DBX ETF Trust
SCHEDULE OF INVESTMENTS
Xtrackers S&P 500 Growth ESG ETF
November 30, 2023 (Unaudited)
Number of Shares | Value | |||||||
COMMON STOCKS - 99.8% | ||||||||
Communication Services - 8.6% | ||||||||
Alphabet, Inc., Class A* | 2,216 | $ | 293,687 | |||||
Alphabet, Inc., Class C* | 1,885 | 252,439 | ||||||
T-Mobile US, Inc. | 149 | 22,417 | ||||||
|
| |||||||
(Cost $394,451) | 568,543 | |||||||
|
| |||||||
Consumer Discretionary - 12.0% | ||||||||
Amazon.com, Inc.* | 1,794 | 262,086 | ||||||
Etsy, Inc.* | 31 | 2,350 | ||||||
Hilton Worldwide Holdings, Inc. | 54 | 9,046 | ||||||
Home Depot, Inc. | 229 | 71,789 | ||||||
Lowe’s Cos., Inc. | 174 | 34,596 | ||||||
McDonald’s Corp. | 195 | 54,959 | ||||||
Starbucks Corp. | 251 | 24,924 | ||||||
Tesla, Inc.* | 1,186 | 284,735 | ||||||
TJX Cos., Inc. | 316 | 27,843 | ||||||
Tractor Supply Co. | 46 | 9,339 | ||||||
Yum! Brands, Inc. | 75 | 9,416 | ||||||
|
| |||||||
(Cost $631,236) | 791,083 | |||||||
|
| |||||||
Consumer Staples - 6.7% | ||||||||
Archer-Daniels-Midland Co. | 113 | 8,331 | ||||||
Bunge Global SA | 26 | 2,857 | ||||||
Campbell Soup Co. | 50 | 2,009 | ||||||
Coca-Cola Co. | 1,088 | 63,583 | ||||||
Colgate-Palmolive Co. | 193 | 15,203 | ||||||
Constellation Brands, Inc., Class A | 38 | 9,139 | ||||||
Costco Wholesale Corp. | 126 | 74,685 | ||||||
Dollar General Corp. | 94 | 12,325 | ||||||
Dollar Tree, Inc.* | 90 | 11,123 | ||||||
General Mills, Inc. | 169 | 10,758 | ||||||
Hershey Co. | 65 | 12,215 | ||||||
Kellanova | 59 | 3,100 | ||||||
Keurig Dr Pepper, Inc. | 212 | 6,693 | ||||||
McCormick & Co., Inc. | 54 | 3,501 | ||||||
Mondelez International, Inc., Class A | 316 | 22,455 | ||||||
PepsiCo, Inc. | 591 | 99,459 | ||||||
Procter & Gamble Co. | 560 | 85,971 | ||||||
|
| |||||||
(Cost $463,687) | 443,407 | |||||||
|
| |||||||
Energy - 7.8% | ||||||||
APA Corp. | 135 | 4,860 | ||||||
Chevron Corp. | 761 | 109,280 | ||||||
ConocoPhillips | 516 | 59,634 | ||||||
Devon Energy Corp. | 275 | 12,367 | ||||||
EOG Resources, Inc. | 250 | 30,767 | ||||||
EQT Corp. | 154 | 6,154 | ||||||
Exxon Mobil Corp. | 1,737 | 178,459 | ||||||
Hess Corp. | 119 | 16,727 | ||||||
Marathon Oil Corp. | 267 | 6,790 | ||||||
Marathon Petroleum Corp. | 81 | 12,084 | ||||||
ONEOK, Inc. | 249 | 17,144 | ||||||
Pioneer Natural Resources Co. | 100 | 23,164 | ||||||
Schlumberger NV | 324 | 16,861 | ||||||
Williams Cos., Inc. | 522 | 19,204 | ||||||
|
| |||||||
(Cost $546,398) | 513,495 | |||||||
|
| |||||||
Financials - 7.6% | ||||||||
American Express Co. | 123 | 21,005 | ||||||
Arch Capital Group Ltd.* | 160 | 13,390 | ||||||
Arthur J Gallagher & Co. | 60 | 14,940 | ||||||
Cboe Global Markets, Inc. | 30 | 5,466 | ||||||
Chubb Ltd. | 100 | 22,943 | ||||||
Everest Group Ltd. | 11 | 4,516 | ||||||
FactSet Research Systems, Inc. | 10 | 4,535 | ||||||
Globe Life, Inc. | 27 | 3,325 | ||||||
MarketAxess Holdings, Inc. | 8 | 1,921 | ||||||
Mastercard, Inc., Class A | 357 | 147,737 | ||||||
Moody’s Corp. | 32 | 11,679 | ||||||
MSCI, Inc. | 19 | 9,896 | ||||||
Nasdaq, Inc. | 91 | 5,081 | ||||||
Principal Financial Group, Inc. | 58 | 4,282 | ||||||
Progressive Corp. | 250 | 41,008 | ||||||
Travelers Cos., Inc. | 53 | 9,573 | ||||||
Visa, Inc., Class A | 690 | 177,109 | ||||||
W.R. Berkley Corp. | 86 | 6,239 | ||||||
|
| |||||||
(Cost $440,374) | 504,645 | |||||||
|
| |||||||
Health Care - 17.1% | ||||||||
Abbott Laboratories | 390 | 40,673 | ||||||
AbbVie, Inc. | 758 | 107,932 | ||||||
Agilent Technologies, Inc. | 75 | 9,585 | ||||||
Amgen, Inc. | 229 | 61,748 | ||||||
Biogen, Inc.* | 30 | 7,022 | ||||||
Bristol-Myers Squibb Co. | 894 | 44,146 | ||||||
Cigna Group | 65 | 17,087 | ||||||
Elevance Health, Inc. | 101 | 48,428 | ||||||
Eli Lilly & Co. | 342 | 202,136 | ||||||
Gilead Sciences, Inc. | 538 | 41,211 | ||||||
Hologic, Inc.* | 104 | 7,415 | ||||||
IDEXX Laboratories, Inc.* | 17 | 7,919 | ||||||
IQVIA Holdings, Inc.* | 37 | 7,922 | ||||||
Merck & Co., Inc. | 1,090 | 111,703 | ||||||
Mettler-Toledo International, Inc.* | 6 | 6,552 | ||||||
Moderna, Inc.* | 139 | 10,800 | ||||||
Quest Diagnostics, Inc. | 31 | 4,254 | ||||||
Regeneron Pharmaceuticals, Inc.* | 46 | 37,895 | ||||||
ResMed, Inc. | 33 | 5,205 | ||||||
Thermo Fisher Scientific, Inc. | 166 | 82,296 | ||||||
UnitedHealth Group, Inc. | 398 | 220,082 | ||||||
Vertex Pharmaceuticals, Inc.* | 111 | 39,384 | ||||||
Waters Corp.* | 25 | 7,015 | ||||||
|
| |||||||
(Cost $1,065,644) | 1,128,410 | |||||||
|
|
Industrials - 4.0% | ||||||||
Automatic Data Processing, Inc. | 177 | 40,696 | ||||||
Broadridge Financial Solutions, Inc. | 24 | 4,652 | ||||||
C.H. Robinson Worldwide, Inc. | 27 | 2,215 | ||||||
Caterpillar, Inc. | 135 | 33,847 | ||||||
Cintas Corp. | 22 | 12,172 | ||||||
CSX Corp. | 424 | 13,695 | ||||||
Cummins, Inc. | 30 | 6,725 | ||||||
Deere & Co. | 117 | 42,636 | ||||||
IDEX Corp. | 18 | 3,630 | ||||||
Illinois Tool Works, Inc. | 60 | 14,533 | ||||||
JB Hunt Transport Services, Inc. | 35 | 6,484 | ||||||
Paychex, Inc. | 77 | 9,392 | ||||||
Quanta Services, Inc. | 62 | 11,675 | ||||||
Republic Services, Inc. | 48 | 7,768 | ||||||
Union Pacific Corp. | 131 | 29,510 | ||||||
Verisk Analytics, Inc. | 30 | 7,243 | ||||||
Waste Management, Inc. | 92 | 15,731 | ||||||
|
| |||||||
(Cost $244,311) | 262,604 | |||||||
|
| |||||||
Information Technology - 33.2% | ||||||||
Adobe, Inc.* | 92 | 56,213 | ||||||
Advanced Micro Devices, Inc.* | 375 | 45,435 | ||||||
Apple, Inc. | 3,229 | 613,349 | ||||||
Applied Materials, Inc. | 362 | 54,220 | ||||||
Arista Networks, Inc.* | 107 | 23,509 | ||||||
Autodesk, Inc.* | 50 | 10,922 | ||||||
Fortinet, Inc.* | 279 | 14,664 | ||||||
Keysight Technologies, Inc.* | 41 | 5,571 | ||||||
Lam Research Corp. | 57 | 40,807 | ||||||
Microsoft Corp. | 1,709 | 647,557 | ||||||
Motorola Solutions, Inc. | 39 | 12,592 | ||||||
NVIDIA Corp. | 1,061 | 496,230 | ||||||
ON Semiconductor Corp.* | 182 | 12,982 | ||||||
QUALCOMM, Inc. | 477 | 61,557 | ||||||
ServiceNow, Inc.* | 88 | 60,345 | ||||||
Texas Instruments, Inc. | 245 | 37,414 | ||||||
|
| |||||||
(Cost $1,495,115) | 2,193,367 | |||||||
|
| |||||||
Materials - 1.9% | ||||||||
Air Products and Chemicals, Inc. | 96 | 25,973 | ||||||
Albemarle Corp. | 49 | 5,942 | ||||||
CF Industries Holdings, Inc. | 83 | 6,238 | ||||||
Corteva, Inc. | 207 | 9,356 | ||||||
Freeport-McMoRan, Inc. | 623 | 23,250 | ||||||
Linde PLC | 128 | 52,963 | ||||||
|
| |||||||
(Cost $125,217) | 123,722 | |||||||
|
| |||||||
Real Estate - 0.7% | ||||||||
American Tower Corp. REIT | 109 | 22,757 | ||||||
Extra Space Storage, Inc. REIT | 45 | 5,858 | ||||||
Iron Mountain, Inc. REIT | 77 | 4,939 | ||||||
SBA Communications Corp. REIT | 25 | 6,174 | ||||||
Weyerhaeuser Co. REIT | 176 | 5,518 | ||||||
|
| |||||||
(Cost $44,507) | 45,246 | |||||||
|
| |||||||
Utilities - 0.2% | ||||||||
Sempra | ||||||||
(Cost $12,284) | 158 | 11,513 | ||||||
|
| |||||||
TOTAL COMMON STOCKS (Cost $5,463,224) | 6,586,035 | |||||||
|
| |||||||
EXCHANGE-TRADED FUNDS - 0.1% | ||||||||
SPDR Portfolio S&P 500 Growth ETF | 118 | 7,421 | ||||||
Vanguard S&P 500 Growth ETF | 2 | 524 | ||||||
|
| |||||||
(Cost $7,609) | 7,945 | |||||||
|
| |||||||
CASH EQUIVALENTS - 0.0% | ||||||||
DWS Government Money Market Series “Institutional Shares”, 5.31% (a) | ||||||||
(Cost $1,341) | 1,341 | 1,341 | ||||||
|
| |||||||
TOTAL INVESTMENTS - 99.9% (Cost $5,472,174) | $ | 6,595,321 | ||||||
Other assets and liabilities, net - 0.1% | 8,816 | |||||||
|
| |||||||
NET ASSETS - 100.0% | $ | 6,604,137 | ||||||
|
|
For information on the Fund’s policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
A summary of the Fund’s transactions with affiliated investments during the period ended November 30, 2023 is as follows:
Value ($) at 8/31/2023 | Purchases Cost ($) | Sales Proceeds ($) | Net Realized Gain/(Loss) ($) | Net Change in Unrealized Appreciation (Depreciation) ($) | Income ($) | Capital Gain Distributions ($) | Number of Shares at 11/30/2023 | Value ($) at 11/30/2023 | ||||||||
CASH EQUIVALENTS — 0.0% | ||||||||||||||||
DWS Government Money Market Series “Institutional Shares”, 5.31% (a) | ||||||||||||||||
1,630 | 26,304 | (26,593) | — | — | 49 | — | 1,341 | 1,341 |
* | Non-income producing security. |
(a) | Affiliated fund managed by DWS Investment Management Americas, Inc. The rate shown is the annualized seven-day yield at period end. |
REIT: | Real Estate Investment Trust |
Fair Value Measurements
Various inputs are used in determining the value of the Fund’s investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.
The following is a summary of the inputs used as of November 30, 2023 in valuing the Fund’s investments.
Assets | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stocks (a) | $ | 6,586,035 | $ | — | $ | — | $ | 6,586,035 | ||||||||
Exchange-Traded Funds | 7,945 | — | — | 7,945 | ||||||||||||
Short-Term Investments (a) | 1,341 | — | — | 1,341 | ||||||||||||
|
|
|
|
|
|
|
| |||||||||
TOTAL | $ | 6,595,321 | $ | — | $ | — | $ | 6,595,321 | ||||||||
|
|
|
|
|
|
|
|
(a) | See Schedule of Investments for additional detailed categorizations. |
OBTAIN A FUND PROSPECTUS
To obtain a summary prospectus, or prospectus, download one from www.Xtrackers.com, talk to your financial representative or call (855) 329-3837. Investing involves risk, including the possible loss of principal. We advise you to carefully consider the product’s objectives, risks, charges and expenses before investing. The summary prospectus and prospectus contain this and other important information about the investment product. Please read the prospectus carefully before you invest. Xtrackers ETFs (“ETFs”) are managed by DBX Advisors LLC (the “Adviser”), and distributed by ALPS Distributors, Inc. (“ALPS”). The Adviser is a subsidiary of DWS Group GmbH & Co. KGaA, and is not affiliated with ALPS. Shares are not individually redeemable, and owners of Shares may acquire those Shares from the Fund, or tender such Shares for redemption to the Fund, in Creation Units only.
The brand DWS represents DWS Group GmbH & Co. KGaA and any of its subsidiaries such as DWS Distributors, Inc. which offers investment products or DWS Investment Management Americas Inc. and RREEF America L.L.C. which offer advisory services.
NO BANK GUARANTEE | NOT FDIC INSURED | MAY LOSE VALUE
SNPG-PH1
R-089711-1 (5/24) DBX005195 (5/24)