As filed with the Securities and Exchange Commission on June 21, 2019
RegistrationNo. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMS-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Huntington Ingalls Industries, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Delaware | 90-0607005 | |
(State or Other Jurisdiction of Incorporation or Organization) | (I.R.S. Employer Identification No.) | |
4101 Washington Avenue, Newport News, Virginia | 23607 | |
(Address of Principal Executive Offices) | (Zip Code) |
Huntington Ingalls Industries Savings Plan
Huntington Ingalls Industries Financial Security and Savings Program
Huntington Ingalls Industries, Inc. Newport News Operations Savings (401(k)) Plan for Union
Eligible Employees
(Full Title of the Plan)
Kellye L. Walker
Executive Vice President and Chief Legal Officer
4101 Washington Avenue
Newport News, VA 23607
(Name and Address of Agent For Service)
(757)380-2000
(Telephone Number, Including Area Code, of Agent For Service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, anon-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule12b-2 of the Exchange Act.
Large accelerated filer | ☒ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
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Title of Securities to be Registered | Amount to be Registered(1) | Proposed Maximum Per Share | Proposed Maximum | Amount of Registration Fee | ||||
Common Stock, par value $0.01 per share | 2,550,000 shares(2) | $213.80(3) | $545,190,000(3) | $66,078 | ||||
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(1) | In accordance with Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall be deemed to cover any additional securities that may from time to time be offered or issued to prevent dilution resulting from stock splits, stock dividends or similar transactions. In addition, pursuant to Rule 416(c) under the Securities Act, this registration statement covers an indeterminate amount of plan interests to be offered or sold pursuant to the Huntington Ingalls Industries Savings Plan, the Huntington Ingalls Industries Financial Security and Savings Program, and the Huntington Ingalls Industries, Inc. Newport News Operations Savings (401(k)) Plan for Union Eligible Employees. |
(2) | Consists of (i) 2,000,000 shares issuable under the Huntington Ingalls Industries Savings Plan, (ii) 50,000 shares issuable under the Huntington Ingalls Industries Financial Security and Savings Program, and (iii) 500,000 shares issuable under the Huntington Ingalls Industries, Inc. Newport News Operations Savings (401(k)) Plan for Union Eligible Employees. |
(3) | Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and 457(h) of the Securities Act and based upon the average of the high and low prices of the registrant’s Common Stock as reported on the New York Stock Exchange on June 14, 2019, which was $213.80. |
EXPLANATORY NOTE
This registration statement on FormS-8 is being filed by Huntington Ingalls Industries, Inc. (the “Company”) for the purpose of registering 2,550,000 additional shares of its common stock, par value $0.01 per share, including (i) 2,000,000 shares issuable under the Huntington Ingalls Industries Savings Plan (the “HISP”), (ii) 50,000 shares issuable under the Huntington Ingalls Industries Financial Security and Savings Program (the “FSSP”), and (iii) 500,000 shares issuable under the Huntington Ingalls Industries, Inc. Newport News Operations Savings (401(k)) Plan for Union Eligible Employees (the “NNOSP”). The Company previously filed with the Securities and Exchange Commission a registration statement on FormS-8 (FileNo. 333-173170) with respect to the HISP, a registration statement on FormS-8 (FileNo. 333-173173) with respect to the FSSP, a registration statement on FormS-8 (FileNo. 333-221452) with respect to the HISP and the FSSP, a registration statement on FormS-8 (FileNo. 333-173171) with respect to the NNOSP, and a registration statement on FormS-8 (FileNo. 333-221451) with respect to the NNOSP (collectively, the “Prior Registration Statements”). This registration statement relates to the securities of the same class as that to which the Prior Registration Statements relate and is submitted in accordance with General Instruction E to FormS-8 regarding registration of additional securities. In accordance with such instruction, the contents of the Prior Registration Statements are incorporated herein by reference, including periodic reports that the Company filed after the Prior Registration Statements to maintain current information about the Company that were incorporated by reference into the Prior Registration Statements.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. | Exhibits. |
The following exhibits are incorporated herein by reference:
The Registrant. Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on FormS-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Newport News, Virginia on this 21st day of June, 2019.
HUNTINGTON INGALLS INDUSTRIES, INC. | ||
By: | /s/ C. Michael Petters | |
C. Michael Petters | ||
President and Chief Executive Officer | ||
(Principal Executive Officer) |
POWER OF ATTORNEY AND SIGNATURES
We, the undersigned officers and directors of Huntington Ingalls Industries, Inc., hereby severally constitute and appoint Kellye L. Walker and Charles R. Monroe, Jr., and each of them singly, our true and lawful attorneys with full power to them, and each of them singly, to sign for us and in our names in the capacities indicated below, the registration statement on FormS-8 filed herewith and any and all subsequent amendments to said registration statement, and generally to do all such things in our names and on our behalf in our capacities as officers and directors to enable Huntington Ingalls Industries Inc. to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission, hereby ratifying and confirming our signatures as they may be signed by our said attorneys, or any of them, to said registration statement and any and all amendments thereto.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Signature | Title | Date | ||
/s/ C. Michael Petters C. Michael Petters | President, Chief Executive Officer and Director (Principal Executive Officer) | June 21, 2019 | ||
/s/ Christopher D. Kastner Christopher D. Kastner | Executive Vice President, Business Management and Chief Financial Officer (Principal Financial Officer) | June 21, 2019 | ||
/s/ Nicolas G. Schuck Nicolas G. Schuck | Corporate Vice President, Controller and Chief Accounting Officer (Principal Accounting Officer) | June 21, 2019 |
/s/ Thomas B. Fargo Thomas B. Fargo | Chairman | June 21, 2019 | ||
/s/ Philip M. Bilden Philip M. Bilden | Director | June 21, 2019 | ||
/s/ Augustus L. Collins Augustus L. Collins | Director | June 21, 2019 | ||
/s/ Kirkland H. Donald Kirkland H. Donald | Director | June 21, 2019 | ||
/s/ Victoria D. Harker Victoria D. Harker | Director | June 21, 2019 | ||
/s/ Anastasia D. Kelly Anastasia D. Kelly | Director | June 21, 2019 | ||
/s/ Tracy B. McKibben Tracy B. McKibben | Director | June 21, 2019 | ||
/s/ Thomas C. Schievelbein Thomas C. Schievelbein | Director | June 21, 2019 | ||
/s/ John K. Welch John K. Welch | Director | June 21, 2019 | ||
/s/ Stephen R. Wilson Stephen R. Wilson | Director | June 21, 2019 |
The Plans. Pursuant to the requirements of the Securities Act of 1933, the trustees (or other persons who administer the employee benefit plans) have duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Newport News, Virginia on this 21st day of June, 2019.
HUNTINGTON INGALLS INDUSTRIES SAVINGS PLAN | ||
HUNTINGTON INGALLS INDUSTRIES FINANCIAL SECURITY AND SAVINGS PROGRAM | ||
HUNTINGTON INGALLS INDUSTRIES, INC. NEWPORT NEWS OPERATIONS SAVINGS (401(K)) PLAN FOR UNION ELIGIBLE EMPLOYEES | ||
By: | /s/ William E. Ermatinger | |
William E. Ermatinger | ||
Chair, Administrative Committee |