EXHIBIT 107
Calculation of Filing Fee Tables
FORM S-8
(Form Type)
DUNXIN FINANCIAL HOLDINGS LIMITED |
(Exact Name of Registrant as Specified in its Charter) |
Not Applicable
(Translation of registrant’s name into English)
Table 1: Newly Registered and Carry Forward Securities
| Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered(2) | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward |
Newly Registered Securities | ||||||||||||
Fees to Be Paid |
|
|
|
| ||||||||
| Equity | Ordinary shares, par value $0.00005 per share(1) | 457(c) and 457(h) | 384,000,000 | 0.00979 (3) | 3,760,000 | $0.0000927 | $349 |
|
|
|
|
Fees Previously Paid | - | - | - | - | - | - |
| - | - | - | - | - |
Carry Forward Securities | ||||||||||||
Carry Forward Securities | - | - | - |
|
|
| ||||||
| Total Offering Amounts |
| $384,000,000 | $349 |
|
|
|
| ||||
| Total Fees Previously Paid |
|
|
| - |
|
|
|
| |||
| Total Fee Offsets |
|
|
| - |
|
|
|
| |||
| Net Fee Due |
|
|
| $349 |
|
|
|
| |||
(1) | Each American Depositary Share represents the right to receive forty-eight (48) ordinary shares. Ordinary shares may be in the form of American Depositary Shares. American Depositary Shares issuable on deposit of the ordinary shares registered hereby have been registered under the Registration Statement on Form F-6, which was initially filed with the Securities and Exchange Commission on November 8, 2010, and was amended on November 25, 2014, December 15, 2017 and March 5, 2018, respectively. |
(2) | Represents ordinary shares issuable upon exercise of options, share appreciation rights, restricted shares, restricted share units, and other share based awards granted under the Dunxin Financial Holdings Limited 2022 Equity Incentive Plan (the “2022 Plan”). Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), there are also being registered additional shares which may be offered and issued to prevent dilution resulting from share splits, share dividends or similar transactions as provided in the 2022 Plan. Any ordinary shares covered by an award granted under the 2022 Plan (or portion of an award) that terminates, expires or lapses for any reason will be deemed not to have been issued for purposes of determining the maximum aggregate number of ordinary shares that may be issued under the 2022 Plan. |
(3) | Estimated solely for the purposes of calculating the registration fee pursuant to Rules 457(c) and 457(h)(1) of the Securities Act based upon US$0.47 per ADS, or US$0.00979 per ordinary share, the average of the high and low prices for the Registrant’s ADSs as quoted on the NYSE American LLC on July 7, 2022. |
