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SC 13D Filing
Townsquare Media (TSQ) SC 13DBeneficial ownership report
Filed: 4 Aug 14, 12:00am
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
SCHEDULE 13D |
Under the Securities Exchange Act of 1934 |
(Amendment No. __) |
Townsquare Media, Inc. |
(Name of Issuer) |
Class A Common Stock, $0.01 par value per share |
(Title of class of securities) |
892231-10-1 |
(CUSIP Number) |
Vincent Erardi Senior Managing Director, Chief Financial Officer and Treasurer GE Capital Equity Holdings, Inc. 201 Merritt 7 Norwalk, CT 06851 (203) 229-5000 |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
July 25, 2014 |
(Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. |
CUSIP No. 892231-10-1 | 13D | Page 2 |
1 | NAME OF REPORTING PERSONS | GE Capital Equity Holdings, Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | (a) [_] (b) [x] | |||||
3 | SEC USE ONLY | ||||||
4 | SOURCE OF FUNDS: | OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): | [_] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | Delaware | |||||
NUMBER OF SHARES | 7 | SOLE VOTING POWER: | 2,996,283 (see Item 5) (1) | ||||
BENEFICIALLY OWNED BY | 8 | SHARED VOTING POWER: | 0 (see Item 5) (1) | ||||
EACH REPORTING | 9 | SOLE DISPOSITIVE POWER: | 2,996,283 (see Item 5) (1) | ||||
PERSON WITH | 10 | SHARED DISPOSITIVE POWER: | 0 (see Item 5) (1) | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 2,996,283 (see Item 5) (1) | ||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | [_] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 25.5% (see Item 5) (2) | ||||||
14 | TYPE OF REPORTING PERSON: | CO |
(1) | Represents shares of Class A Common Stock of Townsquare Media, Inc. (the “Issuer”) issuable upon conversion of the 2,996,283 shares of Class C Common Stock directly owned by GE Capital Equity Holdings, Inc. (“GECEH”). Each holder of Class C Common Stock is entitled to convert at any time all or any part of such holder’s shares into an equal number of shares of the Issuer’s Class A Common Stock, subject to restrictions set forth in the Issuer’s certificate of incorporation. Holders of the Issuer’s Class C Common Stock are not entitled to vote on matters to be voted upon by shareholders generally, whereas each share of the Issuer’s Class A Common Stock entitles its holder to one vote and each share of Issuer’s Class B Common Stock entitles its holder to ten votes. |
(2) | Assumes (i) all of the shares of Class C Common Stock owned by GECEH are converted into shares of Class A Common Stock and (ii) and no other shares of Class C Common Stock and no shares of Class B Common Stock are converted into Class A Common Stock. Percent of Class A Common Stock calculated based on 8,767,242 shares of Class A Common Stock outstanding as of July 25, 2014, as disclosed by the Issuer to the Reporting Person (and in the Issuer’s Prospectus filed with the SEC on July 25, 2014), plus the number of shares of Class A Common Stock issuable to GECEH upon conversion of all of the shares of Class C Common Stock owned by GECEH. |
CUSIP No. 892231-10-1 | 13D | Page 3 |
1 | NAME OF REPORTING PERSONS | GE Business Financial Services, Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | (a) [_] (b) [x] | |||||
3 | SEC USE ONLY | ||||||
4 | SOURCE OF FUNDS: | OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): | [_] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | Delaware | |||||
NUMBER OF SHARES | 7 | SOLE VOTING POWER: | 144,284 (see Item 5) (1) | ||||
BENEFICIALLY OWNED BY | 8 | SHARED VOTING POWER: | 0 (see Item 5) (1) | ||||
EACH REPORTING | 9 | SOLE DISPOSITIVE POWER: | 144,284 (see Item 5) (1) | ||||
PERSON WITH | 10 | SHARED DISPOSITIVE POWER: | 0 (see Item 5) (1) | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 144,284 (see Item 5) (1) | ||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | [_] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.6% (see Item 5) (2) | ||||||
14 | TYPE OF REPORTING PERSON: | CO |
(1) | Represents shares of Class A Common Stock of the Issuer issuable upon conversion of the 144,284 shares of Class C Common Stock directly owned by GE Business Financial Services, Inc. (“GEBFS”). Each holder of Class C Common Stock is entitled to convert at any time all or any part of such holder’s shares into an equal number of shares of the Issuer’s Class A Common Stock, subject to restrictions set forth in the Issuer’s certificate of incorporation. Holders of the Issuer’s Class C Common Stock are not entitled to vote on matters to be voted upon by shareholders generally, whereas each share of the Issuer’s Class A Common Stock entitles its holder to one vote and each share of Issuer’s Class B Common Stock entitles its holder to ten votes. |
(2) | Assumes (i) all of the shares of Class C Common Stock owned by GEBFS are converted into shares of Class A Common Stock and (ii) and no other shares of Class C Common Stock and no shares of Class B Common Stock are converted into Class A Common Stock. Percent of Class A Common Stock calculated based on 8,767,242 shares of Class A Common Stock outstanding as of July 25, 2014, as disclosed by the Issuer to the Reporting Person (and in the Issuer’s Prospectus filed with the SEC on July 25, 2014), plus the number of shares of Class A Common Stock issuable to GEBFS upon conversion of all of the shares of Class C Common Stock owned by GEBFS. |
CUSIP No. 892231-10-1 | 13D | Page 4 |
1 | NAME OF REPORTING PERSONS | GEI, Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | (a) [_] (b) [x] | |||||
3 | SEC USE ONLY | ||||||
4 | SOURCE OF FUNDS: | Not applicable | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): | [_] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | Delaware | |||||
NUMBER OF SHARES | 7 | SOLE VOTING POWER: | 144,284 (see Item 5) (1) | ||||
BENEFICIALLY OWNED BY | 8 | SHARED VOTING POWER: | 0 (see Item 5) (1) | ||||
EACH REPORTING | 9 | SOLE DISPOSITIVE POWER: | 144,284 (see Item 5) (1) | ||||
PERSON WITH | 10 | SHARED DISPOSITIVE POWER: | 0 (see Item 5) (1) | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 144,284 (see Item 5) (1) | ||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | [_] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.6% (see Item 5) (2) | ||||||
14 | TYPE OF REPORTING PERSON: | CO |
(1) | Includes the shares owned by GEBFS, which is a wholly-owned subsidiary of GEI, Inc. (“GEI”). GEI may be deemed a beneficial owner of such shares. See Note (1) to GEBFS’ cover page of this Schedule 13D. |
(2) | See Note (2) to GEBFS’ cover page of this Schedule 13D. |
CUSIP No. 892231-10-1 | 13D | Page 5 |
1 | NAME OF REPORTING PERSONS | Antares Capital Corporation | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | (a) [_] (b) [x] | |||||
3 | SEC USE ONLY | ||||||
4 | SOURCE OF FUNDS: | OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): | [_] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | Delaware | |||||
NUMBER OF SHARES | 7 | SOLE VOTING POWER: | 117,572 (see Item 5) (1) | ||||
BENEFICIALLY OWNED BY | 8 | SHARED VOTING POWER: | 0 (see Item 5) (1) | ||||
EACH REPORTING | 9 | SOLE DISPOSITIVE POWER: | 117,572 (see Item 5) (1) | ||||
PERSON WITH | 10 | SHARED DISPOSITIVE POWER: | 0 (see Item 5) (1) | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 117,572 (see Item 5) (1) | ||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | [_] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.3% (see Item 5) (2) | ||||||
14 | TYPE OF REPORTING PERSON: | CO |
(1) | Represents shares of Class A Common Stock of the Issuer issuable upon conversion of the 117,572 shares of Class C Common Stock directly owned by Antares Capital Corporation (“Antares”). Each holder of Class C Common Stock is entitled to convert at any time all or any part of such holder’s shares into an equal number of shares of the Issuer’s Class A Common Stock, subject to restrictions set forth in the Issuer’s certificate of incorporation. Holders of the Issuer’s Class C Common Stock are not entitled to vote on matters to be voted upon by shareholders generally, whereas each share of the Issuer’s Class A Common Stock entitles its holder to one vote and each share of Issuer’s Class B Common Stock entitles its holder to ten votes. |
(2) | Assumes (i) all of the shares of Class C Common Stock owned by Antares are converted into shares of Class A Common Stock and (ii) and no other shares of Class C Common Stock and no shares of Class B Common Stock are converted into Class A Common Stock. Percent of Class A Common Stock calculated based on 8,767,242 shares of Class A Common Stock outstanding as of July 25, 2014, as disclosed by the Issuer to the Reporting Person (and in the Issuer’s Prospectus filed with the SEC on July 25, 2014), plus the number of shares of Class A Common Stock issuable to Antares upon conversion of all of the shares of Class C Common Stock owned by Antares. |
CUSIP No. 892231-10-1 | 13D | Page 6 |
1 | NAME OF REPORTING PERSON: | General Electric Capital Corporation | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | (a) [_] (b) [x] | |||||
3 | SEC USE ONLY | ||||||
4 | SOURCE OF FUNDS: | Not applicable | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): | [_] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | Delaware | |||||
NUMBER OF SHARES | 7 | SOLE VOTING POWER: | 3,258,139 (see Item 5) (1) | ||||
BENEFICIALLY OWNED BY | 8 | SHARED VOTING POWER: | 0 (see Item 5) (1) | ||||
EACH REPORTING | 9 | SOLE DISPOSITIVE POWER: | 3,258,139 (see Item 5) (1) | ||||
PERSON WITH | 10 | SHARED DISPOSITIVE POWER: | 0 (see Item 5) (1) | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,258,139 (see Item 5) (1) | ||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | [_] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 27.1% (see Item 5) (2) | ||||||
14 | TYPE OF REPORTING PERSON: | CO |
(1) | Represents shares of Class A Common Stock of the Issuer issuable upon conversion of the 3,258,139 shares of Class C Common Stock in the aggregate directly owned by GECEH, GEBFS and Antares. GECEH, GEBFS and Antares are wholly-owned subsidiaries of General Electric Capital Corporation (“GE Capital”), and GE Capital is a beneficial owner of such shares. Each holder of Class C Common Stock is entitled to convert at any time all or any part of such holder’s shares into an equal number of shares of the Issuer’s Class A Common Stock, subject to restrictions set forth in the Issuer’s certificate of incorporation. Holders of the Issuer’s Class C Common Stock are not entitled to vote on matters to be voted upon by shareholders generally, whereas each share of the Issuer’s Class A Common Stock entitles its holder to one vote and each share of Issuer’s Class B Common Stock entitles its holder to ten votes. |
(2) | Assumes (i) all of the shares of Class C Common Stock owned by GECEH, GEBFS and Antares are converted into shares of Class A Common Stock and (ii) and no other shares of Class C Common Stock and no shares of Class B Common Stock are converted into Class A Common Stock. Percent of Class A Common Stock calculated based on 8,767,242 shares of Class A Common Stock outstanding as of July 25, 2014, as disclosed by the Issuer to the Reporting Person (and in the Issuer’s Prospectus filed with the SEC on July 25, 2014), plus the number of shares of Class A Common Stock issuable to GECEH, GEBFS and Antares upon conversion of all of the shares of Class C Common Stock owned by them. |
CUSIP No. 892231-10-1 | 13D | Page 7 |
1 | NAME OF REPORTING PERSON: | General Electric Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | (a) [_] (b) [x] | |||||
3 | SEC USE ONLY | ||||||
4 | SOURCE OF FUNDS: | Not applicable | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): | [_] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | New York | |||||
NUMBER OF SHARES | 7 | SOLE VOTING POWER: | Disclaimed (see row 11 below) | ||||
BENEFICIALLY OWNED BY | 8 | SHARED VOTING POWER: | 0 | ||||
EACH REPORTING | 9 | SOLE DISPOSITIVE POWER: | Disclaimed (see row 11 below) | ||||
PERSON WITH | 10 | SHARED DISPOSITIVE POWER: | 0 | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by General Electric Company | ||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | [_] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see row 11 above) | ||||||
14 | TYPE OF REPORTING PERSON: | CO |
Item 1. | Security and Issuer. |
Item 2. | Identity and Background. |
Item 3. | Source and Amount of Funds or Other Consideration. |
Item 4. | Purpose of Transaction. |
Item 5. | Interest in Securities of the Issuer. |
(a) | The responses of the Reporting Person to Rows (11) through (13) of the cover pages of this Schedule 13D, as of August 3, 2014, are incorporated herein by reference. As of August 3, 2014, GE Capital was the beneficial owner of 3,258,139 of shares of Class A Common Stock issuable upon conversion of the 3,258,139 shares of Class C Common Stock in the aggregate directly owned by GECEH, GEBFS and Antares, which represents 27.1% of the number of shares of Class A Common Stock outstanding (based on (i) 8,767,242 shares of Class A Common Stock outstanding as of July 25, 2014, as disclosed by the Issuer to the Reporting Persons (and in the Issuer’s Prospectus filed with the SEC on July 25, 2014), plus (ii) the number of shares of Class A Common Stock issuable to GECEH, GEBFS and Antares upon conversion of the shares of Class C Common Stock owned by them). |
(b) | The responses of the Reporting Person to (i) Rows (7) through (10) of the cover pages of this Schedule 13D and (ii) Item 5(a) hereof, in each case, as of August 3, 2014, are incorporated herein by reference. |
(c) | Except for the transaction described in Item 3 hereof (which is incorporated herein by reference), none of the Reporting Persons, nor, to their knowledge any of the Scheduled Persons, has effected any transaction in Class A Common Stock during the past 60 days. |
(d) | Not applicable. |
(e) | Not applicable. |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Item 7. | Material to be Filed as Exhibits. |
Exhibit No. | Exhibit Description |
1 | Joint Filing Agreement, by and among the Reporting Persons, dated August 4, 2014. * |
2 | Form of Certificate of Incorporation of Townsquare Media, Inc. (Exhibit 3.1 to the Issuer’s Amendment No. 2 to Form S-1 filed with the SEC on July 14, 2014 (Registration No. 333-197002)). † |
3 | Form of Lock-Up Agreement, dated July 11, 2014, between each of GECEH, GEBFS and Antares, and the underwriters named therein (Exhibit C to Exhibit 1.1 to the Issuer’s Amendment No. 2 to Form S-1 filed with the SEC on July 14, 2014 (Registration No. 333-197002)). † |
4 | Second Amended and Restated Registration Agreement, dated as of July 29, 2014, by and among Townsquare Media, Inc., OCM POF IV AIF GAP Holdings, L.P., OCM PF/FF Radio Holdings PT, L.P. and the other persons signatory thereto (Exhibit 10.3 to the Issuer’s Current Report on Form 8-K filed with the SEC on July 31, 2014 (SEC File No. 1-36558)). † |
5 | Power of Attorney (GE Capital) (Exhibit 24.1 to Form 3 filed with the SEC on July 23, 2014, by GE Capital with respect to the Issuer). † |
6 | Power of Attorney (GE) (Exhibit 24.2 to Form 3 filed with the SEC on July 23, 2014, by GE with respect to the Issuer). † |
GE CAPITAL EQUITY HOLDINGS, INC. | |||
By: | /s/ Robert Roderick | ||
Name: | Robert Roderick | ||
Title: | Managing Director | ||
GE BUSINESS FINANCIAL SERVICES INC. | |||
By: | /s/ Robert Roderick | ||
Name: | Robert Roderick | ||
Title: | Vice President | ||
GEI, Inc. | |||
By: | /s/ Aun A. Singapore | ||
Name: | Aun A. Singapore | ||
Title: | Assistant Secretary | ||
ANTARES CAPITAL CORPORATION | |||
By: | /s/ Robert Roderick | ||
Name: | Robert Roderick | ||
Title: | Vice President | ||
GENERAL ELECTRIC CAPITAL CORPORATION | |||
By: | /s/ Frank Ertl | ||
Name: | Frank Ertl | ||
Title: | Attorney-in-fact | ||
GENERAL ELECTRIC COMPANY | |||
By: | /s/ Frank Ertl | ||
Name: | Frank Ertl | ||
Title: | Attorney-in-fact |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Patrick Kocsi | GE Capital Americas - Equity 201 Merritt 7 Norwalk, CT 06851 | President & CEO, GE Capital Equity Holdings, Inc. |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Patrick Kocsi | GE Capital Americas – Equity 201 Merritt 7 Norwalk, CT 06851 | President & CEO, GE Capital Equity Holdings, Inc. |
Vincent Erardi | GE Capital Americas - Equity 201 Merritt 7 Norwalk, CT 06851 | Senior Managing Director, Chief Financial Officer and Treasurer, GE Capital Equity Holdings, Inc. |
Karen Austin | GE Capital Americas Equity 201 Merritt 7 Norwalk, CT 06851 | Senior Vice President – GE Capital Equity Holdings, Inc. |
Robert Roderick | GE Capital Americas - Equity 201 Merritt 7 Norwalk, CT 06851 | Managing Director - GE Capital Americas, Equity |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Gregory Cameron | GE Capital Americas 201 Merritt 7 Norwalk, CT 06851 | GE Capital Americas – Vice President and Chief Financial Officer |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Frank Ertl | GE Capital Americas - Equity 201 Merritt 7 Norwalk, CT 06851 | GE Capital Americas, Equity Senior Managing Director |
Robert Roderick | GE Capital Americas - Equity 201 Merritt 7 Norwalk, CT 06851 | GE Capital Americas, Equity Managing Director |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Robert Giglietti | GE Capital – Treasury 201 High Ridge Road Stamford, CT 06927 | GE Capital Treasury – Global Controller |
William Fischer | GE Capital - Treasury 201 High Ridge Road Stamford, CT 06927 | GE Capital Treasury – Managing Director |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Robert Giglietti | GE Capital - Treasury 201 High Ridge Road Stamford, CT 06927 | GE Capital Treasury – Global Controller |
William Fischer | GE Capital - Treasury 201 High Ridge Road Stamford, CT 06927 | GE Capital Treasury – Managing Director |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Stuart Aronson | GE Capital Americas 201 Merritt 7 Norwalk, CT 06851 | GE Capital Americas, Sponsor Finance - President and CEO |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Frank Ertl | GE Capital Americas - Equity 201 Merritt 7 Norwalk, CT 06851 | GE Capital Americas, Equity Senior Managing Director |
Robert Roderick | GE Capital Americas - Equity 201 Merritt 7 Norwalk, CT 06851 | GE Capital Americas, Equity Managing Director |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Jeffrey S. Bornstein | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Chief Financial Officer – General Electric Company |
William H. Cary | General Electric Capital Corporation 901 Main Avenue Norwalk, CT 06851 | Chief Operating Officer and President General Electric Capital Corporation |
Brackett B. Denniston III | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Senior Vice President and General Counsel – General Electric Company |
Robert C. Green | General Electric Capital Corporation 901 Main Avenue Norwalk, CT 06851 | Chief Financial Officer General Electric Capital Corporation |
Jeffrey R. Immelt | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Chairman and Chief Executive Officer, General Electric Company |
Keith S. Sherin | General Electric Capital Corporation 901 Main Avenue Norwalk, CT 06851 | Chief Executive Officer General Electric Capital Corporation |
Ryan A. Zanin | General Electric Capital Corporation 901 Main Avenue Norwalk, CT 06851 | Chief Risk Officer General Electric Capital Corporation |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Keith S. Sherin | General Electric Capital Corporation 901 Main Avenue Norwalk, CT 06851 | Chairman of the Board President and Chief Executive Officer – General Electric Capital Corporation |
William H. Cary | General Electric Capital Corporation 901 Main Avenue Norwalk, CT 06851 | Chief Operating Officer and President General Electric Capital Corporation |
Robert C. Green | General Electric Capital Corporation 901 Main Avenue Norwalk, CT 06851 | Chief Financial Officer General Electric Capital Corporation |
Daniel C. Janki | General Electric Capital Corporation 201 High Ridge Road Stamford, CT 06927 | Senior Vice President, Corporate Treasury and Global Funding Operation - General Electric Capital Corporation |
Ryan A. Zanin | General Electric Capital Corporation 260 Long Ridge Road Stamford, CT 06927 | Senior Vice President, Risk Chief Officer- General Electric Capital Corporation |
Olga Hartwell | General Electric Capital Corporation 120 Long Ridge Road Stamford, CT 06927 | Senior Vice President, Taxes- General Electric Capital Corporation |
Walter F. Ielusic | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Senior Vice President and Controller – General Electric Company |
Alex Dimitrief | General Electric Capital Corporation 901 Main Avenue Norwalk, CT 06851 | Senior Vice President and General Counsel - General Electric Capital Corporation |
Christoph Pereira | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Vice President, Deputy General Counsel and Secretary - General Electric Company |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
W. Geoffrey Beattie | Generation Capital 1 Toronto Street Suite 202 Toronto, Canada M5C2V6 | Chief Executive Officer, Generation Capital |
John .J. Brennan | The Vanguard Group, Inc. 100 Vanguard Boulevard Malvern, PA 19355 | Chairman Emeritus and Senior Advisor, The Vanguard Group, Inc. (global investment management) |
James I. Cash, Jr. | The Cash Catalyst LLC c/o Sharon Randall Highland Capital Partners One Broadway, 16th Floor Cambridge, MA 02142 | Emeritus James E. Robison Professor of Business Administration, Harvard Graduate School of Business |
Francisco D’Souza | Cognizant Technology Solutions Corporation Glenpointe Centre West 50 Frank W. Burr Blvd. Teaneck, NJ 07666 | Chief Executive Officer, Cognizant Technology Solutions Corporation (global information technology, consulting and business process outsourcing) |
Marijn E. Dekkers | Bayer AG Kaiser-Wilhelm-Allee 1 Building WII 51368 Leverkusen, Germany | Chairman of the Management Board, Bayer AG (global healthcare, crop science and material science) |
Ann M. Fudge | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Former Chairman and Chief Executive Officer, Young & Rubicam Group (global marketing communications network) |
Susan J. Hockfield | Massachusetts Institute of Technology 77 Massachusetts Avenue Room 76-461 Cambridge, MA 02139 | President Emerita and Professor of Neuroscience, Massachusetts Institute of Technology |
Jeffrey R. Immelt | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Chairman of the Board and Chief Executive Officer, General Electric Company |
Andrea Jung | Grameen America 1460 Broadway New York, NY 10036 | President and CEO, Grameen America (nonprofit microfinance organization) |
Robert W. Lane | John Hancock Center 875 N. Michigan Avenue Suite 3940 Chicago, IL 60611 | Former Chairman of the Board and Chief Executive Officer, Deere & Company (agricultural, construction and forestry equipment) |
Rochelle B. Lazarus | Ogilvy & Mather Worldwide 636 11th Avenue New York, NY 10036-2010 | Chairman Emeritus of the Board and former Chief Executive Officer, Ogilvy & Mather Worldwide (global marketing communications company) |
James J. Mulva | ConocoPhillips 600 North Dairy Ashford Road Houston, Texas 77079 | Retired Chairman of the Board and Chief Executive Officer, ConocoPhillips (international integrated energy company) |
James E. Rohr | The PNC Financial Services Group, Inc. One PNC Plaza 249 Fifth Avenue Pittsburgh, PA 15222-2707 | Former Chairman of the Board and Chief Executive Officer, The PNC Financial Services Group, Inc. (financial services) |
Mary L. Schapiro | Promontory Financial Group LLC The Office of Mary Schapiro 801 17th Street, NW 11th Floor Washington, DC 20006 | Vice Chair, Advisory Board of Promontory Financial Group (consulting firm) |
Robert J. Swieringa | Cornell University 337 Sage Hall Ithaca, NY 14853-6201 | Professor of Accounting and former Anne and Elmer Lindseth Dean, Johnson Graduate School of Management |
James S. Tisch | Loews Corporation 667 Madison Avenue New York, NY 10065-8087 | President and Chief Executive Officer, Loews Corporation (diversified holding company) |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Douglas A. Warner III | c/o J. P. Morgan Chase & Co. 277 Park Avenue 35th Floor New York, NY 10172 | Former Chairman of the Board, J.P. MorganChase & Co. (investment banking) |
Citizenship: | ||
W. Geoffrey Beattie | Canada | |
Marijn E. Dekkers | Dutch & USA | |
Andrea Jung | Canada | |
All Others | U.S.A. |
NAME | PRESENT BUSINESS ADDRESS | PRESENT PRINCIPAL OCCUPATION |
Jeffrey R. Immelt | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Chairman of the Board and Chief Executive Officer |
Jeffrey S. Bornstein | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Senior Vice President and Chief Financial Officer |
Elizabeth J. Comstock | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Senior Vice President, Chief Marketing Officer |
Brackett B. Denniston III | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Senior Vice President and General Counsel |
Jan R. Hauser | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Vice President, Controller & Chief Accounting Officer |
Daniel C. Heintzelman | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Vice Chairman, Enterprise Risk and Operations |
Susan P. Peters | General Electric Company 3135 Easton Turnpike Fairfield, CT 06828 | Senior Vice President, Human Resources |
John G. Rice | General Electric Company Room 3303-3308, 33rd Floor One Exchange Square Hong Kong | Vice Chairman of General Electric Company; President & CEO, Global Growth & Operations |
Keith S. Sherin | General Electric Company 901 Main Avenue Norwalk, CT 06851 | Vice Chairman of General Electric Company; Chairman & CEO, GE Capital |
Exhibit No. | Exhibit Description |
1 | Joint Filing Agreement, by and among the Reporting Persons, dated August 4, 2014. * |
2 | Form of Certificate of Incorporation of Townsquare Media, Inc. (Exhibit 3.1 to the Issuer’s Amendment No. 2 to Form S-1 filed with the SEC on July 14, 2014 (Registration No. 333-197002)). † |
3 | Form of Lock-Up Agreement, dated July 11, 2014, between each of GECEH, GEBFS and Antares, and the underwriters named therein (Exhibit C to Exhibit 1.1 to the Issuer’s Amendment No. 2 to Form S-1 filed with the SEC on July 14, 2014 (Registration No. 333-197002)). † |
4 | Second Amended and Restated Registration Agreement, dated as of July 29, 2014, by and among Townsquare Media, Inc., OCM POF IV AIF GAP Holdings, L.P., OCM PF/FF Radio Holdings PT, L.P. and the other persons signatory thereto (Exhibit 10.3 to the Issuer’s Current Report on Form 8-K filed with the SEC on July 31, 2014 (SEC File No. 1-36558)). † |
5 | Power of Attorney (GE Capital) (Exhibit 24.1 to Form 3 filed with the SEC on July 23, 2014, by GE Capital with respect to the Issuer). † |
6 | Power of Attorney (GE) (Exhibit 24.2 to Form 3 filed with the SEC on July 23, 2014, by GE with respect to the Issuer). † |