The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN STD PRECIOUS METALS | PHYSCL PM BASKET | 003263100 | 10,122 | 117,072 | SH | SOLE | 117,072 | 0 | 0 | ||
ABERDEEN STD PRECIOUS METALS | PHYSCL PM BASKET | 003263100 | 176 | 2,031 | SH | SOLE | 1 | 2,031 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 376 | 140 | SH | SOLE | 140 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 673 | 253 | SH | SOLE | 253 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,292 | 393 | SH | SOLE | 393 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 758 | 5,358 | SH | SOLE | 5,358 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 289 | 1,058 | SH | SOLE | 1,058 | 0 | 0 | ||
DBX ETF TR | XTRACK INTL REAL | 233051846 | 470,585 | 17,074,921 | SH | SOLE | 17,074,921 | 0 | 0 | ||
DBX ETF TR | XTRACK INTL REAL | 233051846 | 3,279 | 118,989 | SH | SOLE | 1 | 118,989 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051630 | 547,881 | 24,114,483 | SH | SOLE | 24,114,483 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051630 | 349 | 15,376 | SH | SOLE | 1 | 15,376 | 0 | 0 | |
DBX ETF TR | XTRACK USD HIGH | 233051432 | 254,834 | 6,358,121 | SH | SOLE | 6,358,121 | 0 | 0 | ||
DBX ETF TR | XTRACK USD HIGH | 233051432 | 225 | 5,624 | SH | SOLE | 1 | 5,624 | 0 | 0 | |
GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 | 507 | 14,381 | SH | SOLE | 14,381 | 0 | 0 | ||
GLOBAL X FDS | US PFD ETF | 37954Y657 | 22 | 838 | SH | SOLE | 1 | 838 | 0 | 0 | |
GLOBAL X FDS | US PFD ETF | 37954Y657 | 47,209 | 1,832,652 | SH | SOLE | 1,832,652 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 202 | 614 | SH | SOLE | 614 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 224 | 576 | SH | SOLE | 576 | 0 | 0 | ||
ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 | 755 | 15,118 | SH | SOLE | 15,118 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 156,525 | 5,640,547 | SH | SOLE | 5,640,547 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 46138E743 | 5,819 | 124,169 | SH | SOLE | 1 | 124,169 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 46138E743 | 389,414 | 8,310,157 | SH | SOLE | 8,310,157 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 46138E727 | 3,288 | 147,190 | SH | SOLE | 1 | 147,190 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 46138E727 | 259,118 | 11,598,845 | SH | SOLE | 11,598,845 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | FTSE RAFI SML | 46138E735 | 2,921 | 77,777 | SH | SOLE | 1 | 77,777 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | FTSE RAFI SML | 46138E735 | 190,841 | 5,080,968 | SH | SOLE | 5,080,968 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 71,320 | 3,225,697 | SH | SOLE | 3,225,697 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 849 | 38,380 | SH | SOLE | 1 | 38,380 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 441,994 | 2,791,069 | SH | SOLE | 2,791,069 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 6,600 | 41,676 | SH | SOLE | 1 | 41,676 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 46137V597 | 6,171 | 33,818 | SH | SOLE | 1 | 33,818 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 46137V597 | 418,879 | 2,295,351 | SH | SOLE | 2,295,351 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 743 | 2,075 | SH | SOLE | 2,075 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 665,125 | 19,907,951 | SH | SOLE | 19,907,951 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 4,454 | 133,323 | SH | SOLE | 1 | 133,323 | 0 | 0 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 216,138 | 3,499,644 | SH | SOLE | 3,499,644 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 4,549 | 73,650 | SH | SOLE | 1 | 73,650 | 0 | 0 | |
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 294 | 6,429 | SH | SOLE | 6,429 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 7,046 | 54,131 | SH | SOLE | 54,131 | 0 | 0 | ||
ISHARES TR | BROAD USD HIGH | 46435U853 | 28,626 | 689,789 | SH | SOLE | 689,789 | 0 | 0 | ||
ISHARES TR | BROAD USD HIGH | 46435U853 | 211 | 5,087 | SH | SOLE | 1 | 5,087 | 0 | 0 | |
ISHARES TR | CALIF MUN BD ETF | 464288356 | 367,468 | 5,919,749 | SH | SOLE | 5,919,749 | 0 | 0 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 21,811 | 396,419 | SH | SOLE | 396,419 | 0 | 0 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 365 | 6,633 | SH | SOLE | 1 | 6,633 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 641 | 1,488 | SH | SOLE | 1,488 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 457 | 3,976 | SH | SOLE | 3,976 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 243 | 2,117 | SH | SOLE | 1 | 2,117 | 0 | 0 | |
ISHARES TR | CRE U S REIT ETF | 464288521 | 1,844 | 31,448 | SH | SOLE | 1 | 31,448 | 0 | 0 | |
ISHARES TR | CRE U S REIT ETF | 464288521 | 91,606 | 1,561,912 | SH | SOLE | 1,561,912 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 649 | 11,877 | SH | SOLE | 11,877 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 144,026 | 1,331,848 | SH | SOLE | 1,331,848 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 1,154 | 10,672 | SH | SOLE | 1 | 10,672 | 0 | 0 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 0 | 6 | SH | SOLE | 6 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 972 | 25,042 | SH | SOLE | 1 | 25,042 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 263 | 1,607 | SH | SOLE | 1,607 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 569 | 2,019 | SH | SOLE | 2,019 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 328 | 1,581 | SH | SOLE | 1,581 | 0 | 0 | ||
SCHWAB STRATEGIC TR | 1 5YR CORP BD | 808524714 | 13 | 257 | SH | SOLE | 257 | 0 | 0 | ||
SCHWAB STRATEGIC TR | 1 5YR CORP BD | 808524714 | 464 | 9,094 | SH | SOLE | 1 | 9,094 | 0 | 0 | |
SCHWAB STRATEGIC TR | 5 10YR CORP BD | 808524698 | 1,728 | 33,098 | SH | SOLE | 1 | 33,098 | 0 | 0 | |
SCHWAB STRATEGIC TR | 5 10YR CORP BD | 808524698 | 6 | 122 | SH | SOLE | 122 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 9,715 | 318,735 | SH | SOLE | 1 | 318,735 | 0 | 0 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,946,316 | 63,855,496 | SH | SOLE | 63,855,496 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,328,259 | 60,161,734 | SH | SOLE | 60,161,734 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 12,842 | 331,828 | SH | SOLE | 1 | 331,828 | 0 | 0 | |
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 1,194,997 | 28,781,229 | SH | SOLE | 28,781,229 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 6,220 | 149,809 | SH | SOLE | 1 | 149,809 | 0 | 0 | |
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 681,240 | 12,012,687 | SH | SOLE | 12,012,687 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 2,083 | 36,727 | SH | SOLE | 1 | 36,727 | 0 | 0 | |
SCHWAB STRATEGIC TR | LONG TERM US | 808524680 | 368 | 7,328 | SH | SOLE | 1 | 7,328 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 21,426 | 397,154 | SH | SOLE | 1 | 397,154 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 4,723,478 | 87,552,869 | SH | SOLE | 87,552,869 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 13,258 | 251,677 | SH | SOLE | 1 | 251,677 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 3,186,770 | 60,492,967 | SH | SOLE | 60,492,967 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 18,190 | 564,367 | SH | SOLE | 1 | 564,367 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 3,124,492 | 96,943,592 | SH | SOLE | 96,943,592 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 3,586,078 | 109,231,735 | SH | SOLE | 109,231,735 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 19,817 | 603,615 | SH | SOLE | 1 | 603,615 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWB FDT INT SC | 808524748 | 1,859,503 | 48,036,764 | SH | SOLE | 48,036,764 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT SC | 808524748 | 9,947 | 256,961 | SH | SOLE | 1 | 256,961 | 0 | 0 | |
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 107 | 1,964 | SH | SOLE | 1,964 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 385 | 7,092 | SH | SOLE | 1 | 7,092 | 0 | 0 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 780 | 7,512 | SH | SOLE | 7,512 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 624,255 | 8,408,604 | SH | SOLE | 8,408,604 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,417 | 32,560 | SH | SOLE | 1 | 32,560 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 29,063 | 279,368 | SH | SOLE | 1 | 279,368 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 6,779,890 | 65,172,444 | SH | SOLE | 65,172,444 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 1,056,579 | 23,130,011 | SH | SOLE | 23,130,011 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 5,921 | 129,624 | SH | SOLE | 1 | 129,624 | 0 | 0 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 19,855 | 198,353 | SH | SOLE | 1 | 198,353 | 0 | 0 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 4,278,338 | 42,740,642 | SH | SOLE | 42,740,642 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 5,886,210 | 94,058,955 | SH | SOLE | 94,058,955 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 20,063 | 320,595 | SH | SOLE | 1 | 320,595 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 391 | 910 | SH | SOLE | 910 | 0 | 0 | ||
SPDR SER TR | BLOMBRG BRC EMRG | 78464A391 | 1,383 | 54,662 | SH | SOLE | 1 | 54,662 | 0 | 0 | |
SPDR SER TR | BLOMBRG BRC EMRG | 78464A391 | 381,093 | 15,062,981 | SH | SOLE | 15,062,981 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 23 | 213 | SH | SOLE | 213 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 1,374 | 12,565 | SH | SOLE | 1 | 12,565 | 0 | 0 | |
SPDR SER TR | ICE PFD SEC ETF | 78464A292 | 3,478 | 80,030 | SH | SOLE | 80,030 | 0 | 0 | ||
SPDR SER TR | ICE PFD SEC ETF | 78464A292 | 5 | 112 | SH | SOLE | 1 | 112 | 0 | 0 | |
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 462,742 | 8,973,090 | SH | SOLE | 8,973,090 | 0 | 0 | ||
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 756 | 14,668 | SH | SOLE | 1 | 14,668 | 0 | 0 | |
SPDR SER TR | PORTFLI TIPS ETF | 78464A656 | 2,908 | 93,517 | SH | SOLE | 1 | 93,517 | 0 | 0 | |
SPDR SER TR | PORTFLI TIPS ETF | 78464A656 | 245,782 | 7,902,953 | SH | SOLE | 7,902,953 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO INTRMD | 78464A375 | 8,128 | 222,555 | SH | SOLE | 1 | 222,555 | 0 | 0 | |
SPDR SER TR | PORTFOLIO INTRMD | 78464A375 | 682,180 | 18,679,629 | SH | SOLE | 18,679,629 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO LN TSR | 78464A664 | 3 | 82 | SH | SOLE | 82 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO LN TSR | 78464A664 | 885 | 21,426 | SH | SOLE | 1 | 21,426 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 934 | 1,204 | SH | SOLE | 1,204 | 0 | 0 | ||
VANECK ETF TRUST | JP MRGAN EM LOC | 92189H300 | 116,770 | 3,896,220 | SH | SOLE | 3,896,220 | 0 | 0 | ||
VANECK ETF TRUST | JP MRGAN EM LOC | 92189H300 | 834 | 27,826 | SH | SOLE | 1 | 27,826 | 0 | 0 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 35 | 406 | SH | SOLE | 1 | 406 | 0 | 0 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 403 | 4,720 | SH | SOLE | 4,720 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 18 | 321 | SH | SOLE | 1 | 321 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 95,173 | 1,670,868 | SH | SOLE | 1,670,868 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1 | 7 | SH | SOLE | 1 | 7 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 224 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 13,488 | 34,198 | SH | SOLE | 1 | 34,198 | 0 | 0 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 609,575 | 1,545,576 | SH | SOLE | 1,545,576 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 6,654 | 30,428 | SH | SOLE | 1 | 30,428 | 0 | 0 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 376,722 | 1,722,789 | SH | SOLE | 1,722,789 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 316 | 5,176 | SH | SOLE | 5,176 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 163 | 3,259 | SH | SOLE | 3,259 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 107 | 2,142 | SH | SOLE | 1 | 2,142 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 2,216 | 16,575 | SH | SOLE | 1 | 16,575 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 120,040 | 897,896 | SH | SOLE | 897,896 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 339,842 | 6,035,198 | SH | SOLE | 6,035,198 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,443 | 25,626 | SH | SOLE | 1 | 25,626 | 0 | 0 | |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 893 | 16,301 | SH | SOLE | 1 | 16,301 | 0 | 0 | |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 1,106,375 | 20,200,381 | SH | SOLE | 20,200,381 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 | 283 | 4,196 | SH | SOLE | 4,196 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 4,727,799 | 50,077,311 | SH | SOLE | 50,077,311 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 16,728 | 177,181 | SH | SOLE | 1 | 177,181 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | 3,737,144 | 70,128,430 | SH | SOLE | 70,128,430 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | 6,888 | 129,251 | SH | SOLE | 1 | 129,251 | 0 | 0 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 277,844 | 5,502,945 | SH | SOLE | 5,502,945 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 4,043 | 80,079 | SH | SOLE | 1 | 80,079 | 0 | 0 | |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 73,506 | 711,237 | SH | SOLE | 711,237 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | 30 | 455 | SH | SOLE | 1 | 455 | 0 | 0 | |
VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | 128,350 | 1,943,221 | SH | SOLE | 1,943,221 | 0 | 0 |