The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 116 | 5,578 | SH | OTR | 0 | 0 | 5,578 | ||
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 1,173 | 9,000 | SH | OTR | 0 | 0 | 9,000 | ||
AEGION CORP | COM | 00770F104 | 118 | 5,287 | SH | OTR | 0 | 0 | 5,287 | ||
AG MTG INVT TR INC | COM | 001228105 | 427 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 161 | 5,538 | SH | OTR | 0 | 0 | 5,538 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 188 | 3,139 | SH | OTR | 0 | 0 | 3,139 | ||
AMERICA FIRST MULTIFAMILY IN | BEN UNIT CTF | 02364V107 | 1,062 | 177,631 | SH | SOLE | 177,631 | 0 | 0 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 170 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 1,568 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 136 | 1,229 | SH | OTR | 0 | 0 | 1,229 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 2,435 | 228,000 | SH | SOLE | 228,000 | 0 | 0 | ||
APOLLOL REAL EST FIN INC | COM | 03762U105 | 3,762 | 239,481 | SH | SOLE | 239,481 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 1,616 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ARMOUR RESIDENTIAL REIT INC | COM | 042315101 | 1,275 | 331,159 | SH | SOLE | 331,159 | 0 | 0 | ||
ASHFORD HOSPITALITY TR INC | 9% CUM PFD SER E | 044103505 | 832 | 30,667 | SH | SOLE | 30,667 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 171 | 10,018 | SH | OTR | 0 | 0 | 10,018 | ||
BARCLAYS BK PLC IPATH S&P500 VIX | IPATH S&P500 VIX | 06742E711 | 187 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
BARD C R INC | COM | 067383109 | 118 | 828 | SH | OTR | 0 | 0 | 828 | ||
BERKSHIRE HATHAWAY INC | DEL CL B NEW | 084670702 | 1,243 | 9,000 | SH | OTR | 0 | 0 | 9,000 | ||
BIOGEN IDEC INC | COM | 09062X103 | 146 | 440 | SH | OTR | 0 | 0 | 440 | ||
BUNGE LIMITED | COM | G16962105 | 129 | 1,534 | SH | OTR | 0 | 0 | 1,534 | ||
CAMPUS CREST CMNTYS INC | COM | 13466Y105 | 973 | 152,030 | SH | SOLE | 152,030 | 0 | 0 | ||
CELANESE CORP | DEL COM SER A | 150870103 | 163 | 2,790 | SH | OTR | 0 | 0 | 2,790 | ||
CENTRAL FD CDA LTD | CL A | 153501101 | 217 | 17,634 | SH | OTR | 0 | 0 | 17,634 | ||
CHARLES RIV LABS INTL INC | COM | 159864107 | 185 | 3,098 | SH | OTR | 0 | 0 | 3,098 | ||
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 167 | 2,408 | SH | OTR | 0 | 0 | 2,408 | ||
CISCO SYS INC | COM | 17275R102 | 136 | 5,389 | SH | OTR | 0 | 0 | 5,389 | ||
COACH INC | COM | 189754104 | 356 | 10,000 | SH | OTR | 0 | 0 | 10,000 | ||
CORNING INC | COM | 219350105 | 181 | 9,342 | SH | OTR | 0 | 0 | 9,342 | ||
CROCS INC | COM | 227046109 | 629 | 50,000 | SH | OTR | 0 | 0 | 50,000 | ||
CVS HEALTH CORP | COM | 126650100 | 1,958 | 24,600 | SH | OTR | 0 | 0 | 24,600 | ||
DIRECTV | COM | 25490A309 | 2,821 | 32,600 | SH | OTR | 0 | 0 | 32,600 | ||
DIREXION SHS ETF TR 20YR TRES BEAR | 20YR TRES BEAR | 25459Y678 | 1,318 | 30,800 | SH | SOLE | 30,800 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 150 | 2,323 | SH | OTR | 0 | 0 | 2,323 | ||
ELLINGTON FINANCIAL LLC | COM | 288522303 | 400 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
EPR PPTYS | CONV PFD 9% SR E | 26884U307 | 965 | 31,373 | SH | SOLE | 31,373 | 0 | 0 | ||
EQUITY COMWLTH | CUM PFD E 7.25% | 294628409 | 2,090 | 81,225 | SH | SOLE | 81,225 | 0 | 0 | ||
F5 NETWORKS INC | COM | 315616102 | 172 | 1,446 | SH | OTR | 0 | 0 | 1,446 | ||
FELCOR LODGING TR INC PFD CV A $1.95 | PFD CV A $1.95 | 31430F200 | 1,866 | 72,296 | SH | SOLE | 72,296 | 0 | 0 | ||
FRANCO NEVADA CORP | COM | 351858105 | 141 | 2,894 | SH | OTR | 0 | 0 | 2,894 | ||
GAMESTOP CORP NEW | CL A | 36467W109 | 125 | 3,023 | SH | OTR | 0 | 0 | 3,023 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 127 | 999 | SH | OTR | 0 | 0 | 999 | ||
GENERAL MTRS CO | COM | 37045V100 | 958 | 30,000 | SH | OTR | 0 | 0 | 30,000 | ||
GILEAD SCIENCES INC | COM | 375558103 | 152 | 1,430 | SH | OTR | 0 | 0 | 1,430 | ||
GOLDCORP INC NEW | COM | 380956409 | 104 | 4,532 | SH | OTR | 0 | 0 | 4,532 | ||
GREENHAVEN CONT CMDTY INDEX | UNIT BEN INT | 395258106 | 53 | 2,123 | SH | OTR | 0 | 0 | 2,123 | ||
HALLIBURTON CO | COM | 406216101 | 138 | 2,138 | SH | OTR | 0 | 0 | 2,138 | ||
HANMI FINL CORP | COM NEW | 410495204 | 126 | 6,249 | SH | OTR | 0 | 0 | 6,249 | ||
HARRIS & HARRIS GROUP INC | COM | 413833104 | 61 | 20,528 | SH | OTR | 0 | 0 | 20,528 | ||
HATTERAS FINL CORP | COM | 41902R103 | 388 | 21,576 | SH | SOLE | 21,576 | 0 | 0 | ||
HDFC BANK LTD ADR REPS 3 SHS | ADR REPS 3 SHS | 40415F101 | 91 | 1,956 | SH | OTR | 0 | 0 | 1,956 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 699 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 80 | 1,634 | SH | OTR | 0 | 0 | 1,634 | ||
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 2,486 | 256,772 | SH | SOLE | 256,772 | 0 | 0 | ||
ISHARES | INDIA 50 ETF | 464289529 | 255 | 8,603 | SH | OTR | 0 | 0 | 8,603 | ||
ISHARES | MBS ETF | 464288588 | 79 | 735 | SH | OTR | 0 | 0 | 735 | ||
FLTG RATE BD ETF | ISHARES TR | 46429B655 | 81 | 1,591 | SH | OTR | 0 | 0 | 1,591 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 63 | 533 | SH | OTR | 0 | 0 | 533 | ||
ISIS PHARMACEUTICALS INC | COM | 464330109 | 102 | 2,620 | SH | OTR | 0 | 0 | 2,620 | ||
JOHNSON & JOHNSON | COM | 478160104 | 139 | 1,302 | SH | OTR | 0 | 0 | 1,302 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 124 | 5,584 | SH | OTR | 0 | 0 | 5,584 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 128 | 702 | SH | OTR | 0 | 0 | 702 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 127 | 1,173 | SH | OTR | 0 | 0 | 1,173 | ||
MARATHON PETE CORP | COM | 56585A102 | 121 | 1,426 | SH | OTR | 0 | 0 | 1,426 | ||
MARKET VECTORS ETF TR | INDIA SMALL CP | 57061R551 | 240 | 5,443 | SH | OTR | 0 | 0 | 5,443 | ||
MICROSOFT CORP | COM | 594918104 | 177 | 3,823 | SH | OTR | 0 | 0 | 3,823 | ||
NEW GOLD INC CDA | COM | 644535106 | 102 | 20,145 | SH | OTR | 0 | 0 | 20,145 | ||
NEW RESIDENTIAL INVT CORP | COM | 64828T102 | 1,698 | 291,300 | SH | SOLE | 291,300 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 135 | 1,028 | SH | OTR | 0 | 0 | 1,028 | ||
NVIDIA CORP | COM | 67066G104 | 242 | 13,117 | SH | OTR | 0 | 0 | 13,117 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 128 | 1,333 | SH | OTR | 0 | 0 | 1,333 | ||
ORACLE CORP | COM | 68389X105 | 189 | 4,944 | SH | OTR | 0 | 0 | 4,944 | ||
PIMCO ETF TR | TOTL RETN ETF | 72201R775 | 97 | 892 | SH | OTR | 0 | 0 | 892 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 141 | 4,039 | SH | OTR | 0 | 0 | 4,039 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 63 | 2,581 | SH | OTR | 0 | 0 | 2,581 | ||
POWERSHARES GLOBAL ETF FD | S&P 500 BUYWRT | 73936G308 | 66 | 3,095 | SH | OTR | 0 | 0 | 3,095 | ||
POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936T573 | 75 | 2,651 | SH | OTR | 0 | 0 | 2,651 | ||
PREFERRED APT CMNTYS INC | COM | 74039L103 | 1,271 | 152,772 | SH | SOLE | 152,772 | 0 | 0 | ||
PROSHARES TR II | VIX STRMFUT ETF | 74347W361 | 312 | 15,000 | SH | OTR | 0 | 0 | 15,000 | ||
QUALCOMM INC | COM | 747525103 | 170 | 2,279 | SH | OTR | 0 | 0 | 2,279 | ||
RAIT FINANCIAL TRUST | COM NEW | 749227609 | 1,052 | 141,565 | SH | SOLE | 141,565 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 140 | 1,379 | SH | OTR | 0 | 0 | 1,379 | ||
RESOURCE CAP CORP | COM | 76120W302 | 122 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 163 | 2,510 | SH | OTR | 0 | 0 | 2,510 | ||
SELECT INCOME REIT | COM SH BEN INT | 81618T100 | 481 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 225 | 1,651 | SH | OTR | 0 | 0 | 1,651 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 141 | 2,435 | SH | OTR | 0 | 0 | 2,435 | ||
SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | 47 | 794 | SH | OTR | 0 | 0 | 794 | ||
SPDR SERIES TRUST | S&P BK ETF | 78464A797 | 248 | 7,768 | SH | OTR | 0 | 0 | 7,768 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 249 | 6,578 | SH | OTR | 0 | 0 | 6,578 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 441 | 44,196 | SH | OTR | 0 | 0 | 44,196 | ||
SPROTT PHYSICAL PLAT PALLAD | UNIT | 85207Q104 | 443 | 50,058 | SH | OTR | 0 | 0 | 50,058 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 245 | 35,610 | SH | OTR | 0 | 0 | 35,610 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 4,933 | 224,643 | SH | SOLE | 224,643 | 0 | 0 | ||
SVB FINL GROUP | COM | 78486Q101 | 180 | 1,604 | SH | OTR | 0 | 0 | 1,604 | ||
TEKMIRA PHARMACEUTICALS CORP | COM NEW | 87911B209 | 143 | 6,755 | SH | OTR | 0 | 0 | 6,755 | ||
UGI CORP NEW | COM | 902681105 | 131 | 3,843 | SH | OTR | 0 | 0 | 3,843 | ||
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 341 | 15,413 | SH | OTR | 0 | 0 | 15,413 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 180 | 4,596 | SH | OTR | 0 | 0 | 4,596 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 114 | 2,459 | SH | OTR | 0 | 0 | 2,459 | ||
VENTAS INC | COM | 92276F100 | 2,168 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
WHITESTONE REIT | COM | 966084204 | 2,560 | 183,637 | SH | SOLE | 183,637 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 250 | 11,417 | SH | OTR | 0 | 0 | 11,417 | ||
XYLEM INC | COM | 98419M100 | 1,572 | 44,300 | SH | OTR | 0 | 0 | 44,300 | ||
ZUMIEZ INC | COM | 989817101 | 111 | 3,953 | SH | OTR | 0 | 0 | 3,953 |