 15,000 | 0 | N/A | ID1000116601 | B4KDQG4 | N/A | ||||||||||||||||||||||
PT Harum Energy TBK | HRUM | 16-May-12 | Indonesia | Y71261104 | Annual | 30-Apr-12 | 0 | 0 | 15,000 | 0 | N/A | ID1000116601 | B4KDQG4 | N/A | ||||||||||||||||||||||
PT Harum Energy TBK | HRUM | 16-May-12 | Indonesia | Y71261104 | Annual | 30-Apr-12 | 0 | 0 | 15,000 | 0 | N/A | ID1000116601 | B4KDQG4 | N/A | ||||||||||||||||||||||
PT Harum Energy TBK | HRUM | 16-May-12 | Indonesia | Y71261104 | Annual | 30-Apr-12 | 0 | 0 | 15,000 | 0 | N/A | ID1000116601 | B4KDQG4 | N/A | ||||||||||||||||||||||
PT Harum Energy TBK | HRUM | 16-May-12 | Indonesia | Y71261104 | Annual | 30-Apr-12 | 0 | 0 | 15,000 | 0 | N/A | ID1000116601 | B4KDQG4 | N/A | ||||||||||||||||||||||
PT Harum Energy TBK | HRUM | 16-May-12 | Indonesia | Y71261104 | Annual | 30-Apr-12 | 0 | 0 | 15,000 | 0 | N/A | ID1000116601 | B4KDQG4 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 715068 | NO POLICY | 1 | 1 | Approve Annual Report, Commissioners’ Report, and Financial Statements | Mgmt | Yes | For | For | ||||||||||||||||||
| 715068 | NO POLICY | 1 | 2 | Approve Allocation of Income | Mgmt | Yes | For | For | ||||||||||||||||||
| 715068 | NO POLICY | 1 | 3 | Approve Auditors | Mgmt | Yes | For | For | ||||||||||||||||||
| 715068 | NO POLICY | 1 | 4 | Approve Remuneration of Directors and Commissioners | Mgmt | Yes | For | For | ||||||||||||||||||
| 715068 | NO POLICY | 1 | 5 | Approve Increase in Capital for the Implementation of the EMSOP | Mgmt | Yes | For | Against | ||||||||||||||||||
| 715068 | NO POLICY | 1 | 6 | Accept Report on, and Approve Change in, the Use of IPO Proceeds | Mgmt | Yes | For | Against |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Uninstructed | 15,000 | 0 | ||||||||
| Totals: | 15,000 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 16-May-12 | Cayman Islands | G89843109 | Annual | 16-Mar-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 16-May-12 | Cayman Islands | G89843109 | Annual | 16-Mar-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 16-May-12 | Cayman Islands | G89843109 | Annual | 16-Mar-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 16-May-12 | Cayman Islands | G89843109 | Annual | 16-Mar-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 16-May-12 | Cayman Islands | G89843109 | Annual | 16-Mar-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 16-May-12 | Cayman Islands | G89843109 | Annual | 16-Mar-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 16-May-12 | Cayman Islands | G89843109 | Annual | 16-Mar-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
TPK Holding Co., Ltd. | 3673 | 16-May-12 | Cayman Islands | G89843109 | Annual | 16-Mar-12 | 1,824 | 1,824 | 1,824 | 0 | N/A | KYG898431096 | B5T7VM5 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 694651 | NO POLICY | 1 | 1 | Approve Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 694651 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 694651 | NO POLICY | 1 | 3 | Approve to Increase the Authorized Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 694651 | NO POLICY | 1 | 4 | Approve Cash Capital Increase through New Common Shares Issue or Issuance of Global Depositary Receipts | Mgmt | Yes | For | For | For | |||||||||||||||||
| 694651 | NO POLICY | 1 | 5 | Approve Capitalization of Profits and Capital Reserve and Issuance of New Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 694651 | NO POLICY | 1 | 6 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 694651 | NO POLICY | 1 | 7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 694651 | NO POLICY | 1 | 8 | Approve to Amend Rules and Procedures Regarding Shareholder’s Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 1,824 | 1,824 | ||||||||
| Totals: | 1,824 | 1,824 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 17-May-12 | Brazil | P5230A101 | Special | 0 | 0 | 2,608 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 17-May-12 | Brazil | P5230A101 | Special | 0 | 0 | 2,608 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 722637 | NO POLICY | 1 | 1 | Amend Company Name | Mgmt | Yes | For | For | Email sent TO [kiyoko.schmidt@ashmoreemm.com] and CC [kiyoko.schmidt@ashmoreemm.com] Attachment(s): [Printer Friendly Report, ] | |||||||||||||||||
| 722637 | NO POLICY | 1 | 2 | Consolidate Bylaws | Mgmt | Yes | For | For | Email sent TO [kiyoko.schmidt@ashmoreemm.com] and CC [kiyoko.schmidt@ashmoreemm.com] Attachment(s): [Printer Friendly Report, ] |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Uninstructed | 2,608 | 0 | ||||||||
| Totals: | 2,608 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
AAC Technologies Holdings Inc. | 02018 | 21-May-12 | Hong Kong | G2953R106 | Annual | 16-May-12 | 30,000 | 30,000 | 30,000 | 0 | G2953L109 | KYG2953L1095 | B0F8Z58 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 714415 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714415 | NO POLICY | 1 | 2 | Approve Final Dividend of HK$0.216 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714415 | NO POLICY | 1 | 3a | Reelect Benjamin Zhengmin Pan as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714415 | NO POLICY | 1 | 3b | Reelect Poon Chung Yin Joseph as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714415 | NO POLICY | 1 | 3c | Reelect Dato’ Tan Bian Ee as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714415 | NO POLICY | 1 | 3d | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714415 | NO POLICY | 1 | 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714415 | NO POLICY | 1 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 714415 | NO POLICY | 1 | 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714415 | NO POLICY | 1 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 30,000 | 30,000 | ||||||||
Totals: | 30,000 | 30,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
PT Perusahaan Gas Negara Tbk | PGAS | 22-May-12 | Indonesia | Y7136Y118 | Annual | 04-May-12 | 128,000 | 128,000 | 128,000 | 0 | Y7136Y118 | ID1000111602 | 6719764 | N/A | ||||||||||||||||||||||
PT Perusahaan Gas Negara Tbk | PGAS | 22-May-12 | Indonesia | Y7136Y118 | Annual | 04-May-12 | 128,000 | 128,000 | 128,000 | 0 | Y7136Y118 | ID1000111602 | 6719764 | N/A | ||||||||||||||||||||||
PT Perusahaan Gas Negara Tbk | PGAS | 22-May-12 | Indonesia | Y7136Y118 | Annual | 04-May-12 | 128,000 | 128,000 | 128,000 | 0 | Y7136Y118 | ID1000111602 | 6719764 | N/A | ||||||||||||||||||||||
PT Perusahaan Gas Negara Tbk | PGAS | 22-May-12 | Indonesia | Y7136Y118 | Annual | 04-May-12 | 128,000 | 128,000 | 128,000 | 0 | Y7136Y118 | ID1000111602 | 6719764 | N/A | ||||||||||||||||||||||
PT Perusahaan Gas Negara Tbk | PGAS | 22-May-12 | Indonesia | Y7136Y118 | Annual | 04-May-12 | 128,000 | 128,000 | 128,000 | 0 | Y7136Y118 | ID1000111602 | 6719764 | N/A | ||||||||||||||||||||||
PT Perusahaan Gas Negara Tbk | PGAS | 22-May-12 | Indonesia | Y7136Y118 | Annual | 04-May-12 | 128,000 | 128,000 | 128,000 | 0 | Y7136Y118 | ID1000111602 | 6719764 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 717075 | NO POLICY | 1 | 1 | Approve Annual Reports of the Company and the Partnership and Community Development Program (PCDP) and Commissioners’ Report for 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717075 | NO POLICY | 1 | 2 | Approve Financial Statements of the Company and the PCDP and Discharge of Directors and Commissioners | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 717075 | NO POLICY | 1 | 3 | Approve Allocation of Income and Payment of Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717075 | NO POLICY | 1 | 4 | Approve Auditors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717075 | NO POLICY | 1 | 5 | Approve Remuneration of Directors and Commissioners | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717075 | NO POLICY | 1 | 6 | Elect Directors and Commissioners | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 128,000 | 128,000 | ||||||||
| Totals: | 128,000 | 128,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
BRF—Brasil Foods SA | BRFS3 | 23-May-12 | Brazil | P1905C100 | Special | 3,200 | 3,200 | 3,200 | 0 | P1905C100 | BRBRFSACNOR8 | 2036995 | N/A | |||||||||||||||||||||||
BRF—Brasil Foods SA | BRFS3 | 23-May-12 | Brazil | P1905C100 | Special | 3,200 | 3,200 | 3,200 | 0 | P1905C100 | BRBRFSACNOR8 | 2036995 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 723395 | NO POLICY | 1 | 1 | Ratify Independent Firm to Appraise Proposed Transaction | Mgmt | Yes | For | For | For | |||||||||||||||||
| 723395 | NO POLICY | 1 | 2 | Ratify the Acquisition of Quickfood S.A. | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,200 | 3,200 | ||||||||||||
| Totals: | 3,200 | 3,200 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Annual | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 710936 | NO POLICY | 1 | 1 | Accept Report of Board of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 2 | Accept Report of Board of Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 3 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 4 | Approve Profit Distribution Plan For the Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 5 | Authorize Board to Fix Remuneration of Directors and Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 6 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 7 | Amend Rules of Procedure of Board Meeting of the Company | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 8 | Amend Related Party Transactions Decision Making Rules of the Company | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 9 | Elect Kong Dong as Non-Executive Director | SH | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 10 | Elect Chen Hongsheng as Non-Executive Director | SH | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 11 | Amend Articles: Board-Related | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 710936 | NO POLICY | 1 | 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 29,000 | 29,000 | ||||||||
| Totals: | 29,000 | 29,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Special | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Special | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
China Shenhua Energy Co., Ltd. | 01088 | 25-May-12 | Hong Kong | Y1504C113 | Special | 24-Apr-12 | 29,000 | 29,000 | 29,000 | 0 | Y1504C113 | CNE1000002R0 | B09N7M0 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 710937 | NO POLICY | 1 | Class Meeting for H Shareholders | Mgmt | No | |||||||||||||||||||||
| 710937 | NO POLICY | 1 | Special Business | Mgmt | No | |||||||||||||||||||||
| 710937 | NO POLICY | 1 | 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 29,000 | 29,000 | ||||||||
| Totals: | 29,000 | 29,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
CNOOC Ltd. | 00883 | 25-May-12 | Hong Kong | Y1662W117 | Annual | 21-May-12 | 123,000 | 123,000 | 123,000 | 0 | Y1662W117 | HK0883013259 | B00G0S5 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
713577 | NO POLICY | 1 | 1a | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
713577 | NO POLICY | 1 | 1b | Declare Final Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
713577 | NO POLICY | 1 | 1c | Reelect Wu Guangqi as Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
713577 | NO POLICY | 1 | 1d | Reelect Wu Zhenfang as Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
713577 | NO POLICY | 1 | 1e | Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
713577 | NO POLICY | 1 | 1f | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
713577 | NO POLICY | 1 | 1g | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
713577 | NO POLICY | 1 | 2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
713577 | NO POLICY | 1 | 2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
713577 | NO POLICY | 1 | 2c | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 123,000 | 123,000 | ||||||||
| Totals: | 123,000 | 123,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Belle International Holdings Ltd | 01880 | 29-May-12 | Hong Kong | G09702104 | Annual | 24-May-12 | 55,000 | 55,000 | 55,000 | 0 | G09702104 | KYG097021045 | B1WJ4X2 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 717986 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717986 | NO POLICY | 1 | 2 | Declare Final Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717986 | NO POLICY | 1 | 3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717986 | NO POLICY | 1 | 4a1 | Reelect Tang Yiu as Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717986 | NO POLICY | 1 | 4a2 | Reelect Sheng Baijiao as Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717986 | NO POLICY | 1 | 4a3 | Reelect Ho Kwok Wah, George as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717986 | NO POLICY | 1 | 4b | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717986 | NO POLICY | 1 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717986 | NO POLICY | 1 | 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717986 | NO POLICY | 1 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 55,000 | 55,000 | ||||||||||
| Totals: | 55,000 | 55,000 | ||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
China Merchants Bank Co Ltd | 600036 | 30-May-12 | Hong Kong | Y14896107 | Annual | 27-Apr-12 | 125,000 | 125,000 | 125,000 | 0 | Y14896107 | CNE000001B33 | 6518723 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 713809 | NO POLICY | 1 | 1 | Approve Work Report of the Board of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 2 | Approve Work Report of the Board of Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 3 | Approve Annual Report | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 4 | Approve Audited Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 5 | Approve Profit Appropriation Plan for the Year 2011 Including the Distribution of Final Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 6 | Reappoint KPMG Huazhen for PRC Audit and KPMG for Overseas Audit and Approve their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 7 | Elect Xiong Xianliang as Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 8a | Elect Pan Chengwei as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 8b | Elect Guo Xuemeng as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 9a | Elect An Luming as Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 9b | Elect Liu Zhengxi as Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 10 | Approve Assessment Report on the Duty Performance of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 11 | Approve Assessment Report on the Duty Performance of Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 12 | Approve Assessment Report on the Duty Performance and Cross-evaluation of Independent Non-Executive Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 13 | Approve Related Party Transaction Report | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 14 | Approve Issuance of Tier 2 Capital Instruments to Substitute for Maturing Tier 2 Capital Instruments | Mgmt | Yes | For | For | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 15 | Approve Expansion of Mandate’s Scope to Issue Financial Bonds | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 713809 | NO POLICY | 1 | 16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 125,000 | 125,000 | ||||||||||
| Totals: | 125,000 | 125,000 | ||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 31-May-12 | Hong Kong | Y3990B112 | Annual | 30-Apr-12 | 363,000 | 363,000 | 363,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 31-May-12 | Hong Kong | Y3990B112 | Annual | 30-Apr-12 | 363,000 | 363,000 | 363,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 31-May-12 | Hong Kong | Y3990B112 | Annual | 30-Apr-12 | 363,000 | 363,000 | 363,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 31-May-12 | Hong Kong | Y3990B112 | Annual | 30-Apr-12 | 363,000 | 363,000 | 363,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 31-May-12 | Hong Kong | Y3990B112 | Annual | 30-Apr-12 | 363,000 | 363,000 | 363,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 31-May-12 | Hong Kong | Y3990B112 | Annual | 30-Apr-12 | 363,000 | 363,000 | 363,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 31-May-12 | Hong Kong | Y3990B112 | Annual | 30-Apr-12 | 363,000 | 363,000 | 363,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 31-May-12 | Hong Kong | Y3990B112 | Annual | 30-Apr-12 | 363,000 | 363,000 | 363,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Industrial and Commercial Bank of China Limited | 01398 | 31-May-12 | Hong Kong | Y3990B112 | Annual | 30-Apr-12 | 363,000 | 363,000 | 363,000 | 0 | Y3990B112 | CNE1000003G1 | B1G1QD8 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 714990 | NO POLICY | 1 | 1 | Accept 2011 Work Report of Board of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714990 | NO POLICY | 1 | 2 | Accept 2011 Work Report of Board of Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714990 | NO POLICY | 1 | 3 | Accept Bank’s 2011 Audited Accounts | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714990 | NO POLICY | 1 | 4 | Approve 2011 Profit Distribution Plan | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714990 | NO POLICY | 1 | 5 | Reappoint Ernst & Young and Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Aggregate Audit Fees for 2012 of RMB 165.6 Million | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714990 | NO POLICY | 1 | 6 | Elect Dong Juan as External Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714990 | NO POLICY | 1 | 7 | Elect Meng Yan as External Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714990 | NO POLICY | 1 | 8 | Elect Hong Yongmiao as Independent Non-Executive Director | SH | Yes | None | For | For | |||||||||||||||||
| 714990 | NO POLICY | 1 | 9 | Approve Payment of Remuneration to Directors and Supervisors | SH | Yes | None | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 363,000 | 363,000 | ||||||||
| Totals: | 363,000 | 363,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 971 | 971 | 971 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS Rec | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 711123 | NO POLICY | 1 | 1 | Fix Number of Directors at Twelve | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 2 | Elect Director Serafino Iacono | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 3 | Elect Director Miguel de la Campa | Mgmt | Yes | For | Withhold | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 4 | Elect Director Ronald Pantin | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 5 | Elect Director Jose Francisco Arata | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 6 | Elect Director German Efromovich | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 7 | Elect Director Neil Woodyer | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 8 | Elect Director Augusto Lopez | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 9 | Elect Director Miguel Rodriguez | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 10 | Elect Director Victor Rivera | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 11 | Elect Director Hernan Martinez | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 12 | Elect Director Dennis Mills | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 13 | Elect Director Francisco Sole | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 14 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 15 | Approve Shareholder Rights Plan | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 971 | 971 | ||||||||
| Totals: | 971 | 971 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Koza Anadolu Metal Madencilik Isletmeleri AS | KOZAA | 01-Jun-12 | Turkey | M6411H108 | Annual | 0 | 11,095 | 11,095 | 0 | M6411H108 | TREKOZA00014 | B03MVQ5 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 722267 | NO POLICY | 1 | Annual Meeting | Mgmt | No | |||||||||||||||||||||
| 722267 | NO POLICY | 1 | 1 | Open Meeting and Elect Presiding Council of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 2 | Authorize Presiding Council to Sign Minutes of Meeting | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 3 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 4 | Approve Discharge of Board and Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 5 | Receive Information on Profit Distribution Policy | Mgmt | No | ||||||||||||||||||||
| 722267 | NO POLICY | 1 | 6 | Approve Allocation of Income | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 7 | Amend Company Articles | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 8 | Elect Board of Directors and Internal Auditors | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 9 | Approve Remuneration Policy | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 10 | Approve Remuneration of Directors and Internal Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 11 | Receive Information on Charitable Donations | Mgmt | No | ||||||||||||||||||||
| 722267 | NO POLICY | 1 | 12 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Mgmt | No | ||||||||||||||||||||
| 722267 | NO POLICY | 1 | 13 | Receive Information on Company Disclosure Policy | Mgmt | No | ||||||||||||||||||||
| 722267 | NO POLICY | 1 | 14 | Ratify External Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 15 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 16 | Accept Revised Financial Statements for Years 2009 and 2010 | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 722267 | NO POLICY | 1 | 17 | Wishes | Mgmt | No | ||||||||||||||||||||
| 722267 | NO POLICY | 1 | 18 | Close Meeting | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Approved | 11,095 | 0 | ||||||||
| Totals: | 11,095 | 0 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Sberbank of Russia | SBER | 01-Jun-12 | Russia | X76317100 | Annual | 12-Apr-12 | 0 | 10,613 | 10,613 | 0 | X76318108 | RU0009029540 | 4767981 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 721220 | NO POLICY | 1 | Meeting for ADR Holders | Mgmt | No | |||||||||||||||||||||
| 721220 | NO POLICY | 1 | 1 | Approve Annual Report | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 2 | Approve Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 3 | Approve Allocation of Income and Dividends of RUB 2.08 per Common Share and RUB 2.59 per Preferred Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 4 | Ratify Auditor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | Elect 17 Directors by Cumulative Voting | Mgmt | No | |||||||||||||||||||||
| 721220 | NO POLICY | 1 | 5.1 | Elect German Gref as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.2 | Elect Sergey Guriyev as Director | Mgmt | Yes | None | For | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.3 | Elect Anton Danilov-Danilyan as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.4 | Elect Mikhail Dmitriev as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.5 | Elect Bella Zlatkis as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.6 | Elect Nadezhda Ivanova as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.7 | Elect Sergey Ignatyev as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.8 | Elect Georgy Luntovsky as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.9 | Elect Mikhail Matovnikov as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.10 | Elect Vladimir Mau as Director | Mgmt | Yes | None | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.11 | Elect Alessandro Profumo as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.12 | Elect Aleksey Savatuygin as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.13 | Elect Rair Simonyan as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.14 | Elect Sergey Sinelnikov-Murylev as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.15 | Elect Valery Tkachenko as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.16 | Elect Dimitriy Tulin as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.17 | Elect Aleksey Ulyukaev as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.18 | Elect Ronald Freeman as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | 5.19 | Elect Sergey Shvetsov as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 721220 | NO POLICY | 1 | Elect 7 Members of Audit Commission | Mgmt | No | |||||||||||||||||||||
| 721220 | NO POLICY | 1 | 6.1 | Elect Natalya Borodina as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 6.2 | Elect Vladimir Volkov as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 6.3 | Elect Maksim Dolzhnikov as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 6.5 | Elect Irina Kremleva as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 6.6 | Elect Aleksey Minenko as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 6.7 | Elect Olga Polyakova as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 7 | Approve Remuneration of Directors and Members of Audit Commission | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 721220 | NO POLICY | 1 | 8 | Approve Charter in New Edition | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 10,613 | 0 | ||||||||
| Totals: | 10,613 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Samsung Fire & Marine Insurance Co. | 000810 | 05-Jun-12 | South Korea | Y7473H108 | Annual | 31-Mar-12 | 276 | 276 | 276 | 0 | Y7473H108 | KR7000810002 | 6155250 | N/A | ||||||||||||||||||||||
Samsung Fire & Marine Insurance Co. | 000810 | 05-Jun-12 | South Korea | Y7473H108 | Annual | 31-Mar-12 | 276 | 276 | 276 | 0 | Y7473H108 | KR7000810002 | 6155250 | N/A | ||||||||||||||||||||||
Samsung Fire & Marine Insurance Co. | 000810 | 05-Jun-12 | South Korea | Y7473H108 | Annual | 31-Mar-12 | 276 | 276 | 276 | 0 | Y7473H108 | KR7000810002 | 6155250 | N/A | ||||||||||||||||||||||
Samsung Fire & Marine Insurance Co. | 000810 | 05-Jun-12 | South Korea | Y7473H108 | Annual | 31-Mar-12 | 276 | 276 | 276 | 0 | Y7473H108 | KR7000810002 | 6155250 | N/A | ||||||||||||||||||||||
Samsung Fire & Marine Insurance Co. | 000810 | 05-Jun-12 | South Korea | Y7473H108 | Annual | 31-Mar-12 | 276 | 276 | 276 | 0 | Y7473H108 | KR7000810002 | 6155250 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 723377 | NO POLICY | 1 | 1 | Approve Financial Statements and Appropriation of Income and Dividends of KRW 3,750 per Common Share and KRW 3,755 per Preferred Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 723377 | NO POLICY | 1 | 2 | Amend Articles of Incorporation | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723377 | NO POLICY | 1 | 3 | Elect Three Outside Directors (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
| 723377 | NO POLICY | 1 | 4 | Elect Members of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 723377 | NO POLICY | 1 | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 276 | 276 | ||||||||
| Totals: | 276 | 276 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Chroma Ate Inc. | 2360 | 06-Jun-12 | Taiwan | Y1604M102 | Annual | 06-Apr-12 | 11,000 | 11,000 | 11,000 | 0 | Y1604M102 | TW0002360005 | 6212100 | N/A | ||||||||||||||||||||||
Chroma Ate Inc. | 2360 | 06-Jun-12 | Taiwan | Y1604M102 | Annual | 06-Apr-12 | 11,000 | 11,000 | 11,000 | 0 | Y1604M102 | TW0002360005 | 6212100 | N/A | ||||||||||||||||||||||
Chroma Ate Inc. | 2360 | 06-Jun-12 | Taiwan | Y1604M102 | Annual | 06-Apr-12 | 11,000 | 11,000 | 11,000 | 0 | Y1604M102 | TW0002360005 | 6212100 | N/A | ||||||||||||||||||||||
Chroma Ate Inc. | 2360 | 06-Jun-12 | Taiwan | Y1604M102 | Annual | 06-Apr-12 | 11,000 | 11,000 | 11,000 | 0 | Y1604M102 | TW0002360005 | 6212100 | N/A | ||||||||||||||||||||||
Chroma Ate Inc. | 2360 | 06-Jun-12 | Taiwan | Y1604M102 | Annual | 06-Apr-12 | 11,000 | 11,000 | 11,000 | 0 | Y1604M102 | TW0002360005 | 6212100 | N/A | ||||||||||||||||||||||
Chroma Ate Inc. | 2360 | 06-Jun-12 | Taiwan | Y1604M102 | Annual | 06-Apr-12 | 11,000 | 11,000 | 11,000 | 0 | Y1604M102 | TW0002360005 | 6212100 | N/A | ||||||||||||||||||||||
Chroma Ate Inc. | 2360 | 06-Jun-12 | Taiwan | Y1604M102 | Annual | 06-Apr-12 | 11,000 | 11,000 | 11,000 | 0 | Y1604M102 | TW0002360005 | 6212100 | N/A | ||||||||||||||||||||||
Chroma Ate Inc. | 2360 | 06-Jun-12 | Taiwan | Y1604M102 | Annual | 06-Apr-12 | 11,000 | 11,000 | 11,000 | 0 | Y1604M102 | TW0002360005 | 6212100 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 691324 | NO POLICY | 1 | 1 | Approve Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691324 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691324 | NO POLICY | 1 | 3 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691324 | NO POLICY | 1 | 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691324 | NO POLICY | 1 | 5 | Approve to Amend Trading Procedures Governing Derivatives Products | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691324 | NO POLICY | 1 | ELECT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 691324 | NO POLICY | 1 | 6 | Elect I-Shih Tseng, a Representative of CHROMA INVESTMENT CO., LTD with Shareholder No.12744, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 691324 | NO POLICY | 1 | 7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 11,000 | 11,000 | ||||||||
| Totals: | 11,000 | 11,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
EcoRodovias Infraestrutura e Logistica SA | ECOR3 | 06-Jun-12 | Brazil | P3661R107 | Special | 3,600 | 3,600 | 3,600 | 0 | N/A | BRECORACNOR8 | B5720R0 | N/A | |||||||||||||||||||||||
EcoRodovias Infraestrutura e Logistica SA | ECOR3 | 06-Jun-12 | Brazil | P3661R107 | Special | 3,600 | 3,600 | 3,600 | 0 | N/A | BRECORACNOR8 | B5720R0 | N/A | |||||||||||||||||||||||
EcoRodovias Infraestrutura e Logistica SA | ECOR3 | 06-Jun-12 | Brazil | P3661R107 | Special | 3,600 | 3,600 | 3,600 | 0 | N/A | BRECORACNOR8 | B5720R0 | N/A | |||||||||||||||||||||||
EcoRodovias Infraestrutura e Logistica SA | ECOR3 | 06-Jun-12 | Brazil | P3661R107 | Special | 3,600 | 3,600 | 3,600 | 0 | N/A | BRECORACNOR8 | B5720R0 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 726698 | NO POLICY | 1 | 1 | Approve Acquisition Agreement between the Company’s Subsidiary Ecoporto Holding S.A. and ABA Porto Participacoes S.A. | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726698 | NO POLICY | 1 | 2 | Appoint Independent Firm to Appraise Proposed Transaction | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726698 | NO POLICY | 1 | 3 | Approve Independent Firm’s Appraisal | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726698 | NO POLICY | 1 | 4 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,600 | 3,600 | ||||||||
| Totals: | 3,600 | 3,600 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Samsonite International S.A. | 01910 | 07-Jun-12 | Luxembourg | L80308106 | Annual | 05-Jun-12 | 0 | 48,600 | 48,600 | 0 | N/A | LU0633102719 | B4Q1532 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 718482 | NO POLICY | 1 | Annual Meeting | Mgmt | No | |||||||||||||||||||||
| 718482 | NO POLICY | 1 | Ordinary Business | Mgmt | No | |||||||||||||||||||||
| 718482 | NO POLICY | 1 | 1 | Accept Consolidated and Standalone Financial Statements, and Statutory Reports | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 2 | Approve Allocation of Income | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 3 | Approve Dividends | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 4.a | Reelect Ramesh Dungarmal Tainwala as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 4.b | Reelect Keith Hamill as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 4.iii | Reelect Miguel Kai Kwun Ko as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 5 | Renew Appointment of KPMG Luxembourg S.à.r.l. as Statutory Auditor | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 6 | Renew Appointment of KPMG LLP as External Auditor | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 8 | Authorize Repurchase of Up to10 Percent of Issued Share Capital | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 9 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | Special Business | Mgmt | No | |||||||||||||||||||||
| 718482 | NO POLICY | 1 | 10 | Approve Discharge of Directors and Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 11 | Approve Remuneration of Directors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 718482 | NO POLICY | 1 | 12 | Authorize Board to Fix Remuneration of Auditors | Mgmt | Yes | For | For | Do Not Vote |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Approved | 48,600 | 0 | ||||||||
| Totals: | 48,600 | 0 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
HTC Corporation | 2498 | 12-Jun-12 | Taiwan | Y3732M103 | Annual | 13-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y3732M103 | TW0002498003 | 6510536 | N/A | ||||||||||||||||||||||
HTC Corporation | 2498 | 12-Jun-12 | Taiwan | Y3732M103 | Annual | 13-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y3732M103 | TW0002498003 | 6510536 | N/A | ||||||||||||||||||||||
HTC Corporation | 2498 | 12-Jun-12 | Taiwan | Y3732M103 | Annual | 13-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y3732M103 | TW0002498003 | 6510536 | N/A | ||||||||||||||||||||||
HTC Corporation | 2498 | 12-Jun-12 | Taiwan | Y3732M103 | Annual | 13-Apr-12 | 2,000 | 2,000 | 2,000 | 0 | Y3732M103 | TW0002498003 | 6510536 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 689884 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 689884 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 689884 | NO POLICY | 1 | 3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 689884 | NO POLICY | 1 | 4 | Transact Other Business | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 2,000 | 2,000 | ||||||||
| Totals: | 2,000 | 2,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 12-Jun-12 | Taiwan | Y84629107 | Annual | 13-Apr-12 | 73,000 | 73,000 | 73,000 | 0 | Y84629107 | TW0002330008 | 6889106 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 690058 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 3 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 4 | Approve Amendment to Rules and Procedures for Election of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 690058 | NO POLICY | 1 | 5.1 | Elect Morris Chang, with Shareholder No.4515, as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 5.2 | Elect F.C. Tseng, with Shareholder No.104, as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 5.3 | Elect Johnsee Lee, a Representative of National Development Fund, ExecutiveYuan, with Shareholder No. 1, as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 5.4 | Elect Rick Tsai, with Shareholder No.7252, as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 5.5 | Elect Sir Peter Leahy Bonfield, with Passport No.093180657, as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 5.6 | Elect Stan Shih, with Shareholder No.534770, as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 5.7 | Elect Thomas J. Engibous, with Passport No.135021464, as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 5.8 | Elect Gregory C. Chow, with Passport No.214553970, as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 5.9 | Elect Kok-Choo Chen, with Shareholder No.9546, as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 690058 | NO POLICY | 1 | 6 | Transact Other Business (Non-Voting) | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 73,000 | 73,000 | ||||||||
| Totals: | 73,000 | 73,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 13,000 | 13,000 | 13,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 698963 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 3 | Approve Capital Increase by Issuance of New Share or Domestic and Overseas Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 4 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 698963 | NO POLICY | 1 | 6.1 | Elect Allen Hung, a Representative of Kai-Yi Investment Co., Ltd. with Shareholder Number 6 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.2 | Elect Michael Yeh, a Representative of Kai-Yi Investment Co., Ltd. with Shareholder Number 6 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.3 | Elect William Yang with Shareholder Number 72 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.4 | Elect Tsorng-Juu Liang with Shareholder Number 37929 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.5 | Elect Ming-Long Wang with ID Number C100552048 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.6 | Elect Janice Lin with Shareholder Number 9 as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.7 | Elect Wen-Chieh Huang with Shareholder Number 26941 as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.8 | Elect Jiunn-Rong Chen with ID Number D120885450 as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 7 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 8 | Amend the Articles of Association | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 13,000 | 13,000 | ||||||||
| Totals: | 13,000 | 13,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Korean Reinsurance Co. | 003690 | 13-Jun-12 | South Korea | Y49391108 | Annual | 31-Mar-12 | 3,040 | 3,040 | 3,040 | 0 | Y49391108 | KR7003690005 | B01T146 | N/A | ||||||||||||||||||||||
Korean Reinsurance Co. | 003690 | 13-Jun-12 | South Korea | Y49391108 | Annual | 31-Mar-12 | 3,040 | 3,040 | 3,040 | 0 | Y49391108 | KR7003690005 | B01T146 | N/A | ||||||||||||||||||||||
Korean Reinsurance Co. | 003690 | 13-Jun-12 | South Korea | Y49391108 | Annual | 31-Mar-12 | 3,040 | 3,040 | 3,040 | 0 | Y49391108 | KR7003690005 | B01T146 | N/A | ||||||||||||||||||||||
Korean Reinsurance Co. | 003690 | 13-Jun-12 | South Korea | Y49391108 | Annual | 31-Mar-12 | 3,040 | 3,040 | 3,040 | 0 | Y49391108 | KR7003690005 | B01T146 | N/A | ||||||||||||||||||||||
Korean Reinsurance Co. | 003690 | 13-Jun-12 | South Korea | Y49391108 | Annual | 31-Mar-12 | 3,040 | 3,040 | 3,040 | 0 | Y49391108 | KR7003690005 | B01T146 | N/A | ||||||||||||||||||||||
Korean Reinsurance Co. | 003690 | 13-Jun-12 | South Korea | Y49391108 | Annual | 31-Mar-12 | 3,040 | 3,040 | 3,040 | 0 | Y49391108 | KR7003690005 | B01T146 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 727982 | NO POLICY | 1 | 1 | Approve Financial Statements and Appropriation of Income and Cash Dividend of KRW 60 per Share and Stock Dividend of 0.02 Shares per Share | Mgmt | Yes | For | �� | For | For | ||||||||||||||||
| 727982 | NO POLICY | 1 | 2 | Amend Articles of Incorporation | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 727982 | NO POLICY | 1 | 3 | Elect Two Inside Directors and Three Outside Directors (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
| 727982 | NO POLICY | 1 | 4.1 | Reelect Ka Jae-Hwan (Outside Director) as Member of Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 727982 | NO POLICY | 1 | 4.2 | Reelect Choi Yong-Soo (Inside Director) as Member of Audit Committee | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 727982 | NO POLICY | 1 | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 3,040 | 3,040 | ||||||||
| Totals: | 3,040 | 3,040 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
MediaTek Inc. | 2454 | 13-Jun-12 | Taiwan | Y5945U103 | Annual | 13-Apr-12 | 6,000 | 6,000 | 6,000 | 0 | Y5945U103 | TW0002454006 | 6372480 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot | Item | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote | Meeting | Voter | Policy | |||||||||||||
| 706502 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 3 | Amend Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 4 | Approve Amendment to Rules and Procedure for Election of Directors and Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | ELECT DIRECTORS, INDEPENDENT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 706502 | NO POLICY | 1 | 6.1 | Elect Ming-Kai Tsai with Shareholder Number 1 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 6.2 | Elect Jyh-Jer Cho with Shareholder Number 2 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 6.3 | Elect Ching-Jiang Hsieh with Shareholder Number 11 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 6.4 | Elect Cheng-Yaw Sun with Shareholder Number 109274 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 6.5 | Elect Kenneth Kin with ID Number F102831367 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 6.6 | Elect Chung-Yu Wu with Shareholder Number 1512 as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 6.7 | Elect Peng-Heng Chang with ID Number A102501350 as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 6.8 | Elect Chung-Lang Liu, a Representative of MediaTek Capital Corp. with Shareholder Number 2471, as Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 6.9 | Elect Ming-Je Tang, a Representative of National Taiwan University with Shareholder Number 23053, as Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 6.10 | Elect Paul Wang with Shareholder Number 1955 as Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706502 | NO POLICY | 1 | 8 | Transact Other Business (Non-Voting) | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 6,000 | 6,000 | ||||||||
| Totals: | 6,000 | 6,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
X5 Retail Group NV | N/A | 14-Jun-12 | Netherlands | 98387E106 | Annual | 17-May-12 | 0 | 152 | 152 | 0 | 98387E106 | US98387E1064 | B07T496 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 688717 | NO POLICY | 1 | Meeting for ADR Holders | Mgmt | No | |||||||||||||||||||||
| 688717 | NO POLICY | 1 | 1 | Open Meeting | Mgmt | No | ||||||||||||||||||||
| 688717 | NO POLICY | 1 | 2 | Receive Report of Management Board (Non-Voting) | Mgmt | No | ||||||||||||||||||||
| 688717 | NO POLICY | 1 | 3 | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | No | ||||||||||||||||||||
| 688717 | NO POLICY | 1 | 4 | Adopt Financial Statements | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 5 | Approve Allocation of Income and Omission of Dividends | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 6 | Approve Discharge of Management Board | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 7 | Approve Discharge of Supervisory Board | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 8 | Reelect A. Tynkovan to Supervisory Board | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 9 | Reelect S. DuCharme to Supervisory Board | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 10 | Elect D. Dorofeev to Supervisory Board | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 11 | Approve Remuneration of Supervisory Board | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 12 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 13 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12 | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 15 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 688717 | NO POLICY | 1 | 16 | Other Business (Non-Voting) | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Approved | 152 | 0 | ||||||||
| Totals: | 152 | 0 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Cathay Financial Holding Co., Ltd. | 2882 | 15-Jun-12 | Taiwan | Y11654103 | Annual | 16-Apr-12 | 21,000 | 21,000 | 21,000 | 0 | Y11654103 | TW0002882008 | 6425663 | N/A | ||||||||||||||||||||||
Cathay Financial Holding Co., Ltd. | 2882 | 15-Jun-12 | Taiwan | Y11654103 | Annual | 16-Apr-12 | 21,000 | 21,000 | 21,000 | 0 | Y11654103 | TW0002882008 | 6425663 | N/A | ||||||||||||||||||||||
Cathay Financial Holding Co., Ltd. | 2882 | 15-Jun-12 | Taiwan | Y11654103 | Annual | 16-Apr-12 | 21,000 | 21,000 | 21,000 | 0 | Y11654103 | TW0002882008 | 6425663 | N/A | ||||||||||||||||||||||
Cathay Financial Holding Co., Ltd. | 2882 | 15-Jun-12 | Taiwan | Y11654103 | Annual | 16-Apr-12 | 21,000 | 21,000 | 21,000 | 0 | Y11654103 | TW0002882008 | 6425663 | N/A | ||||||||||||||||||||||
Cathay Financial Holding Co., Ltd. | 2882 | 15-Jun-12 | Taiwan | Y11654103 | Annual | 16-Apr-12 | 21,000 | 21,000 | 21,000 | 0 | Y11654103 | TW0002882008 | 6425663 | N/A | ||||||||||||||||||||||
Cathay Financial Holding Co., Ltd. | 2882 | 15-Jun-12 | Taiwan | Y11654103 | Annual | 16-Apr-12 | 21,000 | 21,000 | 21,000 | 0 | Y11654103 | TW0002882008 | 6425663 | N/A | ||||||||||||||||||||||
Cathay Financial Holding Co., Ltd. | 2882 | 15-Jun-12 | Taiwan | Y11654103 | Annual | 16-Apr-12 | 21,000 | 21,000 | 21,000 | 0 | Y11654103 | TW0002882008 | 6425663 | N/A | ||||||||||||||||||||||
Cathay Financial Holding Co., Ltd. | 2882 | 15-Jun-12 | Taiwan | Y11654103 | Annual | 16-Apr-12 | 21,000 | 21,000 | 21,000 | 0 | Y11654103 | TW0002882008 | 6425663 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 715407 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 715407 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 715407 | NO POLICY | 1 | 3 | Approve the Issuance of New Shares from Retained Earnings | Mgmt | Yes | For | For | For | |||||||||||||||||
| 715407 | NO POLICY | 1 | 4 | Amend Articles of Association | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 715407 | NO POLICY | 1 | 5 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 715407 | NO POLICY | 1 | 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 715407 | NO POLICY | 1 | 7 | Approve Cash Capital Increase Proposal to Raise Long-term Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 715407 | NO POLICY | 1 | 8 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 21,000 | 21,000 | ||||||||
| Totals: | 21,000 | 21,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Evraz plc | EVR | 18-Jun-12 | United Kingdom | G33090104 | Annual | 14-Jun-12 | 0 | 3,612 | 3,612 | 0 | 30050A202 | GB00B71N6K86 | B71N6K8 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 723583 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 2 | Approve Final Dividend | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 3 | Approve Remuneration Report | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 4 | Re-elect Alexander Abramov as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 5 | Re-elect Duncan Baxter as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 6 | Re-elect Alexander Frolov as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 7 | Re-elect Karl Gruber as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 8 | Elect Alexander Izosimov as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 9 | Elect Sir Michael Peat as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 10 | Re-elect Olga Pokrovskaya as Director | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 11 | Re-elect Terry Robinson as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 12 | Re-elect Eugene Shvidler as Director | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 13 | Re-elect Eugene Tenenbaum as Director | Mgmt | Yes | For | Against | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 14 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 15 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 16 | Authorise EU Political Donations and Expenditure | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 17 | Authorise the Company to Use Electronic Communications | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 20 | Adopt New Articles of Association | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 723583 | NO POLICY | 1 | 21 | Authorise the Company to Call EGM with Two Weeks’ Notice | Mgmt | Yes | For | For | Do Not Vote |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Approved | 3,612 | 0 | ||||||||
| Totals: | 3,612 | 0 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | ||||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | �� | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | |||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | ||||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | ||||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | ||||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | ||||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | ||||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | ||||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | ||||||||||||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | 18-Jun-12 | Taiwan | Y36861105 | Annual | 19-Apr-12 | 60,000 | 60,000 | 60,000 | 0 | Y36861105 | TW0002317005 | 6438564 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 708826 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708826 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708826 | NO POLICY | 1 | 3 | Approve the Issuance of New Shares by Capitalization of 2011 Profit | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708826 | NO POLICY | 1 | 4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708826 | NO POLICY | 1 | 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708826 | NO POLICY | 1 | 6 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708826 | NO POLICY | 1 | 7 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708826 | NO POLICY | 1 | 8 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708826 | NO POLICY | 1 | 9 | Approve to Issue the Restricted Stock | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 708826 | NO POLICY | 1 | 10 | Approve to Issue the Employee Stock Options with Price Lower than the Current Price | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 60,000 | 60,000 | ||||||||
| Totals: | 60,000 | 60,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Kinsus Interconnect Technology Corp. | 3189 | 18-Jun-12 | Taiwan | Y4804T109 | Annual | 19-Apr-12 | 5,000 | 5,000 | 5,000 | 0 | Y4804T109 | TW0003189007 | 6687872 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 688705 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 3 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 5 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Mgmt | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 7 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 688705 | NO POLICY | 1 | 8.1 | Elect TUNG,TZU-HSIEN, with Shareholder No.86726 and ID U120682284, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 8.2 | Elect KUO,MING-TUNG, with Shareholder No.9 and ID U120682284, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 8.3 | Elect LU,CHING, with Shareholder No.11 and ID A203789350, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 8.4 | Elect SU,YEN-HSUEH, a Representative ofASUSPOWER INVESTMENT CO., LTD with Shareholder No.1 and ID S221401514, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 8.5 | Elect WU,HSIANG-HSIANG, a Representative of ASUSTEK INVESTMENT CO., LTD with Shareholder No.3 and ID A222036758, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 8.6 | Elect CHENG,CHUNG-JEN with ID J100515149, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 8.7 | Elect CHEN,CHIN-TSAI with ID F101003592 as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 8.8 | Elect HUANG,CHUN-PAO with ID K121100845 as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 8.9 | Elect HUAWU,HUI-HUANG with ID P100014516 as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 688705 | NO POLICY | 1 | 9 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 5,000 | 5,000 | ||||||||
| Totals: | 5,000 | 5,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Delta Electronics Inc. | 2308 | 19-Jun-12 | Taiwan | Y20263102 | Annual | 20-Apr-12 | 36,000 | 36,000 | 36,000 | 0 | Y20263102 | TW0002308004 | 6260734 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 708396 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 3 | Approve to Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 4 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 5 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 7 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 8 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 708396 | NO POLICY | 1 | 9.1 | Elect Bruce CH Cheng with Shareholder No. 1 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.2 | Elect Yancey Hai with Shareholder No. 38010 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.3 | Elect Mark Ko with Shareholder No. 15314 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.4 | Elect Fred Chai-yan Lee with Passport No. 057416787 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.5 | Elect Ping Cheng with Shareholder No. 43 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.6 | Elect Simon Chang with Shareholder No. 19 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.7 | Elect Albert Chang with Shareholder No. 32 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.8 | Elect Chung-Hsing Huang with ID No. H10125606 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.9 | Elect Steven Liu with Shareholder No. 14 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.10 | Elect Johnson Lee with Shareholder No. 360 as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.11 | Elect Yung-Chin Chen with ID No. A100978326 as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.12 | Elect song-Pyng Perng with ID J100603804 as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 9.13 | Elect Tai-Sheng Chao with ID K101511744 as Independent Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 10 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708396 | NO POLICY | 1 | 11 | Transact Other Business (Non-Voting) | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 36,000 | 36,000 | ||||||||
| Totals: | 36,000 | 36,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Dynapack International Technology Corp. | 3211 | 19-Jun-12 | Taiwan | Y2185V107 | Annual | 20-Apr-12 | 4,000 | 4,000 | 4,000 | 0 | Y2185V107 | TW0003211009 | 6732028 | N/A | ||||||||||||||||||||||
Dynapack International Technology Corp. | 3211 | 19-Jun-12 | Taiwan | Y2185V107 | Annual | 20-Apr-12 | 4,000 | 4,000 | 4,000 | 0 | Y2185V107 | TW0003211009 | 6732028 | N/A | ||||||||||||||||||||||
Dynapack International Technology Corp. | 3211 | 19-Jun-12 | Taiwan | Y2185V107 | Annual | 20-Apr-12 | 4,000 | 4,000 | 4,000 | 0 | Y2185V107 | TW0003211009 | 6732028 | N/A | ||||||||||||||||||||||
Dynapack International Technology Corp. | 3211 | 19-Jun-12 | Taiwan | Y2185V107 | Annual | 20-Apr-12 | 4,000 | 4,000 | 4,000 | 0 | Y2185V107 | TW0003211009 | 6732028 | N/A | ||||||||||||||||||||||
Dynapack International Technology Corp. | 3211 | 19-Jun-12 | Taiwan | Y2185V107 | Annual | 20-Apr-12 | 4,000 | 4,000 | 4,000 | 0 | Y2185V107 | TW0003211009 | 6732028 | N/A | ||||||||||||||||||||||
Dynapack International Technology Corp. | 3211 | 19-Jun-12 | Taiwan | Y2185V107 | Annual | 20-Apr-12 | 4,000 | 4,000 | 4,000 | 0 | Y2185V107 | TW0003211009 | 6732028 | N/A | ||||||||||||||||||||||
Dynapack International Technology Corp. | 3211 | 19-Jun-12 | Taiwan | Y2185V107 | Annual | 20-Apr-12 | 4,000 | 4,000 | 4,000 | 0 | Y2185V107 | TW0003211009 | 6732028 | N/A | ||||||||||||||||||||||
Dynapack International Technology Corp. | 3211 | 19-Jun-12 | Taiwan | Y2185V107 | Annual | 20-Apr-12 | 4,000 | 4,000 | 4,000 | 0 | Y2185V107 | TW0003211009 | 6732028 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 708833 | NO POLICY | 1 | 1 | Approve Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708833 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708833 | NO POLICY | 1 | 3 | Approve to Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708833 | NO POLICY | 1 | 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708833 | NO POLICY | 1 | 5 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708833 | NO POLICY | 1 | ELECT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 708833 | NO POLICY | 1 | 6 | Elect a Representative of DELTA ELECTRONICS, INC. with Shareholder No. 43578, as Director | SH | Yes | None | For | For | |||||||||||||||||
| 708833 | NO POLICY | 1 | 7 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 4,000 | 4,000 | ||||||||
| Totals: | 4,000 | 4,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Formosa Plastics Corp. | 1301 | 19-Jun-12 | Taiwan | Y26095102 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y26095102 | TW0001301000 | 6348544 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 708858 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 3 | Approve to Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 4 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 6 | Approve the Proposal on Election of Directors and Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | ELECT DIRECTORS, INDEPENDENT DIRECTORS, AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 708858 | NO POLICY | 1 | 7.1 | Elect Zhang Yurui, a Representative of Hong Tong Co., Ltd. with Shareholder No. 616535, as Director | SH | Yes | None | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.2 | Elect C.T. Lee with Shareholder No. 6190, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.3 | Elect William Wong, a Representative of Formosa Chemicals & Fiber Corporation with Shareholder No. 270960, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.4 | Elect Susan Wang, a Representative of Nanya Plastics Corporation with Shareholder No. 280567, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.5 | Elect Wilfred Wang, a Representative of Formosa Petrochemical Corporation with Shareholder No. 4, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.6 | Elect H. H. Wang with Shareholder No. 771725, as Director | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.7 | Elect Director No.6 | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.8 | Elect Director No.7 | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.9 | Elect Director No.8 | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.10 | Elect Director No.9 | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.11 | Elect Director No.10 | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.12 | Elect Director No.11 | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.13 | Elect Wei Qilin, with ID J100196868, as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.14 | Elect Wang Deshan, with ID R100629055, as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.15 | Elect Wu Qingji, with ID R101312504, as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.16 | Elect Supervisor No.1 | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.17 | Elect Supervisor No.2 | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 7.18 | Elect Supervisor No.3 | SH | Yes | None | Against | For | |||||||||||||||||
| 708858 | NO POLICY | 1 | 8 | Transact Other Business | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 17,000 | 17,000 | ||||||||
| Totals: | 17,000 | 17,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 17,000 | 17,000 | 17,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 691870 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 3 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | ELECT DIRECTORS, INDEPENDENT DIRECTORS, AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 691870 | NO POLICY | 1 | 5.1 | Elect Jimmy Wang, with Shareholder No.1, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.2 | Elect James Hu, with Shareholder No.167, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.3 | Elect T.K. Hsu, with Shareholder No.6, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.4 | Elect Chew-Wun Wu, with ID No.J100028436, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.5 | Elect Jack Wang, with ID No.J120219755, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.6 | Elect Hung-Chan Wu, with ID No.R120019251, as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.7 | Elect Lawrence T. Kou, with ID No.F102254762, as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.8 | Elect L.F. Tsai, with ID No.P120718337, as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.9 | Elect L.H. Dong , with ID No.S101074037, as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.10 | Elect W.I. Chen , with ID No.T121818661, as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 6 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 17,000 | 17,000 | ||||||||
| Totals: | 17,000 | 17,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||
PT Semen Gresik (Persero) Tbk | SMGR | 26-Jun-12 | Indonesia | Y7142G168 | Annual/Special | 08-Jun-12 | 25,000 | 25,000 | 25,000 | 0 | Y7142G168 | ID1000106800 | 6795236 | N/A | ||||||||||||||
PT Semen Gresik (Persero) Tbk | SMGR | 26-Jun-12 | Indonesia | Y7142G168 | Annual/Special | 08-Jun-12 | 25,000 | 25,000 | 25,000 | 0 | Y7142G168 | ID1000106800 | 6795236 | N/A | ||||||||||||||
PT Semen Gresik (Persero) Tbk | SMGR | 26-Jun-12 | Indonesia | Y7142G168 | Annual/Special | 08-Jun-12 | 25,000 | 25,000 | 25,000 | 0 | Y7142G168 | ID1000106800 | 6795236 | N/A | ||||||||||||||
PT Semen Gresik (Persero) Tbk | SMGR | 26-Jun-12 | Indonesia | Y7142G168 | Annual/Special | 08-Jun-12 | 25,000 | 25,000 | 25,000 | 0 | Y7142G168 | ID1000106800 | 6795236 | N/A | ||||||||||||||
PT Semen Gresik (Persero) Tbk | SMGR | 26-Jun-12 | Indonesia | Y7142G168 | Annual/Special | 08-Jun-12 | 25,000 | 25,000 | 25,000 | 0 | Y7142G168 | ID1000106800 | 6795236 | N/A | ||||||||||||||
PT Semen Gresik (Persero) Tbk | SMGR | 26-Jun-12 | Indonesia | Y7142G168 | Annual/Special | 08-Jun-12 | 25,000 | 25,000 | 25,000 | 0 | Y7142G168 | ID1000106800 | 6795236 | N/A | ||||||||||||||
PT Semen Gresik (Persero) Tbk | SMGR | 26-Jun-12 | Indonesia | Y7142G168 | Annual/Special | 08-Jun-12 | 25,000 | 25,000 | 25,000 | 0 | Y7142G168 | ID1000106800 | 6795236 | N/A | ||||||||||||||
PT Semen Gresik (Persero) Tbk | SMGR | 26-Jun-12 | Indonesia | Y7142G168 | Annual/Special | 08-Jun-12 | 25,000 | 25,000 | 25,000 | 0 | Y7142G168 | ID1000106800 | 6795236 | N/A | ||||||||||||||
PT Semen Gresik (Persero) Tbk | SMGR | 26-Jun-12 | Indonesia | Y7142G168 | Annual/Special | 08-Jun-12 | 25,000 | 25,000 | 25,000 | 0 | Y7142G168 | ID1000106800 | 6795236 | N/A |
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 726488 | NO POLICY | 1 | Annual General Meeting | Mgmt | No | |||||||||||||||||||||
| 726488 | NO POLICY | 1 | 1 | Approve Company’s Annual Report and Financial Statements, and Discharge of Directors and Commissioners from the Responsibilities of their Actions and Supervision in the Company During the Year 2011 | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 726488 | NO POLICY | 1 | 2 | Approve Annual Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners from the Responsibilities of their Actions and Supervision in the PCDP During the Year 2011 | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 726488 | NO POLICY | 1 | 3 | Approve Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726488 | NO POLICY | 1 | 4 | Approve Remuneration of Directors and Commissioners | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726488 | NO POLICY | 1 | 5 | Appoint Auditors to Audit the Financial Statements of the Company and Its PCDP | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726488 | NO POLICY | 1 | Extraordinary General Meeting | Mgmt | No | |||||||||||||||||||||
| 726488 | NO POLICY | 1 | 1 | Approve Material Transaction in the Framework of Developing a New Cement Plant | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726488 | NO POLICY | 1 | 2 | Elect Directors and Commissioners | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 25,000 | 25,000 | ||||||||
| Totals: | 25,000 | 25,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Lukoil OAO | N/A | 27-Jun-12 | Russia | X5060T106 | Annual | 11-May-12 | 0 | 2,788 | 2,788 | 0 | X5060T106 | RU0009024277 | B59SNS8 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 726193 | NO POLICY | 1 | Meeting for ADR Holders | Mgmt | No | |||||||||||||||||||||
| 726193 | NO POLICY | 1 | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 75 per Share | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | Elect 11 Directors by Cumulative Voting | Mgmt | No | |||||||||||||||||||||
| 726193 | NO POLICY | 1 | 2.1 | Elect Vagit Alekperov as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.2 | Elect Igor Belikov as Director | Mgmt | Yes | None | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.3 | Elect Viktor Blazheyev as Director | Mgmt | Yes | None | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.4 | Elect Valery Grayfer as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.5 | Elect Igor Ivanov as Director | Mgmt | Yes | None | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.6 | Elect Ravil Maganov as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.7 | Elect Richard Matzke as Director | Mgmt | Yes | None | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.8 | Elect Sergey Mikhaylov as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.9 | Elect Mark Mobius as Director | Mgmt | Yes | None | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.10 | Elect Guglielmo Antonio Claudio Moscato as Director | Mgmt | Yes | None | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.11 | Elect Pictet Ivan as Director | Mgmt | Yes | None | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 2.12 | Elect Aleksandr Shokhin as Director | Mgmt | Yes | None | Against | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | Elect Three Members of Audit Commission | Mgmt | No | |||||||||||||||||||||
| 726193 | NO POLICY | 1 | 3.1 | Elect Mikhail Maksimov as Member of Audit Commission | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 3.2 | Elect Vladimir Nikitenko as Member of Audit Commission | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 3.3 | Elect Aleksandr Surkov as Member of Audit Commission | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 4.1 | Approve Remuneration of Directors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 4.2 | Approve Remuneration of Directors in Amount Established by 2011 AGM | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 5.1 | Approve Remuneration of Members of Audit Commission | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 5.2 | Approve Remuneration of Members of Audit Commission in Amount Established by 2011 AGM | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 6 | Ratify ZAO KPMG as Auditor | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 7 | Amend Charter | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 8 | Amend Regulations on General Meetings | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 9 | Amend Regulations on Board of Directors | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 726193 | NO POLICY | 1 | 10 | Approve Related-Party Transaction with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations | Mgmt | Yes | For | For | Do Not Vote |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Approved | 2,788 | 0 | ||||||||
| Totals: | 2,788 | 0 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | �� | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | |||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Ping An Insurance (Group) Co. of China, Ltd. | 02318 | 27-Jun-12 | Hong Kong | Y69790106 | Annual | 25-May-12 | 24,500 | 24,500 | 24,500 | 0 | Y69790106 | CNE1000003X6 | B01FLR7 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 706306 | NO POLICY | 1 | 1 | Approve Report of Board of Directors for the Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 2 | Approve Report of Supervisory Committee for the Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 3 | Approve Annual Report and its Summary for the Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 4 | Approve Financial Statements and Auditors Report for the Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 5 | Approve Profit Distribution Plan for the Year Ended Dec. 31, 2011 and the Distribution of Final Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 6 | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Ernst & Young as the International Auditors of the Company, and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7a | Reelect Ma Mingzhe as an Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7b | Reelect Sun Jianyi as an Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7c | Elect Ren Huichuan as an Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7d | Reelect Yao Jason Bo as an Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7e | Elect Ku Man as an Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7f | Reelect Lin Lijun as a Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7g | Reelect Wong Tung Shun Peter as a Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7h | Reelect Ng Sing Yip as a Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7i | Reelect Li Zhe as a Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7j | Reelect Guo Limin as a Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7k | Reelect Fan Mingchun as a Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7l | Elect Cheng Siu Hong as a Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7m | Reelect Zhang Hongyi as an Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7n | Reelect Chen Su as an Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7o | Reelect Xia Liping as an Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7p | Reelect Tang Yunwei as an Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7q | Reelect Lee Ka Sze Carmelo as an Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7r | Reelect Woo Ka Biu Jackson as an Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 7s | Elect Stephen Thomas Meldrum as an Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 8a | Reelect Gu Liji as an Independent Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 8b | Reelect Sun Fuxin as an Independent Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 8c | Reelect Peng Zhijian as an Independent Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 8d | Elect Lin Li as a Supervisor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706306 | NO POLICY | 1 | 9 | Approve Resolution Relating to Reviewing the Continuing Connected Transactions Conducted Between Ping An Group and Connected Banks in the Ordinary and Usual Course of Business | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 24,500 | 24,500 | ||||||||
| Totals: | 24,500 | 24,500 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Taiwan Fertilizer Co., Ltd. | 1722 | 27-Jun-12 | Taiwan | Y84171100 | Annual | 27-Apr-12 | 12,000 | 12,000 | 12,000 | 0 | Y84171100 | TW0001722007 | 6109439 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 708829 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 3 | Amend Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 708829 | NO POLICY | 1 | 5.1 | Elect Mr. Li Fu Xing, a Representative of Council of Agriculture with Shareholder No. 173116, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 5.2 | Elect Mr. Sing-Hwa Hu, a Representative of Council of Agriculture with Shareholder No. 173116, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 5.3 | Elect Mr. Lin Jian Rong, a Representative of Council of Agriculture with Shareholder No. 173116, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 5.4 | Elect Mr. Shi-Yu Li, a Representative of Council of Agriculture with Shareholder No. 173116, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 5.5 | Elect Mr. Li Cang Lang, a Representative of Council of Agriculture with Shareholder No. 173116, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 5.6 | Elect Mr. Chang-Hai Tsai with Shareholder No. 214242, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 5.7 | Elect Director No.7 | SH | Yes | None | Against | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 5.8 | Elect Mrs. Chiung-Ying Lin, a Representative of Chunghwa Post Co., Ltd. with Shareholder No. 163375, as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 5.9 | Elect Mr. Zai-Lai Chen with Shareholder No. 187092 as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 5.10 | Elect Mrs. Cai Ling Lan with Shareholder No. 265059 as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 708829 | NO POLICY | 1 | 6 | Transact Other Business (Non-Voting) | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 12,000 | 12,000 | ||||||||||||
| Totals: | 12,000 | 12,000 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Wan Hai Lines Limited | 2615 | 27-Jun-12 | Taiwan | Y9507R102 | Annual | 27-Apr-12 | 34,000 | 34,000 | 34,000 | 0 | Y9507R102 | TW0002615002 | 6932334 | N/A | ||||||||||||||||||||||
Wan Hai Lines Limited | 2615 | 27-Jun-12 | Taiwan | Y9507R102 | Annual | 27-Apr-12 | 34,000 | 34,000 | 34,000 | 0 | Y9507R102 | TW0002615002 | 6932334 | N/A | ||||||||||||||||||||||
Wan Hai Lines Limited | 2615 | 27-Jun-12 | Taiwan | Y9507R102 | Annual | 27-Apr-12 | 34,000 | 34,000 | 34,000 | 0 | Y9507R102 | TW0002615002 | 6932334 | N/A | ||||||||||||||||||||||
Wan Hai Lines Limited | 2615 | 27-Jun-12 | Taiwan | Y9507R102 | Annual | 27-Apr-12 | 34,000 | 34,000 | 34,000 | 0 | Y9507R102 | TW0002615002 | 6932334 | N/A | ||||||||||||||||||||||
Wan Hai Lines Limited | 2615 | 27-Jun-12 | Taiwan | Y9507R102 | Annual | 27-Apr-12 | 34,000 | 34,000 | 34,000 | 0 | Y9507R102 | TW0002615002 | 6932334 | N/A | ||||||||||||||||||||||
Wan Hai Lines Limited | 2615 | 27-Jun-12 | Taiwan | Y9507R102 | Annual | 27-Apr-12 | 34,000 | 34,000 | 34,000 | 0 | Y9507R102 | TW0002615002 | 6932334 | N/A | ||||||||||||||||||||||
Wan Hai Lines Limited | 2615 | 27-Jun-12 | Taiwan | Y9507R102 | Annual | 27-Apr-12 | 34,000 | 34,000 | 34,000 | 0 | Y9507R102 | TW0002615002 | 6932334 | N/A | ||||||||||||||||||||||
Wan Hai Lines Limited | 2615 | 27-Jun-12 | Taiwan | Y9507R102 | Annual | 27-Apr-12 | 34,000 | 34,000 | 34,000 | 0 | Y9507R102 | TW0002615002 | 6932334 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 718934 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 718934 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 718934 | NO POLICY | 1 | 3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 718934 | NO POLICY | 1 | 4 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 718934 | NO POLICY | 1 | 5 | Approve to Amend the Articles of Association | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 718934 | NO POLICY | 1 | 6 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 718934 | NO POLICY | 1 | 7 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 718934 | NO POLICY | 1 | 8 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | Yes | For | For | Against |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 34,000 | 34,000 | ||||||||
| Totals: | 34,000 | 34,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Chinatrust Financial Holding Co., Ltd. | 2891 | 28-Jun-12 | Taiwan | Y15093100 | Annual | 27-Apr-12 | 108,297 | 108,297 | 108,297 | 0 | Y15093100 | TW0002891009 | 6527666 | N/A | ||||||||||||||||||||||
Chinatrust Financial Holding Co., Ltd. | 2891 | 28-Jun-12 | Taiwan | Y15093100 | Annual | 27-Apr-12 | 108,297 | 108,297 | 108,297 | 0 | Y15093100 | TW0002891009 | 6527666 | N/A | ||||||||||||||||||||||
Chinatrust Financial Holding Co., Ltd. | 2891 | 28-Jun-12 | Taiwan | Y15093100 | Annual | 27-Apr-12 | 108,297 | 108,297 | 108,297 | 0 | Y15093100 | TW0002891009 | 6527666 | N/A | ||||||||||||||||||||||
Chinatrust Financial Holding Co., Ltd. | 2891 | 28-Jun-12 | Taiwan | Y15093100 | Annual | 27-Apr-12 | 108,297 | 108,297 | 108,297 | 0 | Y15093100 | TW0002891009 | 6527666 | N/A | ||||||||||||||||||||||
Chinatrust Financial Holding Co., Ltd. | 2891 | 28-Jun-12 | Taiwan | Y15093100 | Annual | 27-Apr-12 | 108,297 | 108,297 | 108,297 | 0 | Y15093100 | TW0002891009 | 6527666 | N/A | ||||||||||||||||||||||
Chinatrust Financial Holding Co., Ltd. | 2891 | 28-Jun-12 | Taiwan | Y15093100 | Annual | 27-Apr-12 | 108,297 | 108,297 | 108,297 | 0 | Y15093100 | TW0002891009 | 6527666 | N/A | ||||||||||||||||||||||
Chinatrust Financial Holding Co., Ltd. | 2891 | 28-Jun-12 | Taiwan | Y15093100 | Annual | 27-Apr-12 | 108,297 | 108,297 | 108,297 | 0 | Y15093100 | TW0002891009 | 6527666 | N/A | ||||||||||||||||||||||
Chinatrust Financial Holding Co., Ltd. | 2891 | 28-Jun-12 | Taiwan | Y15093100 | Annual | 27-Apr-12 | 108,297 | 108,297 | 108,297 | 0 | Y15093100 | TW0002891009 | 6527666 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 719950 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 719950 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 719950 | NO POLICY | 1 | 3 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 719950 | NO POLICY | 1 | 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 719950 | NO POLICY | 1 | 5 | Approve the Issuance of New Shares by Capitalization of 2011 Profit | Mgmt | Yes | For | For | For | |||||||||||||||||
| 719950 | NO POLICY | 1 | 6 | Approve to Amend the Articles of Association | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 719950 | NO POLICY | 1 | 7 | Approve Release of Restrictions of Competitive Activities of Directors and Representatives | Mgmt | Yes | For | For | For | |||||||||||||||||
| 719950 | NO POLICY | 1 | 8 | Transact Other Business | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 108,297 | 108,297 | ||||||||||||
| Totals: | 108,297 | 108,297 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
| Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Gazprom OAO | GAZP | 29-Jun-12 | Russia | X7204C106 | Annual | 10-May-12 | 20,273 | 20,273 | 20,273 | 0 | X7204C106 | RU0007661625 | B59L4L7 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 732889 | NO POLICY | 1 | Meeting for ADR Holders | Mgmt | No | |||||||||||||||||||||
| 732889 | NO POLICY | 1 | 1 | Approve Annual Report | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 2 | Approve Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 3 | Approve Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 4 | Approve Terms of Allocation of Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 6 | Approve Remuneration of Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 7 | Approve Remuneration of Members of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | Approve 115 Related-Party Transactions | Mgmt | No | |||||||||||||||||||||
| 732889 | NO POLICY | 1 | 8.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.2 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.3 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.4 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.5 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.6 | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.7 | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.8 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.9 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.12 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.13 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.14 | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.16 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.17 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.18 | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.19 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.20 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.21 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.22 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.23 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.24 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.25 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.26 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.27 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.28 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.29 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.30 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.31 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.32 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.33 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.34 | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.35 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.36 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.37 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.38 | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.39 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.40 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.41 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.42 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.43 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.44 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.45 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.46 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.47 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.48 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.50 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.51 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.52 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.53 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.56 | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.57 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.58 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.59 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.60 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.61 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.63 | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.64 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.65 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.66 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.67 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.68 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.69 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.70 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.74 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.75 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.76 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.77 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.78 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.79 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.81 | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.104 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.105 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.106 | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.107 | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.108 | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.109 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.110 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.111 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.112 | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.113 | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.114 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 8.115 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | Elect 11 Directors by Cumulative Voting | Mgmt | No | |||||||||||||||||||||
| 732889 | NO POLICY | 1 | 9.1 | Elect Andrey Akimov as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.2 | Elect Farit Gazizullin as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.3 | Elect Viktor Zubkov as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.4 | Elect Elena Karpel as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.5 | Elect Timur Kulibayev as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.6 | Elect Vitaliy Markelov as Director | Mgmt | Yes | None | Against | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.7 | Elect Viktor Martynov as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.8 | Elect Vladimir Mau as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.9 | Elect Aleksey Miller as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.10 | Elect Valery Musin as Director | Mgmt | Yes | None | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.11 | Elect Mikhail Sereda as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 9.12 | Elect Igor Yusufov as Director | Mgmt | Yes | None | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | Elect Nine Members of Audit Commission | Mgmt | No | |||||||||||||||||||||
| 732889 | NO POLICY | 1 | 10.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.2 | Elect Andrey Belobrov as Member of Audit Commission | Mgmt | Yes | For | Against | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.3 | Elect Vadim Bikulov as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.4 | Elect Aleksey Mironov as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.5 | Elect Lidiya Morozova as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.6 | Elect Anna Nesterova as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.7 | Elect Georgiy Nozadze as Member of Audit Commission | Mgmt | Yes | For | Against | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.8 | Elect Yuriy Nosov as Member of Audit Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.9 | Elect Karen Oganyan as Members of Audit Commission | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.10 | Elect Maria Tikhonova as Member of Audit Commission | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 732889 | NO POLICY | 1 | 10.11 | Elect Aleksandr Yugov as Member of Audit Commission | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Confirmed | 20,273 | 20,273 | ||||||||||||
| Totals: | 20,273 | 20,273 | ||||||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Hypermarcas S.A | HYPE3 | 29-Jun-12 | Brazil | P5230A101 | Special | 0 | 0 | 0 | 0 | P5230A101 | BRHYPEACNOR0 | B2QY968 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 729585 | NO POLICY | 1 | 1a | Approve Spin-Off Proposal | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 1b | Appoint Independent Firm to Appraise Proposed Transaction | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 1c | Approve Independent Firm’s Appraisal | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 1d | Approve Spin-Off and Cancellation of Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 1e | Amend Articles to Reflect Changes in Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 2a | Approve Company’s Restructuring Re: Brainfarma | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 2b | Appoint Independent Firm to Appraise Proposed Transaction | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 2c | Approve Independent Firm’s Appraisal | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 2d | Approve Company’s Restructuring and Issuance of Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 2e | Amend Articles to Reflect Changes in Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 3a | Amend Articles to Reflect Changes in Capital Re: Shares Issued to Serve Stock Option Plan | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 3b.1 | Amend Articles Re: Increase Number of Executive Positions | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 3b.2 | Amend Articles Re: Executive Titles | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 3c | Amend Article 27 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 3d | Amend Article 28 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 3e | Amend Articles 25 and 30 through 37 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 3f | Consolidate Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
| 729585 | NO POLICY | 1 | 4 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | EEF01 | Rejected | 0 | 0 | ||||||||||||
| Totals: | 0 | 0 | ||||||||||||||
PARAMETERS
Ballot Status(es): All ballot statuses Vote Against Filter: Include all votes Market(s): All markets Voting Policy(ies): All voting policies ADR Filter: All Markets Record date market filter: All Markets Share blocking market filter: All Markets Proponent Filter: Show all proposals Recommendation(s): All vote recommendations
Location(s): All locations
Account Group(s): All account groups
Institution Account(s): All institution accounts
Custodian Account(s): ASHMORE EMERG MARKTS EQUITY FD
Ashmore Emerging Markets Small-Cap Equity Fund
Investment Company Report
DESARROLLADORA HOMEX, S.A.B. DE C.V.
Security | 25030W100 | Meeting Type | Annual | |||
Ticker Symbol | HXM | Meeting Date | 27-Apr-2012 | |||
ISIN | US25030W1009 | Agenda | 933607004 - Management |
Item | Proposal | Type | Vote | For/Against | ||||
1. | DISCUSSION AND APPROVAL, AS THE CASE MAY BE, OF THE REPORTS THAT ARE PRESENTED BY THE BOARD OF DIRECTORS OF THE COMPANY PURSUANT TO ARTICLE 28, SECTION IV OF THE MEXICAN SECURITIES MARKET LAW AND ARTICLE 172 OF THE GENERAL LAW OF MERCANTILE ENTITIES, INCLUDING THE FINANCIAL STATEMENTS OF THE COMPANIES CONTROLLED BY IT, CORRESPONDING TO THE YEAR ENDED ON DECEMBER 31, 2011. | Management | For | For | ||||
2. | RESOLUTION ON THE ALLOCATION OF PROFITS OBTAINED IN THE MENTIONED FISCAL YEAR. | Management | For | For | ||||
3. | DISCUSSION AND APPROVAL, AS THE CASE MAY BE, OF THE MAXIMUM AMOUNT OF FUNDS THAT MAY BE ALLOCATED FOR STOCK REPURCHASE. | Management | For | For | ||||
4. | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS AND SECRETARY OF THE BOARD OF DIRECTORS OF THE COMPANY, AND DETERMINATION OF THEIR COMPENSATION. | Management | For | For | ||||
5. | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT COMMITTEE, EXECUTIVE AND OF THE CORPORATE GOVERNANCE COMMITTEE AND, IF APPROPRIATE, APPOINTMENT OF THE OTHER MEMBERS OF SUCH COMMITTEES. | Management | For | For | ||||
6. | DESIGNATION OF SPECIAL DELEGATES WHO WILL FORMALIZE AND EXECUTE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
1774700 | 1774700 | 1774700 | NORTHERN TRUST COMPANY | 12,031 | 18-Apr-2012 | 18-Apr-2012 |
Vote Summary Report
Report was run from: 7/1/11 to 6/30/12
Location(s): All locations
Institution Account(s): All institution accounts
Issuer Name | Ticker | Meeting | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Wilson Bayly Holmes-Ovcon Ltd | WBO | 09-Nov-11 | South Africa | S5923H105 | Annual | 04-Nov-11 | 7,700 | 7,700 | 7,700 | 0 | S5923H105 | ZAE000009932 | 6662404 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 673847 | NO POLICY | 1 | Ordinary Resolutions | Mgmt | No | |||||||||||||||||||||
| 673847 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | 2 | Reappoint BDO South Africa Inc as Auditors of the Company and S Shaw as the Designated Auditor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | 3.1 | Re-elect Michael Wylie as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | 3.2 | Re-elect Nomgando Matyumza as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | 3.3 | Re-elect Elia Nel as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | 4.1 | Re-elect Nomgando Matyumza as Audit Committee Chairman | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | 4.2 | Re-elect Nonhlanhla Mjoli-Mncube as Audit Committee Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | 4.3 | Re-elect James Ngobeni as Audit Committee Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | Special Resolutions | Mgmt | No | |||||||||||||||||||||
| 673847 | NO POLICY | 1 | 1 | Approve Directors’ Fees for the Year Ending 30 June 2012 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | 2 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | Continuation of Ordinary Resolutions | Mgmt | No | |||||||||||||||||||||
| 673847 | NO POLICY | 1 | 5 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 673847 | NO POLICY | 1 | 6 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 7,700 | 7,700 | ||||||||
| Totals: | 7,700 | 7,700 | ||||||||||
Issuer | Ticker | Meeting | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
China High Precision Automation Group Ltd. | 00591 | 29-Nov-11 | Cayman Islands | G21122109 | Annual | 22-Nov-11 | 642,000 | 642,000 | 642,000 | 0 | G21122109 | KYG211221091 | B4QL6N9 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
674193 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | Against | For | |||||||||||||||||
674193 | NO POLICY | 1 | 2 | Approve Final Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
674193 | NO POLICY | 1 | 3a | Reelect Zou Chong as Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
674193 | NO POLICY | 1 | 3b | Reelect Su Fang Zhong as Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
674193 | NO POLICY | 1 | 3c | Reelect Hu Guo Qing as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
674193 | NO POLICY | 1 | 3d | Reelect Chan Yuk Hui Taylor as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
674193 | NO POLICY | 1 | 3e | Authorize Board to Fix the Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
674193 | NO POLICY | 1 | 4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
674193 | NO POLICY | 1 | 4b | Authorize Share Repurchase Program | Mgmt | Yes | For | For | For | |||||||||||||||||
674193 | NO POLICY | 1 | 4c | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 642,000 | 642,000 | ||||||||
| Totals: | 642,000 | 642,000 | ||||||||||
Issuer Name | Ticker | Meeting | Country | Security | Meeting | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Tegma Gestao Logistica S.A | TGMA3 | 15-Dec-11 | Brazil | P90284103 | Special | 8,600 | 8,600 | 8,600 | 0 | P90284103 | BRTGMAACNOR7 | B1ZBDK5 | N/A | |||||||||||||||||||||||
Tegma Gestao Logistica S.A | TGMA3 | 15-Dec-11 | Brazil | P90284103 | Special | 8,600 | 8,600 | 8,600 | 0 | P90284103 | BRTGMAACNOR7 | B1ZBDK5 | N/A | |||||||||||||||||||||||
Tegma Gestao Logistica S.A | TGMA3 | 15-Dec-11 | Brazil | P90284103 | Special | 8,600 | 8,600 | 8,600 | 0 | P90284103 | BRTGMAACNOR7 | B1ZBDK5 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 681011 | NO POLICY | 1 | 1 | Approve Stock Option Plan | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 681011 | NO POLICY | 1 | 2 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 681011 | NO POLICY | 1 | 3 | Amend Article 2 to Update Addresses of Company’s New Offices | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 8,600 | 8,600 | ||||||||
| Totals: | 8,600 | 8,600 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Haitian International Holdings Ltd. | 01882 | 20-Dec-11 | Hong Kong | G4232C108 | Special | 14-Dec-11 | 255,000 | 255,000 | 255,000 | 0 | G4232C108 | KYG4232C1087 | B1L2RC2 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
680250 | NO POLICY | 1 | 1 | Approve Connected Transaction with a Related Party | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 255,000 | 255,000 | ||||||||
| Totals: | 255,000 | 255,000 | ||||||||||
Issuer Name | Ticker | Meeting | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 23-Dec-11 | Brazil | P1815Q108 | Special | 10,000 | 10,000 | 10,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 23-Dec-11 | Brazil | P1815Q108 | Special | 10,000 | 10,000 | 10,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 23-Dec-11 | Brazil | P1815Q108 | Special | 10,000 | 10,000 | 10,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 23-Dec-11 | Brazil | P1815Q108 | Special | 10,000 | 10,000 | 10,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 23-Dec-11 | Brazil | P1815Q108 | Special | 10,000 | 10,000 | 10,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 682154 | NO POLICY | 1 | 1 | Approve 2:1 Stock Split | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682154 | NO POLICY | 1 | 2a | Amend Article 5 to Reflect Change in Number of Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682154 | NO POLICY | 1 | 2b | Amend Article 6 to Reflect Increase in Authorized Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682154 | NO POLICY | 1 | 3 | Consolidate Company’s Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
| 682154 | NO POLICY | 1 | 4 | Amend Stock Option Plan | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 10,000 | 10,000 | ||||||||
| Totals: | 10,000 | 10,000 | ||||||||||
Issuer Name | Ticker | Meeting | Country | Security | Meeting | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Duratex S.A. | DTEX3 | 08-Feb-12 | Brazil | P3593G146 | Special | 9,400 | 9,400 | 9,400 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Duratex S.A. | DTEX3 | 08-Feb-12 | Brazil | P3593G146 | Special | 9,400 | 9,400 | 9,400 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
686635 | NO POLICY | 1 | 1 | Authorize Issuance of Convertible Debentures | Mgmt | Yes | For | For | For | |||||||||||||||||
686635 | NO POLICY | 1 | 2 | Amend Articles Re: Novo Mercado | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 9,400 | 9,400 | ||||||||
| Totals: | 9,400 | 9,400 | ||||||||||
Issuer Name | Ticker | Meeting | Country | Security | Meeting | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 16-Feb-12 | South Africa | S40920118 | Annual | 10-Feb-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 679181 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 2.1 | Reappoint Deloitte & Touche as Auditors of the Company | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 2.2 | Appoint Brian Escott as the Individual Designated Auditor | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 3.1.1 | Re-elect Ian Thompson as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 3.1.2 | Re-elect Richard Chauke as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 3.1.3 | Re-elect Martin Shaw as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 3.1.4 | Re-elect Maureen Lock as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 3.1.5 | Re-elect Gunter Steffens as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 3.2.1 | Elect Nerina Bodasing as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 3.2.2 | Elect Matsobane Matlwa as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 4.1 | Re-elect Martin Shaw as Audit Committee Chairman | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 4.2 | Re-elect Len Konar as Audit Committee Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 4.3 | Re-elect Gunter Steffens as Audit Committee Member | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 5 | Place Authorised but Unissued Shares under Control of Directors for Purposes of the JD Group Share Appreciation Scheme | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 679181 | NO POLICY | 1 | 6 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 7 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 679181 | NO POLICY | 1 | 8 | Authorise Directors to Effect a General Issue of Debentures, Convertible into Ordinary Shares up to Ten Percent of the Company’s Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 9 | Approve Remuneration Policy | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 10.1 | Approve Remuneration of Non-executive Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 10.2 | Mandate the Board to Determine and Pay Fair and Responsible Remuneration to the Executive Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 11 | Approve Financial Assistance to Related or Inter-related Company | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 679181 | NO POLICY | 1 | 12 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 679181 | NO POLICY | 1 | 13 | Transact Other Business | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 20,753 | 20,753 | ||||||||
| Totals: | 20,753 | 20,753 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 12-Mar-12 | Hong Kong | G2110A103 | Special | 07-Mar-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
690593 | NO POLICY | 1 | 1 | Approve Huawei IT Outsourcing Agreement and Related Annual Caps | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 770,000 | 770,000 | ||||||||
| Totals: | 770,000 | 770,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
JD Group Limited | JDG | 12-Mar-12 | South Africa | S40920118 | Special | 02-Mar-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
JD Group Limited | JDG | 12-Mar-12 | South Africa | S40920118 | Special | 02-Mar-12 | 20,753 | 20,753 | 20,753 | 0 | S40920118 | ZAE000030771 | 6479648 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
689811 | NO POLICY | 1 | 1 | Approve the Partial Offer by Steinhoff International Holdings Limited to JD Group Limited | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
689811 | NO POLICY | 1 | 2 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 20,753 | 20,753 | ||||||||
| Totals: | 20,753 | 20,753 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
DRB-Hicom Bhd. (formerly Diversified Resources) | DRBHCOM | 14-Mar-12 | Malaysia | Y21077113 | Special | 120,000 | 120,000 | 120,000 | 0 | Y21077113 | MYL1619OO005 | 6269816 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
693760 | NO POLICY | 1 | 1 | Approve Acquisition of Ordinary Shares in Proton Holdings Bhd. (Proton) from Khazanah Nasional Bhd. for a Total Cash Consideration of MYR 1.29 Billion and Mandatory Offer for All the Remaining Proton Shares | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 120,000 | 120,000 | ||||||||
| Totals: | 120,000 | 120,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Corporacion Geo S.A.B. de C.V. | GEOB | 28-Mar-12 | Mexico | P3142C117 | Annual | 20-Mar-12 | 81,100 | 81,100 | 81,100 | 0 | P3142C117 | MXP3142C1177 | 2229342 | N/A | ||||||||||||||||||||||
Corporacion Geo S.A.B. de C.V. | GEOB | 28-Mar-12 | Mexico | P3142C117 | Annual | 20-Mar-12 | 81,100 | 81,100 | 81,100 | 0 | P3142C117 | MXP3142C1177 | 2229342 | N/A | ||||||||||||||||||||||
Corporacion Geo S.A.B. de C.V. | GEOB | 28-Mar-12 | Mexico | P3142C117 | Annual | 20-Mar-12 | 81,100 | 81,100 | 81,100 | 0 | P3142C117 | MXP3142C1177 | 2229342 | N/A | ||||||||||||||||||||||
Corporacion Geo S.A.B. de C.V. | GEOB | 28-Mar-12 | Mexico | P3142C117 | Annual | 20-Mar-12 | 81,100 | 81,100 | 81,100 | 0 | P3142C117 | MXP3142C1177 | 2229342 | N/A | ||||||||||||||||||||||
Corporacion Geo S.A.B. de C.V. | GEOB | 28-Mar-12 | Mexico | P3142C117 | Annual | 20-Mar-12 | 81,100 | 81,100 | 81,100 | 0 | P3142C117 | MXP3142C1177 | 2229342 | N/A | ||||||||||||||||||||||
Corporacion Geo S.A.B. de C.V. | GEOB | 28-Mar-12 | Mexico | P3142C117 | Annual | 20-Mar-12 | 81,100 | 81,100 | 81,100 | 0 | P3142C117 | MXP3142C1177 | 2229342 | N/A | ||||||||||||||||||||||
Corporacion Geo S.A.B. de C.V. | GEOB | 28-Mar-12 | Mexico | P3142C117 | Annual | 20-Mar-12 | 81,100 | 81,100 | 81,100 | 0 | P3142C117 | MXP3142C1177 | 2229342 | N/A | ||||||||||||||||||||||
Corporacion Geo S.A.B. de C.V. | GEOB | 28-Mar-12 | Mexico | P3142C117 | Annual | 20-Mar-12 | 81,100 | 81,100 | 81,100 | 0 | P3142C117 | MXP3142C1177 | 2229342 | N/A | ||||||||||||||||||||||
Corporacion Geo S.A.B. de C.V. | GEOB | 28-Mar-12 | Mexico | P3142C117 | Annual | 20-Mar-12 | 81,100 | 81,100 | 81,100 | 0 | P3142C117 | MXP3142C1177 | 2229342 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
700335 | NO POLICY | 1 | 1 | Accept Individual and Consolidated Financial Statements and Statutory Reports, including Board Reports and Tax Report on Fiscal Obligations for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
700335 | NO POLICY | 1 | 2 | Present CEO’s and External Auditor Report; Accept Board’s Opinion on CEO’s Report | Mgmt | Yes | For | For | For | |||||||||||||||||
700335 | NO POLICY | 1 | 3 | Approve Annual Reports of Audit and Corporate Practices Committees | Mgmt | Yes | For | For | For | |||||||||||||||||
700335 | NO POLICY | 1 | 4 | Approve Allocation of Income for Fiscal Year 2011 | Mgmt | Yes | For | Against | For | |||||||||||||||||
700335 | NO POLICY | 1 | 5 | Set Maximum Nominal Amount of Share Repurchase Program | Mgmt | Yes | For | For | For | |||||||||||||||||
700335 | NO POLICY | 1 | 6 | Elect and/or Ratify Directors and Board Secretary and Deputy Secretary | Mgmt | Yes | For | For | For | |||||||||||||||||
700335 | NO POLICY | 1 | 7 | Elect Members of Audit Committee and Corporate Practices Committee; Appoint Chairman of Each Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
700335 | NO POLICY | 1 | 8 | Approve Remuneration of Members and Alternates of the Board, Secretary and Members of Audit and Corporate Practices Committees | Mgmt | Yes | For | For | For | |||||||||||||||||
700335 | NO POLICY | 1 | 9 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 81,100 | 81,100 | ||||||||
| Totals: | 81,100 | 81,100 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 29-Mar-12 | Brazil | P1815Q108 | Special | 20,000 | 20,000 | 20,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 29-Mar-12 | Brazil | P1815Q108 | Special | 20,000 | 20,000 | 20,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 29-Mar-12 | Brazil | P1815Q108 | Special | 20,000 | 20,000 | 20,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 29-Mar-12 | Brazil | P1815Q108 | Special | 20,000 | 20,000 | 20,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 29-Mar-12 | Brazil | P1815Q108 | Special | 20,000 | 20,000 | 20,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 29-Mar-12 | Brazil | P1815Q108 | Special | 20,000 | 20,000 | 20,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 29-Mar-12 | Brazil | P1815Q108 | Special | 20,000 | 20,000 | 20,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 29-Mar-12 | Brazil | P1815Q108 | Special | 20,000 | 20,000 | 20,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 29-Mar-12 | Brazil | P1815Q108 | Special | 20,000 | 20,000 | 20,000 | 0 | N/A | N/A | N/A | N/A | |||||||||||||||||||||||
Meeting ID | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
701253 | NO POLICY | 1 | 1 | Ratify Independent Firm to Appraise Proposed Transaction | Mgmt | Yes | For | For | For | |||||||||||||||||
701253 | NO POLICY | 1 | 2 | Approve Independent Firm’s Appraisal | Mgmt | Yes | For | For | For | |||||||||||||||||
701253 | NO POLICY | 1 | 3 | Approve Acquisition Agreement between the Company and Drogaria Guararapes Brasil S.A. | Mgmt | Yes | For | For | For | |||||||||||||||||
701253 | NO POLICY | 1 | 4 | Approve Acquisition of Drogaria Guararapes Brasil S.A. | Mgmt | Yes | For | For | For | |||||||||||||||||
701253 | NO POLICY | 1 | 5 | Amend Article 5 to Reflect Changes in Capital Due to Acquisition | Mgmt | Yes | For | For | For | |||||||||||||||||
701253 | NO POLICY | 1 | 6 | Amend Article 6 to Reflect Changes to the Company’s Authorized Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
701253 | NO POLICY | 1 | 7 | Amend Articles 24 and 7 | Mgmt | Yes | For | For | For | |||||||||||||||||
701253 | NO POLICY | 1 | 8 | Consolidate Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
701253 | NO POLICY | 1 | 9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 20,000 | 20,000 | ||||||||||||
| Totals: | 20,000 | 20,000 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Randon SA Implementos e Participacoes | RAPT4 | 29-Mar-12 | Brazil | P7988W103 | Annual | 25,300 | 25,300 | 25,300 | 0 | P7988W103 | BRRAPTACNPR4 | B010V49 | N/A | |||||||||||||||||||||||
Randon SA Implementos e Participacoes | RAPT4 | 29-Mar-12 | Brazil | P7988W103 | Annual | 25,300 | 25,300 | 25,300 | 0 | P7988W103 | BRRAPTACNPR4 | B010V49 | N/A | |||||||||||||||||||||||
Randon SA Implementos e Participacoes | RAPT4 | 29-Mar-12 | Brazil | P7988W103 | Annual | 25,300 | 25,300 | 25,300 | 0 | P7988W103 | BRRAPTACNPR4 | B010V49 | N/A | |||||||||||||||||||||||
Randon SA Implementos e Participacoes | RAPT4 | 29-Mar-12 | Brazil | P7988W103 | Annual | 25,300 | 25,300 | 25,300 | 0 | P7988W103 | BRRAPTACNPR4 | B010V49 | N/A | |||||||||||||||||||||||
Randon SA Implementos e Participacoes | RAPT4 | 29-Mar-12 | Brazil | P7988W103 | Annual | 25,300 | 25,300 | 25,300 | 0 | P7988W103 | BRRAPTACNPR4 | B010V49 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
700785 | NO POLICY | 1 | Preferred Shareholders Have Voting Rights for Item 3 | Mgmt | No | |||||||||||||||||||||
700785 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
700785 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
700785 | NO POLICY | 1 | 3 | Elect Fiscal Council Members | Mgmt | Yes | For | For | For | |||||||||||||||||
700785 | NO POLICY | 1 | 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 25,300 | 25,300 | ||||||||
| Totals: | 25,300 | 25,300 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Special | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Special | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Special | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Special | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Meeting ID | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
695106 | NO POLICY | 1 | 1 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
695106 | NO POLICY | 1 | 2 | Amend Articles to Reflect Changes in Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
695106 | NO POLICY | 1 | 3 | Consolidate Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
695106 | NO POLICY | 1 | 4 | Approve Acquisition of Asseama - Associacao Educacional da Amazonia | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 11,400 | 11,400 | ||||||||
| Totals: | 11,400 | 11,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 03-Apr-12 | Brazil | P3784E108 | Annual | 11,400 | 11,400 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
695108 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
695108 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
695108 | NO POLICY | 1 | 3 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | Yes | For | For | For | |||||||||||||||||
695108 | NO POLICY | 1 | 4 | Elect Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
695108 | NO POLICY | 1 | 5 | Install Fiscal Council and Elect Members and Alternates | Mgmt | Yes | For | For | For | |||||||||||||||||
695108 | NO POLICY | 1 | 6 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 11,400 | 11,400 | ||||||||
| Totals: | 11,400 | 11,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Mahle Metal Leve S.A. | LEVE3 | 10-Apr-12 | Brazil | P6528U106 | Special | 4,600 | 4,600 | 4,600 | 0 | P6528U114 | BRLEVEACNPR9 | B0HZY72 | N/A | |||||||||||||||||||||||
Mahle Metal Leve S.A. | LEVE3 | 10-Apr-12 | Brazil | P6528U106 | Special | 4,600 | 4,600 | 4,600 | 0 | P6528U114 | BRLEVEACNPR9 | B0HZY72 | N/A | |||||||||||||||||||||||
Mahle Metal Leve S.A. | LEVE3 | 10-Apr-12 | Brazil | P6528U106 | Special | 4,600 | 4,600 | 4,600 | 0 | P6528U114 | BRLEVEACNPR9 | B0HZY72 | N/A | |||||||||||||||||||||||
Meeting ID | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
704173 | NO POLICY | 1 | 1 | Approve Reverse Stock Split Followed by Stock Split | Mgmt | Yes | For | For | For | |||||||||||||||||
704173 | NO POLICY | 1 | 2 | Amend Article 5 to Reflect Changes in Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
704173 | NO POLICY | 1 | 3 | Consolidate Bylaws | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 4,600 | 4,600 | ||||||||
| Totals: | 4,600 | 4,600 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Mahle Metal Leve S.A. | LEVE3 | 10-Apr-12 | Brazil | P6528U106 | Annual | 4,600 | 4,600 | 4,600 | 0 | P6528U114 | BRLEVEACNPR9 | B0HZY72 | N/A | |||||||||||||||||||||||
Mahle Metal Leve S.A. | LEVE3 | 10-Apr-12 | Brazil | P6528U106 | Annual | 4,600 | 4,600 | 4,600 | 0 | P6528U114 | BRLEVEACNPR9 | B0HZY72 | N/A | |||||||||||||||||||||||
Mahle Metal Leve S.A. | LEVE3 | 10-Apr-12 | Brazil | P6528U106 | Annual | 4,600 | 4,600 | 4,600 | 0 | P6528U114 | BRLEVEACNPR9 | B0HZY72 | N/A | |||||||||||||||||||||||
Mahle Metal Leve S.A. | LEVE3 | 10-Apr-12 | Brazil | P6528U106 | Annual | 4,600 | 4,600 | 4,600 | 0 | P6528U114 | BRLEVEACNPR9 | B0HZY72 | N/A | |||||||||||||||||||||||
Mahle Metal Leve S.A. | LEVE3 | 10-Apr-12 | Brazil | P6528U106 | Annual | 4,600 | 4,600 | 4,600 | 0 | P6528U114 | BRLEVEACNPR9 | B0HZY72 | N/A | |||||||||||||||||||||||
Mahle Metal Leve S.A. | LEVE3 | 10-Apr-12 | Brazil | P6528U106 | Annual | 4,600 | 4,600 | 4,600 | 0 | P6528U114 | BRLEVEACNPR9 | B0HZY72 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
704174 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
704174 | NO POLICY | 1 | 2 | Approve Capital Budget | Mgmt | Yes | For | For | For | |||||||||||||||||
704174 | NO POLICY | 1 | 3 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
704174 | NO POLICY | 1 | 4 | Elect Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
704174 | NO POLICY | 1 | 5 | Elect Fiscal Council Members and Approve Their Remuneration | Mgmt | Yes | For | Against | For | |||||||||||||||||
704174 | NO POLICY | 1 | 6 | Approve Remuneration of Executive Officers and Non-Executive Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 4,600 | 4,600 | ||||||||
| Totals: | 4,600 | 4,600 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Tegma Gestao Logistica S.A | TGMA3 | 10-Apr-12 | Brazil | P90284103 | Annual | 0 | 0 | 8,600 | 0 | P90284103 | BRTGMAACNOR7 | B1ZBDK5 | N/A | |||||||||||||||||||||||
Tegma Gestao Logistica S.A | TGMA3 | 10-Apr-12 | Brazil | P90284103 | Annual | 0 | 0 | 8,600 | 0 | P90284103 | BRTGMAACNOR7 | B1ZBDK5 | N/A | |||||||||||||||||||||||
Tegma Gestao Logistica S.A | TGMA3 | 10-Apr-12 | Brazil | P90284103 | Annual | 0 | 0 | 8,600 | 0 | P90284103 | BRTGMAACNOR7 | B1ZBDK5 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
698929 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | ||||||||||||||||||
698929 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | ||||||||||||||||||
698929 | NO POLICY | 1 | 3 | Elect Fiscal Council Members and Approve Their Remuneration | Mgmt | Yes | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Uninstructed | 8,600 | 0 | ||||||||
| Totals: | 8,600 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 12-Apr-12 | Brazil | P58749105 | Annual | 8,200 | 8,200 | 8,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 12-Apr-12 | Brazil | P58749105 | Annual | 8,200 | 8,200 | 8,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 12-Apr-12 | Brazil | P58749105 | Annual | 8,200 | 8,200 | 8,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
698926 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
698926 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
698926 | NO POLICY | 1 | 3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 8,200 | 8,200 | ||||||||
| Totals: | 8,200 | 8,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 13-Apr-12 | Brazil | P3784E108 | Special | 0 | 0 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Estacio Participacoes SA | ESTC3 | 13-Apr-12 | Brazil | P3784E108 | Special | 0 | 0 | 11,400 | 0 | P3784E108 | BRESTCACNOR5 | B23PBF7 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
710450 | NO POLICY | 1 | 1 | Amend Articles | Mgmt | Yes | For | For | ||||||||||||||||||
710450 | NO POLICY | 1 | 2 | Consolidate Bylaws | Mgmt | Yes | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Uninstructed | 11,400 | 0 | ||||||||
| Totals: | 11,400 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Brookfield Incorporacoes SA | BISA3 | 17-Apr-12 | Brazil | P1901G105 | Annual | 21,400 | 21,400 | 21,400 | 0 | P18156102 | BRBISAACNOR8 | B1FY4S9 | N/A | |||||||||||||||||||||||
Brookfield Incorporacoes SA | BISA3 | 17-Apr-12 | Brazil | P1901G105 | Annual | 21,400 | 21,400 | 21,400 | 0 | P18156102 | BRBISAACNOR8 | B1FY4S9 | N/A | |||||||||||||||||||||||
Brookfield Incorporacoes SA | BISA3 | 17-Apr-12 | Brazil | P1901G105 | Annual | 21,400 | 21,400 | 21,400 | 0 | P18156102 | BRBISAACNOR8 | B1FY4S9 | N/A | |||||||||||||||||||||||
Brookfield Incorporacoes SA | BISA3 | 17-Apr-12 | Brazil | P1901G105 | Annual | 21,400 | 21,400 | 21,400 | 0 | P18156102 | BRBISAACNOR8 | B1FY4S9 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
702648 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
702648 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
702648 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
702648 | NO POLICY | 1 | 4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 21,400 | 21,400 | ||||||||
| Totals: | 21,400 | 21,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 18-Apr-12 | Brazil | P3904U107 | Annual | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 18-Apr-12 | Brazil | P3904U107 | Annual | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 18-Apr-12 | Brazil | P3904U107 | Annual | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 18-Apr-12 | Brazil | P3904U107 | Annual | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
702091 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
702091 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | Against | For | |||||||||||||||||
702091 | NO POLICY | 1 | 3 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | Yes | For | For | For | |||||||||||||||||
702091 | NO POLICY | 1 | 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 28,100 | 28,100 | ||||||||
| Totals: | 28,100 | 28,100 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Marisa Lojas SA | AMAR3 | 19-Apr-12 | Brazil | P6462B106 | Annual | 9,800 | 9,800 | 9,800 | 0 | P6S62B100 | BRAMARACNOR4 | B3V89C8 | N/A | |||||||||||||||||||||||
Marisa Lojas SA | AMAR3 | 19-Apr-12 | Brazil | P6462B106 | Annual | 9,800 | 9,800 | 9,800 | 0 | P6S62B100 | BRAMARACNOR4 | B3V89C8 | N/A | |||||||||||||||||||||||
Marisa Lojas SA | AMAR3 | 19-Apr-12 | Brazil | P6462B106 | Annual | 9,800 | 9,800 | 9,800 | 0 | P6S62B100 | BRAMARACNOR4 | B3V89C8 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
702246 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
702246 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
702246 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 9,800 | 9,800 | ||||||||
| Totals: | 9,800 | 9,800 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Marisa Lojas SA | AMAR3 | 19-Apr-12 | Brazil | P6462B106 | Special | 9,800 | 9,800 | 9,800 | 0 | P6S62B100 | BRAMARACNOR4 | B3V89C8 | N/A | |||||||||||||||||||||||
Marisa Lojas SA | AMAR3 | 19-Apr-12 | Brazil | P6462B106 | Special | 9,800 | 9,800 | 9,800 | 0 | P6S62B100 | BRAMARACNOR4 | B3V89C8 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
710380 | NO POLICY | 1 | 1 | Approve Remuneration of Executive Officers and Non-Executive Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
710380 | NO POLICY | 1 | 2 | Amend Articles Re: Novo Mercado Regulations, Changes in Capital, and Committees | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 9,800 | 9,800 | ||||||||
| Totals: | 9,800 | 9,800 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Amata Corporation Public Co Ltd | AMATA | 20-Apr-12 | Thailand | Y0099Y159 | Annual | 23-Mar-12 | 0 | 0 | 0 | 0 | Y0099Y159 | TH0617A10Z08 | 6592954 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
691037 | NO POLICY | 1 | 1 | Approve Minutes of Previous Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
691037 | NO POLICY | 1 | 2 | Acknowledge Annual Report and Directors’ Report | Mgmt | Yes | For | For | For | |||||||||||||||||
691037 | NO POLICY | 1 | 3 | Accept Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
691037 | NO POLICY | 1 | 4 | Approve Allocation of Income and Dividend of THB 0.40 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
691037 | NO POLICY | 1 | 5.1 | Elect Wissanu Krea-Ngam as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
691037 | NO POLICY | 1 | 5.2 | Elect Chackchai Panichapat as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
691037 | NO POLICY | 1 | 5.3 | Elect Viboon Kromadit as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
691037 | NO POLICY | 1 | 6 | Approve Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
691037 | NO POLICY | 1 | 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
691037 | NO POLICY | 1 | 8 | Other Business | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 0 | 0 | ||||||||
| Totals: | 0 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Grupo Kuo S.A.B. de C.V. | KUOB | 23-Apr-12 | Mexico | P4954B106 | Annual/Special | 150,000 | 150,000 | 150,000 | 0 | P4954B106 | MX01KU000012 | B0SL8F5 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
699349 | NO POLICY | 1 | Only Holders of A and B Shares Are Entitled to Vote | Mgmt | No | |||||||||||||||||||||
699349 | NO POLICY | 1 | Annual Meeting Agenda | Mgmt | No | |||||||||||||||||||||
699349 | NO POLICY | 1 | 1 | Accept Statutory Reports and Opinion for Fiscal Year 2011 in Accordance with Article 28 of Mexican Securities Law | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | 2 | Approve Discharge of Directors, CEO and Committee Members for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | 3 | Accept Financial Statements and Statutory Reports for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | 4 | Approve Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | Extraordinary Meeting Agenda - Item 5 | Mgmt | No | |||||||||||||||||||||
699349 | NO POLICY | 1 | 5 | Approve Capital Reduction in Connection with Cash Distribution; Amend Article 6 of Company Bylaws | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | 6 | Present Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | 7 | Elect Directors; Committee Members and Respective Chairmen | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | 8 | Approve Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | 9 | Accept Board Report on Compliance to Article 60 on General Character Applicable to Issuances of Securities Issued by National Banking and Securities Commission | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | 10 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
699349 | NO POLICY | 1 | 11 | Approve Minutes of Meeting | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 150,000 | 150,000 | ||||||||
| Totals: | 150,000 | 150,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Dynasty Ceramic Public Co Ltd | DCC | 24-Apr-12 | Thailand | Y2185G134 | Annual | 08-Mar-12 | 58,600 | 58,600 | 58,600 | 0 | Y2185G134 | TH0278010Z02 | 6547750 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
691786 | NO POLICY | 1 | 1 | Approve Minutes of Previous Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
691786 | NO POLICY | 1 | 2 | Acknowledge Directors’ Report | Mgmt | Yes | For | For | For | |||||||||||||||||
691786 | NO POLICY | 1 | 3 | Approve Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
691786 | NO POLICY | 1 | 4 | Approve Interim Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
691786 | NO POLICY | 1 | 5 | Approve Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
691786 | NO POLICY | 1 | 6.1 | Elect Yothin Juangbhanich as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
691786 | NO POLICY | 1 | 6.2 | Elect Chaiyasith Viriyametakul as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
691786 | NO POLICY | 1 | 6.3 | Elect Chana Suthiwangcharoen as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
691786 | NO POLICY | 1 | 7 | Approve Remuneration of Directors | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
691786 | NO POLICY | 1 | 8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
691786 | NO POLICY | 1 | 9 | Other Business | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 58,600 | 58,600 | ||||||||
| Totals: | 58,600 | 58,600 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Special | 9,400 | 9,400 | 9,400 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Special | 9,400 | 9,400 | 9,400 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
704965 | NO POLICY | 1 | 1 | Amend Articles | Mgmt | Yes | For | For | For | |||||||||||||||||
704965 | NO POLICY | 1 | 2 | Amend Stock Option Plan | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 9,400 | 9,400 | ||||||||
| Totals: | 9,400 | 9,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Annual | 9,400 | 9,400 | 9,400 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Annual | 9,400 | 9,400 | 9,400 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Annual | 9,400 | 9,400 | 9,400 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Duratex S.A. | DTEX3 | 25-Apr-12 | Brazil | P3593G146 | Annual | 9,400 | 9,400 | 9,400 | 0 | P3593G146 | BRDTEXACNOR3 | B27WY88 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
704966 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
704966 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
704966 | NO POLICY | 1 | 3 | Fix Board Size and Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
704966 | NO POLICY | 1 | 4 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 9,400 | 9,400 | ||||||||
| Totals: | 9,400 | 9,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Saraiva S.A. Livreiros Editores | SLED4 | 25-Apr-12 | Brazil | P8515A192 | Annual | 4,200 | 4,200 | 4,200 | 0 | P8515A192 | BRSLEDACNPR7 | 2965141 | N/A | |||||||||||||||||||||||
Saraiva S.A. Livreiros Editores | SLED4 | 25-Apr-12 | Brazil | P8515A192 | Annual | 4,200 | 4,200 | 4,200 | 0 | P8515A192 | BRSLEDACNPR7 | 2965141 | N/A | |||||||||||||||||||||||
Saraiva S.A. Livreiros Editores | SLED4 | 25-Apr-12 | Brazil | P8515A192 | Annual | 4,200 | 4,200 | 4,200 | 0 | P8515A192 | BRSLEDACNPR7 | 2965141 | N/A | |||||||||||||||||||||||
Saraiva S.A. Livreiros Editores | SLED4 | 25-Apr-12 | Brazil | P8515A192 | Annual | 4,200 | 4,200 | 4,200 | 0 | P8515A192 | BRSLEDACNPR7 | 2965141 | N/A | |||||||||||||||||||||||
Saraiva S.A. Livreiros Editores | SLED4 | 25-Apr-12 | Brazil | P8515A192 | Annual | 4,200 | 4,200 | 4,200 | 0 | P8515A192 | BRSLEDACNPR7 | 2965141 | N/A | |||||||||||||||||||||||
Saraiva S.A. Livreiros Editores | SLED4 | 25-Apr-12 | Brazil | P8515A192 | Annual | 4,200 | 4,200 | 4,200 | 0 | P8515A192 | BRSLEDACNPR7 | 2965141 | N/A | |||||||||||||||||||||||
Saraiva S.A. Livreiros Editores | SLED4 | 25-Apr-12 | Brazil | P8515A192 | Annual | 4,200 | 4,200 | 4,200 | 0 | P8515A192 | BRSLEDACNPR7 | 2965141 | N/A | |||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
705424 | NO POLICY | 1 | Preferred Shareholders Have Voting Rights on Item 5 | Mgmt | No | |||||||||||||||||||||
705424 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | None | |||||||||||||||||
705424 | NO POLICY | 1 | 2 | Approve Profit Sharing Compensation | Mgmt | Yes | For | Against | None | |||||||||||||||||
705424 | NO POLICY | 1 | 3 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | None | |||||||||||||||||
705424 | NO POLICY | 1 | 4 | Approve Dividend Payment Date | Mgmt | Yes | For | For | None | |||||||||||||||||
705424 | NO POLICY | 1 | 5 | Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
705424 | NO POLICY | 1 | 6 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | Against | None |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 4,200 | 4,200 | ||||||||
| Totals: | 4,200 | 4,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Sonae Sierra Brasil SA | SSBR3 | 25-Apr-12 | Brazil | P8731D103 | Annual | 3,900 | 3,900 | 3,900 | 0 | N/A | BRSSBRACNOR1 | B67HNG2 | N/A | |||||||||||||||||||||||
Sonae Sierra Brasil SA | SSBR3 | 25-Apr-12 | Brazil | P8731D103 | Annual | 3,900 | 3,900 | 3,900 | 0 | N/A | BRSSBRACNOR1 | B67HNG2 | N/A | |||||||||||||||||||||||
Sonae Sierra Brasil SA | SSBR3 | 25-Apr-12 | Brazil | P8731D103 | Annual | 3,900 | 3,900 | 3,900 | 0 | N/A | BRSSBRACNOR1 | B67HNG2 | N/A | |||||||||||||||||||||||
Sonae Sierra Brasil SA | SSBR3 | 25-Apr-12 | Brazil | P8731D103 | Annual | 3,900 | 3,900 | 3,900 | 0 | N/A | BRSSBRACNOR1 | B67HNG2 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 705351 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705351 | NO POLICY | 1 | 2 | Approve Capital Budget and Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705351 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 705351 | NO POLICY | 1 | 4 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 3,900 | 3,900 | ||||||||
| Totals: | 3,900 | 3,900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Sonae Sierra Brasil SA | SSBR3 | 25-Apr-12 | Brazil | P8731D103 | Special | 3,900 | 3,900 | 3,900 | 0 | N/A | BRSSBRACNOR1 | B67HNG2 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS Rec | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 712641 | NO POLICY | 1 | 1 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 3,900 | 3,900 | ||||||||
| Totals: | 3,900 | 3,900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Cia. Hering | HGTX3 | 26-Apr-12 | Brazil | P50753105 | Annual | 4,600 | 4,600 | 4,600 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Cia. Hering | HGTX3 | 26-Apr-12 | Brazil | P50753105 | Annual | 4,600 | 4,600 | 4,600 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Cia. Hering | HGTX3 | 26-Apr-12 | Brazil | P50753105 | Annual | 4,600 | 4,600 | 4,600 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Cia. Hering | HGTX3 | 26-Apr-12 | Brazil | P50753105 | Annual | 4,600 | 4,600 | 4,600 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 706904 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706904 | NO POLICY | 1 | 2 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706904 | NO POLICY | 1 | 3 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706904 | NO POLICY | 1 | 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Advisory Council Members | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 4,600 | 4,600 | ||||||||
| Totals: | 4,600 | 4,600 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 26-Apr-12 | Brazil | P58749105 | Special | 8,200 | 8,200 | 8,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 26-Apr-12 | Brazil | P58749105 | Special | 8,200 | 8,200 | 8,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Iochpe Maxion S.A. | MYPK3 | 26-Apr-12 | Brazil | P58749105 | Special | 8,200 | 8,200 | 8,200 | 0 | P58749105 | BRMYPKACNOR7 | B06YX28 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 700410 | NO POLICY | 1 | 1 | Authorize Capitalization of Reserves Without Issuance of New Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 700410 | NO POLICY | 1 | 2 | Amend Articles Re: Audit Committee | Mgmt | Yes | For | For | For | |||||||||||||||||
| 700410 | NO POLICY | 1 | 3 | Amend Articles 8, 49, and 58 | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 8,200 | 8,200 | ||||||||
| Totals: | 8,200 | 8,200 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Annual | 3,900 | 3,900 | 3,900 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Annual | 3,900 | 3,900 | 3,900 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Annual | 3,900 | 3,900 | 3,900 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Annual | 3,900 | 3,900 | 3,900 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 705410 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705410 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705410 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705410 | NO POLICY | 1 | 4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Instructed | 3,900 | 3,900 | ||||||||||||
| Totals: | 3,900 | 3,900 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Special | 3,900 | 3,900 | 3,900 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Ogx Petroleo E Gas Participacoes S.A | OGXP3 | 26-Apr-12 | Brazil | P7356Y103 | Special | 3,900 | 3,900 | 3,900 | 0 | P7356Y103 | BROGXPACNOR3 | B19RPM5 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 705411 | NO POLICY | 1 | 1 | Amend Article 5 to Reflect Changes in Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 705411 | NO POLICY | 1 | 2 | Approve Guarantees for Loan Agreements | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Instructed | 3,900 | 3,900 | ||||||||||||
| Totals: | 3,900 | 3,900 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Supalai Public Co Ltd | SPALI | 27-Apr-12 | Thailand | Y8309K182 | Annual | 27-Mar-12 | 293,100 | 293,100 | 293,100 | 0 | Y8309K182 | TH0371010Z05 | 6554697 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 701057 | NO POLICY | 1 | 1 | Approve Minutes of Previous Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 701057 | NO POLICY | 1 | 2 | Acknowledge Performance Report and Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 701057 | NO POLICY | 1 | 3 | Approve Allocation of Income and Dividend of THB 0.65 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 701057 | NO POLICY | 1 | 4.1 | Elect Prakit Pradipasen as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 701057 | NO POLICY | 1 | 4.2 | Elect Prateep Tangmatitham as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 701057 | NO POLICY | 1 | 4.3 | Elect Prasas Tangmatitam as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 701057 | NO POLICY | 1 | 4.4 | Elect Tritecha Tangmatitham as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 701057 | NO POLICY | 1 | 5 | Approve Remuneration of Directors | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 701057 | NO POLICY | 1 | 6 | Approve Ernst and Young Office Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 701057 | NO POLICY | 1 | 7 | Other Business | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 293,100 | 293,100 | ||||||||||||
| Totals: | 293,100 | 293,100 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 22,599 | 22,599 | 22,599 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 22,599 | 22,599 | 22,599 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 22,599 | 22,599 | 22,599 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 22,599 | 22,599 | 22,599 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Suzano Papel e Celulose S.A. | SUZB5 | 27-Apr-12 | Brazil | P06768165 | Annual | 22,599 | 22,599 | 22,599 | 0 | P06768165 | BRSUZBACNPA3 | B02GKF0 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 706743 | NO POLICY | 1 | Preferred Shareholders Have Voting Rights on Item 3. | Mgmt | No | |||||||||||||||||||||
| 706743 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | None | |||||||||||||||||
| 706743 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | None | |||||||||||||||||
| 706743 | NO POLICY | 1 | 3 | Elect Fiscal Council Members and Approve their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706743 | NO POLICY | 1 | 4 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | Against | None |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 22,599 | 22,599 | ||||||||
| Totals: | 22,599 | 22,599 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
TV Azteca S.A.B. de C.V. | N/A | 27-Apr-12 | Mexico | P9423U163 | Annual | 164,000 | 164,000 | 164,000 | 0 | P9423F109 | MX01AZ060013 | 2096911 | N/A | |||||||||||||||||||||||
TV Azteca S.A.B. de C.V. | N/A | 27-Apr-12 | Mexico | P9423U163 | Annual | 164,000 | 164,000 | 164,000 | 0 | P9423F109 | MX01AZ060013 | 2096911 | N/A | |||||||||||||||||||||||
TV Azteca S.A.B. de C.V. | N/A | 27-Apr-12 | Mexico | P9423U163 | Annual | 164,000 | 164,000 | 164,000 | 0 | P9423F109 | MX01AZ060013 | 2096911 | N/A | |||||||||||||||||||||||
TV Azteca S.A.B. de C.V. | N/A | 27-Apr-12 | Mexico | P9423U163 | Annual | 164,000 | 164,000 | 164,000 | 0 | P9423F109 | MX01AZ060013 | 2096911 | N/A | |||||||||||||||||||||||
TV Azteca S.A.B. de C.V. | N/A | 27-Apr-12 | Mexico | P9423U163 | Annual | 164,000 | 164,000 | 164,000 | 0 | P9423F109 | MX01AZ060013 | 2096911 | N/A | |||||||||||||||||||||||
TV Azteca S.A.B. de C.V. | N/A | 27-Apr-12 | Mexico | P9423U163 | Annual | 164,000 | 164,000 | 164,000 | 0 | P9423F109 | MX01AZ060013 | 2096911 | N/A | |||||||||||||||||||||||
TV Azteca S.A.B. de C.V. | N/A | 27-Apr-12 | Mexico | P9423U163 | Annual | 164,000 | 164,000 | 164,000 | 0 | P9423F109 | MX01AZ060013 | 2096911 | N/A | |||||||||||||||||||||||
TV Azteca S.A.B. de C.V. | N/A | 27-Apr-12 | Mexico | P9423U163 | Annual | 164,000 | 164,000 | 164,000 | 0 | P9423F109 | MX01AZ060013 | 2096911 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 687476 | NO POLICY | 1 | Class A Shares and CPO Holders Who are Mexican Nationals Have Voting Rights | Mgmt | No | |||||||||||||||||||||
| 687476 | NO POLICY | 1 | 1 | Approve Board’s Report, Audit Committee Report and CEO’s Report for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 687476 | NO POLICY | 1 | 2 | Accept Financial Statements and Allocation of Income for Fiscal Year 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 687476 | NO POLICY | 1 | 3 | Approve Dividend Payment for Class D-A Shares and Class D-L Shares | Mgmt | Yes | For | For | For | |||||||||||||||||
| 687476 | NO POLICY | 1 | 4 | Set Maximum Nominal Amount of Share Repurchase for Fiscal Year 2012 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 687476 | NO POLICY | 1 | 5 | Elect or Ratify Directors, Chairman and Members of Audit Committee, and Secretary; Fix Their Respective Remuneration | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 687476 | NO POLICY | 1 | 6 | Present Report on Compliance with Fiscal Obligations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 687476 | NO POLICY | 1 | 7 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 164,000 | 164,000 | ||||||||
| Totals: | 164,000 | 164,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Banco ABC Brasil S.A. | ABCB4 | 30-Apr-12 | Brazil | P0763M135 | Annual | 36,400 | 36,400 | 36,400 | 0 | P0763M135 | BRABCBACNPR4 | B23DMP8 | N/A | |||||||||||||||||||||||
Banco ABC Brasil S.A. | ABCB4 | 30-Apr-12 | Brazil | P0763M135 | Annual | 36,400 | 36,400 | 36,400 | 0 | P0763M135 | BRABCBACNPR4 | B23DMP8 | N/A | |||||||||||||||||||||||
Banco ABC Brasil S.A. | ABCB4 | 30-Apr-12 | Brazil | P0763M135 | Annual | 36,400 | 36,400 | 36,400 | 0 | P0763M135 | BRABCBACNPR4 | B23DMP8 | N/A | |||||||||||||||||||||||
Banco ABC Brasil S.A. | ABCB4 | 30-Apr-12 | Brazil | P0763M135 | Annual | 36,400 | 36,400 | 36,400 | 0 | P0763M135 | BRABCBACNPR4 | B23DMP8 | N/A | |||||||||||||||||||||||
Banco ABC Brasil S.A. | ABCB4 | 30-Apr-12 | Brazil | P0763M135 | Annual | 36,400 | 36,400 | 36,400 | 0 | P0763M135 | BRABCBACNPR4 | B23DMP8 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 714565 | NO POLICY | 1 | Preferred Shareholders Have Voting Rights on Item 3 | Mgmt | No | |||||||||||||||||||||
| 714565 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714565 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714565 | NO POLICY | 1 | 3 | Elect Directors | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 714565 | NO POLICY | 1 | 4 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 36,400 | 36,400 | ||||||||
| Totals: | 36,400 | 36,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 30-Apr-12 | Brazil | P1815Q108 | Annual | 20,000 | 20,000 | 20,000 | 0 | N/A | BRBPHAACNOR6 | B3Q1YB6 | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 30-Apr-12 | Brazil | P1815Q108 | Annual | 20,000 | 20,000 | 20,000 | 0 | N/A | BRBPHAACNOR6 | B3Q1YB6 | N/A | |||||||||||||||||||||||
Brazil Pharma SA | BPHA3 | 30-Apr-12 | Brazil | P1815Q108 | Annual | 20,000 | 20,000 | 20,000 | 0 | N/A | BRBPHAACNOR6 | B3Q1YB6 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 711847 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711847 | NO POLICY | 1 | 2 | Approve Allocation of Income and Dividends | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711847 | NO POLICY | 1 | 3 | Approve Remuneration of Company’s Management | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 20,000 | 20,000 | ||||||||
| Totals: | 20,000 | 20,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Industrias CH S.A.B. de C.V. | ICHB | 30-Apr-12 | Mexico | P52413138 | Annual | 34,300 | 34,300 | 34,300 | 0 | P52413138 | MXP524131127 | 2454810 | N/A | |||||||||||||||||||||||
Industrias CH S.A.B. de C.V. | ICHB | 30-Apr-12 | Mexico | P52413138 | Annual | 34,300 | 34,300 | 34,300 | 0 | P52413138 | MXP524131127 | 2454810 | N/A | |||||||||||||||||||||||
Industrias CH S.A.B. de C.V. | ICHB | 30-Apr-12 | Mexico | P52413138 | Annual | 34,300 | 34,300 | 34,300 | 0 | P52413138 | MXP524131127 | 2454810 | N/A | |||||||||||||||||||||||
Industrias CH S.A.B. de C.V. | ICHB | 30-Apr-12 | Mexico | P52413138 | Annual | 34,300 | 34,300 | 34,300 | 0 | P52413138 | MXP524131127 | 2454810 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 687477 | NO POLICY | 1 | 1 | Present Individual and Consolidated Financial Statements for Fiscal Year 2011; Present CEO’s, Board of Directors’, Audit and Corporate Practices Committee’s, Share Repurchase, and Tax Obligation Compliance Reports; Discharge of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 687477 | NO POLICY | 1 | 2 | Approve Allocation of Income and Set Aggregate Nominal Amount for Share Repurchase Reserve | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 687477 | NO POLICY | 1 | 3 | Elect or Ratify Directors, Executive Committee Members, Audit and Corporate Practice Committee Members, and Board Secretary; Approve Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 687477 | NO POLICY | 1 | 4 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 34,300 | 34,300 | ||||||||
| Totals: | 34,300 | 34,300 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Even Construtora Incorporadora S.A | EVEN3 | 03-May-12 | Brazil | P3904U107 | Special | 28,100 | 28,100 | 28,100 | 0 | P3904U107 | BREVENACNOR8 | B1VD2Z3 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 709195 | NO POLICY | 1 | 1 | Amend Corporate Purpose | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 2 | Amend Article 12 Re: Board of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 3.1 | Amend Article 22 Re: Executive Officers | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 3.2 | Amend Articles 22 and 29 Re: Executive Officers | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.1 | Amend Article1 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.2 | Amend Article 5 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.3 | Amend Article 9 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.4 | Amend Article11 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.5 | Amend Article 12 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.6 | Amend Article 20 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.7 | Amend Article 31 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.8 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.9 | Amend Article 50 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.10 | Amend Previous Article 51 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.11 | Amend Previous Article 52 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.12 | Amend Previous Article 53 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.13 | Amend Previous Article 55 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 4.14 | Amend Articles Re: Renumbering of Articles | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709195 | NO POLICY | 1 | 5 | Consolidate Bylaws | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 28,100 | 28,100 | ||||||||
| Totals: | 28,100 | 28,100 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Brookfield Incorporacoes SA | BISA3 | 04-May-12 | Brazil | P1901G105 | Special | 21,400 | 21,400 | 21,400 | 0 | P18156102 | BRBISAACNOR8 | B1FY4S9 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 703340 | NO POLICY | 1 | 1 | Amend Article 5 to Reflect Changes in Capital Resulting from Cancellation of 15 Million Shares | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Sent | 21,400 | 21,400 | ||||||||
| Totals: | 21,400 | 21,400 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Cia. Hering | HGTX3 | 10-May-12 | Brazil | P50753105 | Special | 4,600 | 4,600 | 4,600 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Cia. Hering | HGTX3 | 10-May-12 | Brazil | P50753105 | Special | 4,600 | 4,600 | 4,600 | 0 | P50753105 | BRHGTXACNOR9 | B010V16 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 706905 | NO POLICY | 1 | 1 | Amend Articles Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For | |||||||||||||||||
| 706905 | NO POLICY | 1 | 2 | Consolidate Bylaws | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 4,600 | 4,600 | ||||||||
| Totals: | 4,600 | 4,600 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Petrominerales Ltd. | PMG | 10-May-12 | Canada | 71673R107 | Annual | 02-Apr-12 | 4,885 | 4,885 | 4,885 | 0 | 71673R107 | CA71673R1073 | B3QC1K7 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 702962 | NO POLICY | 1 | 1.1 | Elect Director Alastair Macdonald | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702962 | NO POLICY | 1 | 1.2 | Elect Director Kenneth R. McKinnon | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702962 | NO POLICY | 1 | 1.3 | Elect Director Jerald L. Oaks | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702962 | NO POLICY | 1 | 1.4 | Elect Director Ernesto Sarpi | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702962 | NO POLICY | 1 | 1.5 | Elect Director Enrique Umana-Valenzuela | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702962 | NO POLICY | 1 | 1.6 | Elect Director John D. Wright | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702962 | NO POLICY | 1 | 1.7 | Elect Director Geir Ytreland | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702962 | NO POLICY | 1 | 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702962 | NO POLICY | 1 | 3 | Amend Stock Option Plan | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702962 | NO POLICY | 1 | 4 | Re-approve Stock Option Plan | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 4,885 | 4,885 | ||||||||
| Totals: | 4,885 | 4,885 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
PT PP London Sumatra Indonesia Tbk | LSIP | 10-May-12 | Indonesia | Y7137X101 | Annual/Special | 24-Apr-12 | 532,500 | 532,500 | 532,500 | 0 | Y7134L134 | ID1000082407 | 6535670 | N/A | ||||||||||||||||||||||
PT PP London Sumatra Indonesia Tbk | LSIP | 10-May-12 | Indonesia | Y7137X101 | Annual/Special | 24-Apr-12 | 532,500 | 532,500 | 532,500 | 0 | Y7134L134 | ID1000082407 | 6535670 | N/A | ||||||||||||||||||||||
PT PP London Sumatra Indonesia Tbk | LSIP | 10-May-12 | Indonesia | Y7137X101 | Annual/Special | 24-Apr-12 | 532,500 | 532,500 | 532,500 | 0 | Y7134L134 | ID1000082407 | 6535670 | N/A | ||||||||||||||||||||||
PT PP London Sumatra Indonesia Tbk | LSIP | 10-May-12 | Indonesia | Y7137X101 | Annual/Special | 24-Apr-12 | 532,500 | 532,500 | 532,500 | 0 | Y7134L134 | ID1000082407 | 6535670 | N/A | ||||||||||||||||||||||
PT PP London Sumatra Indonesia Tbk | LSIP | 10-May-12 | Indonesia | Y7137X101 | Annual/Special | 24-Apr-12 | 532,500 | 532,500 | 532,500 | 0 | Y7134L134 | ID1000082407 | 6535670 | N/A | ||||||||||||||||||||||
PT PP London Sumatra Indonesia Tbk | LSIP | 10-May-12 | Indonesia | Y7137X101 | Annual/Special | 24-Apr-12 | 532,500 | 532,500 | 532,500 | 0 | Y7134L134 | ID1000082407 | 6535670 | N/A | ||||||||||||||||||||||
PT PP London Sumatra Indonesia Tbk | LSIP | 10-May-12 | Indonesia | Y7137X101 | Annual/Special | 24-Apr-12 | 532,500 | 532,500 | 532,500 | 0 | Y7134L134 | ID1000082407 | 6535670 | N/A | ||||||||||||||||||||||
PT PP London Sumatra Indonesia Tbk | LSIP | 10-May-12 | Indonesia | Y7137X101 | Annual/Special | 24-Apr-12 | 532,500 | 532,500 | 532,500 | 0 | Y7134L134 | ID1000082407 | 6535670 | N/A | ||||||||||||||||||||||
PT PP London Sumatra Indonesia Tbk | LSIP | 10-May-12 | Indonesia | Y7137X101 | Annual/Special | 24-Apr-12 | 532,500 | 532,500 | 532,500 | 0 | Y7134L134 | ID1000082407 | 6535670 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 710126 | NO POLICY | 1 | Annual General Meeting | Mgmt | No | |||||||||||||||||||||
| 710126 | NO POLICY | 1 | 1 | Accept Directors’ Report | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710126 | NO POLICY | 1 | 2 | Accept Annual Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710126 | NO POLICY | 1 | 3 | Approve Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710126 | NO POLICY | 1 | 4 | Elect Directors and Commissioners | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 710126 | NO POLICY | 1 | 5 | Approve Remuneration of Directors and Commissioners | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710126 | NO POLICY | 1 | 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 710126 | NO POLICY | 1 | Extraorindary General Meeting | Mgmt | No | |||||||||||||||||||||
| 710126 | NO POLICY | 1 | 1 | Amend Articles of Association | Mgmt | Yes | For | Against | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 532,500 | 532,500 | ||||||||
| Totals: | 532,500 | 532,500 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Trinity Ltd. | 00891 | 11-May-12 | Hong Kong | G90624100 | Annual | 10-May-12 | 312,000 | 312,000 | 312,000 | 0 | G90624100 | BMG906241002 | B5497Y0 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 709288 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 2 | Declare Final Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 3a | Reelect Jose Hosea Cheng Hor Yin as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 3b | Reelect Cassian Cheung Ka Sing as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 3c | Reelect Eva Li Kam Fun as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 3d | Reelect Patrick Sun as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 3e | Reelect Wong Yat Ming as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 4 | Reappoint PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 709288 | NO POLICY | 1 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 312,000 | 312,000 | ||||||||
| Totals: | 312,000 | 312,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
PT AKR Corporindo Tbk | AKRA | 15-May-12 | Indonesia | Y71161163 | Annual/Special | 27-Apr-12 | 160,000 | 160,000 | 160,000 | 0 | Y71161163 | ID1000106701 | 6048156 | N/A | ||||||||||||||||||||||
PT AKR Corporindo Tbk | AKRA | 15-May-12 | Indonesia | Y71161163 | Annual/Special | 27-Apr-12 | 160,000 | 160,000 | 160,000 | 0 | Y71161163 | ID1000106701 | 6048156 | N/A | ||||||||||||||||||||||
PT AKR Corporindo Tbk | AKRA | 15-May-12 | Indonesia | Y71161163 | Annual/Special | 27-Apr-12 | 160,000 | 160,000 | 160,000 | 0 | Y71161163 | ID1000106701 | 6048156 | N/A | ||||||||||||||||||||||
PT AKR Corporindo Tbk | AKRA | 15-May-12 | Indonesia | Y71161163 | Annual/Special | 27-Apr-12 | 160,000 | 160,000 | 160,000 | 0 | Y71161163 | ID1000106701 | 6048156 | N/A | ||||||||||||||||||||||
PT AKR Corporindo Tbk | AKRA | 15-May-12 | Indonesia | Y71161163 | Annual/Special | 27-Apr-12 | 160,000 | 160,000 | 160,000 | 0 | Y71161163 | ID1000106701 | 6048156 | N/A | ||||||||||||||||||||||
PT AKR Corporindo Tbk | AKRA | 15-May-12 | Indonesia | Y71161163 | Annual/Special | 27-Apr-12 | 160,000 | 160,000 | 160,000 | 0 | Y71161163 | ID1000106701 | 6048156 | N/A | ||||||||||||||||||||||
PT AKR Corporindo Tbk | AKRA | 15-May-12 | Indonesia | Y71161163 | Annual/Special | 27-Apr-12 | 160,000 | 160,000 | 160,000 | 0 | Y71161163 | ID1000106701 | 6048156 | N/A | ||||||||||||||||||||||
PT AKR Corporindo Tbk | AKRA | 15-May-12 | Indonesia | Y71161163 | Annual/Special | 27-Apr-12 | 160,000 | 160,000 | 160,000 | 0 | Y71161163 | ID1000106701 | 6048156 | N/A | ||||||||||||||||||||||
PT AKR Corporindo Tbk | AKRA | 15-May-12 | Indonesia | Y71161163 | Annual/Special | 27-Apr-12 | 160,000 | 160,000 | 160,000 | 0 | Y71161163 | ID1000106701 | 6048156 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 711068 | NO POLICY | 1 | Annual General Meeting | Mgmt | No | |||||||||||||||||||||
| 711068 | NO POLICY | 1 | 1 | Approve Annual Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711068 | NO POLICY | 1 | 2 | Approve Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711068 | NO POLICY | 1 | 3 | Reelect Haryanto Adikoesoemo, Jimmy Tandyo, Bambang Soetiono, Arief Budiman Utomo, Mery Sofi, and Suresh Vembu as Directors; Reelect Soegiarto Adikoesoemo, I Nyoman Mastra, and Sabirin Saiman as Commissioners; and Elect Nery Polim as New Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 711068 | NO POLICY | 1 | 4 | Approve Remuneration of Directors and Commissioners | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711068 | NO POLICY | 1 | 5 | Approve Purwantono, Suherman & Surja as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711068 | NO POLICY | 1 | Extraordinary General Meeting | Mgmt | No | |||||||||||||||||||||
| 711068 | NO POLICY | 1 | 1 | Approve Change in the Use of Proceeds from the Rights Issue II | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711068 | NO POLICY | 1 | 2 | Approve Increase in Issued and Paid-Up Capital in Connection with the Exercise of Options under the MSOP Program | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 160,000 | 160,000 | ||||||||
| Totals: | 160,000 | 160,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Chinasoft International Ltd. | 00354 | 18-May-12 | Hong Kong | G2110A103 | Annual | 15-May-12 | 770,000 | 770,000 | 770,000 | 0 | G2110A103 | KYG2110A1031 | 6632407 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 714248 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 2a | Reelect Chen Yuhong as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 2b | Reelect Tang Zhenming as Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 2c | Reelect Zhang Yaqin as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 2d | Reelect Leung Wing Yin Patrick as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 2e | Reelect Zhao John Huan as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 2f | Reelect Lin Sheng as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 3 | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 714248 | NO POLICY | 1 | 8 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 770,000 | 770,000 | ||||||||
| Totals: | 770,000 | 770,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | �� | 0 | N/A | KYG611571061 | B4QPR27 | N/A | ||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
MIE Holdings Corp | 01555 | 18-May-12 | Cayman Islands | G61157106 | Annual | 500,000 | 500,000 | 500,000 | 0 | N/A | KYG611571061 | B4QPR27 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 714059 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 2 | Approve Final Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 3a | Reelect Allen Mak as Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 3b | Reelect Wang Sing as Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 3c | Reelect Mei Jianping as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 3d | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 5 | Approve Refreshment of Scheme Limit Under Share Option Scheme | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 6 | Authorize Share Repurchase Program | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 714059 | NO POLICY | 1 | 8 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 500,000 | 500,000 | ||||||||||||
| Totals: | 500,000 | 500,000 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Minth Group Ltd. | 00425 | 22-May-12 | Hong Kong | G6145U109 | Annual | 17-May-12 | 218,000 | 218,000 | 218,000 | 0 | G6145U109 | KYG6145U1094 | B0RJCG9 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 717049 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 2 | Approve Final Dividend | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 3 | Reelect Mu Wei Zhong as Non-Executive Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 4 | Reelect Wang Ching as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 5 | Reelect Zhang Liren as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 6 | Reelect Wu Fred Fong as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 7 | Authorize Board to Approve and Confirm Terms of Appointment, Including Remuneration, for Zhao Feng | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 8 | Authorize Board to Approve and Confirm Terms of Appointment, Including Remuneration, for Mu Wei Zhong | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 9 | Authorize Board to Approve and Confirm Terms of Appointment, Including Remuneration, for Yu Zheng | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 10 | Authorize Board to Approve and Confirm Terms of Appointment, Including Remuneration, for He Dong Han | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 11 | Authorize Board to Approve and Confirm Terms of Appointment, Including Remuneration, for Wang Ching | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 12 | Authorize Board to Approve and Confirm Terms of Appointment, Including Remuneration, for Zhang Liren | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 13 | Authorize Board to Approve and Confirm Terms of Appointment, Including Remuneration, for Wu Fred Fong | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 14 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 15 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 17 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717049 | NO POLICY | 1 | 18 | Adopt New Share Option Scheme and Terminate the Existing Share Option Scheme | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 218,000 | 218,000 | ||||||||||||
| Totals: | 218,000 | 218,000 | ||||||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
China Automation Group Ltd. | 00569 | 29-May-12 | Hong Kong | G2112N111 | Annual | 22-May-12 | 866,000 | 866,000 | 866,000 | 0 | G2112N111 | KYG2112N1117 | B1Z98B5 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 717874 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 2a | Reelect Xuan Rui Guo as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 2b | Reelect Ng Wing Fai as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 2c | Reelect Sui Yong-bin as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 2d | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 6 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 7 | Declare Final Dividend of HK$0.03 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717874 | NO POLICY | 1 | 8 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 866,000 | 866,000 | ||||||||||||
| Totals: | 866,000 | 866,000 | ||||||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
PT Gajah Tunggal Tbk | GJTL | 29-May-12 | Indonesia | Y7122F123 | Annual | 11-May-12 | 352,500 | 352,500 | 352,500 | 0 | Y7122F123 | ID1000086002 | 6073136 | N/A | ||||||||||||||||||||||
PT Gajah Tunggal Tbk | GJTL | 29-May-12 | Indonesia | Y7122F123 | Annual | 11-May-12 | 352,500 | 352,500 | 352,500 | 0 | Y7122F123 | ID1000086002 | 6073136 | N/A | ||||||||||||||||||||||
PT Gajah Tunggal Tbk | GJTL | 29-May-12 | Indonesia | Y7122F123 | Annual | 11-May-12 | 352,500 | 352,500 | 352,500 | 0 | Y7122F123 | ID1000086002 | 6073136 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 720712 | NO POLICY | 1 | 1 | Approve Annual Report, Commissioners’ Report, and Allocation of Income | Mgmt | Yes | For | For | For | |||||||||||||||||
| 720712 | NO POLICY | 1 | 2 | Approve Auditors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 720712 | NO POLICY | 1 | 3 | Elect Directors and Commissioners and Approve Their Remuneration | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 352,500 | 352,500 | ||||||||
| Totals: | 352,500 | 352,500 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Greatview Aseptic Packaging Co Ltd. | 00468 | 30-May-12 | Cayman Islands | G40769104 | Annual | 25-May-12 | 669,000 | 669,000 | 669,000 | 0 | N/A | KYG407691040 | B3ZNGT5 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 717909 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717909 | NO POLICY | 1 | 2a1 | Reelect Bi Hua, Jeff as an Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717909 | NO POLICY | 1 | 2a2 | Reelect Hildebrandt James Henry as a Non-Executive Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717909 | NO POLICY | 1 | 2a3 | Reelect Lew Kiang Hua as a Non-Executive Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717909 | NO POLICY | 1 | 2a4 | Reelect Behrens Ernst Hermann as an Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717909 | NO POLICY | 1 | 2b | Authorize Board to Fix Directors’ Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717909 | NO POLICY | 1 | 3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717909 | NO POLICY | 1 | 4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 717909 | NO POLICY | 1 | 4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717909 | NO POLICY | 1 | 4c | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 669,000 | 669,000 | ||||||||
| Totals: | 669,000 | 669,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Intime Department Store (Group) Co., Ltd. | 01833 | 31-May-12 | Cayman Islands | G49204103 | Annual | 28-May-12 | 148,500 | 148,500 | 148,500 | 0 | G49204103 | KYG492041036 | B1SM7Z8 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
719494 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | Yes | For | For | For | |||||||||||||||||
719494 | NO POLICY | 1 | 2 | Approve Final Dividend of RMB 0.07 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
719494 | NO POLICY | 1 | 3a1 | Reelect Shen Guojun as Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
719494 | NO POLICY | 1 | 3a2 | Reelect Xin Xiangdong as Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
719494 | NO POLICY | 1 | 3a3 | Reelect Yu Ning as Independent Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
719494 | NO POLICY | 1 | 3a4 | Reelect Liu Dong as Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
719494 | NO POLICY | 1 | 3b | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
719494 | NO POLICY | 1 | 4 | Reappoint Ernst & Young Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
719494 | NO POLICY | 1 | 5 | Authorize Share Repurchase Program | Mgmt | Yes | For | For | For | |||||||||||||||||
719494 | NO POLICY | 1 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
719494 | NO POLICY | 1 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 148,500 | 148,500 | ||||||||
| Totals: | 148,500 | 148,500 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Pacific Rubiales Energy Corp. | PRE | 31-May-12 | Canada | 69480U206 | Annual/Special | 02-May-12 | 1,287 | 1,287 | 1,287 | 0 | 69480U206 | CA69480U2065 | 2523635 | 4 | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 711123 | NO POLICY | 1 | 1 | Fix Number of Directors at Twelve | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 2 | Elect Director Serafino Iacono | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 3 | Elect Director Miguel de la Campa | Mgmt | Yes | For | Withhold | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 4 | Elect Director Ronald Pantin | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 5 | Elect Director Jose Francisco Arata | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 6 | Elect Director German Efromovich | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 7 | Elect Director Neil Woodyer | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 8 | Elect Director Augusto Lopez | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 9 | Elect Director Miguel Rodriguez | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 10 | Elect Director Victor Rivera | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 11 | Elect Director Hernan Martinez | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 12 | Elect Director Dennis Mills | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 13 | Elect Director Francisco Sole | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 14 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 711123 | NO POLICY | 1 | 15 | Approve Shareholder Rights Plan | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 1,287 | 1,287 | ||||||||
| Totals: | 1,287 | 1,287 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Catcher Technology Co., Ltd. | 2474 | 13-Jun-12 | Taiwan | Y1148A101 | Annual | 13-Apr-12 | 62,000 | 62,000 | 62,000 | 0 | Y1148A101 | TW0002474004 | 6186669 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 698963 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | �� | Yes | For | For | For | ||||||||||||||||
| 698963 | NO POLICY | 1 | 3 | Approve Capital Increase by Issuance of New Share or Domestic and Overseas Convertible Corporate Bonds | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 4 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 698963 | NO POLICY | 1 | 6.1 | Elect Allen Hung, a Representative of Kai-Yi Investment Co., Ltd. with Shareholder Number 6 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.2 | Elect Michael Yeh, a Representative of Kai-Yi Investment Co., Ltd. with Shareholder Number 6 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.3 | Elect William Yang with Shareholder Number 72 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.4 | Elect Tsorng-Juu Liang with Shareholder Number 37929 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.5 | Elect Ming-Long Wang with ID Number C100552048 as Director | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.6 | Elect Janice Lin with Shareholder Number 9 as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.7 | Elect Wen-Chieh Huang with Shareholder Number 26941 as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 6.8 | Elect Jiunn-Rong Chen with ID Number D120885450 as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 7 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 698963 | NO POLICY | 1 | 8 | Amend the Articles of Association | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 62,000 | 62,000 | ||||||||
| Totals: | 62,000 | 62,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
LIG Insurance Co. | 002550 | 13-Jun-12 | South Korea | Y5277H100 | Annual | 31-Mar-12 | 5,490 | 5,490 | 5,490 | 0 | Y5277H100 | KR7002550002 | 6162164 | N/A | ||||||||||||||||||||||
LIG Insurance Co. | 002550 | 13-Jun-12 | South Korea | Y5277H100 | Annual | 31-Mar-12 | 5,490 | 5,490 | 5,490 | 0 | Y5277H100 | KR7002550002 | 6162164 | N/A | ||||||||||||||||||||||
LIG Insurance Co. | 002550 | 13-Jun-12 | South Korea | Y5277H100 | Annual | 31-Mar-12 | 5,490 | 5,490 | 5,490 | 0 | Y5277H100 | KR7002550002 | 6162164 | N/A | ||||||||||||||||||||||
LIG Insurance Co. | 002550 | 13-Jun-12 | South Korea | Y5277H100 | Annual | 31-Mar-12 | 5,490 | 5,490 | 5,490 | 0 | Y5277H100 | KR7002550002 | 6162164 | N/A | ||||||||||||||||||||||
LIG Insurance Co. | 002550 | 13-Jun-12 | South Korea | Y5277H100 | Annual | 31-Mar-12 | 5,490 | 5,490 | 5,490 | 0 | Y5277H100 | KR7002550002 | 6162164 | N/A | ||||||||||||||||||||||
LIG Insurance Co. | 002550 | 13-Jun-12 | South Korea | Y5277H100 | Annual | 31-Mar-12 | 5,490 | 5,490 | 5,490 | 0 | Y5277H100 | KR7002550002 | 6162164 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 720211 | NO POLICY | 1 | 1 | Approve Financial Statement and Appropriation of Income and Dividend of KRW 800 per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 720211 | NO POLICY | 1 | 2 | Amend Articles of Incorporation | Mgmt | Yes | For | For | Do Not Vote | |||||||||||||||||
| 720211 | NO POLICY | 1 | 3 | Elect One Inside Director and Three Outside Directors (Bundled) | Mgmt | Yes | For | For | For | |||||||||||||||||
| 720211 | NO POLICY | 1 | 4-1 | Elect Kim Yoon-Shin as Member of Audit Committee who is Outside Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 720211 | NO POLICY | 1 | 4-2 | Elect Park Byung-Myung as Member of Audit Committee who is not Outside Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 720211 | NO POLICY | 1 | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 5,490 | 5,490 | ||||||||
| Totals: | 5,490 | 5,490 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
TXC Corp. | 3042 | 13-Jun-12 | Taiwan | Y90156103 | Annual | 13-Apr-12 | 83,000 | 83,000 | 83,000 | 0 | Y90156103 | TW0003042008 | 6336248 | N/A | ||||||||||||||||||||||
TXC Corp. | 3042 | 13-Jun-12 | Taiwan | Y90156103 | Annual | 13-Apr-12 | 83,000 | 83,000 | 83,000 | 0 | Y90156103 | TW0003042008 | 6336248 | N/A | ||||||||||||||||||||||
TXC Corp. | 3042 | 13-Jun-12 | Taiwan | Y90156103 | Annual | 13-Apr-12 | 83,000 | 83,000 | 83,000 | 0 | Y90156103 | TW0003042008 | 6336248 | N/A | ||||||||||||||||||||||
TXC Corp. | 3042 | 13-Jun-12 | Taiwan | Y90156103 | Annual | 13-Apr-12 | 83,000 | 83,000 | 83,000 | 0 | Y90156103 | TW0003042008 | 6336248 | N/A | ||||||||||||||||||||||
TXC Corp. | 3042 | 13-Jun-12 | Taiwan | Y90156103 | Annual | 13-Apr-12 | 83,000 | 83,000 | 83,000 | 0 | Y90156103 | TW0003042008 | 6336248 | N/A | ||||||||||||||||||||||
TXC Corp. | 3042 | 13-Jun-12 | Taiwan | Y90156103 | Annual | 13-Apr-12 | 83,000 | 83,000 | 83,000 | 0 | Y90156103 | TW0003042008 | 6336248 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 714389 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714389 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714389 | NO POLICY | 1 | 3 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714389 | NO POLICY | 1 | 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714389 | NO POLICY | 1 | 5 | Approve to Issue the Restricted Stock | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 714389 | NO POLICY | 1 | 6 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 83,000 | 83,000 | ||||||||
| Totals: | 83,000 | 83,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Sonae Sierra Brasil SA | SSBR3 | 14-Jun-12 | Brazil | P8731D103 | Special | 3,900 | 3,900 | 3,900 | 0 | N/A | BRSSBRACNOR1 | B67HNG2 | N/A | |||||||||||||||||||||||
Meeting | Voting | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
729026 | NO POLICY | 1 | 1 | Amend Article 32 Re: Novo Mercado Regulations | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Rejected | 3,900 | 3,900 | ||||||||
| Totals: | 3,900 | 3,900 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Megaworld Corporation | MEG | 15-Jun-12 | Philippines | Y59481112 | Annual | 30-Apr-12 | 5,289,000 | 5,289,000 | 5,289,000 | 0 | Y59481112 | PHY594811127 | 6563648 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 714980 | NO POLICY | 1 | 3 | Approve Minutes of Previous Shareholder Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714980 | NO POLICY | 1 | 5 | Appoint External Auditors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714980 | NO POLICY | 1 | 6 | Approve Stock Option Plan | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 714980 | NO POLICY | 1 | 7 | Ratify the Acts and Resolutions of the Board of Directors, Board Committees and Management | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 714980 | NO POLICY | 1 | Elect Seven Directors by Cumulative Voting | Mgmt | No | |||||||||||||||||||||
| 714980 | NO POLICY | 1 | 8a | Elect Andrew L. Tan as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714980 | NO POLICY | 1 | 8b | Elect Katherine L. Tan as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714980 | NO POLICY | 1 | 8c | Elect Kingson U. Sian as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714980 | NO POLICY | 1 | 8d | Elect Enrique Santos L. Sy as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714980 | NO POLICY | 1 | 8e | Elect Miguel B. Varela as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714980 | NO POLICY | 1 | 8f | Elect Gerardo C. Garcia as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 714980 | NO POLICY | 1 | 8g | Elect Roberto S. Guevara as a Director | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 5,289,000 | 5,289,000 | ||||||||
| Totals: | 5,289,000 | 5,289,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Shin Zu Shing Co., Ltd. | 3376 | 15-Jun-12 | Taiwan | Y7755T101 | Annual | 16-Apr-12 | 52,000 | 52,000 | 52,000 | 0 | Y7755T101 | TW0003376000 | B02GHN7 | N/A | ||||||||||||||||||||||
Shin Zu Shing Co., Ltd. | 3376 | 15-Jun-12 | Taiwan | Y7755T101 | Annual | 16-Apr-12 | 52,000 | 52,000 | 52,000 | 0 | Y7755T101 | TW0003376000 | B02GHN7 | N/A | ||||||||||||||||||||||
Shin Zu Shing Co., Ltd. | 3376 | 15-Jun-12 | Taiwan | Y7755T101 | Annual | 16-Apr-12 | 52,000 | 52,000 | 52,000 | 0 | Y7755T101 | TW0003376000 | B02GHN7 | N/A | ||||||||||||||||||||||
Shin Zu Shing Co., Ltd. | 3376 | 15-Jun-12 | Taiwan | Y7755T101 | Annual | 16-Apr-12 | 52,000 | 52,000 | 52,000 | 0 | Y7755T101 | TW0003376000 | B02GHN7 | N/A | ||||||||||||||||||||||
Shin Zu Shing Co., Ltd. | 3376 | 15-Jun-12 | Taiwan | Y7755T101 | Annual | 16-Apr-12 | 52,000 | 52,000 | 52,000 | 0 | Y7755T101 | TW0003376000 | B02GHN7 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 718942 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 718942 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 718942 | NO POLICY | 1 | 3 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 718942 | NO POLICY | 1 | 4 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 718942 | NO POLICY | 1 | 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 52,000 | 52,000 | ||||||||
| Totals: | 52,000 | 52,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Tainan Spinning Co., Ltd. | 1440 | 15-Jun-12 | Taiwan | Y83790108 | Annual | 16-Apr-12 | 300,000 | 300,000 | 300,000 | 0 | Y83790108 | TW0001440006 | 6871824 | N/A | ||||||||||||||||||||||
Tainan Spinning Co., Ltd. | 1440 | 15-Jun-12 | Taiwan | Y83790108 | Annual | 16-Apr-12 | 300,000 | 300,000 | 300,000 | 0 | Y83790108 | TW0001440006 | 6871824 | N/A | ||||||||||||||||||||||
Tainan Spinning Co., Ltd. | 1440 | 15-Jun-12 | Taiwan | Y83790108 | Annual | 16-Apr-12 | 300,000 | 300,000 | 300,000 | 0 | Y83790108 | TW0001440006 | 6871824 | N/A | ||||||||||||||||||||||
Tainan Spinning Co., Ltd. | 1440 | 15-Jun-12 | Taiwan | Y83790108 | Annual | 16-Apr-12 | 300,000 | 300,000 | 300,000 | 0 | Y83790108 | TW0001440006 | 6871824 | N/A | ||||||||||||||||||||||
Tainan Spinning Co., Ltd. | 1440 | 15-Jun-12 | Taiwan | Y83790108 | Annual | 16-Apr-12 | 300,000 | 300,000 | 300,000 | 0 | Y83790108 | TW0001440006 | 6871824 | N/A | ||||||||||||||||||||||
Tainan Spinning Co., Ltd. | 1440 | 15-Jun-12 | Taiwan | Y83790108 | Annual | 16-Apr-12 | 300,000 | 300,000 | 300,000 | 0 | Y83790108 | TW0001440006 | 6871824 | N/A | ||||||||||||||||||||||
Tainan Spinning Co., Ltd. | 1440 | 15-Jun-12 | Taiwan | Y83790108 | Annual | 16-Apr-12 | 300,000 | 300,000 | 300,000 | 0 | Y83790108 | TW0001440006 | 6871824 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 702342 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702342 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702342 | NO POLICY | 1 | 3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702342 | NO POLICY | 1 | 4 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702342 | NO POLICY | 1 | 5 | Approve Amendment to Rules and Procedure for Election of Directors and Supervisors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702342 | NO POLICY | 1 | 6 | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | Yes | For | For | For | |||||||||||||||||
| 702342 | NO POLICY | 1 | 7 | Transact Other Business (Non-Voting) | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 300,000 | 300,000 | ||||||||
| Totals: | 300,000 | 300,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Wah Seong Corporation Bhd | WASEONG | 15-Jun-12 | Malaysia | Y9451H126 | Annual | 11-Jun-12 | 298,800 | 298,800 | 298,800 | 0 | Y9451H126 | MYL5142OO004 | 6535465 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 726911 | NO POLICY | 1 | Ordinary Resolutions | Mgmt | No | |||||||||||||||||||||
| 726911 | NO POLICY | 1 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726911 | NO POLICY | 1 | 2 | Approve Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726911 | NO POLICY | 1 | 3 | Elect Rahman Bin Omar as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726911 | NO POLICY | 1 | 4 | Elect Pauline Tan Suat Ming as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726911 | NO POLICY | 1 | 5 | Elect Lin See Yan as Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726911 | NO POLICY | 1 | 6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726911 | NO POLICY | 1 | 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726911 | NO POLICY | 1 | 8 | Approve Share Repurchase Program | Mgmt | Yes | For | For | For | |||||||||||||||||
| 726911 | NO POLICY | 1 | 9 | Approve Renewal of Shareholders’ Mandate for Recurrent Related Party Transactions and Provision of Financial Assistance | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 726911 | NO POLICY | 1 | 10 | Approve Implementation of New Shareholders’ Mandate for Additional Recurrent Related Party Transactions and Provision of Financial Assistance | Mgmt | Yes | For | For | Abstain | |||||||||||||||||
| 726911 | NO POLICY | 1 | Special Resolution | Mgmt | No | |||||||||||||||||||||
| 726911 | NO POLICY | 1 | 1 | Amend Articles of Association | Mgmt | Yes | For | For | Abstain |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 298,800 | 298,800 | ||||||||
| Totals: | 298,800 | 298,800 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Simplo Technology Co., Ltd. | 6121 | 21-Jun-12 | Taiwan | Y7987E104 | Annual | 20-Apr-12 | 35,000 | 35,000 | 35,000 | 0 | Y7987E104 | TW0006121007 | 6421928 | N/A | ||||||||||||||||||||||
Simplo Technology Co., Ltd. | 6121 | 21-Jun-12 | Taiwan | Y7987E104 | Annual | 20-Apr-12 | 35,000 | 35,000 | 35,000 | 0 | Y7987E104 | TW0006121007 | 6421928 | N/A | ||||||||||||||||||||||
Simplo Technology Co., Ltd. | 6121 | 21-Jun-12 | Taiwan | Y7987E104 | Annual | 20-Apr-12 | 35,000 | 35,000 | 35,000 | 0 | Y7987E104 | TW0006121007 | 6421928 | N/A | ||||||||||||||||||||||
Simplo Technology Co., Ltd. | 6121 | 21-Jun-12 | Taiwan | Y7987E104 | Annual | 20-Apr-12 | 35,000 | 35,000 | 35,000 | 0 | Y7987E104 | TW0006121007 | 6421928 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 699894 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 699894 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 699894 | NO POLICY | 1 | 3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Mgmt | Yes | For | For | For | |||||||||||||||||
| 699894 | NO POLICY | 1 | 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 35,000 | 35,000 | ||||||||
| Totals: | 35,000 | 35,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Tripod Technology Corporation | 3044 | 21-Jun-12 | Taiwan | Y8974X105 | Annual | 20-Apr-12 | 80,000 | 80,000 | 80,000 | 0 | Y8974X105 | TW0003044004 | 6305721 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 691870 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 3 | Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | ELECT DIRECTORS, INDEPENDENT DIRECTORS, AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | No | |||||||||||||||||||||
| 691870 | NO POLICY | 1 | 5.1 | Elect Jimmy Wang, with Shareholder No.1, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.2 | Elect James Hu, with Shareholder No.167, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.3 | Elect T.K. Hsu, with Shareholder No.6, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.4 | Elect Chew-Wun Wu, with ID No.J100028436, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.5 | Elect Jack Wang, with ID No.J120219755, as Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.6 | Elect Hung-Chan Wu, with ID No.R120019251, as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.7 | Elect Lawrence T. Kou, with ID No.F102254762, as Independent Director | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.8 | Elect L.F. Tsai, with ID No.P120718337, as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.9 | Elect L.H. Dong , with ID No.S101074037, as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 5.10 | Elect W.I. Chen , with ID No.T121818661, as Supervisor | SH | Yes | For | For | For | |||||||||||||||||
| 691870 | NO POLICY | 1 | 6 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 80,000 | 80,000 | ||||||||
| Totals: | 80,000 | 80,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
China Life Insurance Co., Ltd | 2823 | 22-Jun-12 | Taiwan | Y1478C107 | Annual | 23-Apr-12 | 193,000 | 193,000 | 193,000 | 0 | Y1477R105 | TW0002823002 | 6199816 | N/A | ||||||||||||||||||||||
China Life Insurance Co., Ltd | 2823 | 22-Jun-12 | Taiwan | Y1478C107 | Annual | 23-Apr-12 | 193,000 | 193,000 | 193,000 | 0 | Y1477R105 | TW0002823002 | 6199816 | N/A | ||||||||||||||||||||||
China Life Insurance Co., Ltd | 2823 | 22-Jun-12 | Taiwan | Y1478C107 | Annual | 23-Apr-12 | 193,000 | 193,000 | 193,000 | 0 | Y1477R105 | TW0002823002 | 6199816 | N/A | ||||||||||||||||||||||
China Life Insurance Co., Ltd | 2823 | 22-Jun-12 | Taiwan | Y1478C107 | Annual | 23-Apr-12 | 193,000 | 193,000 | 193,000 | 0 | Y1477R105 | TW0002823002 | 6199816 | N/A | ||||||||||||||||||||||
China Life Insurance Co., Ltd | 2823 | 22-Jun-12 | Taiwan | Y1478C107 | Annual | 23-Apr-12 | 193,000 | 193,000 | 193,000 | 0 | Y1477R105 | TW0002823002 | 6199816 | N/A | ||||||||||||||||||||||
China Life Insurance Co., Ltd | 2823 | 22-Jun-12 | Taiwan | Y1478C107 | Annual | 23-Apr-12 | 193,000 | 193,000 | 193,000 | 0 | Y1477R105 | TW0002823002 | 6199816 | N/A | ||||||||||||||||||||||
China Life Insurance Co., Ltd | 2823 | 22-Jun-12 | Taiwan | Y1478C107 | Annual | 23-Apr-12 | 193,000 | 193,000 | 193,000 | 0 | Y1477R105 | TW0002823002 | 6199816 | N/A | ||||||||||||||||||||||
China Life Insurance Co., Ltd | 2823 | 22-Jun-12 | Taiwan | Y1478C107 | Annual | 23-Apr-12 | 193,000 | 193,000 | 193,000 | 0 | Y1477R105 | TW0002823002 | 6199816 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 717892 | NO POLICY | 1 | 1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717892 | NO POLICY | 1 | 2 | Approve Plan on 2011 Profit Distribution | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717892 | NO POLICY | 1 | 3 | Approve Issuance of New Shares by Capitalization of Capital Reserve | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717892 | NO POLICY | 1 | 4 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717892 | NO POLICY | 1 | 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717892 | NO POLICY | 1 | 6 | Approve to Amend the Articles of Association | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717892 | NO POLICY | 1 | 7 | Approve Amendment to Rules and Procedures for Election of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 717892 | NO POLICY | 1 | 8 | Transact Other Business | Mgmt | No |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 193,000 | 193,000 | ||||||||
| Totals: | 193,000 | 193,000 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security | Meeting | Record | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy | ||||||||||||||||||||||
KNM Group Bhd. | KNM | 26-Jun-12 | Malaysia | Y4810F101 | Annual | 20-Jun-12 | 0 | 0 | 0 | 0 | Y4810F101 | MYL7164OO006 | B02JY46 | N/A | ||||||||||||||||||||||
KNM Group Bhd. | KNM | 26-Jun-12 | Malaysia | Y4810F101 | Annual | 20-Jun-12 | 0 | 0 | 0 | 0 | Y4810F101 | MYL7164OO006 | B02JY46 | N/A | ||||||||||||||||||||||
KNM Group Bhd. | KNM | 26-Jun-12 | Malaysia | Y4810F101 | Annual | 20-Jun-12 | 0 | 0 | 0 | 0 | Y4810F101 | MYL7164OO006 | B02JY46 | N/A | ||||||||||||||||||||||
KNM Group Bhd. | KNM | 26-Jun-12 | Malaysia | Y4810F101 | Annual | 20-Jun-12 | 0 | 0 | 0 | 0 | Y4810F101 | MYL7164OO006 | B02JY46 | N/A | ||||||||||||||||||||||
KNM Group Bhd. | KNM | 26-Jun-12 | Malaysia | Y4810F101 | Annual | 20-Jun-12 | 0 | 0 | 0 | 0 | Y4810F101 | MYL7164OO006 | B02JY46 | N/A | ||||||||||||||||||||||
KNM Group Bhd. | KNM | 26-Jun-12 | Malaysia | Y4810F101 | Annual | 20-Jun-12 | 0 | 0 | 0 | 0 | Y4810F101 | MYL7164OO006 | B02JY46 | N/A | ||||||||||||||||||||||
KNM Group Bhd. | KNM | 26-Jun-12 | Malaysia | Y4810F101 | Annual | 20-Jun-12 | 0 | 0 | 0 | 0 | Y4810F101 | MYL7164OO006 | B02JY46 | N/A | ||||||||||||||||||||||
KNM Group Bhd. | KNM | 26-Jun-12 | Malaysia | Y4810F101 | Annual | 20-Jun-12 | 0 | 0 | 0 | 0 | Y4810F101 | MYL7164OO006 | B02JY46 | N/A | ||||||||||||||||||||||
Meeting | Voting | Ballot | Item | Proposal | Proponent | Votable | Mgmt | ISS | Policy | Vote | Meeting | Voter | Policy | |||||||||||||
| 730054 | NO POLICY | 1 | 1 | Elect Ab Halim bin Mohyiddin as Director | Mgmt | Yes | For | For | ||||||||||||||||||
| 730054 | NO POLICY | 1 | 2 | Elect Chew Fook Sin as Director | Mgmt | Yes | For | For | ||||||||||||||||||
| 730054 | NO POLICY | 1 | 3 | Elect Khalid Bin Ngah as Director | Mgmt | Yes | For | For | ||||||||||||||||||
| 730054 | NO POLICY | 1 | 4 | Approve Remuneration of Directors | Mgmt | Yes | For | For | ||||||||||||||||||
| 730054 | NO POLICY | 1 | 5 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | ||||||||||||||||||
| 730054 | NO POLICY | 1 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | For | ||||||||||||||||||
| 730054 | NO POLICY | 1 | 7 | Approve Share Repurchase Program | Mgmt | Yes | For | For | ||||||||||||||||||
| 730054 | NO POLICY | 1 | 8 | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions | Mgmt | Yes | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Uninstructed | 0 | 0 | ||||||||
| Totals: | 0 | 0 | ||||||||||
Issuer Name | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Ports Design Ltd. | 00589 | 26-Jun-12 | Hong Kong | G71848124 | Annual | 21-Jun-12 | 94,000 | 94,000 | 94,000 | 0 | G71848124 | BMG718481242 | B03XK94 | N/A | ||||||||||||||||||||||
Ports Design Ltd. | 00589 | 26-Jun-12 | Hong Kong | G71848124 | Annual | 21-Jun-12 | 94,000 | 94,000 | 94,000 | 0 | G71848124 | BMG718481242 | B03XK94 | N/A | ||||||||||||||||||||||
Ports Design Ltd. | 00589 | 26-Jun-12 | Hong Kong | G71848124 | Annual | 21-Jun-12 | 94,000 | 94,000 | 94,000 | 0 | G71848124 | BMG718481242 | B03XK94 | N/A | ||||||||||||||||||||||
Ports Design Ltd. | 00589 | 26-Jun-12 | Hong Kong | G71848124 | Annual | 21-Jun-12 | 94,000 | 94,000 | 94,000 | 0 | G71848124 | BMG718481242 | B03XK94 | N/A | ||||||||||||||||||||||
Ports Design Ltd. | 00589 | 26-Jun-12 | Hong Kong | G71848124 | Annual | 21-Jun-12 | 94,000 | 94,000 | 94,000 | 0 | G71848124 | BMG718481242 | B03XK94 | N/A | ||||||||||||||||||||||
Ports Design Ltd. | 00589 | 26-Jun-12 | Hong Kong | G71848124 | Annual | 21-Jun-12 | 94,000 | 94,000 | 94,000 | 0 | G71848124 | BMG718481242 | B03XK94 | N/A | ||||||||||||||||||||||
Ports Design Ltd. | 00589 | 26-Jun-12 | Hong Kong | G71848124 | Annual | 21-Jun-12 | 94,000 | 94,000 | 94,000 | 0 | G71848124 | BMG718481242 | B03XK94 | N/A | ||||||||||||||||||||||
Ports Design Ltd. | 00589 | 26-Jun-12 | Hong Kong | G71848124 | Annual | 21-Jun-12 | 94,000 | 94,000 | 94,000 | 0 | G71848124 | BMG718481242 | B03XK94 | N/A | ||||||||||||||||||||||
Ports Design Ltd. | 00589 | 26-Jun-12 | Hong Kong | G71848124 | Annual | 21-Jun-12 | 94,000 | 94,000 | 94,000 | 0 | G71848124 | BMG718481242 | B03XK94 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 731452 | NO POLICY | 1 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | Yes | For | For | For | |||||||||||||||||
| 731452 | NO POLICY | 1 | 2 | Declare Final Dividend of RMB 0.24 Per Share | Mgmt | Yes | For | For | For | |||||||||||||||||
| 731452 | NO POLICY | 1 | 3a | Reelect Ian Hylton as Non-Executive Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 731452 | NO POLICY | 1 | 3b | Reelect Peter Bromberger as Independent Non-Executive Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 731452 | NO POLICY | 1 | 3c | Authorize Board to Fix Remuneration of Directors | Mgmt | Yes | For | For | For | |||||||||||||||||
| 731452 | NO POLICY | 1 | 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Yes | For | For | For | |||||||||||||||||
| 731452 | NO POLICY | 1 | 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 731452 | NO POLICY | 1 | 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | Yes | For | For | For | |||||||||||||||||
| 731452 | NO POLICY | 1 | 5c | Authorize Reissuance of Repurchased Shares | Mgmt | Yes | For | Against | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 94,000 | 94,000 | ||||||||
| Totals: | 94,000 | 94,000 | ||||||||||
Issuer | Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares Instructed | Shares Available | Shares On Loan | CUSIP | ISIN | SEDOL | Proxy Level | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Oriental Peninsula Resources Group, Inc. | N/A | 28-Jun-12 | Philippines | Y64769105 | Annual | 07-Jun-12 | 2,065,000 | 2,065,000 | 2,065,000 | 0 | Y64769105 | PHY647691054 | B29VHR3 | N/A | ||||||||||||||||||||||
Meeting | Voting Policy | Ballot Count | Item Number | Proposal | Proponent | Votable Proposal | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | Meeting Note | Voter Rationale | Policy Rationale | |||||||||||||
| 725965 | NO POLICY | 1 | 3 | Approve the Minutes of the Annual Stockholders Meeting Held on Aug. 29, 2011 | Mgmt | Yes | For | For | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 4 | Approve the 2011 Audited Financial Statements | Mgmt | Yes | For | For | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 5 | Ratify the Acts and Proceedings of the Board of Directors, the Duly Constituted Committees, and Corporate Officers | Mgmt | Yes | For | For | Against | |||||||||||||||||
| 725965 | NO POLICY | 1 | Elect 8 Directors by Cumulative Voting | Mgmt | No | |||||||||||||||||||||
| 725965 | NO POLICY | 1 | 6.1 | Elect Caroline L. Tanchay as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 6.2 | Elect David Attiwell as a Director | Mgmt | Yes | For | Against | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 6.3 | Elect Irving Lin as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 6.4 | Elect Alonzo C. Espanola as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 6.5 | Elect Fernando B. Esguerra as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 6.6 | Elect Elvira Chan as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 6.7 | Elect Evelyn Tan Thai as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 6.8 | Elect Ferdinand M. Pallera as a Director | Mgmt | Yes | For | For | For | |||||||||||||||||
| 725965 | NO POLICY | 1 | 7 | Appoint R.R. Tan and Associates, CPAs as External Auditors of the Company | Mgmt | Yes | For | For | For |
Institutional Account Detail (IA Name, IA Number) | Custodian Account | Ballot Status | Available | Voted | ||||||||
Default Inst. Account [7832], 000000000 | SLQ01 | Confirmed | 2,065,000 | 2,065,000 | ||||||||
| Totals: | 2,065,000 | 2,065,000 | ||||||||||
PARAMETERS
Ballot Status(es): All ballot statuses Vote Against Filter: Include all votes Market(s): All markets Voting Policy(ies): All voting policies ADR Filter: All Markets Record date market filter: All Markets Share blocking market filter: All Markets Proponent Filter: Show all proposals Recommendation(s): All vote recommendations
Location(s): All locations
Account Group(s): All account groups
Institution Account(s): All institution accounts
Custodian Account(s): ASHMORE SMALL CAP EQUITY FD
Ashmore Emerging Markets Corporate Debt Fund and Ashmore Emerging Markets Total Return Fund
| BTA Bank JSC | Meeting Date | Record Date | Country | Meeting Type | Primary Security ID | Share Blocking | ADR | Proxy Contest | Meeting ID | |||||||||
Ticker: N/A | 21-Mar-12 | Kazakhstan | Bondholder | Y06997103 | Yes | No | No | 698259 |
| Proxy Level: N/A | Blocking Starts: 16-Mar-12 | Blocking Ends: 22-Mar-12 | ||||||||||||||||||||||||
| IA Name | IA Number | CA Number | Shares Available | Shares Voted | Shares on Loan | Vote String | Instructor | Approver | Ballot ID | |||||||||||||||||
Ashmore Emerging Markets Corporate Debt Fund | COD01 /1752887 | COD01 | 200000 | 200000 | 0 | FA | HMackay | HMackay | 25827481 | |||||||||||||||||
Ashmore Emerging Markets Total Return Fund | ETO01 /1752885 | ETO01 | 2450000 | 2450000 | 0 | FA | HMackay | HMackay | 25827482 | |||||||||||||||||
| Item | Item Description | Proponent | Mgmt Rec | ISS Rec | Policy Rec | Vote Instruction | ||||||
| Meeting for Holders of U.S.$2,082,371,783 Senior Notes due 2018, ISIN: X90532988770, ISIN: XS0532989588); and KZT32,604,173,503 14.75 per cent. Senior Notes due 2018 ISIN XS0531656055, ISIN: XS05316562139) (the ?Senior Notes?) | Management | |||||||||||
| 1 | Elect Mr. Sergey Babayan as Director | Management | For | Refer | For | |||||||
| 2 | Elect Mr. Yury M. Volcehovsky | Management | For | Refer | Against | |||||||
Page 1 of 1
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) Ashmore Funds | ||
| By | /s/ George Grunebaum | |
| George Grunebaum, President and Chief Executive Officer | ||
| (Principal Executive Officer) | ||
Date August 31, 2012
