DBX ETF Trust
SCHEDULE OF INVESTMENTS
Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF
November 30, 2023 (Unaudited)
Number of Shares | Value | |||||||
COMMON STOCKS - 97.9% | ||||||||
Brazil - 2.9% | ||||||||
Atacadao SA | 4,126 | $ | 9,486 | |||||
Banco Santander Brasil SA | 2,487 | 15,631 | ||||||
CCR SA | 7,060 | 19,381 | ||||||
Cia de Saneamento Basico do Estado de Sao Paulo | 2,443 | 33,463 | ||||||
Cia Siderurgica Nacional SA | 4,500 | 14,981 | ||||||
Cosan SA | 8,349 | 30,046 | ||||||
Energisa SA | 1,404 | 15,024 | ||||||
Equatorial Energia SA | 7,217 | 49,838 | ||||||
Hapvida Participacoes e Investimentos SA, 144A* | 33,365 | 29,562 | ||||||
Klabin SA | 5,472 | 25,040 | ||||||
Localiza Rent a Car SA* | 45 | 548 | ||||||
Localiza Rent a Car SA | 6,219 | 75,704 | ||||||
Lojas Renner SA | 6,576 | 21,826 | ||||||
Magazine Luiza SA* | 20,440 | 8,371 | ||||||
Natura & Co. Holding SA* | 6,237 | 20,852 | ||||||
PRIO SA* | 5,510 | 51,310 | ||||||
Raia Drogasil SA | 9,006 | 51,272 | ||||||
Rede D’Or Sao Luiz SA, 144A | 4,083 | 22,020 | ||||||
Rumo SA | 9,072 | 42,120 | ||||||
Telefonica Brasil SA | 2,834 | 30,315 | ||||||
TIM SA | 5,043 | 17,627 | ||||||
TOTVS SA | 3,923 | 26,494 | ||||||
Ultrapar Participacoes SA | 4,964 | 25,413 | ||||||
WEG SA | 11,735 | 81,346 | ||||||
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| |||||||
(Cost $636,309) | 717,670 | |||||||
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| |||||||
Chile - 0.3% | ||||||||
Cencosud SA | 8,783 | 16,390 | ||||||
Empresas CMPC SA | 7,977 | 15,501 | ||||||
Empresas Copec SA | 2,896 | 21,532 | ||||||
Enel Americas SA* | 161,583 | 18,899 | ||||||
Falabella SA* | 5,724 | 13,424 | ||||||
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| |||||||
(Cost $90,423) | 85,746 | |||||||
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| |||||||
China - 27.9% | ||||||||
37 Interactive Entertainment Network Technology Group Co. Ltd., Class A | 1,000 | 3,102 | ||||||
3SBio, Inc., 144A* | 11,138 | 10,353 | ||||||
AAC Technologies Holdings, Inc. | 4,879 | 13,712 | ||||||
Agricultural Bank of China Ltd., Class A | 35,800 | 18,349 | ||||||
Agricultural Bank of China Ltd., Class H | 191,144 | 70,728 | ||||||
Air China Ltd., Class A* | 4,800 | 5,424 | ||||||
Air China Ltd., Class H* | 13,956 | 9,399 | ||||||
Alibaba Group Holding Ltd.* | 112,717 | 1,049,916 | ||||||
Angel Yeast Co. Ltd., Class A | 200 | 1,023 | ||||||
Anhui Conch Cement Co. Ltd., Class A | 1,700 | 5,475 | ||||||
Anhui Conch Cement Co. Ltd., Class H | 8,533 | 19,971 | ||||||
Anjoy Foods Group Co. Ltd., Class A | 100 | 1,600 | ||||||
Baidu, Inc., Class A* | 15,534 | 230,913 | ||||||
Beijing Easpring Material Technology Co. Ltd., Class A | 200 | 1,147 | ||||||
Beijing Tongrentang Co. Ltd., Class A | 600 | 4,466 | ||||||
BYD Co. Ltd., Class A | 777 | 21,669 | ||||||
BYD Co. Ltd., Class H | 7,164 | 192,623 | ||||||
By-health Co. Ltd., Class A | 300 | 769 | ||||||
CECEP Solar Energy Co. Ltd., Class A | 1,600 | 1,248 | ||||||
China Baoan Group Co. Ltd., Class A | 900 | 1,473 | ||||||
China Communications Services Corp. Ltd., Class H | 16,044 | 6,841 | ||||||
China Construction Bank Corp., Class H | 665,772 | 385,298 | ||||||
China Eastern Airlines Corp. Ltd., Class A* | 7,100 | 4,176 | ||||||
China Feihe Ltd., 144A | 27,466 | 16,106 | ||||||
China Jushi Co. Ltd., Class A | 1,828 | 2,834 | ||||||
China Literature Ltd., 144A* | 2,801 | 9,557 | ||||||
China Mengniu Dairy Co. Ltd.* | 22,102 | 69,331 | ||||||
China Merchants Bank Co. Ltd., Class A | 8,134 | 32,793 | ||||||
China Merchants Bank Co. Ltd., Class H | 27,268 | 95,312 | ||||||
China Resources Pharmaceutical Group Ltd., 144A | 11,070 | 6,917 | ||||||
China Resources Sanjiu Medical & Pharmaceutical Co. Ltd., Class A | 400 | 2,721 | ||||||
China Southern Airlines Co. Ltd., Class A* | 3,674 | 3,164 | ||||||
China Southern Airlines Co. Ltd., Class H* | 12,905 | 6,196 | ||||||
China Three Gorges Renewables Group Co. Ltd., Class A | 12,810 | 8,252 | ||||||
China Tourism Group Duty Free Corp. Ltd., Class A | 800 | 9,987 | ||||||
China Tourism Group Duty Free Corp. Ltd., Class H, 144A | 764 | 8,315 | ||||||
China Vanke Co. Ltd., Class A | 4,385 | 7,025 | ||||||
China Vanke Co. Ltd., Class H | 15,367 | 15,524 | ||||||
China Yangtze Power Co. Ltd., Class A | 10,100 | 32,290 | ||||||
CITIC Ltd. | 40,649 | 38,305 | ||||||
CMOC Group Ltd., Class A | 8,624 | 6,292 | ||||||
CMOC Group Ltd., Class H | 25,630 | 14,636 | ||||||
CNGR Advanced Material Co. Ltd., Class A | 300 | 2,066 | ||||||
Contemporary Amperex Technology Co. Ltd., Class A | 1,895 | 44,317 | ||||||
COSCO SHIPPING Holdings Co. Ltd., Class A | 5,600 | 7,850 | ||||||
COSCO SHIPPING Holdings Co. Ltd., Class H | 23,486 | 21,651 | ||||||
Country Garden Services Holdings Co. Ltd. | 15,205 | 14,367 | ||||||
CSPC Pharmaceutical Group Ltd. | 62,144 | 56,095 | ||||||
East Buy Holding Ltd., 144A* | 2,796 | 10,400 |
Ecovacs Robotics Co. Ltd., Class A | 200 | 1,197 | ||||||
ENN Energy Holdings Ltd. | 5,489 | 38,091 | ||||||
ENN Natural Gas Co. Ltd., Class A | 1,200 | 2,694 | ||||||
Fosun International Ltd. | 19,653 | 11,197 | ||||||
Ganfeng Lithium Group Co. Ltd., Class A | 664 | 3,626 | ||||||
Ganfeng Lithium Group Co. Ltd., Class H, 144A | 2,798 | 8,956 | ||||||
GEM Co. Ltd., Class A | 1,200 | 948 | ||||||
Genscript Biotech Corp.* | 7,910 | 21,977 | ||||||
Ginlong Technologies Co. Ltd., Class A | 200 | 1,867 | ||||||
Goldwind Science & Technology Co. Ltd., Class A | 1,700 | 2,071 | ||||||
Greentown China Holdings Ltd. | 6,985 | 7,432 | ||||||
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd., Class A | 300 | 1,267 | ||||||
Guangzhou Kingmed Diagnostics Group Co. Ltd., Class A | 200 | 1,848 | ||||||
Haier Smart Home Co. Ltd., Class A | 2,700 | 8,364 | ||||||
Haier Smart Home Co. Ltd., Class H | 16,975 | 49,228 | ||||||
Haitian International Holdings Ltd. | 3,835 | 9,771 | ||||||
Hangzhou Robam Appliances Co. Ltd., Class A | 400 | 1,301 | ||||||
Hangzhou Tigermed Consulting Co. Ltd., Class A | 200 | 1,740 | ||||||
Hansoh Pharmaceutical Group Co. Ltd., 144A | 7,839 | 15,878 | ||||||
Henan Shuanghui Investment & Development Co. Ltd., Class A | 1,642 | 6,001 | ||||||
Huadong Medicine Co. Ltd., Class A | 600 | 3,427 | ||||||
Huatai Securities Co. Ltd., Class A | 3,356 | 6,735 | ||||||
Huatai Securities Co. Ltd., Class H, 144A | 9,778 | 12,244 | ||||||
Industrial & Commercial Bank of China Ltd., Class A | 26,500 | 17,850 | ||||||
Industrial & Commercial Bank of China Ltd., Class H | 449,927 | 215,450 | ||||||
Inner Mongolia Yili Industrial Group Co. Ltd., Class A | 2,650 | 10,112 | ||||||
JD Logistics, Inc., 144A* | 13,209 | 16,219 | ||||||
JD.com, Inc., Class A | 16,175 | 220,974 | ||||||
Jiangsu Eastern Shenghong Co. Ltd., Class A | 1,600 | 2,267 | ||||||
Jiangsu Expressway Co. Ltd., Class H | 7,064 | 6,358 | ||||||
Jiangsu Hengrui Pharmaceuticals Co. Ltd., Class A | 2,700 | 18,156 | ||||||
Jiangsu Zhongtian Technology Co. Ltd., Class A | 1,500 | 2,727 | ||||||
Joincare Pharmaceutical Group Industry Co. Ltd., Class A | 800 | 1,417 | ||||||
Jointown Pharmaceutical Group Co. Ltd., Class A | 1,668 | 1,754 | ||||||
Kanzhun Ltd., ADR* | 1,513 | 25,010 | ||||||
Kingdee International Software Group Co. Ltd.* | 19,946 | 27,734 | ||||||
Kuaishou Technology, 144A* | 16,208 | 119,740 | ||||||
Kuang-Chi Technologies Co. Ltd., Class A | 1,100 | 2,149 | ||||||
Lenovo Group Ltd. | 50,276 | 62,118 | ||||||
Li Auto, Inc., Class A* | 7,854 | 146,616 | ||||||
Livzon Pharmaceutical Group, Inc., Class A | 300 | 1,471 | ||||||
Longfor Group Holdings Ltd., 144A | 13,294 | 23,557 | ||||||
Microport Scientific Corp.* | 4,949 | 7,933 | ||||||
Ming Yang Smart Energy Group Ltd., Class A | 900 | 1,698 | ||||||
MINISO Group Holding Ltd. | 2,664 | 17,890 | ||||||
NetEase, Inc. | 13,319 | 300,647 | ||||||
NIO, Inc., ADR* | 9,477 | 68,898 | ||||||
Nongfu Spring Co. Ltd., Class H, 144A | 13,918 | 79,477 | ||||||
Offshore Oil Engineering Co. Ltd., Class A | 1,800 | 1,621 | ||||||
Perfect World Co. Ltd., Class A | 1,000 | 1,766 | ||||||
Pharmaron Beijing Co. Ltd., Class A | 750 | 3,508 | ||||||
Ping An Healthcare and Technology Co. Ltd., 144A* | 4,153 | 9,284 | ||||||
Pop Mart International Group Ltd., 144A | 3,220 | 9,668 | ||||||
Postal Savings Bank of China Co. Ltd., Class A | 12,284 | 7,552 | ||||||
Postal Savings Bank of China Co. Ltd., Class H, 144A | 55,065 | 24,465 | ||||||
SF Holding Co. Ltd., Class A | 2,188 | 12,948 | ||||||
Shandong Nanshan Aluminum Co. Ltd., Class A | 4,300 | 1,734 | ||||||
Shandong Weigao Group Medical Polymer Co. Ltd., Class H | 17,011 | 16,139 | ||||||
Shanghai Electric Group Co. Ltd., Class A* | 4,200 | 2,594 | ||||||
Shanghai Fosun Pharmaceutical Group Co. Ltd., Class A | 826 | 3,227 | ||||||
Shanghai Fosun Pharmaceutical Group Co. Ltd., Class H | 3,817 | 8,445 | ||||||
Shanghai M&G Stationery, Inc., Class A | 400 | 2,225 | ||||||
Shanghai Pharmaceuticals Holding Co. Ltd., Class A | 1,278 | 3,214 | ||||||
Shanghai Pharmaceuticals Holding Co. Ltd., Class H | 5,091 | 7,379 | ||||||
Shanghai Putailai New Energy Technology Co. Ltd., Class A | 1,052 | 3,381 | ||||||
Shanghai Yuyuan Tourist Mart Group Co. Ltd., Class A | 1,600 | 1,445 | ||||||
Shenzhen Inovance Technology Co. Ltd., Class A | 624 | 5,768 | ||||||
Shenzhen Mindray Bio-Medical Electronics Co. Ltd., Class A | 548 | 22,321 |
Sinopharm Group Co. Ltd., Class H | 9,458 | 23,468 | ||||||
Sinotruk Hong Kong Ltd. | 4,708 | 9,765 | ||||||
Skshu Paint Co. Ltd., Class A* | 196 | 1,482 | ||||||
Sungrow Power Supply Co. Ltd., Class A | 670 | 7,806 | ||||||
Sunwoda Electronic Co. Ltd., Class A | 800 | 1,704 | ||||||
TCL Technology Group Corp., Class A* | 7,900 | 4,624 | ||||||
Tencent Holdings Ltd. | 46,097 | 1,929,980 | ||||||
Tianqi Lithium Corp., Class A | 600 | 4,208 | ||||||
Titan Wind Energy Suzhou Co. Ltd., Class A* | 700 | 1,224 | ||||||
Tongcheng Travel Holdings Ltd.* | 8,927 | 16,436 | ||||||
Topchoice Medical Corp., Class A* | 100 | 1,147 | ||||||
Uni-President China Holdings Ltd. | 9,964 | 6,379 | ||||||
Vipshop Holdings Ltd., ADR* | 2,456 | 39,370 | ||||||
Weichai Power Co. Ltd., Class A | 2,700 | 5,634 | ||||||
Weichai Power Co. Ltd., Class H | 13,000 | 23,902 | ||||||
Western Mining Co. Ltd., Class A | 1,000 | 1,795 | ||||||
WuXi AppTec Co. Ltd., Class A | 1,088 | 12,585 | ||||||
WuXi AppTec Co. Ltd., Class H, 144A | 2,489 | 29,159 | ||||||
Wuxi Biologics Cayman, Inc., 144A* | 26,349 | 146,753 | ||||||
XPeng, Inc., Class A* | 6,734 | 57,939 | ||||||
Yadea Group Holdings Ltd., 144A | 8,450 | 15,861 | ||||||
Yihai Kerry Arawana Holdings Co. Ltd., Class A | 700 | 3,422 | ||||||
Yum China Holdings, Inc. | 2,860 | 123,495 | ||||||
Yunnan Baiyao Group Co. Ltd., Class A | 806 | 5,681 | ||||||
Yunnan Energy New Material Co. Ltd., Class A | 358 | 2,951 | ||||||
Zai Lab Ltd.* | 1,308 | 3,559 | ||||||
Zai Lab Ltd., ADR* | 512 | 13,972 | ||||||
Zangge Mining Co. Ltd., Class A | 800 | 2,680 | ||||||
Zhangzhou Pientzehuang Pharmaceutical Co. Ltd., Class A | 300 | 10,619 | ||||||
Zhejiang Chint Electrics Co. Ltd., Class A | 912 | 2,801 | ||||||
Zhejiang Expressway Co. Ltd., Class H | 8,654 | 5,485 | ||||||
Zhejiang Huayou Cobalt Co. Ltd., Class A | 699 | 3,142 | ||||||
Zhejiang Jiuzhou Pharmaceutical Co. Ltd., Class A | 300 | 1,154 | ||||||
Zhejiang Weixing New Building Materials Co. Ltd., Class A | 800 | 1,676 | ||||||
Zoomlion Heavy Industry Science and Technology Co. Ltd., Class A | 3,800 | 3,432 | ||||||
ZTO Express Cayman, Inc., ADR | 2,954 | 65,933 | ||||||
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(Cost $9,069,316) | 6,957,967 | |||||||
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Colombia - 0.1% | ||||||||
Bancolombia SA | 1,897 | 14,839 | ||||||
Interconexion Electrica SA ESP | 2,679 | 10,016 | ||||||
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(Cost $33,177) | 24,855 | |||||||
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Czech Republic - 0.1% | ||||||||
Komercni Banka AS | 454 | 14,082 | ||||||
Moneta Money Bank AS, 144A | 2,257 | 8,838 | ||||||
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(Cost $22,282) | 22,920 | |||||||
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Egypt - 0.2% | ||||||||
Commercial International Bank - Egypt (CIB) | ||||||||
(Cost $26,611) | 17,245 | 43,085 | ||||||
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Greece - 0.5% | ||||||||
Alpha Services and Holdings SA* | 14,485 | 24,655 | ||||||
Eurobank Ergasias Services and Holdings SA* | 17,815 | 32,870 | ||||||
Hellenic Telecommunications Organization SA | 1,363 | 20,032 | ||||||
Motor Oil Hellas Corinth Refineries SA | 446 | 12,069 | ||||||
Mytilineos SA | 739 | 29,624 | ||||||
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(Cost $76,367) | 119,250 | |||||||
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Hong Kong - 1.5% | ||||||||
Alibaba Health Information Technology Ltd.* | 36,842 | 20,944 | ||||||
Beijing Enterprises Water Group Ltd. | 28,772 | 5,784 | ||||||
Bosideng International Holdings Ltd. | 26,391 | 11,083 | ||||||
China Everbright Environment Group Ltd. | 25,459 | 8,377 | ||||||
China Medical System Holdings Ltd. | 9,958 | 19,150 | ||||||
China Overseas Land & Investment Ltd. | 26,559 | 49,103 | ||||||
China Resources Gas Group Ltd. | 6,347 | 19,910 | ||||||
China Resources Land Ltd. | 22,268 | 81,542 | ||||||
China Ruyi Holdings Ltd.* | 41,857 | 9,486 | ||||||
Chow Tai Fook Jewellery Group Ltd. | 13,756 | 19,973 | ||||||
Far East Horizon Ltd. | 10,270 | 7,535 | ||||||
Geely Automobile Holdings Ltd. | 41,613 | 45,341 | ||||||
Kunlun Energy Co. Ltd. | 26,615 | 24,603 | ||||||
Sino Biopharmaceutical Ltd. | 71,983 | 35,391 | ||||||
Vinda International Holdings Ltd. | 2,496 | 6,392 | ||||||
Want Want China Holdings Ltd. | 32,681 | 19,122 | ||||||
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(Cost $512,181) | 383,736 | |||||||
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Hungary - 0.5% | ||||||||
MOL Hungarian Oil & Gas PLC | 2,959 | 23,553 | ||||||
OTP Bank Nyrt | 1,674 | 69,571 | ||||||
Richter Gedeon Nyrt | 973 | 24,516 | ||||||
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(Cost $115,993) | 117,640 | |||||||
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India - 14.3% | ||||||||
ABB India Ltd. | 366 | 19,397 | ||||||
Adani Green Energy Ltd.* | 2,144 | 26,450 | ||||||
Ashok Leyland Ltd. | 9,600 | 21,084 | ||||||
Asian Paints Ltd. | 2,680 | 100,263 | ||||||
Astral Ltd. | 795 | 18,587 | ||||||
AU Small Finance Bank Ltd., 144A | 1,191 | 10,588 | ||||||
Axis Bank Ltd. | 15,872 | 204,458 | ||||||
Bajaj Finance Ltd. | 1,867 | 159,443 | ||||||
Berger Paints India Ltd. | 2,155 | 14,843 | ||||||
Bharti Airtel Ltd. | 15,526 | 188,914 | ||||||
Britannia Industries Ltd. | 747 | 43,468 | ||||||
Colgate-Palmolive India Ltd. | 919 | 24,202 | ||||||
Cummins India Ltd. | 958 | 21,931 | ||||||
Dabur India Ltd. | 4,232 | 27,305 | ||||||
DLF Ltd. | 4,313 | 32,368 |
Eicher Motors Ltd. | 942 | 44,019 | ||||||
GAIL India Ltd. | 14,638 | 23,152 | ||||||
Grasim Industries Ltd. | 1,865 | 44,849 | ||||||
Havells India Ltd. | 1,700 | 26,555 | ||||||
HCL Technologies Ltd. | 6,623 | 106,492 | ||||||
Hero MotoCorp Ltd. | 824 | 37,735 | ||||||
Hindalco Industries Ltd. | 8,530 | 52,744 | ||||||
Hindustan Unilever Ltd. | 5,624 | 171,670 | ||||||
ICICI Prudential Life Insurance Co. Ltd., 144A | 2,296 | 15,489 | ||||||
Indian Hotels Co. Ltd. | 5,952 | 30,098 | ||||||
Indraprastha Gas Ltd. | 2,296 | 10,713 | ||||||
Info Edge India Ltd. | 483 | 26,706 | ||||||
Infosys Ltd. | 15,255 | 266,187 | ||||||
Infosys Ltd., ADR | 7,618 | 133,696 | ||||||
Kotak Mahindra Bank Ltd. | 7,627 | 160,549 | ||||||
Lupin Ltd. | 1,463 | 22,471 | ||||||
Mahindra & Mahindra Ltd. | 6,405 | 126,554 | ||||||
Marico Ltd. | 3,537 | 22,846 | ||||||
Nestle India Ltd. | 238 | 69,168 | ||||||
PI Industries Ltd. | 568 | 25,684 | ||||||
Pidilite Industries Ltd. | 1,000 | 30,606 | ||||||
Power Grid Corp. of India Ltd. | 32,142 | 80,534 | ||||||
Reliance Industries Ltd. | 21,043 | 599,909 | ||||||
Shree Cement Ltd. | 63 | 20,202 | ||||||
Shriram Finance Ltd. | 1,899 | 45,707 | ||||||
Siemens Ltd. | 617 | 27,061 | ||||||
Supreme Industries Ltd. | 429 | 22,795 | ||||||
Tata Consultancy Services Ltd. | 6,303 | 263,597 | ||||||
Torrent Pharmaceuticals Ltd. | 733 | 18,692 | ||||||
TVS Motor Co. Ltd. | 1,672 | 37,382 | ||||||
UPL Ltd. | 3,228 | 22,089 | ||||||
Vedanta Ltd. | 6,423 | 17,973 | ||||||
Zomato Ltd.* | 35,614 | 50,628 | ||||||
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(Cost $3,151,970) | 3,567,853 | |||||||
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Indonesia - 2.1% | ||||||||
Aneka Tambang Tbk | 64,114 | 7,193 | ||||||
PT Bank Central Asia Tbk | 381,796 | 220,930 | ||||||
PT Bank Rakyat Indonesia Persero Tbk | 476,719 | 162,133 | ||||||
PT Barito Pacific Tbk | 202,106 | 13,617 | ||||||
PT Kalbe Farma Tbk | 142,363 | 14,824 | ||||||
PT Merdeka Copper Gold Tbk* | 66,750 | 10,888 | ||||||
PT Sarana Menara Nusantara Tbk | 140,658 | 9,069 | ||||||
PT Telkom Indonesia Persero Tbk | 343,306 | 83,226 | ||||||
PT Unilever Indonesia Tbk | 51,759 | 12,180 | ||||||
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(Cost $542,291) | 534,060 | |||||||
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Kazakhstan - 0.0% | ||||||||
Polymetal International PLC*(a) | ||||||||
(Cost $40,174) | 2,070 | 0 | ||||||
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Kuwait - 0.5% | ||||||||
Kuwait Finance House KSCP | ||||||||
(Cost $129,338) | 56,735 | 128,446 | ||||||
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Malaysia - 2.1% | ||||||||
AMMB Holdings Bhd | 11,100 | 9,434 | ||||||
Axiata Group Bhd | 20,983 | 10,177 | ||||||
Celcomdigi Bhd | 24,900 | 23,193 | ||||||
CIMB Group Holdings Bhd | 44,273 | 53,684 | ||||||
Dialog Group Bhd | 22,400 | 10,624 | ||||||
Gamuda Bhd | 12,688 | 12,989 | ||||||
IHH Healthcare Bhd | 15,200 | 19,018 | ||||||
Kuala Lumpur Kepong Bhd | 3,500 | 16,435 | ||||||
Malayan Banking Bhd | 37,653 | 72,567 | ||||||
Malaysia Airports Holdings Bhd | 6,328 | 9,751 | ||||||
Maxis Bhd | 17,000 | 14,229 | ||||||
MISC Bhd | 7,600 | 11,727 | ||||||
MR DIY Group M Bhd, 144A | 23,100 | 7,585 | ||||||
Nestle Malaysia Bhd | 500 | 13,456 | ||||||
Petronas Chemicals Group Bhd | 18,300 | 28,356 | ||||||
Petronas Dagangan Bhd | 1,900 | 9,093 | ||||||
Petronas Gas Bhd | 5,300 | 19,178 | ||||||
PPB Group Bhd | 4,700 | 14,223 | ||||||
Press Metal Aluminium Holdings Bhd | 25,400 | 26,166 | ||||||
Public Bank Bhd | 101,775 | 93,267 | ||||||
QL Resources Bhd | 7,400 | 8,910 | ||||||
RHB Bank Bhd | 11,057 | 12,933 | ||||||
Sime Darby Bhd | 20,200 | 10,708 | ||||||
Telekom Malaysia Bhd | 8,500 | 9,614 | ||||||
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| |||||||
(Cost $532,365) | 517,317 | |||||||
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Mexico - 2.9% | ||||||||
America Movil SAB de CV, Series B | 130,929 | 118,406 | ||||||
Arca Continental SAB de CV | 3,394 | 34,650 | ||||||
Cemex SAB de CV, Series CPO* | 105,016 | 72,967 | ||||||
Fomento Economico Mexicano SAB de CV | 13,587 | 172,760 | ||||||
Gruma SAB de CV, Class B | 1,247 | 23,106 | ||||||
Grupo Aeroportuario del Sureste SAB de CV, Class B | 1,277 | 30,145 | ||||||
Grupo Bimbo SAB de CV, Series A | 8,796 | 44,376 | ||||||
Grupo Financiero Banorte SAB de CV, Class O | 18,139 | 168,646 | ||||||
Industrias Penoles SAB de CV* | 1,366 | 20,032 | ||||||
Orbia Advance Corp. SAB de CV | 7,389 | 15,776 | ||||||
Prologis Property Mexico SA de CV REIT | 4,791 | 20,624 | ||||||
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| |||||||
(Cost $567,297) | 721,488 | |||||||
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Netherlands - 0.1% | ||||||||
NEPI Rockcastle NV* | ||||||||
(Cost $23,894) | 3,630 | 22,221 | ||||||
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| |||||||
Peru - 0.2% | ||||||||
Credicorp Ltd. | ||||||||
(Cost $64,240) | 466 | 58,497 | ||||||
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Philippines - 0.5% | ||||||||
Ayala Corp. | 1,710 | 20,462 | ||||||
JG Summit Holdings, Inc. | 17,770 | 12,329 | ||||||
PLDT, Inc. | 515 | 11,954 | ||||||
SM Investments Corp. | 1,632 | 24,087 |
SM Prime Holdings, Inc. | 69,500 | 40,455 | ||||||
Universal Robina Corp. | 6,530 | 13,298 | ||||||
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| |||||||
(Cost $141,829) | 122,585 | |||||||
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Poland - 1.2% | ||||||||
Allegro.eu SA, 144A* | 3,390 | 24,587 | ||||||
CD Projekt SA | 496 | 13,530 | ||||||
KGHM Polska Miedz SA | 926 | 26,757 | ||||||
mBank SA* | 103 | 14,564 | ||||||
ORLEN SA | 4,057 | 60,028 | ||||||
Powszechna Kasa Oszczednosci Bank Polski SA* | 6,004 | 71,517 | ||||||
Powszechny Zaklad Ubezpieczen SA | 4,227 | 48,305 | ||||||
Santander Bank Polska SA* | 250 | 31,126 | ||||||
|
| |||||||
(Cost $253,049) | 290,414 | |||||||
|
| |||||||
Qatar - 0.7% | ||||||||
Qatar Fuel QSC | 4,285 | 18,736 | ||||||
Qatar Gas Transport Co. Ltd. | 17,822 | 15,859 | ||||||
Qatar National Bank QPSC | 32,169 | 138,713 | ||||||
|
| |||||||
(Cost $204,119) | 173,308 | |||||||
|
| |||||||
Russia - 0.0% | ||||||||
Gazprom PJSC*(a) | 68,905 | 0 | ||||||
LUKOIL PJSC*(a) | 2,409 | 0 | ||||||
Mobile TeleSystems PJSC, ADR*(a) | 2,662 | 0 | ||||||
Moscow Exchange MICEX-RTS PJSC*(a) | 8,602 | 0 | ||||||
Novatek PJSC*(a) | 5,300 | 0 | ||||||
Novolipetsk Steel PJSC*(a) | 8,462 | 0 | ||||||
PhosAgro PJSC*(a) | 267 | 0 | ||||||
PhosAgro PJSC, GDR*(a) | 300 | 0 | ||||||
PhosAgro PJSC, GDR*(a) | 4 | 0 | ||||||
Polyus PJSC*(a) | 193 | 0 | ||||||
|
| |||||||
(Cost $634,818) | 0 | |||||||
|
| |||||||
Saudi Arabia - 2.2% | ||||||||
ACWA Power Co. | 657 | 40,105 | ||||||
Alinma Bank | 6,806 | 64,949 | ||||||
Bank AlBilad | 3,183 | 32,453 | ||||||
Dr Sulaiman Al Habib Medical Services Group Co. | 611 | 45,929 | ||||||
National Industrialization Co.* | 2,220 | 7,219 | ||||||
Sahara International Petrochemical Co. | 2,442 | 21,058 | ||||||
Saudi Arabian Oil Co., 144A | 18,543 | 164,102 | ||||||
Saudi Basic Industries Corp. | 6,269 | 132,348 | ||||||
Saudi Electricity Co. | 5,739 | 27,628 | ||||||
Savola Group | 1,773 | 17,723 | ||||||
|
| |||||||
(Cost $573,047) | 553,514 | |||||||
|
| |||||||
Singapore - 0.0% | ||||||||
BOC Aviation Ltd., 144A | ||||||||
(Cost $11,623) | 1,457 | 10,484 | ||||||
|
| |||||||
South Africa - 4.9% | ||||||||
Absa Group Ltd. | 5,881 | 53,925 | ||||||
Anglo American Platinum Ltd. | 454 | 19,109 | ||||||
Aspen Pharmacare Holdings Ltd. | 2,580 | 25,205 | ||||||
Bid Corp. Ltd. | 2,334 | 50,901 | ||||||
Bidvest Group Ltd. | 1,999 | 24,871 | ||||||
Capitec Bank Holdings Ltd. | 600 | 62,081 | ||||||
Clicks Group Ltd. | 1,683 | 26,212 | ||||||
Discovery Ltd. | 3,532 | 24,797 | ||||||
FirstRand Ltd. | 35,031 | 124,651 | ||||||
Gold Fields Ltd. | 6,199 | 93,168 | ||||||
Impala Platinum Holdings Ltd. | 5,889 | 23,814 | ||||||
Kumba Iron Ore Ltd. | 500 | 15,627 | ||||||
MTN Group Ltd. | 11,771 | 63,942 | ||||||
Naspers Ltd., Class N* | 1,291 | 236,641 | ||||||
Nedbank Group Ltd. | 3,039 | 34,287 | ||||||
Northam Platinum Holdings Ltd. | 2,561 | 16,442 | ||||||
Old Mutual Ltd. | 35,509 | 21,549 | ||||||
Sanlam Ltd. | 12,433 | 44,555 | ||||||
Sasol Ltd. | 3,929 | 43,437 | ||||||
Shoprite Holdings Ltd. | 3,426 | 46,491 | ||||||
Sibanye Stillwater Ltd. | 19,424 | 21,320 | ||||||
Standard Bank Group Ltd. | 9,400 | 99,318 | ||||||
Vodacom Group Ltd. | 4,310 | 22,062 | ||||||
Woolworths Holdings Ltd. | 6,649 | 23,684 | ||||||
|
| |||||||
(Cost $1,397,255) | 1,218,089 | |||||||
|
| |||||||
South Korea - 6.4% | ||||||||
Amorepacific Corp. | 202 | 20,245 | ||||||
Celltrion Healthcare Co. Ltd. | 744 | 42,962 | ||||||
CJ CheilJedang Corp. | 47 | 11,257 | ||||||
Coway Co. Ltd. | 411 | 15,928 | ||||||
Doosan Bobcat, Inc. | 381 | 13,466 | ||||||
Doosan Enerbility Co. Ltd.* | 3,022 | 37,009 | ||||||
Hana Financial Group, Inc. | 2,023 | 65,309 | ||||||
Hanon Systems | 1,245 | 6,996 | ||||||
Hanwha Solutions Corp.* | 772 | 19,986 | ||||||
HD Hyundai Co. Ltd. | 305 | 14,255 | ||||||
HMM Co. Ltd. | 1,658 | 19,907 | ||||||
Hyundai Engineering & Construction Co. Ltd. | 524 | 14,561 | ||||||
Hyundai Glovis Co. Ltd. | 144 | 19,388 | ||||||
Hyundai Mipo Dockyard Co. Ltd.* | 166 | 10,435 | ||||||
Kakao Corp. | 2,155 | 84,353 | ||||||
KB Financial Group, Inc. | 2,650 | �� | 107,631 | |||||
Korea Zinc Co. Ltd. | 55 | 20,953 | ||||||
Korean Air Lines Co. Ltd. | 1,331 | 23,161 | ||||||
Kumho Petrochemical Co. Ltd. | 119 | 11,806 | ||||||
LG Chem Ltd. | 345 | 133,973 | ||||||
LG Corp. | 651 | 42,436 | ||||||
LG Display Co. Ltd.* | 1,750 | 16,983 | ||||||
LG Electronics, Inc. | 736 | 58,588 | ||||||
LG H&H Co. Ltd. | 67 | 17,319 | ||||||
LG Uplus Corp. | 1,461 | 11,890 | ||||||
Lotte Chemical Corp. | 134 | 16,016 | ||||||
Mirae Asset Securities Co. Ltd. | 1,883 | 10,465 | ||||||
NAVER Corp. | 917 | 147,840 |
NCSoft Corp. | 98 | 19,902 | ||||||
Netmarble Corp., 144A* | 150 | 6,906 | ||||||
POSCO Future M Co. Ltd. | 215 | 54,077 | ||||||
Samsung Engineering Co. Ltd.* | 992 | 19,415 | ||||||
Samsung SDI Co. Ltd. | 384 | 140,486 | ||||||
Samsung SDS Co. Ltd. | 270 | 35,242 | ||||||
Samsung Securities Co. Ltd. | 477 | 14,493 | ||||||
Shinhan Financial Group Co. Ltd. | 2,981 | 85,261 | ||||||
SK Biopharmaceuticals Co. Ltd.* | 211 | 14,081 | ||||||
SK Bioscience Co. Ltd.* | 184 | 9,698 | ||||||
SK IE Technology Co. Ltd., 144A* | 164 | 9,025 | ||||||
SK Innovation Co. Ltd.* | 413 | 45,809 | ||||||
SK Square Co. Ltd.* | 688 | 27,197 | ||||||
SK, Inc. | 243 | 30,814 | ||||||
SKC Co. Ltd. | 130 | 9,774 | ||||||
Woori Financial Group, Inc. | 4,215 | 42,537 | ||||||
Yuhan Corp. | 359 | 17,057 | ||||||
|
| |||||||
(Cost $1,898,757) | 1,596,892 | |||||||
|
| |||||||
Taiwan - 20.9% | ||||||||
Acer, Inc. | 21,941 | 24,722 | ||||||
Airtac International Group | 1,106 | 38,413 | ||||||
AUO Corp.* | 43,513 | 22,773 | ||||||
Cathay Financial Holding Co. Ltd.* | 66,095 | 98,381 | ||||||
China Airlines Ltd. | 21,022 | 14,199 | ||||||
China Steel Corp. | 81,930 | 68,712 | ||||||
Chunghwa Telecom Co. Ltd. | 26,058 | 99,678 | ||||||
CTBC Financial Holding Co. Ltd. | 123,403 | 108,037 | ||||||
Delta Electronics, Inc. | 13,377 | 135,526 | ||||||
E.Sun Financial Holding Co. Ltd. | 95,725 | 78,443 | ||||||
Eva Airways Corp. | 19,784 | 19,822 | ||||||
Evergreen Marine Corp. Taiwan Ltd. | 6,987 | 25,049 | ||||||
Far Eastern New Century Corp. | 20,050 | 19,639 | ||||||
Far EasTone Telecommunications Co. Ltd. | 11,313 | 30,021 | ||||||
First Financial Holding Co. Ltd. | 72,930 | 64,666 | ||||||
Fubon Financial Holding Co. Ltd. | 54,438 | 112,222 | ||||||
Hotai Motor Co. Ltd. | 2,140 | 48,636 | ||||||
Hua Nan Financial Holdings Co. Ltd. | 62,065 | 44,204 | ||||||
Lite-On Technology Corp. | 14,000 | 49,296 | ||||||
MediaTek, Inc. | 10,034 | 303,525 | ||||||
Mega Financial Holding Co. Ltd. | 77,897 | 98,493 | ||||||
momo.com, Inc. | 465 | 7,710 | ||||||
Nan Ya Plastics Corp. | 33,034 | 72,011 | ||||||
President Chain Store Corp. | 4,406 | 38,009 | ||||||
SinoPac Financial Holdings Co. Ltd. | 73,005 | 44,168 | ||||||
Taishin Financial Holding Co. Ltd. | 77,541 | 45,423 | ||||||
Taiwan Cooperative Financial Holding Co. Ltd. | 71,274 | 61,486 | ||||||
Taiwan High Speed Rail Corp. | 13,623 | 13,126 | ||||||
Taiwan Mobile Co. Ltd. | 12,023 | 37,870 | ||||||
Taiwan Semiconductor Manufacturing Co. Ltd. | 170,722 | 3,153,220 | ||||||
Uni-President Enterprises Corp. | 33,748 | 78,861 | ||||||
United Microelectronics Corp. | 77,869 | 121,888 | ||||||
Voltronic Power Technology Corp. | 425 | 21,903 | ||||||
Wan Hai Lines Ltd. | 5,523 | 8,256 | ||||||
Yang Ming Marine Transport Corp. | 13,041 | 17,533 | ||||||
|
| |||||||
(Cost $4,140,740) | 5,225,921 | |||||||
|
| |||||||
Thailand - 2.3% | ||||||||
Advanced Info Service PCL, NVDR | 8,200 | 50,817 | ||||||
Airports of Thailand PCL, NVDR* | 28,400 | 48,036 | ||||||
Asset World Corp. PCL, NVDR | 57,700 | 6,069 | ||||||
Bangkok Dusit Medical Services PCL, NVDR | 78,000 | 58,205 | ||||||
Bangkok Expressway & Metro PCL | 51,100 | 11,331 | ||||||
Berli Jucker PCL, NVDR | 8,000 | 5,970 | ||||||
BTS Group Holdings PCL, NVDR | 46,900 | 9,666 | ||||||
Bumrungrad Hospital PCL, NVDR | 4,100 | 25,991 | ||||||
Central Retail Corp. PCL, NVDR | 12,600 | 13,521 | ||||||
Charoen Pokphand Foods PCL, NVDR | 21,200 | 11,993 | ||||||
CP ALL PCL, NVDR | 40,900 | 60,459 | ||||||
Delta Electronics Thailand PCL, NVDR | 21,700 | 47,962 | ||||||
Energy Absolute PCL, NVDR | 12,200 | 15,433 | ||||||
Home Product Center PCL, NVDR | 44,000 | 14,759 | ||||||
Indorama Ventures PCL, NVDR | 12,500 | 8,706 | ||||||
Intouch Holdings PCL, NVDR | 7,300 | 14,474 | ||||||
Kasikornbank PCL, NVDR | 4,200 | 15,283 | ||||||
Minor International PCL, NVDR | 21,054 | 16,309 | ||||||
Muangthai Capital PCL, NVDR | 5,200 | 6,467 | ||||||
Osotspa PCL | 2,600 | 1,693 | ||||||
Osotspa PCL, NVDR | 6,200 | 4,036 | ||||||
PTT Exploration & Production PCL, NVDR | 9,500 | 40,914 | ||||||
PTT Global Chemical PCL, NVDR | 17,000 | 18,606 | ||||||
PTT Oil & Retail Business PCL, NVDR | 20,200 | 11,427 | ||||||
SCG Packaging PCL, NVDR | 8,900 | 9,741 | ||||||
Siam Cement PCL, NVDR | 5,500 | 44,872 | ||||||
|
| |||||||
(Cost $681,973) | 572,740 | |||||||
|
| |||||||
Turkey - 0.5% | ||||||||
Haci Omer Sabanci Holding AS | 7,273 | 15,364 | ||||||
KOC Holding AS | 5,324 | 26,111 | ||||||
Turk Hava Yollari AO* | 3,870 | 33,667 | ||||||
Turkiye Is Bankasi AS, Class C | 23,133 | 17,190 | ||||||
Turkiye Sise ve Cam Fabrikalari AS | 9,393 | 16,037 | ||||||
Yapi ve Kredi Bankasi AS | 23,098 | 15,371 | ||||||
|
| |||||||
(Cost $75,694) | 123,740 | |||||||
|
| |||||||
United Arab Emirates - 2.1% | ||||||||
Abu Dhabi Commercial Bank PJSC | 20,564 | 47,039 | ||||||
Abu Dhabi Islamic Bank PJSC | 9,395 | 26,095 | ||||||
Aldar Properties PJSC | 26,719 | 41,618 | ||||||
Emaar Properties PJSC | 46,322 | 95,741 | ||||||
Emirates NBD Bank PJSC | 13,300 | 63,743 | ||||||
Emirates Telecommunications Group Co. PJSC | 24,295 | 127,818 |
First Abu Dhabi Bank PJSC | 30,997 | 115,809 | ||||||
|
| |||||||
(Cost $491,081) | 517,863 | |||||||
|
| |||||||
TOTAL COMMON STOCKS (Cost $26,138,213) | 24,428,301 | |||||||
|
| |||||||
PREFERRED STOCKS - 1.9% | ||||||||
Brazil - 1.6% | ||||||||
Banco Bradesco SA | 37,129 | 122,477 | ||||||
Cia Energetica de Minas Gerais | 9,478 | 21,272 | ||||||
Gerdau SA | 8,124 | 35,990 | ||||||
Itau Unibanco Holding SA | 33,227 | 212,812 | ||||||
|
| |||||||
(Cost $357,097) | 392,551 | |||||||
|
| |||||||
Chile - 0.2% | ||||||||
Sociedad Quimica y Minera de Chile SA, Class B | ||||||||
(Cost $63,251) | 998 | 50,926 | ||||||
|
| |||||||
Colombia - 0.1% | ||||||||
Bancolombia SA | ||||||||
(Cost $23,135) | 3,336 | 22,871 | ||||||
|
| |||||||
South Korea - 0.0% | ||||||||
LG Chem Ltd. | ||||||||
(Cost $11,393) | 53 | 12,694 | ||||||
|
| |||||||
TOTAL PREFERRED STOCKS (Cost $454,876) | 479,042 | |||||||
|
| |||||||
RIGHTS - 0.0% | ||||||||
China - 0.0% | ||||||||
Zhejiang Expressway Co. Ltd.* expires 12/19/23 | ||||||||
(Cost $0) | 3,288 | 370 | ||||||
|
| |||||||
Thailand - 0.0% | ||||||||
Siam Cement PCL*, expires 12/6/23(a) | ||||||||
(Cost $0) | 704 | 0 | ||||||
|
| |||||||
TOTAL RIGHTS (Cost $0) | 370 | |||||||
|
| |||||||
WARRANTS - 0.0% | ||||||||
Thailand - 0.0% | ||||||||
BTS Group Holdings PCL*, expires 11/7/24 | 3,050 | 5 | ||||||
BTS Group Holdings PCL*, expires 11/20/26 | 6,100 | 21 | ||||||
|
| |||||||
TOTAL WARRANTS (Cost $0) | 26 | |||||||
|
| |||||||
EXCHANGE-TRADED FUNDS - 0.2% | ||||||||
Xtrackers Emerging Markets Carbon Reduction and Climate Improvers ETF (b) | ||||||||
(Cost $37,514) | 1,400 | 38,136 | ||||||
|
| |||||||
CASH EQUIVALENTS - 0.1% | ||||||||
DWS Government Money Market Series “Institutional Shares”, 5.31% (c) | ||||||||
(Cost $36,589) | 36,589 | 36,589 | ||||||
|
| |||||||
TOTAL INVESTMENTS - 100.1% (Cost $26,667,192) | $ | 24,982,464 | ||||||
Other assets and liabilities, net - (0.1%) | (17,728 | ) | ||||||
|
| |||||||
NET ASSETS - 100.0% | $ | 24,964,736 | ||||||
|
|
For information on the Fund’s policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
A summary of the Fund’s transactions with affiliated investments during the period ended November 30, 2023 is as follows:
Value ($) at 8/31/2023 | Purchases Cost ($) | Sales Proceeds ($) | Net Realized ($) | Net Change in Unrealized Appreciation (Depreciation) ($) | Income ($) | Capital Gain Distributions ($) | Number of Shares at 11/30/2023 | Value ($) at 11/30/2023 | ||||||||
EXCHANGE-TRADED FUNDS — 0.2% | ||||||||||||||||
Xtrackers Emerging Markets Carbon Reduction and Climate Improvers ETF (b) | ||||||||||||||||
2,689 | 34,856 | — | — | 591 | — | — | 1,400 | 38,136 | ||||||||
CASH EQUIVALENTS — 0.1% | ||||||||||||||||
DWS Government Money Market Series “Institutional Shares”, 5.31% (c) | ||||||||||||||||
191,969 | 343,026 | (498,406) | — | — | 484 | — | 36,589 | 36,589 | ||||||||
|
|
|
|
|
|
|
|
| ||||||||
194,658 | 377,882 | (498,406) | — | 591 | 484 | — | 37,989 | 74,725 | ||||||||
|
|
|
|
|
|
|
|
|
* | Non-income producing security. |
(a) | Investment was valued using significant unobservable inputs. |
(b) | Affiliated fund advised by DBX Advisors LLC. |
(c) | Affiliated fund managed by DWS Investment Management Americas, Inc. The rate shown is the annualized seven-day yield at period end. |
ADR: | American Depositary Receipt |
CPO: | Ordinary Participation Certificates |
GDR: | Global Depositary Receipt |
KSCP: | Kuwait Shareholding Company Public |
NVDR: | Non Voting Depositary Receipt |
PJSC: | Public Joint Stock Company |
QPSC: | Qatari Public Shareholders Company |
QSC: | Qatari Shareholders Company |
REIT: | Real Estate Investment Trust |
144A: | Security exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. |
Securities are listed in country of domicile.
At November 30, 2023 the Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF had the following sector diversification:
Sector Diversification | Market Value | As a % of Total Investments excluding Exchange-Traded Funds and Cash Equivalents | ||||||
Financials | $ | 5,323,180 | 21.3 | % | ||||
Information Technology | 4,956,278 | 19.9 | ||||||
Communication Services | 3,924,764 | 15.8 | ||||||
Consumer Discretionary | 3,010,466 | 12.1 | ||||||
Materials | 1,604,175 | 6.5 | ||||||
Industrials | 1,602,142 | 6.4 | ||||||
Consumer Staples | 1,451,184 | 5.8 | ||||||
Energy | 1,144,872 | 4.6 | ||||||
Health Care | 914,524 | 3.7 | ||||||
Utilities | 524,577 | 2.1 | ||||||
Real Estate | 451,577 | 1.8 | ||||||
|
|
|
| |||||
Total | $ | 24,907,739 | 100.0 | % | ||||
|
|
|
|
At November 30, 2023, open futures contracts purchased were as follows:
Contract Description | Currency | Number of Contracts | Notional Amount | Contract Value | Expiration Date | Unrealized Depreciation† | ||||||||||||||||||
MSCI Emerging Markets Index Future | USD | 1 | $ | 49,435 | $ | 49,355 | 12/15/2023 | $ | (80 | ) |
† | The amount represents the unrealized appreciation (depreciation) of the Fund’s derivative instruments subject to equity contracts risk exposure as of November 30, 2023. |
Currency Abbreviations
USD | U.S. Dollar |
Fair Value Measurements
Various inputs are used in determining the value of the Fund’s investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.
The following is a summary of the inputs used as of November 30, 2023 in valuing the Fund’s investments.
Assets | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stocks (a) | $ | 24,428,301 | $ | — | $ | 0 | $ | 24,428,301 | ||||||||
Preferred Stocks (a) | 479,042 | — | — | 479,042 | ||||||||||||
Rights (a) | — | 370 | 0 | 370 | ||||||||||||
Warrants | 26 | — | — | 26 | ||||||||||||
Exchange-Traded Funds | 38,136 | — | — | 38,136 | ||||||||||||
Short-Term Investments (a) | 36,589 | — | — | 36,589 | ||||||||||||
|
|
|
|
|
|
|
| |||||||||
TOTAL | $ | 24,982,094 | $ | 370 | $ | 0 | $ | 24,982,464 | ||||||||
|
|
|
|
|
|
|
| |||||||||
Liabilities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Derivatives (b) | ||||||||||||||||
Futures Contracts | $ | (80 | ) | $ | — | $ | — | $ | (80 | ) | ||||||
|
|
|
|
|
|
|
| |||||||||
TOTAL | $ | (80 | ) | $ | — | $ | — | $ | (80 | ) | ||||||
|
|
|
|
|
|
|
|
(a) | See Schedule of Investments for additional detailed categorizations. |
(b) | Derivatives include unrealized appreciation (depreciation) on open futures contracts. |
OBTAIN A FUND PROSPECTUS
To obtain a summary prospectus, or prospectus, download one from www.Xtrackers.com, talk to your financial representative or call (855) 329-3837. Investing involves risk, including the possible loss of principal. We advise you to carefully consider the product’s objectives, risks, charges and expenses before investing. The summary prospectus and prospectus contain this and other important information about the investment product. Please read the prospectus carefully before you invest. Xtrackers ETFs (“ETFs”) are managed by DBX Advisors LLC (the “Adviser”), and distributed by ALPS Distributors, Inc. (“ALPS”). The Adviser is a subsidiary of DWS Group GmbH & Co. KGaA, and is not affiliated with ALPS. Shares are not individually redeemable, and owners of Shares may acquire those Shares from the Fund, or tender such Shares for redemption to the Fund, in Creation Units only.
The brand DWS represents DWS Group GmbH & Co. KGaA and any of its subsidiaries such as DWS Distributors, Inc. which offers investment products or DWS Investment Management Americas Inc. and RREEF America L.L.C. which offer advisory services. NO
BANK GUARANTEE | NOT FDIC INSURED | MAY LOSE VALUE
EMSG-PH1
R-089711-1 (5/24) DBX005195 (5/24)