united states
securities and exchange commission
Washington, D.C. 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22524
Precidian ETFs Trust
(Exact name of registrant as specified in charter)
350 Main Street
Suite 9
Bedminster, New Jersey 07921
(Address of principal executive offices) (Zip code)
Mark Criscitello
Precidian Funds LLC
350 Main Street
Suite 9
Bedminster, NJ 07921
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (908) 781-0560
Date of fiscal year end: March 31
Date of reporting period: July 1, 2012 to June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
| Institutional Account Name | Company Name | Ticker | ISIN | CUSIP | SEDOL | Country | Meeting Date | Proponent | Proposal | Management Recommendation | Policy Recommendation | Vote Instruction | VAM_YN | VAP_YN | Voted_YN |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Amend Articles To Change Fiscal Year End | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Elect Director Mandai, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Elect Director Takase, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Elect Director Araki, Ryoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Elect Director Numa, Tatsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Elect Director Suzuki, Masanobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Elect Director Morita, Hiromi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Elect Director Hirao, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Elect Director Kawafuji, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Appoint Statutory Auditor Saito, Shoichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 30-Aug-12 | Management | Appoint Statutory Auditor Ota, Yo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 27-Sep-12 | Management | Approve Capital Reduction | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 27-Sep-12 | Management | Authorize Class Hei Preferred Share Repurchase Program | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 27-Sep-12 | Management | Amend Articles to Amend Provisions on Preferred Shares | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 27-Sep-12 | Management | Elect Director Tanabe, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 27-Sep-12 | Management | Amend Articles to Amend Provisions on Preferred Shares | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fast Retailing | 9983 | JP3802300008 | J1346E100 | 6332439 | Japan | 22-Nov-12 | Management | Elect Director Yanai, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fast Retailing | 9983 | JP3802300008 | J1346E100 | 6332439 | Japan | 22-Nov-12 | Management | Elect Director Hambayashi, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fast Retailing | 9983 | JP3802300008 | J1346E100 | 6332439 | Japan | 22-Nov-12 | Management | Elect Director Hattori, Nobumichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fast Retailing | 9983 | JP3802300008 | J1346E100 | 6332439 | Japan | 22-Nov-12 | Management | Elect Director Murayama, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fast Retailing | 9983 | JP3802300008 | J1346E100 | 6332439 | Japan | 22-Nov-12 | Management | Elect Director Shintaku, Masaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fast Retailing | 9983 | JP3802300008 | J1346E100 | 6332439 | Japan | 22-Nov-12 | Management | Elect Director Nawa, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fast Retailing | 9983 | JP3802300008 | J1346E100 | 6332439 | Japan | 22-Nov-12 | Management | Appoint Statutory Auditor Yasumoto, Takaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fast Retailing | 9983 | JP3802300008 | J1346E100 | 6332439 | Japan | 22-Nov-12 | Management | Appoint Statutory Auditor Kaneko, Keiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fast Retailing | 9983 | JP3802300008 | J1346E100 | 6332439 | Japan | 22-Nov-12 | Management | Appoint Statutory Auditor Shinjo, Masaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Holdings Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 11-Dec-12 | Management | Amend Articles To Change Company Name - Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Elect Director Hanai, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Elect Director Furumoto, Yoshiharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Elect Director Kawai, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Elect Director Tachibana, Kazuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Elect Director Nishino, Fumihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Elect Director Nishimura, Mutsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Elect Director Kitayama, Motoaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Elect Director Nakajima, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Appoint Statutory Auditor Nagai, Hiroaki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Appoint Statutory Auditor Suzusho, Kazuyoshi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Kyowa Hakko Kirin Co Ltd | 4151 | JP3256000005 | J38296117 | 6499550 | Japan | 22-Mar-13 | Management | Approve Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 14 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Ogita, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Izumiya, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Kawatsura, Katsuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Kodato, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Ikeda, Shiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Koji, Akiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Bando, Mariko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Tanaka, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Ito, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Takahashi, Katsutoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Elect Director Okuda, Yoshihide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Group Holdings Ltd. | 2502 | JP3116000005 | J02100113 | 6054409 | Japan | 26-Mar-13 | Management | Appoint Statutory Auditor Ishizaki, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 16 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Elect Director Tsuya, Masaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Elect Director Nishigai, Kazuhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Elect Director Morimoto, Yoshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Elect Director Zaitsu, Narumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Elect Director Tachibana Fukushima, Sakie | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Elect Director Enkawa, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Elect Director Murofushi, Kimiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Elect Director Scott Trevor Davis | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bridgestone Corp. | 5108 | JP3830800003 | J04578126 | 6132101 | Japan | 26-Mar-13 | Management | Approve Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 31 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Ozaki, Motoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Sawada, Michitaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Kanda, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Takahashi, Tatsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Saito, Toshihide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Hashimoto, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Mitsui, Hisao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Ikeda, Teruhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Kadonaga, Sonosuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Elect Director Nagashima, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Appoint Statutory Auditor Kobayashi, Shoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kao Corp. | 4452 | JP3205800000 | J30642169 | 6483809 | Japan | 26-Mar-13 | Management | Appoint Statutory Auditor Igarashi, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 67 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Elect Director Chang Ming-Jang | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Elect Director Eva Chen | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Elect Director Mahendra Negi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Elect Director Omikawa, Akihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Elect Director Nonaka, Ikujiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Appoint Statutory Auditor Hasegawa, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Appoint Statutory Auditor Kameoka, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Appoint Statutory Auditor Fujita, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Appoint Statutory Auditor Senpo, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Trend Micro Inc. | 4704 | JP3637300009 | J9298Q104 | 6125286 | Japan | 26-Mar-13 | Management | Approve Cash Incentive Plan for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chugai Pharmaceutical Co. Ltd. | 4519 | JP3519400000 | J06930101 | 6196408 | Japan | 27-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chugai Pharmaceutical Co. Ltd. | 4519 | JP3519400000 | J06930101 | 6196408 | Japan | 27-Mar-13 | Management | Elect Director Ohashi, Mitsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chugai Pharmaceutical Co. Ltd. | 4519 | JP3519400000 | J06930101 | 6196408 | Japan | 27-Mar-13 | Management | Elect Director Daniel O'Day | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chugai Pharmaceutical Co. Ltd. | 4519 | JP3519400000 | J06930101 | 6196408 | Japan | 27-Mar-13 | Management | Appoint Statutory Auditor Watanabe, Kunitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Elect Director Takahashi, Kyohei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Elect Director Ichikawa, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Elect Director Koinuma, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Elect Director Sakai, Yoshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Elect Director Fukuda, Shunji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Elect Director Iwasaki, Hirokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Elect Director Amano, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Elect Director Akiyama, Tomofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Denko K.K. | 4004 | JP3368000000 | J75046136 | 6805469 | Japan | 27-Mar-13 | Management | Elect Director Morita, Akiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 13 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Elect Director Ishimura, Kazuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Elect Director Nishimi, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Elect Director Tamura, Yoshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Elect Director Fujino, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Elect Director Sawabe, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Elect Director Sakane, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Elect Director Kimura, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Appoint Statutory Auditor Umemoto, Shuukichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Appoint Statutory Auditor Tamai, Izumi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Asahi Glass Co. Ltd. | 5201 | JP3112000009 | J02394120 | 6055208 | Japan | 28-Mar-13 | Management | Approve Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 70 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Mitarai, Fujio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Tanaka, Toshizo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Ikoma, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Watanabe, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Adachi, Yoroku | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Mitsuhashi, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Matsumoto, Shigeyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Homma, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Nakaoka, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Honda, Haruhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Ozawa, Hideki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Maeda, Masaya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Tani, Yasuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Araki, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Suematsu, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Uzawa, Shigeyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Nagasawa, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Otsuka, Naoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Yamada, Masanori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Wakiya, Aitake | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Elect Director Ono, Kazuto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Approve Special Payments in Connection with Abolition of Retirement Bonus System | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Canon Inc. | 7751 | JP3242800005 | J05124144 | 6172323 | Japan | 28-Mar-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 15.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Amend Articles To Change Location of Head Office | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Elect Director Miyake, Senji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Elect Director Kobayashi, Hirotake | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Elect Director Nakajima, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Elect Director Suzuki, Masahito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Elect Director Nishimura, Keisuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Elect Director Suzuki, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Elect Director Miki, Shigemitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Elect Director Arima, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kirin Holdings Co., Ltd. | 2503 | JP3258000003 | 497350108 | 6493745 | Japan | 28-Mar-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 7 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Kamijo, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Tanaka, Hidenori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Mochida, Yoshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Kato, Yoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Morimoto, Tatsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Oga, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Hori, Masatoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Tanaka, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Hattori, Shigehiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Elect Director Ikeda, Teruhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Appoint Statutory Auditor Sugie, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sapporo Holdings Ltd. | 2501 | JP3320800000 | J69413128 | 6776907 | Japan | 28-Mar-13 | Management | Appoint Alternate Statutory Auditor Yada, Tsugio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 9 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Amend Articles To Reduce Directors' Term | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Elect Director Kato, Shigeya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Elect Director Arai, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Elect Director Douglas Wood | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Elect Director Miyauchi, Yoshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Elect Director Masuda, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Elect Director Ahmad O. Al-Khowaiter | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Elect Director Takeda, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Elect Director Chiew Nguang-Yong | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Showa Shell Sekiyu K.K. | 5002 | JP3366800005 | J75390104 | 6805544 | Japan | 28-Mar-13 | Management | Appoint Alternate Statutory Auditor Mura, Kazuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Elect Director Kudo, Yoshinari | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Elect Director Nakai, Kiyonari | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Elect Director Murofushi, Nobuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Elect Director Nagasaka, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Elect Director Takahashi, Naoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Elect Director Hosoya, Masanao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Elect Director Serizawa, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Elect Director Fukuda, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Elect Director Watanabe, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokai Carbon Co. Ltd. | 5301 | JP3560800009 | J85538106 | 6894003 | Japan | 28-Mar-13 | Management | Appoint Alternate Statutory Auditor Kusaba, Masahiro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Amend Articles To Indemnify Directors and Statutory Auditors - Amend Business Lines - Decrease Maximum Board Size | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Elect Director Hatanaka, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Elect Director Sakuma, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Elect Director Kato, Kazumasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Elect Director Shibayama, Hisao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Elect Director Nomura, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Elect Director Yoshida, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Elect Director Kamo, Masami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Elect Director Ishikawa, Hirokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Appoint Statutory Auditor Toyama, Mitsuyoshi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Appoint Statutory Auditor Ogoshi, Tatsuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Tatemono Co. Ltd. | 8804 | JP3582600007 | J88333117 | 6895426 | Japan | 28-Mar-13 | Management | Approve Performance-Based Cash Compensation for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 12 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Nagumo, Tadanobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Noji, Hikomitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Kobayashi, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Goto, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Kawakami, Kinya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Oishi, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Morita, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Katsuragawa, Hideto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Kuze, Tetsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Elect Director Okada, Hideichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Appoint Statutory Auditor Daio, Masayoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokohama Rubber Co. Ltd. | 5101 | JP3955800002 | J97536122 | 6986461 | Japan | 28-Mar-13 | Management | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SUMCO Corp. | 3436 | JP3322930003 | J76896109 | B0M0C89 | Japan | 25-Apr-13 | Management | Approve Allocation of Income, With a Final Dividend of JPY 2 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SUMCO Corp. | 3436 | JP3322930003 | J76896109 | B0M0C89 | Japan | 25-Apr-13 | Management | Amend Articles To Change Fiscal Year End | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SUMCO Corp. | 3436 | JP3322930003 | J76896109 | B0M0C89 | Japan | 25-Apr-13 | Management | Elect Director Furuya, Hisashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SUMCO Corp. | 3436 | JP3322930003 | J76896109 | B0M0C89 | Japan | 25-Apr-13 | Management | Appoint Statutory Auditor Yoshikawa, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SUMCO Corp. | 3436 | JP3322930003 | J76896109 | B0M0C89 | Japan | 25-Apr-13 | Management | Appoint Statutory Auditor Hosaka, Hidemasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SUMCO Corp. | 3436 | JP3322930003 | J76896109 | B0M0C89 | Japan | 25-Apr-13 | Management | Appoint Statutory Auditor Tanaka, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SUMCO Corp. | 3436 | JP3322930003 | J76896109 | B0M0C89 | Japan | 25-Apr-13 | Management | Appoint Statutory Auditor Yoshida, Kitaro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | SUMCO Corp. | 3436 | JP3322930003 | J76896109 | B0M0C89 | Japan | 25-Apr-13 | Management | Appoint Statutory Auditor Yamanobe, Keisuke | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | SUMCO Corp. | 3436 | JP3322930003 | J76896109 | B0M0C89 | Japan | 25-Apr-13 | Management | Appoint Statutory Auditor Fukazawa, Kazuomi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sekisui House Ltd. | 1928 | JP3420600003 | J70746136 | 6793906 | Japan | 25-Apr-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 16 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sekisui House Ltd. | 1928 | JP3420600003 | J70746136 | 6793906 | Japan | 25-Apr-13 | Management | Appoint Statutory Auditor Dohi, Takaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sekisui House Ltd. | 1928 | JP3420600003 | J70746136 | 6793906 | Japan | 25-Apr-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Approve Allocation of Income, With a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Elect Director Hayashi, Yuuko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Elect Director Kushiro, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Elect Director Kitada, Hidekazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Elect Director Honda, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Elect Director Nomura, Ryuusuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Elect Director Nagaoka, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Elect Director Akiyama, Tomofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Elect Director Mori, Nobuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Elect Director Inoe, Yoshihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Dome Corp. | 9681 | JP3587600002 | J86775103 | 6496744 | Japan | 26-Apr-13 | Management | Appoint Statutory Auditor Nozaki, Yukio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Elect Director Hayashi, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Elect Director Okada, Motoya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Elect Director Mori, Yoshiki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Elect Director Toyoshima, Masaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Elect Director Ikuta, Masaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Elect Director Sueyoshi, Takejiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Elect Director Tadaki, Keiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Elect Director Sato, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aeon Co. Ltd. | 8267 | JP3388200002 | J00288100 | 6480048 | Japan | 16-May-13 | Management | Elect Director Uchinaga, Yukako | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 13 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Amend Articles To Change Fiscal Year End - Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Elect Director Maemura, Tetsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Elect Director Nakamura, Motohiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Elect Director Koshida, Jiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Elect Director Yamada, Katsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Elect Director Umemoto, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Elect Director Takahashi, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Elect Director Sako, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Elect Director Takeuchi, Shuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Elect Director Kokado, Tamotsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | UNY Group Holdings Co., Ltd. | 8270 | JP3949600005 | J94368149 | 6918624 | Japan | 16-May-13 | Management | Appoint Alternate Statutory Auditor Koketsu, Kazuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Suzuki, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Yamaguchi, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Matsumoto, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Masuyama, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Kimoto, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Akiyama, Hiroaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Koezuka, Miharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Nakajima, Kaoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Oya, Eiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Elect Director Miyamura, Satoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Appoint Alternate Statutory Auditor Takahashi, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takashimaya Co. Ltd. | 8233 | JP3456000003 | J81195125 | 6870401 | Japan | 21-May-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Samura, Shunichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Yamamoto, Ryoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Okuda, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Tsukada, Hiroto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Hayashi, Toshiyasu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Kobayashi, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Yoshimoto, Tatsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Makiyama, Kozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Takayama, Tsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Elect Director Sakie Tachibana Fukushima | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | J. Front Retailing Co. Ltd. | 3086 | JP3386380004 | J28711109 | B23TC12 | Japan | 23-May-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 33 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Suzuki, Toshifumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Murata, Noritoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Goto, Katsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Kobayashi, Tsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Ito, Junro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Takahashi, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Shimizu, Akihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Kamei, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Isaka, Ryuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Anzai, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Otaka, Zenko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Matsumoto, Ryu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Okubo, Tsuneo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Shimizu, Noritaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Scott Trevor Davis | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Elect Director Nonaka, Ikujiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Seven & i Holdings Co Ltd | 3382 | JP3422950000 | J7165H108 | B0FS5D6 | Japan | 23-May-13 | Management | Approve Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Shimatani, Yoshishige | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Chida, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Nakagawa, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Takahashi, Masaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Urai, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Sumi, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Shinsaka, Junichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Yamashita, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Ichikawa, Minami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Ikeda, Atsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Co. Ltd. (9602) | 9602 | JP3598600009 | J84764117 | 6895200 | Japan | 23-May-13 | Management | Elect Director Ota, Keiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Uchiyamada, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Toyoda, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Ozawa, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Kodaira, Nobuyori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Kato, Mitsuhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Maekawa, Masamoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Furuhashi, Mamoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Ihara, Yasumori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Sudo, Seiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Saga, Koei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Ise, Kiyotaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Terashi, Shigeki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Ishii, Yoshimasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Uno, Ikuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Kato, Haruhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Elect Director Mark T. Hogan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Amend Articles To Indemnify Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Motor Corp. | 7203 | JP3633400001 | J92676113 | 6900643 | Japan | 14-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT DoCoMo Inc. | 9437 | JP3165650007 | J59399105 | 6129277 | Japan | 18-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3000 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT DoCoMo Inc. | 9437 | JP3165650007 | J59399105 | 6129277 | Japan | 18-Jun-13 | Management | Amend Articles To Change Company Name - Limit Rights of Odd-Lot Holders - Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT DoCoMo Inc. | 9437 | JP3165650007 | J59399105 | 6129277 | Japan | 18-Jun-13 | Management | Elect Director Tokuhiro, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT DoCoMo Inc. | 9437 | JP3165650007 | J59399105 | 6129277 | Japan | 18-Jun-13 | Management | Elect Director Murakami, Teruyasu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT DoCoMo Inc. | 9437 | JP3165650007 | J59399105 | 6129277 | Japan | 18-Jun-13 | Management | Elect Director Nakamura, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT DoCoMo Inc. | 9437 | JP3165650007 | J59399105 | 6129277 | Japan | 18-Jun-13 | Management | Appoint Statutory Auditor Ota, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT DoCoMo Inc. | 9437 | JP3165650007 | J59399105 | 6129277 | Japan | 18-Jun-13 | Management | Appoint Statutory Auditor Shiotsuka Naoto | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Yaskawa Electric Corp. | 6506 | JP3932000007 | J9690T102 | 6986041 | Japan | 18-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yaskawa Electric Corp. | 6506 | JP3932000007 | J9690T102 | 6986041 | Japan | 18-Jun-13 | Management | Elect Director Tsuda, Junji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yaskawa Electric Corp. | 6506 | JP3932000007 | J9690T102 | 6986041 | Japan | 18-Jun-13 | Management | Elect Director Usami, Noboru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yaskawa Electric Corp. | 6506 | JP3932000007 | J9690T102 | 6986041 | Japan | 18-Jun-13 | Management | Elect Director Sawa, Toshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yaskawa Electric Corp. | 6506 | JP3932000007 | J9690T102 | 6986041 | Japan | 18-Jun-13 | Management | Elect Director Ogasawara, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yaskawa Electric Corp. | 6506 | JP3932000007 | J9690T102 | 6986041 | Japan | 18-Jun-13 | Management | Elect Director Murakami, Shuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yaskawa Electric Corp. | 6506 | JP3932000007 | J9690T102 | 6986041 | Japan | 18-Jun-13 | Management | Elect Director Nakayama, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yaskawa Electric Corp. | 6506 | JP3932000007 | J9690T102 | 6986041 | Japan | 18-Jun-13 | Management | Elect Director Akita, Yoshiki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yaskawa Electric Corp. | 6506 | JP3932000007 | J9690T102 | 6986041 | Japan | 18-Jun-13 | Management | Appoint Alternate Statutory Auditor Tanaka, Yasuto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 65 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Elect Director Nogimori, Masafumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Elect Director Hatanaka, Yoshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Elect Director Miyokawa, Yoshiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Elect Director Oishi, Kanoko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Elect Director Aikawa, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Elect Director Kase, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Elect Director Yasuda, Hironobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Appoint Statutory Auditor Otani, Go | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Astellas Pharma Inc. | 4503 | JP3942400007 | J03393105 | 6985383 | Japan | 19-Jun-13 | Management | Approve Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Terazawa, Tatsumaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Okubo, Chiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Takano, Kengo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Mochizuki, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Koshida, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Oya, Yasuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Kawamura, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Shibuya, Yasuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Sakamoto, Harumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Elect Director Morio, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Bank of Yokohama Ltd. | 8332 | JP3955400001 | J04242103 | 6986449 | Japan | 19-Jun-13 | Management | Appoint Statutory Auditor Ayuse, Michio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 37 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Kato, Nobuaki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Tokuda, Hiromi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Kobayashi, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Sugi, Hikaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Miyaki, Masahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Hironaka, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Shirasaki, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Shikamura, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Maruyama, Haruya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Tajima, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Adachi, Michio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Wakabayashi, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Iwata, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Elect Director Toyoda, Shoichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Appoint Statutory Auditor Iwase, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Appoint Statutory Auditor Saito, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denso Corp. | 6902 | JP3551500006 | J12075107 | 6640381 | Japan | 19-Jun-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 19 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Ike, Fumihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Ito, Takanobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Iwamura, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Yamamoto, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Yamamoto, Yoshiharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Yoshida, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Hogen, Kensaku | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Kuroyanagi, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Fukui, Takeo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Shiga, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Takeuchi, Kohei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Aoyama, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Elect Director Kaihara, Noriya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Honda Motor Co. Ltd. | 7267 | JP3854600008 | J22302111 | 6435145 | Japan | 19-Jun-13 | Management | Appoint Statutory Auditor Endo, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 95 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Onodera, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Tanaka, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Morozumi, Hirofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Takahashi, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Shimatani, Yoshiharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Ishikawa, Yuuzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Inoe, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Yuasa, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Hukuzaki, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Tajima, Hidehiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Kuba, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | KDDI Corporation | 9433 | JP3496400007 | J31843105 | 6248990 | Japan | 19-Jun-13 | Management | Elect Director Kodaira, Nobuyori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 24 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Noji, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Ohashi, Tetsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Fujitsuka, Mikio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Takamura, Fujitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Hotta, Kensuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Kano, Noriaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Ikeda, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Shinozuka, Hisashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Kuromoto, Kazunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Elect Director Mori, Masanao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Appoint Statutory Auditor Matsuo, Kunihiro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Appoint Statutory Auditor Yamada, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Komatsu Ltd. | 6301 | JP3304200003 | J35759125 | 6496584 | Japan | 19-Jun-13 | Management | Approve Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Ota, Yoshikatsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Matsuzaki, Masatoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Ito, Nobuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Kondo, Shoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Yoshikawa, Hirokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Enomoto, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Matsumoto, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Kitani, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Yamana, Shoei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Sugiyama, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konica Minolta Inc. | 4902 | JP3300600008 | J36060119 | 6496700 | Japan | 19-Jun-13 | Management | Elect Director Ando, Yoshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3000 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Amend Articles To Limit Rights of Odd-Lot Holders | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Elect Director Iwamoto, Toshio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Elect Director Yamada, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Elect Director Hagino, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Elect Director Kurishima, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Elect Director Shiina, Masanori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Elect Director Sagae, Hironobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Elect Director Ueki, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Elect Director Yamashita, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTT Data Corp. | 9613 | JP3165700000 | J59386102 | 6125639 | Japan | 19-Jun-13 | Management | Elect Director Takaya, Yoichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shinsei Bank Ltd. | 8303 | JP3729000004 | J7385L103 | 6730936 | Japan | 19-Jun-13 | Management | Elect Director Toma, Shigeki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shinsei Bank Ltd. | 8303 | JP3729000004 | J7385L103 | 6730936 | Japan | 19-Jun-13 | Management | Elect Director Nakamura, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shinsei Bank Ltd. | 8303 | JP3729000004 | J7385L103 | 6730936 | Japan | 19-Jun-13 | Management | Elect Director J. Christopher Flowers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shinsei Bank Ltd. | 8303 | JP3729000004 | J7385L103 | 6730936 | Japan | 19-Jun-13 | Management | Elect Director Ernest M. Higa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shinsei Bank Ltd. | 8303 | JP3729000004 | J7385L103 | 6730936 | Japan | 19-Jun-13 | Management | Elect Director Kani, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shinsei Bank Ltd. | 8303 | JP3729000004 | J7385L103 | 6730936 | Japan | 19-Jun-13 | Management | Elect Director Makihara, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Elect Director Bada, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Elect Director Hayashida, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Elect Director Okada, Shinichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Elect Director Kishimoto, Sumiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Elect Director Ashida, Akimitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Elect Director Maeda, Masafumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Appoint Statutory Auditor kurokawa, Yasushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Appoint Alternate Statutory Auditor Saiki, Isao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JFE Holdings, Inc. | 5411 | JP3386030005 | J2817M100 | 6543792 | Japan | 20-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Hirai, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Kato, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Peter Bonfield | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Yasuda, Ryuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Uchinaga, Yukako | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Yahagi, Mitsuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Anraku, Kanemitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Kojima, Yorihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Nagayama, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Nimura, Takaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Harada, Eiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Ito, Joichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Elect Director Tim Schaaff | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Corporation | 6758 | JP3435000009 | J76379106 | 6821506 | Japan | 20-Jun-13 | Management | Approve Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Elect Director Yonekura, Hiromasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Elect Director Ishitobi, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Elect Director Tokura, Masakazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Elect Director Takao, Yoshimasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Elect Director Deguchi, Toshihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Elect Director Ono, Tomohisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Elect Director Okamoto, Yoshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Elect Director Nishimoto, Rei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Elect Director Ito, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Chemical Co. Ltd. | 4005 | JP3401400001 | J77153120 | 6858560 | Japan | 20-Jun-13 | Management | Appoint Statutory Auditor Aso, Mitsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yahoo Japan Corporation | 4689 | JP3933800009 | J95402103 | 6084848 | Japan | 20-Jun-13 | Management | Amend Articles To Amend Business Lines - Reflect Stock Exchange Mandate to Consolidate Trading Units | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yahoo Japan Corporation | 4689 | JP3933800009 | J95402103 | 6084848 | Japan | 20-Jun-13 | Management | Elect Director Miyasaka, Manabu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Yahoo Japan Corporation | 4689 | JP3933800009 | J95402103 | 6084848 | Japan | 20-Jun-13 | Management | Elect Director Son, Masayoshi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Yahoo Japan Corporation | 4689 | JP3933800009 | J95402103 | 6084848 | Japan | 20-Jun-13 | Management | Elect Director Miyauchi, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yahoo Japan Corporation | 4689 | JP3933800009 | J95402103 | 6084848 | Japan | 20-Jun-13 | Management | Elect Director Imai, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yahoo Japan Corporation | 4689 | JP3933800009 | J95402103 | 6084848 | Japan | 20-Jun-13 | Management | Elect Director Kenneth Goldman | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yahoo Japan Corporation | 4689 | JP3933800009 | J95402103 | 6084848 | Japan | 20-Jun-13 | Management | Appoint Statutory Auditor Sano, Mitsuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Yahoo Japan Corporation | 4689 | JP3933800009 | J95402103 | 6084848 | Japan | 20-Jun-13 | Management | Appoint Statutory Auditor Uemura, Kyoko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Amend Articles To Clarify Terms of Alternate Statutory Auditors - Indemnify Directors and Statutory Auditors - Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Approve Accounting Transfers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Elect Director Shimaoka, Motohiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Elect Director Edagawa, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Elect Director Inoe, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Elect Director Iida, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Fujii, Yasuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Kuniyoshi, Takushi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Appoint Alternate Statutory Auditor Yoshino, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Alps Electric Co. Ltd. | 6770 | JP3126400005 | J01176114 | 6021500 | Japan | 21-Jun-13 | Management | Approve Retirement Bonus Payment for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Central Japan Railway Co. | 9022 | JP3566800003 | J05523105 | 6183552 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 55 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Shoda, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Nakayama, Joji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Ogita, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Hirokawa, Kazunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Sato, Yuuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Hirabayashi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Ishihara, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Kanazawa, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Sugiyama, Seiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Elect Director Sakai, Manabu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiichi Sankyo Co. Ltd. | 4568 | JP3475350009 | J11257102 | B0J7D91 | Japan | 21-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, With a Final Dividend of JPY 9 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Amend Articles To Indemnify Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Elect Director Tada, Masayo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Elect Director Noguchi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Elect Director Hara, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Elect Director Okada, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Elect Director Ishidahara, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Elect Director Oida, Tetsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Elect Director Nomura, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Elect Director Sato, Hidehiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Furutani, Yasuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Atomi, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dainippon Sumitomo Pharmaceutical Co. Ltd. | 4506 | JP3495000006 | J10542116 | 6250865 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Nishikawa, Kazuto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Elect Director Yoshitaka, Shinsuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Elect Director Watanabe, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Elect Director Maeda, Tetsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Elect Director Ayabe, Mitsukuni | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Elect Director Sugiyama, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Elect Director Udagawa, Hideyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Elect Director Yamamoto, Manabu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Elect Director Tanaka, Kozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Elect Director Hashimoto, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Denki Kagaku Kogyo Co. Ltd. | 4061 | JP3549600009 | J12936134 | 6309820 | Japan | 21-Jun-13 | Management | Appoint Alternate Statutory Auditor Ichiki, Gotaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Management | Elect Director Nakai, Masahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Yamaguchi, Toshiaki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Nitta, Mutsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Amend Articles to Allow Shareholder Meeting Resolutions on Drafting and Implementation of Business Plans Related to Tohoku Earthquake Reconstruction | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Create, Fund Committee on Drafting Business Plans Related to Earthquake Reconstruction | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Mandate Creation of Committee on Compliance | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Amend Articles to Require At Least Three Outsiders on Board of Directors | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Remove Chairman Satoshi Seino from the Board of Directors | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Remove Vice Chairman Masaki Ogata from the Board of Directors | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Remove Executive Director Yuuji Fukasawa from the Board of Directors | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Remove Executive Director Yasuo Hayashi from the Board of Directors | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Remove Executive Director Yuuji Morimoto from the Board of Directors | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Reduce Director and Statutory Auditor Compensation by 20 Percent | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | East Japan Railway Co. | 9020 | JP3783600004 | J1257M109 | 6298542 | Japan | 21-Jun-13 | Share Holder | Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Amend Articles To Allow Sales of Supplementary Shares to Odd-Lot Holders | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Naito, Haruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Fujiyoshi, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Izumi, Tokuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Masuda, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Ota, Kiyochika | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Aoi, Michikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Matsui, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Deguchi, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Graham Fry | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Suzuki, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Eisai Co. Ltd. | 4523 | JP3160400002 | J12852117 | 6307200 | Japan | 21-Jun-13 | Management | Elect Director Patricia Robinson | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Elect Director Yoshinaga, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Elect Director Kondo, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Elect Director Mabuchi, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Elect Director Muto, Naoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Elect Director Ikeda, Tomohiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Elect Director Takahashi, Mitsuru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Elect Director Tachimori, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Elect Director Arima, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Kimura, Masakazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Saito, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Heavy Industries Ltd. | 7270 | JP3814800003 | J14406136 | 6356406 | Japan | 21-Jun-13 | Management | Appoint Alternate Statutory Auditor Tamazawa, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 15 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Ichikawa, Masakazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Ichihashi, Yasuhiko | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Okazaki, Seiei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Wagu, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Ojima, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Suzuki, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Maeda, Yoshihide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Kokaji, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Endo, Shin | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Kajikawa, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Mita, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Yoshikawa, Akihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Elect Director Suzuki, Toshiya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Yamamoto, Akimasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Hagiwara, Toshitaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hino Motors Ltd. | 7205 | JP3792600003 | 433406105 | 6428305 | Japan | 21-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Kawamura, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Ota, Yoshie | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Katsumata, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Cynthia Carroll | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Sakakibara, Sadayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director George Buckley | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Mochizuki, Harufumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Motobayashi, Toru | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Philip Yeo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Kikawa, Michijiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Stephen Gomersall | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Nakanishi, Hiroaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Hatchoji, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Ltd. | 6501 | JP3788600009 | J20454112 | 6429104 | Japan | 21-Jun-13 | Management | Elect Director Miyoshi, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Kobayashi, Eizo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Okafuji, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Kobayashi, Yoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Seki, Tadayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Aoki, Yoshihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Takayanagi, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Matsushima, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Fukuda, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Nakamura, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Yoshida, Tomofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Okamoto, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Shiomi, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Fujisaki, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Elect Director Kawakita, Chikara | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Majima, Shingo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Itochu Corp. | 8001 | JP3143600009 | J2501P104 | 6467803 | Japan | 21-Jun-13 | Management | Appoint Alternate Statutory Auditor Miki, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Tobacco Inc | 2914 | JP3726800000 | J27869106 | 6474535 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 38 | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Japan Tobacco Inc | 2914 | JP3726800000 | J27869106 | 6474535 | Japan | 21-Jun-13 | Management | Elect Director Terabatake, Masamichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Tobacco Inc | 2914 | JP3726800000 | J27869106 | 6474535 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Kojima, Tomotaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Tobacco Inc | 2914 | JP3726800000 | J27869106 | 6474535 | Japan | 21-Jun-13 | Share Holder | Approve Alternate Income Allocation, with a Final Dividend of JPY 120 | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Japan Tobacco Inc | 2914 | JP3726800000 | J27869106 | 6474535 | Japan | 21-Jun-13 | Share Holder | Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Japan Tobacco Inc | 2914 | JP3726800000 | J27869106 | 6474535 | Japan | 21-Jun-13 | Share Holder | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Japan Tobacco Inc | 2914 | JP3726800000 | J27869106 | 6474535 | Japan | 21-Jun-13 | Share Holder | Cancel the Company's Treasury Shares | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Amend Articles To Indemnify Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Elect Director Masumoto, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Elect Director Tomita, Tetsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Elect Director Sakamoto, Satoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Elect Director Kimata, Masatoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Elect Director Kubo, Toshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Elect Director Kimura, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Elect Director Mizuno, Yuzuru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Elect Director Sato, Junichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Kawachi, Masaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kubota Corp. | 6326 | JP3266400005 | J36662138 | 6497509 | Japan | 21-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 18 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Ito, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Yamashita, Setsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Murakami, Keiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Tenkumo, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Kawarasaki, Yuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Yukiyoshi, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Fujii, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Matsuyama, Sadaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Shioya, Takafusa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Elect Director Hamaguchi, Tomokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kuraray Co. Ltd. | 3405 | JP3269600007 | J37006137 | 6497662 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Fujimoto, Mie | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Asada, Teruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Kokubu, Fumiya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Yamazoe, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Akiyoshi, Mitsuru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Nomura, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Okada, Daisuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Kuwayama, Shoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Tanaka, Kazuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Matsumura, Yukihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Kakinoki, Masumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Kitabata, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Elect Director Kuroda, Yukiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Enoki, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Suetsuna, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marubeni Corp. | 8002 | JP3877600001 | J39788138 | 6569464 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Nezu, Yoshizumi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Kojima, Yorihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Kobayashi, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Nabeshima, Hideyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Nakahara, Hideto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Yanai, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Kinukawa, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Miyauchi, Takahisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Nagai, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Uchino, Shuuma | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Ito, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Tsukuda, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Kato, Ryozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Konno, Hidehiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Elect Director Sakie Tachibana Fukushima | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Corp. | 8058 | JP3898400001 | J43830116 | 6596785 | Japan | 21-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 21 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Utsuda, Shoei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Iijima, Masami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Tanaka, Seiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Kawashima, Fuminobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Saiga, Daisuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Okada, Joji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Kinoshita, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Anbe, Shintaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Tanaka, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Matsubara, Nobuko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Nonaka, Ikujiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Hirabayashi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Elect Director Muto, Toshiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui & Co. | 8031 | JP3893600001 | J44690139 | 6597302 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Watanabe, Hiroyasu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Approve Accounting Transfers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Elect Director Ashida, Akimitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Elect Director Muto, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Elect Director Watanabe, Tsuneo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Elect Director Sato, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Elect Director Ikeda, Junichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Elect Director Tanabe, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Elect Director Komura, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Elect Director Sakakibara, Sadayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Elect Director Matsushima, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Ota, Takehiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Appoint Alternate Statutory Auditor Fujiyoshi, Masaomi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui O.S.K. Lines Ltd. | 9104 | JP3362700001 | J45013109 | 6597584 | Japan | 21-Jun-13 | Management | Approve Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Amend Articles To Reduce Authorized Capital and Amend Provisions on Preferred Shares | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Approve Accounting Transfers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Amend Articles To Amend Provisions on Preferred Shares and Transfer Authority to Preside at Shareholder Meetings from Chairman to President | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Higashi, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Hara, Toshiki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Kan, Tetsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Isono, Kaoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Okuda, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Nagai, Shuusai | 1 | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Osono, Emi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Arima, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Sanuki, Yoko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Elect Director Urano, Mitsudo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Resona Holdings, Inc. | 8308 | JP3500610005 | J6448E106 | 6421553 | Japan | 21-Jun-13 | Management | Amend Articles To Reduce Authorized Capital and Amend Provisions on Preferred Shares | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ricoh Co. Ltd. | 7752 | JP3973400009 | J64683105 | 6738220 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 16.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ricoh Co. Ltd. | 7752 | JP3973400009 | J64683105 | 6738220 | Japan | 21-Jun-13 | Management | Elect Director Kanemaru, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ricoh Co. Ltd. | 7752 | JP3973400009 | J64683105 | 6738220 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Minakawa, Kunihito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ricoh Co. Ltd. | 7752 | JP3973400009 | J64683105 | 6738220 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Yabuki, Kimitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ricoh Co. Ltd. | 7752 | JP3973400009 | J64683105 | 6738220 | Japan | 21-Jun-13 | Management | Appoint Alternate Statutory Auditor Horie, Kiyohisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ricoh Co. Ltd. | 7752 | JP3973400009 | J64683105 | 6738220 | Japan | 21-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Amend Articles To Reflect Stock Exchange Mandate to Consolidate Trading Units | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Nishiyama, Shigeki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Takada, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Nito, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Inoe, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Tanaka, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Nakatani, Iwao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Mori, Masakatsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Iijima, Kazunobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Saito, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Elect Director Hirata, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SKY Perfect JSAT Holdings Inc | 9412 | JP3396350005 | J75606103 | B1TK234 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Sakamoto, Noriaki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, With a Final Dividend of JPY 8 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Ito, Seiya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Nakanishi, Katsunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Goto, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Yamamoto, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Nakamura, Akihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Hitosugi, Itsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Saito, Hiroki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Nagasawa, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Fushimi, Yukihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Elect Director Fujisawa, Kumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shizuoka Bank Ltd. | 8355 | JP3351200005 | J74444100 | 6805328 | Japan | 21-Jun-13 | Management | Appoint Alternate Statutory Auditor Mitsui, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Amend Articles To Change Company Name - Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Elect Director Son, Masayoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Elect Director Miyauchi, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Elect Director Kasai, Kazuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Elect Director Ronald Fisher | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Elect Director Yun Ma | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Elect Director Miyasaka, Manabu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Elect Director Yanai, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Elect Director Mark Schwartz | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Sano, Mitsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Uno, Soichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Shibayama, Koichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | SoftBank Corp. | 9984 | JP3436100006 | J75963108 | 6770620 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Kubokawa, Hidekazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 21 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Amend Articles To Indemnify Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Nakamura, Kuniharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Sasaki, Shinichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Kawahara, Takuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Togashi, Kazuhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Abe, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Furihata, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Kanegae, Michihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Omori, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Hidaka, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Inohara, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Harada, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Elect Director Matsunaga, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Moriyama, Takahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Nitta, Mutsuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Kasama, Haruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Approve Stock Option Plan, Deep Discount Stock Option Plan and Adjustment to Aggregate Compensation Ceiling for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Corp. | 8053 | JP3404600003 | J77282119 | 6858946 | Japan | 21-Jun-13 | Management | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Oyagi, Shigeo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Kamei, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Nishikawa, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Takahashi, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Fukuda, Yoshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Suzuki, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Sawabe, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Iimura, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Seki, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Elect Director Seno, Kenichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Teijin Ltd. | 3401 | JP3544000007 | J82270117 | 6880507 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Hayashi, Noriko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Amend Articles to Increase Maximum Number of Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Higashi, Tetsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Tsuneishi, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Kitayama, Hirofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Sato, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Washino, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Ito, Hikaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Matsuoka, Takaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Harada, Yoshiteru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Hori, Tetsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Inoe, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Elect Director Sakane, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Akaishi, Mikio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Appoint Statutory Auditor Yamamoto, Takatoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electron Ltd. | 8035 | JP3571400005 | J86957115 | 6895675 | Japan | 21-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | West Japan Railway Co. | 9021 | JP3659000008 | J95094108 | 6957995 | Japan | 21-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 55 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | West Japan Railway Co. | 9021 | JP3659000008 | J95094108 | 6957995 | Japan | 21-Jun-13 | Management | Elect Director Miyahara, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | West Japan Railway Co. | 9021 | JP3659000008 | J95094108 | 6957995 | Japan | 21-Jun-13 | Management | Elect Director Yoshie, Norihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Matsui Securities | 8628 | JP3863800003 | J4086C102 | 6373892 | Japan | 23-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Matsui Securities | 8628 | JP3863800003 | J4086C102 | 6373892 | Japan | 23-Jun-13 | Management | Elect Director Matsui, Michio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Matsui Securities | 8628 | JP3863800003 | J4086C102 | 6373892 | Japan | 23-Jun-13 | Management | Elect Director Imada, Hirohito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Matsui Securities | 8628 | JP3863800003 | J4086C102 | 6373892 | Japan | 23-Jun-13 | Management | Elect Director Moribe, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Matsui Securities | 8628 | JP3863800003 | J4086C102 | 6373892 | Japan | 23-Jun-13 | Management | Elect Director Warita, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Matsui Securities | 8628 | JP3863800003 | J4086C102 | 6373892 | Japan | 23-Jun-13 | Management | Elect Director Ichimura, Akihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Matsui Securities | 8628 | JP3863800003 | J4086C102 | 6373892 | Japan | 23-Jun-13 | Management | Elect Director Sato, Kunihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Matsui Securities | 8628 | JP3863800003 | J4086C102 | 6373892 | Japan | 23-Jun-13 | Management | Elect Director Uzawa, Shinichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Matsui Securities | 8628 | JP3863800003 | J4086C102 | 6373892 | Japan | 23-Jun-13 | Management | Appoint Alternate Statutory Auditor Yoshida, Yoshio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Dai-ichi Life Insurance Co., Ltd. | 8750 | JP3476480003 | B601QS4 | Japan | 24-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 1600 | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Dai-ichi Life Insurance Co., Ltd. | 8750 | JP3476480003 | B601QS4 | Japan | 24-Jun-13 | Management | Amend Articles To Reflect Stock Exchange Mandate to Consolidate Trading Units | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Dai-ichi Life Insurance Co., Ltd. | 8750 | JP3476480003 | B601QS4 | Japan | 24-Jun-13 | Management | Amend Deep Discount Stock Option Plan Approved at 2011 AGM | For | Against | Against | Yes | No | Yes | |
| Max Nikkei 225 ETF | Dai-ichi Life Insurance Co., Ltd. | 8750 | JP3476480003 | B601QS4 | Japan | 24-Jun-13 | Management | Elect Director Kanai, Hiroshi | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Dai-ichi Life Insurance Co., Ltd. | 8750 | JP3476480003 | B601QS4 | Japan | 24-Jun-13 | Management | Elect Director Horio, Norimitsu | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Dai-ichi Life Insurance Co., Ltd. | 8750 | JP3476480003 | B601QS4 | Japan | 24-Jun-13 | Management | Elect Director Kawashima, Takashi | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Mazuka, Michiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Yamamoto, Masami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Fujita, Masami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Saso, Hideyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Kato, Kazuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Ito, Haruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Okimoto, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Yachi, Shotaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Uejima, Hirokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Urakawa, Chikafumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Furukawa, Tatsuzumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Elect Director Suda, Miyako | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujitsu Ltd. | 6702 | JP3818000006 | J15708159 | 6356945 | Japan | 24-Jun-13 | Management | Appoint Statutory Auditor Hatsukawa, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Kikawa, Michijiro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Tanigaki, Masahide | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Mitamura, Hideto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Miyoshi, Takashi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Arima, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Okada, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Tabei, Mitsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Tsujimoto, Yuuichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Tokushige, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Construction Machinery Co. Ltd. | 6305 | JP3787000003 | J20244109 | 6429405 | Japan | 24-Jun-13 | Management | Elect Director Mizutani, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Elect Director Ishizuka, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Elect Director Onishi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Elect Director Nakagome, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Elect Director Akamatsu, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Elect Director Sugie, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Elect Director Takeda, Hidenori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Elect Director Kuroyanagi, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Elect Director Utsuda, Shoei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Elect Director Ida, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isetan Mitsukoshi Holdings Ltd | 3099 | JP3894900004 | J25038100 | B2Q4CL4 | Japan | 24-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Yano, Kaoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Endo, Nobuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Niino, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Yasui, Junji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Kawashima, Isamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Shimizu, Takaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Kunibe, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Ogita, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Sasaki, Kaori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Oka, Motoyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Elect Director Noji, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Appoint Statutory Auditor Okada, Fujio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NEC Corp. | 6701 | JP3733000008 | J48818124 | 6640400 | Japan | 24-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Futamiya, Masaya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Sakurada, Kengo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Tsuji, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Takata, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Yamaguchi, Yuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Nishizawa, Keiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Ehara, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Takemoto, Shoichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Kumanomido, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Kawabata, Yoshiharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director George C. Olcott | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Elect Director Nohara, Sawako | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Appoint Statutory Auditor Tubaki, Chikami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NKSJ Holdings, Inc. | 8630 | JP3165000005 | J7620T101 | B62G7K6 | Japan | 24-Jun-13 | Management | Appoint Statutory Auditor Kasama, Haruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Elect Director Kemori, Nobumasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Elect Director Nakazato, Yoshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Elect Director Kawaguchi, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Elect Director Kubota, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Elect Director Tsuchida, Naoyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Elect Director Ogata, Mikinobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Elect Director Sato, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Elect Director Ushijima, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Appoint Alternate Statutory Auditor Taimatsu, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Metal Mining Co. Ltd. | 5713 | JP3402600005 | J77712123 | 6858849 | Japan | 24-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 27.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Sumi, Shuuzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Tamai, Takaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Nagano, Tsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Oba, Masashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Fujita, Hirokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Ito, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Mimura, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Kitazawa, Toshifumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Sasaki, Mikio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokio Marine Holdings, Inc. | 8766 | JP3910660004 | J86298106 | 6513126 | Japan | 24-Jun-13 | Management | Elect Director Ito, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 19 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Amend Articles To Indemnify Directors and Statutory Auditors - Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Elect Director Kubota, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Elect Director Shibuya, Shogo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Elect Director Ogawa, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Elect Director Kawashima, Masahito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Elect Director Nagasaka, Katsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Elect Director Shimizu, Ryosuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Elect Director Nakagaki, Keiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Elect Director Kojima, Masahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Elect Director Santo, Masaji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Imadegawa, Yukihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiyoda Corp. | 6366 | JP3528600004 | J06237101 | 6191704 | Japan | 25-Jun-13 | Management | Appoint Alternate Statutory Auditor Watanabe, Kosei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dowa Holdings Co. Ltd. | 5714 | JP3638600001 | J12432126 | 6278306 | Japan | 25-Jun-13 | Management | Elect Director Yamada, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dowa Holdings Co. Ltd. | 5714 | JP3638600001 | J12432126 | 6278306 | Japan | 25-Jun-13 | Management | Elect Director Sugiyama, Fumitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dowa Holdings Co. Ltd. | 5714 | JP3638600001 | J12432126 | 6278306 | Japan | 25-Jun-13 | Management | Elect Director Nakashio, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dowa Holdings Co. Ltd. | 5714 | JP3638600001 | J12432126 | 6278306 | Japan | 25-Jun-13 | Management | Elect Director Kai, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dowa Holdings Co. Ltd. | 5714 | JP3638600001 | J12432126 | 6278306 | Japan | 25-Jun-13 | Management | Elect Director Matsushita, Katsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dowa Holdings Co. Ltd. | 5714 | JP3638600001 | J12432126 | 6278306 | Japan | 25-Jun-13 | Management | Elect Director Hosoda, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dowa Holdings Co. Ltd. | 5714 | JP3638600001 | J12432126 | 6278306 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Iwano, Kazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dowa Holdings Co. Ltd. | 5714 | JP3638600001 | J12432126 | 6278306 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Hamamatsu, Osamu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Dowa Holdings Co. Ltd. | 5714 | JP3638600001 | J12432126 | 6278306 | Japan | 25-Jun-13 | Management | Appoint Alternate Statutory Auditor Oba, Koichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Kitazawa, Michihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Okuno, Yoshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Shigekane, Hisao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Abe, Michio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Hamada, Takamichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Yoneyama, Naoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Matsumoto, Junichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Kurokawa, Hiroaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Suzuki, Motoyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Elect Director Sako, Mareto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Ishihara, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fuji Electric Co., Ltd. | 6504 | JP3820000002 | J14112106 | 6356365 | Japan | 25-Jun-13 | Management | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Yoshida, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Shibata, Mitsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Fujita, Sumitaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Soma. Nobuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Tsukamoto, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Sakura, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Sato, Tetsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Otake, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Ueyama, Michio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Yasunaga, Tetsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Elect Director Amano, Nozomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Kudo, Tadashi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Furukawa Electric Co. Ltd. | 5801 | JP3827200001 | J16464117 | 6357562 | Japan | 25-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 2 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Approve 5 into 1 Reverse Stock Split | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Amend Articles To Reflect Stock Exchange Mandate to Consolidate Trading Units | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Furukawa, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Tanisho, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Matsuwake, Hisao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Morikata, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Abo, Kouji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Shimizu, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Kobashi, Wataru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Hashikawa, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Yoshioka, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Elect Director Ito, Chiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Yagi, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hitachi Zosen Corp. | 7004 | JP3789000001 | J20790101 | 6429308 | Japan | 25-Jun-13 | Management | Appoint Alternate Statutory Auditor Yamada, Shunsuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Kishimoto, Sekio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Sasaki, Takayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Tsuchida, Michio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Matsuki, Kazumichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Aoki, Akihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Nirasawa, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Sakamoto, Masanori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Suzuki, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Kawashima, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Elect Director Murakoshi, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Horikawa, Junichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Hokuetsu Kishu Paper Co Ltd | 3865 | JP3841800000 | J21882105 | 6433105 | Japan | 25-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3500 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Amend Articles To Indemnify Outside Directors and Outside Statutory Auditors with Contracts - Reflect Stock Exchange Mandate to Consolidate Trading Units | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Kuroda, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Sugioka, Masatoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Kitamura, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Yui, Seiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Sano, Masaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Sugaya, Shunichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Murayama, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Ito, Seiya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Tanaka, Wataru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Ikeda, Takahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Kurasawa, Yoshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Wakasugi, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Kagawa, Yoshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Kato, Seiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Tonoike, Rentaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Elect Director Okada, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Inpex Corporation | 1605 | JP3294460005 | J2467E101 | B10RB15 | Japan | 25-Jun-13 | Management | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Elect Director Sato, Ikuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Elect Director Tanaka, Yoshitomo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Elect Director Murai, Etsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Elect Director Ishido, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Elect Director Mizutani, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Elect Director Kadota, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Elect Director Shimizu, Nobuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Elect Director Suto, Hiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Iwashita, Hisao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Japan Steel Works Ltd. | 5631 | JP3721400004 | J27743103 | 6470685 | Japan | 25-Jun-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Asakura, Jiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Saeki, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Murakami, Eizo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Yoshida, Keisuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Torizumi, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Sasaki, Masami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Suzuki, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Arisaka, Shunichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Yamauchi, Tsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Toriyama, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Nakagawa, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Yabunaka, Mitoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Elect Director Kinoshita, Eiichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Kisen Kaisha Ltd. | 9107 | JP3223800008 | J31588114 | 6484686 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Noguchi, Jiro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Mogi, Yuuzaburo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Horikiri, Noriaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Saito, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Negishi, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Shigeyama, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Amano, Katsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Yamazaki, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Shimada, Masanao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Hashimoto, Tsunao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Fukui, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Elect Director Ozaki, Mamoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Kogo, Motohiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Appoint Alternate Statutory Auditor Endo, Kazuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kikkoman Corp. | 2801 | JP3240400006 | J32620106 | 6490809 | Japan | 25-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mazda Motor Corp. | 7261 | JP3868400007 | J41551102 | 6900308 | Japan | 25-Jun-13 | Management | Elect Director Harada, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mazda Motor Corp. | 7261 | JP3868400007 | J41551102 | 6900308 | Japan | 25-Jun-13 | Management | Elect Director Nakamine, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mazda Motor Corp. | 7261 | JP3868400007 | J41551102 | 6900308 | Japan | 25-Jun-13 | Management | Elect Director Inamoto, Nobuhide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mazda Motor Corp. | 7261 | JP3868400007 | J41551102 | 6900308 | Japan | 25-Jun-13 | Management | Elect Director Kurosawa, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mazda Motor Corp. | 7261 | JP3868400007 | J41551102 | 6900308 | Japan | 25-Jun-13 | Management | Elect Director Sakai, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mazda Motor Corp. | 7261 | JP3868400007 | J41551102 | 6900308 | Japan | 25-Jun-13 | Management | Elect Director Muta, Taizo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mazda Motor Corp. | 7261 | JP3868400007 | J41551102 | 6900308 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Tochio, Nobuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mazda Motor Corp. | 7261 | JP3868400007 | J41551102 | 6900308 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Hirasawa, Masahide | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Chemical Holdings Corp. | 4188 | JP3897700005 | J44046100 | B0JQTJ0 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Chemical Holdings Corp. | 4188 | JP3897700005 | J44046100 | B0JQTJ0 | Japan | 25-Jun-13 | Management | Elect Director Kobayashi, Yoshimitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Chemical Holdings Corp. | 4188 | JP3897700005 | J44046100 | B0JQTJ0 | Japan | 25-Jun-13 | Management | Elect Director Yoshimura, Shotaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Chemical Holdings Corp. | 4188 | JP3897700005 | J44046100 | B0JQTJ0 | Japan | 25-Jun-13 | Management | Elect Director Ishizuka, Hiroaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Chemical Holdings Corp. | 4188 | JP3897700005 | J44046100 | B0JQTJ0 | Japan | 25-Jun-13 | Management | Elect Director Tsuchiya, Michihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Chemical Holdings Corp. | 4188 | JP3897700005 | J44046100 | B0JQTJ0 | Japan | 25-Jun-13 | Management | Elect Director Ubagai, Takumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Chemical Holdings Corp. | 4188 | JP3897700005 | J44046100 | B0JQTJ0 | Japan | 25-Jun-13 | Management | Elect Director Ochi, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Chemical Holdings Corp. | 4188 | JP3897700005 | J44046100 | B0JQTJ0 | Japan | 25-Jun-13 | Management | Elect Director Tsuda, Noboru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Chemical Holdings Corp. | 4188 | JP3897700005 | J44046100 | B0JQTJ0 | Japan | 25-Jun-13 | Management | Elect Director Kikkawa, Takeo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Approve Reduction in Capital and Capital Reserves | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Approve Accounting Transfers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Approve 10 into 1 Reverse Stock Split | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Amend Articles To Amend Authorized Capital - Reflect Stock Exchange Mandate to Consolidate Trading Units | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Nishioka, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Masuko, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Ichikawa, Hiizu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Harunari, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Uesugi, Gayuu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Aikawa, Tetsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Aoto, Shuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Nakao, Ryuugo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Sasaki, Mikio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Yajima, Hidetoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Hattori, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Izumisawa, Seiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Elect Director Sakamoto, Harumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Fukuda, Takitaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Approve 10 into 1 Reverse Stock Split | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Motors Corp. | 7211 | JP3899800001 | J44131100 | 6598446 | Japan | 25-Jun-13 | Management | Amend Articles To Amend Authorized Capital - Reflect Stock Exchange Mandate to Consolidate Trading Units | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Fujiyoshi, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Tanaka, Toshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Omura, Yasuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Koshibe, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Tannowa, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Takenoji, Etsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Isayama, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Kubo, Masaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Nagai, Taeko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Elect Director Suzuki, Yoshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Sekine, Osamu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsui Chemicals Inc. | 4183 | JP3888300005 | J4466L102 | 6597368 | Japan | 25-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsumi Electric Co. Ltd. | 6767 | JP3904400003 | J45464120 | 6597409 | Japan | 25-Jun-13 | Management | Amend Articles To Indemnify Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsumi Electric Co. Ltd. | 6767 | JP3904400003 | J45464120 | 6597409 | Japan | 25-Jun-13 | Management | Elect Director Sekimoto, Tetsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsumi Electric Co. Ltd. | 6767 | JP3904400003 | J45464120 | 6597409 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Shinya, Kenji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsumi Electric Co. Ltd. | 6767 | JP3904400003 | J45464120 | 6597409 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Sugio, Tateru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Authorize Preferred Share Repurchase Program | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Amend Articles To Create New Classes of Preferred Shares | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Elect Director Sato, Yasuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Elect Director Tsujita, Yasunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Elect Director Okabe, Toshitsugu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Elect Director Hayashi, Nobuhide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Elect Director Kanki, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Elect Director Koike, Masakane | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Elect Director Nomiyama, Akihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Elect Director Ohashi, Mitsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Elect Director Anraku, Kanemitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Funaki, Nobukatsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Require Firm to Post Board Training Policy on Website | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Mizuho Financial Group Inc. | 8411 | JP3885780001 | J4599L102 | 6591014 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Otsuka, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Komori, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Uchiyama, Toshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Matsubara, Masahide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Shibamoto, Hideyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Mitsue, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Nogami, Saimon | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Ichikawa, Tatsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Sashida, Yoshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Hagiwara, Toshitaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Suzuki, Kazuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | NSK Ltd. | 6471 | JP3720800006 | J55505101 | 6641544 | Japan | 25-Jun-13 | Management | Elect Director Obara, Yukio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Suzuki, Yasunobu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Takagi, Shigeyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Okada, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Kometani, Fukumatsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Inoe, Hironori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Okubo, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Ohashi, Keiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Goto, Itsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Terasaka, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Kawabata, Hisaji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NTN Corp. | 6472 | JP3165600002 | J59353110 | 6651189 | Japan | 25-Jun-13 | Management | Elect Director Wada, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Murai, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Otani, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Nakamura, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Hayama, Motoharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Ikeda, Yasuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Matsuda, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Ouchiyama, Toshiki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Hanji, Seigo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Mishina, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Elect Director Taniguchi, Mami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Ara, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nichirei Corp. | 2871 | JP3665200006 | J49764145 | 6640864 | Japan | 25-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Elect Director Mandai, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Elect Director Takase, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Elect Director Araki, Ryoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Elect Director Numa, Tatsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Elect Director Suzuki, Masanobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Elect Director Morita, Hiromi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Elect Director Hirao, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Elect Director Kawafuji, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Kayaku Co. Ltd. | 4272 | JP3694400007 | J54236112 | 6640422 | Japan | 25-Jun-13 | Management | Elect Director Okushima, Takayasu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 1 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Muneoka, Shoji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Tomono, Hiroshi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Kozuka, Shuuichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Shindo, Kosei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Iwaki, Masakazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Higuchi, Shinya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Ota, Katsuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Miyasaka, Akihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Yanagawa, Kinya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Sakuma, Soichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Saeki, Yasumitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Elect Director Morinobu, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Steel Sumitomo Metal Corp. | 5401 | JP3381000003 | J55999122 | 6642569 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Nagayasu, Katsunori | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Telegraph & Telephone Corp. | 9432 | JP3735400008 | J59396101 | 6641373 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 80 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 2 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Miyahara, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Kudo, Yasumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Naito, Tadaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Tazawa, Naoya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Mizushima, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Nagasawa, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Chikaraishi, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Okamoto, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Okina, Yuri | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Maruyama, Hidetoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Samitsu, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Oshika, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Elect Director Ogasawara, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Yusen K.K. | 9101 | JP3753000003 | J56515133 | 6643960 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Sugiura, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Elect Director Carlos Ghosn | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Elect Director Shiga, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Elect Director Saikawa, Hiroto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Elect Director Colin Dodge | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Elect Director Yamashita, Mitsuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Elect Director Imazu, Hidetoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Elect Director Greg Kelly | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Elect Director Jean-Baptiste Duzan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Elect Director Nakamura, Katsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Motor Co. Ltd. | 7201 | JP3672400003 | J57160129 | 6642860 | Japan | 25-Jun-13 | Management | Approve Stock Appreciation Rights Plan for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Approve Mergers by Absorption | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Amend Articles To Change Company Name - Amend Business Lines | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Miki, Toshinori | For | Against | Against | Yes | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Yoshimura, Hiroshi | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Irie, Umeo | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Nariyoshi, Yukio | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Minami, Kenji | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Obama, Kazuhisa | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Tsuda, Yoshikazu | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Uchida, Yukio | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Sasaki, Masahiro | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Elect Director Suzuki, Hideo | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nisshin Steel Holdings Co., Ltd. | 5413 | JP3676200003 | B89C2N9 | Japan | 25-Jun-13 | Management | Set Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 105 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Amend Articles To Indemnify Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Iida, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Toda, Juichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Maeda, Shuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Sato, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Nakayama, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Ito, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Anzai, Kazuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Yoshida, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Nakayama, Junzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Fuse, Tatsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Furukawa, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Hirose, Takaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Elect Director Sawada, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Sekiya, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Approve Retirement Bonus Payment for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Approve Retirement Bonus Payment for Statutory Auditor | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Approve Special Payments to Directors in Connection with Abolition of Retirement Bonus System | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Secom Co. Ltd. | 9735 | JP3421800008 | J69972107 | 6791591 | Japan | 25-Jun-13 | Management | Approve Special Payments to Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Approve Reduction in Capital, Capital Reserves, and Profit Reserves | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Approve Accounting Transfers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Elect Director Takahashi, Kozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Elect Director Mizushima, Shigeaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Elect Director Onishi, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Elect Director Fujimoto, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Elect Director Kato, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Elect Director Hoshi, Norikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Elect Director Fujimoto, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Elect Director Hashimoto, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sharp Corp. | 6753 | JP3359600008 | J71434112 | 6800602 | Japan | 25-Jun-13 | Management | Elect Director Ito, Yumiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 25 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Elect Director Maeda, Shinzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Elect Director Carsten Fischer | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Elect Director Takamori, Tatsuomi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Elect Director Nishimura, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Elect Director Okazawa, Yuu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Elect Director Sakai, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Elect Director Iwata, Shoichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Elect Director Nagai, Taeko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Elect Director Uemura, Tatsuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Harada, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shiseido Co. Ltd. | 4911 | JP3351600006 | J74358144 | 6805265 | Japan | 25-Jun-13 | Management | Approve Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 1.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Elect Director Kase, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Elect Director Hara, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Elect Director Sato, Yoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Elect Director Dantani, Shigeki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Elect Director Mogi, Yoshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Elect Director Sashida, Yoshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Elect Director Nagashima, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Ojima, Yoichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Seko, Miki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sojitz Corporation | 2768 | JP3663900003 | J7608R101 | 6594143 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Tsuya, Tadao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 25 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Elect Director Ihara, Katsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Elect Director Watanabe, Hirotoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Elect Director Shimaoka, Masamitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Elect Director Ishii, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Elect Director Niwa, Atsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Elect Director Kato, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Elect Director Nagasaka, Takemi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Elect Director Yamamoto, Isao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Elect Director Kuniya, Shiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Korenaga, Hirotoshi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Koizumi, Mitsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sony Financial Holdings Inc. | 8729 | JP3435350008 | J76337104 | B249SN5 | Japan | 25-Jun-13 | Management | Appoint Alternate Statutory Auditor Inoe, Toraki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Elect Director Kogo, Kazuhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Elect Director Segawa, Tatsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Elect Director Muranaga, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Elect Director Tsuchiya, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Elect Director Fukuoka, Toyoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Elect Director Masuno, Katsuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Elect Director Fujiwara, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Elect Director Ishibashi, Takeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Miyamoto, Yoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Hori, Ryuuji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Kato, Shin | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokuyama Corporation | 4043 | JP3625000009 | J86506102 | 6895761 | Japan | 25-Jun-13 | Management | Appoint Alternate Statutory Auditor Iwasaki, Michiya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Nishida, Atsutoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Sasaki, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Shimomitsu, Hidejiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Tanaka, Hisao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Kitamura, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Kubo, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Muraoka, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Kosugi, Takeo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Itami, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Shimanouchi, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Saito, Kiyomi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Muromachi, Masashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Sudo, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Fukakushi, Masahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Kobayashi, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Management | Elect Director Ushio, Fumiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toshiba Corp. | 6502 | JP3592200004 | J89752117 | 6897217 | Japan | 25-Jun-13 | Share Holder | Amend Articles to Prohibit Inclusion of Non-Votes in Tally for Shareholder or Company Proposals | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 22 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Shimizu, Junzo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Shirai, Yoshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Karube, Jun | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Asano, Mikio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Yokoi, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Sawayama, Hiroki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Shirai, Takumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Yamagiwa, Kuniaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Matsudaira, Soichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Hattori, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Miura, Yoshiki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Oi, Yuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Elect Director Yanase, Hideki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Adachi, Seiichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyota Tsusho Corp. | 8015 | JP3635000007 | J92719111 | 6900580 | Japan | 25-Jun-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamato Holdings Co Ltd | 9064 | JP3940000007 | J96612114 | 6985565 | Japan | 25-Jun-13 | Management | Elect Director Seto, Kaoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamato Holdings Co Ltd | 9064 | JP3940000007 | J96612114 | 6985565 | Japan | 25-Jun-13 | Management | Elect Director Kigawa, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamato Holdings Co Ltd | 9064 | JP3940000007 | J96612114 | 6985565 | Japan | 25-Jun-13 | Management | Elect Director Kanda, Haruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamato Holdings Co Ltd | 9064 | JP3940000007 | J96612114 | 6985565 | Japan | 25-Jun-13 | Management | Elect Director Yamauchi, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamato Holdings Co Ltd | 9064 | JP3940000007 | J96612114 | 6985565 | Japan | 25-Jun-13 | Management | Elect Director Minaki, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamato Holdings Co Ltd | 9064 | JP3940000007 | J96612114 | 6985565 | Japan | 25-Jun-13 | Management | Elect Director Hagiwara, Toshitaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamato Holdings Co Ltd | 9064 | JP3940000007 | J96612114 | 6985565 | Japan | 25-Jun-13 | Management | Elect Director Mori, Masakatsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamato Holdings Co Ltd | 9064 | JP3940000007 | J96612114 | 6985565 | Japan | 25-Jun-13 | Management | Appoint Statutory Auditor Yokose, Motoharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Elect Director Maruyama, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Elect Director Matsuno, Haruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Elect Director Hagio, Yasushige | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Elect Director Karatsu, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Elect Director Kuroe, Shinichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Elect Director Sae Bum Myung | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Elect Director Nakamura, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Elect Director Yoshikawa, Seiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Advantest Corp. | 6857 | JP3122400009 | J00210104 | 6870490 | Japan | 26-Jun-13 | Management | Elect Director Yoshida, Yoshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Amend Articles To Amend Provisions on Preferred Shares - Establish Record Dates for Quarterly Dividends - Decrease Maximum Board Size | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Elect Director Baba, Shinsuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Elect Director Tanabe, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Elect Director Shirakawa, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Elect Director Tsugawa, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Elect Director Takeda, Shunsuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Elect Director Louis J. Forster | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Elect Director Fukuda, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Elect Director Mizuta, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Nagase, Tomiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Approve Retirement Bonus Payment for Executive Directors | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Approve Retirement Bonus Payment for Outside Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Aozora Bank, Ltd. | 8304 | JP3711200000 | J0172K107 | B1G1854 | Japan | 26-Jun-13 | Management | Amend Articles To Amend Provisions on Preferred Shares - Establish Record Dates for Quarterly Dividends - Decrease Maximum Board Size | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 25 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Iwata, Yoshifumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Ono, Tomohiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Onoda, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Katsuno, Satoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Katsumata, Hideko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Sakaguchi, Masatoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Matsuura, Masanori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Matsubara, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Mizutani, Ryosuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Mizuno, Akihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Mita, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Management | Elect Director Watanabe, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Share Holder | Commit Firm to Place Ethics and Public Welfare Above Profits; Mobilize Employees, Shareholders to this Wisdom, Abandon Unethical Nuclear Power | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Share Holder | Abandon Nuclear Power to Increase Flexibility to Meet Changing Conditions | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Share Holder | Ban Financial Assistance to Japan Atomic Power Ltd and JNFL | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Mandate Disclosure of All Forms of Gifts and Donations to Local Governments, Universities, Research Institutions, et al. | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Share Holder | Launch Committee of Experts, Local Residents, Nuclear Activist Organization Representatives on Decommissioning of Nuclear Plants, Assuring Disposal of Spent Fuel Instead of Reprocessing | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Share Holder | Ban Use of Plutonium, Ban Sales of Plutonium, Manage Current Plutonium Stocks Safely Assuring No Diversion to Military or Defense Use | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Chubu Electric Power Co. Inc. | 9502 | JP3526600006 | J06510101 | 6195609 | Japan | 26-Jun-13 | Share Holder | Mandate Execution of Seismic and Tsunami Safety Measures at Hamaoka Plant Only With Goal of Reactor Decommissioning | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Rinno, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Maekawa, Teruyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Takahashi, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Kaneko, Haruhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Yamamoto, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Yamashita, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Kakusho, Junji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Hirase, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Shimizu, Sadamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Matsuda, Akihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Aoyama, Teruhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Yamamoto, Yoshihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Okamoto, Tatsunari | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Mizuno, Katsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Credit Saison Co. Ltd. | 8253 | JP3271400008 | J7007M109 | 6591809 | Japan | 26-Jun-13 | Management | Elect Director Ueno, Yasuhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | DaiNippon Screen Mfg. Co. Ltd. | 7735 | JP3494600004 | J10626109 | 6251028 | Japan | 26-Jun-13 | Management | Elect Director Ishida, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | DaiNippon Screen Mfg. Co. Ltd. | 7735 | JP3494600004 | J10626109 | 6251028 | Japan | 26-Jun-13 | Management | Elect Director Hashimoto, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | DaiNippon Screen Mfg. Co. Ltd. | 7735 | JP3494600004 | J10626109 | 6251028 | Japan | 26-Jun-13 | Management | Elect Director Ryonai, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | DaiNippon Screen Mfg. Co. Ltd. | 7735 | JP3494600004 | J10626109 | 6251028 | Japan | 26-Jun-13 | Management | Elect Director Kakiuchi, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | DaiNippon Screen Mfg. Co. Ltd. | 7735 | JP3494600004 | J10626109 | 6251028 | Japan | 26-Jun-13 | Management | Elect Director Minamishima, Shin | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | DaiNippon Screen Mfg. Co. Ltd. | 7735 | JP3494600004 | J10626109 | 6251028 | Japan | 26-Jun-13 | Management | Elect Director Oki, Katsutoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | DaiNippon Screen Mfg. Co. Ltd. | 7735 | JP3494600004 | J10626109 | 6251028 | Japan | 26-Jun-13 | Management | Elect Director Tateishi, Yoshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | DaiNippon Screen Mfg. Co. Ltd. | 7735 | JP3494600004 | J10626109 | 6251028 | Japan | 26-Jun-13 | Management | Elect Director Murayama, Shosaku | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | DaiNippon Screen Mfg. Co. Ltd. | 7735 | JP3494600004 | J10626109 | 6251028 | Japan | 26-Jun-13 | Management | Elect Director Saito, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Suzuki, Shigeharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Hibino, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Iwamoto, Nobuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Takahashi, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Kusaki, Yoriyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Yasuda, Ryuuji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Matsubara, Nobuko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Tadaki, Keiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Ito, Kensuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Jifuku, Saburo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Shirataki, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Elect Director Tsuda, Hiroki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa Securities Group Inc. | 8601 | JP3502200003 | J11718111 | 6251448 | Japan | 26-Jun-13 | Management | Approve Stock Option Plan and Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Heiwa Real Estate Co. Ltd. | 8803 | JP3834800009 | J19278100 | 6419600 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 12 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Heiwa Real Estate Co. Ltd. | 8803 | JP3834800009 | J19278100 | 6419600 | Japan | 26-Jun-13 | Management | Elect Director Iwakuma, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Heiwa Real Estate Co. Ltd. | 8803 | JP3834800009 | J19278100 | 6419600 | Japan | 26-Jun-13 | Management | Elect Director Hayakawa, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Heiwa Real Estate Co. Ltd. | 8803 | JP3834800009 | J19278100 | 6419600 | Japan | 26-Jun-13 | Management | Elect Director Yamada, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Heiwa Real Estate Co. Ltd. | 8803 | JP3834800009 | J19278100 | 6419600 | Japan | 26-Jun-13 | Management | Elect Director Yoshino, Sadao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Heiwa Real Estate Co. Ltd. | 8803 | JP3834800009 | J19278100 | 6419600 | Japan | 26-Jun-13 | Management | Elect Director Takagi, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Heiwa Real Estate Co. Ltd. | 8803 | JP3834800009 | J19278100 | 6419600 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Ojima, Shigeo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Heiwa Real Estate Co. Ltd. | 8803 | JP3834800009 | J19278100 | 6419600 | Japan | 26-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Heiwa Real Estate Co. Ltd. | 8803 | JP3834800009 | J19278100 | 6419600 | Japan | 26-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 9 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Ikawa, Shoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Suzuki, Takaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Kawakami, Seiho | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Isaka, Masakazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Okuda, Tetsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Nakano, Shiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Kume, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Murase, Noriya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Niimi, Atsushi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Agata, Tetsuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Elect Director Miyazaki, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Saga, Koei | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | JTEKT Corp. | 6473 | JP3292200007 | J2946V104 | 6497082 | Japan | 26-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 8 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Kimura, Yasushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Matsushita, Isao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Uchijima, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Kawada, Junichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Tonoike, Rentaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Omachi, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Isshiki, Seiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Uchida, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Hirai, Shigeo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Adachi, Yoshimasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Sakata, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Komiyama, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Ota, Hiroko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Elect Director Otsuka, Mutsutake | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Omura, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JX Holdings, Inc. | 5020 | JP3386450005 | J5484F100 | B627LW9 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Kanemoto, Toshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Approve Accounting Transfers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Mori, Shosuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Yagi, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Ikoma, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Toyomatsu, Hideki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Kagawa, Jiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Iwane, Shigeki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Hiroe, Yuzuru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Hashimoto, Noriaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Mukae, Yoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Doi, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Iwatani, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Yashima, Yasuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Shirai, Ryohei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Kawabe, Tatsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Inoe, Noriyuki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Tsujii, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Management | Elect Director Tamakoshi, Ryosuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Promote Use of Japan Sea Methane Hydrate, Oil and Natural Gas from Around Disputed Senkaku (Diaoyu) Islands | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Set Company Credo to Quit Nuclear Power and Promote Social Responsibility | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Operations be Based on Corporate Social Responsibility Placing Highest Priority on Safety of the Public | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Detailed Shareholder Meeting Minutes Disclosure | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Reduce Maximum Board of Directors Size from 20 to 12 | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Reduce Maximum Statutory Auditor Board Size from 7 to 6 and Stipulate that All Shall Be Selected Based on Recommendations from Environmentalist Organizations | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Firm to Aggressively Support Environmental Protection | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Priority be Given to Protecting Employee Human Rights, Rights of Consumers and Local Residents, Improving Labor Environment | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Priority be Given to Facilities Investment and Retention of Personnel Devoted to Upgrading Lifeline Service for Poor | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Demand Firm Show Remorse for All-Electric Households Program, Strive to Provide Energy Efficient, Safe and Inexpensive Household Appliance Options | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Remove President Makoto Yagi from the Board | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Stipulate that Safety is the Highest Priority in Electric Power Operations | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Ban Safety Worker Exposure to, and All Release of Radiation | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Disclosure of Individual Breakdown of Director Compensation, Names and Compensation of Each Consultant and Advisor | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Ban Nuclear Power | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Abandonment of Nuclear Fuel Reprocessing | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Ban Investment in Japan Atomic Power and JNFL | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Promote Maximum Disclosure, Consumer Trust | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require in Disclosure Individual Breakdown of Director Pay | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Allow Firm to Indemnify Outside Directors | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Encourage Dispersed Renewable and Natural Gas Power | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Firm to Seek Enabling Legal Changes and to Sell Off Either Generation Operations or Transmission and Distribution Operations | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Promote Reduced Power Demand, Increase Energy Efficiency by Various Means | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Ban Hiring or Service on the Board by Former Government Officials | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Reduce Maximum Board of Directors Size from 20 to 10 | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Cease Nuclear Operations and Decommission All Nuclear Facilities as Soon as Possible | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Commit to Nurture of Work Climate Conducive to Improving Quality of Nuclear Safety Mechanisms Through Debate Among Employees | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Appoint Shareholder Director Nominee Norio Murakami | Against | For | For | Yes | No | Yes |
| Max Nikkei 225 ETF | Kansai Electric Power Co. Inc. | 9503 | JP3228600007 | J30169106 | 6483489 | Japan | 26-Jun-13 | Share Holder | Amend Articles to End Reliance on Nuclear Power | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Amend Articles To Indemnify Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Hasegawa, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Takao, Mitsutoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Matsuoka, Kyohei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Takata, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Sonoda, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Murayama, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Iki, Joji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Hirohata, Masahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Inoe, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Kanehana, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Makimura, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Murakami, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Elect Director Morita, Yoshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Ogushi, Tatsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Oka, Michio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Fujikake, Nobuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kawasaki Heavy Industries, Ltd. | 7012 | JP3224200000 | J31502107 | 6484620 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Kodera, Satoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Sato, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Kawasaki, Hiroya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Yamaguchi, Ikuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Fujiwara, Hiroaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Takahashi, Tetsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Tanaka, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Kasuya, Tsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Naraki, Kazuhide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Kitabata, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Elect Director Yamauchi, Takuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kobe Steel Ltd. | 5406 | JP3289800009 | J34555144 | 6496023 | Japan | 26-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Amend Articles To Indemnify Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Kuba, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Maeda, Tatsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Yamaguchi, Goro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Komaguchi, Katsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Yamamoto, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Ishii, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Ota, Yoshihito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Aoki, Shoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director John Gilbertson | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director John Rigby | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Fure, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Date, Yoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Elect Director Onodera, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Mae, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kyocera Corp. | 6971 | JP3249600002 | J37479110 | 6499260 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Koyano, Yasunari | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 27 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Egashira, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Karasawa, Yasuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Suzuki, Hisahito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Yoneda, Masanori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Fujimoto, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Horimoto, Shuuhei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Tsuchiya, Mitsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Iijima, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Yanagawa, Nampei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Watanabe, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Tsunoda, Daiken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Ogawa, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Elect Director Matsunaga, Mari | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Yoshino, Jiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Nomura, Kuniaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | MS&AD Insurance Group Holdings | 8725 | JP3890310000 | J45745106 | B2Q4CS1 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Tezuka, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Kushiro, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Ito, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Sakai, Michiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Imamura, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Murata, Akinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Watanabe, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Nagano, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Nakabe, Yoshiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Mitamura, Chihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Elect Director Oshikubo, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Maruha Nichiro Holdings, Inc. | 1334 | JP3876700000 | J4001N100 | 6744261 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Kaneyama, Yoshito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 8 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Elect Director Aoi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Elect Director Sato, Motohiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Elect Director Nakamura, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Elect Director Horiuchi, Koichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Elect Director Wakashima, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Elect Director Ishii, Tomo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Elect Director Takimoto, Toshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Elect Director Fuse, Nariaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Marui Group Co. Ltd. | 8252 | JP3870400003 | J40089104 | 6569527 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Nozaki, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Inamura, Junzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Hamasaki, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Masaki, Kozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Wachi, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Kawashima, Gentaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Miida, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Yamamoto, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Sugii, Mamoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Takenaka, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Elect Director Hirosaki, Botaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Yamada, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Uzawa, Akiomi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Meidensha Corp. | 6508 | JP3919800007 | J41594102 | 6575900 | Japan | 26-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Omiya, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Miyanaga, Shunichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Maekawa, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Hara, Hisashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Abe, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Hishikawa, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Nishizawa, Takato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Wani, Masafumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Masamori, Shigero | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Kujirai, Yoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Nojima, Tatsuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Arihara, Masahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Mizutani, Hisakazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Kodama, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Funato, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Kodama, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Kojima, Yorihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Christina Ahmadjian | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Elect Director Tsuda, Hiroki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Kuroyanagi, Nobuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Heavy Industries, Ltd. | 7011 | JP3900000005 | J44002129 | 6597067 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Ito, Shinichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Kobayashi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Takezoe, Noboru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Okoso, Hiroji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Uchida, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Hata, Yoshihide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Suezawa, Juichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Tsujimoto, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Kawamura, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Katayama, Toshiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Elect Director Taka, Iwao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Itagaki, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Meat Packers Inc. | 2282 | JP3743000006 | J54752142 | 6640767 | Japan | 26-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Amend Articles To Change Location of Head Office - Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Elect Director Hosomi, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Elect Director Koike, Kunihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Elect Director Kaneda, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Elect Director Matono, Akiyo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Elect Director Ihara, Naoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Elect Director Sato, Koki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Elect Director Wakizaka, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Elect Director Kinoshita, Keishiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Elect Director Haruki, Tsugio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Yoko, Keisuke | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Higuchi, Osamu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Suisan Kaisha Ltd. | 1332 | JP3718800000 | J56042104 | 6640927 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Kawahigashi, Kenji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 14 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Higuchi, Tsuneo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Ono, Takami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Yagisawa, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Sakurada, Kenichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Hamamoto, Satoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Tsuruzoe, Nobutomo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Takishita, Hidenori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Iwata, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Dobashi, Shuuichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Onitsuka, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Elect Director Suzuki, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nissan Chemical Industries Ltd. | 4021 | JP3670800006 | J56988108 | 6641588 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Kondo, Sumio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Oeda, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Ikeda, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Nakagawa, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Harada, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Takizawa, Michinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Shiragami, Toshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Nakagawa, Masashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Iwasaki, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Okumura, Ariyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Mimura, Akio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Ogawa, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Mori, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Yamada, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Elect Director Kemmoku, Nobuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Watanabe, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Fushiya, Kazuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Masaki, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Approve Stock Option Plan for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshin Seifun Group Inc. | 2002 | JP3676800000 | J57633109 | 6640961 | Japan | 26-Jun-13 | Management | Approve Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nitto Boseki Co. Ltd. | 3110 | JP3684400009 | J58364118 | 6641083 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nitto Boseki Co. Ltd. | 3110 | JP3684400009 | J58364118 | 6641083 | Japan | 26-Jun-13 | Management | Elect Director Minamizono, Katsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nitto Boseki Co. Ltd. | 3110 | JP3684400009 | J58364118 | 6641083 | Japan | 26-Jun-13 | Management | Elect Director Shimizu, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nitto Boseki Co. Ltd. | 3110 | JP3684400009 | J58364118 | 6641083 | Japan | 26-Jun-13 | Management | Elect Director Kusano, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nitto Boseki Co. Ltd. | 3110 | JP3684400009 | J58364118 | 6641083 | Japan | 26-Jun-13 | Management | Elect Director Suyama, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nitto Boseki Co. Ltd. | 3110 | JP3684400009 | J58364118 | 6641083 | Japan | 26-Jun-13 | Management | Elect Director Hama, Kunihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nitto Boseki Co. Ltd. | 3110 | JP3684400009 | J58364118 | 6641083 | Japan | 26-Jun-13 | Management | Elect Director Koda, Tadatsuna | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nitto Boseki Co. Ltd. | 3110 | JP3684400009 | J58364118 | 6641083 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Sasahara, Keisuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Koga, Nobuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Nagai, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Yoshikawa, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Suzuki, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director David Benson | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Sakane, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Kanemoto, Toshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Fujinuma, Tsuguoki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Kusakari, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Clara Furse | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nomura Holdings Inc. | 8604 | JP3762600009 | J59009159 | 6643108 | Japan | 26-Jun-13 | Management | Elect Director Michael Lim Choo San | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oki Electric Industry Co. Ltd. | 6703 | JP3194000000 | J60772100 | 6657682 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 34,410 for Class A Preferred Shares and No Final Dividend for Ordinary Shares | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Oki Electric Industry Co. Ltd. | 6703 | JP3194000000 | J60772100 | 6657682 | Japan | 26-Jun-13 | Management | Elect Director Kawasaki, Hideichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Oki Electric Industry Co. Ltd. | 6703 | JP3194000000 | J60772100 | 6657682 | Japan | 26-Jun-13 | Management | Elect Director Suzuki, Hisao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oki Electric Industry Co. Ltd. | 6703 | JP3194000000 | J60772100 | 6657682 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Tai, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Kimoto, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Sasa, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Fujizuka, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Takeuchi, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Hayashi, Shigeo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Goto, Takuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Hiruta, Shiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Fujita, Sumitaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Nishikawa, Motoyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Imai, Hikari | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Fujii, Kiyotaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Unotoro, Keiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Elect Director Yoshida, Kenichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Approve Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Olympus Corp. | 7733 | JP3201200007 | J61240107 | 6658801 | Japan | 26-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Approve Accounting Transfers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Matsushita, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Tsuga, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Nagae, Shuusaku | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Kashima, Ikusaburo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Yamada, Yoshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Miyata, Yoshiiku | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Takami, Kazunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Toyama, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Kawai, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Miyabe, Yoshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Nakagawa, Yoshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Yoshida, Mamoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Uno, Ikuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Oku, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Nomura, Tsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Yoshioka, Tamio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Panasonic Corp | 6752 | JP3866800000 | J6354Y104 | 6572707 | Japan | 26-Jun-13 | Management | Elect Director Ota, Hiroko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pioneer Corporation | 6773 | JP3780200006 | J63825145 | 6688745 | Japan | 26-Jun-13 | Management | Elect Director Kotani, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pioneer Corporation | 6773 | JP3780200006 | J63825145 | 6688745 | Japan | 26-Jun-13 | Management | Elect Director Okayasu, Hideki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pioneer Corporation | 6773 | JP3780200006 | J63825145 | 6688745 | Japan | 26-Jun-13 | Management | Elect Director Ono, Mikio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pioneer Corporation | 6773 | JP3780200006 | J63825145 | 6688745 | Japan | 26-Jun-13 | Management | Elect Director Matsumoto, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pioneer Corporation | 6773 | JP3780200006 | J63825145 | 6688745 | Japan | 26-Jun-13 | Management | Elect Director Kawashiri, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pioneer Corporation | 6773 | JP3780200006 | J63825145 | 6688745 | Japan | 26-Jun-13 | Management | Elect Director Oizumi, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pioneer Corporation | 6773 | JP3780200006 | J63825145 | 6688745 | Japan | 26-Jun-13 | Management | Elect Director Tanizeki, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pioneer Corporation | 6773 | JP3780200006 | J63825145 | 6688745 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Tsuji, Shinichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pioneer Corporation | 6773 | JP3780200006 | J63825145 | 6688745 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Hanano, Nobuko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shionogi & Co., Ltd. | 4507 | JP3347200002 | J74229105 | 6804682 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 22 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shionogi & Co., Ltd. | 4507 | JP3347200002 | J74229105 | 6804682 | Japan | 26-Jun-13 | Management | Elect Director Shiono, Motozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shionogi & Co., Ltd. | 4507 | JP3347200002 | J74229105 | 6804682 | Japan | 26-Jun-13 | Management | Elect Director Teshirogi, Isao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shionogi & Co., Ltd. | 4507 | JP3347200002 | J74229105 | 6804682 | Japan | 26-Jun-13 | Management | Elect Director Nomura, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shionogi & Co., Ltd. | 4507 | JP3347200002 | J74229105 | 6804682 | Japan | 26-Jun-13 | Management | Elect Director Mogi, Teppei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shionogi & Co., Ltd. | 4507 | JP3347200002 | J74229105 | 6804682 | Japan | 26-Jun-13 | Management | Elect Director Machida, Katsuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shionogi & Co., Ltd. | 4507 | JP3347200002 | J74229105 | 6804682 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Tsukihara, Koichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Electric Industries Ltd. | 5802 | JP3407400005 | J77411114 | 6858708 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Electric Industries Ltd. | 5802 | JP3407400005 | J77411114 | 6858708 | Japan | 26-Jun-13 | Management | Elect Director Kawai, Fumiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Electric Industries Ltd. | 5802 | JP3407400005 | J77411114 | 6858708 | Japan | 26-Jun-13 | Management | Elect Director Ushijima, Nozomi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Electric Industries Ltd. | 5802 | JP3407400005 | J77411114 | 6858708 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Watanabe, Katsuaki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Electric Industries Ltd. | 5802 | JP3407400005 | J77411114 | 6858708 | Japan | 26-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 22.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Amend Articles To Increase Maximum Board Size | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Elect Director Nakagome, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Elect Director Igarashi, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Elect Director Ueda, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Elect Director Yokoyama, Terunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Elect Director Matsuyama, Haruka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Elect Director Tanaka, Katsuhide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Elect Director Kida, Tetsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Elect Director Shimada, Kazuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Yokokawa, Akimasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Ozawa, Yuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | T&D HOLDINGS INC. | 8795 | JP3539220008 | J86796109 | 6744294 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Ezaki, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 90 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Elect Director Hasegawa, Yasuchika | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Elect Director Yamanaka, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Elect Director Frank Morich | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Elect Director Yamada, Tadataka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Elect Director Iwasaki, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Elect Director Sudo, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Elect Director Kojima, Yorihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Elect Director Honda, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Kuniya, Shiro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Kuroda, Katsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takeda Pharmaceutical Co. Ltd. | 4502 | JP3463000004 | J8129E108 | 6870445 | Japan | 26-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 22 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Nakao, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Shintaku, Yuutaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Matsumura, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Mimura, Takayoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Oguma, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Arase, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Shoji, Kuniko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Takagi, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Ikuta, Masaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Kakizoe, Tadao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Elect Director Matsunaga, Mari | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Sekine, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Yone, Masatake | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Tabuchi, Tomohisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Terumo Corp. | 4543 | JP3546800008 | J83173104 | 6885074 | Japan | 26-Jun-13 | Management | Approve Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Aizawa, Zengo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Kashitani, Takao | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Kobayashi, Yoshimitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Shimada, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Shimokobe, Kazuhiko | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Sudo, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Naito, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Nomi, Kimikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Hirose, Naomi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Fujimori, Yoshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Management | Elect Director Yamaguchi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Add Agriculture and Forestry to Business Lines | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Move Headquarters to Another Part of Tokyo | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Elect Shareholder Nominee Satoru Otomo to the Board of Directors | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Oust Ernst & Young ShinNihon LLC as External Auditor | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require External Audit Firm to Attend Shareholder Meetings, Answer Shareholder Questions | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Disclose Detailed Management Information on Operations Revenue et al. to Enable Third-Party Verification | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend articles to require abandonment of Fukushima Daini Nuclear Plant | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Abandonment of Kashiwazaki-Kariwa Nuclear Plant | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Set Up Department of Reactor Decommissioning | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Spin Off of Non-Nuclear Power Generation into Independent Companies | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Mandate a Survey of Manufacturer Liability in Fukushima Daiichi Accident, Seek Potential Damages from Suppliers of Nuclear Technology | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Require Disclosure of Individual Breakdown of Director Compensation Without Delay | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Approve Reduction to Aggregate Compensation Ceiling for Directors and Officers Retroactive to 2009 | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Cut Employee Bonuses and Pensions Until Fukushima Daiichi Accident is Cleaned Up and Damages to Victims are Paid in Full | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Electric Power Co. Ltd. | 9501 | JP3585800000 | J86914108 | 6895404 | Japan | 26-Jun-13 | Share Holder | Amend Articles to Mandate Live On-line Access to Shareholder Meetings by Press, Publicly Disclose Detailed Minutes | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Approve Formation of Joint Holding Company with Tokyu Community Corp. and Tokyu Livable, Inc. | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Ueki, Masatake | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Kanazashi, Kiyoshi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Okamoto, Ushio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Ogura, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Otaki, Iwao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Saegusa, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Uemura, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Okuma, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Nomoto, Hirofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Nakajima, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Land Corp. | 8815 | JP3569000007 | J88849120 | 6895084 | Japan | 26-Jun-13 | Management | Elect Director Nakamura, Motonori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toray Industries Inc. | 3402 | JP3621000003 | J89494116 | 6897143 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toray Industries Inc. | 3402 | JP3621000003 | J89494116 | 6897143 | Japan | 26-Jun-13 | Management | Elect Director Suga, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toray Industries Inc. | 3402 | JP3621000003 | J89494116 | 6897143 | Japan | 26-Jun-13 | Management | Elect Director Kobayashi, Hirofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toray Industries Inc. | 3402 | JP3621000003 | J89494116 | 6897143 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Yagita, Motoyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toray Industries Inc. | 3402 | JP3621000003 | J89494116 | 6897143 | Japan | 26-Jun-13 | Management | Appoint Alternate Statutory Auditor Kobayashi, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toray Industries Inc. | 3402 | JP3621000003 | J89494116 | 6897143 | Japan | 26-Jun-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 7 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Miki, Hirofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Kaneko, Shunji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Yamamoto, Haruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Arai, Mitsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Mio, Takahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Kobayashi, Koichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Kobayashi, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Yamagata, Fujio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Maruhashi, Yoshitsugu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Fujii, Atsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Elect Director Nakai, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyo Seikan Group Holdings Ltd. | 5901 | JP3613400005 | J92289107 | 6900267 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Hirose, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamaha Corp. | 7951 | JP3942600002 | J95732103 | 6642387 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamaha Corp. | 7951 | JP3942600002 | J95732103 | 6642387 | Japan | 26-Jun-13 | Management | Elect Director Okabe, Hiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamaha Corp. | 7951 | JP3942600002 | J95732103 | 6642387 | Japan | 26-Jun-13 | Management | Elect Director Takahashi, Motoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamaha Corp. | 7951 | JP3942600002 | J95732103 | 6642387 | Japan | 26-Jun-13 | Management | Elect Director Kitamura, Haruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamaha Corp. | 7951 | JP3942600002 | J95732103 | 6642387 | Japan | 26-Jun-13 | Management | Elect Director Yanagi, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamaha Corp. | 7951 | JP3942600002 | J95732103 | 6642387 | Japan | 26-Jun-13 | Management | Elect Director Ota, Yoshikatsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamaha Corp. | 7951 | JP3942600002 | J95732103 | 6642387 | Japan | 26-Jun-13 | Management | Elect Director Nakata, Takuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamaha Corp. | 7951 | JP3942600002 | J95732103 | 6642387 | Japan | 26-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yamaha Corp. | 7951 | JP3942600002 | J95732103 | 6642387 | Japan | 26-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Elect Director Kaihori, Shuuzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Elect Director Nishijima, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Elect Director Kurosu, Satoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Elect Director Nara, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Elect Director Tanahashi, Yasuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Elect Director Katsumata, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Elect Director Urano, Mitsudo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Makino, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Yokogawa Electric Corp. | 6841 | JP3955000009 | J97272124 | 6986427 | Japan | 26-Jun-13 | Management | Appoint Statutory Auditor Nishibori, Satoru | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 4 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Ohashi, Yoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Ito, Shinichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Katanozaka, Shinya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Takemura, Shigeyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Maruyama, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Tonomoto, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Shinobe, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Mori, Shosuke | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Ado | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Elect Director Kobayashi, Izumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | ANA Holdings Co.,Ltd. | 9202 | JP3429800000 | J51914109 | 6014908 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Kondo, Tatsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Yamaguchi, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Ito, Masatoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Kunimoto, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Iwamoto, Tamotsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Igarashi, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Ono, Hiromichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Takato, Etsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Shinada, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Kimura, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Nishii, Takaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Tochio, Masaya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Fukushi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Nagamachi, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Sakie Tachibana Fukushima | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ajinomoto Co. Inc. | 2802 | JP3119600009 | J00882126 | 6010906 | Japan | 27-Jun-13 | Management | Elect Director Saito, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 4 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Elect Director Okamoto, Mitsuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Elect Director Takagi, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Elect Director Isobe, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Elect Director Abe, Atsushige | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Elect Director Shibata, Kotaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Elect Director Shigeta, Takaya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Elect Director Ito, Katsuhide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Yamashita, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Murata, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Amada Co. Ltd. | 6113 | JP3122800000 | J01218106 | 6022105 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Ito, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Fujiwara, Taketsugu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Kobori, Hideki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Kobayashi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Nakao, Masafumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Sawayama, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Wada, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Kodama, Yukiharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Ichino, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Elect Director Shiraishi, Masumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Nagahara, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Kobayashi, Koji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Yamate, Akira | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Asahi Kasei Corp. | 3407 | JP3111200006 | J0242P110 | 6054603 | Japan | 27-Jun-13 | Management | Approve Retirement Bonus Payment for Directors and Statutory Auditor | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Takashima, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Ito, Noriaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Yamasaki, Hirofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Ogawa, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Miura, Hidetoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Kudo, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Mimata, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Tomoaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Nishiyama, Tsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Kurokawa, Masanobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Kumagai, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Elect Director Goto, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Komori, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | COMSYS Holdings Corp. | 1721 | JP3305530002 | J5890P106 | 6687247 | Japan | 27-Jun-13 | Management | Approve Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Amend Articles To Authorize Board to Pay Interim Dividends | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Kashio, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Kashio, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Murakami, Fumitsune | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Kashio, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Takagi, Akinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Nakamura, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Takashima, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Masuda, Yuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Kashio, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Ishikawa, Hirokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Yamagishi, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Kobayashi, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Elect Director Kotani, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Casio Computer Co. Ltd. | 6952 | JP3209000003 | J05250139 | 6178967 | Japan | 27-Jun-13 | Management | Approve Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Chiba Bank Ltd. | 8331 | JP3511800009 | J05670104 | 6190563 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 6.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiba Bank Ltd. | 8331 | JP3511800009 | J05670104 | 6190563 | Japan | 27-Jun-13 | Management | Amend Articles To Indemnify Directors - Indemnify Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiba Bank Ltd. | 8331 | JP3511800009 | J05670104 | 6190563 | Japan | 27-Jun-13 | Management | Elect Director Sakuma, Hidetoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiba Bank Ltd. | 8331 | JP3511800009 | J05670104 | 6190563 | Japan | 27-Jun-13 | Management | Elect Director Okubo, Toshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiba Bank Ltd. | 8331 | JP3511800009 | J05670104 | 6190563 | Japan | 27-Jun-13 | Management | Elect Director Hatano, shoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiba Bank Ltd. | 8331 | JP3511800009 | J05670104 | 6190563 | Japan | 27-Jun-13 | Management | Elect Director Yazaki, Toyokuni | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiba Bank Ltd. | 8331 | JP3511800009 | J05670104 | 6190563 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Yamazoe, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Chiba Bank Ltd. | 8331 | JP3511800009 | J05670104 | 6190563 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Fukuda, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Elect Director Tokura, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Elect Director Kabata, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Elect Director Nakajima, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Elect Director Aoyagi, Ryota | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Elect Director Aoki, Teruaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Elect Director Nakajima, Keiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Elect Director Ito, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Hanyuu, Kenichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Citizen Holdings Co. Ltd. | 7762 | JP3352400000 | J0792V103 | 6197304 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 16 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Kitajima, Yoshitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Takanami, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Yamada, Masayoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Kitajima, Yoshinari | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Hakii, Mitsuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Tsuchida, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Yoshino, Teruomi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Kuroda, Yuujiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Wada, Masahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Morino, Tetsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Akishige, Kunikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Kitajima, Motoharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Shimizu, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Tsukada, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Hikita, Sakae | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Yamazaki, Fujio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Kanda, Tokuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Saito, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Inoe, Satoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Elect Director Tsukada, Tadao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Nomura, Kuniaki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Dai Nippon Printing Co. Ltd. | 7912 | JP3493800001 | J10584100 | 6250906 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Daikin Industries Ltd. | 6367 | JP3481800005 | J10038115 | 6250724 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 18 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daikin Industries Ltd. | 6367 | JP3481800005 | J10038115 | 6250724 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Yano, Ryuu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daikin Industries Ltd. | 6367 | JP3481800005 | J10038115 | 6250724 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Fukunaga, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daikin Industries Ltd. | 6367 | JP3481800005 | J10038115 | 6250724 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Ono, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daikin Industries Ltd. | 6367 | JP3481800005 | J10038115 | 6250724 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 35 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Higuchi, Takeo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Ono, Naotake | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Ogawa, Tetsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Ishibashi, Tamio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Nishimura, Tatsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Kawai, Katsutomo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Ishibashi, Takuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Numata, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Hama, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Tsuchida, Kazuto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Hori, Fukujiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Kosokabe, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Yoshii, Keiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Fujitani, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Kiguchi, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Kamikawa, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Kimura, Kazuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Elect Director Shigemori, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Terada, Ryozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Hirata, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Iida, Kazuhiro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Iwasaki, Kiichiro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Daiwa House Industry Co. Ltd. | 1925 | JP3505000004 | J11508124 | 6251363 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 16 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Ishii, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Nakamoto, Shoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Kato, Yuzuru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Timothy Andree | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Sugimoto, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Akiyama, Ryuuhei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Matsushima, Kunihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Takada, Yoshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Tonouchi, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Hattori, Kazufumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Ishikawa, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Elect Director Nishizawa, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Shimura, Kaoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Dentsu Inc. | 4324 | JP3551520004 | J1207N108 | 6416281 | Japan | 27-Jun-13 | Management | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Yago, Natsunosuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Maeda, Toichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Fujimoto, Tetsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Tsujimura, Manabu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Oi, Atsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Ogata, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Shibuya, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Noji, Nobuharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Mikuni, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Uda, Sakon | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Namiki, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Elect Director Kuniya, Shiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ebara Corp. | 6361 | JP3166000004 | J12600128 | 6302700 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Komori, Shigetaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Nakajima, Shigehiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Toda, Yuuzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Tamai, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Makino, Katsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Goto, Yoshihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Ishikawa, Takatoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Tadahito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Kitayama, Teisuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Furuya, Kazuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Sukeno, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Elect Director Asami, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Yamamura, Kazuhito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | FUJIFILM Holdings Corp. | 4901 | JP3814000000 | J14208102 | 6356525 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 82.04 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Inaba, Yoshiharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Yamaguchi, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Gonda, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Richard E. Schneider | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Uchida, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Kosaka, Tetsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Matsubara, Shunsuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Kohari, Katsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Okada, Toshiya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Hiramoto, Kazuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Olaf C. Gehrels | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Aoyama, Kazunari | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Ito, Takayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Yamada, Yuusaku | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Hishikawa, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Noda, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Inaba, Kiyonori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fanuc Corp. | 6954 | JP3802400006 | J13440102 | 6356934 | Japan | 27-Jun-13 | Management | Elect Director Ono, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Approve Accounting Transfers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, With a Final Dividend of JPY 2.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Elect Director Nagahama, Yoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Elect Director Sato, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Elect Director Kato, Takamasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Elect Director Koike, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Elect Director Naruse, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Elect Director Sugo, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Elect Director Miyagi, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Elect Director Nomura, Yoshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Elect Director Abe, Kenichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Kunimoto, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Sekiuchi, Soichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fujikura Ltd. | 5803 | JP3811000003 | J14784128 | 6356707 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Miyake, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Tani, Masaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Shibato, Takashige | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Yoshikai, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Sakurai, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Furumura, Jiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Aoyagi, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Yoshida, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Hayashi, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Murayama, Noritaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Obata, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Fukuda, Satoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Yoshizawa, Shunsuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Yasuda, Ryuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Elect Director Takahashi, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Fukuoka Financial Group Inc. | 8354 | JP3805010000 | J17129107 | B1TK1Y8 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Habu, Kiyofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 2 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Elect Director Soma, Nobuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Elect Director Zama, Manabu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Elect Director Nakamura, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Elect Director Matsumoto, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Elect Director Miyakawa, Naohisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Elect Director Ota, Akinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Elect Director Yoshida, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Elect Director Iwata, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Furukawa Co. Ltd. | 5715 | JP3826800009 | J16422131 | 6357603 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Emoto, Yoshihito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Amend Articles To Reduce Directors' Term - Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Yoda, Makoto | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Shiina, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Yoshimura, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Nishida, Kei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Kuragaki, Masahide | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Tatsumi, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Sawada, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Nakagawa, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Bomoto, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Konishi, Hirosuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Elect Director Murao, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Maeno, Hideyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ochiai, Shinji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ogawa, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Abe, Seiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Takimoto, Shingo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | GS YUASA CORP. | 6674 | JP3385820000 | J1770L109 | 6744250 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Kama, Kazuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Saito, Tamotsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Nakamura, Fusayoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Tsukahara, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Degawa, Sadao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Sakamoto, Joji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Terai, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Kawaratani, Tatsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Imoto, Izumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Sekido, Toshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Iwamoto, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Hamamura, Hiromitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Hamaguchi, Tomokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Okamura, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Elect Director Yoshida, Eiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Serizawa, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | IHI Corp. | 7013 | JP3134800006 | J2398N105 | 6466985 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Watanabe, Toshiharu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Isuzu Motors Ltd. | 7202 | JP3137200006 | J24994105 | 6467104 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isuzu Motors Ltd. | 7202 | JP3137200006 | J24994105 | 6467104 | Japan | 27-Jun-13 | Management | Elect Director Katayama, Masanori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isuzu Motors Ltd. | 7202 | JP3137200006 | J24994105 | 6467104 | Japan | 27-Jun-13 | Management | Elect Director Nagai, Katsumasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isuzu Motors Ltd. | 7202 | JP3137200006 | J24994105 | 6467104 | Japan | 27-Jun-13 | Management | Elect Director Mizutani, Haruki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isuzu Motors Ltd. | 7202 | JP3137200006 | J24994105 | 6467104 | Japan | 27-Jun-13 | Management | Elect Director Mitsuzaki, Chikao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isuzu Motors Ltd. | 7202 | JP3137200006 | J24994105 | 6467104 | Japan | 27-Jun-13 | Management | Elect Director Miyagaki, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Isuzu Motors Ltd. | 7202 | JP3137200006 | J24994105 | 6467104 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Nagashima, Yasuharu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Isuzu Motors Ltd. | 7202 | JP3137200006 | J24994105 | 6467104 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Shindo, Tetsuhiko | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Isuzu Motors Ltd. | 7202 | JP3137200006 | J24994105 | 6467104 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Takahashi, Tadashi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 45.50 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Takeuchi, Keisuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Kawana, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Ishizuka, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Sato, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Yamazaki, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Akabane, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Miura, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Sato, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Isetani, Yasumasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Fukuyama, Hiroyasu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Kitagawa, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Momose, Yasushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Hidaka, Takehito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Miyoshi, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Elect Director Endo, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | JGC Corp. | 1963 | JP3667600005 | J26945105 | 6473468 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Shimada, Toyohiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kajima Corp. | 1812 | JP3210200006 | J29223120 | 6481320 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kajima Corp. | 1812 | JP3210200006 | J29223120 | 6481320 | Japan | 27-Jun-13 | Management | Elect Director Atsumi, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kajima Corp. | 1812 | JP3210200006 | J29223120 | 6481320 | Japan | 27-Jun-13 | Management | Elect Director Tashiro, Tamiharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kajima Corp. | 1812 | JP3210200006 | J29223120 | 6481320 | Japan | 27-Jun-13 | Management | Elect Director Hattori, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Kajima Corp. | 1812 | JP3210200006 | J29223120 | 6481320 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Takata, Atsuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Kato, Kan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Nagata, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Takahashi, Taizo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Komura, Yasushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Mamoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Komada, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Maruyama, So | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Takahashi, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Kato, Sadao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Shimura, Yasuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Kano, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Kawasugi, Noriaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Matsuzaka, Yoshinobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Kawase, Akinobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Yasuki, Kunihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Ito, Yoshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Tomiya, Hideyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Elect Director Nakaoka, Kazunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keio Corp | 9008 | JP3277800003 | J32190126 | 6487362 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Amend Articles To Change Location of Head Office | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Hanada, Tsutomu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Saigusa, Norio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Mikoda, Takehiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Omuro, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Miyata, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Hirata, Kenichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Sakayori, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Kaneko, Kentaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Yonekawa, Kosei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Kobayashi, Toshiya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Sato, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Mashimo, Yukihito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Matsukami, Eiichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Saito, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Elect Director Shinozaki, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Muraoka, Takashi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Keisei Electric Railway | 9009 | JP3278600006 | J32233108 | 6487425 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Elect Director Kozuki, Kagemasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Elect Director Kozuki, Takuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Elect Director Higashio, Kimihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Elect Director Yamaguchi, Noriaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Elect Director Godai, Tomokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Elect Director Mizuno, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Elect Director Gemma, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Furukawa, Shinichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Maruoka, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Konami Corp. | 9766 | JP3300200007 | J35996107 | 6496681 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Elect Director Sato, Naotada | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Elect Director Asano, Shigetaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Elect Director Kaneko, Hidesada | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Elect Director Hirahara, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Elect Director Saza, Michiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Elect Director Matsuo, Masahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Elect Director Kawamura, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Elect Director Yajima, Hidetoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Elect Director Sanuki, Yoko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Sato, Hideaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Tago, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Yamaguchi, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Watanabe, Hajime | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Meiji Holdings Co Ltd | 2269 | JP3918000005 | J41729104 | B60DQV3 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Imamura, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 4 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Elect Director Kainuma, Yoshihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Elect Director Dosho, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Elect Director Katogi, Hiroharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Elect Director Yajima, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Elect Director Fujita, Hirotaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Elect Director Konomi, Daishiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Elect Director Uchibori, Tamio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Elect Director Murakami, Koshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Minebea Co. Ltd. | 6479 | JP3906000009 | J42884130 | 6642406 | Japan | 27-Jun-13 | Management | Elect Director Matsuoka, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Shimomura, Setsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Yamanishi, Kenichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Yoshimatsu, Hiroki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Hashimoto, Noritomo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Fujimoto, Ryosuke | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Okuma, Nobuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Matsuyama, Akihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Sasaki, Mikio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Miki, Shigemitsu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Makino, Fujiatsu | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Yabunaka, Mitoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Electric Corp. | 6503 | JP3902400005 | J43873116 | 6597045 | Japan | 27-Jun-13 | Management | Elect Director Obayashi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Kimura, Keiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Sugiyama, Hirotaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Yanagisawa, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Kono, Masaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Kazama, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Kato, Jo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Aiba, Naoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Ono, Masamichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Okusa, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Matsuhashi, Isao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Tokiwa, Fumikatsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Gomi, Yasumasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Elect Director Tomioka, Shuu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Estate Co Ltd | 8802 | JP3899600005 | J43916113 | 6596729 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Okamoto, Tetsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Matsui, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Sakaizawa, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Yoneyama, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Hashimoto, Yuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Watabe, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Hoki, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Makihara, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Nemoto, Jiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Miki, Shigemitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Irie, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Takayama, Kazuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Elect Director Miyazaki, Takanori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Logistics Corp. | 9301 | JP3902000003 | J44561108 | 6596848 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Elect Director Ide, Akihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Elect Director Yao, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Elect Director Kato, Toshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Elect Director Takeuchi, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Elect Director Fujii, Toshimichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Elect Director Hamaji, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Elect Director Okamoto, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Elect Director Aramaki, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Elect Director Iida, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Murai, Toshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Materials Corp. | 5711 | JP3903000002 | J44024107 | 6597089 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Elect Director Suzuki, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Elect Director Mizuno, Masami | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Elect Director Ushijima, Mitsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Elect Director Itakura, Kanji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Elect Director Nozawa, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Elect Director Taguchi, Kazuhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Elect Director Harada, Junji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Elect Director Shinagawa, Tomohisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Shingyoji, Zenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi Paper Mills Ltd. | 3864 | JP3901200000 | J44217115 | 6597142 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 7 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Okihara, Takamune | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Wakabayashi, Tatsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Hirano, Nobuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Tanaka, Masaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Yuuki, Taihei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Hamakawa, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Kagawa, Akihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Toyoizumi, Toshiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Okamoto, Junichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Araki, Saburo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Noguchi, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Tokunari, Muneaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Araki, Ryuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Watanabe, Kazuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Elect Director Kawamoto, Yuuko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Mikumo, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Okamoto, Kunie | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ikeda, Yasushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Kojima, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsubishi UFJ Financial Group | 8306 | JP3902900004 | J44497105 | 6335171 | Japan | 27-Jun-13 | Management | Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Kato, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Tanaka, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Okada, Masafumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Matsuda, Akinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Kawai, Manabu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Takaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Niho, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Komine, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Minoda, Shinsuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Hiraiwa, Takahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Fukuda, Norihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Doi, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Nishihata, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Tsubokawa, Takehiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Elect Director Tokuhisa, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Irie, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Engineering & Shipbuilding Co. Ltd. | 7003 | JP3891600003 | J44776128 | 6597380 | Japan | 27-Jun-13 | Management | Approve Deep Discount Stock Option Plan | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 11 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Iwasa, Hiromichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Komoda, Masanobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Iinuma, Yoshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Saito, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Kitahara, Yoshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Asai, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Iino, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Fujibayashi, Kiyotaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Urano, Mitsudo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Matsushima, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Yamashita, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Elect Director Egashira, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Fudosan Co. Ltd. | 8801 | JP3893200000 | J4509L101 | 6597603 | Japan | 27-Jun-13 | Management | Approve Retirement Bonus Payment for Director | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Senda, Sadao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Hasuo, Mitsuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Sakai, Harufumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Morita, Masahisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Nishida, Keiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Hisaoka, Isshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Mori, Toshiki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Hirabayashi, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Shibata, Hiromichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Elect Director Sato, Junya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Miura, Masaharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Share Holder | Wish to Remove President and CEO Sadao Senda from Office | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Mitsui Mining & Smelting Co. Ltd. | 5706 | JP3888400003 | J44948107 | 6597346 | Japan | 27-Jun-13 | Share Holder | Wish to Allocate All Net Profit to Dividends | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Approve Accounting Transfers | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Kato, Taro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Hamamoto, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Fujito, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Mizuno, Takeyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Hamanaka, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Takeuchi, Yukihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Yoshimura, Atoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Sakabe, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Iwasaki, Ryohei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Kamano, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | NGK Insulators Ltd. | 5333 | JP3695200000 | J49076110 | 6619507 | Japan | 27-Jun-13 | Management | Elect Director Nakamura, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 12 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Kimura, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Ito, Junichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Ushida, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Masai, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Okamoto, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Hashizume, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Oki, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Kanazawa, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Matsuo, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Elect Director Higuchi, Kokei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nikon Corp. | 7731 | JP3657400002 | 654111103 | 6642321 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 8 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Elect Director Izutsu, Yuuzo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Elect Director Arioka, Masayuki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Elect Director Inamasu, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Elect Director Matsumoto, Motoharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Elect Director Miyake, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Elect Director Tomamoto, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Elect Director Takeuchi, Hirokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Kimura, Keijiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Electric Glass Co. Ltd. | 5214 | JP3733400000 | J53247110 | 6642666 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Kawai, Masanori | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Watanabe, Kenji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Nakamura, Jiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Hagio, Keiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Hosokoshi, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Ohinata, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Miyachika, Kiyofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Ideno, Takahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Saito, Mitsuru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Hanaoka, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Nii, Yasuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Ito, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Hata, Masahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Elect Director Shibusawa, Noboru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Konno, Hiromi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Nippon Express Co. Ltd. | 9062 | JP3729400006 | J53376117 | 6642127 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Ishiyama, Takashi | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Okamoto, Ichiro | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Fujioka, Makoto | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Ishihara, Mitsuru | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Murakami, Toshihide | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Okamoto, Yasunori | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Shimizu, Mikio | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Imasu, Masao | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Hiroshi | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Ueno, Koji | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Ono, Masato | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Elect Director Hayashi, Ryoichi | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Hayano, Toshihito | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Set Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | For | No | No | Yes | |
| Max Nikkei 225 ETF | Nippon Light Metal Holdings Company, Ltd. | 5703 | JP3700200003 | B51WP26 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes | |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Elect Director Nakamura, Masatomo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Elect Director Haga, Yoshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Elect Director Iwase, Hironori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Elect Director Motomura, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Elect Director Manosiro, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Elect Director Marukawa, Shuuhei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Elect Director Yamasaki, Kazufumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Elect Director Fujisawa, Haruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Paper Industries co., Ltd. | 3863 | JP3721600009 | J56354103 | B8B8PJ2 | Japan | 27-Jun-13 | Management | Elect Director Aoyama, Yoshimitu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Sheet Glass Co. Ltd. | 5202 | JP3686800008 | J55655120 | 6641447 | Japan | 27-Jun-13 | Management | Elect Director Asaka, Seiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Sheet Glass Co. Ltd. | 5202 | JP3686800008 | J55655120 | 6641447 | Japan | 27-Jun-13 | Management | Elect Director Yoshikawa, Keiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Sheet Glass Co. Ltd. | 5202 | JP3686800008 | J55655120 | 6641447 | Japan | 27-Jun-13 | Management | Elect Director Clemens Miller | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Sheet Glass Co. Ltd. | 5202 | JP3686800008 | J55655120 | 6641447 | Japan | 27-Jun-13 | Management | Elect Director Mark Lyons | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Sheet Glass Co. Ltd. | 5202 | JP3686800008 | J55655120 | 6641447 | Japan | 27-Jun-13 | Management | Elect Director Moroka, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Sheet Glass Co. Ltd. | 5202 | JP3686800008 | J55655120 | 6641447 | Japan | 27-Jun-13 | Management | Elect Director George Olcott | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Sheet Glass Co. Ltd. | 5202 | JP3686800008 | J55655120 | 6641447 | Japan | 27-Jun-13 | Management | Elect Director Fujita, Sumitaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Sheet Glass Co. Ltd. | 5202 | JP3686800008 | J55655120 | 6641447 | Japan | 27-Jun-13 | Management | Elect Director Komiya, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Amend Articles To Indemnify Directors - Decrease Maximum Board Size | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Elect Director Kinebuchi, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Elect Director Ito, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Elect Director Masuda, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Elect Director Nakamura, Shingo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Elect Director Ishii, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Elect Director Uryuu, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Elect Director Hori, Naoyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nippon Soda Co. Ltd. | 4041 | JP3726200003 | J55870109 | 6640585 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Murakami, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Uzawa, Shizuka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Onda, Yoshihito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Isobe, Masaaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Kawata, Masaya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Murakami, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Hagiwara, Nobuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Nishihara, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Kijima, Toshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Akiyama, Tomofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Matsuda, Noboru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Elect Director Shimizu, Yoshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Iijima, Satoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Approve Stock Option Plan for Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Nisshinbo Holdings Inc. | 3105 | JP3678000005 | J57333106 | 6642923 | Japan | 27-Jun-13 | Management | Approve Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 4 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Obayashi, Takeo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Shiraishi, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Noguchi, Tadahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Kanai, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Harada, Shozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Kishida, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Miwa, Akihisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Shibata, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Sugiyama, Nao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Obayashi Corp. | 1802 | JP3190000004 | J59826107 | 6656407 | Japan | 27-Jun-13 | Management | Elect Director Otake, Shinichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 4 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Osuga, Yorihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Yamaki, Toshimitsu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Arai, Kazuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Kaneda, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Asahi, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Fujinami, Michinobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Kaneko, Ichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Morita, Tomijiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Ogawa, Mikio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Hoshino, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Amano, Izumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Shimoka, Yoshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Koyanagi, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Odakyu Electric Railway Co. Ltd. | 9007 | JP3196000008 | J59568139 | 6656106 | Japan | 27-Jun-13 | Management | Elect Director Dakiyama, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Shinoda, Kazuhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Shindo, Kiyotaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Yajima, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Azuma, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Watari, Ryoji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Fuchigami, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Shimamura, Genmei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Koseki, Yoshiki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Aoyama, Hidehiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Kaku, Masatoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Takeuchi, Yo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Elect Director Akiyama, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ogata, Motokazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Fukui, Satoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Katsura, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Management | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Oji Holdings Corp. | 3861 | JP3174410005 | J6031N109 | 6657701 | Japan | 27-Jun-13 | Share Holder | Remove Directors Shinichiro Kondo and Tadashi Watanabe from Office | Against | Against | Against | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Hanaki, Yoshimaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Mori, Yoshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Ryoki, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Takehara, Yukiharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Ito, Masamichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Kitagawa, Katsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Hori, Yasunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Horie, Chikashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Ishimaru, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Ieki, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Elect Director Okaya, Tokuichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Okuma Corp. | 6103 | JP3172100004 | J60966116 | 6657789 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Sassa, Kazuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 4.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Ozaki, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Kitamae, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Honjo, Takehiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Kyuutoku, Hirofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Kawagishi, Takahiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Matsuzaka, Hidetaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Ozaki, Yoichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Ikejima, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Fujita, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Ryoki, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Setoguchi, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Morishita, Shunzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Osaka Gas Co. Ltd. | 9532 | JP3180400008 | J62320114 | 6661768 | Japan | 27-Jun-13 | Management | Elect Director Miyahara, Hideo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Elect Director Azuma, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Elect Director Niwayama, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Elect Director Sasaki, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Elect Director Fujiyama, Tamaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Elect Director Koide, Keiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Elect Director Kashuu, Etsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Elect Director Hatakeyama, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Elect Director Sugai, Kazuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Elect Director Matsumoto, Shinya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Pacific Metals Co. Ltd. | 5541 | JP3448000004 | J63481105 | 6666343 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Elect Director Miyamoto, Yoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Elect Director Yoshida, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Elect Director Kurosawa, Seikichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Elect Director Kakiya, Tatsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Elect Director Hoshii, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Elect Director Kobashi, Kozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Elect Director Shimizu, Mitsuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Elect Director Takeuchi, Yo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shimizu Corp. | 1803 | JP3358800005 | J72445117 | 6804400 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Asakura, Shingo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 50 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Saito, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Takasugi, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Ishihara, Toshinobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Frank Peter Popoff | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Miyazaki, Tsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Fukui, Toshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Miyajima, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Kasahara, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Onezawa, Hidenori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Nakamura, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Matsui, Yukihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Okamoto, Hiroaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Ueno, Susumu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Elect Director Maruyama, Kazumasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Fukui, Taku | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Shin-Etsu Chemical Co. Ltd. | 4063 | JP3371200001 | J72810120 | 6804585 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 4 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Nakamura, Yoshinobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Betsukawa, Shunsuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Nishimura, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Takaishi, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Yoshikawa, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Tanaka, Toshiharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Tomita, Yoshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Shimizu, Kensuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Ide, Mikio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Elect Director Kakimoto, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Heavy Industries, Ltd. | 6302 | JP3405400007 | J77497113 | 6858731 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Tsukada, Seishiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 70 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Elect Director Oku, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Elect Director Kunibe, Takeshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Elect Director Kubo, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Elect Director Ito, Yuujiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Elect Director Fuchizaki, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Elect Director Narita, Manabu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Elect Director Ogino, Kozo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Elect Director Iwamoto, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Elect Director Nomura, Kuniaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Minami, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Uno, Ikuo | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ito, Satoshi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Financial Group, Inc. | 8316 | JP3890350006 | J7771X109 | 6563024 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Tsunoda, Daiken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 4.75 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Indemnify Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Tsunekage, Hitoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Kitamura, Kunitaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Otsuka, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Iwasaki, Nobuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Okubo, Tetsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Hashimoto, Masaru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Okuno, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Mukohara, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Hoshino, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Elect Director Shinohara, Soichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Kamikanda, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Nakanishi, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Takano, Yasuhiko | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Yoshimoto, Tetsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Saito, Shinichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Mitsui Trust Holdings, Inc. | 8309 | JP3892100003 | J0752J108 | 6431897 | Japan | 27-Jun-13 | Management | Amend Articles to Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Indemnify Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Osaka Cement Co. Ltd. | 5232 | JP3400900001 | J77734101 | 6858548 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Osaka Cement Co. Ltd. | 5232 | JP3400900001 | J77734101 | 6858548 | Japan | 27-Jun-13 | Management | Elect Director Sekine, Fukuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Osaka Cement Co. Ltd. | 5232 | JP3400900001 | J77734101 | 6858548 | Japan | 27-Jun-13 | Management | Elect Director Katsura, Tomoyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Osaka Cement Co. Ltd. | 5232 | JP3400900001 | J77734101 | 6858548 | Japan | 27-Jun-13 | Management | Elect Director Nakao, Masafumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Osaka Cement Co. Ltd. | 5232 | JP3400900001 | J77734101 | 6858548 | Japan | 27-Jun-13 | Management | Elect Director Fujisue, Akira | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Osaka Cement Co. Ltd. | 5232 | JP3400900001 | J77734101 | 6858548 | Japan | 27-Jun-13 | Management | Elect Director Mukai, Katsuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Osaka Cement Co. Ltd. | 5232 | JP3400900001 | J77734101 | 6858548 | Japan | 27-Jun-13 | Management | Elect Director Suga, Yuushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Osaka Cement Co. Ltd. | 5232 | JP3400900001 | J77734101 | 6858548 | Japan | 27-Jun-13 | Management | Elect Director Saida, Kunitaro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Takashima, Junji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Onodera, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Nishima, Kojun | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Takemura, Nobuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Kobayashi, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Sakamoto, Yoshinobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Odai, Yoshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Kato, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Ito, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Elect Director Tanaka, Toshikazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Abe, Shoichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Tomoyasu, Hiroshi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Kitamura, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Sumitomo Realty & Development Co. Ltd. | 8830 | JP3409000001 | J77841112 | 6858902 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Elect Director Suzuki, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Elect Director Tamura, Minoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Elect Director Honda, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Elect Director Suzuki, Toshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Elect Director Harayama, Yasuhito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Elect Director Aizawa, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Elect Director Mochizuki, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Elect Director Iguchi, Masakazu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Elect Director Tanino, Sakutaro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Suzuki Motor Corp. | 7269 | JP3397200001 | J78529138 | 6865504 | Japan | 27-Jun-13 | Management | Approve Deep Discount Stock Option Plan | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Elect Director Kamigama, Takehiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Elect Director Kobayashi, Atsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Elect Director Uemura, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Elect Director Yoneyama, Junji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Elect Director Mori, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Elect Director Yanase, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Elect Director Sumita, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Yagi, Kazunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | TDK Corp. | 6762 | JP3538800008 | J82141136 | 6869302 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 2 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Tokuue, Keiji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Fukuda, Shuuji | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Kurasaki, Sho | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Ishii, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Ogawa, Kenji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Minato, Takaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Kasamura, Hidehiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Kikuchi, Ken | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Kitabayashi, Yuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Elect Director Matsushima, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiheiyo Cement Corp. | 5233 | JP3449020001 | J7923L110 | 6660204 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Kamimura, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Yamauchi, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Ichihara, Hirofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Kimura, Hiroyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Akune, Misao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Dai, Kazuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Murata, Yoshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Sakurai, Shigeyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Sakai, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Tsuji, Toru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taisei Corp. | 1801 | JP3443600006 | J79561130 | 6870100 | Japan | 27-Jun-13 | Management | Elect Director Sudo, Fumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Elect Director Watanuki, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Elect Director Tosaka, Shoichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Elect Director Tsutsumi, Seiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Elect Director Takahashi, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Elect Director Nakano, Katsushige | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Elect Director Masuyama, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Elect Director Iwanaga, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Elect Director Agata, Hisaji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Yamaki, Mamoru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Taiyo Yuden Co. Ltd. | 6976 | JP3452000007 | J80206113 | 6870564 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Arai, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 9 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Amend Articles To Expand Board Eligibility - Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Elect Director Omiya, Hisashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Elect Director Omiya, Tadashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Elect Director Kakimoto, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Elect Director Matsuzaki, Shuuichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Elect Director Okane, Takao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Elect Director Nakao, Daisuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Elect Director Nakao, Koichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Elect Director Ueta, Takehiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Elect Director Ito, Kazuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ueda, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Mieda, Tomoyuki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Yamanaka, Toshihito | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Takara Holdings Inc. | 2531 | JP3459600007 | J80733108 | 6870382 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Amend Articles To Amend Business Lines | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Nezu, Yoshizumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Tsunoda, Kenichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Nakajima, Kenzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Takeda, Zengo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Makino, Osamu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Furusawa, Hiromichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Hirata, Kazuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Inomori, Shinji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Miwa, Hiroaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Okatsu, Noritaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Ojiro, Akihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Sakamaki, Nobuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Koshimura, Toshiaki | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Suzuki, Mitiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Elect Director Iwase, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tobu Railway Co. Ltd. | 9001 | JP3597800006 | J84162148 | 6895169 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Nakajima, Naotaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Zinc Co. Ltd. | 5707 | JP3599000001 | J85409100 | 6895567 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Zinc Co. Ltd. | 5707 | JP3599000001 | J85409100 | 6895567 | Japan | 27-Jun-13 | Management | Elect Director Tejima, Tatsuya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Zinc Co. Ltd. | 5707 | JP3599000001 | J85409100 | 6895567 | Japan | 27-Jun-13 | Management | Elect Director Suzuki, Shigemi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Zinc Co. Ltd. | 5707 | JP3599000001 | J85409100 | 6895567 | Japan | 27-Jun-13 | Management | Elect Director Hattori, Fujio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Zinc Co. Ltd. | 5707 | JP3599000001 | J85409100 | 6895567 | Japan | 27-Jun-13 | Management | Elect Director Noguchi, Jun | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Zinc Co. Ltd. | 5707 | JP3599000001 | J85409100 | 6895567 | Japan | 27-Jun-13 | Management | Elect Director Imai, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Zinc Co. Ltd. | 5707 | JP3599000001 | J85409100 | 6895567 | Japan | 27-Jun-13 | Management | Elect Director Takagi, Shunsuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Zinc Co. Ltd. | 5707 | JP3599000001 | J85409100 | 6895567 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ogata, Morihito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toho Zinc Co. Ltd. | 5707 | JP3599000001 | J85409100 | 6895567 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Sanada, Awashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Torihara, Mitsunori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Okamoto, Tsuyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Muraki, Shigeru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Hirose, Michiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Yoshino, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Hataba, Matsuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Kunigo, Yutaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Mikami, Masahiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Sato, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Tomizawa, Ryuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Elect Director Nakagaki, Yoshihiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Oya, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyo Gas Co. Ltd. | 9531 | JP3573000001 | J87000105 | 6895448 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Otani, Kojiro | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Koshimura, Toshiaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Nomoto, Hirofumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Sugita, Yoshiki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Takahashi, Haruka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Imamura, Toshio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Kuwahara, Tsuneyasu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Tomoe, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Izumi, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Watanabe, Isao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Happo, Takakuni | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Suzuki, Katsuhisa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Ono, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Hoshino, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Takahashi, Kazuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Nezu, Yoshizumi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Konaga, Keiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tokyu Corp. | 9005 | JP3574200006 | J88720123 | 6896548 | Japan | 27-Jun-13 | Management | Elect Director Kanazashi, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Adachi, Naoki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Kaneko, Shingo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Takamiyagi, Jitsumei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Furuya, Yoshihiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Ominato, Mitsuru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Nagayama, Yoshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Kumamoto, Yuuichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Okubo, Shinichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Maeda, Yukio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Ito, Atsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Kakiya, Hidetaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Arai, Makoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Maro, Hideharu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Sakuma, Kunio | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Noma, Yoshinobu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Mitsui, Seiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Matsuda, Naoyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Sato, Nobuaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Kinemura, Katsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Izawa, Taro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Ezaki, Sumio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Yamano, Yasuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Kotani, Yuuichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Iwase, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Yamanaka, Norio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Elect Director Nakao, Mitsuhiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toppan Printing Co. Ltd. | 7911 | JP3629000005 | 890747108 | 6897024 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Udagawa, Kenichi | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Emori, Shinhachiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Koie, Yasuyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Toshinori | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Ito, Sukehiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Inoe, Eiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Chuuma, Naohiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Uchikura, Masaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Nishizawa, Keiichiro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Tashiro, Katsushi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Yasuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Kawamoto, Koji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Elect Director Yamada, Masayuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ishikawa, Katsumi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Iwabuchi, Setsuo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Tosoh Corp. | 4042 | JP3595200001 | J90096116 | 6900289 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Matsuoka, Tsutomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Kise, Teruo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Harimoto, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Hasunuma, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Saruwatari, Tatsuhiko | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Tabata, Hiromichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Furube, Kiyoshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Kitamura, Madoka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Yamada, Shunji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Kiyota, Noriaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Ebisumoto, Yuuji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Morimura, Nozomu | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Kazumoto | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Elect Director Ogawa, Hiroki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Katayanagi, Akira | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Toto Ltd. | 5332 | JP3596200000 | J90268103 | 6897466 | Japan | 27-Jun-13 | Management | Approve Takeover Defense Plan (Poison Pill) | For | Against | Against | Yes | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Elect Director Sakamoto, Ryuuzo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Elect Director Takahashi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Elect Director Koyama, Kazumasa | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Elect Director Takabayashi, Hiroshi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Elect Director Narahara, Seiji | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Elect Director Matsui, Toshiyuki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Elect Director Yano, Kunio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Elect Director Sano, Shigeki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Elect Director Ogimura, Michio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Morita, Morito | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Toyobo Co. Ltd. | 3101 | JP3619800000 | J90741133 | 6900502 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ukai, Akio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Elect Director Tamura, Hiroaki | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Elect Director Takeshita, Michio | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Elect Director Yamamoto, Yuzuru | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Elect Director Izumihara, Masato | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Elect Director Motoda, Michitaka | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Elect Director Higashi, Tetsuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Elect Director Kusama, Takashi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Kitamura, Naoya | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Ochiai, Seiichi | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Koriya, Daisuke | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Ube Industries Ltd. | 4208 | JP3158800007 | J93796100 | 6910705 | Japan | 27-Jun-13 | Management | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Unitika Ltd. | 3103 | JP3951200009 | J94280104 | 6918301 | Japan | 27-Jun-13 | Management | Elect Director Yamaguchi, Yuusei | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Unitika Ltd. | 3103 | JP3951200009 | J94280104 | 6918301 | Japan | 27-Jun-13 | Management | Elect Director Matsunaga, Takuro | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Unitika Ltd. | 3103 | JP3951200009 | J94280104 | 6918301 | Japan | 27-Jun-13 | Management | Elect Director Sakata, Seizo | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Unitika Ltd. | 3103 | JP3951200009 | J94280104 | 6918301 | Japan | 27-Jun-13 | Management | Appoint Statutory Auditor Nokihara, Masao | For | For | For | No | No | Yes |
| Max Nikkei 225 ETF | Unitika Ltd. | 3103 | JP3951200009 | J94280104 | 6918301 | Japan | 27-Jun-13 | Management | Appoint Alternate Statutory Auditor Usuda, Kanji | For | For | For | No | No | Yes |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Precidian ETFs Trust
By: /s/ Daniel J. McCabe
Daniel J. McCabe
President
Date: August 19, 2013
