UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
AMENDMENT NO. 1
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2013
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934
Commission file number: 333-190836
KEY LINK ASSETS CORP.
(Exact Name of Registrant as Specified in its Charter)
Delaware (State or other jurisdiction of incorporation) | 27-3439423 (I.R.S. Employer Identification No.) |
216 South Jefferson, Suite LL1, Chicago, IL 60661 (Address of principal executive offices including zip code) |
312-397-9300, Extension 204 (Registrant’s telephone number including area code) |
Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: None |
Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
[ ] Yes [X] No
Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 of Section 15(d) of the Act.
[ ] Yes [X] No
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
[X] Yes [ ] No
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
[X] Yes [ ] No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.
[ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | [ ] |
| Accelerated filer | [ ] |
Non-accelerated filer | [ ] |
| Smaller reporting company | [X] |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
[X] Yes [ ] No
State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the Registrant’s most recently completed second fiscal quarter: Not Applicable
As of April 15, 2014 the registrant’s outstanding common stock consisted of 14,702,250 shares.
EXPLANATORY NOTE
The Registrant is filing this Amendment Number 1 to the Annual Report to include Exhibits 21, 10.2, and 10.13 hereto. No other changes were made to the Annual Report.
Item 15. Exhibits, Financial Statement Schedules
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Exhibit No. |
| Exhibit Description |
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10.2 |
| Form of Option Agreement under 2010 Incentive Compensation Plan |
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10.13 |
| Note Payable dated February 19, 2014 by the Company to Shawn Clark |
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21 |
| Subsidiaries of the Registrant |
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: April 16, 2014 | KEY LINK ASSETS CORP. |
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| By: /s/ Shawn P. Clark |
| Shawn P. Clark President and Chief Executive Officer (principal executive officer) |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
Name |
| Title |
| Date |
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/S/ SHAWN P. CLARK |
| President, Chief Executive Officer and Director (principal executive officer) |
| April 16, 2014 |
Shawn P. Clark |
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/S/ TYSEN J. KAMIN |
| Vice President, |
| April 16, 2014 |
Tysen J. Kamin |
| Chief Operating Officer and Director (principal financial and accounting officer) |
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