Execution Copy
September 30, 2022
State Street Bank and Trust Company
801 Pennsylvania Avenue
Kansas City, Missouri 64105
Attention: Vice President – Mutual Funds
| Re: | RiverNorth Opportunities Fund, Inc. (the “Fund”) |
Ladies and Gentlemen:
Please be advised that the undersigned Fund has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended.
In accordance with Section 20.5, the Additional Funds and Portfolios provision, of the Master Custodian Agreement, dated as of March 3, 2014, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby requests that State Street act as Custodian for the new Fund under the terms of the Agreement, and that Appendix A to the Agreement is hereby amended and restated as set forth on Appendix A attached hereto. In connection with such request, the undersigned Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 20.6 of the Agreement.
Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Fund.
| | Sincerely, | |
| | | | |
| | RIVERNORTH OPPORTUNITIES FUND, INC. | |
| | | | |
| | By: | /s/ Marcus L. Collins | |
| | Name: | Marcus Collins | |
| | Title: | Secretary Elect, Duly Authorized | |
| Agreed and Accepted: | |
| STATE STREET BANK AND TRUST COMPANY | |
| | | |
| By: | /s/ Brock M. Hill | |
| Name: | Brock M. Hill | |
| Title: | Sr. Vice President , Duly Authorized | |
| Effective Date: | September, 27, 2022 | |
Information Classification: Limited Access
APPENDIX A TO
MASTER CUSTODIAN AGREEMENT
RiverNorth Funds
RiverNorth Core Opportunity Fund
RiverNorth Core Opportunity Fund – Collateral REFLOW
RiverNorth Core Opportunity Fund – Collateral FBO Goldman Sachs
RiverNorth/Oaktree High Income Fund – RiverNorth
RiverNorth/Oaktree High Income Fund – Oaktree
RiverNorth/Oaktree High Income Fund – Collateral
RiverNorth/Oaktree High Income Fund – Collateral FBO Goldman Sachs
RiverNorth/Oaktree High Income Fund – Collateral FBO REFLOW
RiverNorth/DoubleLine Strategic Income Fund – RiverNorth
RiverNorth/DoubleLine Strategic Income Fund – Collateral FBO REFLOW
RiverNorth/DoubleLine Strategic Income Fund – Collateral FBO Goldman Sachs
RiverNorth/DoubleLine Strategic Income Fund – DoubleLine 1
RiverNorth/DoubleLine Strategic Income Fund – DoubleLine 2
RiverNorth Opportunistic Municipal Income Fund, Inc.
RiverNorth Opportunistic Municipal Income Fund, Inc. – Collateral
RiverNorth Opportunistic Municipal Income Fund, Inc. – MacKay Shields
RiverNorth Opportunistic Municipal Income Fund, Inc. – MacKay Shields Collateral
RiverNorth Opportunistic Municipal Income Fund, Inc. – MacKay Shields TOBs
RiverNorth Managed Duration Municipal Fund, Inc.
RiverNorth Managed Duration Municipal Fund, Inc. – RN Collateral
RiverNorth Managed Duration Municipal Fund, Inc. – MacKay
RiverNorth Managed Duration Municipal Fund, Inc. – MacKay Collateral
RiverNorth Managed Duration Municipal Fund, Inc. – MacKay TOB
RiverNorth DoubleLine Strategic Opportunity Fund, Inc.
RiverNorth DoubleLine Strategic Opportunity Fund, Inc. – RiverNorth
RiverNorth DoubleLine Strategic Opportunity Fund, Inc. - DoubleLine
RiverNorth Flexible Municipal Income Fund, Inc.
RiverNorth Flexible Municipal Income Fund, Inc. – RiverNorth
RiverNorth Flexible Municipal Income Fund, Inc. – RN Collateral
RiverNorth Flexible Municipal Income Fund, Inc. – MacKay
RiverNorth Flexible Municipal Income Fund, Inc. – MacKay Collateral
RiverNorth Flexible Municipal Income Fund II, Inc.
RiverNorth Flexible Municipal Income Fund II, Inc. – RiverNorth
RiverNorth Flexible Municipal Income Fund II, Inc. – RN Collateral
RiverNorth Flexible Municipal Income Fund II, Inc. – MacKay
RiverNorth Flexible Municipal Income Fund II, Inc. – MacKay Collateral
RiverNorth Specialty Finance Corporation
RiverNorth Specialty Finance Corporation – RN Collateral
Information Classification: Limited Access
EXHIBIT A
RiverNorth Managed Duration Municipal Income Fund II, Inc.
RiverNorth Managed Duration Municipal Income Fund II, Inc. – RiverNorth
RiverNorth Managed Duration Municipal Income Fund II, Inc. – MacKay
RiverNorth Opportunities Fund, Inc.
Information Classification: Limited Access
