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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-22467 |
Kayne Anderson Midstream/Energy Fund, Inc. |
(Exact name of registrant as specified in charter) |
811 Main Street, 14th Floor Houston, Texas | 77002 |
(Address of principal executive offices) | (Zip code) |
Michael O’Neil
KA Fund Advisors, LLC
1800 Avenue of the Stars, Third Floor Los Angeles, California 90067 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | (310) 282-7905 |
Date of fiscal year end: | November 30 | |
Date of reporting period: | July 1, 2019 – June 30, 2020 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; | |
(b) | The exchange ticker symbol of the portfolio security; | |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; | |
(d) | The shareholder meeting date; | |
(e) | A brief identification of the matter voted on; | |
(f) | Whether the matter was proposed by the issuer or by a security holder; | |
(g) | Whether the registrant cast its vote on the matter; | |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and | |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Kayne Anderson Midstream/Energy Fund, Inc. |
By (Signature and Title)* | /s/ James C. Baker | |
James C. Baker, | ||
Chief Executive Officer |
Date | August 14, 2020 |
* | Print the name and title of each signing officer under his or her signature. |
Issuer | Symbol | CUSIP | Meeting Date | Matter: | Proposed by (I)ssuer or (S)hrhldr | Vote Cast? | How Voted | For/Against Mgmt | |
BUCKEYE PARTNERS, L.P. | BPL | 118230101 | 07/31/19 | 1 | The Approval of: (i) the Agreement and Plan of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company ("Parent"), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. | I | YES | FOR | FOR |
2 | The approval, in a nonbinding advisory vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.'s executive officers in the connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. | I | YES | FOR | FOR | ||||
KNOT OFFSHORE PARTNERS LP | KNOP | Y4812510 | 09/25/19 | 1 | Elect Director Andrew Beveridge | I | YES | FOR | FOR |
Please vote FOR if Units are Owned by a Resident of Norway for Purposes of the Tax Act on Income And Wealth, or vote AGAINST if Units are Not Held by a Resident of Norway for Purposes of the Tax Act on Income and Wealth | I | NO | DID NOT VOTE - Units Not Owned by Resident of Norway | NONE | |||||
GOLAR LNG PARTNERS LP | GMLP | Y2745C102 | 09/27/19 | 1 | Elect Director Alf Thorkildsen | I | YES | FOR | FOR |
NEXTERA ENERGY PARTNERS, LP | NEP | 65341B106 | 04/21/20 | 1a | Elect Director Susan D. Austin | I | YES | FOR | FOR |
1b | Elect Director Robert J. Byrne | I | YES | FOR | FOR | ||||
1c | Elect Director Peter H. Kind | I | YES | FOR | FOR | ||||
1d | Elect Director James L. Robo | I | YES | FOR | FOR | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | I | YES | FOR | FOR | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
MAGELLAN MIDSTREAM PARTNERS, L.P. | MMP | 559080106 | 04/23/20 | 1.1 | Elect Director Chansoo Joung | I | YES | FOR | FOR |
1.2 | Elect Director Michael N. Mears | I | YES | FOR | FOR | ||||
1.3 | Elect Director James R. Montague | I | YES | FOR | FOR | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
3 | Ratify Ernst & Young LLP as Auditors | I | YES | FOR | FOR | ||||
THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 04/28/20 | 1.1 | Elect Director Alan S. Armstrong | I | YES | FOR | FOR |
1.2 | Elect Director Stephen W. Bergstrom | I | YES | FOR | FOR | ||||
1.3 | Elect Director Nancy K. Buese | I | YES | FOR | FOR | ||||
1.4 | Elect Director Stephen I. Chazen | I | YES | FOR | FOR | ||||
1.5 | Elect Director Charles I. Cogut | I | YES | FOR | FOR | ||||
1.6 | Elect Director Michael A. Creel | I | YES | FOR | FOR | ||||
1.7 | Elect Director Vicki L. Fuller | I | YES | FOR | FOR | ||||
1.8 | Elect Director Peter A. Ragauss | I | YES | FOR | FOR | ||||
1.9 | Elect Director Scott D. Sheffield | I | YES | FOR | FOR | ||||
1.10 | Elect Director Murray D. Smith | I | YES | FOR | FOR | ||||
1.11 | Elect Director William H. Spence | I | YES | FOR | FOR | ||||
2 | Amend Omnibus Stock Plan | I | YES | FOR | FOR | ||||
3 | Amend Qualified Employee Stock Purchase Plan | I | YES | FOR | FOR | ||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
5 | Ratify Ernst & Young LLP as Auditors | I | YES | FOR | FOR | ||||
TRANSALTA RENEWABLES INC. | RNW | 893463109 | 04/28/20 | 1.1 | Elect Director David W. Drinkwater | I | YES | FOR | FOR |
1.2 | Elect Director Brett M. Gellner | I | YES | FOR | FOR | ||||
1.3 | Elect Director Allen R. Hagerman | I | YES | FOR | FOR | ||||
1.4 | Elect Director Kathryn B. McQuade | I | YES | FOR | FOR | ||||
1.5 | Elect Director Paul H.E. Taylor | I | YES | FOR | FOR | ||||
1.6 | Elect Director John H. Kousinioris | I | YES | FOR | FOR | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Renumeration | I | YES | FOR | FOR | ||||
TC ENERGY CORPORATION | TRP | 87807B107 | 05/01/20 | 1.1 | Elect Director Stephan Cretier | I | YES | FOR | FOR |
1.2 | Elect Director Michael R. Culbert | I | YES | FOR | FOR | ||||
1.3 | Elect Director Russell K. Girling | I | YES | FOR | FOR | ||||
1.4 | Elect Director Susan C. Jones | I | YES | FOR | FOR | ||||
1.5 | Elect Director Randy Limbacher | I | YES | FOR | FOR | ||||
1.6 | Elect Director John E. Lowe | I | YES | FOR | FOR | ||||
1.7 | Elect Director David MacNaughton | I | YES | FOR | FOR | ||||
1.8 | Elect Director Una Power | I | YES | FOR | FOR | ||||
1.9 | Elect Director Mary Pat Salomone | I | YES | FOR | FOR | ||||
1.10 | Elect Director Indira V. Samarasekera | I | YES | FOR | FOR | ||||
1.11 | Elect Director D. Michael G. Stewart | I | YES | FOR | FOR | ||||
1.12 | Elect Director Siim A. Vanaselja | I | YES | FOR | FOR | ||||
1.13 | Elect Director Thierry Vandal | I | YES | FOR | FOR | ||||
1.14 | Elect Director Steven W. Williams | I | YES | FOR | FOR | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | I | YES | FOR | FOR | ||||
3 | Advisory Vote on Executive Compensation Approach | I | YES | FOR | FOR | ||||
ALTAGAS LTD. | ALA | 21361100 | 05/01/20 | 1 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | I | YES | FOR | FOR |
2.1 | Elect Director Victoria A. Calvert | I | YES | FOR | FOR | ||||
2.2 | Elect Director David W. Cornhill | I | YES | FOR | FOR | ||||
2.3 | Elect Director Randall L. Crawford | I | YES | FOR | FOR | ||||
2.4 | Elect Director Allan L. Edgeworth | I | YES | FOR | FOR | ||||
2.5 | Elect Director Robert B. Hodgins | I | YES | FOR | FOR | ||||
2.6 | Elect Director Cynthia Johnston | I | YES | FOR | FOR | ||||
2.7 | Elect Director Pentti O. Karkkainen | I | YES | FOR | FOR | ||||
2.8 | Elect Director Phillip R. Knoll | I | YES | FOR | FOR | ||||
2.9 | Elect Director Terry D. McCallister | I | YES | FOR | FOR | ||||
2.10 | Elect Director Linda G. Sullivan | I | YES | FOR | FOR | ||||
2.11 | Elect Director Nancy G. Tower | I | YES | FOR | FOR | ||||
3 | Advisory Vote on Executive Compensation Approach | I | YES | FOR | FOR | ||||
SEMPRA ENERGY | SRE | 816851109 | 05/05/20 | 1.1 | Elect Director Alan L. Boeckmann | I | YES | FOR | FOR |
1.2 | Elect Director Kathleen L. Brown | I | YES | FOR | FOR | ||||
1.3 | Elect Director Andres Conesa | I | YES | FOR | FOR | ||||
1.4 | Elect Director Maria Contreras-Sweet | I | YES | FOR | FOR | ||||
1.5 | Elect Director Pablo A. Ferrero | I | YES | FOR | FOR | ||||
1.6 | Elect Director William D. Jones | I | YES | FOR | FOR | ||||
1.7 | Elect Director Jeffrey W. Martin | I | YES | FOR | FOR | ||||
1.8 | Elect Director Bethany J. Mayer | I | YES | FOR | FOR | ||||
1.9 | Elect Director Michael N. Mears | I | YES | FOR | FOR | ||||
1.10 | Elect Director Jack T. Taylor | I | YES | FOR | FOR | ||||
1.11 | Elect Director Cynthia L. Walker | I | YES | FOR | FOR | ||||
1.12 | Elect Director Cynthia J. Warner | I | YES | FOR | FOR | ||||
1.13 | Elect Director James C. Yardley | I | YES | FOR | FOR | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | I | YES | FOR | FOR | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
4 | Require Independent Board Chair | S | YES | AGAINST | FOR | ||||
ENBRIDGE INC. | ENB | 292950N105 | 05/05/20 | 1.1 | Elect Director Pamela L. Carter | I | YES | FOR | FOR |
1.2 | Elect Director Marcel R. Coutu | I | YES | FOR | FOR | ||||
1.3 | Elect Director Susan M. Cunningham | I | YES | FOR | FOR | ||||
1.4 | Elect Director Gregory L. Ebel | I | YES | FOR | FOR | ||||
1.5 | Elect Director J. Herb England | I | YES | FOR | FOR | ||||
1.6 | Elect Director Charles W. Fischer | I | YES | FOR | FOR | ||||
1.7 | Elect Director Gregory J. Goff | I | YES | FOR | FOR | ||||
1.8 | Elect Director V. Maureen Kempston Darkes | I | YES | FOR | FOR | ||||
1.9 | Elect Director Teresa S. Madden | I | YES | FOR | FOR | ||||
1.10 | Elect Director Al Monaco | I | YES | FOR | FOR | ||||
1.11 | Elect Director Dan C. Tutcher | I | YES | FOR | FOR | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | I | YES | FOR | FOR | ||||
3 | Approve Shareholder Rights Plan | I | YES | FOR | FOR | ||||
4 | Amend By-Law No. 1 of Enbridge | I | YES | FOR | FOR | ||||
5 | Advisory Vote on Executive Compensation Approach | I | YES | FOR | FOR | ||||
ATLANTICA YIELD PLC | AY | G0751N103 | 05/05/20 | 1 | Accept Financial Statements and Statutory Reports | I | YES | FOR | FOR |
2 | Approve Remuneration Report | I | YES | FOR | FOR | ||||
3 | Approve Remuneration Policy | I | YES | FOR | FOR | ||||
4 | Elect Director Jackson Robinson | I | YES | FOR | FOR | ||||
5 | Elect Director Andrea Brentan | I | YES | FOR | FOR | ||||
6 | Elect Director Robert Dove | I | YES | FOR | FOR | ||||
7 | Elect Director Francisco J. Martinez | I | YES | FOR | FOR | ||||
8 | Authorise Issue of Equity | I | YES | FOR | FOR | ||||
9 | Authorise Issue of Equity without Pre-emptive Rights | I | YES | FOR | FOR | ||||
10 | Change Company Name to Atlantica Sustainable Infrastructure plc | I | YES | FOR | FOR | ||||
11 | Approve Matters Relating to the Relevant Distributions | I | YES | FOR | FOR | ||||
PHILLIPS 66 | PSX | 718546104 | 05/06/20 | 1a | Elect Director Charles M. Holley | I | YES | FOR | FOR |
1b | Elect Director Glenn F. Tilton | I | YES | FOR | FOR | ||||
1c | Elect Director Marna C. Whittington | I | YES | FOR | FOR | ||||
2 | Ratify Ernst & Young LLP as Auditors | I | YES | FOR | FOR | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
4 | Report on Risks of Gulf Coast Petrochemical Investments | S | YES | AGAINST | FOR | ||||
PEMBINA PIPELINE CORPORATION | PPL | 706327103 | 05/08/20 | 1.1 | Elect Director Anne-Marie N. Ainsworth | I | YES | FOR | FOR |
1.2 | Elect Director Michael (Mick) H. Dilger | I | YES | FOR | FOR | ||||
1.3 | Elect Director Randall J. Findlay | I | YES | FOR | FOR | ||||
1.4 | Elect Director Robert G. Gwin | I | YES | FOR | FOR | ||||
1.5 | Elect Director Maureen E. Howe | I | YES | FOR | FOR | ||||
1.6 | Elect Director Gordon J. Kerr | I | YES | FOR | FOR | ||||
1.7 | Elect Director David M.B. LeGresley | I | YES | FOR | FOR | ||||
1.8 | Elect Director Leslie A. O'Donoghue | I | YES | FOR | FOR | ||||
1.9 | Elect Director Bruce D. Rubin | I | YES | FOR | FOR | ||||
1.1 | Elect Director Henry W. Sykes | I | YES | FOR | FOR | ||||
2 | Approve KPMG LLP Auditors and Authorize Board to Fix Their Remuneration | I | YES | FOR | FOR | ||||
3 | Amend Bylaws | I | YES | FOR | FOR | ||||
4 | Approve Advance Notice Requirement | I | YES | FOR | FOR | ||||
5 | Advisory Vote on Executive Compensation Approach | I | YES | FOR | FOR | ||||
INNERGEX RENEWABLE ENERGY INC. | INE | 4579B104 | 05/12/20 | 1.1 | Elect Director Jean La Couture | I | YES | FOR | FOR |
1.2 | Elect Director Ross J. Beaty | I | YES | FOR | FOR | ||||
1.3 | Elect Director Nathalie Francisci | I | YES | FOR | FOR | ||||
1.4 | Elect Director Richard Gagnon | I | YES | FOR | FOR | ||||
1.5 | Elect Director Daniel Lafrance | I | YES | FOR | FOR | ||||
1.6 | Elect Director Michel Letellier | I | YES | FOR | FOR | ||||
1.7 | Elect Director Dalton James Patrick McGuinty | I | YES | FOR | FOR | ||||
1.8 | Elect Director Monique Mercier | I | YES | FOR | FOR | ||||
1.9 | Elect Director Ouma Sananikone | I | YES | FOR | FOR | ||||
1.10 | Elect Director Louis Veci | I | YES | FOR | FOR | ||||
1.11 | Elect Director Pierre G. Brodeur | I | YES | FOR | FOR | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | I | YES | FOR | FOR | ||||
3 | Establish Range for Board Size (Minimum of Three to Maximum of Fourteen) | I | YES | FOR | FOR | ||||
4 | Approve Reduction in Stated Capital | I | YES | FOR | FOR | ||||
5 | Advisory Vote on Executive Compensation Approach | I | YES | FOR | FOR | ||||
KEYERA CORP. | KEY | 493271100 | 05/12/20 | 1 | Ratify Deloitte LLP as Auditors | I | YES | FOR | FOR |
2.1 | Elect Director James Bertram | I | YES | FOR | FOR | ||||
2.2 | Elect Director Blair Goertzen | I | YES | FOR | FOR | ||||
2.3 | Elect Director Douglas Haughey | I | YES | FOR | FOR | ||||
2.4 | Elect Director Gianna Manes | I | YES | FOR | FOR | ||||
2.5 | Elect Director Donald Nelson | I | YES | FOR | FOR | ||||
2.6 | Elect Director Michael Norris | I | YES | FOR | FOR | ||||
2.7 | Elect Director Thomas O'Connor | I | YES | FOR | FOR | ||||
2.8 | Elect Director Charlene Ripley | I | YES | FOR | FOR | ||||
2.9 | Elect Director David Smith | I | YES | FOR | FOR | ||||
2.10 | Elect Director Janet Woodruff | I | YES | FOR | FOR | ||||
3 | Approve Shareholder Rights Plan | I | YES | FOR | FOR | ||||
4 | Advisory Vote on Executive Compensation Approach | I | YES | FOR | FOR | ||||
KINDER MORGAN, INC. | KMI | 49456B101 | 05/13/20 | 1.1 | Elect Director Richard D. Kinder | I | YES | FOR | FOR |
1.2 | Elect Director Steven J. Kean | I | YES | FOR | FOR | ||||
1.3 | Elect Director Kimberly A. Dang | I | YES | FOR | FOR | ||||
1.4 | Elect Director Ted A. Gardner | I | YES | FOR | FOR | ||||
1.5 | Elect Director Anthony W. Hall, Jr. | I | YES | FOR | FOR | ||||
1.6 | Elect Director Gary L. Hultquist | I | YES | FOR | FOR | ||||
1.7 | Elect Director Ronald L. Kuehn, Jr. | I | YES | FOR | FOR | ||||
1.8 | Elect Director Deborah A. Macdonald | I | YES | FOR | FOR | ||||
1.9 | Elect Director Michael C. Morgan | I | YES | FOR | FOR | ||||
1.10 | Elect Director Arthur C. Reichstetter | I | YES | FOR | FOR | ||||
1.11 | Elect Director Fayez Sarofim | I | YES | FOR | FOR | ||||
1.12 | Elect Director C. Park Shaper | I | YES | FOR | FOR | ||||
1.13 | Elect Director William A. Smith | I | YES | FOR | FOR | ||||
1.14 | Elect Director Joel V. Staff | I | YES | FOR | FOR | ||||
1.15 | Elect Director Robert F. Vagt | I | YES | FOR | FOR | ||||
1.16 | Elect Director Perry M. Waughtal | I | YES | FOR | FOR | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | I | YES | FOR | FOR | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
TARGA RESOURCES CORP. | TRGP | 87612G101 | 5/19/2020 | 1.1 | Elect Director Charles R. Crisp | I | YES | FOR | FOR |
1.2 | Elect Director Laura C. Fulton | I | YES | FOR | FOR | ||||
1.3 | Elect Director James W. Whalen | I | YES | FOR | FOR | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | I | YES | FOR | FOR | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
ONEOK, INC. | OKE | 682680103 | 5/20/20 | 1.1 | Elect Director Brian L. Derksen | I | YES | FOR | FOR |
1.2 | Elect Director Julie H. Edwards | I | YES | FOR | FOR | ||||
1.3 | Elect Director John W. Gibson | I | YES | FOR | FOR | ||||
1.4 | Elect Director Mark W. Helderman | I | YES | FOR | FOR | ||||
1.5 | Elect Director Randall J. Larson | I | YES | FOR | FOR | ||||
1.6 | Elect Director Steven J. Malcolm | I | YES | FOR | FOR | ||||
1.7 | Elect Director Jim W. Mogg | I | YES | FOR | FOR | ||||
1.8 | Elect Director Pattye L. Moore | I | YES | FOR | FOR | ||||
1.9 | Elect Director Gary D. Parker | I | YES | FOR | FOR | ||||
1.10 | Elect Director Eduardo A. Rodriguez | I | YES | FOR | FOR | ||||
1.11 | Elect Director Terry K. Spencer | I | YES | FOR | FOR | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | I | YES | FOR | FOR | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 05/20/20 | 1.1 | Elect Director Alexandra Pruner | I | YES | FOR | FOR |
1.2 | Elect Director Lawrence M. Ziemba | I | YES | FOR | FOR | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | I | YES | FOR | FOR | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
NORTHLAND POWER INC. | NPI | 666511100 | 05/22/20 | 1 | Elect Director John W. Brace | I | YES | FOR | FOR |
2 | Elect Director James C. Temerty | I | YES | FOR | FOR | ||||
3 | Elect Director Linda L. Bertoldi | I | YES | FOR | FOR | ||||
4 | Elect Director Marie Bountrogianni | I | YES | FOR | FOR | ||||
5 | Elect Director Lisa Colnett | I | YES | FOR | FOR | ||||
6 | Elect Director Barry Gilmour | I | YES | FOR | FOR | ||||
7 | Elect Director Russell Goodman | I | YES | FOR | FOR | ||||
8 | Elect Director Keith Halbert | I | YES | FOR | FOR | ||||
9 | Elect Director Ian Pearce | I | YES | FOR | FOR | ||||
10 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | I | YES | FOR | FOR | ||||
11 | Approve Advance Notice Requirement | I | YES | FOR | FOR | ||||
12 | Amend By-Law to Permit a Virtual Only Shareholder Meeting and Change Quorum Requirement for Shareholder Meetings from 10% to 25% | I | YES | FOR | FOR | ||||
13 | Advisory Vote on Executive Compensation Approach | I | YES | FOR | FOR | ||||
XCEL ENERGY INC. | XCEL | 98389B100 | 05/22/20 | 1a | Elect Director Lynn Casey | I | YES | FOR | FOR |
1b | Elect Director Ben Fowke | I | YES | FOR | FOR | ||||
1c | Elect Director Netha N. Johnson | I | YES | FOR | FOR | ||||
1d | Elect Director George Kehl | I | YES | FOR | FOR | ||||
1e | Elect Director Richard T. O'Brien | I | YES | FOR | FOR | ||||
1f | Elect Director David K. Owens | I | YES | FOR | FOR | ||||
1g | Elect Director Christopher J. Policinski | I | YES | FOR | FOR | ||||
1h | Elect Director James T. Prokopanko | I | YES | FOR | FOR | ||||
1i | Elect Director A. Patricia Sampson | I | YES | FOR | FOR | ||||
1j | Elect Director James J. Sheppard | I | YES | FOR | FOR | ||||
1k | Elect Director David A. Westerlund | I | YES | FOR | FOR | ||||
1l | Elect Director Kim Williams | I | YES | FOR | FOR | ||||
1m | Elect Director Timothy V. Wolf | I | YES | FOR | FOR | ||||
1n | Elect Director Daniel Yohannes | I | YES | FOR | FOR | ||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | I | YES | FOR | FOR | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | I | YES | FOR | FOR | ||||
4 | Report on Costs and Benefits of Climate-Related Activities | S | YES | AGAINST | FOR | ||||
EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 06/15/20 | 1 | Issue Shares in Connection with Merger | I | YES | FOR | FOR |
2 | Adjourn Meeting | I | YES | FOR | FOR |