CUSIP No. 46489B108 | SCHEDULE 13D | Page 15 |
TABLE OF CONTENTS
| Item 1. | Security and Issuer |
| Item 2. | Identity and Background |
| Item 3. | Source and Amount of Funds or Other Consideration |
| Item 4. | Purpose of Transaction |
| Item 5. | Interest in Securities of the Issuer |
| Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
| Item 7. | Material to be Filed as Exhibits |
SCHEDULE A
SIGNATURES
EXHIBIT INDEX
EXHIBIT 1
EXHIBIT 2
EXHIBIT 3
CUSIP No. 46489B108 | SCHEDULE 13D | Page 16 |
Item 1. | Security and Issuer |
This statement on Schedule 13D (this “Statement”) relates to the ordinary shares, par value $0.0001 per share (the “Ordinary Shares”), of iSoftStone Holdings Limited (the “Issuer”), an exempted company with limited liability incorporated under the laws of the Cayman Islands. The address of the principal executive offices of the Issuer is Building 9, Zhongguancun Software Park No. 8 West Dongbeiwang Road, Haidian District, Beijing 100193, People’s Republic of China. The Issuer’s American Depositary Shares (the “ADSs”), evidenced by American Depositary Receipts, each representing ten Ordinary Shares, are listed on the New York Stock Exchange under the symbol “ISS.” The Reporting Persons own both Ordinary Shares and ADSs.
Item 2. | Identity and Background |
This Statement is being filed by:
| · | China Everbright Limited, a company incorporated under the laws of Hong Kong (“CEL”), |
| · | China Everbright Investment Management Limited, a company incorporated under the laws of Hong Kong (“CEIM”), |
| · | Windsor Venture Limited, a company incorporated under the laws of the British Virgin Islands (“Windsor”), |
| · | Forebright Partners Limited, a company incorporated under the laws of the British Virgin Islands (“Forebright Partners”), |
| · | CSOF III GP Limited, a company incorporated under the laws of the Cayman Islands (“CSOF III GP”), |
| · | Forebright Advisors Limited, a company incorporated under the laws of the British Virgin Islands (“Forebright Advisors”), |
| · | China Special Opportunities Fund III, L.P., a limited partnership organized under the laws of the Cayman Islands (“CSOF III”), |
| · | Accurate Global Limited, a company incorporated under the laws of the British Virgin Islands (“Accurate Global”), |
| · | Advanced Orient Limited, a company incorporated under the laws of the British Virgin Islands (“Advanced Orient”), |
| · | China Everbright GP Limited, a company incorporated under the laws of the Cayman Islands (“CE GP”), |
| · | China Forebright Investment Management Limited, a company incorporated under the laws of Hong Kong (“CFIM”), |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 17 |
| · | China Special Opportunities Fund, L.P., a limited partnership organized under the laws of Cayman Islands (“CSOF”), and |
| · | CSOF Technology Investments Limited, a company incorporated under the laws of the British Virgin Islands (“CSOF Technology Investments”), |
(each, a “Reporting Person” and collectively, the “Reporting Persons”). The Reporting Persons have entered into a joint filing Agreement, dated as of June 17, 2013, a copy of which is attached hereto as Exhibit 1.
Windsor is wholly owned by CEL. Windsor owns 10% of the voting shares of CSOF III GP and Forebright Partners owns 90% of the voting shares of CSOF III GP. CSOF III GP is the general partner of CSOF III. Accurate Global is a wholly owned subsidiary of CSOF III. Advanced Orient is a wholly owned subsidiary of Windsor. Forebright Partners is wholly owned by employees of CEL who as a team make investment recommendations to the investment committee that makes investment decisions for CSOF III and Windsor. Forebright Advisors provides advisory services to CSOF III and is wholly owned by the team of employees referenced in the preceding sentence. CEIM has been appointed to manage certain affairs of CSOF III. CEIM is an investment adviser registered with the Securities and Exchange Commission (the “SEC”).
CSOF Technology Investments is wholly owned by CSOF. CSOF is 50% owned by CEL. CE GP is the general partner of CSOF. CE GP is wholly owned by CEIM. CEIM is wholly owned by CEL. CEIM has been appointed by CE GP to be the investment manager of CSOF and has delegated certain investment advisory functions to CFIM. CFIM is wholly owned by employees of CEL who as a team make investment recommendations to the investment committee that makes the investment decisions for CSOF.
The address and the principal business of each Reporting Person is set forth in the table below.
Reporting Person | Address | Principal business |
CEL | 46th Floor Far East Finance Centre, 16 Harcourt Road, Hong Kong | providing a wide range of financial services, including direct investment, asset management, brokerage, investment banking and industrial investment |
CEIM | 46th Floor Far East Finance Centre, 16 Harcourt Road, Hong Kong | providing investment advisory and management services |
Windsor | Pasea Estate, Road Town, Tortola, British Virgin Islands | acquiring, holding and disposing of interests in various companies for investment purposes |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 18 |
Reporting Person | Address | Principal business |
Forebright Partners | P.O Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | acquiring, holding and disposing of interests in various companies for investment purposes |
CSOF III GP | Codan Trust Company (Cayman) Limited, Cricket Square, Hutchins Drive, PO Box 2681, Grand Cayman, KY1-1111, Cayman Islands | acquiring, holding and disposing of interests in various companies for investment purposes |
Forebright Advisors | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | providing investment advisory services |
CSOF III | Codan Trust Company (Cayman) Limited, Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands | acquiring, holding and disposing of interests in various companies for investment purposes |
Accurate Global | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | acquiring, holding and disposing of interests in various companies for investment purposes |
Advanced Orient | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | acquiring, holding and disposing of interests in various companies for investment purposes |
CE GP | Campbell Corporate Services Limited, 4th Floor, Scotia Centre, P.O. Box 268 George Town, Grand Cayman, KY1-1104, Cayman Islands | acquiring, holding and disposing of interests in various companies for investment purposes |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 19 |
Reporting Person | Address | Principal business |
CFIM | Unit 503, Tower 2 Lippo Centre, 89 Queensway, Hong Kong | providing investment advisory services |
CSOF | Campbell Corporate Services Limited, 4th Floor, Scotia Centre, P.O. Box 268, George Town, KY1-1104, Grand Cayman | acquiring, holding and disposing of interests in various companies for investment purposes |
CSOF Technology Investments | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | acquiring, holding and disposing of interests in various companies for investment purposes |
The name, business address, present principal occupation or employment and citizenship of each director and executive officer (as applicable) of the Reporting Persons are set forth in Schedule A attached hereto and incorporated herein by reference.
During the last five years, none of the Reporting Persons, nor, to the knowledge of the Reporting Persons, any of the persons listed on Schedule A attached hereto and incorporated herein by reference, has been (1) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (2) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3. | Source and Amount of Funds or Other Consideration. |
On June 14, 2013, pursuant to a share purchase agreement dated May 23, 2013 (the “SPA”), as amended by a letter agreement dated June 14, 2013 (the “Letter Agreement”), Accurate Global purchased 19,476,469 Ordinary Shares from AsiaVest Opportunities Fund IV, a limited liability company organized under the laws of the Cayman Islands, (the “Seller”) at $0.45 per share, for a total consideration of $8,764,411, and Advanced Orient purchased 9,412,421 Ordinary Shares from the Seller at $0.45 per share, for a total consideration of $4,235,589. Each of Accurate Global and Advanced Orient acquired such Ordinary Shares with the capital contributions made by its respective shareholder. None of the individuals listed on Schedule A hereto has contributed any funds or other consideration towards the purchase of the Ordinary Shares, except insofar as they may have partnership or other interests in any of the Reporting Persons and have made capital contributions to any of the Reporting Persons, as the case may be.
CUSIP No. 46489B108 | SCHEDULE 13D | Page 20 |
Item 4. | Purpose of Transaction. |
The Reporting Persons acquired the Ordinary Shares for investment purposes. Consistent with such investment purposes, the Reporting Persons expect to engage in communications with, without limitation, management of the Issuer, one or more members of the board of directors of the Issuer, other shareholders of the Issuer and other relevant parties, and may make suggestions, concerning the business, assets, capitalization, financial condition, operations, governance, management, prospects, strategy, strategic transactions, financing strategies and alternatives, and future plans of the Issuer, and such other matters as the Reporting Persons may deem relevant to their investment in the Issuer, which communications may include proposing or considering one or more of the actions described in subsections (a) through (j) of Item 4 of Schedule 13D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
The Reporting Persons intend to review their investment in the Issuer on an ongoing basis. Depending on various factors (including, without limitation, the Issuer’s financial position and strategic direction, actions taken by the board of directors, price levels of the Ordinary Shares and the ADSs, other investment opportunities available to the Reporting Persons, concentration of positions in the portfolios managed by the Reporting Persons, market conditions and general economic and industry conditions), the Reporting Persons may take such actions with respect to their investment in the Issuer as they deem appropriate, including, without limitation, purchasing additional Ordinary Shares, ADSs or other financial instruments of or related to the Issuer, or selling some or all of their beneficial holdings, engaging in hedging or similar transactions with respect to the securities of or relating to the Issuer and/or otherwise changing their intention with respect to any and all matters referred to in Item 4 of Schedule 13D of the Exchange Act.
Except as set forth in this Item 4 or Item 6 below, the Reporting Persons have no present plans or proposals that relate to or that would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D of the Exchange Act.
Item 5. | Interest in Securities of the Issuer. |
The following disclosure assumes that there are 568,462,392 Ordinary Shares outstanding as of March 31, 2013, as set forth in the Issuer’s Form 20-F filed with the SEC on April 24, 2013. All calculations of beneficial ownership are made using the number of Ordinary Shares outstanding as of March 31, 2013.
By virtue of relationships reported in Item 2, each Reporting Person may be deemed to have shared voting and dispositive power with respect to 36,731,389 Ordinary Shares beneficially owned by CSOF Technology Investments, Accurate Global and Advanced Orient which, based on calculations made in accordance with Rule 13d-3 promulgated under Section 13(d) of the Exchange Act, constitutes approximately 6.5% of the outstanding Ordinary Shares. Neither the filing of this Statement nor any of its contents shall be deemed to constitute an admission by any Reporting Person (other than CSOF Technology Investments, Accurate Global and Advanced Orient, to the extent of their respective pecuniary interest therein) that it is the beneficial owner of any Ordinary Shares or the ADSs for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed. Each Reporting person hereby disclaims membership in a “group” (within the meaning of Rule 13(d)-5 of the Exchange Act) with any other Reporting Person or any other person.
CUSIP No. 46489B108 | SCHEDULE 13D | Page 21 |
The Reporting Persons are filing this Statement jointly pursuant to Rule 13d-1(k)(i) promulgated under the Exchange Act, provided that, as contemplated by Rule 13d-1(k)(ii), no Reporting Person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing of this Statement, unless such Reporting Person knows or has reason to believe that such information is inaccurate.
To the knowledge of the Reporting Persons, none of the persons listed on Schedule A hereto beneficially owns any Ordinary Shares or ADSs.
Except as set forth in Item 3 above, none of the Reporting Persons, or to their knowledge, any other person or entity referred to in Item 2 (including those listed on Schedule A hereto) has effected any transactions in the Ordinary Shares or ADSs during the past 60 days.
Except as set forth in this Item 5, no person other than the Reporting Persons and their shareholders or partners, as the case may be, is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Ordinary Shares and ADSs held by CSOF Technology Investments, Accurate Global and Advanced Orient.
Due to the nature of the transactions described in Item 6 of this Statement, the Reporting Persons may be deemed to be part of a “group” (within the meaning of Section 13(d)(3) of the Exchange Act) with Liu Tianwen with respect to the matters described therein. Each of the Reporting Persons hereby expressly disclaims beneficial ownership of any Ordinary Shares or the ADSs beneficially owned by Liu Tianwen or any other person, and hereby disclaims membership in a “group” (within the meaning of Rule 13(d)-5 of the Exchange Act) with any other Reporting Person, Liu Tianwen or any other person. This Statement shall not be construed as acknowledging that any of the Reporting Persons, for any or all purposes, beneficially owns any Ordinary Shares or ADSs that are beneficially owned by any other person or is a member of a group with any other person.
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
The responses set forth in Items 2, 3 and 4 of this Statement are incorporated herein by reference in their entirety.
CUSIP No. 46489B108 | SCHEDULE 13D | Page 22 |
Pre-IPO investment. On December 23, 2009, CSOF Technology Investments purchased convertible notes in the principal amount of $7.5 million from the Issuer in a private placement. In connection with the Issuer’s initial public offering, which closed in December 2010, CSOF Technology Investments converted its convertible notes into 784,249 ADSs (convertible into 7,842,490 Ordinary Shares) and 9 Ordinary Shares. CSOF Technology Investments did not pay any additional consideration upon conversion of these convertible notes. In connection with the purchase of the convertible notes, the Issuer, the holders of its preference shares and convertible notes, and Liu Tianwen, and Yong Feng and their personal holding companies, Tekventure Limited, a British Virgin Islands business company (“Tekventure”) and United Innovation (China) Limited, respectively, entered into a Second Amended and Restated Investors’ Rights Agreement on December 23, 2009, which was subsequently amended on April 22, 2010 and November 26, 2010 (the “Investors’ Rights Agreement”). Pursuant to the Investors’ Rights Agreement, the Issuer has agreed to provide demand, Form F-3/S-3, underwritten offering and piggy-back registration rights to holders of its registrable securities (as defined in the Investors’ Rights Agreement). The Issuer will have no obligations to effect any registration with respect to any registrable securities more than five years following the consummation of its initial public offering.
Share Purchase Agreement and Letter Agreement. On May 23, 2013, the Seller, Accurate Global, Advanced Orient and Liu Tianwen entered into the SPA pursuant to which the Seller agreed to sell to Accurate Global 23,971,039 Ordinary Shares at $0.45 per share for a total consideration of $10,786,968, and agreed to sell to Advanced Orient 11,584,517 Ordinary Shares at $0.45 per share for a total consideration of $5,213,033. The purchase obligations of Accurate Global and Advanced Orient under the SPA were subject to the satisfaction or waiver of several conditions, including the approval by the advisory board of CSOF III of the transaction, the simultaneous purchase by Liu Tianwen of certain number of Ordinary Shares from the Seller at the same price per share and the entry by the Issuer into a joinder agreement to the Investors’ Rights Agreement for the assignment of registration rights attached to the Ordinary Shares. The SPA also contained customary representations and warranties of the Seller and purchasers and an indemnity by the Seller. The description of the SPA is qualified in its entirety by reference to the SPA, which is filed herein.
On June 14, 2013, the Seller, Accurate Global, Advanced Orient, Liu Tianwen and Tekventure, a company controlled by Liu Tianwen, entered into a Letter Agreement, pursuant to which (i) the sale of Ordinary Shares by the Seller to Liu Tianwen or Tekventure was terminated upon execution of the Letter Agreement; and (ii) the numbers of Ordinary Shares that Accurate Global and Advanced Orient agreed to purchase from the Seller under the SPA were amended to 19,476,469 and 9,412,421, respectively. Accordingly, on June 14, 2013, Accurate Global purchased 19,476,469 Ordinary Shares from the Seller at $0.45 per share for a total consideration of $8,764,411, and Advanced Orient purchased 9,412,421 Ordinary Shares from the Seller at $0.45 per share for a total consideration of $4,235,589. The description of the Letter Agreement is qualified in its entirety by reference to the Letter Agreement, which is filed herein.
Joinder Agreement. In connection with the SPA, the Issuer entered into a joinder agreement with Accurate Global and Advanced Orient on June 14, 2013, in accordance with the terms of the Investors’ Rights Agreement, pursuant to which the rights held by the Seller under the Investors’ Rights Agreement with respect to the Ordinary Shares to be purchased by Accurate Global and Advanced Orient under the SPA were assigned to each such purchaser.
CUSIP No. 46489B108 | SCHEDULE 13D | Page 23 |
Item 7. | Material to be Filed as Exhibits. |
Exhibit 1 | Joint Filing Agreement by and between the Reporting Persons, dated June 17, 2013 |
Exhibit 2 | SPA by and between the Seller, Accurate Global, Advanced Orient and Liu Tianwen, dated May 23, 2013 |
Exhibit 3 | Letter Agreement by and between the Seller, Accurate Global, Advanced Orient, Liu Tianwen and Tekventure, dated June 14, 2013 |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 24 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
CHINA EVERBRIGHT LIMITED
The names, titles and citizenships of the directors and executive officers of CEL and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of CEL. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to CEL.
Name | Title | Citizenship |
Tang Shuangning | Chairman of the Board of Directors | Chinese |
Zang Qiutao | Deputy Chairman | Chinese |
Chen Shuang | Chief Executive Officer | Chinese |
Tang Chi Chun, Richard | Chief Financial Officer | British |
Tsang Sui Cheong, Frederick | Chief Risk Officer | Chinese HKSAR |
Jiang Yuanzhi | Executive Director | Chinese |
Wang Weimin | Non-executive Director | Chinese |
Seto Gin Chung, John | Independent Non-executive Director | Chinese HKSAR |
Lin Zhijun | Independent Non-executive Director | Canadian |
Chung Shui Ming, Timpson | Independent Non-executive Director | Chinese HKSAR |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 25 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED
The names, titles and citizenships of the directors and executive officers of CEIM and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of CEIM. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to CEIM.
Name | Title | Citizenship |
He Ling | Director | Chinese |
Liu Cheng | Director | Chinese HKSAR |
Tang Chi Chun, Richard | Director | British |
Ip Kun Wan | Director | Australian |
| | |
| | |
| | |
| | |
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| | |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 26 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
WINDSOR VENTURE LIMITED
The names, titles and citizenships of the directors and executive officers of Windsor and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of Windsor. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to Windsor.
Name | Title | Citizenship |
Chen Shuang | Director | Chinese |
Tang Chi Chun, Richard | Director | British |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 27 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
FOREBRIGHT PARTNERS LIMITED
The names of names, titles and citizenships of the directors and executive officers of Forebright Partners and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of Forebright Partners. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to Forebright Partners.
He Ling | Director | Chinese |
Liu Cheng | Director | Chinese HKSAR |
Ip Kun Wan | Director | Australian |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 28 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
CSOF III GP LIMITED
The names, titles and citizenships of the directors and executive officers of CSOF III GP and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of CSOF III GP. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to CSOF III GP.
He Ling | Director | Chinese |
Pearce James Griffith | Director | Irish |
Ip Kun Wan | Director | Australian |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 29 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
FOREBRIGHT ADVISORS LIMITED
The names, titles and citizenships of the directors and executive officers of Forebright Advisors and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of Forebright Advisors. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to Forebright Advisors.
Lu Feng | Director | Chinese |
Liu Cheng | Director | Chinese HKSAR |
Ip Kun Wan | Director | Australian |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 30 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
CHINA SPECIAL OPPORTUNITIES FUND III, L.P.
CSOF III does not have officers or directors.
CUSIP No. 46489B108 | SCHEDULE 13D | Page 31 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
ACCURATE GLOBAL LIMITED
The names, titles and citizenships of the directors and executive officers of Accurate Global and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of Accurate Global. Unless otherwise indicated, each occupation set forth opposite an individual���s name refers to Accurate Global.
Liu Cheng | Director | Chinese HKSAR |
Ip Kun Wan | Director | Australian |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 32 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
ADVANCED ORIENT LIMITED
The names, titles and citizenships of the directors and executive officers of Advanced Orient and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of Advanced Orient. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to Advanced Orient.
Chen Shuang | Director | Chinese |
Tang Chi Chun, Richard | Director | British |
Tsang Sui Cheong, Frederick | Director | Chinese HKSAR |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 33 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
CHINA EVERBRIGHT GP LIMITED
The names, titles and citizenships of the directors and executive officers of CE GP and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of CE GP. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to CE GP.
Lu Feng | Director | Chinese |
Liu Cheng | Director | Chinese HKSAR |
Ip Kun Wan | Director | Australian |
He Ling | Director | Chinese |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 34 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
CHINA FOREBRIGHT INVESTMENT MANAGEMENT LIMITED
The names, titles and citizenships of the directors and executive officers of CFIM and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of CFIM. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to CFIM.
Name | Title | Citizenship |
Liu Cheng | Director | Chinese HKSAR |
Ip Kun Wan | Director | Australian |
He Ling | Director | Chinese |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 35 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
CHINA SPECIAL OPPORTUNITIES FUND, L.P.
CSOF does not have officers or directors.
CUSIP No. 46489B108 | SCHEDULE 13D | Page 36 |
SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
CSOF TECHNOLOGY INVESTMENTS LIMITED
The names, titles and citizenships of the directors and executive officers of CSOF Technology Investments and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of CSOF Technology Investments. Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to CSOF Technology Investments.
Liu Cheng | Director | Chinese HKSAR |
Ip Kun Wan | Director | Australian |
Tang Chi Chun, Richard | Director | British |
CUSIP No. 46489B108 | SCHEDULE 13D | Page 37 |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
Dated: June 17, 2013
| China Everbright Limited | |
| | | |
| By: | /s/ Tang Chi Chun, Richard | |
| | Name: Tang Chi Chun, Richard | |
| | Title: Authorized Signatory | |
| | | |
| China Everbright Investment Management Limited | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
| | |
| | | |
| By: | /s/ Tang Chi Chun, Richard | |
| | Name: Tang Chi Chun, Richard | |
| | Title: Authorized Signatory | |
|
| Forebright Partners Limited | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
| | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
| Forebright Advisors Limited | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
| China Special Opportunities Fund III, L.P. | |
| By CSOF III GP Limited, its general partner | |
| | | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
| | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
| | |
| | | |
| By: | /s/ Tang Chi Chun, Richard | |
| | Name: Tang Chi Chun, Richard | |
| | Title: Authorized Signatory | |
|
| China Everbright GP Limited | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
| China Forebright Investment Management Limited | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
| China Special Opportunities Fund, L.P. | |
| By China Everbright GP Limited, its general partner | |
| | | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
| CSOF Technology Investments Limited | |
| | | |
| By: | /s/ Ip Kun Wan | |
| | Name: Ip Kun Wan | |
| | Title: Authorized Signatory | |
|
EXHIBIT INDEX