UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22472
RIVERNORTH OPPORTUNITES FUND, INC.
(Exact name of registrant as specified in charter)
360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401
(Address of principal executive offices) (Zip code)
Marc L. Collins
360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401
(Name and address of agent for service)
Registrant's telephone number, including area code: (312) 832-1440
Date of fiscal year end: June 30
Date of reporting period: July 1, 2022 - June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.
| Item 1 | Proxy Voting Record |
Investment Company Report | |||||||||
| KLUDEIN I ACQUISITION CORP. | |||||||||
| Security | 49878L109 | Meeting Type | Special | ||||||
| Ticker Symbol | INKA | Meeting Date | 07-Jul-2022 | ||||||
| ISIN | US49878L1098 | Agenda | 935680036 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's Amended and Restated Certificate of Incorporation, to extend date by which Company must (i) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to as a "business combination", (ii) cease its operations if it fails to complete such business combination, or (iii) redeem or repurchase 100% of the Company's Class A common stock included as part of units sold in the Company's initial public offering. | Management | For | For | |||||
| 2. | Adjournment Proposal: To approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 8,544 | 0 | 17-Jun-2022 | 17-Jun-2022 | ||
| LIGHTJUMP ACQUISITION CORPORATION | |||||||||
| Security | 53228M106 | Meeting Type | Special | ||||||
| Ticker Symbol | LJAQ | Meeting Date | 08-Jul-2022 | ||||||
| ISIN | US53228M1062 | Agenda | 935684224 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend from July 12, 2022 to January 12, 2023, the date by which the Company must consummate a business combination or, if it fails to do so, cease its operations and redeem or repurchase 100% of the shares of the Company's common stock issued in the Company's initial public offering. A copy of the proposed amendment, which we refer to as the "Extension Amendment", is set forth in Annex A to the accompanying Proxy Statement. | Management | For | For | |||||
| 2. | Adjournment Proposal: Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 28,126 | 0 | 30-Jun-2022 | 30-Jun-2022 | ||
| FOXWAYNE ENTERPRISES ACQUISITION CORP. | |||||||||
| Security | 35166L109 | Meeting Type | Annual | ||||||
| Ticker Symbol | FOXW | Meeting Date | 12-Jul-2022 | ||||||
| ISIN | US35166L1098 | Agenda | 935677926 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to amend the Company's Second Amended and Restated Certificate of Incorporation to (i) extend the date by which the Company has to consummate a business combination for three months, from July 22, 2022 (the "Original Termination Date") to October 22, 2022 (the "Extended Date"), and (ii) allow the Company, without another stockholder vote, to elect to extend the date to consummate a business combination for three months after the Extended Date, for a total of up to six months after the Original Termination Date. | Management | For | For | |||||
| 2a. | Election of Class I Director to serve for a term expiring at the 2025 annual meeting: Jonathan Hale Zippin | Management | For | For | |||||
| 2b. | Election of Class I Director to serve for a term expiring at the 2025 annual meeting: Sundeep Agrawal | Management | For | For | |||||
| 3. | A proposal to ratify the appointment of WithumSmith+Brown PC as the Company's independent accountants for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| 4. | A proposal to approve the adjournment of the Annual Meeting by the Chairman thereof to a later date, if necessary. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 12,095 | 0 | 17-Jun-2022 | 17-Jun-2022 | ||
| ITHAX ACQUISITION CORP. | |||||||||
| Security | G49775102 | Meeting Type | Special | ||||||
| Ticker Symbol | ITHX | Meeting Date | 15-Jul-2022 | ||||||
| ISIN | KYG497751027 | Agenda | 935684705 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal-RESOLVED, as an ordinary resolution, that ITHAX's entry into (1) the Business Combination Agreement, dated as of December 20, 2021 (as may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among ITHAX, Ithax Merger Sub I, LLC, a Delaware limited liability company and wholly owned subsidiary of ITHAX ("First Merger Sub"), Ithax Merger Sub II a Delaware limited liability company and wholly ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Domestication Proposal-RESOLVED, as a special resolution, that (a) ITHAX be transferred by way of continuation to Delaware pursuant to Article 32 of the amended and restated articles of association of ITHAX, Part XII of the Companies Act (As Revised) of the Cayman Islands and Section 388 of the General Corporation Law of the State of Delaware and, immediately upon being de- registered in the Cayman Islands, ITHAX be continued and domesticated as a corporation under the laws of the State of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Proposed Charter and Bylaws Proposal- RESOLVED, as a special resolution, that the Interim Charter of ITHAX to be in effect upon the Domestication (a copy of which is attached to the proxy statement/prospectus as Annex I) be replaced in its entirety with the Proposed Charter and Proposed Bylaws of New Mondee (copies of which are attached to the proxy statement/prospectus as Annex B and Annex C, respectively), which be approved as the amended and restated certificate of incorporation and the bylaws of New Mondee, effective at the First Effective Time. | Management | For | For | |||||
| 4a. | Advisory Governing Documents Proposal A-RESOLVED, as a non- binding advisory resolution that the change in the authorized share capital of ITHAX, first (a) upon the Domestication, from (i) US$111,000 divided into 100,000,000 Class A ordinary shares of US$0.001 each, 10,000,000 Class B ordinary shares of US$0.001 and 1,000,000 preference shares of US$0.001 each, to (ii) US$111,000 divided into 100,000,000 shares of Class A common stock, par value $0.0001 per share ("New Mondee Common Stock"), ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4b. | Advisory Governing Documents Proposal B-RESOLVED, as a non- binding advisory resolution that the authorization to the New Mondee Board to issue any or all shares of New Mondee Preferred Stock in one or more classes or series, with such terms and conditions as may be expressly determined by the New Mondee Board and as may be permitted by the DGCL be approved. | Management | For | For | |||||
| 4c. | Advisory Governing Documents Proposal C-RESOLVED, as a non- binding advisory resolution that the removal of the ability of New Mondee stockholders to take action by written consent in lieu of a meeting provided, however that the holders of New Mondee Preferred Stock may take action by written consent to the extent provided by the Certificate of Designation with respect to the New Mondee Preferred Stock, be approved. | Management | For | For | |||||
| 4d. | Advisory Governing Documents Proposal D-RESOLVED, as a non- binding advisory resolution that the replacement of the Existing Governing Documents be approved and that all other changes necessary or, as mutually agreed in good faith by ITHAX and Mondee, desirable in connection with the replacement of Existing Governing Documents with the Proposed Charter and Proposed Bylaws (copies of which are attached to the proxy statement/prospectus as Annex B and Annex C, respectively) as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4e. | Advisory Governing Documents Proposal E-RESOLVED, as a non- binding advisory resolution that the election of New Mondee to not be governed by Section 203 of the DGCL and limiting certain corporate takeovers by interested stockholders be approved. | Management | For | For | |||||
| 5. | The Nasdaq Proposal-RESOLVED, as an ordinary resolution, that for the purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635, the issuance of 7,000,000 shares of New Mondee Common Stock in the PIPE Financing be approved and adopted in all respects. | Management | For | For | |||||
| 7. | The Equity Incentive Plan Proposal-RESOLVED, as an ordinary resolution, that the New Mondee 2022 Equity Incentive Plan, a copy of which is attached to the proxy statement/prospectus as Annex D, be adopted and approved. | Management | For | For | |||||
| 8. | The Equity Stock Purchase Plan Proposal-RESOLVED, as an ordinary resolution, that the New Mondee Employee Stock Purchase Plan, a copy of which is attached to the proxy statement/prospectus as Annex E, be adopted and approved. | Management | For | For | |||||
| 9. | The Adjournment Proposal-RESOLVED, as an ordinary resolution, that the adjournment of the extraordinary general meeting to a later date or dates (A) to solicit additional proxies for the purpose of obtaining approval by the ITHAX shareholders of each of the proposals necessary to consummate the transactions contemplated by the Business Combination Agreement, (B) for the absence of a quorum or (C) if the holders of the Class A ordinary shares have elected to redeem a number of Class ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4,332 | 0 | 30-Jun-2022 | 30-Jun-2022 | ||
| VOYA EMERGING MKTS HIGH DIVIDEND EY FD | |||||||||
| Security | 92912P108 | Meeting Type | Annual | ||||||
| Ticker Symbol | IHD | Meeting Date | 19-Jul-2022 | ||||||
| ISIN | US92912P1084 | Agenda | 935660541 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | John V. Boyer | Split | Split | ||||||
| 2 | Patricia W. Chadwick | Split | Split | ||||||
| 3 | Sheryl K. Pressler | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 24,587 | 0 | 18-Jul-2022 | 18-Jul-2022 | ||
| CC NEUBERGER PRINCIPAL HOLDINGS II | |||||||||
| Security | G3166T103 | Meeting Type | Special | ||||||
| Ticker Symbol | PRPB | Meeting Date | 19-Jul-2022 | ||||||
| ISIN | KYG3166T1031 | Agenda | 935686901 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Domestication Merger Proposal - To consider and vote upon a proposal by special resolution to approve CCNB merging with and into Vector Domestication Merger Sub, LLC ("Domestication Merger Sub") in accordance with Section 18-209 of the DLLCA and ceasing to exist in the Cayman Islands in accordance with Part XVI the Companies Act, with Domestication Merger Sub surviving the merger as a wholly-owned direct subsidiary of New CCNB (the "Domestication Merger"), and all outstanding securities of CCNB ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Business Combination Proposal - To consider and vote upon a proposal to approve the Business Combination Agreement, dated December 9, 2021 (the "Business Combination Agreement"), by and among CCNB, New CCNB, Domestication Merger Sub, Vector Merger Sub 1, LLC, a Delaware limited liability company and a wholly- owned subsidiary of CCNB ("G Merger Sub 1"), Vector Merger Sub 2, LLC, a Delaware limited liability company and a wholly-owned subsidiary of CCNB ("G Merger Sub 2"), Griffey Global Holdings, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the Shareholders Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. This proposal will only be presented at the Shareholders Meeting (i) to the extent necessary to ensure that any legally required supplement or ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 106,700 | 0 | 12-Jul-2022 | 12-Jul-2022 | ||
| BLACKROCK INNOVATION AND GROWTH TRUST | |||||||||
| Security | 09260Q108 | Meeting Type | Annual | ||||||
| Ticker Symbol | BIGZ | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09260Q1085 | Agenda | 935675059 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Frank J. Fabozzi | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | J. Phillip Holloman | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 545,831 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| BLACKROCK INNOVATION AND GROWTH TRUST | |||||||||
| Security | 09260Q108 | Meeting Type | Annual | ||||||
| Ticker Symbol | BIGZ | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09260Q1085 | Agenda | 935675059 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Frank J. Fabozzi | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | J. Phillip Holloman | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL98 | RIVERNORTH OPP FUND FBO NFSLLC | AL98 | STATE STREET BANK & TRUST CO | 75,000 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| BLACKROCK ESG CAPITAL ALLOCATION | |||||||||
| Security | 09262F100 | Meeting Type | Annual | ||||||
| Ticker Symbol | ECAT | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09262F1003 | Agenda | 935675059 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Frank J. Fabozzi | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | J. Phillip Holloman | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,405,322 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| BLACKROCK CAPITAL ALLOCATION TRUST | |||||||||
| Security | 09260U109 | Meeting Type | Annual | ||||||
| Ticker Symbol | BCAT | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09260U1097 | Agenda | 935675059 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Frank J. Fabozzi | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | J. Phillip Holloman | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,346,397 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | |||||||||
| Security | 09248E102 | Meeting Type | Annual | ||||||
| Ticker Symbol | BFZ | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09248E1029 | Agenda | 935675061 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Cynthia L. Egan | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | Stayce D. Harris | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 439,580 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| BLACKROCK MUNI INTER DURATION FD INC | |||||||||
| Security | 09253X102 | Meeting Type | Annual | ||||||
| Ticker Symbol | MUI | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09253X1028 | Agenda | 935675061 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Cynthia L. Egan | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | Stayce D. Harris | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 215,700 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| BLACKROCK MUNIHOLDINGS CA INSD FD INC | |||||||||
| Security | 09254L107 | Meeting Type | Annual | ||||||
| Ticker Symbol | MUC | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09254L1070 | Agenda | 935675061 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Cynthia L. Egan | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | Stayce D. Harris | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 162,120 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| BLACKROCK MUNIVEST FUND INC | |||||||||
| Security | 09253R105 | Meeting Type | Annual | ||||||
| Ticker Symbol | MVF | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09253R1059 | Agenda | 935675061 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Cynthia L. Egan | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | Stayce D. Harris | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 3,774 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| BLACKROCK MUNIHOLDINGS FUND, INC | |||||||||
| Security | 09253N104 | Meeting Type | Annual | ||||||
| Ticker Symbol | MHD | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US09253N1046 | Agenda | 935675061 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Cynthia L. Egan | Split | Split | ||||||
| 2 | Robert Fairbairn | Split | Split | ||||||
| 3 | Stayce D. Harris | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 6,867 | 0 | 22-Jul-2022 | 22-Jul-2022 | ||
| EAST RESOURCES ACQUISITION COMPANY | |||||||||
| Security | 274681105 | Meeting Type | Special | ||||||
| Ticker Symbol | ERES | Meeting Date | 25-Jul-2022 | ||||||
| ISIN | US2746811056 | Agenda | 935687585 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Approval of an amendment (the "Extension Amendment") of the Company's Amended and Restated Certificate of Incorporation to extend the date by which East Resources Acquisition Company (the "Company") must consummate a business combination (the "Extension") from July 27, 2022 (the date that is 24 months from the closing date of the Company's initial public offering of our units (the "IPO")) to January 27, 2023 (the date that is 30 months from the closing date of the IPO). | Management | For | For | |||||
| 2. | Approval of a proposal for the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 27,990 | 0 | 18-Jul-2022 | 18-Jul-2022 | ||
| INVESCO MUNICIPAL TRUST | |||||||||
| Security | 46131J103 | Meeting Type | Annual | ||||||
| Ticker Symbol | VKQ | Meeting Date | 08-Aug-2022 | ||||||
| ISIN | US46131J1034 | Agenda | 935687725 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Cynthia Hostetler | Split | Split | ||||||
| 2 | Eli Jones | Split | Split | ||||||
| 3 | Ann Barnett Stern | Split | Split | ||||||
| 4 | Daniel S. Vandivort | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 186,252 | 0 | 05-Aug-2022 | 05-Aug-2022 | ||
| INVESCO QUALITY MUNICIPAL INCOME TRUST | |||||||||
| Security | 46133G107 | Meeting Type | Annual | ||||||
| Ticker Symbol | IQI | Meeting Date | 08-Aug-2022 | ||||||
| ISIN | US46133G1076 | Agenda | 935687725 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Cynthia Hostetler | Split | Split | ||||||
| 2 | Eli Jones | Split | Split | ||||||
| 3 | Ann Barnett Stern | Split | Split | ||||||
| 4 | Daniel S. Vandivort | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 233,846 | 0 | 05-Aug-2022 | 05-Aug-2022 | ||
| TORTOISE PIPELINE & ENERGY FUND, INC. | |||||||||
| Security | 89148H207 | Meeting Type | Annual | ||||||
| Ticker Symbol | TTP | Meeting Date | 09-Aug-2022 | ||||||
| ISIN | US89148H2076 | Agenda | 935684539 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Director to hold office for a term of three years: Alexandra A. Herger | Management | Split | Split | |||||
| 2. | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2022. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 32,557 | 0 | 08-Aug-2022 | 08-Aug-2022 | ||
| ARIES I ACQUISITION CORP. | |||||||||
| Security | G0542N107 | Meeting Type | Special | ||||||
| Ticker Symbol | RAM | Meeting Date | 12-Aug-2022 | ||||||
| ISIN | KYG0542N1079 | Agenda | 935696611 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - "RESOLVED, as a special resolution, that the Articles of Association of Aries currently in effect be amended and restated by the deletion in their entirety and the substitution in their place of the Second Amended and Restated Articles of Association of Aries (a copy of which is attached to the proxy statement for this Meeting as Annex A)." | Management | For | For | |||||
| 2) | The Trust Agreement Amendment Proposal - To approve an amendment to the Company's Investment Management Trust Agreement, dated May 18, 2021, by and between Aries and Continental Stock Transfer & Trust Company, allowing Aries to extend the Business Combination Period up to twelve (12) times for an additional one (1) month each time from 08/21/2022 to 08/21/2023 by depositing into the trust account, for each one-month extension, the lesser of (a) $120,000 and (b) $0.035 for each Class A ordinary share outstanding after giving effect to the Redemption. | Management | For | For | |||||
| 3) | The Adjournment Proposal - To adjourn the special meeting of Aries shareholders to a later date or dates, if necessary, to permit further solicitation and vote of Proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 30,180 | 0 | 09-Aug-2022 | 09-Aug-2022 | ||
| GIGINTERNATIONAL1, INC. | |||||||||
| Security | 37518W106 | Meeting Type | Special | ||||||
| Ticker Symbol | GIW | Meeting Date | 19-Aug-2022 | ||||||
| ISIN | US37518W1062 | Agenda | 935698615 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment: Amend the Company's Amended and Restated Certificate of Incorporation, giving the Company the right to extend the date by which it has to consummate a business combination six (6) times for an additional one (1) month each time, from August 21, 2022 to February 21, 2023 (i.e., for a period of time ending 21 months from the consummation of its initial public offering). | Management | For | For | |||||
| 2. | Trust Amendment: Amend the Company's investment management trust agreement, dated as of May 18, 2021, by and between the Company and Continental Stock Transfer & Trust Company, allowing the Company to extend the Combination Period six (6) times for an additional one (1) month each time from August 21, 2022 to February 21, 2023 by depositing into the Trust Account for each one-month extension the lesser of: $200,000 or $0.05 per share multiplied by the number of public shares then outstanding. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 48,296 | 0 | 15-Aug-2022 | 15-Aug-2022 | ||
| ISLEWORTH HEALTHCARE ACQUISITION CORP. | |||||||||
| Security | 46468P102 | Meeting Type | Special | ||||||
| Ticker Symbol | ISLE | Meeting Date | 26-Aug-2022 | ||||||
| ISIN | US46468P1021 | Agenda | 935698590 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: A proposal to amend the Company's amended & restated certificate of incorporation to extend for an initial period from 9/1/22 to 12/1/22, and for up to three additional months at the election of the Company, ultimately until as late as 3/1/23 (the "Extended Date"), the date by which the Company must consummate a business combination or, if it fails to do so, cease its operations & redeem or repurchase 100% of shares of the Company's common stock issued in the Company's initial public offering. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: A proposal to amend the Investment Management Trust Agreement, dated February 24, 2021, (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Company (the "Trustee"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement, to authorize the Extension and its implementation by the Company. | Management | For | For | |||||
| 3. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the forgoing proposals. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 39,372 | 0 | 15-Aug-2022 | 15-Aug-2022 | ||
| TAILWIND ACQUISITION CORP. | |||||||||
| Security | 87403Q102 | Meeting Type | Special | ||||||
| Ticker Symbol | TWND | Meeting Date | 07-Sep-2022 | ||||||
| ISIN | US87403Q1022 | Agenda | 935702541 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To amend Tailwind's amended & restated certificate of incorporation to: (a) extend the date by which Tailwind has to consummate a business combination from September 9, 2022 to January 9, 2023 (b) to allow Tailwind, without another stockholder vote, to elect to extend date to consummate a business combination on a monthly basis for up to 2 times by an additional 1 month each time after January 9, 2023, by resolution of board if requested by Tailwind Sponsor LLC, & upon five days' advance notice prior to applicable deadlines. | Management | For | For | |||||
| 2. | The Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of Class A common stock, par value $0.0001 per share, and shares of Class B common stock, par value $0.0001 per share, in the capital of Tailwind represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 13,098 | 0 | 30-Aug-2022 | 30-Aug-2022 | ||
| LAKESHORE AQUISITION I CORP. | |||||||||
| Security | G53521103 | Meeting Type | Special | ||||||
| Ticker Symbol | LAAA | Meeting Date | 07-Sep-2022 | ||||||
| ISIN | KYG535211034 | Agenda | 935703567 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal - Approval of an amendment to the company's amended and restated memorandum & AOA (together, the "Existing Charter") (i) extend from September 15, 2022 ("Original Termination Date") to December 15, 2022 ("Extended Date"), date by which, if the company has not consummated a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination involving one or more businesses or entities. | Management | For | For | |||||
| 2. | Adjournment Proposal- Approval of adjournment of the General Meeting by the chairman thereof to a later date, if necessary, under certain circumstances, to solicit additional proxies for purpose of approving extension proposal, to amended extension proposal, or to allow reasonable additional time for filing or mailing of any supplemental or amended disclosure that the company has determined in good faith after consultation with outside legal counsel is required under applicable law and for such supplemental or amended. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 20,160 | 0 | 30-Aug-2022 | 30-Aug-2022 | ||
| SPK ACQUISITION CORP. | |||||||||
| Security | 848651105 | Meeting Type | Special | ||||||
| Ticker Symbol | SPK | Meeting Date | 09-Sep-2022 | ||||||
| ISIN | US8486511053 | Agenda | 935705181 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | CHARTER AMENDMENT PROPOSAL - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") SIX (6) TIMES FOR AN ADDITIONAL ONE (1) MONTH EACH TIME UNTIL MARCH 10, 2023 IF APPROVED BY THE COMPANY'S BOARD OF DIRECTORS. | Management | For | For | |||||
| 2. | TRUST AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF JUNE 3, 2022 (THE "TRUST AGREEMENT"), BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY (THE "TRUSTEE"), ALLOWING THE COMPANY TO EXTEND THE COMBINATION PERIOD SIX (6) TIMES FOR AN ADDITIONAL ONE-MONTH PERIOD EACH TIME, FROM SEPTEMBER 10, 2022 UP TO MARCH 10, 2023 (THE "TRUST AMENDMENT") BY DEPOSITING INTO THE TRUST ACCOUNT $50,000 FOR EACH ONE-MONTH EXTENSION. | Management | For | For | |||||
| 3. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE GENERAL MEETING TO ADJOURN THE GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 46,987 | 0 | 02-Sep-2022 | 02-Sep-2022 | ||
| KENSINGTON CAPITAL ACQUISITION CORP. IV | |||||||||
| Security | G52519132 | Meeting Type | Special | ||||||
| Ticker Symbol | KCACU | Meeting Date | 13-Sep-2022 | ||||||
| ISIN | KYG525191329 | Agenda | 935708048 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to approve by ordinary resolution and adopt the Business Combination Agreement, dated as of May 11, 2022 (as amended from time to time, the "Business Combination Agreement"), among Kensington Capital Acquisition Corp. IV, a Cayman Islands exempted company incorporated with limited liability ("Kensington"), Kensington Capital Merger Sub Corp., a Delaware corporation ("Merger Sub"), and Amprius Technologies, Inc., a Delaware corporation ("Amprius"), a copy of which is attached to the accompanying proxy statement. | Management | For | For | |||||
| 2. | The Domestication Proposal - pursuant to the power contained in clause 6 of Kensington's Memorandum of Association & in manner required by Article 47 of Kensington's Articles of Association, to approve by special resolution that Kensington be registered by way of continuation & domesticated as a corporation incorporated under the laws of State of Delaware, pursuant to Section 206 and 207 of the Companies Act (amended) of the Cayman Islands & laws of the State of Delaware, including Section 388 of the General Corporation Law of the State of Delaware. | Management | For | For | |||||
| 3. | The Charter Proposal - to approve by special resolution that Kensington's amended & restated memorandum & articles of association ("Existing Governing Documents") be amended & restated by deletion in their entirety, & the substitution in their place of Proposed Certificate of Incorporation, a form of which is attached to accompanying proxy statement/prospectus as Annex B ("Charter Proposal"), including, without limitation, the authorization of change in authorized share capital as indicated therein & change of name to "Amprius Technologies, Inc." | Management | For | For | |||||
| 4a. | The Governance Proposal - a proposal to authorize the board of directors of New Amprius (the "New Amprius Board") to issue any or all shares of New Amprius preferred stock in one or more classes or series, with such terms and conditions as may be expressly determined by the New Amprius Board and as may be permitted by the Delaware General Corporation Law. | Management | For | For | |||||
| 4b. | The Governance Proposal - a proposal to provide that the federal district courts of the United States of America will be the exclusive forum for resolving any complaint asserting a cause of action arising under the Securities Act of 1933, as amended, unless New Amprius consents in writing to the selection of an alternative forum. | Management | For | For | |||||
| 4c. | The Governance Proposal - a proposal to remove provisions in Kensington's Existing Governing Documents related to our status as a blank check company that will no longer apply upon the consummation of the Business Combination. | Management | For | For | |||||
| 4d. | The Governance Proposal - a proposal to approve provisions providing that the affirmative vote of at least two-thirds of the voting power of all the then outstanding shares of capital stock entitled to vote generally in the election of directors will be required for stockholders to adopt, amend, or repeal certain provisions of the Proposed Governing Documents. | Management | For | For | |||||
| 5. | The Equity Incentive Plan Proposal - to approve by ordinary resolution the Amprius Technologies, Inc. 2022 Equity Incentive Plan. | Management | For | For | |||||
| 6. | The NYSE Proposal - to approve by ordinary resolution for purposes of complying with the applicable provisions of the NYSE, the issuance of New Amprius common stock to the Amprius stockholders pursuant to the Business Combination Agreement. | Management | For | For | |||||
| 7. | The Employee Stock Purchase Plan Proposal - to approve by ordinary resolution the Amprius Technologies, Inc. 2022 Employee Stock Purchase Plan. | Management | For | For | |||||
| 8. | The Adjournment Proposal - to approve by ordinary resolution the adjournment of the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for the approval of one or more proposals at the extraordinary general meeting. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 67,418 | 0 | 12-Sep-2022 | 12-Sep-2022 | ||
| PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT | |||||||||
| Security | 723760104 | Meeting Type | Annual | ||||||
| Ticker Symbol | MIO | Meeting Date | 15-Sep-2022 | ||||||
| ISIN | US7237601049 | Agenda | 935697904 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Director to serve until the third annual meeting: John E. Baumgardner, Jr. | Management | Split | Split | |||||
| 1.2 | Election of Director to serve until the third annual meeting: Lisa M. Jones | Management | Split | Split | |||||
| 1.3 | Election of Director to serve until the third annual meeting: Lorraine H. Monchak | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 237,735 | 0 | 14-Sep-2022 | 14-Sep-2022 | ||
| PIONEER MUNICIPAL HIGH INCOME TRUST | |||||||||
| Security | 723763108 | Meeting Type | Annual | ||||||
| Ticker Symbol | MHI | Meeting Date | 15-Sep-2022 | ||||||
| ISIN | US7237631087 | Agenda | 935697916 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.2 | Election of Director to serve until the third annual meeting: Lisa M. Jones | Management | Split | Split | |||||
| 1.3 | Election of Director to serve until the third annual meeting: Lorraine H. Monchak | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 603,778 | 0 | 14-Sep-2022 | 14-Sep-2022 | ||
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | |||||||||
| Security | 723762100 | Meeting Type | Annual | ||||||
| Ticker Symbol | MAV | Meeting Date | 15-Sep-2022 | ||||||
| ISIN | US7237621005 | Agenda | 935697916 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.2 | Election of Director to serve until the third annual meeting: Lisa M. Jones | Management | Split | Split | |||||
| 1.3 | Election of Director to serve until the third annual meeting: Lorraine H. Monchak | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 93,077 | 0 | 14-Sep-2022 | 14-Sep-2022 | ||
| FIRST TRUST HY OPPORTUNITIES 2027 TERM | |||||||||
| Security | 33741Q107 | Meeting Type | Annual | ||||||
| Ticker Symbol | FTHY | Meeting Date | 19-Sep-2022 | ||||||
| ISIN | US33741Q1076 | Agenda | 935701044 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Class III Trustee for a three-year term: James A. Bowen | Management | Split | Split | |||||
| 1.2 | Election of Class III Trustee for a three-year term: Robert F. Keith | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 484,335 | 0 | 16-Sep-2022 | 16-Sep-2022 | ||
| SABA CAPITAL INCOME FUND | |||||||||
| Security | 78518H202 | Meeting Type | Annual | ||||||
| Ticker Symbol | BRW | Meeting Date | 23-Sep-2022 | ||||||
| ISIN | US78518H2022 | Agenda | 935700597 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Thomas Bumbolow | Split | Split | ||||||
| 2 | Karen Caldwell | Split | Split | ||||||
| 3 | Ketu Desai | Split | Split | ||||||
| 4 | Kieran Goodwin | Split | Split | ||||||
| 5 | Aditya Bindal | Split | Split | ||||||
| 6 | Andrew Kellerman | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 775,235 | 0 | 22-Sep-2022 | 22-Sep-2022 | ||
| SABA CAPITAL INCOME FUND | |||||||||
| Security | 78518H202 | Meeting Type | Annual | ||||||
| Ticker Symbol | BRW | Meeting Date | 23-Sep-2022 | ||||||
| ISIN | US78518H2022 | Agenda | 935700597 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Thomas Bumbolow | Split | Split | ||||||
| 2 | Karen Caldwell | Split | Split | ||||||
| 3 | Ketu Desai | Split | Split | ||||||
| 4 | Kieran Goodwin | Split | Split | ||||||
| 5 | Aditya Bindal | Split | Split | ||||||
| 6 | Andrew Kellerman | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL98 | RIVERNORTH OPP FUND FBO NFSLLC | AL98 | STATE STREET BANK & TRUST CO | 500,000 | 0 | 22-Sep-2022 | 22-Sep-2022 | ||
| DWS FUNDS | |||||||||
| Security | 233368109 | Meeting Type | Annual | ||||||
| Ticker Symbol | KTF | Meeting Date | 23-Sep-2022 | ||||||
| ISIN | US2333681094 | Agenda | 935702313 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Chad D. Perry | Split | Split | ||||||
| 2 | Catherine Schrand | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 276,593 | 0 | 22-Sep-2022 | 22-Sep-2022 | ||
| GIGCAPITAL5, INC. | |||||||||
| Security | 37519U109 | Meeting Type | Special | ||||||
| Ticker Symbol | GIA | Meeting Date | 23-Sep-2022 | ||||||
| ISIN | US37519U1097 | Agenda | 935711590 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment: Amend the Company's Amended and Restated Certificate of Incorporation, giving the Company the right to extend the date by which it has to consummate a business combination six (6) times for an additional one (1) month each time, from September 28, 2022 to March 28, 2023 (i.e., for a period of time ending 18 months from the consummation of its initial public offering), provided that the Sponsor (or its designees) must deposit into the Trust Account for each one- month extension funds equal to $160,000. | Management | For | For | |||||
| 2. | Trust Amendment: Amend the Company's investment management trust agreement, dated as of September 23, 2021, by and between the Company and Continental Stock Transfer & Trust Company, allowing the Company to (a) extend the Combination Period six (6) times for an additional one (1) month each time from September 28, 2022 to March 28, 2023 by depositing into the Trust Account for each one-month extension, the sum of $160,000. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 42,380 | 0 | 19-Sep-2022 | 19-Sep-2022 | ||
| MODEL PERFORMANCE ACQUISITION CORP | |||||||||
| Security | G6246M105 | Meeting Type | Special | ||||||
| Ticker Symbol | MPAC | Meeting Date | 28-Sep-2022 | ||||||
| ISIN | VGG6246M1059 | Agenda | 935710170 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") TWO (2) TIMES FOR AN ADDITIONAL THREE MONTH EACH TIME FROM OCTOBER 12, 2022 TO APRIL 12, 2023. | Management | For | For | |||||
| 2. | ADJOURNMENT-APPROVAL TO DIRECT THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING TO ADJOURN THE EXTRAORDINARY GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 40,612 | 0 | 12-Sep-2022 | 12-Sep-2022 | ||
| IG ACQUISITION CORP. | |||||||||
| Security | 449534106 | Meeting Type | Special | ||||||
| Ticker Symbol | IGAC | Meeting Date | 29-Sep-2022 | ||||||
| ISIN | US4495341061 | Agenda | 935709759 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from October 5, 2022 to April 5, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2.1 | Election of Class I Director to serve until 2025: Catharine Dockery | Management | For | For | |||||
| 2.2 | Election of Class I Director to serve until 2025: Peter Ward | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 30,762 | 0 | 12-Sep-2022 | 12-Sep-2022 | ||
| MONTEREY INNOVATION ACQUISITION CORP. | |||||||||
| Security | 61240F108 | Meeting Type | Special | ||||||
| Ticker Symbol | MTRY | Meeting Date | 29-Sep-2022 | ||||||
| ISIN | US61240F1084 | Agenda | 935711146 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment: To amend (the "Charter Amendment") Monterey Bio's amended & restated certificate of incorporation (the "charter") by allowing us to extend (the "Extension") date by which we have to consummate a business combination (the "Combination Period") for an additional 3 months, from 10-5-2022 (the date which is 12 months from the closing date of our IPO of our units to 1-5-2023, by depositing into the trust account $350,000 (the "Extension Payment") for the 3- month extension, thereafter to extend the Combination Period up to six times. | Management | For | For | |||||
| 2. | The Trust Amendment: To amend (the "Trust Amendment" & together with the Charter Amendment, the "Extensions") the Investment Management Trust Agreement, dated 9-30-2021, by and between Continental Stock Transfer & Trust Company and Monterey Bio (the "Trust Agreement"), allowing us to extend the Combination Period for an additional three months, from 10-5-2022 to 1-5-2023 (the "Trust Amendment"), by depositing into the trust account the Extension Payment for the 3-month extension, thereafter to extend the Combination Period up to six times. | Management | For | For | |||||
| 3.1 | Re-Election to the Board of Director to serve until the second annual meeting: James R. Neal | Management | For | For | |||||
| 3.2 | Re-Election to the Board of Director to serve until the second annual meeting: Jonas Grossman | Management | For | For | |||||
| 3.3 | Re-Election to the Board of Director to serve until the second annual meeting: Frances K. Heller | Management | For | For | |||||
| 3.4 | Re-Election to the Board of Director to serve until the second annual meeting: William McKeever | Management | For | For | |||||
| 3.5 | Re-Election to the Board of Director to serve until the second annual meeting: Sandip I. Patel | Management | For | For | |||||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm: To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 41,578 | 0 | 19-Sep-2022 | 19-Sep-2022 | ||
| NOCTURNE ACQUISITION CORP. | |||||||||
| Security | G6580S114 | Meeting Type | Special | ||||||
| Ticker Symbol | MBTC | Meeting Date | 04-Oct-2022 | ||||||
| ISIN | KYG6580S1140 | Agenda | 935708466 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's Amended and Restated Memorandum and Articles of Association to extend the date by which the Company must consummate a business combination from October 5, 2022 to April 5, 2023. | Management | For | For | |||||
| 2.1 | Appointment of Director to serve until the 2024 annual general meeting: Henry Monzon | Management | For | For | |||||
| 2.2 | Appointment of Director to serve until the 2024 annual general meeting: Ka Seng (Thomas) Ao | Management | For | For | |||||
| 2.3 | Appointment of Director to serve until the 2024 annual general meeting: Simon Choi | Management | For | For | |||||
| 2.4 | Appointment of Director to serve until the 2024 annual general meeting: Kashan Zaheer Piracha | Management | For | For | |||||
| 2.5 | Appointment of Director to serve until the 2024 annual general meeting: Derek Yiyi Feng | Management | For | For | |||||
| 2.6 | Appointment of Director to serve until the 2024 annual general meeting: Ka Lok (Ivan) Wong | Management | For | For | |||||
| 2.7 | Appointment of Director to serve until the 2024 annual general meeting: Giuseppe Mangiacotti | Management | For | For | |||||
| 3. | Auditor Ratification Proposal: Ratify the selection by the Company's audit committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the year ended December 31, 2022. | Management | For | For | |||||
| 4. | Adjournment Proposal: Approve the adjournment of the Extraordinary General Meeting in lieu of the 2022 Annual General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 36,206 | 0 | 12-Sep-2022 | 12-Sep-2022 | ||
| ATLANTIC AVENUE ACQUISITION CORP. | |||||||||
| Security | 04906P101 | Meeting Type | Special | ||||||
| Ticker Symbol | ASAQ | Meeting Date | 04-Oct-2022 | ||||||
| ISIN | US04906P1012 | Agenda | 935708480 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's Amended and Restated Certificate of Incorporation to allow the Company, without another stockholder vote, to elect to extend the date by which the Company must consummate a business combination (the "Extension") from October 6, 2022 (the date that is 24 months from the closing date of the Company's initial public offering of units (the "IPO")), on a monthly basis for up to six times to April 6, 2023 (the date that is 30 months from the closing date of the IPO). | Management | For | For | |||||
| 2. | Trust Amendment Proposal: Amend the Company's Investment Management Trust Agreement, dated October 1, 2020, by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to allow the Company, without another stockholder vote, to elect to extend the date on which the Trustee must liquidate the trust account established by the Company in connection with its IPO if the Company has not completed its initial business combination, on a monthly basis ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve Proposal 1 and Proposal 2 or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 33,230 | 0 | 12-Sep-2022 | 12-Sep-2022 | ||
| MFS INVESTMENT GRADE MUNICIPAL TRUST | |||||||||
| Security | 59318B108 | Meeting Type | Annual | ||||||
| Ticker Symbol | CXH | Meeting Date | 06-Oct-2022 | ||||||
| ISIN | US59318B1089 | Agenda | 935703822 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1b. | DIRECTOR | Management | Split | Split | |||||
| 1 | Maureen R. Goldfarb | Split | Split | ||||||
| 2 | Maryanne L. Roepke | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 71,953 | 0 | 05-Oct-2022 | 05-Oct-2022 | ||
| TEKKORP DIGITAL ACQUISITION CORP. | |||||||||
| Security | G8739H106 | Meeting Type | Special | ||||||
| Ticker Symbol | TEKK | Meeting Date | 13-Oct-2022 | ||||||
| ISIN | KYG8739H1065 | Agenda | 935712061 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1 | EXTENSION PROPOSAL - APPROVAL TO AMEND THE COMPANY'S CHARTER PURSUANT TO AN AMENDMENT TO CHARTER IN FORM SET FORTH IN ANNEX A OF ACCOMPANYING PROXY STATEMENT TO EXTEND DATE BY WHICH THE COMPANY MUST 1) CONSUMMATE A MERGER, AMALGAMATION, SHARE EXCHANGE, ASSET ACQUISITION, SHARE PURCHASE, REORGANIZATION OR SIMILAR BUSINESS COMBINATION, WHICH WE REFER TO AS OUR INITIAL BUSINESS COMBINATION, 2) CEASE ITS OPERATIONS EXCEPT FOR PURPOSE OF WINDING UP IF IT FAILS TO COMPLETE SUCH INITIAL BUSINESS COMBINATION AND (3) REDEEM ALL OF THE CLASS A ORDINARY SHARES. | Management | For | For | |||||
| 2 | THE ADJOURNMENT PROPOSAL - AS AN ORDINARY RESOLUTION, TO APPROVE THE ADJOURNMENT OF THE EXTRAORDINARY GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES FOR, OR OTHERWISE IN CONNECTION WITH, THE APPROVAL OF EXTENSION PROPOSAL (THE "ADJOURNMENT PROPOSAL"), WHICH WILL ONLY BE PRESENTED AT THE EXTRAORDINARY GENERAL MEETING IF, BASED ON THE TABULATED VOTES, THERE ARE NOT SUFFICIENT VOTES AT TIME OF EXTRAORDINARY GENERAL MEETING TO APPROVE THE EXTENSION PROPOSAL. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 24,288 | 0 | 28-Sep-2022 | 28-Sep-2022 | ||
| INDUSTRIAL HUMAN CAPITAL, INC. | |||||||||
| Security | 45617P104 | Meeting Type | Special | ||||||
| Ticker Symbol | AXH | Meeting Date | 14-Oct-2022 | ||||||
| ISIN | US45617P1049 | Agenda | 935715093 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from October 22, 2022, to April 22, 2023, or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2. | Adjournment Proposal: Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 19,240 | 0 | 28-Sep-2022 | 28-Sep-2022 | ||
| LMF ACQUISITION OPPORTUNITIES, INC. | |||||||||
| Security | 502015100 | Meeting Type | Special | ||||||
| Ticker Symbol | LMAO | Meeting Date | 18-Oct-2022 | ||||||
| ISIN | US5020151008 | Agenda | 935716665 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Business Combination Proposal - To consider and vote upon a Proposal to approve the transactions contemplated under the Merger Agreement, dated as of April 21, 2022, by and among LMAO, LMF Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of LMAO and SeaStar Medical, Inc., a Delaware corporation, a copy of which is attached to the proxy statement/ prospectus as Annex A. | Management | For | For | |||||
| 2. | Charter Approval Proposal - To consider and vote upon a Proposal to approve the Second Amended and Restated Certificate of Incorporation of LMAO, a copy of which is attached to the proxy statement/prospectus as Annex B. | Management | For | For | |||||
| 3a. | Governance Proposal 3A - To (i) reclassify LMAO's existing 100,000,000 authorized shares of Class A Common Stock into 100,000,000 authorized shares of Common Stock (after giving effect to the conversion of each outstanding share of Class B Common Stock to Class A Common Stock under the terms of LMAO's current certificate of incorporation) and (ii) increase the number of shares of preferred stock LMAO is authorized to issue from 1,000,000 shares to 10,000,000 shares. | Management | For | For | |||||
| 3b. | Governance Proposal 3B - To change the classification of the Board from two classes of directors with staggered two-year terms to three classes of directors with staggered three-year terms. | Management | For | For | |||||
| 3c. | Governance Proposal 3C - To require the vote of at least two- thirds (66 and 2/3%) of the outstanding shares of capital stock, voting together as a single class, rather than a simple majority, to remove a director from office. | Management | For | For | |||||
| 3d. | Governance Proposal 3D - To remove certain provisions related to LMAO's status as a special purpose acquisition company that will no longer be relevant following the Business Combination. | Management | For | For | |||||
| 4. | Stock Plan Proposal - To consider and vote upon a Proposal to approve the LMF Acquisition Opportunities, Inc. 2022 Omnibus Incentive Plan, a copy of which is to be attached to the proxy statement/prospectus as Annex D. | Management | For | For | |||||
| 5. | ESPP Proposal - To consider and vote upon a Proposal to approve the LMF Acquisition Opportunities, Inc. 2022 Employee Stock Purchase Plan, a copy of which is to be attached to the proxy statement/prospectus as Annex E. | Management | For | For | |||||
| 6. | Nasdaq Proposal - To consider and vote upon a Proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635, the issuance of shares of Common Stock and securities convertible into or exercisable for Common Stock in the Business Combination, the PIPE Investment, and the Common Stock Investment. | Management | For | For | |||||
| 7. | DIRECTOR | Management | |||||||
| 1 | Andres Lobo* | For | For | ||||||
| 2 | Rick Barnett* | For | For | ||||||
| 3 | Bruce Rodgers+ | For | For | ||||||
| 4 | Richard Russell+ | For | For | ||||||
| 5 | Allan Collins+ | For | For | ||||||
| 6 | Eric Schlorff# | For | For | ||||||
| 7 | Kenneth Van Heel# | For | For | ||||||
| 8. | Adjournment Proposal - To consider and vote upon a Proposal to approve the adjournment of the meeting by the chairman thereof to a later date, if necessary. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 31,863 | 0 | 11-Oct-2022 | 11-Oct-2022 | ||
| BLOCKCHAIN MOON ACQUISITION CORP. | |||||||||
| Security | 09370F109 | Meeting Type | Special | ||||||
| Ticker Symbol | BMAQ | Meeting Date | 19-Oct-2022 | ||||||
| ISIN | US09370F1093 | Agenda | 935719027 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To amend BMAC's amended and restated certificate of incorporation to (a) extend the date by which BMAC has to consummate a business combination from October 21, 2022 to January 21, 2023; and (b) to allow BMAC, without another stockholder vote, to elect to extend the date to consummate a business combination on a monthly basis for up to six times by an additional one month each time after January 21, 2023, by resolution of the board of directors, if requested by ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, of BMAC represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 28,817 | 0 | 17-Oct-2022 | 17-Oct-2022 | ||
| DIGITAL HEALTH ACQUISITION CORP. | |||||||||
| Security | 253893101 | Meeting Type | Special | ||||||
| Ticker Symbol | DHAC | Meeting Date | 20-Oct-2022 | ||||||
| ISIN | US2538931013 | Agenda | 935719469 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Approval of amendment of Certificate of Incorporation to, among other things, extend the date by which the Company has to consummate a business combination for an additional three (3) months, from November 8, 2022 to February 8, 2023 and provide our board of directors the ability to further extend the date by which the Company has to consummate a business combination up to three (3) additional times for three (3) months each time, for a maximum of nine (9) additional months, with payment of any applicable extension fee. | Management | For | For | |||||
| 2. | Approval of amendment of the Investment Management Trust Agreement, dated as of November 3, 2021, by and between the Company and Continental Stock Transfer & Trust Company, (i) allowing the Company to extend the business combination period from November 8, 2022 to February 8, 2023 and up to three (3) times for an additional three (3) months each time during the period from February 8, 2023 to November 8, 2023 and (ii) updating certain defined terms in the Trust Agreement. | Management | For | For | |||||
| 3. | Approval of the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Charter Amendment Proposal and Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 19,208 | 0 | 17-Oct-2022 | 17-Oct-2022 | ||
| VENUS ACQUISITION CORPORATION | |||||||||
| Security | G9420F102 | Meeting Type | Special | ||||||
| Ticker Symbol | VENA | Meeting Date | 21-Oct-2022 | ||||||
| ISIN | KYG9420F1028 | Agenda | 935719483 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To Approve the Merger Agreement, dated as of June 10, 2021, as amended, by and among Venus, Venus Acquisition Merger Subsidiary, Inc., VIYI Algorithm Inc. ("VIYI") and WiMi Hologram Cloud Inc. (collectively referred to as the "Business Combination"). This proposal is referred to as the "Business Combination Proposal" or "Proposal No. 1". | Management | For | For | |||||
| 2. | DIRECTOR | Management | |||||||
| 1 | Jie Zhao | For | For | ||||||
| 2 | Min Shu | For | For | ||||||
| 3 | Shan Cui | For | For | ||||||
| 4 | Haixia Zhao | For | For | ||||||
| 5 | Wengang Kang | For | For | ||||||
| 3. | To Approve for purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635(d), the issuance by Venus of an aggregate of 39,603,961 Venus ordinary shares to the VIYI shareholders pursuant to the Merger Agreement. This proposal is referred to as the "Nasdaq Stock Issuance Proposal" or "Proposal No. 3". | Management | For | For | |||||
| 4. | To Approve the amendments to increase the number of authorized ordinary shares to 200,000,000 ordinary shares ("Share Increase Proposal" or "Proposal No. 4"). For the purposes of the laws of the Cayman Islands, the full text of the resolution is as follows: "RESOLVED, as an ordinary resolution, that the authorized share capital of the Company be amended from USD50,000 divided into 50,000,000 ordinary shares of par value USD0.001 each into USD200,000 divided into 200,000,000 ordinary shares of par value USD0.001 each;" | Management | For | For | |||||
| 5. | To Approve by way of special resolution of amendments to Venus' memorandum and articles of association to change its name to MicroAlgo Inc. (the "Name Change Proposal" or "Proposal No. 5") For the purposes of the laws of the Cayman Islands, the full text of the resolution is as follows: "RESOLVED, as a special resolution, that the Company change its name from "Venus Acquisition Corporation" to "MicroAlgo Inc." and, subject to the provisions of the Companies Act (Revised), the change of name take effect immediately from the passing this resolution;" | Management | For | For | |||||
| 6. | To Approve by way of special resolution of all other changes in connection with the amendment, restatement and replacement of the Venus' memorandum and articles of association including, among other things, (1) making New Venus' corporate existence perpetual, and (2) removing certain provisions related to Venus' status as a blank check company that will no longer be applicable upon consummation of the Business Combination (the "Articles Amendment Proposal" or "Proposal No. 6"). For the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 7. | To Approve to adjourn the Extraordinary General Meeting under certain circumstances, which is more fully described in the accompanying proxy statement, which we refer to as the "Adjournment Proposal" or "Proposal No. 7") and, together with the Business Combination Proposal, the Director Election Proposal, the Nasdaq Stock Issuance Proposal, the Share Increase Proposal, the Name Change Proposal, the Articles Amendment Proposal and the Adjournment Proposal, collectively the "Proposals." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 16,878 | 0 | 17-Oct-2022 | 17-Oct-2022 | ||
| IGNYTE ACQUISITION CORP. | |||||||||
| Security | 45175H106 | Meeting Type | Special | ||||||
| Ticker Symbol | IGNY | Meeting Date | 24-Oct-2022 | ||||||
| ISIN | US45175H1068 | Agenda | 935720626 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Business Combination Proposal: To approve and adopt the Business Combination Agreement, dated as of April 28, 2022, by and between Ignyte Acquisition Corp., Ignyte Korea Co, Ltd. and Peak Bio Co., Ltd., including the transactions contemplated thereby. | Management | For | For | |||||
| 2. | Governing Documents Proposal: To consider and vote upon (a) the adoption of Ignyte's Second Amended and Restated Certificate of Incorporation and Ignyte's Amended and Restated Bylaws, which supersede the existing Amended and Restated Certificate of Incorporation of Ignyte and the Bylaws of Ignyte. | Management | For | For | |||||
| 3. | Nasdaq Proposal: To consider and vote upon a proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635, the issuance of more than 20% of Ignyte's Common Stock in connection with the Business Combination and the PIPE Financing. | Management | For | For | |||||
| 4. | Incentive Plan Proposal: To consider and vote upon a proposal to approve and adopt a new long-term incentive plan in form and substance reasonably acceptable to Ignyte and Peak Bio, a copy of which is attached to the accompanying proxy statement as Annex J. | Management | For | For | |||||
| 5. | Director Election Proposal: To consider and vote upon a proposal to elect up to seven (7) directors, effective as of and contingent upon the consummation of the Business Combination, to serve on Peak Bio, Inc.'s board of directors until the expiration of their applicable term, and until their respective successors are duly elected and qualified or until their earlier resignation, removal or death. | Management | For | For | |||||
| 6. | Adjournment Proposal: To consider and vote upon a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if there are insufficient votes for, or otherwise in connection with, the approval of the Proposals 1 through 5. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 3,466 | 0 | 17-Oct-2022 | 17-Oct-2022 | ||
| EUCRATES BIOMEDICAL ACQUISITION CORP. | |||||||||
| Security | G3141W114 | Meeting Type | Special | ||||||
| Ticker Symbol | EUCRU | Meeting Date | 24-Oct-2022 | ||||||
| ISIN | VGG3141W1142 | Agenda | 935721945 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal: Amend Eucrates' Amended and Restated Memorandum and Articles of Association to extend the date that Eucrates must consummate a business combination to April 27, 2023 by amending the Amended and Restated Memorandum and Articles of Association to delete the existing Regulation 23.2 thereof and replacing it with the new Regulation 23.2 in the form set forth in Annex A of the accompanying proxy statement. | Management | For | For | |||||
| 2. | DIRECTOR | Management | |||||||
| 1 | William I. Campbell | For | For | ||||||
| 2 | Nina Shapiro | For | For | ||||||
| 3. | Adjournment Proposal: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Extension Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 18,235 | 0 | 20-Oct-2022 | 20-Oct-2022 | ||
| EUCRATES BIOMEDICAL ACQUISITION CORP. | |||||||||
| Security | G3141W106 | Meeting Type | Special | ||||||
| Ticker Symbol | EUCR | Meeting Date | 24-Oct-2022 | ||||||
| ISIN | VGG3141W1068 | Agenda | 935721945 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal: Amend Eucrates' Amended and Restated Memorandum and Articles of Association to extend the date that Eucrates must consummate a business combination to April 27, 2023 by amending the Amended and Restated Memorandum and Articles of Association to delete the existing Regulation 23.2 thereof and replacing it with the new Regulation 23.2 in the form set forth in Annex A of the accompanying proxy statement. | Management | For | For | |||||
| 2. | DIRECTOR | Management | |||||||
| 1 | William I. Campbell | For | For | ||||||
| 2 | Nina Shapiro | For | For | ||||||
| 3. | Adjournment Proposal: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Extension Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 24,174 | 0 | 20-Oct-2022 | 20-Oct-2022 | ||
| MANA CAPITAL ACQUISITION CORP. | |||||||||
| Security | 56168P104 | Meeting Type | Special | ||||||
| Ticker Symbol | MAAQ | Meeting Date | 25-Oct-2022 | ||||||
| ISIN | US56168P1049 | Agenda | 935720614 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Business Combination Proposal: To approve & adopt the Business Combination Agreement, dated as of 5/27/22 (as it may be amended & restated from time to time, "Business Combination Agreement") by & among the Company, its wholly owned subsidiary, Mana Merger Sub Inc. and Cardio Diagnostics, Inc. a copy of which is attached to proxy statement/prospectus as Annex A, & approve transactions contemplated thereby including the merger of Merger Sub with & into Cardio, with Cardio surviving the merger, & issuance of common stock to Cardio stockholders as Consideration | Management | For | For | |||||
| 2. | Charter Amendment Proposal: To consider and vote upon a proposal to amend and restate the Company's amended and restated certificate of incorporation to provide for changing the Company's name from "Mana Capital Acquisition Corp." to "Cardio Diagnostics Holdings, Inc." | Management | For | For | |||||
| 3. | Equity Plan Adoption Proposal: To approve the Cardio Diagnostics Holdings Inc. 2022 Equity Incentive Plan (the "Incentive Plan"), including the authorization of the initial share reserve under the Incentive Plan. | Management | For | For | |||||
| 4. | Nasdaq 20% Proposal: To consider and vote on a proposal to approve, for purposes of complying with Nasdaq Rules 5635(a) and (b), the issuance of more than 20% of the Company's issued and outstanding common stock, $.00001 par value, (the "Common Stock") and the resulting change in control in connection with the Business Combination. | Management | For | For | |||||
| 5. | Director Election Proposal: To elect, effective at Closing, seven directors to serve on the Company's board of directors until the 2023 annual meetings of stockholders, and until their respective successors are duly elected and qualified. | Management | For | For | |||||
| 6. | Adjournment Proposal: To approve, if necessary, the adjournment of the Special Meeting to a later date or dates to permit further solicitation and votes of proxies in the event that there are insufficient votes for, or otherwise in connection with, approval of the Business Combination Proposal, Charter Amendment Proposal, the Equity Plan Adoption Proposal, Nasdaq 20% Proposal, or the Director Election Proposal. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve one or more of these proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 31,198 | 0 | 17-Oct-2022 | 17-Oct-2022 | ||
| PROGRESS ACQUISITION CORP. | |||||||||
| Security | 74327P105 | Meeting Type | Special | ||||||
| Ticker Symbol | PGRW | Meeting Date | 27-Oct-2022 | ||||||
| ISIN | US74327P1057 | Agenda | 935722428 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from November 8, 2022 to May 8, 2023 or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2. | Adjournment Proposal: Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 8,438 | 0 | 20-Oct-2022 | 20-Oct-2022 | ||
| IGNYTE ACQUISITION CORP. | |||||||||
| Security | 45175H106 | Meeting Type | Special | ||||||
| Ticker Symbol | IGNY | Meeting Date | 31-Oct-2022 | ||||||
| ISIN | US45175H1068 | Agenda | 935724876 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment: Amend the Company's Amended and Restated Certificate of Incorporation, giving the Company the right to extend the date by which it has to consummate a business combination six (6) times for an additional one (1) month each time, from November 1, 2022 to May 1, 2023 (i.e., for a period of time ending 27 months from the consummation of its initial public offering). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 3,466 | 0 | 26-Oct-2022 | 26-Oct-2022 | ||
| MAQUIA CAPITAL ACQUISITION CORPORATION | |||||||||
| Security | 56564V101 | Meeting Type | Special | ||||||
| Ticker Symbol | MAQC | Meeting Date | 03-Nov-2022 | ||||||
| ISIN | US56564V1017 | Agenda | 935722909 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from November 7, 2022 to May 7, 2023 or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2.1 | Election of Class I Director: Pedro Manuel Zorrilla Velasco | Management | For | For | |||||
| 2.2 | Election of Class I Director: Luis Antonio Marquez-Heine | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 27,289 | 0 | 26-Oct-2022 | 26-Oct-2022 | ||
| OXBRIDGE ACQUISITION CORP. | |||||||||
| Security | G6855L109 | Meeting Type | Annual | ||||||
| Ticker Symbol | OXAC | Meeting Date | 09-Nov-2022 | ||||||
| ISIN | KYG6855L1095 | Agenda | 935725587 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Amend the Company's amended and restated memorandum and articles of association to extend the date that the Company has to consummate a business combination from November 16, 2022 to August 16, 2023 (or such earlier date as determined by the Board of Directors). | Management | For | For | |||||
| 2. | Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the other proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 52,752 | 0 | 26-Oct-2022 | 26-Oct-2022 | ||
| GLOBAL CONSUMER ACQUISITION CORP. | |||||||||
| Security | 37892B108 | Meeting Type | Special | ||||||
| Ticker Symbol | GACQ | Meeting Date | 10-Nov-2022 | ||||||
| ISIN | US37892B1089 | Agenda | 935721325 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Luminex Business Combination Proposal - To consider and vote, assuming the Charter Proposal (as defined below) is approved and adopted, upon a proposal to approve the transactions contemplated under the Luminex SPA (such proposal, the "Luminex Business Combination Proposal"). A copy of the Luminex SPA is attached to the proxy statement as Annex A. | Management | For | For | |||||
| 2. | The GP Global Business Combination Proposal - To consider and vote, assuming the Charter Proposal is approved and adopted, upon a proposal to approve the transactions contemplated under the GP Global SPA (such proposal, the "GP Global Business Combination Proposal"). A copy of the GP Global SPA is attached to the proxy statement as Annex B. | Management | For | For | |||||
| 3. | The Charter Proposal - to consider and vote, assuming that the Luminex Business Combination Proposal is approved and adopted, upon a proposal to approve the proposed Second Amended and Restated Certificate of Incorporation of GACQ, a copy of which is attached to the proxy statement as Annex C (the "Proposed Charter," and such proposal, the "Charter Proposal"). | Management | For | For | |||||
| 4a. | The Advisory Charter Proposal A - To approve and adopt, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Name of the Combined Company. | Management | For | For | |||||
| 4b. | The Advisory Charter Proposal B - To approve and adopt, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Provisions Specific to a Blank Check Company. | Management | For | For | |||||
| 4c. | The Advisory Charter Proposal C - To approve and adopt, on a non- binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Authorized Shares of Combined Company's Preferred Stock. | Management | For | For | |||||
| 4d. | The Advisory Charter Proposal D - To approve and adopt, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Voting Threshold for Director Removal. | Management | For | For | |||||
| 4e. | The Advisory Charter Proposal E - To approve and adopt, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as separate sub- proposals (which we refer to, collectively, as the "Advisory Charter Proposals"): Business Combinations. | Management | For | For | |||||
| 5. | The Nasdaq Proposal - To consider and vote upon a proposal to approve the issuance of more than 20% of the issued and outstanding shares of GACQ Common Stock in connection with the issuance of a maximum of 8,170,000 shares of GACQ Common Stock (subject to adjustment as described in the Proxy Statement) pursuant to the terms of the GP Global SPA, which will result in a change of control, as required by Nasdaq Listing Rule 5635(a) and 5635(b) (such proposal, the "Nasdaq Proposal"). | Management | For | For | |||||
| 6a. | Election of Director: Sergio Pedreiro | Management | For | For | |||||
| 6b. | Election of Director: Rohan Ajila | Management | For | For | |||||
| 6c. | Election of Director: Gautham Pai | Management | For | For | |||||
| 6d. | Election of Director: Art Drogue | Management | For | For | |||||
| 6e. | Election of Director: Tom Clausen | Management | For | For | |||||
| 6f. | Election of Director: Dennis Tse | Management | For | For | |||||
| 7. | The Incentive Plan Proposal - To consider and vote, assuming the Luminex Business Combination Proposal is approved and adopted, upon a proposal to approve the Ascense Brands Inc. 2022 Omnibus Incentive Plan, a copy of which is attached to the proxy statement as Annex D, in connection with the Business Combinations (the "Equity Incentive Plan," and such proposal, the "Incentive Plan Proposal"). | Management | For | For | |||||
| 8. | The Current Charter Amendment Proposal - To consider and vote upon a proposal to modify Article SIXTH (D) in the Current Charter in order to expand the methods that GACQ may employ to not become subject to the "penny stock" rules of the Securities and Exchange Commission (such proposal, the "Current Charter Amendment Proposal"). | Management | For | For | |||||
| 9. | The Adjournment Proposal - To consider and vote upon a proposal to adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Meeting, there are not sufficient votes to approve each of the Luminex Business Combination Proposal, GP Global Business Combination Proposal, the Charter Proposal, the Nasdaq Proposal, the Directors Proposal, the Incentive Plan Proposal, and the Current Charter Amendment Proposal (such proposal, the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 24,752 | 0 | 31-Oct-2022 | 31-Oct-2022 | ||
| 8I ACQUISITION 2 CORP | |||||||||
| Security | G2956R103 | Meeting Type | Special | ||||||
| Ticker Symbol | LAX | Meeting Date | 10-Nov-2022 | ||||||
| ISIN | VGG2956R1038 | Agenda | 935723545 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - To adopt and approve the Share Purchase Agreement, dated as of April 11, 2022, as amended on May 30, June 10, and September 7, 2022 (the "SPA"), by and among 8i, EUDA Health Limited, a British Virgin Islands business company ("EUDA"), Watermark Developments Limited, a British Virgin Islands business company ("Watermark" or the "Seller"), and Kwong Yeow Liew, acting as Representative of the Indemnified Parties (the "Indemnified Party Representative"), pursuant to ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2a. | The Charter Proposal - To approve and adopt, subject to and conditional on (but with immediate effect therefrom) the approval of the Business Combination Proposal and the Nasdaq Proposal and the consummation of the Business Combination, the following amendments and restatements of 8i Amended and Restated Memorandum and Articles of Association: To amend the name of the new Combined Company from "8i Acquisition 2 Corp." to "EUDA Health Holdings Limited". | Management | For | For | |||||
| 2b. | The Charter Proposal - To approve and adopt, subject to and conditional on (but with immediate effect therefrom) the approval of the Business Combination Proposal and the Nasdaq Proposal and the consummation of the Business Combination, the following amendments and restatements of 8i Amended and Restated Memorandum and Articles of Association: To adopt the Amended and Restated Memorandum and Articles of Association in the form attached to the accompanying Proxy Statement as "Annex B". | Management | For | For | |||||
| 3. | The Nasdaq Proposal - To consider and vote upon a proposal to approve, for purposes of complying with applicable listing rules of the Nasdaq Global Market ("Nasdaq"), the issuance of more than 20% of the issued and outstanding 8i Ordinary Shares and the resulting change in control in connection with the Business Combination. | Management | For | For | |||||
| 4. | DIRECTOR | Management | |||||||
| 1 | Wei Wen Kelvin Chen | For | For | ||||||
| 2 | Thien Su Gerald Lim | For | For | ||||||
| 3 | David Francis Capes | For | For | ||||||
| 4 | Alfred Lim | For | For | ||||||
| 5 | Kim Hing Chan | For | For | ||||||
| 5. | The Adjournment Proposal - To approve a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve the Business Combination Proposal, the Nasdaq Proposal, the Directors Proposal or the Charter Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 54,501 | 0 | 31-Oct-2022 | 31-Oct-2022 | ||
| VENUS ACQUISITION CORPORATION | |||||||||
| Security | G9420F102 | Meeting Type | Special | ||||||
| Ticker Symbol | VENA | Meeting Date | 10-Nov-2022 | ||||||
| ISIN | KYG9420F1028 | Agenda | 935726109 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal. Amend Venus' Amended and Restated Memorandum and Articles of Association to extend the date by Venus must consummate its initial business combination to December 11, 2022, by amending the Amended and Restated Memorandum and Articles of Association to delete the existing Section 48.7 and 48.8 thereof and replacing it with the new Section 48.7 and 48.8 in the form set forth in Annex A of the accompanying proxy statement. | Management | For | For | |||||
| 2. | Adjournment Proposal. To direct the chairman of the Extraordinary General Meeting to adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Proposals 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 16,878 | 0 | 02-Nov-2022 | 02-Nov-2022 | ||
| AGBA ACQUISITION LIMITED | |||||||||
| Security | G0120M109 | Meeting Type | Special | ||||||
| Ticker Symbol | AGBA | Meeting Date | 10-Nov-2022 | ||||||
| ISIN | VGG0120M1095 | Agenda | 935729220 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to approve and adopt, assuming each of the Amendment Proposal and the Nasdaq Proposal is approved and adopted, the Business Combination Agreement, dated as of November 3, 2021, as amended on November 18, 2021, January 4, 2022, May 4, and October 21, 2022, and as may be further amended, supplemented or otherwise modified from time to time (the "Business Combination Agreement"), by and among AGBA, TAG International Limited ("B2B"), TAG Asset Partners Limited ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Amendment Proposal - to approve and adopt, assuming the Business Combination Proposal is approved and adopted, the Fifth Amended and Restated Memorandum and Articles of Association of AGBA, a copy of which is attached to this proxy statement as Annex B. | Management | For | For | |||||
| 3A. | Special Resolution of Shareholders - to introduce the concept of special resolutions of shareholders, being certain matters requiring approval by a majority of 75% or greater of the votes of the shares cast by such shareholders entitled to vote. | Management | For | For | |||||
| 3B. | Ability to Requisition General Meetings - to increase the threshold of shareholders required to convene a general meeting by written request from 10% to 30%. | Management | For | For | |||||
| 3C. | Forum for Disputes - to include a provision calling for the courts of the British Virgin Islands to act as the forum for all claims or disputes arising out the AGBA's memorandum and articles of association or otherwise related to each shareholder's shareholding, except that such forum provision will not apply to actions or suits brought to enforce any liability or duty created by the Securities Act of 1933, Exchange Act of 1934, or any claim for which the federal ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3D. | Director Removals - to update the director removal provisions to allow for removal of directors, with or without cause, only by ordinary resolution of shareholders, as opposed to with or without cause by (i) the approval of 75% of the shareholders, or (ii) resolution of directors. | Management | For | For | |||||
| 3E. | Amendment to the Memorandum and Articles - to update the charter amendment provision, so that the memorandum and articles may be amended only by a special resolution of shareholders, as opposed to by ordinary resolutions of shareholders or resolutions of directors. | Management | For | For | |||||
| 3F. | Increase in Authorized Shares - to increase the authorized share capital of the company from 100 million ordinary shares to 200 million ordinary shares. | Management | For | For | |||||
| 4. | The Nasdaq Proposal - to approve, assuming the Business Combination Proposal is approved and adopted, for purposes of complying with applicable listing rules of the Nasdaq Stock Market LLC ("Nasdaq"), (x) the issuance of more than 20% of the issued and outstanding shares of AGBA's ordinary shares in connection with (i) the terms of the Business Combination Agreement, which will result in a change of control, as required by Nasdaq Listing Rule 5635(a) and 5635(b), (ii) the issuance ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5. | The Share Award Scheme Proposal - to approve, assuming the Business Combination Proposal is approved and adopted, the adoption of the AGBA Group Holding Limited Share Award Scheme (the "Share Award Scheme"), for the purpose of providing a means through which to attract, motivate, and retain personnel and to provide a means whereby our employees can acquire and maintain an equity interest in us, thereby strengthening their commitment to our welfare and aligning their interests with those of our ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 6. | The Business Combination Adjournment Proposal - in the event there are not sufficient votes for the Business Combination Proposal, or otherwise in connection with, the adoption of the Business Combination Agreement and the transactions contemplated thereby, AGBA's board of directors may adjourn the extraordinary general meeting to a later date, or dates, if necessary, to permit further solicitation of proxies. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 30,883 | 0 | 02-Nov-2022 | 02-Nov-2022 | ||
| DATA KNIGHTS ACQUISITION CORP. | |||||||||
| Security | 237699103 | Meeting Type | Special | ||||||
| Ticker Symbol | DKDCA | Meeting Date | 11-Nov-2022 | ||||||
| ISIN | US2376991038 | Agenda | 935727579 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: IT IS RESOLVED, that subject to and conditional upon the trust account, which is governed by the investment management trust agreement entered into between the Company and Continental Stock Transfer & Trust Company on May 11, 2021 (the Trust Agreement), having net tangible assets of at least US$5,000,001 as at the date of this resolution, the first amendment to the second amended and restated certificate of incorporation, a copy of which is attached to the accompanying proxy statement as Annex A. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: IT IS RESOLVED THAT subject to and conditional upon the trust account, which is governed by Trust Agreement, having net tangible assets of at least US$5,000,001 as at the date of this resolution, the Trust Agreement be amended in the form set forth in Annex B to the accompanying proxy statement to allow the Company to extend the date by which the Company has to complete a business combination from November 11, 2022 to August 11, 2023 via nine one-month extensions provided the Company deposits into its trust account. | Management | For | For | |||||
| 3. | Adjournment Proposal: IT IS RESOLVED THAT, the adjournment of the Special Meeting to a later date or dates to permit further solicitation of proxies to be determined by the chairman of the Special Meeting be confirmed, adopted, approved and ratified in all respects, which we refer to as the "Adjournment Proposal." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 35,695 | 0 | 02-Nov-2022 | 02-Nov-2022 | ||
| INTEGRATED RAIL & RESOURCES ACQUI CORP | |||||||||
| Security | 45827R106 | Meeting Type | Special | ||||||
| Ticker Symbol | IRRX | Meeting Date | 15-Nov-2022 | ||||||
| ISIN | US45827R1068 | Agenda | 935728494 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The "Extension Amendment Proposal" - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company must (1) effectuate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or other similar business combination with one or more businesses, (2) cease its operations except for the purpose of winding up if it fails to complete such initial business combination, and (3) redeem 100% of the Company's Class A common stock, from November 15, 2022 to May 15, 2023. | Management | For | For | |||||
| 2. | The "Trust Amendment Proposal" - Amend the Company's investment management trust agreement, dated November 11, 2021, with American Stock Transfer & Trust Company, LLC, to change the date on which the trustee must commence liquidation of the trust account established in connection with our IPO to May 15, 2023. | Management | For | For | |||||
| 3. | The "Adjournment Proposal" - Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 78,504 | 0 | 02-Nov-2022 | 02-Nov-2022 | ||
| MOUNTAIN CREST ACQUISITION CORP III | |||||||||
| Security | 62402U107 | Meeting Type | Special | ||||||
| Ticker Symbol | MCAE | Meeting Date | 17-Nov-2022 | ||||||
| ISIN | US62402U1079 | Agenda | 935724408 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") UNTIL FEBRUARY 20, 2023. | Management | For | For | |||||
| 2. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL 1. | Management | For | For | |||||
| 3. | TRUST AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF MAY 17, 2021 (THE "TRUST AGREEMENT"), TO PROVIDE THAT THE TIME FOR THE COMPANY TO COMPLETE ITS INITIAL BUSINESS COMBINATION UNDER THE TRUST AGREEMENT SHALL BE EXTENDED FOR A PERIOD OF THREE MONTHS FROM NOVEMBER 20, 2022 TO FEBRUARY 20, 2023 AND TO BE FURTHER EXTENDED TO THE EXTENT THE COMPANY'S CERTIFICATE OF INCORPORATION IS FURTHER AMENDED TO EXTEND THE BUSINESS COMBINATION PERIOD. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 48,112 | 0 | 14-Nov-2022 | 14-Nov-2022 | ||
| PROPTECH INVESTMENT CORPORATION II | |||||||||
| Security | 743497109 | Meeting Type | Special | ||||||
| Ticker Symbol | PTIC | Meeting Date | 18-Nov-2022 | ||||||
| ISIN | US7434971096 | Agenda | 935730312 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The PTIC II Charter Amendment Proposal - To consider and vote upon a proposal to approve and adopt, assuming the Business Combination Proposal (as defined below) is adopted, the second amended and restated certificate of incorporation of PropTech Investment Corporation II ("PTIC II," "we," "our," "us" or the "Company"), which, if approved, would take effect upon closing. | Management | For | For | |||||
| 2. | The Business Combination Proposal - To consider and vote upon a proposal to adopt and approve (a) the Business Combination Agreement, dated as of May 17, 2022 (as amended, the "Business Combination Agreement"), by and among PTIC II, RW National Holdings, LLC, a Delaware limited liability company ("Renters Warehouse"), and Lake Street Landlords, LLC, a Delaware limited liability company, in its capacity as the representative of applicable Renters Warehouse unitholders, pursuant to which, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Appreciate Charter Proposal - To consider and vote upon a proposal to approve, assuming the Business Combination Proposal is approved and adopted, the proposed new certificate of incorporation (the "Proposed Appreciate Charter") of Appreciate Holdings, Inc. ("Appreciate"), the post-business combination company, which, if approved, would take effect at the time of the closing (the "Appreciate Charter Proposal"). | Management | For | For | |||||
| 4A. | The Advisory Governing Documents Proposal - To consider and separately vote upon approval on a non- binding advisory basis to give stockholders the opportunity to present their separate views on certain amendments to the PTIC II certificate of incorporation that will be effected in the amended and restated certificate of incorporation of Appreciate at the consummation of the business combination. To change PTIC II's name to "Appreciate Holdings, Inc." | Management | For | For | |||||
| 4B. | The Advisory Governing Documents Proposal - To consider and separately vote upon approval on a non- binding advisory basis to give stockholders the opportunity to present their separate views on certain amendments to the PTIC II certificate of incorporation that will be effected in the amended and restated certificate of incorporation of Appreciate at the consummation of the business combination. To remove certain provisions related to PTIC II's status as a special purpose acquisition company. | Management | For | For | |||||
| 4C. | The Advisory Governing Documents Proposal - To consider and separately vote upon approval on a non- binding advisory basis to give stockholders the opportunity to present their separate views on certain amendments to the PTIC II certificate of incorporation that will be effected in the amended and restated certificate of incorporation of Appreciate at the consummation of the business combination. To increase the amount of authorized shares of capital stock. | Management | For | For | |||||
| 4D. | The Advisory Governing Documents Proposal - To consider and separately vote upon approval on a non- binding advisory basis to give stockholders the opportunity to present their separate views on certain amendments to the PTIC II certificate of incorporation that will be effected in the amended and restated certificate of incorporation of Appreciate at the consummation of the business combination. To provide for certain alternative forum selection provisions. | Management | For | For | |||||
| 4E. | The Advisory Governing Documents Proposal - To consider and separately vote upon approval on a non- binding advisory basis to give stockholders the opportunity to present their separate views on certain amendments to the PTIC II certificate of incorporation that will be effected in the amended and restated certificate of incorporation of Appreciate at the consummation of the business combination. To absolve certain Appreciate stockholders from certain competition and corporate opportunities obligations. | Management | For | For | |||||
| 4F. | The Advisory Governing Documents Proposal - To consider and separately vote upon approval on a non- binding advisory basis to give stockholders the opportunity to present their separate views on certain amendments to the PTIC II certificate of incorporation that will be effected in the amended and restated certificate of incorporation of Appreciate at the consummation of the business combination. To opt out of Section 203 of the General Corporation Law of the State of Delaware. | Management | For | For | |||||
| 4G. | The Advisory Governing Documents Proposal - To consider and separately vote upon approval on a non- binding advisory basis to give stockholders the opportunity to present their separate views on certain amendments to the PTIC II certificate of incorporation that will be effected in the amended and restated certificate of incorporation of Appreciate at the consummation of the business combination. To change how the proposed governing documents may be amended, altered, replaced or rescinded. | Management | For | For | |||||
| 4H. | The Advisory Governing Documents Proposal - To consider and separately vote upon approval on a non- binding advisory basis to give stockholders the opportunity to present their separate views on certain amendments to the PTIC II certificate of incorporation that will be effected in the amended and restated certificate of incorporation of Appreciate at the consummation of the business combination. To provide certain voting rights and initially set the size of the Appreciate board at eight directors. | Management | For | For | |||||
| 4I. | The Advisory Governing Documents Proposal - To consider and separately vote upon approval on a non- binding advisory basis to give stockholders the opportunity to present their separate views on certain amendments to the PTIC II certificate of incorporation that will be effected in the amended and restated certificate of incorporation of Appreciate at the consummation of the business combination. To allow stockholders to call special meetings and act by written consent. | Management | For | For | |||||
| 5. | The Nasdaq Proposal - To consider and vote upon a proposal to approve, assuming the Business Combination Proposal and the Appreciate Charter Proposal are approved and adopted, the issuance of more than 20% of the issued and outstanding shares of common stock and the resulting change in control in connection with the transactions contemplated by the Business Combination Agreement. | Management | For | For | |||||
| 6. | The Equity Incentive Plan Proposal - To consider and vote upon a proposal to approve, assuming the condition precedent proposals are approved and adopted, the 2022 Equity Incentive Plan for Appreciate Holdings, Inc. | Management | For | For | |||||
| 7. | The Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the Special Meeting of Stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based on tabulated votes at the Special Meeting of Stockholders, there are insufficient votes to approve the Business Combination Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 12,486 | 0 | 03-Nov-2022 | 03-Nov-2022 | ||
| AUSTERLITZ ACQUISITION CORP II | |||||||||
| Security | G0633U101 | Meeting Type | Special | ||||||
| Ticker Symbol | ASZ | Meeting Date | 22-Nov-2022 | ||||||
| ISIN | KYG0633U1013 | Agenda | 935730297 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: To amend and restate the Company's Memorandum and Articles of Association by adopting the second amended and restated memorandum and articles of association in the form set forth in Annex A of the accompanying proxy statement (the "Second Amended and Restated Memorandum and Articles of Association") to change the date by which the Company must consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated March 2, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement, to change the date on which Continental must commence liquidation of the trust account established in connection with ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal: To adjourn the Shareholder Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient votes from (i) the holders of Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), and the Class C ordinary ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 99,364 | 0 | 03-Nov-2022 | 03-Nov-2022 | ||
| AUSTERLITZ ACQUISITION CORP II | |||||||||
| Security | G0633U119 | Meeting Type | Special | ||||||
| Ticker Symbol | ASZU | Meeting Date | 22-Nov-2022 | ||||||
| ISIN | KYG0633U1195 | Agenda | 935730297 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: To amend and restate the Company's Memorandum and Articles of Association by adopting the second amended and restated memorandum and articles of association in the form set forth in Annex A of the accompanying proxy statement (the "Second Amended and Restated Memorandum and Articles of Association") to change the date by which the Company must consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated March 2, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement, to change the date on which Continental must commence liquidation of the trust account established in connection with ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal: To adjourn the Shareholder Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient votes from (i) the holders of Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), and the Class C ordinary ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 61,063 | 0 | 03-Nov-2022 | 03-Nov-2022 | ||
| AUSTERLITZ ACQUISITION CORP I | |||||||||
| Security | G0633D109 | Meeting Type | Special | ||||||
| Ticker Symbol | AUS | Meeting Date | 22-Nov-2022 | ||||||
| ISIN | KYG0633D1097 | Agenda | 935730300 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: To amend and restate the Company's Memorandum and Articles of Association by adopting the second amended and restated memorandum and articles of association in the form set forth in Annex A of the accompanying proxy statement (the "Second Amended and Restated Memorandum and Articles of Association") to change the date by which the Company must consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated March 2, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement, to change the date on which Continental must commence liquidation of the trust account established in connection with ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal: To adjourn the Shareholder Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient votes from (i) the holders of Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), and the Class C ordinary ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 94,508 | 0 | 03-Nov-2022 | 03-Nov-2022 | ||
| FORTRESS VALUE ACQUISITION CORP. IV | |||||||||
| Security | 34964K108 | Meeting Type | Special | ||||||
| Ticker Symbol | FVIV | Meeting Date | 22-Nov-2022 | ||||||
| ISIN | US34964K1088 | Agenda | 935731869 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated March 15, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock, par value $0.0001 per share, and Class F common stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 100,000 | 0 | 21-Nov-2022 | 21-Nov-2022 | ||
| FORTRESS VALUE ACQUISITION CORP. III | |||||||||
| Security | 34964G206 | Meeting Type | Special | ||||||
| Ticker Symbol | FVTU | Meeting Date | 22-Nov-2022 | ||||||
| ISIN | US34964G2066 | Agenda | 935732481 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 4, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock, par value $0.0001 per share, and Class F common stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 5 | 0 | 21-Nov-2022 | 21-Nov-2022 | ||
| FORTRESS VALUE ACQUISITION CORP. III | |||||||||
| Security | 34964G107 | Meeting Type | Special | ||||||
| Ticker Symbol | FVT | Meeting Date | 22-Nov-2022 | ||||||
| ISIN | US34964G1076 | Agenda | 935732481 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 4, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock, par value $0.0001 per share, and Class F common stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 107,737 | 0 | 21-Nov-2022 | 21-Nov-2022 | ||
| GOLDENBRIDGE ACQUISITION LIMITED | |||||||||
| Security | G3970D104 | Meeting Type | Special | ||||||
| Ticker Symbol | GBRG | Meeting Date | 23-Nov-2022 | ||||||
| ISIN | VGG3970D1042 | Agenda | 935725741 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | THE CHARTER AMENDMENT PROPOSAL - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") UP TO THREE (3) TIMES FOR AN ADDITIONAL THREE MONTHS EACH TIME FROM DECEMBER 4, 2022 TO SEPTEMBER 4, 2023. | Management | For | For | |||||
| 2. | THE ADJOURNMENT PROPOSAL - APPROVAL TO DIRECT THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING TO ADJOURN THE EXTRAORDINARY GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 29,011 | 0 | 02-Nov-2022 | 02-Nov-2022 | ||
| REE AUTOMOTIVE LTD. | |||||||||
| Security | M8287R103 | Meeting Type | Annual | ||||||
| Ticker Symbol | REE | Meeting Date | 28-Nov-2022 | ||||||
| ISIN | IL0011786154 | Agenda | 935730259 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Director: Mr. Arik Shteinberg | Management | |||||||
| 1.2 | Election of Director: Ms. Lilach Geva-Harel | Management | |||||||
| 1.3 | Election of Director: Ms. Michal Marom-Brikman | Management | |||||||
| 1.4 | Election of Director: Mr. Daniel Barel | Management | |||||||
| 1.5 | Election of Director: Mr. Ahishay Sardes | Management | |||||||
| 1.6 | Election of Director: Mr. Hari Nair | Management | |||||||
| 1.7 | Election of Director: Mr. Hans Thomas | Management | |||||||
| 2. | Elect Mr. Ziv Ironi and approve his terms of service, exculpation and indemnification, to hold office until the close of business on the date of the annual general meeting of shareholders to be held in 2023 until his successor is duly elected and qualified, or until such individual's earlier resignation or retirement. | Management | |||||||
| 3. | Approval of an amendment to the Company's Compensation Policy such that a new Section 4.1.2A will be added thereto and will state as follows: "The Chairperson of the Board of Directors, an external director, if any, and an independent director of the Company may elect to receive, in lieu of quarterly cash fees, Class A Ordinary Shares of the Company having an equivalent fair market value on the date the cash compensation is payable." | Management | |||||||
| 3a. | Are you a controlling shareholder in the Company, or do you have a personal benefit or other interest (as discussed in the proxy statement) in the approval of Proposal No. 3? (Please note: If you do not mark either Yes or No, your shares will not be voted for Proposal No. 3). Mark "for" = yes or "against" = no. | Management | |||||||
| 4. | To approve the re-appointment of Kost, Forer, Gabbay & Kasierer, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022, and its service until the annual general meeting of shareholders to be held in 2023, and to authorize the Board of Directors, upon the recommendation of the Audit Committee, to fix the remuneration of the independent registered public accounting firm. | Management | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 3,596 | 0 | ||||
| OCEANTECH ACQUISITIONS I CORP. | |||||||||
| Security | 675507107 | Meeting Type | Special | ||||||
| Ticker Symbol | OTEC | Meeting Date | 29-Nov-2022 | ||||||
| ISIN | US6755071072 | Agenda | 935730324 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to complete a business combination from 12/02/2022 to 06/02/2023, or such earlier date as determined by the Board of Directors, provided that Sponsor (or its affiliates or permitted designees) will deposit into Trust Account $125,000 for each such 1 month extension until 06/02/2023, unless the closing of the Company's initial business combination shall have occurred, which we refer to as "Extension Amendment Proposal." | Management | For | For | |||||
| 2. | Trust Amendment Proposal: Amend the Company's investment management trust agreement, dated as of May 27, 2021, by and between the Company and Continental Stock Transfer & Trust Company, (i) allowing the Company to extend the business combination period from December 2, 2022 to June 2, 2023 and (ii) updating certain defined terms in the Trust Agreement. | Management | For | For | |||||
| 3. | Adjournment Proposal: Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal and the Trust Amendment Proposal, which we refer to as the "Adjournment Proposal." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 48,836 | 0 | 03-Nov-2022 | 03-Nov-2022 | ||
| SANDBRIDGE X2 CORP | |||||||||
| Security | 799792106 | Meeting Type | Special | ||||||
| Ticker Symbol | SBII | Meeting Date | 29-Nov-2022 | ||||||
| ISIN | US7997921066 | Agenda | 935731009 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: Amend and restate the Company's Amended and Restated Certificate of Incorporation to change the date by which the Company must consummate a business combination from March 12, 2023 to December 15, 2022 or such earlier date as is determined by the Company's board of directors (the"Board") in its sole discretion. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: Amend the Company's Investment Trust Management Agreement, dated March 9, 2021, by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account from (A) the earlier of the Company's completion of an initial business combination and March 12, 2023 to (B) December 15, 2022 or such earlier date as is determined by the Company's Board in its sole discretion. | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Stockholder Meeting from time to time (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient votes from the holders of Class A common stock and Class B common stock to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal, (y) if the Board determines before the Stockholder Meeting that it is not necessary or that it is no longer desirable to proceed with the Charter Amendment Proposal and/or Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 44,370 | 0 | 22-Nov-2022 | 22-Nov-2022 | ||
| SANDBRIDGE X2 CORP | |||||||||
| Security | 799792205 | Meeting Type | Special | ||||||
| Ticker Symbol | SBIIU | Meeting Date | 29-Nov-2022 | ||||||
| ISIN | US7997922056 | Agenda | 935731009 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: Amend and restate the Company's Amended and Restated Certificate of Incorporation to change the date by which the Company must consummate a business combination from March 12, 2023 to December 15, 2022 or such earlier date as is determined by the Company's board of directors (the"Board") in its sole discretion. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: Amend the Company's Investment Trust Management Agreement, dated March 9, 2021, by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account from (A) the earlier of the Company's completion of an initial business combination and March 12, 2023 to (B) December 15, 2022 or such earlier date as is determined by the Company's Board in its sole discretion. | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Stockholder Meeting from time to time (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient votes from the holders of Class A common stock and Class B common stock to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal, (y) if the Board determines before the Stockholder Meeting that it is not necessary or that it is no longer desirable to proceed with the Charter Amendment Proposal and/or Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 15,001 | 0 | 22-Nov-2022 | 22-Nov-2022 | ||
| MINORITY EQUALITY OPPORTUNITIES ACQ INC. | |||||||||
| Security | 60436Q100 | Meeting Type | Special | ||||||
| Ticker Symbol | MEOA | Meeting Date | 29-Nov-2022 | ||||||
| ISIN | US60436Q1004 | Agenda | 935735691 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from November 30, 2022 up to six (6) one-month extensions to May 30, 2023, as specifically provided in the Proxy Statement, or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2. | Adjournment Proposal: Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 50,249 | 0 | 22-Nov-2022 | 22-Nov-2022 | ||
| PERIPHAS CAPITAL PARTNERING CORPORATION | |||||||||
| Security | 713895100 | Meeting Type | Special | ||||||
| Ticker Symbol | PCPC | Meeting Date | 29-Nov-2022 | ||||||
| ISIN | US7138951006 | Agenda | 935740236 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal - To extend the date by which the Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar partnering transaction ("partnering transaction"), involving the Company and one or more businesses from December 14, 2022 (or March 14, 2023, if the Company has executed a letter of intent, agreement in principle or definitive agreement for an initial partnering transaction by December 14, 2022) ....(due to space limits, see proxy material for full proposal). | Management | |||||||
| 2. | Adjournment Proposal - To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the Special Meeting, there are not sufficient votes for, or otherwise in connection with, the approval of the Extension Proposal. | Management | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 10,140 | 0 | ||||
| WINVEST ACQUISITION CORP. | |||||||||
| Security | 97655B109 | Meeting Type | Special | ||||||
| Ticker Symbol | WINV | Meeting Date | 30-Nov-2022 | ||||||
| ISIN | US97655B1098 | Agenda | 935734233 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To amend WinVest's amended and restated certificate of incorporation to (a) extend the date by which WinVest has to consummate a business combination from December 17, 2022 to January 17, 2023; and (b) allow the Company, without another stockholder vote, to elect to extend the date to consummate a business combination on a monthly basis for up to five times by an additional one month each time after January 17, 2023, by resolution of the board of directors. | Management | For | For | |||||
| 2. | The Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, of WinVest represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 52,742 | 0 | 22-Nov-2022 | 22-Nov-2022 | ||
| PACIFICO ACQUISITION CORP. | |||||||||
| Security | 69512X103 | Meeting Type | Special | ||||||
| Ticker Symbol | PAFO | Meeting Date | 30-Nov-2022 | ||||||
| ISIN | US69512X1037 | Agenda | 935735576 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Business Combination Proposal: To consider and vote upon a proposal to approve the Agreement and Plan of Merger, dated as of April 5, 2022, which was amended by the Amended and Restated Agreement and Plan of Merger dated August 15, 2022, by and among Pacifico Acquisition Corp. ("Pacifico"), Caravelle International Group, a Cayman Islands exempted company ("PubCo"), Pacifico International Group, a Cayman Islands exempted company and a direct wholly-owned subsidiary of PubCo ("Merger Sub 1"), ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Redomestication Proposal: To consider and vote upon a proposal to approve the following transactions for the purpose of redomestication: (a) Merger Sub 1 will merge with and into Caravelle (the "Initial Merger"), the separate existence of Merger Sub 1 will cease and Caravelle will be the surviving corporation of the Initial Merger and a direct wholly owned subsidiary of PubCo, and (b) following confirmation of the effective filing of the Initial Merger but on the same day, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Nasdaq Proposal: To consider and vote upon a proposal to approve for purposes of complying with Nasdaq Listing Rule 5635(a) and (b), the issuance of more than 20% of the issued and outstanding Pacifico Common Stock and the resulting change in control in connection with the Business Combination. | Management | For | For | |||||
| 4. | Incentive Plan Proposal: To consider and vote upon a proposal to approve the PubCo's 2022 Equity Incentive Plan, to be effective upon consummation of the Business Combination. | Management | For | For | |||||
| 5. | PubCo Charter Proposal: To consider and vote upon a proposal to amend and restate PubCo's memorandum and articles of association. | Management | For | For | |||||
| 6. | Adjournment Proposal: To consider and vote upon the adjournment of the Special Meeting by the chairman thereof to a later date, if necessary, under certain circumstances, including for the purpose of soliciting additional proxies in favor of the Business Combination Proposal, the Redomestication Proposal, the Nasdaq Proposal, the Incentive Plan Proposal and the PubCo Charter Proposal, in the event the Company does not receive the requisite stockholder vote to approve the foregoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 49,847 | 0 | 22-Nov-2022 | 22-Nov-2022 | ||
| ATLAS CREST INVESTMENT CORP. II | |||||||||
| Security | 049287204 | Meeting Type | Special | ||||||
| Ticker Symbol | ACIIU | Meeting Date | 01-Dec-2022 | ||||||
| ISIN | US0492872041 | Agenda | 935736263 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of the Company's Class A common stock, par value $0.0001 per share, in connection with a Business Combination (as defined in the Certificate of Incorporation) and certain amendments of the Certificate ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Early Termination Proposal - To amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from February 8, 2023 (the "Original Termination Date") to such other date as shall be determined by the board of directors of the Company and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the General ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Early Termination Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated February 3, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public offering from the Original Termination Date to the Early ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| ATLAS CREST INVESTMENT CORP. II | |||||||||
| Security | 049287105 | Meeting Type | Special | ||||||
| Ticker Symbol | ACII | Meeting Date | 01-Dec-2022 | ||||||
| ISIN | US0492871050 | Agenda | 935736263 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of the Company's Class A common stock, par value $0.0001 per share, in connection with a Business Combination (as defined in the Certificate of Incorporation) and certain amendments of the Certificate ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Early Termination Proposal - To amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from February 8, 2023 (the "Original Termination Date") to such other date as shall be determined by the board of directors of the Company and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the General ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Early Termination Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated February 3, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public offering from the Original Termination Date to the Early ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4,192 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| COMPUTE HEALTH ACQUISITION CORP. | |||||||||
| Security | 204833107 | Meeting Type | Special | ||||||
| Ticker Symbol | CPUH | Meeting Date | 02-Dec-2022 | ||||||
| ISIN | US2048331076 | Agenda | 935733267 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter"), pursuant to an amendment to the Charter in the form set forth in paragraphs one, four and seven of Annex A of the accompanying proxy statement, to authorize the Company to extend the date by which it must (a) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or other similar business combination, with one or more businesses, which ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Proposal - To amend the Charter, pursuant to an amendment to the Charter in the form set forth in paragraphs two, three, five, six and seven of Annex A of the accompanying proxy statement, to eliminate from the Charter the limitation that the Company may not redeem public shares to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934) of ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal and/or the Redemption Limitation Proposal (the "Adjournment Proposal"), which will only be presented at the Special Meeting if, based on the tabulated votes, there are not sufficient votes at the time ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 50,000 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| FORTISTAR SUSTAINABLE SOLUTIONS CORP | |||||||||
| Security | 34962M106 | Meeting Type | Special | ||||||
| Ticker Symbol | FSSI | Meeting Date | 02-Dec-2022 | ||||||
| ISIN | US34962M1062 | Agenda | 935737126 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement (the "Second Amended and Restated Charter") to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 29, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock par value $0.0001 per share, and Class B Common Stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 8,682 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| KAIROUS ACQUISITION CORP. LIMITED | |||||||||
| Security | G52131102 | Meeting Type | Annual | ||||||
| Ticker Symbol | KACLU | Meeting Date | 02-Dec-2022 | ||||||
| ISIN | KYG521311020 | Agenda | 935738508 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | CHARTER AMENDMENT - TO APPROVE AS A SPECIAL RESOLUTION THAT THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION BE DELETED IN THEIR ENTIRETY AND THE SUBSTITUTION IN THEIR PLACE OF THE SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY IN THE FORM ATTACHED AS ANNEX [A] TO THE NOTICE OF MEETING WHICH REFLECTS THE EXTENSION OF THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") A TOTAL OF EIGHT (8) TIMES, AS ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | TRUST AMENDMENT - TO APPROVE AS AN ORDINARY RESOLUTION THAT THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF DECEMBER 13, 2021 (THE "TRUST AGREEMENT"), BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY (THE "TRUSTEE"), BE AMENDED TO EXTEND THE DATE ON WHICH TO COMMENCE LIQUIDATING THE TRUST ACCOUNT ESTABLISHED IN CONNECTION WITH THE COMPANY'S INITIAL PUBLIC OFFERING A TOTAL OF EIGHT (8) TIMES, AS FOLLOWS: TWO (2) TIMES FOR AN ADDITIONAL THREE (3) MONTHS EACH ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | DIRECTOR | Management | |||||||
| 1 | Joseph Lee Moh Hon | For | For | ||||||
| 2 | Philip Wong Cheung Wang | For | For | ||||||
| 3 | Steve Hsia Hsien-Chieng | For | For | ||||||
| 4 | Dato' Seri C. H. Leong | For | For | ||||||
| 5 | Ng Kim Kiat | For | For | ||||||
| 6 | Ang Siak Keng | For | For | ||||||
| 4. | ADJOURNMENT - TO APPROVE AS AN ORDINARY RESOLUTION THAT THE CHAIRMAN OF THE ANNUAL MEETING BE DIRECTED TO ADJOURN THE ANNUAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE CHARTER AMENDMENT, TRUST AMENDMENT AND ELECTION OF DIRECTORS. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 64,923 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| BLUE SAFARI GROUP ACQUISITION CORP. | |||||||||
| Security | G1195R106 | Meeting Type | Special | ||||||
| Ticker Symbol | BSGA | Meeting Date | 05-Dec-2022 | ||||||
| ISIN | VGG1195R1064 | Agenda | 935740224 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | APPROVAL OF AN AMENDMENT AND RESTATEMENT TO THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION - to, among other things, extend the date by which the company has to consummate a business combination (the "extension") up to four (4) times for an additional three month each time from December 14, 2022 to December 14, 2023. | Management | For | For | |||||
| 2. | APPROVAL OF ADJOURNMENT - to direct the Chairman of the extraordinary general meeting to adjourn the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the meeting, there are not sufficient votes to approve the proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 49,546 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| DTRT HEALTH ACQUISITION CORP. | |||||||||
| Security | 23344T103 | Meeting Type | Special | ||||||
| Ticker Symbol | DTRT | Meeting Date | 06-Dec-2022 | ||||||
| ISIN | US23344T1034 | Agenda | 935730994 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") the Company's Amended and Restated Certificate of Incorporation (our "charter") to extend the date by which the Company must consummate a business combination (the "Extension") from December 7, 2022 (the date which is 15 months from the closing date of the Company's initial public offering of our units (the "IPO")) to March 7, 2023 (the date which is 18 months from the closing date of the IPO) (the "Extended Date"). | Management | For | For | |||||
| 2. | A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit futher solicitation and vote of proxies in the event that there insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 53,144 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| CLARIM ACQUISITION CORP. | |||||||||
| Security | 18049C207 | Meeting Type | Special | ||||||
| Ticker Symbol | CLRMU | Meeting Date | 07-Dec-2022 | ||||||
| ISIN | US18049C2070 | Agenda | 935737152 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of the Company's Class A common stock, par value $0.0001 per share, in connection with a Business Combination (as defined in the Certificate of Incorporation) and certain amendments of the Certificate of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Early Termination Proposal - To amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from February 2, 2023 (the "Original Termination Date") to such other date as shall be determined by the board of directors of the Company and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Early Termination Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public offering from the Original Termination Date to the Early ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2 | 0 | 30-Nov-2022 | 30-Nov-2022 | ||
| CLARIM ACQUISITION CORP. | |||||||||
| Security | 18049C108 | Meeting Type | Special | ||||||
| Ticker Symbol | CLRM | Meeting Date | 07-Dec-2022 | ||||||
| ISIN | US18049C1080 | Agenda | 935737152 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of the Company's Class A common stock, par value $0.0001 per share, in connection with a Business Combination (as defined in the Certificate of Incorporation) and certain amendments of the Certificate of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Early Termination Proposal - To amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from February 2, 2023 (the "Original Termination Date") to such other date as shall be determined by the board of directors of the Company and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Early Termination Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee ("Continental") to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public offering from the Original Termination Date to the Early ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 3,477 | 0 | 30-Nov-2022 | 30-Nov-2022 | ||
| INTERPRIVATE II ACQUISITION CORP. | |||||||||
| Security | 46064Q207 | Meeting Type | Special | ||||||
| Ticker Symbol | IPVAU | Meeting Date | 07-Dec-2022 | ||||||
| ISIN | US46064Q2075 | Agenda | 935739334 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Business Combination Proposal - To approve and adopt the Agreement and Plan of Merger, dated as of May 11, 2022 (as it may be amended and/or restated from time to time, the "Merger Agreement"), by and among InterPrivate II, Getaround, Inc. ("Getaround"), TMPST Merger Sub I Inc. ("Merger Sub I") and TMPST Merger Sub II LLC ("Merger Sub II"), and the transactions contemplated thereby (the "Business Combination"). | Management | For | For | |||||
| 2) | The Charter Amendment Proposal - To adopt the proposed amended and restated certificate of incorporation of InterPrivate II attached as Annex B to the proxy statement/prospectus (the "Proposed Certificate of Incorporation"). | Management | For | For | |||||
| 3a) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To change the name of InterPrivate II to "Getaround, Inc." from the current name of "InterPrivate II Acquisition Corp." | Management | For | For | |||||
| 3b) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To eliminate certain provisions related to InterPrivate II's status as a special purpose acquisition company that will no longer be relevant following the closing of the Business Combination. | Management | For | For | |||||
| 3c) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To increase the number of authorized shares of capital stock of InterPrivate II from 401,000,000 to 1,020,000,000 shares, consisting of 1,000,000,000 shares of common stock and 20,000,000 shares of preferred stock. | Management | For | For | |||||
| 3d) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To eliminate the rights and privileges of InterPrivate II Class B common stock and redesignate InterPrivate II Class A and Class B common stock as a single class of common stock. | Management | For | For | |||||
| 3e) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To increase the required voting thresholds to approve amendments to the bylaws and certain provisions of the Proposed Certificate of Incorporation of InterPrivate II. | Management | For | For | |||||
| 3f) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To require a supermajority vote for the removal of directors for cause. | Management | For | For | |||||
| 3g) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To eliminate the ability of stockholders to act by written consent. | Management | For | For | |||||
| 3h) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To remove the provision renouncing the corporate opportunity doctrine | Management | For | For | |||||
| 3i) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To modify the exclusive forum provision. | Management | For | For | |||||
| 4) | DIRECTOR | Management | |||||||
| 1 | Sam Zaid | For | For | ||||||
| 2 | Bruno Bowden | For | For | ||||||
| 3 | Ahmed M. Fattouh | For | For | ||||||
| 4 | Ravi Narula | For | For | ||||||
| 5 | Jeffrey Russakow | For | For | ||||||
| 6 | Neil S. Suslak | For | For | ||||||
| 5) | The Equity Incentive Plan Proposal - To approve and adopt the Getaround, Inc. 2022 Equity Incentive Plan established to be effective after the closing of the Business Combination. | Management | For | For | |||||
| 6) | The Employee Stock Purchase Plan Proposal - To approve and adopt the Getaround, Inc. 2022 Employee Stock Purchase Plan established to be effective after the closing of the Business Combination. | Management | For | For | |||||
| 7) | The NYSE Proposal - To approve, for purposes of complying with applicable listing rules of the New York Stock Exchange, the issuance of shares of Class A common stock to the Getaround equityholders in the Business Combination, the allocation of escrow shares and potential issuance of earnout shares, and the issuance of Class A common stock to certain investors upon future conversion of convertible notes issued in a private placement to be consummated concurrently with the closing ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 8) | The Adjournment Proposal - To authorize the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote or public stockholders of InterPrivate II have elected to redeem an amount of public shares such that the minimum available cash condition to the obligation to the closing of the Business Combination would not be satisfied. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 30-Nov-2022 | 30-Nov-2022 | ||
| INTERPRIVATE II ACQUISITION CORP. | |||||||||
| Security | 46064Q108 | Meeting Type | Special | ||||||
| Ticker Symbol | IPVA | Meeting Date | 07-Dec-2022 | ||||||
| ISIN | US46064Q1085 | Agenda | 935739334 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Business Combination Proposal - To approve and adopt the Agreement and Plan of Merger, dated as of May 11, 2022 (as it may be amended and/or restated from time to time, the "Merger Agreement"), by and among InterPrivate II, Getaround, Inc. ("Getaround"), TMPST Merger Sub I Inc. ("Merger Sub I") and TMPST Merger Sub II LLC ("Merger Sub II"), and the transactions contemplated thereby (the "Business Combination"). | Management | For | For | |||||
| 2) | The Charter Amendment Proposal - To adopt the proposed amended and restated certificate of incorporation of InterPrivate II attached as Annex B to the proxy statement/prospectus (the "Proposed Certificate of Incorporation"). | Management | For | For | |||||
| 3a) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To change the name of InterPrivate II to "Getaround, Inc." from the current name of "InterPrivate II Acquisition Corp." | Management | For | For | |||||
| 3b) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To eliminate certain provisions related to InterPrivate II's status as a special purpose acquisition company that will no longer be relevant following the closing of the Business Combination. | Management | For | For | |||||
| 3c) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To increase the number of authorized shares of capital stock of InterPrivate II from 401,000,000 to 1,020,000,000 shares, consisting of 1,000,000,000 shares of common stock and 20,000,000 shares of preferred stock. | Management | For | For | |||||
| 3d) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To eliminate the rights and privileges of InterPrivate II Class B common stock and redesignate InterPrivate II Class A and Class B common stock as a single class of common stock. | Management | For | For | |||||
| 3e) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To increase the required voting thresholds to approve amendments to the bylaws and certain provisions of the Proposed Certificate of Incorporation of InterPrivate II. | Management | For | For | |||||
| 3f) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To require a supermajority vote for the removal of directors for cause. | Management | For | For | |||||
| 3g) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To eliminate the ability of stockholders to act by written consent. | Management | For | For | |||||
| 3h) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To remove the provision renouncing the corporate opportunity doctrine | Management | For | For | |||||
| 3i) | The Governance Proposal - To approve, on a non- binding advisory basis, the following nine separate governance sub-proposals relating to the following material differences between InterPrivate II's current amended and restated certificate of incorporation and the Proposed Certificate of Incorporation: To modify the exclusive forum provision. | Management | For | For | |||||
| 4) | DIRECTOR | Management | |||||||
| 1 | Sam Zaid | For | For | ||||||
| 2 | Bruno Bowden | For | For | ||||||
| 3 | Ahmed M. Fattouh | For | For | ||||||
| 4 | Ravi Narula | For | For | ||||||
| 5 | Jeffrey Russakow | For | For | ||||||
| 6 | Neil S. Suslak | For | For | ||||||
| 5) | The Equity Incentive Plan Proposal - To approve and adopt the Getaround, Inc. 2022 Equity Incentive Plan established to be effective after the closing of the Business Combination. | Management | For | For | |||||
| 6) | The Employee Stock Purchase Plan Proposal - To approve and adopt the Getaround, Inc. 2022 Employee Stock Purchase Plan established to be effective after the closing of the Business Combination. | Management | For | For | |||||
| 7) | The NYSE Proposal - To approve, for purposes of complying with applicable listing rules of the New York Stock Exchange, the issuance of shares of Class A common stock to the Getaround equityholders in the Business Combination, the allocation of escrow shares and potential issuance of earnout shares, and the issuance of Class A common stock to certain investors upon future conversion of convertible notes issued in a private placement to be consummated concurrently with the closing ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 8) | The Adjournment Proposal - To authorize the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote or public stockholders of InterPrivate II have elected to redeem an amount of public shares such that the minimum available cash condition to the obligation to the closing of the Business Combination would not be satisfied. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4,800 | 0 | 30-Nov-2022 | 30-Nov-2022 | ||
| Z-WORK ACQUISITION CORP. | |||||||||
| Security | 98880C102 | Meeting Type | Special | ||||||
| Ticker Symbol | ZWRK | Meeting Date | 08-Dec-2022 | ||||||
| ISIN | US98880C1027 | Agenda | 935737138 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock, par value $0.0001 per share, and Class B Common Stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,737 | 0 | 01-Dec-2022 | 01-Dec-2022 | ||
| Z-WORK ACQUISITION CORP. | |||||||||
| Security | 98880C201 | Meeting Type | Special | ||||||
| Ticker Symbol | ZWRKU | Meeting Date | 08-Dec-2022 | ||||||
| ISIN | US98880C2017 | Agenda | 935737138 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To amend the Company's Amended and Restated Certificate of Incorporation by adopting the second amended and restated certificate of incorporation in the form set forth in Annex A of the proxy statement to amend the date by which the Company must cease all operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement to change the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial public ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates or sine die, if necessary, either (x) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from the holders of Class A common stock, par value $0.0001 per share, and Class B Common Stock, par value $0.0001 per share, to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or (y) if the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2 | 0 | 01-Dec-2022 | 01-Dec-2022 | ||
| LARKSPUR HEALTH ACQUISITION CORP. | |||||||||
| Security | 51724W107 | Meeting Type | Special | ||||||
| Ticker Symbol | LSPR | Meeting Date | 08-Dec-2022 | ||||||
| ISIN | US51724W1071 | Agenda | 935737900 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to approve the adoption of the Business Combination Agreement, dated as of July 20, 2022 (the "Business Combination Agreement"), as amended from time to time, by and among Larkspur, Larkspur Merger Sub Inc. ("Merger Sub"), the Security Representative named therein and ZyVersa Therapeutics, Inc. ("ZyVersa"), pursuant to which Merger Sub will merge with and into ZyVersa (the "Acquisition Merger" and, together with all ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2A. | The Charter Proposal - to change the Company's name to "ZyVersa Therapeutics, Inc.", change the Company's purpose to "any lawful act or activity for which a corporation may be organized under the General Corporation Law of the State of Delaware", remove the provisions related to the Company's status as a blank check company and provide that, subject to the rights of any series of the Combined Entity's (as the Company will be referred to as the "Combined Entity" after the Business Combination) preferred ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2B. | The Charter Proposal - to provide that any amendment to the bylaws will require the approval of either the Combined Entity's board of directors or the holders of at least 66 2/3 % of the voting power of the Combined Entity's then outstanding shares of capital stock entitled to vote generally in an election of directors, voting together as a single class. | Management | For | For | |||||
| 2C. | The Charter Proposal - to provide that any amendment to certain provisions of the Proposed Charter will require the approval of the holders of at least 66 2/3 % of the voting power of the Combined Entity's then-outstanding shares of capital stock entitled to vote generally in an election of directors, voting together as a single class. | Management | For | For | |||||
| 2D. | The Charter Proposal - to provide that the holders of 33 1/3 % of the voting power of the stock issued and outstanding and entitled to vote at a meeting, present in person, or by remote communications, if applicable, or represented by proxy, constitute a quorum for the transaction of business at all meetings of the stockholders. | Management | For | For | |||||
| 3A. | The Governance Proposal - to authorize capital stock of 111,000,000 shares, consisting of (a) 110,000,000 shares of common stock and (b) 1,000,000 shares of preferred stock, issuable as consideration for the Business Combination and the other transactions contemplated in this proxy statement/prospectus, and for any proper corporate purpose, including future acquisitions, capital raising transactions consisting of equity or convertible debt, stock dividends or issuances under current and any future stock incentive plans. | Management | For | For | |||||
| 3B. | The Governance Proposal - to provide that the Court of Chancery of the State of Delaware or, if such court does not have subject matter jurisdiction thereof, another state or federal court located within the State of Delaware, shall be the exclusive forum for certain actions and claims, subject to the jurisdiction of federal district courts over certain claims or suits and Section 22 of the Securities Act of 1933. | Management | For | For | |||||
| 3C. | The Governance Proposal - to eliminate certain provisions related to the Company's status as a blank check company. | Management | For | For | |||||
| 4. | The Omnibus Incentive Plan Proposal - to consider and vote upon a proposal to approve 2022 Omnibus Incentive Plan (the "Omnibus Incentive Plan"), a copy of which is attached to this proxy statement/prospectus as Annex E (we refer to this proposal as the "Omnibus Incentive Plan Proposal"). | Management | For | For | |||||
| 5. | The Nasdaq Proposal - to consider and vote upon a proposal to approve, assuming the Business Combination Proposal and the Charter Proposals are approved and adopted, for the purposes of complying with the applicable listing rules of the Nasdaq Capital Market ("Nasdaq"), (a) the issuance of shares of common stock in connection with the Acquisition Merger, and (b) the issuance of shares of preferred stock pursuant to the subscription agreement governing the private placement ("PIPE") ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 6. | The Adjournment Proposal - to consider and vote upon a proposal to approve under Delaware General Corporation Law (the "DGCL") the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of the Condition Precedent Proposals would not be duly approved and adopted by our stockholders or we determine that one or more of the Closing conditions under the Business ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 64,628 | 0 | 30-Nov-2022 | 30-Nov-2022 | ||
| VECTOIQ ACQUISITION CORP. II | |||||||||
| Security | 92244F109 | Meeting Type | Special | ||||||
| Ticker Symbol | VTIQ | Meeting Date | 09-Dec-2022 | ||||||
| ISIN | US92244F1093 | Agenda | 935737099 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: To adopt an amendment to our amended and restated certificate of incorporation in the form attached to the accompanying proxy statement as Annex A to (i) change the date by which we must consummate our initial business combination from January 11, 2023 (or April 11, 2023, if we have executed a letter of intent, agreement in principle or definitive agreement for an initial business combination on or before January 11, 2023) to the time and date immediately ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal: To amend our investment management trust agreement, dated January 6, 2021, with Continental Stock Transfer & Trust Company, as trustee pursuant to an amendment in the form attached to the accompanying proxy statement as Annex B, to change the date on which the trustee must commence liquidation of the trust account established in connection with our initial public offering to the time and date immediately following the Accelerated Termination Date. | Management | For | For | |||||
| 3. | Adjournment Proposal: To approve one or more adjournments of the meeting from time to time, if necessary or appropriate (as determined by our board of directors or the chairperson of the meeting), including to solicit additional proxies to vote in favor of the other items of business identified above, in the event that there are insufficient votes at the time of the meeting to establish a quorum or approve the first and second items of business identified above. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,400 | 0 | 07-Dec-2022 | 07-Dec-2022 | ||
| FINANCIAL STRATEGIES ACQUISITION CORP. | |||||||||
| Security | 31772T107 | Meeting Type | Special | ||||||
| Ticker Symbol | FXCO | Meeting Date | 09-Dec-2022 | ||||||
| ISIN | US31772T1079 | Agenda | 935738558 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To amend Financial Strategies' amended and restated certificate of incorporation to (a) extend the date by which Financial Strategies has to consummate a business combination from December 14, 2022 to January 14, 2023; and (b) allow the Company, without another stockholder vote, to elect to extend the date to consummate a business combination on a monthly basis for up to eleven times by an additional one month each time after January 14, 2023, by resolution of the board of directors. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Company's Investment Management Trust Agreement, dated December 9, 2021, by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee") to extend the date (the "Liquidation Date") on which the Trustee must liquidate the trust account ("Trust Account") established by the Company in connection with its initial public offering from December 14, 2022 to January 14, 2023. | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, of Financial Strategies represented to constitute a quorum necessary to conduct business at the Meeting. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 65,633 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| SENIOR CONNECT ACQUISITION CORP. I | |||||||||
| Security | 81723H108 | Meeting Type | Special | ||||||
| Ticker Symbol | SNRH | Meeting Date | 09-Dec-2022 | ||||||
| ISIN | US81723H1086 | Agenda | 935740933 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal: Amend the Company's Amended and Restated Certificate of Incorporation pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must either (i) consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination, which we refer to as our initial Business Combination, or (ii) cease its operations, except for the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal: Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 48,836 | 0 | 07-Dec-2022 | 07-Dec-2022 | ||
| BRIGHT LIGHTS ACQUISITION CORP | |||||||||
| Security | 10920K101 | Meeting Type | Special | ||||||
| Ticker Symbol | BLTS | Meeting Date | 12-Dec-2022 | ||||||
| ISIN | US10920K1016 | Agenda | 935730968 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Amendment Proposal - To amend Bright Lights Acquisition Corp.'s (the "Company") Amended and Restated Certificate of Incorporation (the "Charter") in the form set forth in Annex A of the accompanying proxy statement. | Management | For | For | |||||
| 2. | The Adjournment Proposal - To approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 11,234 | 0 | 08-Dec-2022 | 08-Dec-2022 | ||
| TASTEMAKER ACQUISITION CORP. | |||||||||
| Security | 876545104 | Meeting Type | Special | ||||||
| Ticker Symbol | TMKR | Meeting Date | 12-Dec-2022 | ||||||
| ISIN | US8765451047 | Agenda | 935741012 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's Amended and Restated Certificate of Incorporation to allow the Company, without another stockholder vote, to extend the date by which the Company must (i) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination involving the Company and one or more businesses, which we refer to as a "business combination", or (ii) cease its operations if it fails to complete such ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | Adjournment Proposal - Adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 33,890 | 0 | 08-Dec-2022 | 08-Dec-2022 | ||
| KKR ACQUISITION HOLDINGS I CORP. | |||||||||
| Security | 48253T109 | Meeting Type | Special | ||||||
| Ticker Symbol | KAHC | Meeting Date | 12-Dec-2022 | ||||||
| ISIN | US48253T1097 | Agenda | 935741062 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1A. | Extension Proposal: A proposal to amend the Company's amended and restated certificate of incorporation (the "charter") to extend the date by which the Company has to consummate a business combination for an additional nine (9) months, from March 19, 2023 to December 19, 2023 (such period, the "Extension Period"). | Management | For | For | |||||
| 1B. | Elective Early Wind-Up Proposal: A proposal to amend the Company's charter to permit our board of directors (the "Board") to elect to wind up our operations prior to December 19, 2023. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: A proposal to amend the Company's investment management trust agreement, dated as of March 19, 2021, by and between the Company and Continental Stock Transfer & Trust Company, to extend the date by which the Company has to consummate a business combination from March 19, 2023 to December 19, 2023, or such earlier date as determined by our Board. | Management | For | For | |||||
| 3. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Extension Proposal, the Elective Early Wind-Up Proposal and the Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 98,332 | 0 | 08-Dec-2022 | 08-Dec-2022 | ||
| BIG SKY GROWTH PARTNERS, INC. | |||||||||
| Security | 08954L102 | Meeting Type | Special | ||||||
| Ticker Symbol | BSKY | Meeting Date | 12-Dec-2022 | ||||||
| ISIN | US08954L1026 | Agenda | 935745147 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation to amend the date by which the Company must cease its operations except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, and redeem all of the shares of Class A Common Stock, par value $0.0001 per share, of the Company, included as part of the units sold in the Company's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend the Investment Management Trust Agreement, dated April 28, 2021, by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee, to change the date on which Continental must commence liquidation of the trust account established in connection with the IPO (the "Trust Account") to the Amended Termination Date. | Management | For | For | |||||
| 3. | To approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the previous proposals or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 23,844 | 0 | 08-Dec-2022 | 08-Dec-2022 | ||
| SPECIAL OPPORTUNITIES FUND, INC | |||||||||
| Security | 84741T104 | Meeting Type | Annual | ||||||
| Ticker Symbol | SPE | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US84741T1043 | Agenda | 935737392 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Mr. Andrew Dakos | Split | Split | ||||||
| 2 | Mr. Ben Harris | Split | Split | ||||||
| 3 | Mr. Gerald Hellerman | Split | Split | ||||||
| 4 | Mr. Charles Walden | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 226,250 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| LONGVIEW ACQUISITION CORP II | |||||||||
| Security | 54319Q113 | Meeting Type | Special | ||||||
| Ticker Symbol | LGVWS | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US54319Q1132 | Agenda | 935739308 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination from March 23, 2023 to September 23, 2023 or such earlier date determined by the Company's board of directors (the "Board') and publicly announced by the Company. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: Amend the Company's Investment Trust Management Agreement, dated March 18, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("ContinentaI") to change the date that Continental must commence liquidation of the trust account to the earliest of (i) the Company's completion of an initial business combination, (ii) September 23, 2023, and (iii) such earlier date determined by the Board. | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal l and/or Proposal 2, if the Board determines before the Stockholder Meeting that it is not necessary or no longer desirable to proceed with Proposal 1 and/or Proposal 2, or if otherwise determined by the chairperson of the Stockholder Meeting to be necessary or appropriate. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 805 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| LONGVIEW ACQUISITION CORP II | |||||||||
| Security | 54319Q105 | Meeting Type | Special | ||||||
| Ticker Symbol | LGV | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US54319Q1058 | Agenda | 935739308 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination from March 23, 2023 to September 23, 2023 or such earlier date determined by the Company's board of directors (the "Board') and publicly announced by the Company. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: Amend the Company's Investment Trust Management Agreement, dated March 18, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("ContinentaI") to change the date that Continental must commence liquidation of the trust account to the earliest of (i) the Company's completion of an initial business combination, (ii) September 23, 2023, and (iii) such earlier date determined by the Board. | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal l and/or Proposal 2, if the Board determines before the Stockholder Meeting that it is not necessary or no longer desirable to proceed with Proposal 1 and/or Proposal 2, or if otherwise determined by the chairperson of the Stockholder Meeting to be necessary or appropriate. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4,025 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| ADVANCED MERGER PARTNERS, INC. | |||||||||
| Security | 00777J109 | Meeting Type | Special | ||||||
| Ticker Symbol | AMPI | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US00777J1097 | Agenda | 935739310 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To adopt an amendment to our amended and restated certificate of incorporation in the form attached to the Accompanying proxy statement as Annex A to (i) accelerate the date by which we must consummate our initial business combination from March 4, 2023 to the time and date immediately following the filing of such amendment with the Secretary of State of the State of Delaware, or the Accelerated Termination Date, (ii) remove the Redemption Limitation (as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - To amend our investment management trust agreement, dated March 1, 2021, with Continental Stock Transfer & Trust Company, as trustee, or the Trust Agreement, pursuant to an amendment in the form attached to the Accompanying proxy statement as Annex B, to accelerate the date on which the trustee must commence liquidation of the trust account established in connection with our initial public offering to the time and date immediately following the Accelerated Termination Date. | Management | For | For | |||||
| 3. | Adjournment Proposal - To approve one or more adjournments of the meeting from time to time, if necessary or appropriate (as determined by our board of directors or the chairperson of the meeting), including to solicit additional proxies to vote in favor of the other items of business identified above, in the event that there are insufficient votes at the time of the meeting to establish a quorum or approve the first and second items of business identified above. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 630 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| ADVANCED MERGER PARTNERS, INC. | |||||||||
| Security | 00777J208 | Meeting Type | Special | ||||||
| Ticker Symbol | AMPIU | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US00777J2087 | Agenda | 935739310 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal - To adopt an amendment to our amended and restated certificate of incorporation in the form attached to the Accompanying proxy statement as Annex A to (i) accelerate the date by which we must consummate our initial business combination from March 4, 2023 to the time and date immediately following the filing of such amendment with the Secretary of State of the State of Delaware, or the Accelerated Termination Date, (ii) remove the Redemption Limitation (as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - To amend our investment management trust agreement, dated March 1, 2021, with Continental Stock Transfer & Trust Company, as trustee, or the Trust Agreement, pursuant to an amendment in the form attached to the Accompanying proxy statement as Annex B, to accelerate the date on which the trustee must commence liquidation of the trust account established in connection with our initial public offering to the time and date immediately following the Accelerated Termination Date. | Management | For | For | |||||
| 3. | Adjournment Proposal - To approve one or more adjournments of the meeting from time to time, if necessary or appropriate (as determined by our board of directors or the chairperson of the meeting), including to solicit additional proxies to vote in favor of the other items of business identified above, in the event that there are insufficient votes at the time of the meeting to establish a quorum or approve the first and second items of business identified above. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| COVA ACQUISITION CORP. | |||||||||
| Security | G2554Y104 | Meeting Type | Special | ||||||
| Ticker Symbol | COVA | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | KYG2554Y1044 | Agenda | 935740185 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon, as an ordinary resolution, a proposal to approve and authorize the Agreement and Plan of Merger, dated as of May 26, 2022 by and among COVA Acquisition Corp., a Cayman Islands exempted company ("COVA"), ECARX Holdings Inc., a Cayman Islands exempted company (the "Company" or "ECARX"), Ecarx Temp Limited, a wholly-owned subsidiary of ECARX ("Merger Sub 1"), and Ecarx&Co Limited, a wholly-owned subsidiary of ECARX ("Merger Sub 2"), ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Merger Proposal - to consider and vote upon, as a special resolution, a proposal to approve and authorize the First Merger and the First Plan of Merger, substantially in the form attached to the proxy statement/prospectus as Annex C. | Management | For | For | |||||
| 3. | The Adjournment Proposal - to consider and vote upon, as an ordinary resolution, a proposal to adjourn the extraordinary general meeting to a later date or dates to be determined by the chairman of the extraordinary general meeting, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve one or more proposals presented to shareholders for a vote. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4,342 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| MONUMENT CIRCLE ACQUISITION CORP. | |||||||||
| Security | 61531M101 | Meeting Type | Special | ||||||
| Ticker Symbol | MON | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US61531M1018 | Agenda | 935741808 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company would be required to consummate a business combination from January 19, 2023 to July 19, 2023. | Management | For | For | |||||
| 2. | Liquidation Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to permit the Board, in its sole discretion, to elect to wind up our operations on an earlier date than July 19, 2023 (including prior to January 19, 2023). | Management | For | For | |||||
| 3. | Trust Amendment Proposal: A proposal to amend the Company's investment management trust agreement, dated as of January 13, 2021, by and between the Company and Continental Stock Transfer & Trust Company, to extend the date by which the Company would be required to consummate a business combination from January 19, 2023 to July 19, 2023, or such earlier date as determined by the Board, in its sole discretion. | Management | For | For | |||||
| 4. | Auditor Ratification Proposal: Ratification of the selection of WithumSmith+Brown, PC by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 5. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1, Proposal 2, Proposal 3 or Proposal 4. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2,448 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| 26 CAPITAL ACQUISITION CORP. | |||||||||
| Security | 90138P100 | Meeting Type | Special | ||||||
| Ticker Symbol | ADER | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US90138P1003 | Agenda | 935741872 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from January 20, 2023 to October 20, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2.1 | Election of Class I Director to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal: Rafi Ashkenazi | Management | For | For | |||||
| 2.2 | Election of Class I Director to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal: J. Randall Waterfield | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 6,044 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| OSIRIS ACQUISITION CORP. | |||||||||
| Security | 68829A103 | Meeting Type | Special | ||||||
| Ticker Symbol | OSI | Meeting Date | 14-Dec-2022 | ||||||
| ISIN | US68829A1034 | Agenda | 935743701 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company must (i) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination involving the Company and one or more businesses, which we refer to as a "business combination", (ii) cease its operations if it fails to complete such business combination, and (iii) redeem or repurchase 100% of the Company's Class A common stock included as part of the units. | Management | For | For | |||||
| 2. | A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 47,892 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| LAZARD GROWTH ACQUISITION CORP I | |||||||||
| Security | G54035103 | Meeting Type | Annual | ||||||
| Ticker Symbol | LGAC | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | KYG540351031 | Agenda | 935733130 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 2. | Auditor Ratification Proposal - An ordinary resolution, to ratify the selection by our audit committee of Marcum LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2022. | Management | For | For | |||||
| 3. | Adjournment Proposal - an ordinary resolution, to approve the adjournment of the Annual General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Director Election Proposal or Auditor Ratification Proposal, which will only be presented at the Annual General Meeting if, based on the tabulated votes, there are not sufficient votes at the time of Annual General Meeting to approve the aforementioned proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 40,000 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| GORES TECHNOLOGY PARTNERS, INC. | |||||||||
| Security | 382870202 | Meeting Type | Special | ||||||
| Ticker Symbol | GTPAU | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US3828702023 | Agenda | 935744424 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") by adopting an amendment to the Charter in the form set forth in Annex A of the proxy statement (the "Charter Amendment") to accelerate the date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend the Investment Management Trust Agreement, dated March 16, 2021 (the "Trust Agreement"), by and between the Company and Computershare Trust Company, N.A., as trustee ("Computershare"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement, to change the date on which Computershare must commence liquidation of the trust account established in connection with the Company's initial public offering to the Amended Termination Date (the "Trust Amendment Proposal") | Management | For | For | |||||
| 3. | To allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, for the absence of a quorum, to solicit additional proxies from Company stockholders to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Company stockholders | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 5,000 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| GORES TECHNOLOGY PARTNERS, INC. | |||||||||
| Security | 382870103 | Meeting Type | Special | ||||||
| Ticker Symbol | GTPA | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US3828701033 | Agenda | 935744424 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") by adopting an amendment to the Charter in the form set forth in Annex A of the proxy statement (the "Charter Amendment") to accelerate the date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend the Investment Management Trust Agreement, dated March 16, 2021 (the "Trust Agreement"), by and between the Company and Computershare Trust Company, N.A., as trustee ("Computershare"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement, to change the date on which Computershare must commence liquidation of the trust account established in connection with the Company's initial public offering to the Amended Termination Date (the "Trust Amendment Proposal") | Management | For | For | |||||
| 3. | To allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, for the absence of a quorum, to solicit additional proxies from Company stockholders to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Company stockholders | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 50,000 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| GORES TECHNOLOGY PARTNERS II, INC. | |||||||||
| Security | 38287L206 | Meeting Type | Special | ||||||
| Ticker Symbol | GTPBU | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US38287L2060 | Agenda | 935744436 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") by adopting an amendment to the Charter in the form set forth in Annex A of the proxy statement (the "Charter Amendment") to accelerate the date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend the Investment Management Trust Agreement, dated March 16, 2021 (the "Trust Agreement"), by and between the Company and Computershare Trust Company, N.A., as trustee ("Computershare"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement, to change the date on which Computershare must commence liquidation of the trust account established in connection with the Company's initial public offering to the Amended Termination Date (the "Trust Amendment Proposal"). | Management | For | For | |||||
| 3. | To allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, for the absence of a quorum, to solicit additional proxies from Company stockholders to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Company stockholders. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 5,000 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| GORES TECHNOLOGY PARTNERS II, INC. | |||||||||
| Security | 38287L107 | Meeting Type | Special | ||||||
| Ticker Symbol | GTPB | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US38287L1070 | Agenda | 935744436 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") by adopting an amendment to the Charter in the form set forth in Annex A of the proxy statement (the "Charter Amendment") to accelerate the date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend the Investment Management Trust Agreement, dated March 16, 2021 (the "Trust Agreement"), by and between the Company and Computershare Trust Company, N.A., as trustee ("Computershare"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement, to change the date on which Computershare must commence liquidation of the trust account established in connection with the Company's initial public offering to the Amended Termination Date (the "Trust Amendment Proposal"). | Management | For | For | |||||
| 3. | To allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, for the absence of a quorum, to solicit additional proxies from Company stockholders to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Company stockholders. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 65,570 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| GORES HOLDINGS VII, INC. | |||||||||
| Security | 38286T200 | Meeting Type | Special | ||||||
| Ticker Symbol | GSEVU | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US38286T2006 | Agenda | 935745111 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") by adopting an amendment to the Charter in the form set forth in Annex A of the proxy statement (the "Charter Amendment") to accelerate the date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend the Investment Management Trust Agreement, dated February 25, 2021 (the "Trust Agreement"), by and between the Company and Computershare Trust Company, N.A., as trustee ("Computershare"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement, to change the date on which Computershare must commence liquidation of the trust account established in connection with the Company's initial public offering to the Amended Termination Date (the "Trust Amendment Proposal") | Management | For | For | |||||
| 3. | To allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, for the absence of a quorum, to solicit additional proxies from Company stockholders to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Company stockholders | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 118,100 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| GORES HOLDINGS VII, INC. | |||||||||
| Security | 38286T101 | Meeting Type | Special | ||||||
| Ticker Symbol | GSEV | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US38286T1016 | Agenda | 935745111 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") by adopting an amendment to the Charter in the form set forth in Annex A of the proxy statement (the "Charter Amendment") to accelerate the date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend the Investment Management Trust Agreement, dated February 25, 2021 (the "Trust Agreement"), by and between the Company and Computershare Trust Company, N.A., as trustee ("Computershare"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement, to change the date on which Computershare must commence liquidation of the trust account established in connection with the Company's initial public offering to the Amended Termination Date (the "Trust Amendment Proposal") | Management | For | For | |||||
| 3. | To allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, for the absence of a quorum, to solicit additional proxies from Company stockholders to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Company stockholders | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 36,060 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| ACCELERATE ACQUISITION CORP. | |||||||||
| Security | 00439D102 | Meeting Type | Special | ||||||
| Ticker Symbol | AAQC | Meeting Date | 15-Dec-2022 | ||||||
| ISIN | US00439D1028 | Agenda | 935745200 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal: Amend the Company's amended and restated certificate of incorporation to (i) eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of Public Shares in connection with a Business Combination and certain amendments of the Certificate of Incorporation and (ii) allow the Company to remove up to $100,000 of interest earned on the amount on deposit in the Trust Account. | Management | For | For | |||||
| 2. | Early Termination Proposal: Amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from March 22, 2023 to such other date as shall be determined by the Board and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the General Corporation Law of the State of Delaware and no later than December 30, 2022. | Management | For | For | |||||
| 3. | Early Termination Trust Amendment Proposal: Amend the Investment Management Trust Agreement, dated March 17, 2021 to change the date on which Continental must commence liquidation of the trust account from the Original Termination Date to the Early Termination Date. | Management | For | For | |||||
| 4. | Adjournment Proposal: Adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the Redemption Limit Elimination Proposal, the Early Termination Proposal or the Early Termination Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 27,090 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| B. RILEY PRINCIPAL 250 MERGER CORP. | |||||||||
| Security | 05602L203 | Meeting Type | Annual | ||||||
| Ticker Symbol | BRIVU | Meeting Date | 16-Dec-2022 | ||||||
| ISIN | US05602L2034 | Agenda | 935739803 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | Election of Class I Director to serve until the annual meeting: Samuel McBride | Management | For | For | |||||
| 1b. | Election of Class I Director to serve until the annual meeting: Timothy Presutti | Management | For | For | |||||
| 2. | To ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2,380 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| PHOENIX BIOTECH ACQUISITION CORP. | |||||||||
| Security | 71902K105 | Meeting Type | Special | ||||||
| Ticker Symbol | PBAX | Meeting Date | 16-Dec-2022 | ||||||
| ISIN | US71902K1051 | Agenda | 935740971 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - to amend the amended and restated certificate of incorporation ("charter") to (a) extend the date by which Company has to consummate an initial business combination ("business combination period") for an additional six months, (b) provide our board the ability to further extend the date by which Company has to consummate a business combination up to three additional times for one month each time, for a maximum of six additional months, (c) allow for the Company to provide redemption rights to public stockholders. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - to amend the Company's investment management trust agreement, dated as of October 5, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company (in such capacity, the "Trustee"), to (i) extend the business combination period from January 8, 2023 to April 8, 2023 and up to three times for an additional one month each time from April 8, 2023, to May 8, 2023, June 8, 2023 or July 8, 2023. | Management | For | For | |||||
| 3. | The Adjournment Proposal - to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Charter Amendment Proposal and Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 10,588 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| GLASS HOUSES ACQUISITION CORP. | |||||||||
| Security | 37714P202 | Meeting Type | Special | ||||||
| Ticker Symbol | GLHAU | Meeting Date | 16-Dec-2022 | ||||||
| ISIN | US37714P2020 | Agenda | 935741985 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Redemption Limit Elimination Proposal: To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to eliminate the requirement that the Company retain at least $5,000,001 of net tangible assets following the redemption of the Company's Class A common stock, par value $0.0001 per share, in connection with a Business Combination (as defined in the Certificate of Incorporation) and certain amendments of the Certificate of ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | Early Termination Proposal: To amend the Certificate of Incorporation to change the date by which the Company must consummate a Business Combination from March 25, 2023 (the "Original Termination Date") to such other date as shall be determined by the board of directors of the Company and publicly announced by the Company, provided that such other date shall be no sooner than the date of the effectiveness of the amendment to the Certificate of Incorporation pursuant to the General ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal: To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the Redemption Limit Elimination Proposal or the Early Termination Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 3,999 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| GOLDEN FALCON ACQUISITION CORP. | |||||||||
| Security | 38102H109 | Meeting Type | Special | ||||||
| Ticker Symbol | GFX | Meeting Date | 16-Dec-2022 | ||||||
| ISIN | US38102H1095 | Agenda | 935742975 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To amend our amended and restated certificate of incorporation, in the form set forth as Annex A to the accompanying proxy statement (the "Charter Amendment"), to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional six months, from December 22, 2022 to June 22, 2023 or such earlier date as determined by the Company's board of directors (such later date, the "Extended Date"). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated as of December 17, 2020, by and between the Company and Continental Stock Transfer & Trust Company, in the form set forth as Annex B to the accompanying proxy statement, to provide for the Extension to the Extended Date pursuant to the Charter Amendment. | Management | For | For | |||||
| 3a. | Re-election of Director: Isabelle Amiel Azoulai | Management | For | For | |||||
| 3b. | Re-election of Director: Mikael Breuer-Weil | Management | For | For | |||||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm: To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| 5. | The Adjournment Proposal: To direct the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more of the foregoing proposals or the board of directors determines before the Special Meeting that it is not necessary or no longer desirable to proceed with the Charter Amendment Proposal and the Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2,528 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| KL ACQUISITION CORP. | |||||||||
| Security | 49837C109 | Meeting Type | Special | ||||||
| Ticker Symbol | KLAQ | Meeting Date | 16-Dec-2022 | ||||||
| ISIN | US49837C1099 | Agenda | 935745666 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: A proposal to approve the adoption of an amendment (the "Charter Amendment") to the Company's Amended and Restated Certificate of Incorporation (the "Charter"), as set forth in Annex A of the Proxy Statement, to change the date by which the Company must either (i) consummate an initial business combination or (ii) cease all operations, except for the purpose of winding up, and, subject to and in accordance with the Charter, redeem all of the shares of Class A ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: A proposal to approve the adoption of an amendment to the Investment Management Trust Agreement, dated January 7, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), as set forth in Annex B of the Proxy Statement, to change the date on which Continental must commence liquidation of the trust account to the Amended Termination Date. | Management | For | For | |||||
| 3. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting from time to time, if necessary, to solicit additional proxies in favor of Proposal No. 1 and/or Proposal No. 2 or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,404 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| KL ACQUISITION CORP. | |||||||||
| Security | 49837C208 | Meeting Type | Special | ||||||
| Ticker Symbol | KLAQU | Meeting Date | 16-Dec-2022 | ||||||
| ISIN | US49837C2089 | Agenda | 935745666 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: A proposal to approve the adoption of an amendment (the "Charter Amendment") to the Company's Amended and Restated Certificate of Incorporation (the "Charter"), as set forth in Annex A of the Proxy Statement, to change the date by which the Company must either (i) consummate an initial business combination or (ii) cease all operations, except for the purpose of winding up, and, subject to and in accordance with the Charter, redeem all of the shares of Class A ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: A proposal to approve the adoption of an amendment to the Investment Management Trust Agreement, dated January 7, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), as set forth in Annex B of the Proxy Statement, to change the date on which Continental must commence liquidation of the trust account to the Amended Termination Date. | Management | For | For | |||||
| 3. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting from time to time, if necessary, to solicit additional proxies in favor of Proposal No. 1 and/or Proposal No. 2 or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| D&Z MEDIA ACQUISITION CORP. | |||||||||
| Security | 23305Q106 | Meeting Type | Special | ||||||
| Ticker Symbol | DNZ | Meeting Date | 19-Dec-2022 | ||||||
| ISIN | US23305Q1067 | Agenda | 935737746 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To amend the Company's amended and restated certificate of incorporation, in the form set forth as Annex A to the accompanying proxy statement, to extend the date by which the Company must consummate an initial business combination from January 28, 2023 to October 31, 2023 or such earlier date as determined by the Company's board of directors (the "Board") (the "Charter Amendment Proposal"). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated as of January 25, 2021, by and between the Company and Continental Stock Transfer & Trust Company, in the form set forth as Annex B to the accompanying proxy statement, to provide for the Extension to the Extended Date pursuant to the Charter Amendment (the "Trust Amendment Proposal"). | Management | For | For | |||||
| 3.1 | To re-elect director to the Board, with each such director to serve until the third annual meeting of stockholders following the Special Meeting or until his successor is elected and qualified: Scott Kurnit | Management | For | For | |||||
| 3.2 | To re-elect director to the Board, with each such director to serve until the third annual meeting of stockholders following the Special Meeting or until his successor is elected and qualified: David Panton | Management | For | For | |||||
| 4. | The Auditor Ratification Proposal - To ratify the selection by the Company's audit committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| 5. | The Adjournment Proposal - To direct the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more of the foregoing proposals or the Board determines before the Special Meeting that it is not necessary or no longer desirable to proceed with the Charter Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,062 | 0 | 29-Nov-2022 | 29-Nov-2022 | ||
| OYSTER ENTERPRISES ACQUISITION CORP. | |||||||||
| Security | 69242M104 | Meeting Type | Special | ||||||
| Ticker Symbol | OSTR | Meeting Date | 19-Dec-2022 | ||||||
| ISIN | US69242M1045 | Agenda | 935745236 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - To permit the Company to liquidate and wind up early by amending the Company's Amended and Restated Certificate of Incorporation (the "Charter") to (i) amend the date by which the Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, which we refer to as our initial business combination, from January 22, 2023 (the "Original Termination Date") to such other ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 19, 2021, by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee to change the date on which Continental must commence liquidation of the Trust Account established in connection with the Company's initial public offering from the Original Termination Date to the Amended Termination Date (the "Early Termination Trust Amendment Proposal"). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Charter Amendment Proposal and Early Termination Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 18,142 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| AF ACQUISITION CORP. | |||||||||
| Security | 001040104 | Meeting Type | Special | ||||||
| Ticker Symbol | AFAQ | Meeting Date | 19-Dec-2022 | ||||||
| ISIN | US0010401042 | Agenda | 935746163 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company would be required to consummate a Business Combination from March 23, 2023 to August 23, 2023. | Management | For | For | |||||
| 2. | Liquidation Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to permit the Board, in its sole discretion, to elect to wind up our operations on an earlier date than August 23, 2023 (including prior to March 23, 2023). | Management | For | For | |||||
| 3. | Trust Amendment Proposal: A proposal to amend the Company's investment management trust agreement, dated as of March 18, 2021, by and between the Company and Continental Stock Transfer & Trust Company. to extend the date by which the Company would be required to consummate a business combination from March 23, 2023 to August 23, 2023, or such earlier date as determined by the Board, in its sole discretion. | Management | For | For | |||||
| 4. | Auditor Ratification Proposal: Ratification of the selection of Marcum LLP by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 5. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1, Proposal 2, Proposal 3 or Proposal 4. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 41,970 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| SIZZLE ACQUISITION CORP. | |||||||||
| Security | 83014E109 | Meeting Type | Special | ||||||
| Ticker Symbol | SZZL | Meeting Date | 19-Dec-2022 | ||||||
| ISIN | US83014E1091 | Agenda | 935746694 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 8, 2023 to August 8, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2a. | To re-elect the following director as Class I director (to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal): David Perlin | Management | For | For | |||||
| 2b. | To re-elect the following director as Class I director (to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal): Carolyn Trabuco | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 83,236 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| SIZZLE ACQUISITION CORP. | |||||||||
| Security | 83014E208 | Meeting Type | Special | ||||||
| Ticker Symbol | SZZLU | Meeting Date | 19-Dec-2022 | ||||||
| ISIN | US83014E2081 | Agenda | 935746694 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 8, 2023 to August 8, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2a. | To re-elect the following director as Class I director (to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal): David Perlin | Management | For | For | |||||
| 2b. | To re-elect the following director as Class I director (to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal): Carolyn Trabuco | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| COLICITY INC. | |||||||||
| Security | 194170205 | Meeting Type | Special | ||||||
| Ticker Symbol | COLIU | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US1941702052 | Agenda | 935744525 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To approve the adoption of an amendment to the Company's Charter to, among other things, change the date by which the Company must cease all operations to the later of (x) December 20, 2022 or (y) the date of effectiveness of the amendment to the Company's Amended and Restated Certificate of Incorporation. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To approve an amendment to the Trust Agreement for the Company's public shareholders to effectively change the date on which the trustee must commence liquidation of the trust account to the later of (x) December 20, 2022 or (y) the date of effectiveness of the amendment to the Company's Amended and Restated Certificate of Incorporation. | Management | For | For | |||||
| 3. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Charter Amendment Proposal or the Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| COLICITY INC. | |||||||||
| Security | 194170106 | Meeting Type | Special | ||||||
| Ticker Symbol | COLI | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US1941701062 | Agenda | 935744525 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To approve the adoption of an amendment to the Company's Charter to, among other things, change the date by which the Company must cease all operations to the later of (x) December 20, 2022 or (y) the date of effectiveness of the amendment to the Company's Amended and Restated Certificate of Incorporation. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To approve an amendment to the Trust Agreement for the Company's public shareholders to effectively change the date on which the trustee must commence liquidation of the trust account to the later of (x) December 20, 2022 or (y) the date of effectiveness of the amendment to the Company's Amended and Restated Certificate of Incorporation. | Management | For | For | |||||
| 3. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Charter Amendment Proposal or the Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,705 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| ARGUS CAPITAL CORP. | |||||||||
| Security | 04026L204 | Meeting Type | Special | ||||||
| Ticker Symbol | ARGUU | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US04026L2043 | Agenda | 935745212 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: to amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") by adopting an amendment to the Charter in the form set forth in Annex A of accompanying proxy statement together with the "Charter," the "Amended Charter") to accelerate date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: to amend the Investment Management Trust Agreement, dated 09, 21, 2021 (the "Trust Agreement"), the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of accompanying proxy statement (the "Trust Amendment") to change the date on which Continental must commence liquidation of the trust account (the "Trust Account") established in connection with the Company's initial public offering to the Amended Termination Date. | Management | For | For | |||||
| 3. | The Adjournment Proposal: to consider and vote upon a proposal to allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date, if necessary, for the absence of a quorum, to solicit additional proxies from Company stockholders to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Company stockholders. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 14,068 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| ALPHA STAR ACQUISITION CORPORATION | |||||||||
| Security | G0230C108 | Meeting Type | Annual | ||||||
| Ticker Symbol | ALSA | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | KYG0230C1087 | Agenda | 935746024 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | DIRECTOR | Management | |||||||
| 1 | Zhe Zhang | For | For | ||||||
| 2 | Guojian Chen | For | For | ||||||
| 3 | Xiaofeng Zhou | For | For | ||||||
| 4 | Huei-Ching Huang | For | For | ||||||
| 5 | Patrick Swint | For | For | ||||||
| 2) | Ratification of Appointment of Independent Auditor: To ratify the appointment of UHY LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | |||||
| 3) | Adjournment Proposal: To direct the chairman of the Annual General Meeting to adjourn the Annual General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Annual General Meeting, there are not sufficient votes to approve the Proposals 1 and 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 27,690 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| CORNER GROWTH ACQUISITION CORP. | |||||||||
| Security | G2425N105 | Meeting Type | Special | ||||||
| Ticker Symbol | COOL | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | KYG2425N1051 | Agenda | 935746668 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal - Amend the Company's amended and restated memorandum and articles of association to (i) extend the date that the Company has to consummate a business combination from December 21, 2022 to June 21, 2023 (the "Extended Date"), or such earlier time that shall be determined by the Directors in their sole discretion, pursuant to the following resolution: "RESOLVED, as a special resolution, that: i) Article 49.7 of the Articles of Association of the Company be deleted in its ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - Amend the Company's Investment Trust Management Agreement, dated as of December 16, 2020 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental") to change the date that Continental must commence liquidation of the trust account to the earliest of (i) the Company s completion of an initial business combination, (ii) June 21, 2023, and (iii) such ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal - Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 and/or 2 pursuant to the following resolution: RESOLVED, as an ordinary resolution, that, in the event that, based on the tabulated votes, there are not sufficient votes at the time of the Extraordinary General ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 6,261 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| SPINDLETOP HEALTH ACQUISITION CORP | |||||||||
| Security | 84854Q103 | Meeting Type | Special | ||||||
| Ticker Symbol | SHCA | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US84854Q1031 | Agenda | 935746670 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment: To permit the Company to liquidate and wind up early by amending the Company's Amended and Restated Certificate of Incorporation in the form set forth in Annex A of the accompanying proxy statement. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated November 3, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement to change the date on which Continental must commence liquidation of the Trust Account established in connection with the Company's initial public offering to the Amended Termination Date. | Management | For | For | |||||
| 3. | Adjournment: To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from shares of the Company's holders of the Common Stock to approve the Charter Amendment Proposal and Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 12,804 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| OPY ACQUISITION CORP I | |||||||||
| Security | 671005106 | Meeting Type | Special | ||||||
| Ticker Symbol | OHAA | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US6710051060 | Agenda | 935746745 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To amend our amended and restated certificate of incorporation (the "charter") to extend the initial period of time by which we have to consummate an initial business combination from April 29, 2023 to October 30, 2023, (the "New Termination Date") pursuant to an amendment in the form set forth in Annex A of the accompanying proxy statement (the "Charter Amendment Proposal"). | Management | For | For | |||||
| 2.1 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: Jonathan B. Siegel | Management | For | For | |||||
| 2.2 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: David R. Epstein | Management | For | For | |||||
| 2.3 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: Kim D. Blickenstaff | Management | For | For | |||||
| 2.4 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: Jonathan B. Fassberg | Management | For | For | |||||
| 2.5 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: Barbara L. Weber | Management | For | For | |||||
| 3. | The Adjournment Proposal: To approve one or more adjournments of the special meeting from time to time, if requested by the chairman of the special meeting. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 57,200 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| OPY ACQUISITION CORP I | |||||||||
| Security | 671005205 | Meeting Type | Special | ||||||
| Ticker Symbol | OHAAU | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US6710052050 | Agenda | 935746745 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal: To amend our amended and restated certificate of incorporation (the "charter") to extend the initial period of time by which we have to consummate an initial business combination from April 29, 2023 to October 30, 2023, (the "New Termination Date") pursuant to an amendment in the form set forth in Annex A of the accompanying proxy statement (the "Charter Amendment Proposal"). | Management | For | For | |||||
| 2.1 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: Jonathan B. Siegel | Management | For | For | |||||
| 2.2 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: David R. Epstein | Management | For | For | |||||
| 2.3 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: Kim D. Blickenstaff | Management | For | For | |||||
| 2.4 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: Jonathan B. Fassberg | Management | For | For | |||||
| 2.5 | Re-election of Director to the Company's Board, such director to serve until the next annual meeting of stockholders following the special meeting or until the election and qualification of their respective successors, subject to their earlier death, resignation or removal: Barbara L. Weber | Management | For | For | |||||
| 3. | The Adjournment Proposal: To approve one or more adjournments of the special meeting from time to time, if requested by the chairman of the special meeting. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 60,423 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| CLASS ACCELERATION CORP. | |||||||||
| Security | 18274B106 | Meeting Type | Special | ||||||
| Ticker Symbol | CLAS | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US18274B1061 | Agenda | 935748369 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company would be required to consummate a business combination from January 20, 2023 to June 20, 2023. | Management | For | For | |||||
| 2. | Liquidation Amendment Proposal: A proposal to amend the Company's second amended and restated certificate of incorporation to permit the Board, in its sole discretion, to elect to wind up our operations on an earlier date than June 20, 2023 (including prior to January 20, 2023). | Management | For | For | |||||
| 3. | Trust Amendment Proposal: A proposal to amend the Company's investment management trust agreement, dated as of January 14, 2021, by and between the Company and Continental Stock Transfer & Trust Company, to extend the date by which the Company would be required to consummate a business combination from January 20, 2023 to June 20, 2023, or such earlier date as determined by the Board, in its sole discretion. | Management | For | For | |||||
| 4. | Auditor Ratification Proposal: Ratification of the selection of Marcum LLP by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 5. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1, Proposal 2, Proposal 3 or Proposal 4. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 6,044 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| MOUNTAIN CREST ACQUISITION CORP. V | |||||||||
| Security | 62404B107 | Meeting Type | Special | ||||||
| Ticker Symbol | MCAG | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US62404B1070 | Agenda | 935748915 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM 2/16/2023 TO 5/16/2023. | Management | For | For | |||||
| 2. | TRUST AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF 11/12/2021 (THE "TRUST AGREEMENT"), WITH CONTINENTAL STOCK TRANSFER & TRUST COMPANY TO PROVIDE THAT THE COMPANY'S TIME TO COMPLETE ITS INITIAL BUSINESS COMBINATION UNDER THE TRUST AGREEMENT SHALL BE EXTENDED FROM 2/16/2023 TO 5/16/2023 & TO THE EXTENT THE COMPANY'S AMENDED & RESTATED CERTIFICATE OF INCORPORATION IS AMENDED TO EXTEND THE PERIOD BY DEPOSITING INTO THE TRUST ACCOUNT $300,000 FOR THE EXTENSION. | Management | For | For | |||||
| 3. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1 AND PROPOSAL 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 67,514 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| SPORTSTEK ACQUISITION CORP. | |||||||||
| Security | 849196100 | Meeting Type | Special | ||||||
| Ticker Symbol | SPTK | Meeting Date | 20-Dec-2022 | ||||||
| ISIN | US8491961004 | Agenda | 935749917 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 19, 2023 to August 19, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Auditor Ratification Proposal: Ratification of the selection of WithumSmith+Brown, PC by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 12,736 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| OMNILIT ACQUISITION CORP. | |||||||||
| Security | 68218C207 | Meeting Type | Special | ||||||
| Ticker Symbol | OLITU | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US68218C2070 | Agenda | 935741973 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - to amend the Company's amended and restated certificate of incorporation by allowing us to extend (the "Extension") the date by which we have to consummate a business combination (the "Combination Period") for an additional nine (9) months, from February 12, 2023 (the date which is 15 months from the closing date of our initial public offering of our units (the "IPO") to November 12, 2023, (the "Extended Date"). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - to amend the Investment Management Trust Agreement, dated November 8, 2021, (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Company (the "Trustee"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement (the "Trust Amendment"), to authorize the Extension and its implementation by the Company. | Management | For | For | |||||
| 3. | The Adjournment Proposal - to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the foregoing proposals. The Adjournment Proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Extension Amendment Proposal or the Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 91,745 | 0 | 08-Dec-2022 | 08-Dec-2022 | ||
| GRAF ACQUISITION CORP. IV | |||||||||
| Security | 384272100 | Meeting Type | Special | ||||||
| Ticker Symbol | GFOR | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US3842721009 | Agenda | 935743737 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation (the "Charter"), in the form set forth in Annex A to the accompanying Proxy Statement, to extend the date by which the Company must consummate a Business Combination (as defined below) from May 25, 2023 to September 29, 2023 (the "Extension", and such later date, the "Extended Date") (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2. | Non-Sponsor CFO Compensation Proposal: A proposal to approve the payment by the Company, directly or indirectly, of $16,667.00 per month base cash compensation, to the Company's Chief Financial Officer ("CFO"), who is not a member of the Sponsor (as defined below), plus any related taxes (including, without limitation, Medicare and social security), governmental payments and health care benefits, for services rendered to the Company as an employee, contractor or otherwise from May 6, 2022. | Management | For | For | |||||
| 3. | Health Care Benefits Proposal: A proposal to approve the payment by the Company, directly or indirectly, of up to $6,000.00 per month in aggregate for health care benefits to be provided to three of the Company's executive officers, the Chief Executive Officer, the Executive Vice President, General Counsel and Secretary and the Executive Vice President, Strategy, from the date of approval of this proposal through the Company's closing of a Business Combination (the "Health Care Benefits Proposal"). | Management | For | For | |||||
| 4. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the Extension Amendment Proposal, the Non-Sponsor CFO Compensation Proposal or the Health Care Benefits Proposal, or to provide additional time to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 48,320 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| GRAF ACQUISITION CORP. IV | |||||||||
| Security | 384272209 | Meeting Type | Special | ||||||
| Ticker Symbol | GFORU | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US3842722098 | Agenda | 935743737 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation (the "Charter"), in the form set forth in Annex A to the accompanying Proxy Statement, to extend the date by which the Company must consummate a Business Combination (as defined below) from May 25, 2023 to September 29, 2023 (the "Extension", and such later date, the "Extended Date") (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2. | Non-Sponsor CFO Compensation Proposal: A proposal to approve the payment by the Company, directly or indirectly, of $16,667.00 per month base cash compensation, to the Company's Chief Financial Officer ("CFO"), who is not a member of the Sponsor (as defined below), plus any related taxes (including, without limitation, Medicare and social security), governmental payments and health care benefits, for services rendered to the Company as an employee, contractor or otherwise from May 6, 2022. | Management | For | For | |||||
| 3. | Health Care Benefits Proposal: A proposal to approve the payment by the Company, directly or indirectly, of up to $6,000.00 per month in aggregate for health care benefits to be provided to three of the Company's executive officers, the Chief Executive Officer, the Executive Vice President, General Counsel and Secretary and the Executive Vice President, Strategy, from the date of approval of this proposal through the Company's closing of a Business Combination (the "Health Care Benefits Proposal"). | Management | For | For | |||||
| 4. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the Extension Amendment Proposal, the Non-Sponsor CFO Compensation Proposal or the Health Care Benefits Proposal, or to provide additional time to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| HENNESSY CAPITAL INVESTMENT CORP V | |||||||||
| Security | 42589T107 | Meeting Type | Special | ||||||
| Ticker Symbol | HCIC | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US42589T1079 | Agenda | 935746682 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from January 20, 2023 to July 20, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Auditor Ratification Proposal: Ratification of the selection of Withum by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 53,420 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| GARDINER HEALTHCARE ACQUISITIONS CORP. | |||||||||
| Security | 365506104 | Meeting Type | Special | ||||||
| Ticker Symbol | GDNR | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US3655061048 | Agenda | 935746719 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - A proposal to amend Gardiner Healthcare's amended and restated certificate of incorporation to allow us to extend the date by which we have to consummate a business combination (the "Combination Period") for an additional three months, from December 27, 2022 (the date which is 12 months from the closing date of our initial public offering of our units) to March 27, 2023. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - A proposal to amend the Investment Management Trust Agreement, dated December 21, 2021, by and between Continental Stock Transfer & Trust Company and Gardiner Healthcare, to allow us to extend the Combination Period for an additional three (3) months, from December 27, 2022 to March 27, 2023. | Management | For | For | |||||
| 3a. | Re-election of Director: Marc F. Pelletier | Management | For | For | |||||
| 3b. | Re-election of Director: Paul R. McGuirk | Management | For | For | |||||
| 3c. | Re-election of Director: Janelle R. Anderson | Management | For | For | |||||
| 3d. | Re-election of Director: Frank C. Sciavolino | Management | For | For | |||||
| 3e. | Re-election of Director: James P. Linton | Management | For | For | |||||
| 3f. | Re-election of Director: Thomas F. Ryan, Jr. | Management | For | For | |||||
| 3g. | Re-election of Director: Matthew Rossen | Management | For | For | |||||
| 4. | The Auditor Proposal - A proposal to ratify the selection by our Audit Committee of BDO USA, LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 67,312 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| APEIRON CAPITAL INVESTMENT CORP. | |||||||||
| Security | 03752A200 | Meeting Type | Special | ||||||
| Ticker Symbol | APNU | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US03752A2006 | Agenda | 935746721 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 12, 2023 to August 14, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Director Election Proposal: To elect the following director as a Class I director (to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or his earlier resignation or removal): Charles Aggouras | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 7,852 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| MOUNT RAINIER ACQUISITION CORP. | |||||||||
| Security | 623006103 | Meeting Type | Special | ||||||
| Ticker Symbol | RNER | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US6230061037 | Agenda | 935747696 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT: APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM JANUARY 7, 2023 TO MARCH 1, 2023. | Management | For | For | |||||
| 2. | NTA REQUIREMENT AMENDMENT: APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXPAND THE METHODS THAT THE COMPANY MAY EMPLOY TO NOT BECOME SUBJECT TO THE "PENNY STOCK" RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Management | For | For | |||||
| 3. | ADJOURNMENT: APPROVAL TO DIRECT THE CHAIRPERSON OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE FOREGOING PROPOSALS. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 49,577 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| INTERPRIVATE III FINANCIAL PARTNERS INC. | |||||||||
| Security | 46064R106 | Meeting Type | Special | ||||||
| Ticker Symbol | IPVF | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US46064R1068 | Agenda | 935748408 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to amend the Company's Amended and Restated Certificate of Incorporation (the "charter") to extend the date by which the Company must consummate a business combination (as defined below) (the "Extension") from March 9, 2023 (the date which is 24 months from the closing date of the Company's initial public offering of our units (the "IPO")) to April 9, 2023 (the date that is 25 months from the closing date of the IPO) (the "Extended Date"), please refer to the proxy statement for full proposal language. | Management | For | For | |||||
| 2. | A proposal to amend the Company's charter to permit the Company's board of directors (the Board, in its sole discretion, to elect to wind up the Company's operations on an earlier date than the Extended Date or Additional Extended Date, as applicable (including prior to the Current Outside Date), as determined by our Board and included in a public announcement. | Management | For | For | |||||
| 3. | A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 5,335 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| RELATIVITY ACQUISITION CORP. | |||||||||
| Security | 75944B205 | Meeting Type | Special | ||||||
| Ticker Symbol | RACYU | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US75944B2051 | Agenda | 935748422 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation as proposed in Annex A to the proxy statement to extend the date by which the Company has to consummate a Business Combination from February 15, 2023 to August 15, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Adjournment Proposal: A proposal to approve the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 37,808 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| EQ HEALTH ACQUISITION CORP. | |||||||||
| Security | 26886A101 | Meeting Type | Special | ||||||
| Ticker Symbol | EQHA | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US26886A1016 | Agenda | 935748434 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - To permit the Company to liquidate and wind up early by amending the Amended and Restated Certificate of Incorporation in the form set forth in Annex A of the accompanying proxy statement to (i) change the date by which the Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, (ii) change the date by which the Company must consummate an initial business combination or cease all operations, (iii) remove the Redemption Limitation. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 28, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement to change the date on which Continental must commence liquidation of the Trust Account established in connection with the Company's initial public offering to the Amended Termination Date. | Management | For | For | |||||
| 3. | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes from shares of the Company's holders of the Common Stock to approve the Charter Amendment Proposal and the Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | Management | For | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4,348 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| 7GC & CO HOLDINGS INC. | |||||||||
| Security | 81786A107 | Meeting Type | Special | ||||||
| Ticker Symbol | VII | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US81786A1079 | Agenda | 935748547 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment: Proposal Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from December 28, 2022 to June 28, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2.1 | Election of Class I Director to serve until the annual meeting of stockholders of the Company to be held in 2025: Patrick Eggen | Management | For | For | |||||
| 2.2 | Election of Class I Director to serve until the annual meeting of stockholders of the Company to be held in 2025: Tripp Jones | Management | For | For | |||||
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2,490 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| EDIFY ACQUISITION CORP. | |||||||||
| Security | 28059Q103 | Meeting Type | Special | ||||||
| Ticker Symbol | EAC | Meeting Date | 21-Dec-2022 | ||||||
| ISIN | US28059Q1031 | Agenda | 935748927 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT - To amend the Company's Amended and Restated Certificate of Incorporation to allow the Company to extend the date by which the Company must consummate a business combination (as defined below) (the "Extension"). | Management | For | For | |||||
| 2. | TERMINATION AMENDMENT - To amend the Investment Management Trust Agreement, dated January 14, 2021, by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to allow the Company to extend the date on which the Trustee must liquidate the trust account established by the Company in connection with the IPO (the "trust account"). | Management | For | For | |||||
| 3. | ADJOURNMENT - To approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or the Trust Amendment Proposal or if the Company determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 28,306 | 0 | 19-Dec-2022 | 19-Dec-2022 | ||
| ACHARI VENTURES HOLDINGS CORP. I | |||||||||
| Security | 00444X101 | Meeting Type | Special | ||||||
| Ticker Symbol | AVHI | Meeting Date | 22-Dec-2022 | ||||||
| ISIN | US00444X1019 | Agenda | 935745589 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment: To amend (the "Charter Amendment") Achari's amended and restated certificate of incorporation (the "charter"), which currently provides that Achari has the option to extend the period by which it must consummate a business combination for a total of three months, from January 19, 2023 (the "Original Termination Date") to April 19, 2023 (the "Original Extended Date"). | Management | For | For | |||||
| 2. | The Trust Amendment: To amend (the "Trust Amendment" and together with the Charter Amendment, the "Extension Amendments") the Investment Management Trust Agreement entered into in connection with Achari's initial public offering ("IPO"), dated October 14, 2021, by and between Continental Stock Transfer & Trust Company (the "Trustee") and Achari (the "Trust Agreement"). | Management | For | For | |||||
| 3. | Adjournment: To approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Charter Amendment Proposal and the Trust Amendment Proposal. The Adjournment Proposal will only be presented at the special meeting if there are not sufficient votes to approve the Charter Amendment Proposal and the Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 28,748 | 0 | 13-Dec-2022 | 13-Dec-2022 | ||
| CF ACQUISITION CORP. IV | |||||||||
| Security | 12520T102 | Meeting Type | Special | ||||||
| Ticker Symbol | CFIV | Meeting Date | 22-Dec-2022 | ||||||
| ISIN | US12520T1025 | Agenda | 935747103 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from December 28, 2022 to June 28, 2023 or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2. | Adjournment Proposal: Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2,490 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| ASTREA ACQUISITION CORP. | |||||||||
| Security | 04637C106 | Meeting Type | Special | ||||||
| Ticker Symbol | ASAX | Meeting Date | 22-Dec-2022 | ||||||
| ISIN | US04637C1062 | Agenda | 935748511 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: To adopt an amendment to our amended and restated certificate of incorporation in the form attached to the accompanying proxy statement as Annex A to (i) change the date by which we must consummate our initial business combination from February 8, 2023 (the "Original Termination Date") to the time and date immediately following the filing of such amendment with the Secretary of State of the State of Delaware, or the Accelerated Termination Date, (ii) remove the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal: To amend our investment management trust agreement, dated February 3, 2021, with Continental Stock Transfer & Trust Company, as trustee pursuant to an amendment in the form attached to the accompanying proxy statement as Annex B, to change the date on which the trustee must commence liquidation of the trust account established in connection with our initial public offering to the time and date immediately following the Accelerated Termination Date. | Management | For | For | |||||
| 3. | Adjournment Proposal: To approve one or more adjournments of the meeting from time to time, if necessary or appropriate (as determined by our board of directors or the chairperson of the meeting), including to solicit additional proxies to vote in favor of the other items of business identified above, in the event that there are insufficient votes at the time of the meeting to establish a quorum or approve the first and second items of business identified above. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 10,062 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| PROPERTY SOLUTIONS ACQUISITION CORP. II | |||||||||
| Security | 74350A108 | Meeting Type | Special | ||||||
| Ticker Symbol | PSAG | Meeting Date | 22-Dec-2022 | ||||||
| ISIN | US74350A1088 | Agenda | 935749979 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement (the "Charter Amendment") to amend the date by which the Company must cease its operations except for the purpose of winding up ("Business Combination"), and redeem all of the shares of Class A Common Stock, par value $0.0001 per share, of the Company ("Class A Common Stock") (the "Charter Amendment Proposal"). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated March 3, 2021 (the "Trust Agreement"), by & between the Company & Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying Proxy Statement (the "Trust Amendment" & together with the Charter Amendment, the "Amendments"). | Management | For | For | |||||
| 3. | The Adjournment Proposal: To approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Amendment Proposals or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 60,168 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| PROPERTY SOLUTIONS ACQUISITION CORP. II | |||||||||
| Security | 74350A207 | Meeting Type | Special | ||||||
| Ticker Symbol | PSAGU | Meeting Date | 22-Dec-2022 | ||||||
| ISIN | US74350A2078 | Agenda | 935749979 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement (the "Charter Amendment") to amend the date by which the Company must cease its operations except for the purpose of winding up ("Business Combination"), and redeem all of the shares of Class A Common Stock, par value $0.0001 per share, of the Company ("Class A Common Stock") (the "Charter Amendment Proposal"). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal: To amend the Investment Management Trust Agreement, dated March 3, 2021 (the "Trust Agreement"), by & between the Company & Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying Proxy Statement (the "Trust Amendment" & together with the Charter Amendment, the "Amendments"). | Management | For | For | |||||
| 3. | The Adjournment Proposal: To approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Amendment Proposals or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 3 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| ADIT EDTECH ACQUISITION CORP | |||||||||
| Security | 007024102 | Meeting Type | Special | ||||||
| Ticker Symbol | ADEX | Meeting Date | 23-Dec-2022 | ||||||
| ISIN | US0070241023 | Agenda | 935738457 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - To amend the Amended and Restated Certificate of Incorporation (the "Charter") of Adit EdTech Acquisition Corp. (the "Company"), to authorize the Company to extend the date by which it must consummate an initial business combination (as defined in the Charter) up to six times at the election of the Company's board of directors for an additional one month each time (for a maximum of six one-month extensions). | Management | For | For | |||||
| 2. | The Adjournment Proposal - To approve the adjournment of the special meeting of stockholders of the Company to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 28,640 | 0 | 12-Dec-2022 | 12-Dec-2022 | ||
| DEEP MEDICINE ACQUISITION CORP. | |||||||||
| Security | 243733102 | Meeting Type | Special | ||||||
| Ticker Symbol | DMAQ | Meeting Date | 23-Dec-2022 | ||||||
| ISIN | US2437331026 | Agenda | 935750352 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's second amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from January 29, 2023 to July 29, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Founder Share Amendment Proposal: Amend the Company's second amended and restated certificate of incorporation to grant holders of Founder Shares the right to convert Founder Shares into Class A Common Stock on a one-for-one basis prior to the closing of a Business Combination. | Management | For | For | |||||
| 3.1 | Director Election Proposal: Election of Class I Director (to serve until the annual meeting of stockholders of the Company to be held in 2024 or until a successor is elected and qualified or their earlier resignation or removal): Tina Spires | Management | For | For | |||||
| 3.2 | Director Election Proposal: Election of Class I Director (to serve until the annual meeting of stockholders of the Company to be held in 2024 or until a successor is elected and qualified or their earlier resignation or removal): HongLiang Ren | Management | For | For | |||||
| 3.3 | Director Election Proposal: Election of Class I Director (to serve until the annual meeting of stockholders of the Company to be held in 2024 or until a successor is elected and qualified or their earlier resignation or removal): John Chiang | Management | For | For | |||||
| 4. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1, Proposal 2,or Proposal 3. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 28,601 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| NEWBURY STREET ACQUISITION CORP. | |||||||||
| Security | 65101L104 | Meeting Type | Annual | ||||||
| Ticker Symbol | NBST | Meeting Date | 27-Dec-2022 | ||||||
| ISIN | US65101L1044 | Agenda | 935750263 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Director Election Proposal: To elect the following nominee as the Class A director (to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or his earlier resignation or removal): Jennifer Vescio | Management | For | For | |||||
| 2. | Auditor Ratification Proposal: Ratification of the selection of Marcum LLP by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 42,162 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| PIVOTAL INVESTMENT CORPORATION III | |||||||||
| Security | 72582M106 | Meeting Type | Special | ||||||
| Ticker Symbol | PICC | Meeting Date | 28-Dec-2022 | ||||||
| ISIN | US72582M1062 | Agenda | 935749309 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to August 11, 2023. | Management | For | For | |||||
| 2. | Adjournment Proposal: Approve the adjournment of the special meeting to a later date or dates, if the Company determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 165 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| PIVOTAL INVESTMENT CORPORATION III | |||||||||
| Security | 72582M205 | Meeting Type | Special | ||||||
| Ticker Symbol | PICCU | Meeting Date | 28-Dec-2022 | ||||||
| ISIN | US72582M2052 | Agenda | 935749309 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to August 11, 2023. | Management | For | For | |||||
| 2. | Adjournment Proposal: Approve the adjournment of the special meeting to a later date or dates, if the Company determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 3 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| MDH ACQUISITION CORP. | |||||||||
| Security | 55283P106 | Meeting Type | Special | ||||||
| Ticker Symbol | MDH | Meeting Date | 29-Dec-2022 | ||||||
| ISIN | US55283P1066 | Agenda | 935751621 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - to consider and vote upon a proposal to amend the Company's second amended and restated certificate of incorporation (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A to the accompanying Proxy Statement (the "Charter Amendment") to change the date by which the Company must cease all operation except for the purpose of winding up if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - to consider and vote upon a proposal to amend the Investment Management Trust Agreement, effective as of February 1, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B accompanying the Proxy Statement (the "Trust Amendment") to change the date on which Continental must commence liquidation ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - to consider and vote upon a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 16,912 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| PHP VENTURES ACQUISITION CORP. | |||||||||
| Security | 69291C106 | Meeting Type | Special | ||||||
| Ticker Symbol | PPHP | Meeting Date | 30-Dec-2022 | ||||||
| ISIN | US69291C1062 | Agenda | 935751568 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to complete a business combination from 2/16/2023 to 8/16/2023, or such earlier date as determined by the Board of Directors, provided that the Sponsor will deposit into the Trust Account $0.0525 per share per month for each such one-month extension until 8/16/2023, unless the Closing of the Company's initial business combination shall have occurred, which we refer to as the "Extension Amendment Proposal." | Management | For | For | |||||
| 2. | Trust Amendment Proposal - Amend the Company's Investment Management Trust Agreement, dated August 16, 2021, by and between the Company and Continental Stock Transfer & Trust Company, (i) allowing the Company to extend the business combination period from February 16, 2023 to August 16, 2023, and (ii) updating certain defined terms in the Trust Agreement. This proposal is referred to as the "Trust Amendment Proposal." | Management | For | For | |||||
| 3. | Adjournment Proposal - Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal and the Trust Amendment Proposal, which we refer to as the "Adjournment Proposal." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 51,134 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| MOUNT RAINIER ACQUISITION CORP. | |||||||||
| Security | 623006103 | Meeting Type | Special | ||||||
| Ticker Symbol | RNER | Meeting Date | 04-Jan-2023 | ||||||
| ISIN | US6230061037 | Agenda | 935750047 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to approve and adopt the Business Combination Agreement, a copy of which is attached to the Proxy Statement/Prospectus as Annex A, and the transactions contemplated therein, including the Business Combination whereby Rover Merger Sub Inc., a Delaware corporation, will merge with and into RNER, with RNER surviving the merger as a wholly owned subsidiary of HUB Cyber Security (Israel) Ltd., a company organized under the laws of Israel ("HUB Security"). | Management | For | For | |||||
| 2.1 | The Charter Proposals - to approve the following material differences between RNER's amended and restated certificate of incorporation (the "RNER Charter") and HUB Security's amended and restated articles of association (the "HUB Security Articles") to be effective upon the consummation of the Business Combination: The name of the new public entity will be "HUB Cyber Security (Israel) Ltd." as opposed to "Mount Rainier Acquisition Corp." | Management | For | For | |||||
| 2.2 | The Charter Proposals - to approve the following material differences between RNER's amended and restated certificate of incorporation (the "RNER Charter") and HUB Security's amended and restated articles of association (the "HUB Security Articles") to be effective upon the consummation of the Business Combination: HUB Security's corporate existence is perpetual as opposed to RNER's corporate existence terminating if a business combination is not consummated within a specified period of time. | Management | For | For | |||||
| 2.3 | The Charter Proposals - to approve the following material differences between RNER's amended and restated certificate of incorporation (the "RNER Charter") and HUB Security's amended and restated articles of association (the "HUB Security Articles") to be effective upon the consummation of the Business Combination: The HUB Security Articles will not include the various provisions applicable only to special purpose acquisition corporations that the RNER Charter contains. | Management | For | For | |||||
| 3. | The Adjournment Proposal - to consider and vote upon a proposal to adjourn the special meeting to a later date or dates, if necessary, if the parties are not able to consummate the Business Combination. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 49,577 | 0 | 20-Dec-2022 | 20-Dec-2022 | ||
| PROSPECTOR CAPITAL CORP. | |||||||||
| Security | G7273A105 | Meeting Type | Special | ||||||
| Ticker Symbol | PRSR | Meeting Date | 05-Jan-2023 | ||||||
| ISIN | KYG7273A1058 | Agenda | 935750390 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - as a special resolution, to amend the Company's Amended and Restated Memorandum and Articles of Association (the "Articles") pursuant to an amendment to the Articles in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must (1) consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination (an "initial business combination"), (2) cease its operations except ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Liquidation Amendment Proposal - as a special resolution, to amend (the "Liquidation Amendment" and, together with the Extension Amendment, the "Articles Amendment") the Company's Articles pursuant to an amendment to the Articles in the form set forth in Annex B of the accompanying proxy statement to permit the Company's board of directors (the "Board"), in its sole discretion, to elect to wind up the Company's operations on an earlier date than the Extended Date as determined by our ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Director Election Proposal - as an ordinary resolution, to re-elect Steve Altman as a Class I director of the Board until the general meeting of the Company to be held in 2025 or until his successor is appointed and qualified (the "Director Election Proposal"). | Management | For | For | |||||
| 4. | The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary or convenient, either (x) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the foregoing proposals or (y) if the Board determines before the Extraordinary General Meeting that it is not necessary or no longer desirable to proceed with the other ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 101,404 | 0 | 30-Dec-2022 | 30-Dec-2022 | ||
| ACE GLOBAL BUSINESS ACQUISITION LIMITED | |||||||||
| Security | G0083E102 | Meeting Type | Annual | ||||||
| Ticker Symbol | ACBA | Meeting Date | 05-Jan-2023 | ||||||
| ISIN | VGG0083E1025 | Agenda | 935753310 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | TO APPROVE (THE "CHARTER AMENDMENT") THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION (THE "CHARTER") AND ADOPT TWO SEPARATE PROPOSALS WITH RESPECT TO THE EXTENSION OF THE BUSINESS COMBINATION PERIOD AND CERTAIN GOVERNANCE PROVISIONS IN THE CURRENT CHARTER, A COPY OF WHICH IS ATTACHED TO THE PROXY STATEMENT AS ANNEX A: TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") A TOTAL OF FIVE (5) TIMES, AS FOLLOWS: (I) TWO (2) ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 1b. | TO APPROVE (THE "CHARTER AMENDMENT") THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION (THE "CHARTER") AND ADOPT TWO SEPARATE PROPOSALS WITH RESPECT TO THE EXTENSION OF THE BUSINESS COMBINATION PERIOD AND CERTAIN GOVERNANCE PROVISIONS IN THE CURRENT CHARTER, A COPY OF WHICH IS ATTACHED TO THE PROXY STATEMENT AS ANNEX A: TO INTRODUCE PROVISIONS WHERE THE COMPANY CAN HOLD SHAREHOLDERS AND DIRECTORS MEETINGS BY VIRTUAL CONFERENCING OR OTHER ELECTRONIC FACILITIES. | Management | For | For | |||||
| 2. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF APRIL 5, 2021 (THE "TRUST AGREEMENT"), BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY (THE "TRUSTEE"), ALLOWING THE COMPANY TO EXTEND THE COMBINATION PERIOD A TOTAL OF FIVE (5) TIMES, AS FOLLOWS: (I) TWO (2) TIMES FOR AN ADDITIONAL THREE (3) MONTHS EACH TIME FROM JANUARY 8, 2023 TO JULY 8, 2023, BY DEPOSITING INTO THE TRUST ACCOUNT $0.15 FOR EACH ISSUED AND OUTSTANDING ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | DIRECTOR | Management | |||||||
| 1 | Eugene Wong | For | For | ||||||
| 2 | Nicholas Xue-Wei Tan | For | For | ||||||
| 3 | Robert Morris | For | For | ||||||
| 4 | Yan Xu | For | For | ||||||
| 5 | Leslie Chow | For | For | ||||||
| 4. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE ANNUAL MEETING TO ADJOURN THE ANNUAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSALS 1, 2, AND 3. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 23,244 | 0 | 30-Dec-2022 | 30-Dec-2022 | ||
| NEWCOURT ACQUISITION CORP | |||||||||
| Security | G6448C103 | Meeting Type | Special | ||||||
| Ticker Symbol | NCAC | Meeting Date | 06-Jan-2023 | ||||||
| ISIN | KYG6448C1033 | Agenda | 935752940 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - A special resolution to extend the date by which the Company must consummate an initial business combination for an initial three (3) months from January 22, 2023 to April 22, 2023 and up to three (3) times for an additional one (1) month each time from April 22, 2023 to July 22, 2023 (which is 21 months from the closing of our IPO) by amending the Company's Amended and Restated Memorandum and Articles of Association in the form of amendment set forth in Annex A to the accompanying proxy statement. | Management | For | For | |||||
| 2) | The Trust Agreement Amendment Proposal - An ordinary resolution to, with the approval of the affirmative vote of holders of at least 65% of the issued and outstanding ordinary shares of the Company, enter into the Amendment No. 1 to the Investment Management Trust Agreement by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, in the form set forth in Annex B to the accompanying proxy statement. | Management | For | For | |||||
| 3) | The Adjournment Proposal - An ordinary resolution to adjourn the extraordinary general meeting of shareholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 19,240 | 0 | 30-Dec-2022 | 30-Dec-2022 | ||
| RMG ACQUISITION CORP. III | |||||||||
| Security | G76088106 | Meeting Type | Special | ||||||
| Ticker Symbol | RMGC | Meeting Date | 11-Jan-2023 | ||||||
| ISIN | KYG760881063 | Agenda | 935747127 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - as a special resolution, to amend and restate the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amended and restated Charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must (1) consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination (an "initial business combination"), (2) cease its ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary or convenient, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal (the "Adjournment Proposal"), which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 345 | 0 | 09-Jan-2023 | 09-Jan-2023 | ||
| PONTEM CORPORATION | |||||||||
| Security | G71707106 | Meeting Type | Special | ||||||
| Ticker Symbol | PNTM | Meeting Date | 13-Jan-2023 | ||||||
| ISIN | KYG717071065 | Agenda | 935752508 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's Articles to extend the date that the Company has to consummate a business combination from January 15, 2023 to July 15, 2023 or such earlier date as is determined by our Board to be in the best interests of the Company pursuant to the following resolution: RESOLVED, as a special resolution THAT, effective immediately, the Articles of the Company be amended by: 1a. amending Article 49.7 by deleting the following introduction of such sub-section: ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - Amend the Investment Management Trust Agreement, dated January 12, 2021, by and between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed its initial business combination from January 15, 2023 to July 15, 2023 or such earlier date as is determined by our Board to be in ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal - Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2 pursuant to the following resolution: "RESOLVED, as an ordinary resolution, that the adjournment of the general meeting to a later date or dates to be determined by the chairman of the general meeting, if ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 109,209 | 0 | 12-Jan-2023 | 12-Jan-2023 | ||
| PONTEM CORPORATION | |||||||||
| Security | G71707114 | Meeting Type | Special | ||||||
| Ticker Symbol | PNTMU | Meeting Date | 13-Jan-2023 | ||||||
| ISIN | KYG717071149 | Agenda | 935752508 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's Articles to extend the date that the Company has to consummate a business combination from January 15, 2023 to July 15, 2023 or such earlier date as is determined by our Board to be in the best interests of the Company pursuant to the following resolution: RESOLVED, as a special resolution THAT, effective immediately, the Articles of the Company be amended by: 1a. amending Article 49.7 by deleting the following introduction of such sub-section: ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - Amend the Investment Management Trust Agreement, dated January 12, 2021, by and between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed its initial business combination from January 15, 2023 to July 15, 2023 or such earlier date as is determined by our Board to be in ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal - Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2 pursuant to the following resolution: "RESOLVED, as an ordinary resolution, that the adjournment of the general meeting to a later date or dates to be determined by the chairman of the general meeting, if ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 12-Jan-2023 | 12-Jan-2023 | ||
| INNOVATIVE INTERNATIONAL ACQ CORP. | |||||||||
| Security | G4809M109 | Meeting Type | Special | ||||||
| Ticker Symbol | IOAC | Meeting Date | 19-Jan-2023 | ||||||
| ISIN | KYG4809M1096 | Agenda | 935755732 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - A special resolution to extend the date by which the Company must consummate an initial business combination up to six (6) times for an additional one (1) month each time from January 29, 2023 to July 29, 2023 by amending the Company's Amended and Restated Memorandum and Articles of Association in the form of amendment set forth in Annex A to the accompanying proxy statement. | Management | For | For | |||||
| 2. | The Trust Agreement Amendment Proposal - An ordinary resolution to, with the approval of the affirmative vote of holders of at least 65% of the issued and outstanding ordinary shares of the Company, enter into the Amendment No. 1 to the Investment Management Trust Agreement by and between the Company and American Stock Transfer & Trust Company, LLC, a New York limited liability company, in the form set forth in Annex B to the accompanying proxy statement. | Management | For | For | |||||
| 3. | The Adjournment Proposal - An ordinary resolution to adjourn the extraordinary general meeting of shareholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve the Extension Amendment Proposal and the Trust Agreement Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 14,300 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||
| BIOTECH ACQUISITION COMPANY | |||||||||
| Security | G1125A108 | Meeting Type | Special | ||||||
| Ticker Symbol | BIOT | Meeting Date | 19-Jan-2023 | ||||||
| ISIN | KYG1125A1085 | Agenda | 935756176 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend, by way of special resolution, the amended and restated Memorandum and Articles of Association to extend the date by which the Company must consummate a Business Combination from January 27, 2023 to October 27, 2023 or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2. | Adjournment Proposal - To instruct the chairman of the extraordinary general meeting to adjourn the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 47,978 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||
| JACK CREEK INVESTMENT CORP. | |||||||||
| Security | G4989X115 | Meeting Type | Special | ||||||
| Ticker Symbol | JCIC | Meeting Date | 24-Jan-2023 | ||||||
| ISIN | KYG4989X1152 | Agenda | 935752899 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - To approve, by ordinary resolution, the Business Combination described in the accompanying proxy statement/prospectus, including (a) adopting the Agreement and Plan of Merger dated effective as of August 3, 2022 (the "Merger Agreement") by and among JCIC, Wildfire New PubCo, Inc., a Delaware corporation and direct, wholly owned subsidiary of JCIC ("New Bridger"), Wildfire Merger Sub I, Inc., a Delaware corporation and direct, wholly owned subsidiary of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Merger Proposal - To approve, by special resolution, that (1) JCIC be authorized to merge with Wildfire Merger Sub II (the "Second Merger") so that JCIC be the surviving company (in accordance with the terms and subject to the conditions of the Merger Agreement and Plan of Merger relating to the Second Merger) and all the undertaking, property and liabilities of Wildfire Merger Sub II shall vest in JCIC by virtue of the Second Merger pursuant to the provisions of the Companies Act ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Share Capital Proposal - To approve, by ordinary resolution, the alteration of the authorized share capital of JCIC from US$55,100 divided into 500,000,000 Class A ordinary shares of a par value of US$0.0001 each, 50,000,000 Class B Ordinary shares of a par value of US$0.0001 each and 1,000,000 preference shares of a par value of US$0.0001 each to US$50,000 shares with a par value of $1.00 each. | Management | For | For | |||||
| 4. | The Organizational Documents Proposal - To approve and adopt, by special resolution, that the Cayman Constitutional Documents currently in effect be amended and restated by the deletion in their entirety and the substitution in their place of the proposed amendment and restatement of JCIC's Amended and Restated Memorandum and Articles of Association (a copy of which is attached to the proxy statement/prospectus as Annex E) and that the name of JCIC be changed from Jack Creek Investment Corp. to Bridger Merger Corp. | Management | For | For | |||||
| 5. | The Non-Binding Governance Proposals - To approve, by ordinary resolution and on a non-binding advisory basis, certain material differences between JCIC's Amended and Restated Memorandum and Articles of Association (as it may be amended from time to time, the "Cayman Constitutional Documents") and the proposed amended and restated certificate of incorporation of New Bridger (the "New Bridger Certificate of Incorporation"), presented separately in accordance with the United States Securities and ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5A. | Change the Authorized Capital Stock - To approve and adopt provisions in the New Bridger Certificate of Incorporation to authorize 1,000,000,000 shares of New Bridger common stock and 10,000,000 shares of New Bridger preferred stock, par value $0.0001 per share, compared to the currently authorized capital stock of JCIC of 500,000,000 JCIC Class A ordinary shares, 50,000,000 JCIC Class B ordinary shares and 1,000,000 preference shares, par value $0.0001 per share. | Management | For | For | |||||
| 5B. | Change the Stockholder Vote Required to Amend the Bylaws - To approve and adopt provisions in the proposed bylaws of New Bridger (the "Proposed Bylaws") to require the affirmative vote of holders of at least 66 2/3%of the voting power of all then- outstanding New Bridger capital stock entitled to vote generally in the election of directors, voting together as a single class, to adopt, amend, alter or repeal the Proposed Bylaws. | Management | For | For | |||||
| 5C. | No Right to Call Special Meetings - To approve and adopt provisions in the Proposed Bylaws to stipulate that, unless required by law, special meetings of stockholders may only be called by (i) the board of New Bridger (the "New Bridger Board"), (ii) the Chairperson of the New Bridger Board, or (iii) New Bridger's Chief Executive Officer. | Management | For | For | |||||
| 5D. | Action by Written Consent of the Stockholders - To approve and adopt provisions in the New Bridger Certificate of Incorporation to provide that any action required or permitted to be taken by the New Bridger stockholders may be effected at a duly called annual or special meeting of such stockholders, and may not be taken by written consent. | Management | For | For | |||||
| 5E. | Appointment and Removal of Directors - To approve and adopt provisions in the Proposed Bylaws such that (i) subject to the rights of the holders of any series of preferred stock of New Bridger to elect directors under specified circumstances, election of directors at all meetings of the stockholders at which directors are to be elected shall be by a plurality of the votes cast at any meeting for the election of directors at which a quorum is present and (ii) subject to the rights of holders ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5F. | Delaware as Exclusive Forum - To approve and adopt provisions in the New Bridger Certificate of Incorporation to provide that, unless a majority of the New Bridger Board consents in writing to the selection of an alternative forum, the Court of Chancery of the State of Delaware (or, if the Court of Chancery does not have jurisdiction, another state court located within the State of Delaware or, if no court located within the State of Delaware has jurisdiction, the federal district court for the District of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5G. | Business Combinations - To approve and adopt provisions in the New Bridger Certificate of Incorporation to provide a consent right to holders of New Bridger Series A preferred stock with respect to mergers, consolidations, sales of all or substantially all of the assets of New Bridger, subject to certain exceptions. | Management | For | For | |||||
| 5H. | Limitation of Ownership by Non-Citizen - To approve and adopt provisions in the New Bridger Certificate of Incorporation to provide that in no event will a Non- Citizen, as defined in the New Bridger Certificate of Incorporation, be entitled to own (beneficially or of record) and/or control more than the Voting Limiting Percentage or the Outstanding Share Limitation Percentage, as defined in the New Bridger Certificate of Incorporation. | Management | For | For | |||||
| 6. | The Incentive Plan Proposal - To approve and assume the Bridger Aerospace Group Holdings, Inc. 2022 Omnibus Incentive Plan and any grants or awards issued thereunder (the "Omnibus Incentive Plan"). A copy of the Omnibus Incentive Plan is attached to the proxy statement/prospectus as Annex I. | Management | For | For | |||||
| 7. | The ESPP Proposal - To approve, by ordinary resolution, the Bridger Aerospace Group Holdings, Inc. 2022 Employee Stock Purchase Plan (the "ESPP"). A copy of the ESPP is attached to the proxy statement/prospectus as Annex J. | Management | For | For | |||||
| 8. | The Adjournment Proposal - To adjourn, by ordinary resolution, the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient shares represented to constitute a quorum necessary to conduct business at the extraordinary general meeting or for the approval of one or more proposals at the extraordinary general meeting or to the extent necessary to ensure that any required supplement or amendment to ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 99,700 | 0 | 09-Jan-2023 | 09-Jan-2023 | ||
| JACK CREEK INVESTMENT CORP. | |||||||||
| Security | G4989X115 | Meeting Type | Special | ||||||
| Ticker Symbol | JCIC | Meeting Date | 24-Jan-2023 | ||||||
| ISIN | KYG4989X1152 | Agenda | 935759108 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend, by way of special resolution, the Memorandum and Articles of Association to extend the date by which JCIC has to consummate a business combination (the "Charter Extension ") from January 26, 2023 (the "Termination Date") to February 27, 2023 (the "Charter Extension Date"). | Management | For | For | |||||
| 2. | Director Election Proposal - Holders of the Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares") of JCIC will vote to appoint, by way of ordinary resolution of the Class B Ordinary Shares, Class I director Heather Hartnett to serve on the board of directors (the "Board") of JCIC for a three-year term expiring at the third succeeding annual general meeting after her election, or until her successor has been elected and qualified. | Management | For | For | |||||
| 3. | Adjournment Proposal - To adjourn the Shareholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares") and Class B Ordinary Shares. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 99,700 | 0 | 23-Jan-2023 | 23-Jan-2023 | ||
| NORTH ATLANTIC ACQUISITION CORP. | |||||||||
| Security | G66139109 | Meeting Type | Annual | ||||||
| Ticker Symbol | NAAC | Meeting Date | 25-Jan-2023 | ||||||
| ISIN | KYG661391097 | Agenda | 935752988 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Ratification of the selection by the audit committee of Marcum LLP to serve as our independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||
| 2. | Amend the Company's amended and restated memorandum and articles of association to extend the date that the Company has to consummate a business combination from January 26, 2023 to July 26, 2023 (or such earlier date as determined by the Board of Directors). | Management | For | For | |||||
| 3. | Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the other proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 10,767 | 0 | 24-Jan-2023 | 24-Jan-2023 | ||
| DIAMONDHEAD HOLDINGS CORP. | |||||||||
| Security | 25278L105 | Meeting Type | Special | ||||||
| Ticker Symbol | DHHC | Meeting Date | 25-Jan-2023 | ||||||
| ISIN | US25278L1052 | Agenda | 935755213 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Amend the Company's Certificate of Incorporation to extend the date by which the Company has to consummate a business combination from January 28, 2023 to July 28, 2023 (or such earlier date as determined by the board of directors). | Management | For | For | |||||
| 2. | Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 212 | 0 | 24-Jan-2023 | 24-Jan-2023 | ||
| ONYX ACQUISITION CO. I | |||||||||
| Security | G6755Q109 | Meeting Type | Special | ||||||
| Ticker Symbol | ONYX | Meeting Date | 26-Jan-2023 | ||||||
| ISIN | KYG6755Q1091 | Agenda | 935748509 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension of Corporate Life: Amend the Company's amended and restated memorandum and articles of association (the "Articles") to extend the date that the Company has to consummate a business combination from February 5, 2023 to August 7, 2023. | Management | For | For | |||||
| 2. | Redemption Limitation Amendment: Amend the Company's Articles to eliminate the limitation that the Company shall not redeem Class A ordinary shares included as part of the units sold in the IPO (including any shares issued in exchange thereof) to the extent that such redemption would cause the Company's net tangible assets to be less than $5,000,001. | Management | For | For | |||||
| 3. | Adjournment: Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 16,682 | 0 | 25-Jan-2023 | 25-Jan-2023 | ||
| MURPHY CANYON ACQUISITION CORP | |||||||||
| Security | 626642201 | Meeting Type | Special | ||||||
| Ticker Symbol | MURFU | Meeting Date | 26-Jan-2023 | ||||||
| ISIN | US6266422012 | Agenda | 935756087 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION ON A MONTH-TO-MONTH BASIS UP TO TWELVE (12) TIMES, EACH SUCH EXTENSION FOR AN ADDITIONAL ONE (1) MONTH PERIOD, FROM FEBRUARY 7, 2023, UNTIL FEBRUARY 7, 2024. | Management | For | For | |||||
| 2. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF FEBRUARY 2, 2022, TO ALLOW THE COMPANY TO EXTEND THE EXTENDED TERMINATION DATE FROM FEBRUARY 7, 2023, UP TO TWELVE (12) TIMES, EACH SUCH EXTENSION FOR AN ADDITIONAL ONE (1) MONTH PERIOD, UNTIL FEBRUARY 7, 2024, BY DEPOSITING INTO THE TRUST ACCOUNT ONE-THIRD OF 1% OF THE FUNDS REMAINING IN THE TRUST ACCOUNT FOLLOWING REDEMPTIONS MADE IN CONNECTION WITH APPROVAL OF THE EXTENSION AMENDMENT. | Management | For | For | |||||
| 3. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXPAND THE METHODS THAT THE COMPANY MAY EMPLOY TO NOT BECOME SUBJECT TO THE "PENNY STOCK" RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Management | For | For | |||||
| 4. | APPROVAL TO DIRECT THE CHAIRPERSON OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSALS 1 AND 3. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 51,016 | 0 | 25-Jan-2023 | 25-Jan-2023 | ||
| OMNILIT ACQUISITION CORP. | |||||||||
| Security | 68218C207 | Meeting Type | Special | ||||||
| Ticker Symbol | OLITU | Meeting Date | 26-Jan-2023 | ||||||
| ISIN | US68218C2070 | Agenda | 935757584 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Founder Share Amendment Proposal: A proposal, ("Proposal") to amend the Company's amended and restated certificate of incorporation to provide for the right of a holder of Class B Common Stock of the Company ("Founder Shares") to convert into Class A Common Stock on a one-for-one basis prior to the closing of a business combination at the election of the holder. A copy of the proposed amendment, which we refer to as the "Founder Share Amendment," is set forth in Annex A to the accompanying Proxy Statement. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 25-Jan-2023 | 25-Jan-2023 | ||
| TKB CRITICAL TECHNOLOGIES 1 | |||||||||
| Security | G88935104 | Meeting Type | Special | ||||||
| Ticker Symbol | USCTU | Meeting Date | 27-Jan-2023 | ||||||
| ISIN | KYG889351048 | Agenda | 935756467 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - "RESOLVED, as a special resolution, that the Articles of Association of TKB currently in effect be amended to extend the date that the Company has to consummate a business combination from January 29, 2023 to June 29, 2023 (i.e., for a period of time ending 20 months after the consummation of its initial public offering)." | Management | For | For | |||||
| 2. | The Trust Agreement Amendment Proposal - To approve an amendment to the Company's Investment Management Trust Agreement, dated October 26, 2021, by and between TKB and Continental Stock Transfer & Trust Company, allowing TKB to extend the Combination Period from January 29, 2023 to June 29, 2023 (i.e., for a period of time ending 20 months after the consummation of its initial public offering). | Management | For | For | |||||
| 3. | The Adjournment Proposal - "RESOLVED, as an ordinary resolution, to adjourn the Extraordinary General Meeting of TKB shareholders to a later date or dates, if necessary, to permit further solicitation and vote of Proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal, or to provide additional time to effectuate the Extension." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,906 | 0 | 18-Jan-2023 | 18-Jan-2023 | ||
| NORTHERN REVIVAL ACQUISITION CORP. | |||||||||
| Security | G6546R127 | Meeting Type | Special | ||||||
| Ticker Symbol | NRACU | Meeting Date | 27-Jan-2023 | ||||||
| ISIN | KYG6546R1276 | Agenda | 935757180 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - As a special resolution, to amend the company's Amended and Restated Memorandum and Articles of Association (the "charter") pursuant to an amendment to the charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the company may either (i) consummate a merger, share exchange, asset acquisition, share purchase, reorganisation or similar business combination (the "initial business combination"), from February ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - As an ordinary resolution, to approve the adjournment of the general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the extension proposal (the "adjournment proposal"), which will be presented at the general meeting if, based on the tabulated votes, there are not sufficient votes at the time of the general meeting to approve ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 24-Jan-2023 | 24-Jan-2023 | ||
| NORTHERN REVIVAL ACQUISITION CORP. | |||||||||
| Security | G6546R101 | Meeting Type | Special | ||||||
| Ticker Symbol | NRAC | Meeting Date | 27-Jan-2023 | ||||||
| ISIN | KYG6546R1011 | Agenda | 935757180 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - As a special resolution, to amend the company's Amended and Restated Memorandum and Articles of Association (the "charter") pursuant to an amendment to the charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the company may either (i) consummate a merger, share exchange, asset acquisition, share purchase, reorganisation or similar business combination (the "initial business combination"), from February ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - As an ordinary resolution, to approve the adjournment of the general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the extension proposal (the "adjournment proposal"), which will be presented at the general meeting if, based on the tabulated votes, there are not sufficient votes at the time of the general meeting to approve ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 12,684 | 0 | 24-Jan-2023 | 24-Jan-2023 | ||
| LIONHEART III CORP | |||||||||
| Security | 536262108 | Meeting Type | Special | ||||||
| Ticker Symbol | LION | Meeting Date | 30-Jan-2023 | ||||||
| ISIN | US5362621089 | Agenda | 935760288 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal: To consider and vote upon a proposal to approve the Business Combination Agreement, dated as of July 26, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "BCA"), by and among Lionheart III Corp ("Lionheart"), Security Matters Limited, a publicly traded company on the Australian Securities Exchange ("ASX") ("SMX"), Empatan Public Limited Company, a public limited company incorporated in Ireland ("Parent"), and Aryeh ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal: To consider and vote upon a proposal to approve the adjournment of the Lionheart's special meeting of stockholders in lieu of the 2022 annual meeting (the "Special Meeting") to a later date or dates, if necessary, (A) to ensure that any supplement or amendment to the proxy statement/prospectus that the Board of Directors of Lionheart (the "Lionheart Board") has determined in good faith is required by applicable law to be disclosed to Lionheart stockholders and ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 102,444 | 0 | 27-Jan-2023 | 27-Jan-2023 | ||
| BLUERIVER ACQUISITION CORP. | |||||||||
| Security | G1261Q107 | Meeting Type | Special | ||||||
| Ticker Symbol | BLUA | Meeting Date | 31-Jan-2023 | ||||||
| ISIN | KYG1261Q1073 | Agenda | 935759033 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal - To consider and vote upon a proposal by the following special resolution to amend (the "Extension Proposal") the Company's amended and restated memorandum and articles of association (together, the "Existing Charter") to extend from February 2, 2023 (the "Original Termination Date") to August 2, 2023 (the "Extended Date"), the date (the "Termination Date") by which, if the Company has not consummated a merger, share exchange, asset acquisition, share purchase, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - To consider and vote upon a proposal (the "Adjournment Proposal") by the following ordinary resolution to approve the adjournment of the General Meeting by the chair thereof to a later date, if necessary, under certain circumstances, to solicit additional proxies for the purpose of approving the Extension Proposal, to amend the Extension Proposal, or to allow reasonable additional time for the filing or mailing of any supplemental or amended disclosure that the ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 171 | 0 | 01-Feb-2023 | |||
| SUSTAINABLE DEVELOPMENT ACQ I CORP. | |||||||||
| Security | 86934L103 | Meeting Type | Special | ||||||
| Ticker Symbol | SDAC | Meeting Date | 01-Feb-2023 | ||||||
| ISIN | US86934L1035 | Agenda | 935756835 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to complete a business combination from February 4, 2023 to August 12, 2023, or such earlier date as determined by the Board of Directors, which we refer to as the "Extension Amendment Proposal." | Management | For | For | |||||
| 2. | Adjournment Proposal - Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal, which we refer to as the "Adjournment Proposal." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2,738 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| JAWS MUSTANG ACQUISITION CORPORATION | |||||||||
| Security | G50737116 | Meeting Type | Special | ||||||
| Ticker Symbol | JWSMU | Meeting Date | 01-Feb-2023 | ||||||
| ISIN | KYG507371162 | Agenda | 935757940 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) the first sentence of Article 49.7 of JWSM's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new first sentence of Article 49.7: "In the event that the Company does not consummate a Business Combination by February 4, 2024, or such later time as the Members may approve in accordance with the Articles, the Company shall:" b) Article 49.8(a) of JWSM's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.2(b) of JWSM's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, calculated as of two ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share (the "Public Shares"), and Class B ordinary shares, par value $0.0001 per share, in the capital of JWSM represented (either in person or by proxy) to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 2 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| JAWS MUSTANG ACQUISITION CORPORATION | |||||||||
| Security | G50737108 | Meeting Type | Special | ||||||
| Ticker Symbol | JWSM | Meeting Date | 01-Feb-2023 | ||||||
| ISIN | KYG507371089 | Agenda | 935757940 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) the first sentence of Article 49.7 of JWSM's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new first sentence of Article 49.7: "In the event that the Company does not consummate a Business Combination by February 4, 2024, or such later time as the Members may approve in accordance with the Articles, the Company shall:" b) Article 49.8(a) of JWSM's ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.2(b) of JWSM's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, calculated as of two ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share (the "Public Shares"), and Class B ordinary shares, par value $0.0001 per share, in the capital of JWSM represented (either in person or by proxy) to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 121,728 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| CC NEUBERGER PRINCIPAL HOLDINGS III | |||||||||
| Security | G1992N100 | Meeting Type | Special | ||||||
| Ticker Symbol | PRPC | Meeting Date | 01-Feb-2023 | ||||||
| ISIN | KYG1992N1007 | Agenda | 935759437 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.7 of CCNB's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.7: "In the event that the Company does not consummate a Business Combination upon the date which is the later of (i) 5 May 2023 (or 5 February 2024, if applicable under the provisions of this Article 49.7) and (ii) such later date as may be approved by the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49. 2(b) of CCNB's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, calculated as of two ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value US$0.0001 per share (the "Public Shares") and Class B ordinary shares, par value US$0.0001 per share in the capital of CCNB represented (either in person or by proxy) to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 34,335 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| SIZZLE ACQUISITION CORP. | |||||||||
| Security | 83014E109 | Meeting Type | Special | ||||||
| Ticker Symbol | SZZL | Meeting Date | 01-Feb-2023 | ||||||
| ISIN | US83014E1091 | Agenda | 935759449 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 8, 2023 to August 8, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Adjournment Proposal - Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 83,236 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| ARES ACQUISITION CORPORATION | |||||||||
| Security | G33032106 | Meeting Type | Special | ||||||
| Ticker Symbol | AAC | Meeting Date | 02-Feb-2023 | ||||||
| ISIN | KYG330321061 | Agenda | 935753841 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend, by way of special resolution, AAC's amended and restated memorandum and articles of association (the "Memorandum and Articles of Association") pursuant to an amendment in the form set forth on Annex A to the accompanying proxy statement to: (i) extend the date by which AAC has to consummate a business combination (the "Charter Extension") from February 4, 2023 to August 4, 2023 (the "Charter Extension Date"), or such earlier date as determined by ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Redemption Limitation Amendment Proposal - To amend, by way of special resolution, the Memorandum and Articles of Association pursuant to an amendment in the form set forth on Annex A to the accompanying proxy statement to delete: (i) the limitation on share repurchases prior to the consummation of a business combination that would cause AAC's net tangible assets to be less than $5,000,001 following such repurchases; (ii) the limitation that AAC shall not consummate a business combination ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal - To adjourn the Shareholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share, and Class B ordinary shares, par value $0.0001 per share, in the capital of AAC represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 114,604 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| ARES ACQUISITION CORPORATION | |||||||||
| Security | G33032114 | Meeting Type | Special | ||||||
| Ticker Symbol | AACU | Meeting Date | 02-Feb-2023 | ||||||
| ISIN | KYG330321145 | Agenda | 935753841 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend, by way of special resolution, AAC's amended and restated memorandum and articles of association (the "Memorandum and Articles of Association") pursuant to an amendment in the form set forth on Annex A to the accompanying proxy statement to: (i) extend the date by which AAC has to consummate a business combination (the "Charter Extension") from February 4, 2023 to August 4, 2023 (the "Charter Extension Date"), or such earlier date as determined by ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Redemption Limitation Amendment Proposal - To amend, by way of special resolution, the Memorandum and Articles of Association pursuant to an amendment in the form set forth on Annex A to the accompanying proxy statement to delete: (i) the limitation on share repurchases prior to the consummation of a business combination that would cause AAC's net tangible assets to be less than $5,000,001 following such repurchases; (ii) the limitation that AAC shall not consummate a business combination ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | Adjournment Proposal - To adjourn the Shareholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share, and Class B ordinary shares, par value $0.0001 per share, in the capital of AAC represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 35,396 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| BLOCKCHAIN COINVESTORS ACQ. CORP. I | |||||||||
| Security | G11765107 | Meeting Type | Special | ||||||
| Ticker Symbol | BCSA | Meeting Date | 03-Feb-2023 | ||||||
| ISIN | KYG117651078 | Agenda | 935756152 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - As a special resolution, to amend ("Extension Amendment") BCSA's Amended and Restated Memorandum & Articles of Association ("Governing Documents") to extend the date by which BCSA must consummate a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination from 5/15/2023 (the date which is 18 months from the closing date of BCSA's initial public offering of units) to 11/15/2023 in the form set forth in Annex A to the accompanying proxy statement. | Management | For | For | |||||
| 2. | Adjournment Proposal - As an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, either (x) to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if BCSA determines that additional time is necessary to effectuate the Extension or (y) if the board of directors determines before the Extraordinary General Meeting that it is not necessary or desirable to proceed. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 15,680 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||
| MERCATO PARTNERS ACQUISITION CORP. | |||||||||
| Security | 58759A108 | Meeting Type | Special | ||||||
| Ticker Symbol | MPRA | Meeting Date | 03-Feb-2023 | ||||||
| ISIN | US58759A1088 | Agenda | 935759843 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to amend the Company's charter to extend the date by which the Company must consummate a business combination from February 8, 2023 to July 8, 2023 & to allow Company, without another stockholder vote, to elect to extend the Termination Date to consummate a business combination on a monthly basis up to five times by an additional one month each time after the Extended Date, by resolution of the Board, if requested by the Sponsor, and upon five days' advance notice prior to the applicable Termination Date, until December 8, 2023. | Management | For | For | |||||
| 2. | A proposal to amend Trust Agreement, by & between Company & the Trustee, allowing the Company (i) extend Combination Period to Extended Date by depositing into the Trust Account an amount equal to the lesser of (a) $675,000 or (b) $0.225 for each public share that is not redeemed in connection with special meeting and, (ii) in event that Company has not consummated a business combination by Extended Date, to extend, by resolution of the Board & without approval of the Company's public stockholders. | Management | For | For | |||||
| 3. | A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or the Trust Amendment Proposal, or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 64,028 | 0 | 01-Feb-2023 | 01-Feb-2023 | ||
| AURORA TECHNOLOGY ACQUISITION CORP. | |||||||||
| Security | G06984101 | Meeting Type | Special | ||||||
| Ticker Symbol | ATAKU | Meeting Date | 03-Feb-2023 | ||||||
| ISIN | KYG069841016 | Agenda | 935759920 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - "RESOLVED, as a special resolution, that the Amended and Restated Memorandum and Articles of Association currently in effect be amended, giving the Company the right to extend the date by which it has to consummate a business combination six (6) times for an additional one (1) month each time, from February 9, 2023 to August 9, 2023 (i.e., for a period of time ending 18 months from consummation of the initial public offering), a copy of which is attached to the proxy statement for this meeting as Annex A." | Management | For | For | |||||
| 2) | The Trust Agreement Amendment Proposal - To approve an amendment to the Company's Investment Management Trust Agreement, dated February 7, 2022, by and between the Company and Continental Stock Transfer & Trust Company allowing the Company to extend the Business Combination Period up to six (6) times for an additional one (1) month each time from 02/09/2023 to 08/09/2023 by depositing into trust account, for each one-month extension, lesser of (a) $135,000 and (b) $0.045 for each Class A ordinary share outstanding after giving effect to the Redemption. | Management | For | For | |||||
| 3) | The Adjournment Proposal - To adjourn the Extraordinary General Meeting of the Company shareholders to a later date or dates, if necessary, to permit further solicitation and vote of Proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 72,474 | 0 | 01-Feb-2023 | 01-Feb-2023 | ||
| SEMPER PARATUS ACQUISITION CORPORATION | |||||||||
| Security | G8028L123 | Meeting Type | Special | ||||||
| Ticker Symbol | LGSTU | Meeting Date | 03-Feb-2023 | ||||||
| ISIN | KYG8028L1234 | Agenda | 935760997 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - A special resolution to extend the date by which the Company must consummate an initial business combination from February 8, 2023 to December 15, 2023 by amending the Company's Amended and Restated Memorandum and Articles of Association in the form of amendment set forth in Annex A to the accompanying proxy statement. | Management | For | For | |||||
| 2) | The Adjournment Proposal - An ordinary resolution to adjourn the extraordinary general meeting of shareholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 6,402 | 0 | 01-Feb-2023 | 01-Feb-2023 | ||
| QUANTUM FINTECH ACQUISITION CORPORATION | |||||||||
| Security | 74767A105 | Meeting Type | Special | ||||||
| Ticker Symbol | QFTA | Meeting Date | 06-Feb-2023 | ||||||
| ISIN | US74767A1051 | Agenda | 935759829 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - Amend the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination for an additional six months, from February 9, 2023 to August 9, 2023, or such earlier date as determined by the board of directors of the Company. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - Amend the Investment Management Trust Agreement, dated as of February 4, 2021, by and between the Company and Continental Stock Transfer & Trust Company, in the form set forth as Annex B to the accompanying proxy statement, to provide for the Extension to the Extended Date pursuant to the Charter Amendment. | Management | For | For | |||||
| 3a. | Election of Director to serve until the first annual meeting of stockholders: John Schaible | Management | For | For | |||||
| 3b. | Election of Director to serve until the first annual meeting of stockholders: Miguel Leon | Management | For | For | |||||
| 3c. | Election of Director to serve until the first annual meeting of stockholders: Michael Devlin | Management | For | For | |||||
| 3d. | Election of Director to serve until the first annual meeting of stockholders: Sandip I. Patel | Management | For | For | |||||
| 3e. | Election of Director to serve until the first annual meeting of stockholders: Thomas J. Hammond | Management | For | For | |||||
| 3f. | Election of Director to serve until the first annual meeting of stockholders: Richard Korhammer | Management | For | For | |||||
| 3g. | Election of Director to serve until the first annual meeting of stockholders: Steven J. Carlson | Management | For | For | |||||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm - To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||
| 5. | Adjournment - To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 30,397 | 0 | 02-Feb-2023 | 02-Feb-2023 | ||
| GOLUB CAPITAL BDC, INC. | |||||||||
| Security | 38173M102 | Meeting Type | Annual | ||||||
| Ticker Symbol | GBDC | Meeting Date | 07-Feb-2023 | ||||||
| ISIN | US38173M1027 | Agenda | 935752623 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | Election of Class I Director of the Company who will each serve for a term expiring in 2026: David B. Golub | Management | Split | Split | |||||
| 1b. | Election of Class I Director of the Company who will each serve for a term expiring in 2026: Anita J. Rival | Management | Split | Split | |||||
| 2. | To ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 270,260 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| INTELLIGENT MEDICINE ACQUISITION CORP. | |||||||||
| Security | 45828D205 | Meeting Type | Special | ||||||
| Ticker Symbol | IQMDU | Meeting Date | 08-Feb-2023 | ||||||
| ISIN | US45828D2053 | Agenda | 935760365 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: A proposal to amend the Company's amended and restated certificate of incorporation by allowing us to extend ("Extension") the date by which we have to consummate a business combination for an additional seven months, from Feb. 9, 23 (date which is fifteen (15) months from the closing Date of our IPO of our units (the "IPO") to Sep 9, 23, ("Extended Date"), or such earlier date as determined by the Board, or, if it fails to do so, cease its operations and redeem or repurchase 100% of the shares of the Company's common stock. | Management | For | For | |||||
| 2. | Trust Amendment Proposal: A proposal to amend the Investment Management Trust Agreement, dated November 4, 2021, (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Company (the "Trustee"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement, to authorize the Extension and its implementation by the Company. | Management | For | For | |||||
| 3. | Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the forgoing proposals. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 6,412 | 0 | 01-Feb-2023 | 01-Feb-2023 | ||
| INTEGRATED RAIL & RESOURCES ACQUI CORP | |||||||||
| Security | 45827R106 | Meeting Type | Special | ||||||
| Ticker Symbol | IRRX | Meeting Date | 08-Feb-2023 | ||||||
| ISIN | US45827R1068 | Agenda | 935761494 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The "Extension Amendment Proposal" - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company must (1) effectuate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or other similar business combination with one or more businesses, (2) cease its operations except for the purpose of winding up if it fails to complete such initial business combination, and (3) redeem 100% of the Company's Class A common stock, from February 15, 2023 to March 15, 2023. | Management | For | For | |||||
| 2. | The "Trust Amendment Proposal" - Amend the Company's investment management trust agreement, dated November 11, 2021, with American Stock Transfer & Trust Company, LLC, to require the trustee to commence liquidation of the trust account established in connection with our IPO in the event that a termination letter has not been received by the trustee by the Deadline Date and the Company has not completed the Business Combination as of the Deadline Date. | Management | For | For | |||||
| 3. | The "Adjournment Proposal" - Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 78,504 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| MORINGA ACQUISITION CORP | |||||||||
| Security | G6S23K108 | Meeting Type | Special | ||||||
| Ticker Symbol | MACA | Meeting Date | 09-Feb-2023 | ||||||
| ISIN | KYG6S23K1085 | Agenda | 935756823 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Articles Extension Proposal - A proposal to approve, by way of special resolution, an amendment to the Company's amended and restated memorandum and articles of association in the form set forth in Annex A of the accompanying proxy statement, to extend the date by which the Company would be permitted to consummate an initial business combination from February 19, 2023 to August 19, 2023, as well as to permit the Board, in its sole discretion, to elect to wind up the Company's operations on an earlier date. | Management | For | For | |||||
| 2. | Trust Extension Proposal - A proposal to amend the Company's investment management trust agreement, dated as of 2/19/2021, by & between Company & Trust Company, to extend date by which the Company would be permitted to consummate a business combination from 2/19/2023 to 8/19/2023, or such earlier date as may be determined by the Board, in its sole discretion, including, without limitation, upon termination for any reason of Business Combination Agreement with Holisto Ltd., pursuant to resolution set forth in Proposal No. 2. of accompanying proxy statement. | Management | For | For | |||||
| 3. | Director Election Proposal [HOLDERS OF FOUNDER SHARES ONLY] - A proposal to approve, by way of ordinary resolution of the holders of the Class B ordinary shares in the capital of the Company, the reappointment of each of Ilan Levin, Craig Marshak, Ruth Alon, Michael Basch, and Eric Brachfeld until the second succeeding annual general meeting of the Company to be held in 2024 or until their successors are appointed and qualified pursuant to the resolution set forth in Proposal No. 3 of the accompanying proxy statement. | Management | For | For | |||||
| 4. | Adjournment Proposal - A proposal to approve, by way of ordinary resolution, the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal No. 1, Proposal No. 2, or Proposal No. 3, pursuant to the resolution set forth in Proposal No. 4 of the accompanying proxy statement. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 5,094 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| MORINGA ACQUISITION CORP | |||||||||
| Security | G6S23K116 | Meeting Type | Special | ||||||
| Ticker Symbol | MACAU | Meeting Date | 09-Feb-2023 | ||||||
| ISIN | KYG6S23K1168 | Agenda | 935756823 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Articles Extension Proposal - A proposal to approve, by way of special resolution, an amendment to the Company's amended and restated memorandum and articles of association in the form set forth in Annex A of the accompanying proxy statement, to extend the date by which the Company would be permitted to consummate an initial business combination from February 19, 2023 to August 19, 2023, as well as to permit the Board, in its sole discretion, to elect to wind up the Company's operations on an earlier date. | Management | For | For | |||||
| 2. | Trust Extension Proposal - A proposal to amend the Company's investment management trust agreement, dated as of 2/19/2021, by & between Company & Trust Company, to extend date by which the Company would be permitted to consummate a business combination from 2/19/2023 to 8/19/2023, or such earlier date as may be determined by the Board, in its sole discretion, including, without limitation, upon termination for any reason of Business Combination Agreement with Holisto Ltd., pursuant to resolution set forth in Proposal No. 2. of accompanying proxy statement. | Management | For | For | |||||
| 3. | Director Election Proposal [HOLDERS OF FOUNDER SHARES ONLY] - A proposal to approve, by way of ordinary resolution of the holders of the Class B ordinary shares in the capital of the Company, the reappointment of each of Ilan Levin, Craig Marshak, Ruth Alon, Michael Basch, and Eric Brachfeld until the second succeeding annual general meeting of the Company to be held in 2024 or until their successors are appointed and qualified pursuant to the resolution set forth in Proposal No. 3 of the accompanying proxy statement. | Management | For | For | |||||
| 4. | Adjournment Proposal - A proposal to approve, by way of ordinary resolution, the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal No. 1, Proposal No. 2, or Proposal No. 3, pursuant to the resolution set forth in Proposal No. 4 of the accompanying proxy statement. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| PRIVETERRA ACQUISITION CORP. | |||||||||
| Security | 74275N102 | Meeting Type | Special | ||||||
| Ticker Symbol | PMGM | Meeting Date | 10-Feb-2023 | ||||||
| ISIN | US74275N1028 | Agenda | 935753889 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") the Company's Amended and Restated Certificate of Incorporation (our "charter") to extend the date by which the Company must consummate a business combination (as defined below) (the "Extension") from February 11, 2023 (the date which is 24 months from the closing date of the Company's initial public offering of our shares of Class A common stock (the "IPO")) to September 11, 2023 (the date which is 30 months from the closing date of the IPO) (the "Extended Date") (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2. | To approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 6,750 | 0 | 23-Jan-2023 | 23-Jan-2023 | ||
| PRIVETERRA ACQUISITION CORP. | |||||||||
| Security | 74275N201 | Meeting Type | Special | ||||||
| Ticker Symbol | PMGMU | Meeting Date | 10-Feb-2023 | ||||||
| ISIN | US74275N2018 | Agenda | 935753889 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") the Company's Amended and Restated Certificate of Incorporation (our "charter") to extend the date by which the Company must consummate a business combination (as defined below) (the "Extension") from February 11, 2023 (the date which is 24 months from the closing date of the Company's initial public offering of our shares of Class A common stock (the "IPO")) to September 11, 2023 (the date which is 30 months from the closing date of the IPO) (the "Extended Date") (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2. | To approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 23-Jan-2023 | 23-Jan-2023 | ||
| A SPAC I ACQUISITION CORP. | |||||||||
| Security | G0542S122 | Meeting Type | Special | ||||||
| Ticker Symbol | ASCAU | Meeting Date | 13-Feb-2023 | ||||||
| ISIN | VGG0542S1222 | Agenda | 935759855 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | APPROVAL OF AN AMENDMENT & RESTATEMENT OF COMPANY'S AMENDED & RESTATED MEMORANDUM & ARTICLES OF ASSOCIATION TO, AMONG OTHER THINGS, ALLOW ASCA TO EXTEND DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION ("EXTENSION") UP TO EIGHT (8) TIMES FOR AN ADDITIONAL ONE MONTH EACH TIME FROM 2/17/2023 TO 10/17/2023 BY DELETING THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY IN ITS ENTIRETY AND SUBSTITUTING IT WITH SECOND AMENDED & ARTICLES OF ASSOCIATION OF COMPANY IN THE FORM SET FORTH IN ANNEX A TO PROXY STATEMENT. | Management | For | For | |||||
| 2. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING TO ADJOURN THE EXTRAORDINARY GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 48,020 | 0 | 31-Jan-2023 | 31-Jan-2023 | ||
| ROTH CH ACQUISITION V CO. | |||||||||
| Security | 77867R100 | Meeting Type | Annual | ||||||
| Ticker Symbol | ROCL | Meeting Date | 13-Feb-2023 | ||||||
| ISIN | US77867R1005 | Agenda | 935763347 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Byron Roth | For | For | ||||||
| 2 | John Lipman | For | For | ||||||
| 3 | Pamela Ellison | For | For | ||||||
| 4 | Adam Rothstein | For | For | ||||||
| 5 | Sam Chawla | For | For | ||||||
| 2. | Ratification of Appointment of Independent Auditors - Approve the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2022. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 61,950 | 0 | 08-Feb-2023 | 08-Feb-2023 | ||
| GENESIS UNICORN CAPITAL CORP. | |||||||||
| Security | 37187C100 | Meeting Type | Special | ||||||
| Ticker Symbol | GENQ | Meeting Date | 14-Feb-2023 | ||||||
| ISIN | US37187C1009 | Agenda | 935762915 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT THE BOARD OF DIRECTORS TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM FEBRUARY 17, 2023 TO FEBRUARY 17, 2024. | Management | For | For | |||||
| 2. | TRUST AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF FEBRUARY 14, 2022 (THE "TRUST AGREEMENT"), BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY TO PROVIDE THAT THE TIME FOR THE COMPANY TO COMPLETE ITS INITIAL BUSINESS COMBINATION (THE "BUSINESS COMBINATION PERIOD") UNDER THE TRUST AGREEMENT SHALL BE EXTENDED FROM FEBRUARY 17, 2023 TO FEBRUARY 17, 2024 AND TO THE EXTENT THE COMPANY'S AMENDED AND RESTATED ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | NET TANGIBLE ASSET REQUIREMENT AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DELETE THE EXISTING SECTION 9.2(A) AND REPLACE IT WITH THE FOLLOWING: "9.2(A) PRIOR TO THE CONSUMMATION OF THE INITIAL BUSINESS COMBINATION, THE CORPORATION SHALL PROVIDE ALL HOLDERS OF OFFERING SHARES WITH THE OPPORTUNITY TO HAVE THEIR OFFERING SHARES REDEEMED UPON THE CONSUMMATION OF THE INITIAL BUSINESS COMBINATION OR UPON THE VOTE OF A PROPOSAL TO AMEND ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1, PROPOSAL 2 AND PROPOSAL 3. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 53,773 | 0 | 10-Feb-2023 | 10-Feb-2023 | ||
| FUSION ACQUISITION CORP. II | |||||||||
| Security | 36118N201 | Meeting Type | Special | ||||||
| Ticker Symbol | FSNBU | Meeting Date | 14-Feb-2023 | ||||||
| ISIN | US36118N2018 | Agenda | 935764185 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") Fusion Acquisition Corp. II's (the "Company," "we,"or "our") Second Amended and Restated Certificate of Incorporation (our "charter") to (i) extend the date by which the Company must consummate a business combination (the "Extension") from March 2, 2023 (the date which is 24 months from the closing date of the Company's initial public offering (the "IPO") of our units (the "units") (such date, the "Current Outside Date")) to September 2, 2023 (the date which ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve, or otherwise in connection with, the other proposals or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 12,992 | 0 | 23-Feb-2023 | |||
| FUSION ACQUISITION CORP. II | |||||||||
| Security | 36118N102 | Meeting Type | Special | ||||||
| Ticker Symbol | FSNB | Meeting Date | 14-Feb-2023 | ||||||
| ISIN | US36118N1028 | Agenda | 935764185 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") Fusion Acquisition Corp. II's (the "Company," "we,"or "our") Second Amended and Restated Certificate of Incorporation (our "charter") to (i) extend the date by which the Company must consummate a business combination (the "Extension") from March 2, 2023 (the date which is 24 months from the closing date of the Company's initial public offering (the "IPO") of our units (the "units") (such date, the "Current Outside Date")) to September 2, 2023 (the date which ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve, or otherwise in connection with, the other proposals or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 8,538 | 0 | 23-Feb-2023 | |||
| LEGATO MERGER CORP II | |||||||||
| Security | 52473Y104 | Meeting Type | Annual | ||||||
| Ticker Symbol | LGTO | Meeting Date | 14-Feb-2023 | ||||||
| ISIN | US52473Y1047 | Agenda | 935764200 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to approve the Merger Agreement and the transactions contemplated thereby. | Management | For | For | |||||
| 2A. | Charter Proposal - increase the number of authorized shares of common stock from 50,000,000 shares to 500,000,000 shares and increase the number of authorized shares of preferred stock from 1,000,000 shares to 50,000,000 shares. | Management | For | For | |||||
| 2B. | Charter Proposal - change Legato's name from "Legato Merger Corp. II" to "Southland Holdings, Inc." | Management | For | For | |||||
| 2C. | Charter Proposal - remove provisions no longer applicable to the company following the Business Combination. | Management | For | For | |||||
| 3. | DIRECTOR | Management | |||||||
| 1 | Michael Burtnett* | For | For | ||||||
| 2 | Izilda Martins# | For | For | ||||||
| 3 | Gregory Monahan++ | For | For | ||||||
| 4 | Brian Pratt# | For | For | ||||||
| 5 | Mario Ramirez* | For | For | ||||||
| 6 | Frankie S. Renda++ | For | For | ||||||
| 7 | Walter Timothy Winn++ | For | For | ||||||
| 4. | The Nasdaq Proposal - to consider and vote upon a proposal, as required by the rules of the Nasdaq Stock Market, to approve the issuance of shares of Common Stock in the Business Combination in an amount greater than 20% of the number of shares of Common Stock outstanding before such issuances. | Management | For | For | |||||
| 5. | The Incentive Plan Proposal - to consider and vote upon a proposal to approve the 2022 Long-Term Incentive Equity Plan. | Management | For | For | |||||
| 6. | The Adjournment Proposal - to consider and vote upon a proposal to adjourn the annual meeting to a later date or dates if it is determined that additional time is necessary to complete the Business Combination for any reason. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 93,430 | 0 | 10-Feb-2023 | 10-Feb-2023 | ||
| AXIOS SUSTAINABLE GROWTH ACQ CORP | |||||||||
| Security | G0703K108 | Meeting Type | Special | ||||||
| Ticker Symbol | AXAC | Meeting Date | 14-Feb-2023 | ||||||
| ISIN | KYG0703K1085 | Agenda | 935764212 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal: A proposal, by special resolution, to amend (the "Extension Amendment") the Company's amended and restated memorandum and articles of association (the "Articles" or "Current Charter"), to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional three months from February 18, 2023 (the "Current Termination Date") to May 18, 2023 (the termination date as so extended, "Extended Termination Date") (we refer to this proposal as "Extension Amendment Proposal"). | Management | For | For | |||||
| 2. | The Adjournment Proposal: A proposal, by ordinary resolution, to direct the chairman of the Extraordinary General Meeting to adjourn the Extraordinary General Meeting to a later date or dates (the "Adjournment"), if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal (we refer to this proposal as the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 39,963 | 0 | 10-Feb-2023 | 10-Feb-2023 | ||
| NEW VISTA ACQUISITION CORP. | |||||||||
| Security | G6529L105 | Meeting Type | Special | ||||||
| Ticker Symbol | NVSA | Meeting Date | 15-Feb-2023 | ||||||
| ISIN | KYG6529L1059 | Agenda | 935758473 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - As a special resolution, to amend the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must either (i) consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination, which we refer to as our initial Business ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - As a special resolution, to amend the Company's Charter pursuant to an amendment to the Charter as set forth in Annex A of the accompanying proxy statement to eliminate from the Charter the limitation that the Company may not redeem public shares to the extent that such redemption would result in the Company having net tangible assets of less than $5,000,001 (the "Redemption Limitation") in order to allow the Company to redeem public ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 3. | The Liquidation Amendment Proposal - A proposal to amend the Charter as set forth in Annex A of the accompanying proxy statement to permit our Board, in its sole discretion, to elect to wind up our operations on an earlier date (the "Liquidation Amendment" and such proposal, the "Liquidation Amendment Proposal" and, collectively with the Extension Proposal and the Redemption Limitation Amendment Proposal, the "Charter Amendment Proposals"). | Management | For | For | |||||
| 4. | The Trust Amendment Proposal - A proposal to amend the Company's investment management trust agreement, dated as of February 16, 2022, by and between the Continental Stock Transfer & Trust Company ("Continental") and the Company (the "Trust Agreement") pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement to extend the date by which the Company would be required to consummate our initial Business Combination from February 19, 2023 to ...(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 5. | The Adjournment Proposal - As an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the Charter Amendment Proposals (the "Adjournment Proposal"), which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not sufficient votes at ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 168 | 0 | 06-Feb-2023 | 06-Feb-2023 | ||
| LF CAPITAL ACQUISITION CORP. II | |||||||||
| Security | 50202D102 | Meeting Type | Special | ||||||
| Ticker Symbol | LFAC | Meeting Date | 17-Feb-2023 | ||||||
| ISIN | US50202D1028 | Agenda | 935763323 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | THE CHARTER AMENDMENT PROPOSAL - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND TO INCREASE THE MONTHLY EXTENSION PAYMENTS PER ONE-MONTH EXTENSION OF THE DEADLINE TO COMPLETE THE INITIAL BUSINESS COMBINATION (AS DEFINED IN THE CHARTER) TO $0.04 PER SHARE OF THE COMPANY'S CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE. | Management | For | For | |||||
| 2. | THE ADJOURNMENT PROPOSAL - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES FOR, OR OTHERWISE IN CONNECTION WITH, THE APPROVAL OF THE CHARTER AMENDMENT PROPOSAL. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 39,110 | 0 | 14-Feb-2023 | 14-Feb-2023 | ||
| ALSP ORCHID ACQUISITION CORP. I | |||||||||
| Security | G0231L107 | Meeting Type | Special | ||||||
| Ticker Symbol | ALOR | Meeting Date | 17-Feb-2023 | ||||||
| ISIN | KYG0231L1077 | Agenda | 935764630 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Initial Period Extension Amendment Proposal - To amend the Memorandum and Articles of Association to extend the initial date by which ALSP Orchid must consummate a business combination (the "Charter Initial Period Extension") from February 23, 2023 (the "Initial Period Termination Date") to August 23, 2023 (the "Charter Initial Period Extension Date", and the proposal being the "Initial Period Extension Amendment Proposal"), subject to any additional extensions as provided in our Memorandum and Articles of Association. | Management | For | For | |||||
| 2. | Adjournment Proposal - To adjourn the Shareholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares") and Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares" and, collectively with the Class A Ordinary Shares, the "Ordinary ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 86,742 | 0 | 14-Feb-2023 | 14-Feb-2023 | ||
| TAILWIND INTERNATIONAL ACQUISITION CORP. | |||||||||
| Security | G8662F101 | Meeting Type | Special | ||||||
| Ticker Symbol | TWNI | Meeting Date | 21-Feb-2023 | ||||||
| ISIN | KYG8662F1019 | Agenda | 935764642 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.7 of Tailwind's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.7: "In the event that the Company does not consummate a Business Combination upon the date which is the later of (A) 23 August 2023 and (B) such later date as may be approved by the Members in accordance with the Articles (in any case, such date being ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.2(b) of Tailwind's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, ....(due to space limits,see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share (the "Public Shares"), and Class B ordinary shares, par value $0.0001 per share, in the capital of Tailwind represented (either in person or by proxy) ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 3,390 | 0 | 16-Feb-2023 | 16-Feb-2023 | ||
| GENESIS GROWTH TECH ACQUISITION CORP. | |||||||||
| Security | G3R23D102 | Meeting Type | Special | ||||||
| Ticker Symbol | GGAA | Meeting Date | 22-Feb-2023 | ||||||
| ISIN | KYG3R23D1021 | Agenda | 935766026 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend GGAA's Amended and Restated Memorandum and Articles of Association (the "Articles of Association"), by way of special resolution, pursuant to an amendment in the form set forth on Annex A to the accompanying proxy statement to extend the date (the "Termination Date") by which GGAA has to consummate a business combination (the "Extension") from March 13, 2023 (which deadline was previously extended by GGAA from December 13, 2022) to September 13, 2023. | Management | For | For | |||||
| 2. | Redemption Limitation Amendment Proposal: To amend, by way of special resolution, the Articles of Association to allow GGAA to delete: (i) the limitation on share repurchases prior to the consummation of a business combination; (ii) the limitation that GGAA shall not consummate a business combination if it would cause GGAA's net tangible assets to be less than $5,000,001; (iii) the limitation that GGAA shall not redeem Public Shares (the "Redemption Limitation Amendment Proposal"). | Management | For | For | |||||
| 3. | Adjournment Proposal - To adjourn, by way of ordinary resolution, the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal or the Redemption Limitation Amendment Proposal (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 87,536 | 0 | 21-Feb-2023 | 21-Feb-2023 | ||
| TLGY ACQUISITION CORP | |||||||||
| Security | G8656T117 | Meeting Type | Special | ||||||
| Ticker Symbol | TLGYU | Meeting Date | 23-Feb-2023 | ||||||
| ISIN | KYG8656T1177 | Agenda | 935762927 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Charter Amendment Proposal: Approve, by way of special resolution, an amendment to Company's Amended and Restated Memorandum and Articles of Association in the form set forth in Annex A of the accompanying Proxy Statement to: cancel the three- month automatic extension period to which the Company was entitled in case it filed a preliminary proxy statement, registration statement (i) 15-month period from the consummation of IPO, (ii) any paid extension period, to consummate a business combination. | Management | For | For | |||||
| 2. | Adjournment Proposal: Approve, by way of ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Charter Amendment Proposal, pursuant to the resolution set forth in the Adjournment Proposal in the accompanying Proxy Statement. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 12,390 | 0 | 14-Feb-2023 | 14-Feb-2023 | ||
| FLAME ACQUISITION CORP. | |||||||||
| Security | 33850F108 | Meeting Type | Special | ||||||
| Ticker Symbol | FLME | Meeting Date | 27-Feb-2023 | ||||||
| ISIN | US33850F1084 | Agenda | 935766343 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend Flame's Amended and Restated Certificate of Incorporation (our "charter") to extend the date by which Flame must consummate a business combination (the "Extension") from March 1, 2023 (the date that is 24 months from the closing date of Flame's initial public offering of units (the "IPO")) to September 1, 2023 (the date that is 30 months from the closing date of the IPO) (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2. | A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4,258 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| TWELVE SEAS INVESTMENT COMPANY II | |||||||||
| Security | 90118T106 | Meeting Type | Special | ||||||
| Ticker Symbol | TWLV | Meeting Date | 28-Feb-2023 | ||||||
| ISIN | US90118T1060 | Agenda | 935766038 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from March 2, 2023 to December 2, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Adjournment Proposal - Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 6,831 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| TWELVE SEAS INVESTMENT COMPANY II | |||||||||
| Security | 90118T205 | Meeting Type | Special | ||||||
| Ticker Symbol | TWLVU | Meeting Date | 28-Feb-2023 | ||||||
| ISIN | US90118T2050 | Agenda | 935766038 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from March 2, 2023 to December 2, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2. | Adjournment Proposal - Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| FUSION ACQUISITION CORP. II | |||||||||
| Security | 36118N201 | Meeting Type | Special | ||||||
| Ticker Symbol | FSNBU | Meeting Date | 28-Feb-2023 | ||||||
| ISIN | US36118N2018 | Agenda | 935767383 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") Fusion Acquisition Corp. II's (the "Company," "we,"or "our") Second Amended and Restated Certificate of Incorporation (our "charter") to (i) extend the date by which the Company must consummate a business combination (the "Extension") from March 2, 2023 (the date which is 24 months from the closing date of the Company's initial public offering (the "IPO") of our units (the "units") (such date, the "Current Outside Date")) to September 2, 2023 (the date which is ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend (the "Founder Share Amendment" and, together with the Extension Amendment, the "Charter Amendments") our charter to provide holders of Class B common stock, par value $0.0001 per share, of the Company ("founder shares" or "Class B Common Stock") the right to convert any and all their Class B Common Stock into Class A common stock, par value $0.0001 per share of the Company ("Class A Common Stock"), on a one-for-one basis prior to the closing of a business combination at the election ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve, or otherwise in connection with, the other proposals or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 12,992 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| FUSION ACQUISITION CORP. II | |||||||||
| Security | 36118N102 | Meeting Type | Special | ||||||
| Ticker Symbol | FSNB | Meeting Date | 28-Feb-2023 | ||||||
| ISIN | US36118N1028 | Agenda | 935767383 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend (the "Extension Amendment") Fusion Acquisition Corp. II's (the "Company," "we,"or "our") Second Amended and Restated Certificate of Incorporation (our "charter") to (i) extend the date by which the Company must consummate a business combination (the "Extension") from March 2, 2023 (the date which is 24 months from the closing date of the Company's initial public offering (the "IPO") of our units (the "units") (such date, the "Current Outside Date")) to September 2, 2023 (the date which is ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | To amend (the "Founder Share Amendment" and, together with the Extension Amendment, the "Charter Amendments") our charter to provide holders of Class B common stock, par value $0.0001 per share, of the Company ("founder shares" or "Class B Common Stock") the right to convert any and all their Class B Common Stock into Class A common stock, par value $0.0001 per share of the Company ("Class A Common Stock"), on a one-for-one basis prior to the closing of a business combination at the election ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve, or otherwise in connection with, the other proposals or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 8,538 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| ALPINE ACQUISITION CORP. | |||||||||
| Security | 02083L109 | Meeting Type | Special | ||||||
| Ticker Symbol | REVE | Meeting Date | 28-Feb-2023 | ||||||
| ISIN | US02083L1098 | Agenda | 935768412 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to April 2, 2023. | Management | For | For | |||||
| 2. | The Adjournment Proposal - Approve the adjournment of the special meeting to a later date or dates, if the Company determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 54,048 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| OXUS ACQUISITION CORP. | |||||||||
| Security | G6859L105 | Meeting Type | Special | ||||||
| Ticker Symbol | OXUS | Meeting Date | 02-Mar-2023 | ||||||
| ISIN | KYG6859L1059 | Agenda | 935766901 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - as a special resolution, to amend the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement (1) consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination. (2) cease its operations except for the purpose of winding up (3) redeem all of the Class A ordinary shares. | Management | For | For | |||||
| 2. | The Founder Share Amendment Proposal - as a special resolution, to amend the Company's Charter in the form set forth in Annex A of the accompanying proxy statement to provide for the right of a holder of Class B ordinary shares of the Company (the "Founder Shares" or the "Class B Ordinary Shares") to convert into Class A ordinary shares (the "Class A Ordinary Shares") on a one-for- one basis prior to the closing of a business combination at the election of the holder (the "Founder Share Amendment Proposal"). | Management | For | For | |||||
| 3. | The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 53,236 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| AFRICAN GOLD ACQUISITION CORPORATION | |||||||||
| Security | G0112R108 | Meeting Type | Special | ||||||
| Ticker Symbol | AGAC | Meeting Date | 02-Mar-2023 | ||||||
| ISIN | KYG0112R1083 | Agenda | 935770443 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.7 of African Gold's Amended and Restated Articles of Association be deleted in its entirety and replaced with the following new Article 49.7: "In the event that the Company does not consummate a Business Combination upon the date which is the later of (A) 2 June 2023 (or 2 March 2024, if applicable under the provisions of this Article 49.7) and (B) such later date as may be approved by the Members in accordance ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.2(b) of African Gold's Amended and Restated Articles of Association be deleted in its entirety and replaced with the following new Article 49.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, calculated as of two ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share (the "Public Shares"), and Class B ordinary shares, par value $0.0001 per share, in the capital of African Gold represented (either in ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 424 | 0 | 28-Feb-2023 | 28-Feb-2023 | ||
| FAST ACQUISITION CORP. II | |||||||||
| Security | 311874101 | Meeting Type | Special | ||||||
| Ticker Symbol | FZT | Meeting Date | 03-Mar-2023 | ||||||
| ISIN | US3118741012 | Agenda | 935766925 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - A proposal to amend the Company's Amended and Restated Certificate of Incorporation (the "charter") to extend the date by which the Company must consummate a business combination (the "Extension") from March 18, 2023 (the date that is 24 months from the closing date of the Company's initial public offering of units (the "IPO")) (the "Current Outside Date") to June 18, 2023 (the date that is 27 months from the closing date of the IPO) (the "Extended Date"), ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Founder Share Amendment Proposal - A proposal to amend the charter to provide for the right of a holder of Class B common stock of the Company to convert into Class A common stock on a one-to-one basis prior to the closing of a business combination at the election of the holder (the "Founder Share Amendment Proposal"). | Management | For | For | |||||
| 3. | The Redemption Limitation Amendment Proposal - A proposal to amend the charter to delete: (i) the limitation that the Company shall not consummate a business combination if it would cause the Company's net tangible assets to be less than $5,000,001; and (ii) the limitation that the Company shall not redeem public shares that would cause the Company's net tangible assets to be less than $5,000,001 following such redemptions (the "Redemption Limitation Amendment Proposal"). | Management | For | For | |||||
| 4. | The Adjournment Proposal - A proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal, Founder Share Amendment Proposal, or Redemption Limitation Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 27,116 | 0 | 28-Feb-2023 | 28-Feb-2023 | ||
| DHC ACQUISITION CORP. | |||||||||
| Security | G2758T109 | Meeting Type | Special | ||||||
| Ticker Symbol | DHCA | Meeting Date | 03-Mar-2023 | ||||||
| ISIN | KYG2758T1094 | Agenda | 935769375 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend the Memorandum and Articles of Association (our "Articles") to extend the initial date by which DHC Acquisition Corp must consummate a business combination from March 4, 2023 to December 4, 2023, subject to any additional extensions as provided in our Articles. | Management | For | For | |||||
| 2. | Adjournment - To adjourn the Shareholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies, if, based on the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share, and Class B ordinary shares, par value $0.0001 per share, of DHC Acquisition Corp (either in person or by proxy) to constitute a quorum necessary to conduct business at the Shareholder Meeting or at the time of the Shareholder Meeting to approve Proposal No. 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 17,064 | 0 | 28-Feb-2023 | 28-Feb-2023 | ||
| GAMES & ESPORTS EXPERIENCE ACQ CORP. | |||||||||
| Security | G3731J101 | Meeting Type | Special | ||||||
| Ticker Symbol | GEEXU | Meeting Date | 06-Mar-2023 | ||||||
| ISIN | KYG3731J1013 | Agenda | 935768828 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated articles of association to: (A) extend the date by which the Company has to complete an initial business combination from March 7, 2023 to December 7, 2023, by electing to extend the date to consummate an initial business combination on a monthly basis for up to nine times by an additional one month each time after March 7, 2023 to December 7, 2023, unless the closing of the Company's initial business combination shall ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Adjournment Proposal - Approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 61,369 | 0 | 01-Mar-2023 | 01-Mar-2023 | ||
| GLOBALINK INVESTMENT, INC. | |||||||||
| Security | 37892F109 | Meeting Type | Special | ||||||
| Ticker Symbol | GLLI | Meeting Date | 06-Mar-2023 | ||||||
| ISIN | US37892F1093 | Agenda | 935769363 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's charter to extend the date by which the Company must (i) consummate a business combination,(ii) cease its operations if it fails to complete such business combination, and (iii) redeem or repurchase 100% of the Company's outstanding public shares of common stock included as part of the units sold in the Company's IPO. | Management | For | For | |||||
| 2. | Trust Amendment Proposal - Amend the Company's investment management trust agreement, dated as December 6, 2021 (the "Trust Agreement"), between the Company & Continental Stock Transfer & Trust Company (the "Trustee"), extending time for the Company to complete its initial business combination under the Trust Agreement from 15 months from the consummation of the IPO, or March 9, 2023 (or up to 21 months from the consummation of the IPO if the Company elects to extend the date to consummate a business combination. | Management | For | For | |||||
| 3. | Adjournment Proposal - Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal and the Trust Amendment Proposal. This is referred to as the "Adjournment Proposal." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 65,531 | 0 | 01-Mar-2023 | 01-Mar-2023 | ||
| BANNIX ACQUISITION CORP. | |||||||||
| Security | 066644105 | Meeting Type | Special | ||||||
| Ticker Symbol | BNIX | Meeting Date | 08-Mar-2023 | ||||||
| ISIN | US0666441052 | Agenda | 935769882 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Companys Amended and Restated Certificate of Incorporation to extend the termination date by which the Company must consummate a business combination from March 14, 2023, the date that is 15 months from the closing date of the Companys initial public offering of units (the IPO) or June 14 2023 the date that is 18 months from the closing date of the Companys IPO assuming the automatic extension is implemented to March 14 2024 (the date that is 30 months from the closing date of the IPO). | Management | For | For | |||||
| 2. | To amend the Companys Investment Management Trust Agreement dated as of September 10, 2021 (the Trust Agreement) between the Company and Continental Stock Transfer & Trust Company (the Trustee) allowing the Company in the event that Company has not consummated a business combination by the extended date to extend by resolution of the board of directors and without approval of the Companys stockholders the termination date up to twelve times each by one additional month. | Management | For | For | |||||
| 3. | To approve the adjournment of the special meeting to a later date or dates if necessary to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or the Trust Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 51,497 | 0 | 01-Mar-2023 | 01-Mar-2023 | ||
| LAKESHORE ACQUISITION II CORP | |||||||||
| Security | G5352N105 | Meeting Type | Special | ||||||
| Ticker Symbol | LBBB | Meeting Date | 09-Mar-2023 | ||||||
| ISIN | KYG5352N1051 | Agenda | 935771786 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - to consider and vote upon a proposal by special resolution to amend the Company's amended and restated memorandum & articles of association adopted by special resolution dated 03/8/2022 & effective on 03/8/2022 (together, the "Existing Charter") to: extend from 03/11/2023 (the "Original Termination Date") to 06/11/2023 (the "Extended Date"), if the Company has not consummated an initial business combination, the Company must: (a) cease all operations except for the purpose of winding up. | Management | For | For | |||||
| 2. | The Adjournment Proposal - to consider and vote upon a proposal by the following ordinary resolution to approve the adjournment of the General Meeting by the chairman thereof to a later date, if necessary, under certain circumstances, to solicit additional proxies for the purpose of approving the Extension Proposal, to amend the Extension Proposal, or to allow reasonable additional time for the filing or mailing of any supplemental or amended disclosure that the Company has determined in good faith after consultation with outside legal counsel is required. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 39,630 | 0 | 01-Mar-2023 | 01-Mar-2023 | ||
| SILVER SPIKE ACQUISITION CORP II | |||||||||
| Security | G8201H105 | Meeting Type | Special | ||||||
| Ticker Symbol | SPKB | Meeting Date | 10-Mar-2023 | ||||||
| ISIN | KYG8201H1056 | Agenda | 935768272 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To amend SSPK's Articles to extend the date (the "Termination Date") by which SSPK has to consummate a Business Combination from March 15, 2023 to June 15, 2023 and to allow SSPK, without another shareholder vote, to elect to extend the Termination Date to consummate a Business Combination on a monthly basis for up to nine times by an additional one month after June 15, 2023 until March 15, 2024, unless the closing of a Business Combination shall have occurred prior thereto. | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - To amend SSPK's Articles to eliminate from the Articles the limitation that SSPK shall not redeem Class A Ordinary Shares included as part of the units sold in the IPO ("Public Shares") to the extent that such redemption would cause SSPK's net tangible assets to be less than $5,000,001 which would allow SSPK to redeem Public Shares irrespective of whether such redemption would exceed the Redemption Limitation. | Management | For | For | |||||
| 3. | The Founder Conversion Amendment Proposal - To amend, by way of special resolution, the Company's Articles, as provided by the third resolution in the form set forth in Annex A to the accompanying proxy statement (the "Founder Conversion Amendment" and such proposal, the "Founder Conversion Amendment Proposal") to provide that the Class B Ordinary Shares may be converted either at the time of the consummation of the Company's initial Business Combination or at any earlier date at the option of the holders of the Class B Ordinary Shares. | Management | For | For | |||||
| 4. | The Adjournment Proposal - To adjourn the Shareholder Meeting to a later date, if necessary, (i) to permit further solicitation and vote of proxies if there are insufficient Class A Ordinary Shares and Class B Ordinary Shares to approve the proposals, (ii) if the holders of Public Shares have elected to redeem an amount of shares such that SSPK would not adhere to continued listing requirements of Nasdaq, or (iii) if the Board determines before the Shareholder Meeting that it is not necessary or no longer desirable to proceed with the other proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 6,760 | 0 | 01-Mar-2023 | 01-Mar-2023 | ||
| NORTHVIEW ACQUISITION CORPORATION | |||||||||
| Security | 66718N129 | Meeting Type | Special | ||||||
| Ticker Symbol | NVACR | Meeting Date | 10-Mar-2023 | ||||||
| ISIN | US66718N1292 | Agenda | 935768830 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to approve an amendment to the Company's amended and restated certificate of incorporation to extend the date by which the Company must consummate a business combination or, if it fails to do so, cease its operations and redeem or repurchase 100% of the shares of the Company's common stock issued in the Company's initial public offering, from March 22, 2023, monthly for up to nine additional months at the election of the Company, ultimately until as late as December 22, 2023. | Management | For | For | |||||
| 2. | A proposal to approve an amendment to the Investment Management Trust Agreement, dated December 20, 2021, by and between the Company and Continental Stock Transfer & Company, to authorize the Extension subject to Proposal 1 above and its implementation by the Company. | Management | For | For | |||||
| 3. | A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the forgoing proposals. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve each of the forgoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 69,600 | 0 | 01-Mar-2023 | 01-Mar-2023 | ||
| NORTHVIEW ACQUISITION CORPORATION | |||||||||
| Security | 66718N103 | Meeting Type | Special | ||||||
| Ticker Symbol | NVAC | Meeting Date | 10-Mar-2023 | ||||||
| ISIN | US66718N1037 | Agenda | 935768830 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to approve an amendment to the Company's amended and restated certificate of incorporation to extend the date by which the Company must consummate a business combination or, if it fails to do so, cease its operations and redeem or repurchase 100% of the shares of the Company's common stock issued in the Company's initial public offering, from March 22, 2023, monthly for up to nine additional months at the election of the Company, ultimately until as late as December 22, 2023. | Management | For | For | |||||
| 2. | A proposal to approve an amendment to the Investment Management Trust Agreement, dated December 20, 2021, by and between the Company and Continental Stock Transfer & Company, to authorize the Extension subject to Proposal 1 above and its implementation by the Company. | Management | For | For | |||||
| 3. | A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the forgoing proposals. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve each of the forgoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 69,600 | 0 | 01-Mar-2023 | 01-Mar-2023 | ||
| CHURCHILL CAPITAL CORP V | |||||||||
| Security | 17144T107 | Meeting Type | Special | ||||||
| Ticker Symbol | CCV | Meeting Date | 14-Mar-2023 | ||||||
| ISIN | US17144T1079 | Agenda | 935770304 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - To amend the amended and restated certificate of incorporation of Churchill Capital Corp V ("Churchill") to extend the date by which Churchill has to consummate a business combination (the "Extension"), as more fully set forth in Churchill's proxy statement (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2) | The Adjournment Proposal - To adjourn the special meeting of Churchill stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if Churchill determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 25,000 | 0 | 14-Mar-2023 | |||
| TECH AND ENERGY TRANSITION CORPORATION | |||||||||
| Security | 87823R102 | Meeting Type | Special | ||||||
| Ticker Symbol | TETC | Meeting Date | 16-Mar-2023 | ||||||
| ISIN | US87823R1023 | Agenda | 935768816 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation ("Certificate of Incorporation") to extend the date by which the Company has to consummate a business combination from March 19, 2023 to September 19, 2023. | Management | For | For | |||||
| 2. | Approval of an amendment to the Certificate of Incorporation to eliminate the limitation that the Company may not redeem public shares to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51- 1(g) (1) of the Securities Exchange Act of 1934) of less than $5,000,001. | Management | For | For | |||||
| 3. | Approval of an amendment to the Certificate of Incorporation to set April 5, 2023, as the date by which, upon the approval of Proposal 1, the Corporation must redeem shares of Class A Common Stock held by public stockholders who elect to redeem such shares prior to 5:00 p.m., Eastern time, on April 3, 2023. | Management | For | For | |||||
| 4. | Approval to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 and Proposal 3. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 27,051 | 0 | 14-Mar-2023 | 14-Mar-2023 | ||
| NEWBURY STREET ACQUISITION CORP. | |||||||||
| Security | 65101L104 | Meeting Type | Special | ||||||
| Ticker Symbol | NBST | Meeting Date | 21-Mar-2023 | ||||||
| ISIN | US65101L1044 | Agenda | 935780141 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION PROPOSAL: To amend the Company's Second Amended and Restated Certificate of Incorporation pursuant to an amendment in the form set forth in Annex A of the accompanying proxy statement (1) consummate a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination, (2) cease all operations except for the purpose of winding up it fails to complete such initial business combination, 3) redeem all of the shares of common stock. | Management | For | For | |||||
| 2. | ADJOURNMENT PROPOSAL - To approve the adjournment of the Special Meeting to a later date or dates, if necessary or convenient, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal, which will only be presented at the Special Meeting if, based on the tabulated votes, there are not sufficient votes at the time of the Special Meeting to approve the Extension Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 42,162 | 0 | 14-Mar-2023 | 14-Mar-2023 | ||
| GSR II METEORA ACQUISITION CORP. | |||||||||
| Security | 36263W105 | Meeting Type | Special | ||||||
| Ticker Symbol | GSRM | Meeting Date | 22-Mar-2023 | ||||||
| ISIN | US36263W1053 | Agenda | 935766052 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - To consider and vote upon a proposal to (a) approve and adopt the Transaction Agreement, dated as of August 24, 2022 (the "Transaction Agreement"), by and among GSR II Meteora Sponsor LLC ("PubCo"), a Delaware limited liability company, BT Assets, Inc., a Delaware corporation ("BT Assets"), and Lux Vending, LLC, a Georgia limited liability company and wholly-owned subsidiary of BT Assets, attached to the accompanying proxy statement as Annex A, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Charter Proposal - To consider and vote upon a proposal to approve and adopt the proposed second amended and restated certificate of incorporation ("Proposed Charter") of the combined post-business combination company (also referred to herein as "PubCo"), in the form attached to the accompanying proxy statement as Annex B, which, if approved, and assuming the Business Combination Proposal and the Nasdaq Proposal (defined below) are approved, will take effect immediately prior ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3a. | Advisory Governance Proposal A - To authorize the change in the authorized capital stock of PubCo from 100,000,000 shares of Class A common stock, par value $0.0001 per share, 20,000,000 shares of Class B common stock, par value $0.0001 per share, and 1,000,000 shares of undesignated preferred stock, to 800,000,000 shares of PubCo Class A common stock, par value $0.0001 per share (which shall be entitled to one vote per share), 20,000,000 shares of PubCo Class B common stock, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3b. | Advisory Governance Proposal B - To eliminate provisions specific to PubCo's status as a blank check company that will serve no purpose following the consummation of the business combination. | Management | For | For | |||||
| 3c. | Advisory Governance Proposal C - To declassify the board of directors of PubCo with the result being that each director will be elected annually for a term of one year. | Management | For | For | |||||
| 3d. | Advisory Governance Proposal D - To require the approval by affirmative vote of holders of at least 66 2/3% of the voting power of PubCo's then-outstanding shares of capital stock entitled to vote generally at an election of directors to make any amendment to certain provisions of the Proposed Charter. | Management | For | For | |||||
| 4. | The Nasdaq Proposal - To consider and vote upon a proposal to approve the issuance of shares of common stock of PubCo in connection with the business combination pursuant to applicable Nasdaq Stock Market listing rules (the "Nasdaq Proposal"). | Management | For | For | |||||
| 5. | The Incentive Equity Plan Proposal - To consider and vote upon a proposal to approve and adopt the Bitcoin Depot Inc. 2023 Omnibus Incentive Plan in the form mutually agreed upon among BT OpCo, BT Assets and PubCo and attached to the accompanying proxy statement as Annex H (the "Incentive Equity Plan Proposal"). | Management | For | For | |||||
| 6. | The Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Charter Proposal, the Advisory Governance Proposals, the Nasdaq Proposal and the Incentive Equity Plan Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 41,904 | 0 | 14-Mar-2023 | 14-Mar-2023 | ||
| DIRECT SELLING ACQUISITION CORP. | |||||||||
| Security | 25460L103 | Meeting Type | Special | ||||||
| Ticker Symbol | DSAQ | Meeting Date | 24-Mar-2023 | ||||||
| ISIN | US25460L1035 | Agenda | 935775138 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To amend the Company's amended and restated certificate of incorporation to extend the date (the "Termination Date") by which the Company has to consummate an initial business combination a ("Business Combination") from March 28, 2023 (the "Original Termination Date") to June 28, 2023 (the "Charter Extension Date") and to allow the Company, without another stockholder vote, to elect to extend the Termination Date to consummate a Business Combination ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of Class A common stock, par value $0.0001 per share, and Class B common stock, par value $0.0001 per share in the capital of the Company represented (either in person or by proxy) to constitute a quorum necessary to conduct business ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 35,317 | 0 | 14-Mar-2023 | 14-Mar-2023 | ||
| WELSBACH TECHNOLOGY METALS ACQ CORP. | |||||||||
| Security | 950415109 | Meeting Type | Special | ||||||
| Ticker Symbol | WTMA | Meeting Date | 24-Mar-2023 | ||||||
| ISIN | US9504151096 | Agenda | 935781775 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - A proposal to amend (the "Charter Amendment") Welsbach Technology Metals' amended and restated certificate of incorporation (the "charter") to allow us to extend (the "Extension") the date by which we have to consummate a business combination (the "Combination Period") for up to an additional six months, from March 30, 2023 (the date which is 15 months from the closing date of our initial public offering of our units (the "IPO")) to up to September 30, 2023, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - A proposal to amend (the "Trust Amendment" and together with the Charter Amendment, the "Extensions") the Investment Management Trust Agreement, dated December 27, 2021, by and between Continental Stock Transfer & Trust Company and Welsbach Technology Metals (the "Trust Agreement"), allowing us to extend the Combination Period for up to an additional six months, from March 30, 2023 to up to September 30, 2023 (the "Trust Amendment"), by depositing into ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 3. | The Auditor Proposal - A proposal to ratify the selection by our Audit Committee of UHY LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||
| 4. | The Adjournment Proposal - A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Charter Amendment Proposal and the Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 66,708 | 0 | 14-Mar-2023 | 14-Mar-2023 | ||
| RF ACQUISITION CORP. | |||||||||
| Security | 74954L104 | Meeting Type | Special | ||||||
| Ticker Symbol | RFAC | Meeting Date | 24-Mar-2023 | ||||||
| ISIN | US74954L1044 | Agenda | 935781814 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - a proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company must consummate a business combination (the "Business Combination"), up to seven times, from March 28, 2023 (the "Termination Date") to December 28, 2023, comprised of an initial three (3) month extension and six subsequent one month extensions (each an "Extension"), for a total of up to nine months after the Termination Date, ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Charter Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 64,612 | 0 | 14-Mar-2023 | 14-Mar-2023 | ||
| PGIM SHORT DURATION HIGH YIELD OPP | |||||||||
| Security | 69355J104 | Meeting Type | Annual | ||||||
| Ticker Symbol | SDHY | Meeting Date | 29-Mar-2023 | ||||||
| ISIN | US69355J1043 | Agenda | 935765593 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Class II Trustee: Kevin J. Bannon | Management | Split | Split | |||||
| 1.2 | Election of Class II Trustee: Keith F. Hartstein | Management | Split | Split | |||||
| 1.3 | Election of Class II Trustee: Grace C. Torres | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 123,010 | 0 | 28-Mar-2023 | 28-Mar-2023 | ||
| ALPINE ACQUISITION CORP. | |||||||||
| Security | 02083L109 | Meeting Type | Special | ||||||
| Ticker Symbol | REVE | Meeting Date | 29-Mar-2023 | ||||||
| ISIN | US02083L1098 | Agenda | 935765959 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to approve the Merger Agreement, the Hotel Purchase Agreement and the transactions contemplated thereby. | Management | For | For | |||||
| 2a. | Charter Proposal - increase the number of authorized shares of common stock from 50,000,000 shares to 100,000,000 shares and increase the number of authorized shares of preferred stock from 1,000,000 shares to 5,000,000 shares. | Management | For | For | |||||
| 2b. | Charter Proposal - change Alpine's name from "Alpine Acquisition Corporation" to "Two Bit Entertainment Corp." | Management | For | For | |||||
| 2c. | Charter Proposal - indicate that no director or officer shall be liable to New TBC or its stockholders for monetary damages for breach of fiduciary duty as a director or officer, as applicable, except to the extent such an exemption from liability or limitation thereof is not permitted under the Delaware General Corporation Law. | Management | For | For | |||||
| 2d. | Charter Proposal - remove provisions no longer applicable to the company following the Business Combination. | Management | For | For | |||||
| 3a | Election of Director: Alissa Nolan (Class I 2023) | Management | For | For | |||||
| 3b | Election of Director: Brian Cameron (Class I 2023) | Management | For | For | |||||
| 3c | Election of Director: Brent Bushnell (Class I 2023) | Management | For | For | |||||
| 3d | Election of Director: David Goldberg (Class II 2024) | Management | For | For | |||||
| 3e | Election of Director: Howard Silver (Class II 2024) | Management | For | For | |||||
| 3f | Election of Director: Elan Blutinger (Class III 2025) | Management | For | For | |||||
| 3g | Election of Director: Kim Schaefer (Class III 2025) | Management | For | For | |||||
| 4. | The Nasdaq Proposal - to consider and vote upon a proposal, as required by the rules of the Nasdaq Stock Market, to approve the issuance of shares of Common Stock in the Business Combination in an amount greater than 20% of the number of shares of Common Stock outstanding before such issuances. | Management | For | For | |||||
| 5. | The Incentive Plan Proposal - to consider and vote upon a proposal to approve the 2022 Long-Term Incentive Equity Plan. | Management | For | For | |||||
| 6. | The Adjournment Proposal - to consider and vote upon a proposal to adjourn the special meeting to a later date or dates if it is determined that additional time is necessary to complete the Business Combination for any reason. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 54,048 | 0 | 23-Feb-2023 | 23-Feb-2023 | ||
| REDWOODS ACQUISITION CORP | |||||||||
| Security | 758083109 | Meeting Type | Special | ||||||
| Ticker Symbol | RWOD | Meeting Date | 31-Mar-2023 | ||||||
| ISIN | US7580831094 | Agenda | 935793263 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (our "charter") to allow the Company to extend the date by which the Company must consummate a business combination (the "Extension") from 04/04/2023 (the date is 12 months from the closing date of the Company's initial public offering of units) to 07/04/2023 (the date is 15 months from the closing date of the IPO) (the "Amended Date") and on a monthly basis up to five times from the Amended Date to 12/04/2023 (the date is 20 months from the closing date of the IPO). | Management | For | For | |||||
| 2. | To amend Investment Management Trust Agreement, dated 03/30/2022 (the "Trust Agreement"), between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to allow the Company to extend the date on which Trustee must liquidate the trust account established by the Company in connection with the IPO (the "trust account") if the Company has not completed its initial business combination, from 04/04/2023 (the date is 12 months from the closing date of the IPO) to 07/04/2023 (the date is 15 months from the closing date of the IPO). | Management | For | For | |||||
| 3. | To approve adjournment of the special meeting to a later date if necessary, to permit further solicitation and vote of proxies in event there are insufficient votes to approve the Extension Amendment Proposal or the Trust Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). The Adjournment Proposal will only be presented at the special meeting if there are not sufficient votes for, or otherwise in connection with, the approval of the Extension & Trust Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 68,194 | 0 | 27-Mar-2023 | 27-Mar-2023 | ||
| BLUE SAFARI GROUP ACQUISITION CORP. | |||||||||
| Security | G1195R106 | Meeting Type | Special | ||||||
| Ticker Symbol | BSGA | Meeting Date | 11-Apr-2023 | ||||||
| ISIN | VGG1195R1064 | Agenda | 935807961 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to approve the amended and restated agreement and plan of merger dated December 15, 2021 (as it may be amended and/or restated from time to time, the "Merger Agreement"), by and among Bitdeer Technologies Group, an exempted company with limited liability incorporated under the laws of the Cayman Islands ("BTG"), Bitdeer Technologies Holding Company, an exempted company with limited liability incorporated under the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Initial Mergers Proposal - to consider and vote upon a proposal to approve, (1) the First SPAC Merger and the plan of merger for the First SPAC Merger (the "First Plan of Merger"), attached to the accompanying proxy statement/prospectus as Annex A-5, and the transactions contemplated thereunder, and (2) that upon the effective time of the First SPAC Merger, (i) the amended and restated memorandum and articles of association in the form attached to the First Plan of Merger, a copy of ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Nasdaq Proposal - to consider and vote upon a proposal to approve, the issuance of securities in connection with the Business Combination in order to comply with Nasdaq Listing Rules 5635(a) and (b) (the "Nasdaq Proposal"). | Management | For | For | |||||
| 4. | The Governing Documents Proposal - to consider and vote upon a proposal (the "Governing Documents Proposal") in connection with the replacement of the current Second Amended and Restated Memorandum and Articles of Association (the "Existing BSGA Articles") with the proposed Amended and Restated Memorandum and Articles of Association of BTG (the "Amended BTG Articles"). | Management | For | For | |||||
| 5A. | Governing Documents Proposal A - to authorize the effective change in authorized share capital from (i) the maximum of 111,000,000 shares that BSGA is authorized to issue, with no par value, divided into three classes of shares as follows: (a) 100,000,000 class A ordinary shares with no par value ("BSGA Class A Ordinary Shares"); (b) 10,000,000 class B ordinary shares with no par value ("BSGA Class B Ordinary Shares"); and (c) 1,000,000 preferred shares with no par value, to (ii) the ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5B. | Governing Documents Proposal B - to authorize the effective change in voting power in respect of the BSGA Class A Ordinary Shares given that, following the consummation of the Business Combination, each BTG Class A Ordinary Share will be entitled to one (1) vote per share compared with each BTG Class V Ordinary Share being entitled to ten (10) votes per share, which change will be effected given holders of BSGA Class A Ordinary Shares will, effective as of the consummation of the Business ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 5C. | Governing Documents Proposal C - to authorize the effective change in the requirement of the number of directors from (i) the minimum number of directors shall be one and there shall be no maximum number of directors to (ii) unless otherwise determined by BTG in general meeting, the number of directors shall be no less than three (3) and no more than twelve (12). | Management | For | For | |||||
| 5D. | Governing Documents Proposal D - to authorize all other changes in connection with the effective replacement of the Existing BSGA Articles with the Amended BTG Articles effective as of the consummation of the Business Combination, including changing the name from BSGA to BTG, and removing certain provisions relating to BSGA's status as a blank check company that will no longer be applicable to BTG following consummation of the Business Combination, which changes will be effected given holders ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 6. | The BTG Incentive Plan Proposal - to consider and vote upon a proposal to approve, the BTG incentive plan a form of which is attached to the accompanying proxy statement/prospectus as Annex C (the "BTG Incentive Plan Proposal"), the approval of which the BSGA Board believes is important in attracting, retaining and rewarding high caliber employees who are essential to BTG's success and in providing incentive to these individuals to promote the success of BTG. | Management | For | For | |||||
| 7. | The Adjournment Proposal - to consider and approve, if presented, a proposal to adjourn the Extraordinary General Meeting to a later date or dates for the purpose of soliciting additional proxies in favor of the approval of the Business Combination if, based on the tabulated votes, there are not sufficient votes received at the time of the Extraordinary General Meeting to approve any of Proposals 1 through 6. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 49,546 | 0 | 04-Apr-2023 | 04-Apr-2023 | ||
| EXCELFIN ACQUISITION CORP | |||||||||
| Security | 30069X102 | Meeting Type | Special | ||||||
| Ticker Symbol | XFIN | Meeting Date | 13-Apr-2023 | ||||||
| ISIN | US30069X1028 | Agenda | 935800905 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | THE EXTENSION AMENDMENT PROPOSAL - To amend the Company's amended and restated certificate of incorporation to extend the date by with the company must (1) effectuate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or other similar business combination with one or more businesses, (2) cease its operations except for the purpose of winding up if it fails to complete such initial business combination, and (3) redeem 100% of the Company's Class A common stock, from April 25, 2023 to October 25, 2023. | Management | For | For | |||||
| 2. | THE ADJOURNMENT PROPOSAL - To approve the adjournment of the Special Meeting to a later date or dates, if necessary (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote or, (ii) if stockholders have elected to redeem an amount of shares in connection with the Extension Amendment Proposal, such that the Company would not adhere to the continued listing requirements of The Nasdaq Global Market. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 9,609 | 0 | 04-Apr-2023 | 04-Apr-2023 | ||
| CIIG CAPITAL PARTNERS II, INC. | |||||||||
| Security | 12561U109 | Meeting Type | Special | ||||||
| Ticker Symbol | CIIG | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | US12561U1097 | Agenda | 935789113 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal: to consider and vote upon a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 22, 2022, as may be amended: Pursuant to the Merger Agreement, the parties thereto will enter into a business combination transaction pursuant to (i) Zapp and its shareholders entered into an Investor Exchange and Support Agreement or Management Exchange and Support Agreement. (ii) immediately following the Company Exchange, Merger Sub will merge with and into CIIG II. | Management | For | For | |||||
| 2. | The Stockholder Adjournment Proposal: To consider and vote upon a proposal to adjourn the special meeting of stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting of stockholders, there are not sufficient votes to approve one or more proposals presented to stockholders for vote. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 28,306 | 0 | 04-Apr-2023 | 04-Apr-2023 | ||
| SPORTSMAP TECH ACQUISITION CORP | |||||||||
| Security | 84921J116 | Meeting Type | Special | ||||||
| Ticker Symbol | SMAPW | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | US84921J1161 | Agenda | 935796954 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To approve an amendment the Company's amended and restated certificate of incorporation to extend the date by which the Company must consummate a business combination or, if it fails to do so, cease its operations and redeem or repurchase 100% of the shares of the Company's common stock issued in the Company's initial public offering, from April 20, 2023, monthly for up to eight additional months at the election of the Company, ultimately until as late as December 20, 2023 (the Extension). | Management | For | For | |||||
| 2. | To approve an amendment to the Investment Management Trust Agreement, dated October 18, 2021, by and between the Company and Continental Stock Transfer & Company, to authorize the Extension contemplated by Proposal 1 and its implementation by the Company. | Management | For | For | |||||
| 3. | To authorize the adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting or adjournment or postponement thereof to approve of the foregoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 10,806 | 0 | 04-Apr-2023 | 04-Apr-2023 | ||
| SPORTSMAP TECH ACQUISITION CORP | |||||||||
| Security | 84921J108 | Meeting Type | Special | ||||||
| Ticker Symbol | SMAP | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | US84921J1088 | Agenda | 935796954 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To approve an amendment the Company's amended and restated certificate of incorporation to extend the date by which the Company must consummate a business combination or, if it fails to do so, cease its operations and redeem or repurchase 100% of the shares of the Company's common stock issued in the Company's initial public offering, from April 20, 2023, monthly for up to eight additional months at the election of the Company, ultimately until as late as December 20, 2023 (the Extension). | Management | For | For | |||||
| 2. | To approve an amendment to the Investment Management Trust Agreement, dated October 18, 2021, by and between the Company and Continental Stock Transfer & Company, to authorize the Extension contemplated by Proposal 1 and its implementation by the Company. | Management | For | For | |||||
| 3. | To authorize the adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting or adjournment or postponement thereof to approve of the foregoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 14,408 | 0 | 04-Apr-2023 | 04-Apr-2023 | ||
| WORLDWIDE WEBB ACQUISITION CORP. | |||||||||
| Security | G97775103 | Meeting Type | Special | ||||||
| Ticker Symbol | WWAC | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | KYG977751034 | Agenda | 935799087 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Approve as a special resolution, to extend the date by which the Company (1) consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination, (2) cease its operations except for the purpose of winding up if it fails to complete such business combination, and (3) redeem all of the Class A ordinary shares sold in initial public offering from 18 months from the closing of our IPO to 24 months from the closing of our IPO. | Management | For | For | |||||
| 2. | Redemption Limitation Amendment Proposal - Approve as a special resolution, the amendment of the Company's Articles to eliminate from the Articles the limitation that the Company shall not redeem Class A ordinary shares sold in the IPO to the extent that such redemption would cause the Company's net tangible assets to be less than $5,000,001. The Redemption Limitation Amendment would allow the Company to redeem Class A ordinary shares irrespective of whether such redemption would exceed the Redemption Limitation. | Management | For | For | |||||
| 3. | Adjournment Proposal - Approve as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates or indefinitely, if necessary or convenient, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the foregoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 49,336 | 0 | 04-Apr-2023 | 04-Apr-2023 | ||
| ACCRETION ACQUISITION CORP. | |||||||||
| Security | 00438Y107 | Meeting Type | Special | ||||||
| Ticker Symbol | ENER | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | US00438Y1073 | Agenda | 935800931 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT PROPOSAL - To amend the Company's amended & restated certificate of incorporation to extend the date (the Termination Date) by which Company has to consummate a Business Combination (as defined below) from April 25, 2023 ("Original Termination Date") to July 25, 2023 ("Charter Extension Date") & to allow Company, without another stockholder vote, to elect to extend Termination Date to consummate a Business Combination on a monthly basis up to 5 times by an additional 1 month each time after Charter Extension Date, by resolution of Company's board. | Management | For | For | |||||
| 2. | ADJOURNMENT PROPOSAL - To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient shares of common stock, par value $0.001 per share in the capital of the Company represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Special Meeting or at the time of the Special Meeting to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 33,634 | 0 | 04-Apr-2023 | 04-Apr-2023 | ||
| BLACK MOUNTAIN ACQUISITION CORP. | |||||||||
| Security | 09216A108 | Meeting Type | Special | ||||||
| Ticker Symbol | BMAC | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | US09216A1088 | Agenda | 935802846 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend and restate the Company's Amended & Restated Certificate of Incorporation (i) to extend the date by which the Company has to consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, involving the Company one or more businesses or entities (a "Business Combination") from 04/18/2023 (the "Original Termination Date") to 06/18/2023 (the "New Termination Date") (ii) to allow the Company's board of directors without another stockholder vote. | Management | For | For | |||||
| 2. | Trust Amendment Proposal - To amend and restate the Investment Management Trust Agreement, dated as of October 13, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, to reflect the New Termination Date and the Additional Extension Option (the "Trust Amendment Proposal"). A copy of the form of the proposed Amended and Restated Investment Management Trust Agreement is set forth in Annex B to the accompanying proxy statement. | Management | For | For | |||||
| 3. | Redemption Limitation Amendment Proposal - To amend and restate the Certificate of Incorporation to eliminate (i) the limitation that the Company shall not redeem its Public Stock to the extent that such redemption would result in the Class A Common Stock, or the securities of any entity that succeeds the Company as a public company, becoming "penny stock" (as defined in accordance with Rule 3a51-1 of the Securities Exchange Act of 1934, as amended), or cause the Company to not meet any greater net tangible asset or cash requirement. | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of Class A Common Stock and shares of Class B common stock, par value $0.0001 per share, in the capital of the Company represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the time of the Stockholder Meeting to approve the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 39,233 | 0 | 04-Apr-2023 | 04-Apr-2023 | ||
| GOLDENBRIDGE ACQUISITION LIMITED | |||||||||
| Security | G3970D104 | Meeting Type | Special | ||||||
| Ticker Symbol | GBRG | Meeting Date | 14-Apr-2023 | ||||||
| ISIN | VGG3970D1042 | Agenda | 935814005 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | Reincorporation Merger Proposal - to approve the merger of Goldenbridge with and into SunCar Technology Group Inc. (the "PubCo"), a Cayman Islands exempted company and wholly owned subsidiary of Goldenbridge, with PubCo surviving the merger. The merger will change Goldenbridge's place of incorporation from the British Virgin Islands to the Cayman Islands. Goldenbridge refers to the merger as the Reincorporation Merger. | Management | For | For | |||||
| 2) | Acquisition Merger Proposal - to approve the authorization for PubCo's board of directors to complete the merger of SunCar Technology Global Inc. (the "Merger Sub"), a Cayman Islands exempted company and wholly owned subsidiary of PubCo, into Auto Services Group Limited (the "SunCar"), a Cayman Islands exempted company, resulting in SunCar becoming a wholly owned subsidiary of PubCo. Goldenbridge refers to the merger as the Acquisition Merger. | Management | For | For | |||||
| 3) | Nasdaq Proposal - to approve for purposes of complying with Nasdaq Listing Rule 5635 (a) and (b), the issuance of more than 20% of the issued and outstanding ordinary shares of PubCo pursuant to the terms of the Merger Agreement and the resulting change in control in connection with the Business Combination. | Management | For | For | |||||
| 4) | Pre-Merger Charter Amendment Proposal - to approve the pre- merger charter amendment. | Management | For | For | |||||
| 5) | PubCo Charter Proposal - to approve each material difference between the proposed PubCo's Amended and Restated Memorandum and Articles of Association and the amended and restated memorandum and articles of association of Goldenbridge, as amended and restated on November 24, 2022. | Management | For | For | |||||
| 6) | Adjournment Proposal - to approve the adjournment of the Extraordinary General Meeting in the event Goldenbridge does not receive the requisite shareholder vote to approve any of the above Proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 29,011 | 0 | 12-Apr-2023 | 12-Apr-2023 | ||
| YOTTA ACQUISITION CORP | |||||||||
| Security | 98741Y103 | Meeting Type | Special | ||||||
| Ticker Symbol | YOTA | Meeting Date | 19-Apr-2023 | ||||||
| ISIN | US98741Y1038 | Agenda | 935823105 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT THE BOARD OF DIRECTORS TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM APRIL 22, 2023 TO APRIL 22, 2024. | Management | For | For | |||||
| 2. | TRUST AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF APRIL 19, 2022 (THE "TRUST AGREEMENT"), BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY TO PROVIDE THAT THE TIME FOR THE COMPANY TO COMPLETE ITS INITIAL BUSINESS COMBINATION UNDER THE TRUST AGREEMENT SHALL BE EXTENDED FROM APRIL 22, 2023 TO APRIL 22, 2024 BY DEPOSITING INTO THE TRUST ACCOUNT $120,000 FOR EACH SUCH ONE-MONTH EXTENSION. | Management | For | For | |||||
| 3. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1 AND PROPOSAL 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 60,341 | 0 | 12-Apr-2023 | 12-Apr-2023 | ||
| CACTUS ACQUISITION CORP. 1 LTD. | |||||||||
| Security | G1745A108 | Meeting Type | Special | ||||||
| Ticker Symbol | CCTS | Meeting Date | 20-Apr-2023 | ||||||
| ISIN | KYG1745A1085 | Agenda | 935795128 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Articles Extension Proposal: To approve, by way of special resolution, an amendment to the Company's amended & restated memorandum and articles of association in the form set forth in Annex A of accompanying proxy statement, to extend date by which the Company would be permitted to consummate an initial business combination from 05/02/2023 to 11/02/2023, as well as to permit the Board, in its sole discretion, to elect to wind up the Company's operations on an earlier date, pursuant set forth in Proposal No. 1 of the accompanying proxy statement. | Management | For | For | |||||
| 2. | Trust Extension Proposal: A proposal to amend the Company's investment management trust agreement, dated as of November 2, 2021, by and between the Company and Continental Stock Transfer & Trust Company, to extend the date by which the Company would be permitted to consummate a business combination from May 2, 2023 to November 2, 2023, or such earlier date as may be determined by the Board, in its sole discretion, pursuant to the resolution set forth in Proposal No. 2 of the accompanying proxy statement. | Management | For | For | |||||
| 3. | Conversion Amendment Proposal: A proposal to approve, by way of special resolution, an amendment to Cactus' Articles to provide for the right of a holder of Class B ordinary shares, par value $0.0001 per share to convert such shares into Class A ordinary shares, par value $0.0001 per share on a one-for-one basis prior to the closing of a business combination at the election of the holder, pursuant to the resolution set forth in Proposal No. 3 of the accompanying proxy statement. | Management | For | For | |||||
| 4. | Director Election Proposal [HOLDERS OF FOUNDER SHARES ONLY]: To approve, by way of ordinary resolution of the holders of the Class B ordinary shares in the capital of the Company, the reappointment of each of Ofer Gonen, Nachum (Homi) Shamir, Hadar Ron, M.D., David J. Shulkin, M.D., and David Sidransky, M.D. until the second succeeding annual general meeting of the Company to be held in 2025 or until their successors are appointed and qualified pursuant to the resolution set forth in Proposal No. 4 of the accompanying proxy statement. | Management | For | For | |||||
| 5. | Adjournment Proposal: A proposal to approve, by way of ordinary resolution, the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal No. 1, Proposal No. 2, Proposal No. 3 or Proposal No. 4, pursuant to the resolution set forth in Proposal No. 5 of the accompanying proxy statement. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 47,584 | 0 | 12-Apr-2023 | 12-Apr-2023 | ||
| ENTERPRISE 4.0 TECHNOLOGY ACQUISITION | |||||||||
| Security | G3137C106 | Meeting Type | Special | ||||||
| Ticker Symbol | ENTF | Meeting Date | 20-Apr-2023 | ||||||
| ISIN | KYG3137C1069 | Agenda | 935825034 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - RESOLVED, as a special resolution, that the Amended and Restated Memorandum of Association and Articles of Association be amended in the form attached to the proxy statement as Annex A, with immediate effect, in order to extend the date by which the Company has to consummate a Business Combination from April 21, 2023 to October 21, 2023 (or such earlier date as determined by the Board of Directors). | Management | For | For | |||||
| 2) | The Founder Share Amendment Proposal - RESOLVED, as a special resolution, that the Amended and Restated Memorandum of Association and Articles of Association be amended in the form attached to the proxy statement as Annex A, with immediate effect, in order to provide for the right of a holder of Class B Ordinary Shares to convert into Class A Ordinary Shares on a one-for-one basis at any time prior to the closing of a Business Combination at the option of a holder of the Class B Ordinary Shares. | Management | For | For | |||||
| 3) | The Auditor Ratification Proposal - RESOLVED, as an ordinary resolution, that the appointment of WithumSmith+Brown, PC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023 be ratified, approved and confirmed in all respects. | Management | For | For | |||||
| 4) | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the extraordinary general meeting in lieu of an annual general meeting to a later date or dates to be determined by the chairman of the extraordinary general meeting in lieu of an annual general meeting, or indefinitely, if necessary or convenient, to permit further solicitation and vote of proxies be confirmed, ratified and approved in all respects. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 9,604 | 0 | 12-Apr-2023 | 12-Apr-2023 | ||
| PYROPHYTE ACQUISITION CORP. | |||||||||
| Security | G7308P101 | Meeting Type | Special | ||||||
| Ticker Symbol | PHYT | Meeting Date | 24-Apr-2023 | ||||||
| ISIN | KYG7308P1019 | Agenda | 935830681 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal: as a special resolution, to amend the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination (an "initial business combination") from April 29, 2023 (the "Current Outside Date") to April 29, 2024 (the "Extended Date"). | Management | For | For | |||||
| 2. | The Liquidation Amendment Proposal - as a special resolution, to amend (the "Liquidation Amendment") the Charter pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to permit the Company's board of directors (the "Board"), in its sole discretion, to elect to wind up the Company's operations on an earlier date than the Extended Date as determined by the Board and included in a public announcement (the "Liquidation Amendment Proposal"). | Management | For | For | |||||
| 3. | The Redemption Limitation Amendment Proposal - as a special resolution, to amend (the "Redemption Limitation Amendment") the Charter pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to eliminate from the Charter the limitation that the Company may not redeem public shares in an amount that would cause the Company's net tangible assets to be less than $5,000,001 in connection with the Company's initial business combination (the "Redemption Limitation Amendment Proposal"). | Management | For | For | |||||
| 4. | The Founder Share Amendment Proposal - as a special resolution, to amend (the "Founder Share Amendment") the Charter pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to amend the Charter to provide for the right of a holder of the Company's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares" and, together with the Class A Ordinary Shares, the "Ordinary Shares"), to convert into Class A ordinary shares, par value $0.0001 per share, of the Company. | Management | For | For | |||||
| 5. | The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary or convenient, to (i) permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal, the Liquidation Amendment Proposal, the Redemption Limitation Amendment Proposal or the Founder Share Amendment Proposal, or if we otherwise determine that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 4,766 | 0 | 17-Apr-2023 | 17-Apr-2023 | ||
| PIMCO CLOSED-END FUNDS | |||||||||
| Security | 69355M107 | Meeting Type | Annual | ||||||
| Ticker Symbol | PDO | Meeting Date | 26-Apr-2023 | ||||||
| ISIN | US69355M1071 | Agenda | 935795801 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Kathleen McCartney | Management | Split | Split | |||||
| 1.2 | Election of Trustee: Sarah E. Cogan | Management | Split | Split | |||||
| 1.3 | Election of Trustee: E. Grace Vandecruze | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 621,647 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| PIMCO ACCESS INCOME FUND | |||||||||
| Security | 72203T100 | Meeting Type | Annual | ||||||
| Ticker Symbol | PAXS | Meeting Date | 26-Apr-2023 | ||||||
| ISIN | US72203T1007 | Agenda | 935795851 - Opposition | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Kathleen McCartney | Management | Split | Split | |||||
| 1.2 | Election of Trustee: Deborah DeCotis | Management | Split | Split | |||||
| 1.3 | Election of Trustee: David Fisher | Management | Split | Split | |||||
| 1.4 | Election of Trustee: Joseph B. Kittredge, Jr. | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 560,257 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| CLIMATEROCK | |||||||||
| Security | G2311X100 | Meeting Type | Special | ||||||
| Ticker Symbol | CLRC | Meeting Date | 27-Apr-2023 | ||||||
| ISIN | KYG2311X1007 | Agenda | 935828941 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To amend, by way of special resolution, the amended and restated Memorandum and Articles of Association of ClimateRock to extend the date by which ClimateRock has to consummate a business combination from November 2, 2023 (assuming the Sponsor effects the Paid Extensions) to May 2, 2024 (or such earlier date as determined by the Board in its sole discretion). | Management | For | For | |||||
| 2. | The Liquidation Amendment Proposal - To amend, by way of special resolution, the amended and restated Memorandum and Articles of Association of ClimateRock to permit the Board, in its sole discretion, to elect to wind up our operations on, or on an earlier date than May 2, 2024 (including prior to May 2, 2023). | Management | For | For | |||||
| 3. | The Adjournment Proposal - To approve by ordinary resolution the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the foregoing proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 62,670 | 0 | 17-Apr-2023 | 17-Apr-2023 | ||
| ALTENERGY ACQUISITION CORP. | |||||||||
| Security | 02157M108 | Meeting Type | Special | ||||||
| Ticker Symbol | AEAE | Meeting Date | 28-Apr-2023 | ||||||
| ISIN | US02157M1080 | Agenda | 935835009 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to amend the Amended and Restated Certificate of Incorporation ("Charter") ("Extension Proposal") by which the Company must (1) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses ("initial business combination") or (2) cease its operations except for the purpose of winding up if it fails to complete such initial business combination, and redeem all of the Class A common stock. | Management | For | For | |||||
| 2. | To approve the adjournment of the Special Meeting to a later date or dates if necessary or convenient, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal, which will only be presented at the Special Meeting if, based on tabulated votes, are not sufficient votes at the time of the Special Meeting to approve Extension Proposal, in which case the Adjournment Proposal will be the only proposal presented at the Special Meeting. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 23,792 | 0 | 19-Apr-2023 | 19-Apr-2023 | ||
| LIV CAPITAL ACQUISITION CORP II | |||||||||
| Security | G5510R105 | Meeting Type | Special | ||||||
| Ticker Symbol | LIVB | Meeting Date | 01-May-2023 | ||||||
| ISIN | KYG5510R1056 | Agenda | 935834829 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - as a special resolution, to amend the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amendment in the form set forth in Part 1 of Annex A of the accompanying proxy statement. | Management | For | For | |||||
| 2. | The Founder Share Amendment Proposal - as a special resolution, to amend the Company's Charter in the form set forth in Part 2 of Annex A of the accompanying proxy statement to provide for the right of a holder of Class B ordinary shares of the Company (the "Founder Shares" or the "Class B Ordinary Shares") to convert such Class B Ordinary Shares into Class A ordinary shares (the "Class A Ordinary Shares") on a one-for-one basis prior to the closing of a business combination at the election of the holder (the "Founder Share Amendment Proposal"). | Management | For | For | |||||
| 3. | The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal ("Adjournment Proposal"), which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not sufficient votes at the time of Extraordinary General Meeting to approve the Extension Proposal. | Management | For | For | |||||
| 4. | The Redemption Limitation Amendment Proposal - as a special resolution, to amend the Company's Charter, as provided by the third resolution in the form set forth in Part 3 of Annex A to the accompanying proxy statement (the "Redemption Limitation Amendment" and such proposal, the "Redemption Limitation Amendment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 65,640 | 0 | 19-Apr-2023 | 19-Apr-2023 | ||
| JUPITER WELLNESS ACQUISITION CORP. | |||||||||
| Security | 48208E108 | Meeting Type | Special | ||||||
| Ticker Symbol | JWAC | Meeting Date | 02-May-2023 | ||||||
| ISIN | US48208E1082 | Agenda | 935813976 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to approve the Business Combination described in this proxy statement/prospectus, including (a) adopting the Business Combination Agreement, a copy of which is attached to the accompanying proxy statement/prospectus as Annex A, which, among other things, provides for the Share Exchange and the merger of JWAC with and into a wholly-owned subsidiary of the newly formed holding company Pubco, with each of JWAC and Chijet ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2a. | The Charter Amendments Proposal - to consider and vote upon a proposal to approve amended and restated memorandum and articles of association of Pubco (the "Proposed Charter") in accordance with our certificate of incorporation, in the form attached hereto as Annex B: to provide for a single class of Pubco Ordinary Shares and increase the number of authorized Pubco Ordinary Shares to 499,000,000 authorized shares. | Management | For | For | |||||
| 2b. | The Charter Amendments Proposal - to consider and vote upon a proposal to approve amended and restated memorandum and articles of association of Pubco (the "Proposed Charter") in accordance with our certificate of incorporation, in the form attached hereto as Annex B: to increase the number of authorized shares of Pubco "blank check" preferred stock to 1,000,000 authorized shares. | Management | For | For | |||||
| 2c. | The Charter Amendments Proposal - to consider and vote upon a proposal to approve amended and restated memorandum and articles of association of Pubco (the "Proposed Charter") in accordance with our certificate of incorporation, in the form attached hereto as Annex B: to establish that the board of directors of Pubco following the Closing of the Business Combination (the "Pubco Board") will not be divided into classes (with the number of directors of the Pubco Board being initially fixed at seven ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3a. | The Advisory Charter Amendments Proposals - to consider and vote upon, on a nonbinding advisory basis, certain governance provisions in the Proposed Charter, presented separately in accordance with U.S. Securities and Exchange Commission ("SEC") requirements: to provide for a single class of Pubco Ordinary Shares and increase the number of authorized Pubco Ordinary Shares to 499,000,000 authorized shares. | Management | For | For | |||||
| 3b. | The Advisory Charter Amendments Proposals - to consider and vote upon, on a nonbinding advisory basis, certain governance provisions in the Proposed Charter, presented separately in accordance with U.S. Securities and Exchange Commission ("SEC") requirements: to increase the number of authorized shares of Pubco "blank check" preferred stock to 1,000,000 authorized shares. | Management | For | For | |||||
| 3c. | The Advisory Charter Amendments Proposals - to consider and vote upon, on a nonbinding advisory basis, certain governance provisions in the Proposed Charter, presented separately in accordance with U.S. Securities and Exchange Commission ("SEC") requirements: to establish that the board of directors of Pubco following the Closing of the Business Combination (the "Pubco Board") will not be divided into classes (with the number of directors of the Pubco Board being initially fixed at seven, as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | The Nasdaq Stock Issuance Proposal - RESOLVED, that for the purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635, the issuance of Pubco Ordinary Shares pursuant to the Business Combination Agreement, including to Chijet members, be approved, and that for purposes of complying with the applicable provisions of Nasdaq Listing Rule 3635, the potential issuance of the Earnout Shares pursuant to the terms and conditions of the Business Combination Agreement, be approved. | Management | For | For | |||||
| 5. | The Incentive Plan Proposal - to consider and vote upon a proposal to approve the Chijet Motors 2023 Stock Incentive Plan (the "Incentive Plan), effective upon the consummation of the Business Combination, including the authorization of the shares reserve under the Incentive Plan, in substantially the form attached to the accompanying proxy statement/prospectus as Annex C. | Management | For | For | |||||
| 6. | The Adjournment Proposal - RESOLVED, that the adjournment of the meeting to a later date or dates, if necessary, be determined by the chairman of the meeting to permit further solicitation and vote of proxies if it is determined by the Board that more time is necessary or appropriate to approve one or more Proposals at the meeting be adopted and approved in all respects. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 46,148 | 0 | 12-Apr-2023 | 12-Apr-2023 | ||
| PERSHING SQUARE HOLDINGS LTD | |||||||||
| Security | G7016V101 | Meeting Type | Annual General Meeting | ||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | |||||||
| ISIN | GG00BPFJTF46 | Agenda | 716887596 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 882367 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||
| 1. | TO RECEIVE THE AUDITED ACCOUNTS, THE DIRECTORS REPORT AND THE AUDITORS REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | |||||
| 2. | TO RE-APPOINT ERNST & YOUNG LLP, WHO HAVE INDICATED THEIR WILLINGNESS TO CONTINUE IN OFFICE, AS AUDITOR (THE AUDITOR) OF THE COMPANY FROM THE CONCLUSION OF THIS AGM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||
| 3. | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||
| 4. | TO RE-ELECT NICHOLAS BOTTA AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
| 5. | TO RE-ELECT ANNE FARLOW AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
| 6. | TO RE-ELECT BRONWYN CURTIS AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
| 7. | TO RE-ELECT ANDREW HENTON AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
| 8. | TO RE-ELECT TOPE LAWANI AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
| 9. | TO RE-ELECT RUPERT MORLEY AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
| 10. | TO RE-ELECT TRACY PALANDJIAN AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||
| 11. | TO AUTHORISE THE COMPANY IN ACCORDANCE WITH SECTION 315 OF THE COMPANIES (GUERNSEY) LAW, 2008 (AS AMENDED) (THE LAW) (SUBJECT TO THE DUTCH ACT ON FINANCIAL MARKETS SUPERVISION (WET OP HET FINANCIEEL TOEZICHT) AND THE RULES PROMULGATED THEREUNDER, THE UK LISTING RULES, EU MAR, UK | Management | For | For | |||||
| MAR AND ALL OTHER APPLICABLE LEGISLATION AND REGULATIONS) TO MAKE MARKET ACQUISITIONS (AS DEFINED IN THE LAW) OF ITS PUBLIC SHARES IN ISSUE FROM TIME TO TIME IN ACCORDANCE WITH THE PROVISIONS STATED IN THE NOTICE OF AGM | |||||||||
| 12. | TO APPROVE THE DISAPPLICATION OF THE PRE- EMPTION RIGHTS CONTAINED IN THE COMPANY'S ARTICLES OF INCORPORATION SO THAT THE BOARD HAS THE AUTHORITY TO ALLOT AND ISSUE (OR SELL FROM TREASURY) UP TO 18,992,894 PUBLIC SHARES (BEING EQUIVALENT TO 10 PER CENT. OF THE PUBLIC SHARES IN ISSUE AS AT THE LATEST PRACTICABLE DATE PRIOR TO THE DATE OF PUBLICATION OF THE NOTICE OF AGM) | Management | For | For | |||||
| 13.a. | TO APPROVE THAT THE ARTICLES OF INCORPORATION PRODUCED TO THE AGM, BE ADOPTED, WITH EFFECT FROM CONCLUSION OF THE AGM, AS THE NEW ARTICLES OF INCORPORATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION, IN THEIR ENTIRETY, OF, THE EXISTING ARTICLES: TO PASS RESOLUTION 13 AS A SPECIAL RESOLUTION OF THE VOTING SHARES | Management | For | For | |||||
| 13.b. | TO APPROVE THAT THE ARTICLES OF INCORPORATION PRODUCED TO THE AGM, BE ADOPTED, WITH EFFECT FROM CONCLUSION OF THE AGM, AS THE NEW ARTICLES OF INCORPORATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION, IN THEIR ENTIRETY, OF, THE EXISTING ARTICLES: TO PASS RESOLUTION 13 AS AN ORDINARY RESOLUTION OF THE PUBLIC SHARES | Management | For | For | |||||
| CMMT | 27 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE AND CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN-YOUR VOTES FOR MID: 886581, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| AL97 | AL97 | STATE STREET BANK | 550,832 | 0 | 21-Apr-2023 | 21-Apr-2023 | |||
| BARINGS BDC, INC. | |||||||||
| Security | 06759L103 | Meeting Type | Annual | ||||||
| Ticker Symbol | BBDC | Meeting Date | 04-May-2023 | ||||||
| ISIN | US06759L1035 | Agenda | 935787183 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | Election of Class II Director who will serve until 2026 Annual Meeting: Steve Byers | Management | Split | Split | |||||
| 1b. | Election of Class II Director who will serve until 2026 Annual Meeting: Valerie Lancaster-Beal | Management | Split | Split | |||||
| 1c. | Election of Class II Director who will serve until 2026 Annual Meeting: John A. Switzer | Management | Split | Split | |||||
| 2. | To authorize the Company, with subsequent approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 30% of its then outstanding common stock immediately prior to each such offering). | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,235,529 | 0 | 03-May-2023 | 03-May-2023 | ||
| TG VENTURE ACQUISITION CORP. | |||||||||
| Security | 87251T109 | Meeting Type | Special | ||||||
| Ticker Symbol | TGVC | Meeting Date | 04-May-2023 | ||||||
| ISIN | US87251T1097 | Agenda | 935829044 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - a proposal to amend our Amended and Restated Certificate of Incorporation to extend the time period we have to consummate a business combination for an additional six months, from May 5, 2023 to November 5, 2023. | Management | For | For | |||||
| 2. | The Trust Amendment Proposal - a proposal to amend the Investment Management Trust Agreement, dated November 2, 2021, by and between Continental Stock Transfer & Trust Company and the Company, to extend the business combination period for an additional six months, from May 5, 2023 to November 5, 2023. | Management | For | For | |||||
| 3. | The Adjournment Proposal - a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 25,664 | 0 | 17-Apr-2023 | 17-Apr-2023 | ||
| NUVEEN PREFERRED AND INC SECURITIES FD | |||||||||
| Security | 67072C105 | Meeting Type | Annual | ||||||
| Ticker Symbol | JPS | Meeting Date | 08-May-2023 | ||||||
| ISIN | US67072C1053 | Agenda | 935816679 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | DIRECTOR | Management | |||||||
| 1 | Robert L. Young* | For | For | ||||||
| 2 | Amy B.R. Lancellotta** | For | For | ||||||
| 3 | John K. Nelson** | For | For | ||||||
| 4 | Terence J. Toth** | For | For | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,553,816 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| FINNOVATE ACQUISITION CORP. | |||||||||
| Security | G3R34K103 | Meeting Type | Special | ||||||
| Ticker Symbol | FNVT | Meeting Date | 08-May-2023 | ||||||
| ISIN | KYG3R34K1037 | Agenda | 935860115 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | To approve, by way of special resolution, an amendment to the Company's amended and restated memorandum and articles of association in the form set forth in Annex A of the accompanying proxy statement, to extend the date by which the Company would be permitted to consummate an initial business combination from May 8, 2023 to May 8, 2024, as well as to permit the Board, in its sole discretion, to elect to wind up the Company's operations on an earlier date, pursuant to the resolution set forth in Proposal No. 1 of the accompanying proxy statement. | Management | For | For | |||||
| 2. | To approve, by way of special resolution, an amendment to the Company's amended and restated memorandum and articles of association in the form set forth in Annex B of the accompanying proxy statement to provide for the right of a holder of Class B ordinary shares, par value $0.0001 per share to convert such shares into Class A ordinary shares, par value $0.0001 per share on a one- for-one basis prior to closing of a business combination at election of the holder pursuant to the resolution set forth in Proposal No. 2 of accompanying proxy statement. | Management | For | For | |||||
| 3. | Adjournment Proposal - A proposal to approve, by way of ordinary resolution, the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal No. 1 or Proposal No. 2, pursuant to the resolution set forth in Proposal No. 3 of the accompanying proxy statement. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 32,014 | 0 | 04-May-2023 | 04-May-2023 | ||
| CHURCHILL CAPITAL CORP VII | |||||||||
| Security | 17144M102 | Meeting Type | Special | ||||||
| Ticker Symbol | CVII | Meeting Date | 11-May-2023 | ||||||
| ISIN | US17144M1027 | Agenda | 935834792 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - To amend the amended and restated certificate of incorporation of Churchill Capital Corp VII ("Churchill") to extend the date by which Churchill has to consummate a business combination (the "Extension"), as more fully set forth in Churchill's proxy statement (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2) | The Adjournment Proposal - To adjourn the special meeting of Churchill stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if Churchill determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 100,420 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| CHURCHILL CAPITAL CORP VI | |||||||||
| Security | 17143W101 | Meeting Type | Special | ||||||
| Ticker Symbol | CCVI | Meeting Date | 11-May-2023 | ||||||
| ISIN | US17143W1018 | Agenda | 935836948 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - To amend the amended and restated certificate of incorporation of Churchill Capital Corp VI ("Churchill") to extend the date by which Churchill has to consummate a business combination (the "Extension"), as more fully set forth in Churchill's proxy statement (the "Extension Amendment Proposal"). | Management | For | For | |||||
| 2) | The Adjournment Proposal - To adjourn the special meeting of Churchill stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if Churchill determines that additional time is necessary to effectuate the Extension. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 99,545 | 0 | 25-Apr-2023 | 25-Apr-2023 | ||
| NABORS ENERGY TRANSITION CORP. | |||||||||
| Security | 629567108 | Meeting Type | Special | ||||||
| Ticker Symbol | NETC | Meeting Date | 11-May-2023 | ||||||
| ISIN | US6295671084 | Agenda | 935846949 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - To amend and restate the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to allow the Company's board of directors, without another stockholder vote, to elect to extend the date by which the Company has to consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, involving the Company and one or more businesses or entities (an "initial ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - To amend and restate the Investment Management Trust Agreement, dated as of November 16, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, to reflect the Monthly Extension Option (the "Trust Amendment Proposal"). A copy of the form of the proposed Amended and Restated Investment Management Trust Agreement is set forth in Annex B to the accompanying proxy statement. | Management | For | For | |||||
| 3. | Redemption Limitation Amendment Proposal - To amend and restate the Certificate of Incorporation to eliminate (i) the limitation that the Company shall not redeem its Public Stock to the extent that such redemption would result in the Class A Common Stock, or the securities of any entity that succeeds the Company as a public company, becoming "penny stock" (as defined in accordance with Rule 3a51-1 of the Securities Exchange Act of 1934, as amended), or cause the Company to not meet any greater net ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of Class A Common Stock, shares of Class B common stock, par value $0.0001 per share, and shares of Class F common stock, par value $0.0001 per share, in the capital of the Company represented (either virtually or by proxy) to constitute ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 62,576 | 0 | 04-May-2023 | 04-May-2023 | ||
| ARISZ ACQUISITION CORP. | |||||||||
| Security | 040450108 | Meeting Type | Special | ||||||
| Ticker Symbol | ARIZ | Meeting Date | 11-May-2023 | ||||||
| ISIN | US0404501084 | Agenda | 935849034 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | CHARTER AMENDMENT-APPROVAL OF AN AMENDMENT TO CERTIFICATE OF INCORPORATION TO: (A) EXTEND THE DATE BY WHICH ARISZ MUST CONSUMMATE A BUSINESS COMBINATION FROM 05/22/23 TO 02/22/24, OR SUCH EARLIER DATE AS DETERMINED BY THE BOARD OF DIRECTORS, PROVIDED THAT ARISZ DEPOSITS INTO THE TRUST ACCOUNT $120,000 FOR EACH MONTH EXTENDED, AND (B) CHANGE SECTION 6(D) OF THE CHARTER TO STATE THAT ARISZ WILL NOT CONSUMMATE ANY BUSINESS COMBINATION UNLESS IT (I) HAS NET TANGIBLE ASSETS OF AT LEAST $5,000,001, OR (II) IS OTHERWISE EXEMPT FROM RULE 419 UNDER THE 1933 ACT. | Management | For | For | |||||
| 2. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF NOVEMBER 17, 2021 (THE "TRUST AGREEMENT"), BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY TO PROVIDE THAT THE TIME FOR THE COMPANY TO COMPLETE ITS INITIAL BUSINESS COMBINATION (THE "BUSINESS COMBINATION PERIOD") UNDER THE TRUST AGREEMENT SHALL BE EXTENDED FROM 05/22/2023 TO 02/22/2024 & TO THE EXTENT THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION IS AMENDED TO EXTEND THE BUSINESS COMBINATION. | Management | For | For | |||||
| 3. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1 AND PROPOSAL 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 39,063 | 0 | 01-May-2023 | 01-May-2023 | ||
| LAMF GLOBAL VENTURES CORP I | |||||||||
| Security | G5338L108 | Meeting Type | Special | ||||||
| Ticker Symbol | LGVC | Meeting Date | 11-May-2023 | ||||||
| ISIN | KYG5338L1086 | Agenda | 935855948 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Proposal - as a special resolution, to amend the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination (a "business combination") from May 16, 2023 (the "Current Outside ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2) | The Redemption Limitation Amendment Proposal - as a special resolution, to amend the Charter pursuant to an amendment to the Charter in the form set forth in Annex B of the accompanying proxy statement to eliminate (i) the limitation that the Company may not redeem public shares in an amount that would cause the Company's net tangible assets to be less than $5,000,001 and (ii) the limitation that the Company shall not consummate a business combination unless the Company has net tangible assets ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3) | The Founder Share Amendment Proposal - as a special resolution, to amend the Charter pursuant to an amendment to the Charter in the form set forth in Annex C of the accompanying proxy statement to provide for the right of a holder of the Company's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), to convert into Class A ordinary shares, par value $0.0001 per share, of the Company (the "Class A Ordinary Shares" or "public shares") on a one-for-one basis ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4) | The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary or convenient, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal, the Redemption Limitation Amendment Proposal or the Founder Share Amendment Proposal, or if we otherwise determine that additional time is necessary ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 110,736 | 0 | 09-May-2023 | 09-May-2023 | ||
| MOUNTAIN CREST ACQUISITION CORP. V | |||||||||
| Security | 62404B107 | Meeting Type | Special | ||||||
| Ticker Symbol | MCAG | Meeting Date | 12-May-2023 | ||||||
| ISIN | US62404B1070 | Agenda | 935858134 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | SECOND EXTENSION AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM MAY 16, 2023 TO FEBRUARY 16, 2024. | Management | For | For | |||||
| 2. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 67,514 | 0 | 04-May-2023 | 04-May-2023 | ||
| CRESCERA CAPITAL ACQUISITION CORP | |||||||||
| Security | G26507106 | Meeting Type | Special | ||||||
| Ticker Symbol | CREC | Meeting Date | 16-May-2023 | ||||||
| ISIN | KYG265071061 | Agenda | 935853639 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal -To amend, by way of special resolution, CCAP's Articles to extend the date (the "Termination Date") by which CCAP has to consummate a Business Combination (the "Extension Amendment") from May 23, 2023 (the date which is 18 months from the closing date of the Company's initial public offering of shares of Class A shares (the "IPO") (the "Original Termination Date") to November 23, 2023 (the date which is 24 months from the closing date of the Company's IPO) (the "Articles Extension Date"). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - To amend, by way of special resolution, the Company's Articles, as provided by the second resolution in the form set forth in Annex A to the accompanying proxy statement (the "Redemption Limitation Amendment" and such proposal, the "Redemption Limitation Amendment Proposal") to eliminate from the Articles the limitation that the Company shall not redeem Class A Ordinary Shares included as part of the units sold in the IPO (including any shares issued in exchange thereof. | Management | For | For | |||||
| 3. | The Founder Conversion Amendment Proposal - To amend, by way of special resolution, the Company's Articles, as provided by the third resolution in the form set forth in Annex A to the accompanying proxy statement (the "Founder Conversion Amendment" and such proposal, the "Founder Conversion Amendment Proposal") to provide that the Class B Ordinary Shares may be converted either at the time of the consummation of the Company's initial Business Combination or at any earlier date at the option of the holders of the Class B Ordinary Shares. | Management | For | For | |||||
| 4. | The Adjournment Proposal - To adjourn, by way of ordinary resolution, the Shareholder Meeting to a later date or dates, if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, (ii) if the holders of Public Shares (as defined below) have elected to redeem an amount of shares in connection with the Extension Amendment such that CCAP would not adhere to the continued listing requirements of the Nasdaq Stock Market LLC ("Nasdaq"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 23,340 | 0 | 04-May-2023 | 04-May-2023 | ||
| ROTH CH ACQUISITION V CO. | |||||||||
| Security | 77867R100 | Meeting Type | Special | ||||||
| Ticker Symbol | ROCL | Meeting Date | 17-May-2023 | ||||||
| ISIN | US77867R1005 | Agenda | 935862866 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | EXTENSION AMENDMENT - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ALLOW THE COMPANY TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION UP TO SIX (6) TIMES, EACH SUCH EXTENSION FOR AN ADDITIONAL ONE (1) MONTH PERIOD, FROM JUNE 3, 2023 TO DECEMBER 4, 2023. | Management | For | For | |||||
| 2. | ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRPERSON OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE FOREGOING PROPOSAL. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 61,950 | 0 | 09-May-2023 | 09-May-2023 | ||
| BARINGS CORPORATE INVESTORS | |||||||||
| Security | 06759X107 | Meeting Type | Annual | ||||||
| Ticker Symbol | MCI | Meeting Date | 18-May-2023 | ||||||
| ISIN | US06759X1072 | Agenda | 935815780 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Michael H. Brown | Split | Split | ||||||
| 2 | Barbara M. Ginader | Split | Split | ||||||
| 3 | Maleyne M. Syracuse | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 452,491 | 0 | 17-May-2023 | 17-May-2023 | ||
| BARINGS PARTICIPATION INVESTORS | |||||||||
| Security | 06761A103 | Meeting Type | Annual | ||||||
| Ticker Symbol | MPV | Meeting Date | 18-May-2023 | ||||||
| ISIN | US06761A1034 | Agenda | 935815792 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Michael H. Brown | Split | Split | ||||||
| 2 | Barbara M. Ginader | Split | Split | ||||||
| 3 | Maleyne M. Syracuse | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 309,239 | 0 | 17-May-2023 | 17-May-2023 | ||
| WESTERN ASSET/CLAYMORE LINKED OPP & INC | |||||||||
| Security | 95766R104 | Meeting Type | Annual | ||||||
| Ticker Symbol | WIW | Meeting Date | 19-May-2023 | ||||||
| ISIN | US95766R1041 | Agenda | 935829955 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Susan B. Kerley | Split | Split | ||||||
| 2 | Michael Larson | Split | Split | ||||||
| 3 | Ronald L. Olson | Split | Split | ||||||
| 4 | Avedick B. Poladian | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,003,697 | 0 | 18-May-2023 | 18-May-2023 | ||
| PROOF ACQUISITION CORP I | |||||||||
| Security | 74349W203 | Meeting Type | Special | ||||||
| Ticker Symbol | PACIU | Meeting Date | 19-May-2023 | ||||||
| ISIN | US74349W2035 | Agenda | 935849022 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - A proposal (the "Extension Amendment Proposal") to amend the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation"), as set forth in Annex A of the accompanying Proxy Statement, to change the timing of and payment required to extend the date by which the Company must consummate an initial Business Combination. | Management | For | For | |||||
| 2) | The Trust Agreement Amendment Proposal - A proposal (the "Trust Agreement Amendment Proposal") to approve the amendment to the Company's Investment Management Trust Agreement, dated as of November 30, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as set forth in Annex B of the accompanying Proxy Statement to allow for the Extension Amendment. | Management | For | For | |||||
| 3) | The Adjournment Proposal - To adjourn the Special Meeting to a later date or dates, if necessary, either (x) to permit further solicitation and vote of proxies if, based on the tabulated vote at the time of the Special Meeting: (i) there are insufficient shares of Class A common stock and Class B common stock represented to constitute a quorum or (ii) there are insufficient votes to approve the Extension Amendment Proposal and the Trust Agreement Amendment Proposal or (y) if the board determines before the Special Meeting that it is not necessary. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 68,145 | 0 | 09-May-2023 | 09-May-2023 | ||
| VIRTUS GLOBAL DIVIDEND AND INCOME FUND I | |||||||||
| Security | 92835W107 | Meeting Type | Annual | ||||||
| Ticker Symbol | ZTR | Meeting Date | 22-May-2023 | ||||||
| ISIN | US92835W1071 | Agenda | 935837178 - Opposition | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 10a | Election of Class III Director: Connie D. McDaniel | Management | For | For | |||||
| 10b | Election of Class III Director: Geraldine M. McNamara | Management | For | For | |||||
| 10c | Election of Class III Director: R. Keith Walton | Management | For | For | |||||
| 10d | Election of Class III Director: Brian T. Zino | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1,526,512 | 0 | 10-May-2023 | 10-May-2023 | ||
| GRAF ACQUISITION CORP. IV | |||||||||
| Security | 384272100 | Meeting Type | Special | ||||||
| Ticker Symbol | GFOR | Meeting Date | 22-May-2023 | ||||||
| ISIN | US3842721009 | Agenda | 935864202 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - A proposal to amend the Company's amended and restated certificate of incorporation (the "Charter"), in the form set forth in Annex A to the accompanying Proxy Statement, to (i) extend the date by which the Company must consummate the Business Combination (as defined below) from 05/25/2023 to 09/29/2023 (the "Extended Date"), and (ii) permit the Company's board of directors (the "Board"), in its sole discretion, to elect to wind up the Company's operations on an earlier date than the Extended Date as determined by the Board. | Management | For | For | |||||
| 2. | Adjournment Proposal - A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal, or to provide additional time to effectuate the Extension (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 48,320 | 0 | 09-May-2023 | 09-May-2023 | ||
| MINORITY EQUALITY OPPORTUNITIES ACQ INC. | |||||||||
| Security | 60436Q100 | Meeting Type | Special | ||||||
| Ticker Symbol | MEOA | Meeting Date | 22-May-2023 | ||||||
| ISIN | US60436Q1004 | Agenda | 935870596 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from May 30, 2023 up to three (3) one-month extensions to August 30, 2023, as specifically provided in the Proxy Statement, or such earlier date as determined by the board of directors. | Management | For | For | |||||
| 2. | Adjournment Proposal: Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 50,249 | 0 | 19-May-2023 | 19-May-2023 | ||
| MINORITY EQUALITY OPPORTUNITIES ACQ INC. | |||||||||
| Security | 60436Q100 | Meeting Type | Special | ||||||
| Ticker Symbol | MEOA | Meeting Date | 24-May-2023 | ||||||
| ISIN | US60436Q1004 | Agenda | 935867816 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Business Combination Amendment Proposal - To (a) adopt and approve the Business Combination Agreement, a copy of which is attached to the accompanying proxy statement/prospectus as Annex A- 1, and (b) approve the business combination contemplated thereby (the "Business Combination"). | Management | For | For | |||||
| 2. | Charter Amendment Proposal - To approve a proposed amended and restated certificate of incorporation (the "Proposed Charter"), which will amend and restate the Company's current amended and restated certificate of incorporation (the "Current Charter"), and which Proposed Charter will be in effect when duly filed with the Secretary of State of the State of Delaware in connection with the closing of the Business Combination. | Management | For | For | |||||
| 3. | The Advisory Charter Amendment Proposals - To approve, on a non- binding advisory basis, the following material differences between the Proposed Charter and the Current Charter, which are being presented in accordance with the requirements of the Securities and Exchange Commission as five (5) separate sub- proposals. | Management | For | For | |||||
| 3A. | Advisory Charter Proposal A - To change the corporate name of New Digerati to "Verve Technologies Corporation." | Management | For | For | |||||
| 3B. | Advisory Charter Proposal B - To reclassify the Company's existing 100,000,000 authorized shares of Class A Common Stock into 100,000,000 authorized shares of common stock (after giving effect to the conversion of each outstanding share of Class B Common Stock to Class A Common Stock under the terms of the Current Charter). | Management | For | For | |||||
| 3C. | Advisory Charter Proposal C - To divide the board of directors into three classes with staggered three-year terms, rather than two classes with staggered two-year terms. | Management | For | For | |||||
| 3D. | Advisory Charter Proposal D - To provide that the removal of any director be only for cause and only by the affirmative vote of holders of at least 662/3% of the then outstanding shares entitled to vote at an election of directors, rather than a simple majority. | Management | For | For | |||||
| 3E. | Advisory Charter Proposal E - To make New Digerati's corporate existence perpetual as opposed to MEOA's corporate existence, which is required to be dissolved and liquidated on May 30, 2023, and to remove from the Proposed Charter the various provisions applicable only to blank check companies. | Management | For | For | |||||
| 4. | NASDAQ Stock Issuance Proposal - To approve, assuming the Business Combination Proposal is approved and adopted, for purposes of complying with the Nasdaq Listing Rule 5635, the issuance of up to 7,108,081 newly issued shares of the common stock of New Digerati in the Business Combination, which amount will be determined as described in more detail in the accompanying proxy statement/prospectus under the heading titled "Business Combination Proposal - Ownership of New Digerati". | Management | For | For | |||||
| 5. | Director Election Proposal - To approve, assuming the Business Combination Proposal is approved and adopted, the appointment of seven (7) directors named in the accompanying proxy statement/prospectus who, upon consummation of the Business Combination, will become directors of New Digerati. | Management | For | For | |||||
| 6. | Equity Incentive Plan Proposal - To approve, assuming the Business Combination Proposal is approved and adopted, the Verve Technologies Corporation 2023 Omnibus Securities and Incentive Plan, a copy of which is attached as an exhibit to the accompanying proxy statement/prospectus, which will become effective the day prior to the Closing. | Management | For | For | |||||
| 7. | Net Tangible Assets Proposal - To approve, assuming the Business Combination Proposal is approved and adopted, amendments to the Current Charter, which amendments shall be effective, if adopted and implemented by the Company, prior to the consummation of the Business Combination, to remove from the Current Charter requirements limiting the Company's ability to redeem shares of its Class A Common Stock and consummate an initial business combination if the amount of such redemptions would cause the Company to have less than $5,000,001 in net tangible assets. | Management | For | For | |||||
| 8. | Adjournment Proposal - To approve a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve the Business Combination Proposal, the Charter Amendment Proposal, the Nasdaq Stock Issuance Proposal, the Director Election Proposal, the Equity Incentive Plan Proposal or the Net Tangible Asset Proposal, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 50,249 | 0 | 15-May-2023 | 15-May-2023 | ||
| GSR II METEORA ACQUISITION CORP. | |||||||||
| Security | 36263W105 | Meeting Type | Special | ||||||
| Ticker Symbol | GSRM | Meeting Date | 25-May-2023 | ||||||
| ISIN | US36263W1053 | Agenda | 935864214 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - A proposal to amend PubCo's amended and restated certificate of incorporation (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A to the accompanying Proxy Statement (the "Extension Amendment" and such proposal, the "Extension Amendment Proposal") to extend the date (the "Extension") by which PubCo must (1) effect a merger, common stock exchange, asset acquisition, stock purchase, reorganization or other ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - A proposal to amend the Investment Management Trust Agreement, dated February 24, 2022, by and between PubCo and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental" and such agreement, the "Trust Agreement") pursuant to an amendment in the form set forth in Annex B of the accompanying proxy statement, to change the initial date on which Continental must commence liquidation of the trust account ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - A proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve the Extension Amendment Proposal or the Trust Amendment Proposal (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 41,904 | 0 | 09-May-2023 | 09-May-2023 | ||
| FG MERGER CORP. | |||||||||
| Security | 30324Y101 | Meeting Type | Special | ||||||
| Ticker Symbol | FGMC | Meeting Date | 26-May-2023 | ||||||
| ISIN | US30324Y1010 | Agenda | 935867690 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The FGMC Business Combination Proposal - to consider and vote upon a proposal to approve the Merger Agreement and Plan of Reorganization (the "Merger Agreement"), dated as of January 5, 2023, by and among FGMC, FG Merger Sub Inc., a Nevada corporation and a direct, wholly-owned subsidiary of FGMC ("Merger Sub"), and iCoreConnect Inc., a Nevada corporation ("iCoreConnect") and the transactions contemplated thereby (the "Business Combination"), a copy of which is attached to the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The FGMC Common Conversion Proposal - to adopt an amendment and restatement (the "Second Amended and Restated Certificate") to the amended and restated certificate of incorporation of FGMC (the "Current Charter"), whereby in connection with the Closing, FGMC and the stockholders of FGMC shall effectuate an equity conversion, in which the FGMC Common Stock outstanding as of the date thereof is converted into a single class of FGMC Preferred Stock with the rights and obligations outlined in the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The FGMC Charter Amendment Proposal - to approve an amendment and restatement of FGMC's amended and restated certificate of incorporation (the "Current Charter") in the form of the Proposed Charter attached to the joint proxy statement/prospectus as Annex C-1 to, among other things, change the name of FGMC to iCoreConnect Inc. and effect the amendments relating to corporate governance described below in FGMC Proposal 4. This Proposal is called the "FGMC Charter Amendment Proposal" or "FGMC Proposal 3." | Management | For | For | |||||
| 4A. | The FGMC Advisory Charter Proposal - To approve and adopt, on a non-binding advisory basis, certain differences in the governance provisions set forth in the Proposed Charter - that, upon the consummation of the Business Combination, the Bylaws of FGMC ("Current Bylaws") be succeeded by the proposed new bylaws ("Proposed Bylaws") of the Combined Company, a copy of which is attached to the joint proxy statement/prospectus as Annex C-2. | Management | For | For | |||||
| 4B. | The FGMC Advisory Charter Proposal - To approve and adopt, on a non-binding advisory basis, certain differences in the governance provisions set forth in the Proposed Charter - that the authorized capital of the Combined Company will be (a) 100,000,000 shares of common stock, par value $0.0001 per share, and (b) 40,000,000 shares of preferred stock, par value $0.0001 per share. | Management | For | For | |||||
| 4C. | The FGMC Advisory Charter Proposal - To approve and adopt, on a non-binding advisory basis, certain differences in the governance provisions set forth in the Proposed Charter - that the Combined Company's corporate existence will be perpetual, and to omit from the Proposed Charter the various provisions applicable only to special purpose acquisition companies. | Management | For | For | |||||
| 4D. | The FGMC Advisory Charter Proposal - To approve and adopt, on a non-binding advisory basis, certain differences in the governance provisions set forth in the Proposed Charter - that, upon the consummation of the Business Combination, all other changes necessary or desirable in connection with the approval of the Proposed Charter and Proposed Bylaws as part of the Business Combination are approved. | Management | For | For | |||||
| 5. | The FGMC Nasdaq Proposal - to consider and vote upon a proposal to approve the issuance of more than 20% of the issued and outstanding shares of FGMC Common Stock in connection with the issuance of a maximum of 9,800,000 shares of FGMC Common Stock (subject to adjustment as described elsewhere herein) pursuant to the terms of the Merger Agreement, which will result in a change of control, as required by Nasdaq Listing Rules 5635(a), (b), (c) and (d). This Proposal is called the "FGMC Nasdaq Proposal" or "FGMC Proposal 5." | Management | For | For | |||||
| 6A. | Election of Director: Robert McDermott | Management | For | For | |||||
| 6B. | Election of Director: Kevin Patrick McDermott | Management | For | For | |||||
| 6C. | Election of Director: Harry Joseph Travis | Management | For | For | |||||
| 6D. | Election of Director: John Robert Pasqual | Management | For | For | |||||
| 6E. | Election of Director: Joseph Anthony Gitto | Management | For | For | |||||
| 7. | The FGMC Incentive Plan Proposal - to approve the 2023 Stock Plan (the "Incentive Plan"), a copy of which is attached to the joint proxy statement/prospectus as Annex D, in connection with the Business Combination. This Proposal is called the "FGMC Incentive Plan Proposal" or "FGMC Proposal 7." | Management | For | For | |||||
| 8. | The NTA Requirement Amendment Proposal - to amend the Current Charter to expand the methods that FGMC may employ to not become subject to the "penny stock" rules of the Securities and Exchange Commission. This Proposal is called the "FGMC NTA Requirement Amendment Proposal" or "FGMC Proposal 8". | Management | For | For | |||||
| 9. | The FGMC Adjournment Proposal - to consider and vote upon a proposal to approve the adjournment of the FGMC Special Meeting by the chairman thereof to a later date, if necessary, under certain circumstances, including for the purpose of soliciting additional proxies in favor of the FGMC Business Combination Proposal, in the event FGMC does not receive the requisite stockholder vote to approve the Proposal. This Proposal is called the "FGMC Adjournment Proposal" or "FGMC Proposal 9." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 67,520 | 0 | 15-May-2023 | 15-May-2023 | ||
| OCEANTECH ACQUISITIONS I CORP. | |||||||||
| Security | 675507107 | Meeting Type | Special | ||||||
| Ticker Symbol | OTEC | Meeting Date | 30-May-2023 | ||||||
| ISIN | US6755071072 | Agenda | 935867727 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Amendment Proposal - Amend the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to complete a business combination from June 2, 2023 to June 2, 2024, or such earlier date as determined by the Board of Directors, which we refer to as the "Extension Amendment Proposal." | Management | For | For | |||||
| 2. | Trust Amendment Proposal - Amend the Company's Amended and Restated Investment Management Trust Agreement, dated as of November 30, 2023, by and between the Company and Continental Stock Transfer & Trust Company, (i) allowing the Company to extend the business combination period from June 2, 2023 to June 2, 2024 and (ii) updating certain defined terms in the Trust Agreement. | Management | For | For | |||||
| 3. | Adjournment Proposal - Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal and the Trust Amendment Proposal, which we refer to as the "Adjournment Proposal." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 48,836 | 0 | 15-May-2023 | 15-May-2023 | ||
| ROC ENERGY ACQUISITION CORP. | |||||||||
| Security | 77118V108 | Meeting Type | Special | ||||||
| Ticker Symbol | ROC | Meeting Date | 01-Jun-2023 | ||||||
| ISIN | US77118V1089 | Agenda | 935871663 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to (a) approve and adopt the Agreement and Plan of Merger, dated as of February 13, 2023 (the "Business Combination Agreement"), among ROC, ROC Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of ROC ("Merger Sub"), and Drilling Tools International Holdings, Inc., a Delaware corporation ("DTI"), pursuant to which Merger Sub will merge with and into DTI, with DTI surviving merger as a wholly owned subsidiary of ROC & b) approve such merger & other transactions. | Management | For | For | |||||
| 2. | The Nasdaq Proposal - to consider and vote upon a proposal to approve, for purposes of complying with applicable listing rules of the Nasdaq Global Market, (a) the issuance of up to 23,253,533 shares of common stock, par value $0.0001 per share, of ROC (the "Common Stock") pursuant to the Business Combination Agreement and (b) the issuance and sale of up to 7,042,254 shares of Common Stock in a private offering of securities to certain investors. | Management | For | For | |||||
| 3. | The Charter Proposal - to consider and vote upon a proposal to approve the proposed amended and restated certificate of incorporation of ROC (the "Proposed Charter"), which will replace ROC's Amended and Restated Certificate of Incorporation, dated December 1, 2021, and will be in effect upon the closing (the "Closing") of the Business Combination. A copy of the Proposed Charter is attached to the accompanying proxy statement/prospectus/consent solicitation statement as Annex B. | Management | For | For | |||||
| 4. | The Incentive Plan Proposal - to consider and vote upon a proposal to approve the 2023 Omnibus Incentive Plan (the "2023 Plan"), a copy of which is attached to the accompanying proxy statement/prospectus/consent solicitation statement as Annex C, including the authorization of the initial share reserve under the 2023 Plan. The Incentive Plan Proposal is conditioned on the approval of the Business Combination Proposal, the Nasdaq Proposal and the Charter Proposal. | Management | For | For | |||||
| 5. | The Director Election Proposal - to consider and vote upon a proposal to elect C. Richard Vermillion, Thomas O. Hicks, Wayne Prejean, Eric Neuman, Curt Crofford, Jack Furst and Daniel J. Kimes to serve as directors to serve staggered terms on the board, effective upon the Closing until the 2024, 2025 and 2026 annual meetings, as applicable, or, in each case, until their respective successors are duly elected and qualified. The Director Election Proposal is conditioned on the approval of the Business Combination Proposal. | Management | For | For | |||||
| 6. | The Adjournment Proposal - to consider and vote upon a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Nasdaq Proposal, the Charter Proposal, the Incentive Plan Proposal, or the Director Election Proposal. The Adjournment Proposal is not conditioned on the approval of any other proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 92,054 | 0 | 26-May-2023 | 26-May-2023 | ||
| SHUAA PARTNERS ACQUISITION CORP I | |||||||||
| Security | G81173109 | Meeting Type | Special | ||||||
| Ticker Symbol | SHUA | Meeting Date | 01-Jun-2023 | ||||||
| ISIN | KYG811731093 | Agenda | 935873061 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that: Article 166(a) of the Company's Amended and Restated Memorandum and Articles of Association be amended by deleting the following sentence of such sub-section: In the event that the Company does not consummate a Business Combination within the initial fifteen (15) month period following the closing of the IPO (the last day of such fifteen (15) month period being referred to herein as the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value US$0.0001 per share (the "Public Shares") and Class B ordinary shares, par value US$0.0001 per share in the capital of the Company represented (either in person or by proxy ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 35,620 | 0 | 30-May-2023 | 30-May-2023 | ||
| ROC ENERGY ACQUISITION CORP. | |||||||||
| Security | 77118V108 | Meeting Type | Special | ||||||
| Ticker Symbol | ROC | Meeting Date | 01-Jun-2023 | ||||||
| ISIN | US77118V1089 | Agenda | 935876663 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - a proposal to amend the Company's amended and restated certificate of incorporation (the "Existing Charter") in the form set forth in Annex A to the accompanying Proxy Statement (the "Amended Charter"). We refer to this amendment throughout the Proxy Statement as the "Charter Amendment" and such proposal as the "Charter Amendment Proposal." The Charter Amendment proposes to extend the date by which the Company must consummate a business combination ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | Trust Amendment Proposal - a proposal to amend the Investment Management Trust Agreement, dated December 1, 2021, between us and Continental Stock Transfer & Trust Company ("Continental" and such agreement the "Trust Agreement") pursuant to an amendment in the form set forth in Annex B (the "Trust Amendment") of the accompanying proxy statement, to change the initial date on which Continental must commence liquidation of the Trust Account to the Extended Date or such later date as may ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Charter Amendment Proposal and the Trust Amendment Proposal, which we refer to as the "Adjournment Proposal." The Adjournment Proposal will only be presented at the Special Meeting if there are not sufficient ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 92,054 | 0 | 26-May-2023 | 26-May-2023 | ||
| INTEGRATED WELLNESS ACQUISITION CORP | |||||||||
| Security | G4828B100 | Meeting Type | Special | ||||||
| Ticker Symbol | WEL | Meeting Date | 02-Jun-2023 | ||||||
| ISIN | KYG4828B1005 | Agenda | 935865266 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - "RESOLVED, as a special resolution, that subject to and conditional upon the Trust Account having net tangible assets of at least US$5,000,001 as at the date of this special resolution and the approval of the Liquidation Amendment Proposal, with effect from the date that the directors of the Company determine in their sole discretion, the date by which the Company would be required to consummate a business combination be extended to December 13, 2023." | Management | For | For | |||||
| 2) | The Liquidation Amendment Proposal - "RESOLVED, as a special resolution, that subject to and conditional upon the Trust Account having net tangible assets of at least US$5,000,001 as at the date of this special resolution and the approval of the Extension Amendment Proposal, with effect from the date that the directors of the Company determine in their sole discretion, the board of directors of the Company, in its sole discretion." | Management | For | For | |||||
| 3) | The Adjournment Proposal - In a Temporary Adjournment Scenario: "RESOLVED, as an ordinary resolution, that the adjournment of the general meeting to a later date or dates to be determined by the chairman of the general meeting to permit further solicitation of proxies be confirmed, adopted, approved and ratified in all respects." Indefinite Adjournment Scenario: "RESOLVED, as an ordinary resolution, that the adjournment of the Meeting sine die be confirmed, adopted, approved and ratified in all respects." | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 87,536 | 0 | 15-May-2023 | 15-May-2023 | ||
| BIOPLUS ACQUISITION CORP. | |||||||||
| Security | G11217109 | Meeting Type | Special | ||||||
| Ticker Symbol | BIOSU | Meeting Date | 02-Jun-2023 | ||||||
| ISIN | KYG112171098 | Agenda | 935871675 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - RESOLVED, as a special resolution, that the Amended and Restated Memorandum of Association and Articles of Association be amended in the form attached to the proxy statement as Annex A, with immediate effect, in order to extend the date by which the Company has to consummate a Business Combination from June 7, 2023 to December 7, 2023 (or such earlier date as determined by the Board). | Management | For | For | |||||
| 2) | The Founder Share Amendment Proposal - RESOLVED, as a special resolution, that the Amended and Restated Memorandum of Association and Articles of Association be amended in the form attached to the proxy statement as Annex A, with immediate effect, in order to provide for the right of a holder of Class B Ordinary Shares to convert into Class A Ordinary Shares on a one-for-one basis at any time prior to the closing of a Business Combination at the option of a holder of the Class B Ordinary Shares. | Management | For | For | |||||
| 3) | The Auditor Ratification Proposal - RESOLVED, as an ordinary resolution, that the appointment of WithumSmith+Brown, PC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023 be ratified, approved and confirmed in all respects. | Management | For | For | |||||
| 4) | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the extraordinary general meeting in lieu of an annual general meeting to a later date or dates to be determined by the chairman of the extraordinary general meeting in lieu of an annual general meeting, or indefinitely, if necessary or convenient, to permit further solicitation and vote of proxies be confirmed, ratified and approved in all respects. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 30,629 | 0 | 30-May-2023 | 30-May-2023 | ||
| LAKESHORE ACQUISITION II CORP | |||||||||
| Security | G5352N105 | Meeting Type | Special | ||||||
| Ticker Symbol | LBBB | Meeting Date | 05-Jun-2023 | ||||||
| ISIN | KYG5352N1051 | Agenda | 935873059 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Extension Proposal - Approval of an amendment to the company's amended and restated memorandum and articles of association adopted by special resolution dated March 8, 2022 and effective on March 8, 2022, as amended on March 10, 2023 (together, the "Existing Charter") to: extend the date by which the Company has to consummate a business combination from June 11, 2023 (the "Deadline") to up to not later than December 11, 2023 (the "Extension Termination Date"), six (6) separate instances for an additional (1) month each instance (each an "Extension Period"). | Management | For | For | |||||
| 2. | Adjournment Proposal - Approval of the adjournment of the General Meeting by the chairman thereof to a later date, if necessary, under certain circumstances, to solicit additional proxies for the purpose of approving the extension proposal, to amend the extension proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 39,630 | 0 | 30-May-2023 | 30-May-2023 | ||
| AVALON ACQUISITION INC. | |||||||||
| Security | 05338E101 | Meeting Type | Special | ||||||
| Ticker Symbol | AVAC | Meeting Date | 06-Jun-2023 | ||||||
| ISIN | US05338E1010 | Agenda | 935873148 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Business Combination Proposal - To consider and vote upon a proposal to approve and adopt the Business Combination Agreement, dated as of September 21, 2022, as amended (the "Business Combination Agreement"), by and among Avalon Acquisition Inc ("Avalon"), The Beneficient Company Group, L.P., a Delaware limited partnership ("BCG," and as converted into a Nevada corporation, "Beneficient"), Beneficient Merger Sub I, Inc., a Delaware corporation and subsidiary of BCG ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| 2. | The Adjournment Proposal - To consider and vote upon a proposal to adjourn the special meeting of Avalon (the "Avalon Special Meeting") to a later date or time, if necessary, to permit further solicitation of proxies if, based upon the tabulated vote at the time of the Avalon Special Meeting, there are not sufficient votes to approve the Business Combination Proposal or holders of Class A common stock of Avalon, par value $0.0001 per share (the "Avalon Class A common stock"), have elected to ....(due to space limits, see proxy statement for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 109,048 | 0 | 30-May-2023 | 30-May-2023 | ||
| BLUE OCEAN ACQUISITION CORP. | |||||||||
| Security | G1330L113 | Meeting Type | Special | ||||||
| Ticker Symbol | BOCNU | Meeting Date | 06-Jun-2023 | ||||||
| ISIN | KYG1330L1133 | Agenda | 935874645 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - Amend the Company's amended and restated memorandum and articles of association to: (a) extend the date by which the Company must (i) consummate an initial business combination; (ii) cease its operations, except for the purpose of winding up, if it fails to complete such initial business combination; and (iii) redeem 100% of the public shares from June 7, 2023 to June 7, 2024, by electing to extend the date to consummate an initial business combination. | Management | For | For | |||||
| 2. | The Founder Share Amendment Proposal - Amend the Company's amended and restated memorandum and articles of association to permit for the issuance of Class A ordinary shares to holders of Class B ordinary shares upon the exercise of the right of a holder of the Company's Class B ordinary shares to convert such holder's Class B ordinary shares into Class A ordinary shares on a one-for-one basis at any time and from time to time prior to the closing of an initial business combination at the election of the holder. | Management | For | For | |||||
| 3. | The Adjournment Proposal - Approve the adjournment of the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal or the Founder Share Amendment Proposal or if the Board of Directors of the Company determines before the extraordinary general meeting that it is not necessary or no longer desirable to proceed with the other proposals. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 114,803 | 0 | 30-May-2023 | 30-May-2023 | ||
| XAI OCTAGON FUNDS | |||||||||
| Security | 98400T205 | Meeting Type | Annual | ||||||
| Ticker Symbol | XFLTPR | Meeting Date | 08-Jun-2023 | ||||||
| ISIN | US98400T2050 | Agenda | 935868325 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1a. | Election of Class III Trustee to serve until the 2026 annual meeting: Scott Craven Jones | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 33,699 | 0 | 07-Jun-2023 | 07-Jun-2023 | ||
| POWER & DIGITAL INFRA ACQ II CORP | |||||||||
| Security | 73919C209 | Meeting Type | Special | ||||||
| Ticker Symbol | XPDBU | Meeting Date | 09-Jun-2023 | ||||||
| ISIN | US73919C2098 | Agenda | 935874669 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - to amend the Company's amended and restated certificate of incorporation (the "Certificate") pursuant to amendments to the Certificate in the form set forth in paragraphs 3, 4, 8 and 9 of Annex A to the accompanying Proxy Statement (such amendments, collectively, the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date by which the Company must (1) consummate an initial merger, capital stock exchange, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - to amend the Certificate pursuant to amendments to the Certificate in the form set forth in paragraphs 5, 6. 7 and 10 of Annex A to the accompanying Proxy Statement to eliminate from the Certificate the limitation that the Company may not redeem public shares to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934, as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Director Election Proposal - to re-elect Paul Gaynor as a Class I director of our board, to serve for a term of three years until 2026 or until his successor is elected and qualified (the "Director Election Proposal"). | Management | For | For | |||||
| 4. | The Auditor Ratification Proposal - to approve and ratify the appointment of Marcum LLP as the Company's independent accountants for the fiscal year ending December 31, 2023 (the "Auditor Ratification Proposal"). | Management | For | For | |||||
| 5. | The Adjournment Proposal - to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Proposals (the "Adjournment Proposal" and, together with the Extension Amendment Proposal, the Redemption Limitation Amendment Proposal, the Director Election Proposal and the Auditor Ratification Proposal, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| POWER & DIGITAL INFRA ACQ II CORP | |||||||||
| Security | 73919C100 | Meeting Type | Special | ||||||
| Ticker Symbol | XPDB | Meeting Date | 09-Jun-2023 | ||||||
| ISIN | US73919C1009 | Agenda | 935874669 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - to amend the Company's amended and restated certificate of incorporation (the "Certificate") pursuant to amendments to the Certificate in the form set forth in paragraphs 3, 4, 8 and 9 of Annex A to the accompanying Proxy Statement (such amendments, collectively, the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date by which the Company must (1) consummate an initial merger, capital stock exchange, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - to amend the Certificate pursuant to amendments to the Certificate in the form set forth in paragraphs 5, 6. 7 and 10 of Annex A to the accompanying Proxy Statement to eliminate from the Certificate the limitation that the Company may not redeem public shares to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934, as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Director Election Proposal - to re-elect Paul Gaynor as a Class I director of our board, to serve for a term of three years until 2026 or until his successor is elected and qualified (the "Director Election Proposal"). | Management | For | For | |||||
| 4. | The Auditor Ratification Proposal - to approve and ratify the appointment of Marcum LLP as the Company's independent accountants for the fiscal year ending December 31, 2023 (the "Auditor Ratification Proposal"). | Management | For | For | |||||
| 5. | The Adjournment Proposal - to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Proposals (the "Adjournment Proposal" and, together with the Extension Amendment Proposal, the Redemption Limitation Amendment Proposal, the Director Election Proposal and the Auditor Ratification Proposal, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 131,264 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| SOUTHPORT ACQUISITION CORPORATION | |||||||||
| Security | 84465L204 | Meeting Type | Special | ||||||
| Ticker Symbol | PORTU | Meeting Date | 09-Jun-2023 | ||||||
| ISIN | US84465L2043 | Agenda | 935878667 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to amend the Amended and Restated Certificate of Incorporation of Southport Acquisition Corporation (the "Company") to extend the date by which the Company must consummate an initial business combination (the "Extension") from June 14, 2023 (the date that is 18 months from the closing date of the Company's initial public offering) to September 14, 2023 and to allow the board of directors of the Company, without another stockholder vote, to elect to further extend the date to consummate. | Management | For | For | |||||
| 2. | A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). The Adjournment Proposal will only be presented at the special meeting if there are not sufficient votes for, or otherwise in connection with, approval of the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| SOUTHPORT ACQUISITION CORPORATION | |||||||||
| Security | 84465L105 | Meeting Type | Special | ||||||
| Ticker Symbol | PORT | Meeting Date | 09-Jun-2023 | ||||||
| ISIN | US84465L1052 | Agenda | 935878667 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | A proposal to amend the Amended and Restated Certificate of Incorporation of Southport Acquisition Corporation (the "Company") to extend the date by which the Company must consummate an initial business combination (the "Extension") from June 14, 2023 (the date that is 18 months from the closing date of the Company's initial public offering) to September 14, 2023 and to allow the board of directors of the Company, without another stockholder vote, to elect to further extend the date to consummate. | Management | For | For | |||||
| 2. | A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). The Adjournment Proposal will only be presented at the special meeting if there are not sufficient votes for, or otherwise in connection with, approval of the Extension Amendment Proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 65,586 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| HEALTHCARE AI ACQUISITION CORP | |||||||||
| Security | G4373K125 | Meeting Type | Special | ||||||
| Ticker Symbol | HAIAU | Meeting Date | 09-Jun-2023 | ||||||
| ISIN | KYG4373K1250 | Agenda | 935883113 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To approve, as a special resolution, an amendment to HEALTHCARE AI's Amended and Restated Memorandum of Association and Articles of Association (as may be amended from time to time, together, the "Articles of Association") as provided by the first resolution in the form set forth in Annex A to the accompanying proxy statement, to give the Company the right to extend, by resolution of the Board, date by which it has to consummate a business combination up to twelve times for an additional one month each time. | Management | For | For | |||||
| 2. | The NTA Requirement Amendment Proposal - To approve, as a special resolution, as provided in the second resolution in the form set forth in Annex A to the accompanying proxy statement, an amendment to the Articles of Association to remove from the Articles of Association the limitation that that HEALTHCARE AI may not redeem Public Shares (as defined below) to the extent that such redemption would result in HEALTHCARE AI having net tangible assets (as determined in accordance with Rule 3a51-1(g) (1) of the Securities Exchange Act of 1934, as amended). | Management | For | For | |||||
| 3. | The Founder Share Amendment Proposal - To approve, as a special resolution, as provided in the third resolution in the form set forth in Annex A to the accompanying proxy statement, an amendment to the Articles of Association to provide for the right of a holder of the Company's Class B ordinary shares, par value $0.0001 per share, to convert into Class A ordinary shares, par value $0.0001 per share, of the Company on a one- for- one basis at any time and from time to time prior to the closing of a business combination at the election of the holder. | Management | For | For | |||||
| 4. | The Letter Agreement Amendment Proposal - To approve, as an ordinary resolution, an amendment to the Letter Agreement, to allow the holders of the Class B Ordinary Shares, to directly or indirectly, transfer their Class B Ordinary Shares to a third party prior to the expiration of the applicable lock-up period. A copy of the Amendment is attached to the proxy statement as Annex B. | Management | For | For | |||||
| 5. | The Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, (i) to permit further solicitation there are not sufficient votes to approve the Extension Amendment Proposal, the NTA Requirement Amendment, the Founder Share Amendment Proposal or the Letter Agreement Amendment Proposal, or (ii) where the board of directors of the Company has determined that it is otherwise necessary. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 1 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| HEALTHCARE AI ACQUISITION CORP | |||||||||
| Security | G4373K109 | Meeting Type | Special | ||||||
| Ticker Symbol | HAIA | Meeting Date | 09-Jun-2023 | ||||||
| ISIN | KYG4373K1094 | Agenda | 935883113 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To approve, as a special resolution, an amendment to HEALTHCARE AI's Amended and Restated Memorandum of Association and Articles of Association (as may be amended from time to time, together, the "Articles of Association") as provided by the first resolution in the form set forth in Annex A to the accompanying proxy statement, to give the Company the right to extend, by resolution of the Board, date by which it has to consummate a business combination up to twelve times for an additional one month each time. | Management | For | For | |||||
| 2. | The NTA Requirement Amendment Proposal - To approve, as a special resolution, as provided in the second resolution in the form set forth in Annex A to the accompanying proxy statement, an amendment to the Articles of Association to remove from the Articles of Association the limitation that that HEALTHCARE AI may not redeem Public Shares (as defined below) to the extent that such redemption would result in HEALTHCARE AI having net tangible assets (as determined in accordance with Rule 3a51-1(g) (1) of the Securities Exchange Act of 1934, as amended). | Management | For | For | |||||
| 3. | The Founder Share Amendment Proposal - To approve, as a special resolution, as provided in the third resolution in the form set forth in Annex A to the accompanying proxy statement, an amendment to the Articles of Association to provide for the right of a holder of the Company's Class B ordinary shares, par value $0.0001 per share, to convert into Class A ordinary shares, par value $0.0001 per share, of the Company on a one- for- one basis at any time and from time to time prior to the closing of a business combination at the election of the holder. | Management | For | For | |||||
| 4. | The Letter Agreement Amendment Proposal - To approve, as an ordinary resolution, an amendment to the Letter Agreement, to allow the holders of the Class B Ordinary Shares, to directly or indirectly, transfer their Class B Ordinary Shares to a third party prior to the expiration of the applicable lock-up period. A copy of the Amendment is attached to the proxy statement as Annex B. | Management | For | For | |||||
| 5. | The Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, (i) to permit further solicitation there are not sufficient votes to approve the Extension Amendment Proposal, the NTA Requirement Amendment, the Founder Share Amendment Proposal or the Letter Agreement Amendment Proposal, or (ii) where the board of directors of the Company has determined that it is otherwise necessary. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 50,142 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| WINVEST ACQUISITION CORP. | |||||||||
| Security | 97655B109 | Meeting Type | Special | ||||||
| Ticker Symbol | WINV | Meeting Date | 12-Jun-2023 | ||||||
| ISIN | US97655B1098 | Agenda | 935878693 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - To amend WinVest's amended and restated certificate of incorporation to (a) extend the date by which WinVest must consummate a Business Combination from June 17, 2023 to July 17, 2023, and (b) allow the Company, without another stockholder vote, to elect to extend the deadline to consummate a business combination on a monthly basis for up to five times by an additional one month (or such shorter period as may be requested) each time after July 17, 2023, by resolution of the board of directors. | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - To amend WinVest's amended and restated certificate of incorporation to eliminate the limitation that WinVest may not consummate any business combination unless it has net tangible assets of at least $5,000,001 upon consummation of such Business Combination, in order to allow WinVest to redeem public stock irrespective of whether such redemption would cause WinVest's net tangible assets to fall below $5,000,001. A copy of the proposed amendment is set forth in Annex B. | Management | For | For | |||||
| 3. | The Trust Amendment Proposal - To amend the Company's Investment Management Trust Agreement, dated September 14, 2021, by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to extend the date on which the Trustee must liquidate the trust account established by the Company in connection with its initial public offering from June 17, 2023 to July 17, 2023, and to allow the Company, without another stockholder vote, to elect to further extend such date on a monthly basis. | Management | For | For | |||||
| 4. | The Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, of WinVest represented (either in person (including virtually) or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 52,742 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| BATTERY FUTURE ACQUISITION CORP. | |||||||||
| Security | G0888J116 | Meeting Type | Special | ||||||
| Ticker Symbol | BFACU | Meeting Date | 12-Jun-2023 | ||||||
| ISIN | KYG0888J1168 | Agenda | 935879847 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1) | The Extension Amendment Proposal - "RESOLVED, as a special resolution, that the Articles of Association of BFAC currently in effect be amended and restated by the deletion in their entirety and the substitution in their place of the Second Amended and Restated Articles of Association of BFAC (a copy of which is attached to the proxy statement for this Meeting as Annex A)." | Management | For | For | |||||
| 2) | The Trust Agreement Amendment Proposal - To approve an amendment to the Company's Investment Management Trust Agreement, dated December 14, 2021, allowing BFAC to (1) extend the Business Combination Period up to twelve times for an additional one month each time, from June 17, 2023 to June 17, 2024, by depositing into the trust account the lesser of (i) $0.03 for each Class A ordinary share not redeemed in connection with the Special Meeting, multiplied by the number of public shares outstanding, and (ii) $250,000. | Management | For | For | |||||
| 3) | The Adjournment Proposal - To adjourn the special meeting of BFAC shareholders to a later date or dates, if necessary, to permit further solicitation and vote of Proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal or where the board of directors of BFAC has determined it is otherwise necessary or desirable. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 109,282 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| SPREE ACQUISITION CORP. 1 LIMITED | |||||||||
| Security | G83745102 | Meeting Type | Special | ||||||
| Ticker Symbol | SHAP | Meeting Date | 12-Jun-2023 | ||||||
| ISIN | KYG837451023 | Agenda | 935881474 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | Articles Extension Proposal - A proposal to approve, by way of special resolution, an amendment to the Company's amended and restated memorandum and articles of association in the form set forth in Annex A of the accompanying proxy statement, to extend the date by which the Company would be permitted to consummate an initial business combination from June 20, 2023 to March 20, 2024, as well as to permit the Board, in its sole discretion, to elect to wind up the Company's operations on an earlier date. | Management | For | For | |||||
| 2. | Trust Extension Proposal - A proposal to amend the Company's investment management trust agreement, dated as of December 15, 2021, by and between the Company and Continental Stock Transfer & Trust Company, to extend the date by which the Company would be permitted to consummate a business combination from June 20, 2023 to March 20, 2024, or such earlier date as may be determined by the Board, in its sole discretion, pursuant to the resolution set forth in Proposal No. 2 of the accompanying proxy statement. | Management | For | For | |||||
| 3. | Amendment Proposal - Approval, by way of special resolution, of an amendment to the Company's amended and restated memorandum and articles of association to provide that the existing restriction on issuance of additional shares that would vote together with the public Class A ordinary shares on a proposal to approve the Company's initial business combination, will not apply to issuance of Class A ordinary shares upon conversion of Class B ordinary shares where the converting holders waive rights to proceeds from the Company's trust account. | Management | For | For | |||||
| 5. | The Adjournment Proposal - A proposal to approve, by way of ordinary resolution, the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal No. 1, Proposal No. 2, Proposal No. 3 or Proposal No. 4, pursuant to the resolution set forth in Proposal No. 5 of the accompanying proxy statement. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 154,848 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| EVE MOBILITY ACQUISITION CORP. | |||||||||
| Security | G3218G125 | Meeting Type | Special | ||||||
| Ticker Symbol | EVEU | Meeting Date | 14-Jun-2023 | ||||||
| ISIN | KYG3218G1257 | Agenda | 935874633 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - as a special resolution, to amend the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amendment to the Charter in the form set forth in Part 1 of Annex A of the accompanying proxy statement to extend the date by which the Company must (1) consummate a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination (an "initial business combination") or (2) (i) cease ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - as a special resolution, to amend the Charter pursuant to an amendment to the Charter in the form set forth in Part 2 of Annex A of the accompanying proxy statement (the "Redemption Limitation Amendment" and such proposal, the "Redemption Limitation Amendment Proposal") to eliminate from the Charter the limitation that the Company shall not redeem Class A Ordinary Shares included as part of the units sold in the IPO (including ....(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Optional Conversion Amendment Proposal - as a special resolution, to amend the Charter pursuant to an amendment to the Charter in the form set forth in Part 3 of Annex A of the accompanying proxy statement to provide for the right of a holder of Class B ordinary shares, par value $0.0001 per share, of the Company ("Class B Ordinary Shares"), to convert such Class B Ordinary Shares into Class A Ordinary Shares on a one- for-one basis at any time and from time to time prior to the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 4. | The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary or convenient, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal, the Redemption Limitation Amendment Proposal and/or the Optional Conversion Amendment Proposal (the "Adjournment Proposal"), which will only be ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 109,282 | 0 | 06-Jun-2023 | 06-Jun-2023 | ||
| SWIFTMERGE ACQUISITION CORPORATION | |||||||||
| Security | G63836103 | Meeting Type | Special | ||||||
| Ticker Symbol | IVCP | Meeting Date | 15-Jun-2023 | ||||||
| ISIN | KYG638361033 | Agenda | 935875849 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Proposal - As a special resolution to amend the Company's amended and restated memorandum and articles of association ("Articles") in the form set forth in Part 1 of Annex A of the accompanying proxy statement to extend the date that the Company has to consummate a business combination from June 17, 2023 to March 15, 2024, Conditional upon the approval of Proposal 2. | Management | For | For | |||||
| 2. | Amendment of Trust Agreement - Amend the Investment Management Trust Agreement, dated December 17, 2021, by and between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed its initial business combination from June 17, 2023 to March 15, 2024. Proposal 2 is conditioned on the approval of Proposal 1. | Management | For | For | |||||
| 3. | Founder Share Amendment Proposal - As a special resolution, to amend the Company's Articles pursuant to an amendment in the form set forth in Part 2 of Annex A of the accompanying proxy statement to provide for the right of a holder of the Founder Shares to convert into Class A Ordinary Shares on a one-for-one basis prior to the closing of a business combination at the election of the holder, where the holders of such Shares have waived any right to receive funds from the Trust Account. | Management | For | For | |||||
| 4. | Adjournment - Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 65,570 | 0 | 02-Jun-2023 | 02-Jun-2023 | ||
| AULT DISRUPTIVE TECHNOLOGIES CORP | |||||||||
| Security | 05150A104 | Meeting Type | Special | ||||||
| Ticker Symbol | ADRT | Meeting Date | 15-Jun-2023 | ||||||
| ISIN | US05150A1043 | Agenda | 935889848 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Extension Amendment Proposal - a proposal to amend Ault Disruptive Technologies Corporation's (the "Company") Amended and Restated Certificate of Incorporation (our "Charter") to extend the date (the "Termination Date") by which the Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination involving the Company and one or more businesses (a "business combination") from June 20, 2023 ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 2. | The Redemption Limitation Amendment Proposal - a proposal to amend the Charter pursuant to an amendment to the Charter to eliminate from the Charter the limitation that the Company may not redeem shares of our common stock issued in our IPO (we refer to such shares as "Public Shares") to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934, as amended) of less than ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||
| 3. | The Adjournment Proposal - a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal and the Redemption Limitation Amendment Proposal, or if we determine that additional time is necessary to effectuate the extension of the Termination Date (the "Adjournment Proposal"). | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 43,540 | 0 | 12-Jun-2023 | 12-Jun-2023 | ||
| SABA CAPITAL INCOME FUND | |||||||||
| Security | 78518H202 | Meeting Type | Annual | ||||||
| Ticker Symbol | BRW | Meeting Date | 20-Jun-2023 | ||||||
| ISIN | US78518H2022 | Agenda | 935856089 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Thomas Bumbolow | Split | Split | ||||||
| 2 | Karen Caldwell | Split | Split | ||||||
| 3 | Ketu Desai | Split | Split | ||||||
| 4 | Kieran Goodwin | Split | Split | ||||||
| 5 | Aditya Bindal | Split | Split | ||||||
| 6 | Andrew Kellerman | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL98 | RIVERNORTH OPP FUND FBO NFSLLC | AL98 | STATE STREET BANK & TRUST CO | 500,000 | 0 | 16-Jun-2023 | 16-Jun-2023 | ||
| SABA CAPITAL INCOME FUND | |||||||||
| Security | 78518H202 | Meeting Type | Annual | ||||||
| Ticker Symbol | BRW | Meeting Date | 20-Jun-2023 | ||||||
| ISIN | US78518H2022 | Agenda | 935856089 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Thomas Bumbolow | Split | Split | ||||||
| 2 | Karen Caldwell | Split | Split | ||||||
| 3 | Ketu Desai | Split | Split | ||||||
| 4 | Kieran Goodwin | Split | Split | ||||||
| 5 | Aditya Bindal | Split | Split | ||||||
| 6 | Andrew Kellerman | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 775,235 | 0 | 16-Jun-2023 | 16-Jun-2023 | ||
| CALAMOS GLOBAL DYNAMIC INCOME | |||||||||
| Security | 12811L107 | Meeting Type | Annual | ||||||
| Ticker Symbol | CHW | Meeting Date | 20-Jun-2023 | ||||||
| ISIN | US12811L1070 | Agenda | 935869783 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | John P. Calamos, Sr. | Split | Split | ||||||
| 2 | Christopher M. Toub | Split | Split | ||||||
| 3 | William R. Rybak | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 204,531 | 0 | 16-Jun-2023 | 16-Jun-2023 | ||
| CALAMOS INVESTMENTS | |||||||||
| Security | 12812C106 | Meeting Type | Annual | ||||||
| Ticker Symbol | CPZ | Meeting Date | 20-Jun-2023 | ||||||
| ISIN | US12812C1062 | Agenda | 935869795 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | John P. Calamos, Sr. | Split | Split | ||||||
| 2 | William R. Rybak | Split | Split | ||||||
| 3 | Christopher M. Toub | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL98 | RIVERNORTH OPP FUND FBO NFSLLC | AL98 | STATE STREET BANK & TRUST CO | 50,000 | 0 | 16-Jun-2023 | 16-Jun-2023 | ||
| CALAMOS INVESTMENTS | |||||||||
| Security | 12812C106 | Meeting Type | Annual | ||||||
| Ticker Symbol | CPZ | Meeting Date | 20-Jun-2023 | ||||||
| ISIN | US12812C1062 | Agenda | 935869795 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | John P. Calamos, Sr. | Split | Split | ||||||
| 2 | William R. Rybak | Split | Split | ||||||
| 3 | Christopher M. Toub | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 67,740 | 0 | 16-Jun-2023 | 16-Jun-2023 | ||
| GARDINER HEALTHCARE ACQUISITIONS CORP. | |||||||||
| Security | 365506104 | Meeting Type | Special | ||||||
| Ticker Symbol | GDNR | Meeting Date | 20-Jun-2023 | ||||||
| ISIN | US3655061048 | Agenda | 935892807 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | The Charter Amendment Proposal - a proposal to amend our amended & restated certificate of incorporation, as amended to allow us to extend the date by which we have to consummate a business combination for an additional one month, from 06/27/2023 to 07/27/2023, by depositing into trust account $100,000 ("Extension Payment") for one-month extension, and thereafter to extend Combination Period up to five (5) times by an additional one month each time (or up to 12/27/23) by depositing into the trust account $100,000 for each additional one month extension. | Management | For | For | |||||
| 2. | A proposal to amend the Investment Management Trust Agreement, dated 12/21/2021, by and between Continental Stock Transfer & Trust Company and us, as amended, allowing us to extend the Combination Period for an additional one (1) month, from 6/27/23 to 7/27/23 by depositing into trust account the Extension Payment for the one-month extension, and thereafter to extend the Combination Period up to five (5) times by an additional one month each time (or up to 12/27/23) by depositing into the trust account $100,000 for each additional one month extension. | Management | For | For | |||||
| 3. | The Adjournment Proposal - a proposal to direct the chairperson of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposal. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 37,000 | 0 | 12-Jun-2023 | 12-Jun-2023 | ||
| MORGAN STANLEY EMERGING MKTS | |||||||||
| Security | 617477104 | Meeting Type | Annual | ||||||
| Ticker Symbol | EDD | Meeting Date | 22-Jun-2023 | ||||||
| ISIN | US6174771047 | Agenda | 935868248 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | DIRECTOR | Management | Split | Split | |||||
| 1 | Frances L. Cashman | Split | Split | ||||||
| 2 | Kathleen A. Dennis | Split | Split | ||||||
| 3 | Joseph J. Kearns | Split | Split | ||||||
| 4 | Patricia A. Maleski | Split | Split | ||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 340,470 | 0 | 21-Jun-2023 | 21-Jun-2023 | ||
| LF CAPITAL ACQUISITION CORP. II | |||||||||
| Security | 50202D102 | Meeting Type | Special | ||||||
| Ticker Symbol | LFAC | Meeting Date | 26-Jun-2023 | ||||||
| ISIN | US50202D1028 | Agenda | 935883062 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1. | THE CHARTER AMENDMENT PROPOSAL - APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO (I) EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (AS DEFINED IN THE CHARTER) FROM AUGUST 19, 2023 TO NOVEMBER 19, 2023 (THE "EXTENDED DATE"), BY INCREASING THE NUMBER OF ONE-MONTH EXTENSION OF THE DEADLINE TO COMPLETE THE INITIAL BUSINESS COMBINATION FROM SIX TO NINE (THE THREE ADDITIONAL ONE-MONTH EXTENSIONS, THE "ADDITIONAL EXTENSIONS", AND COLLECTIVELY WITH THE EXISTING SIX ONE- MONTH EXTENSIONS. | Management | For | For | |||||
| 2. | THE ADJOURNMENT PROPOSAL - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES FOR, OR OTHERWISE IN CONNECTION WITH, THE APPROVAL OF THE CHARTER AMENDMENT PROPOSAL. | Management | For | For | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 39,110 | 0 | 06-Jun-2023 | 06-Jun-2023 | ||
| PIMCO GLOBAL STOCKSPLUS INCOME FD | |||||||||
| Security | 722011103 | Meeting Type | Annual | ||||||
| Ticker Symbol | PGP | Meeting Date | 29-Jun-2023 | ||||||
| ISIN | US7220111030 | Agenda | 935880369 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Kathleen A. McCartney | Management | Split | Split | |||||
| 1.2 | Election of Trustee: Sarah E. Cogan | Management | Split | Split | |||||
| 1.3 | Election of Trustee: Deborah DeCotis | Management | Split | Split | |||||
| 1.4 | Election of Trustee: Alan Rappaport | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 18,945 | 0 | 28-Jun-2023 | 28-Jun-2023 | ||
| PIMCO HIGH INCOME FUND | |||||||||
| Security | 722014107 | Meeting Type | Annual | ||||||
| Ticker Symbol | PHK | Meeting Date | 29-Jun-2023 | ||||||
| ISIN | US7220141078 | Agenda | 935880371 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Kathleen A. McCartney | Management | Split | Split | |||||
| 1.2 | Election of Trustee: E. Grace Vandecruze | Management | Split | Split | |||||
| 1.3 | Election of Trustee: David Fisher | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 79,625 | 0 | 28-Jun-2023 | 28-Jun-2023 | ||
| PIMCO DYNAMIC INCOME FUND | |||||||||
| Security | 72201Y101 | Meeting Type | Annual | ||||||
| Ticker Symbol | PDI | Meeting Date | 29-Jun-2023 | ||||||
| ISIN | US72201Y1010 | Agenda | 935880395 - Management | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Kathleen A. McCartney | Management | Split | Split | |||||
| 1.2 | Election of Trustee: E. Grace Vandecruze | Management | Split | Split | |||||
| 1.3 | Election of Trustee: Joseph B. Kittredge, Jr. | Management | Split | Split | |||||
| 1.4 | Election of Trustee: David Fisher | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 310,229 | 0 | 28-Jun-2023 | 28-Jun-2023 | ||
| PIMCO FUNDS | |||||||||
| Security | 69346N107 | Meeting Type | Annual | ||||||
| Ticker Symbol | NRGX | Meeting Date | 29-Jun-2023 | ||||||
| ISIN | US69346N1072 | Agenda | 935880422 - Opposition | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Kathleen A. McCartney | Management | Split | Split | |||||
| 1.2 | Election of Trustee: Libby D. Cantrill | Management | Split | Split | |||||
| 1.3 | Election of Trustee: David Fisher | Management | Split | Split | |||||
| 1.4 | Election of Trustee: Sarah E. Cogan | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL97 | RIVERNORTH OPPORTUNITIE S FUND | 997AL97 | STATE STREET BANK & TRUST CO | 343,154 | 0 | 28-Jun-2023 | 28-Jun-2023 | ||
| PIMCO FUNDS | |||||||||
| Security | 69346N107 | Meeting Type | Annual | ||||||
| Ticker Symbol | NRGX | Meeting Date | 29-Jun-2023 | ||||||
| ISIN | US69346N1072 | Agenda | 935880422 - Opposition | ||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||
| 1.1 | Election of Trustee: Kathleen A. McCartney | Management | Split | Split | |||||
| 1.2 | Election of Trustee: Libby D. Cantrill | Management | Split | Split | |||||
| 1.3 | Election of Trustee: David Fisher | Management | Split | Split | |||||
| 1.4 | Election of Trustee: Sarah E. Cogan | Management | Split | Split | |||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
| 997AL98 | RIVERNORTH OPP FUND FBO NFSLLC | AL98 | STATE STREET BANK & TRUST CO | 292,000 | 0 | 28-Jun-2023 | 28-Jun-2023 | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| RiverNorth Opportunities Fund, Inc. | ||
| /s/ Patrick W. Galley | ||
| By: | Patrick W. Galley | |
| Title: | President and Chairman of the Board | |
| Date: | August 18, 2023 | |
