Invitae (NVTAQ) Form 3 Invitae / Thomas Brida ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Brida Thomas

(Last) (First) (Middle)

C/O INVITAE CORPORATION

458 BRANNAN STREET

(Street)

SAN FRANCISCO CA 94107

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/13/2017

3. Issuer Name and Ticker or Trading Symbol
Invitae Corp [ NVTA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
General Counsel

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	750	D
Common Stock(1)	5,000	D
Common Stock(2)	1,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	(3)	02/01/2026	Common Stock	9,000	7.01	D
Stock Option (right to buy)	(4)	03/31/2026	Common Stock	2,100	10.23	D

Explanation of Responses:

1. Shares issuable upon settlement of a restricted stock unit award that vests over three years, with 1/3rd of the total award vesting on February 15, 2017 and on each anniversary thereafter.

2. Shares issuable upon settlement of a restricted stock unit award that vests over three years, with 1/3rd of the total award vesting on May 15, 2017 and on each anniversary thereafter.

3. The option vests over four years as follows: 25% of the shares vest on February 1, 2017, and 1/48th of the shares vest each month thereafter for the remaining three years.

4. The option vests over four years as follows: 25% of the shares vest on March 31, 2017 and 1/48th of the shares vest each month thereafter for the remaining three years.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Thomas Brida	01/23/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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