Item 1: Proxy Voting Record Fund Name: American Funds Global Balanced Fund Reporting Period: July 01, 2010 - June 30, 2011 |
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Abbott Laboratories |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| ABT | CUSIP 002824100 | | 04/29/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Alpern | | Mgmt | For | For | For | |
| 1.2 | Elect Roxanne Austin | | Mgmt | For | For | For | |
| 1.3 | Elect W. James Farrell | | Mgmt | For | For | For | |
| 1.4 | Elect H. Laurance Fuller | | Mgmt | For | For | For | |
| 1.5 | Elect Edward Liddy | | Mgmt | For | For | For | |
| 1.6 | Elect Phebe Novakovic | | Mgmt | For | For | For | |
| 1.7 | Elect William Osborn | | Mgmt | For | For | For | |
| 1.8 | Elect Samuel Scott III | | Mgmt | For | For | For | |
| 1.9 | Elect Glenn Tilton | | Mgmt | For | For | For | |
| 1.10 | Elect Miles White | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
| 5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against | For | |
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Altria Group, Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| MO | CUSIP 02209S103 | | 05/19/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Elizabeth Bailey | | Mgmt | For | For | For | |
| 1.2 | Elect Gerald Baliles | | Mgmt | For | For | For | |
| 1.3 | Elect John Casteen III | | Mgmt | For | For | For | |
| 1.4 | Elect Dinyar Devitre | | Mgmt | For | For | For | |
| 1.5 | Elect Thomas Farrell II | | Mgmt | For | For | For | |
| 1.6 | Elect Thomas Jones | | Mgmt | For | For | For | |
| 1.7 | Elect George Muñoz | | Mgmt | For | For | For | |
| 1.8 | Elect Nabil Sakkab | | Mgmt | For | For | For | |
| 1.9 | Elect Michael Szymanczyk | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 3 Years | N/A | |
| 5 | Shareholder Proposal Regarding Flavored Tobacco | ShrHoldr | Against | Against | For | |
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American Express Company |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| AXP | CUSIP 025816109 | | 05/02/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Daniel Akerson | | Mgmt | For | For | For | |
| 1.2 | Elect Charlene Barshefsky | | Mgmt | For | For | For | |
| 1.3 | Elect Ursula Burns | | Mgmt | For | For | For | |
| 1.4 | Elect Kenneth Chenault | | Mgmt | For | For | For | |
| 1.5 | Elect Peter Chernin | | Mgmt | For | For | For | |
| 1.6 | Elect Theodore Leonsis | | Mgmt | For | For | For | |
| 1.7 | Elect Jan Leschly | | Mgmt | For | For | For | |
| 1.8 | Elect Richard Levin | | Mgmt | For | For | For | |
| 1.9 | Elect Richard McGinn | | Mgmt | For | For | For | |
| 1.10 | Elect Edward Miller | | Mgmt | For | For | For | |
| 1.11 | Elect Steven Reinemund | | Mgmt | For | For | For | |
| 1.12 | Elect Robert Walter | | Mgmt | For | For | For | |
| 1.13 | Elect Ronald Williams | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |
| 6 | Sharehoholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |
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Anheuser-Busch InBev | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS B6399C107 | | 04/26/2011 | | Take No Action | |
| Meeting Type | Country of Trade | | | | | | |
| Mix | Belgium | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| 3 | Amendment Regarding Date of Annual Meeting | Mgmt | For | TNA | N/A | |
| 4 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | |
| 5 | Amendments to Articles | | Mgmt | For | TNA | N/A | |
| 6 | Amend Article 24 | | Mgmt | For | TNA | N/A | |
| 7 | Amend Article 25 | | Mgmt | For | TNA | N/A | |
| 8 | Amend Article 26BIS | | Mgmt | For | TNA | N/A | |
| 9 | Amend Article 28 | | Mgmt | For | TNA | N/A | |
| 10 | Amend Article 30 | | Mgmt | For | TNA | N/A | |
| 11 | Amend Article 36-BIS | | Mgmt | For | TNA | N/A | |
| 12 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| 13 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| 14 | Disapplication of Preemptive Rights | Mgmt | For | TNA | N/A | |
| 15 | Authority to Issue Warrants | | Mgmt | For | TNA | N/A | |
| 16 | Authority to Increase Capital with Regards to Issuance | Mgmt | For | TNA | N/A | |
| 17 | Authority to Issue Warrants to Independent Directors | Mgmt | For | TNA | N/A | |
| 18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
| 19 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| 20 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| 21 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| 22 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
| 23 | Ratification of Board Acts | | Mgmt | For | TNA | N/A | |
| 24 | Ratification of Auditor Acts | | Mgmt | For | TNA | N/A | |
| 25 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| 26 | Elect Stéfan Descheemaeker | | Mgmt | For | TNA | N/A | |
| 27 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | |
| 28 | Elect Kees Storm | | Mgmt | For | TNA | N/A | |
| 29 | Elect Peter Harf | | Mgmt | For | TNA | N/A | |
| 30 | Elect Olivier Goudet | | Mgmt | For | TNA | N/A | |
| 31 | Remuneration Report | | Mgmt | For | TNA | N/A | |
| 32 | Approval of Equity Incentive Grants | Mgmt | For | TNA | N/A | |
| 33 | Approval of Change in Control Provision Relating to EMTN Program | Mgmt | For | TNA | N/A | |
| 34 | Change of Control Provision Relating to the US Dollar Notes | Mgmt | For | TNA | N/A | |
| 35 | Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 | Mgmt | For | TNA | N/A | |
| 36 | Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement | Mgmt | For | TNA | N/A | |
| 37 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
| 38 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
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Apache Corporation |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| APA | CUSIP 37411105 | | 05/05/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect G. Steven Farris | | Mgmt | For | For | For | |
| 1.2 | Elect Randolph Ferlic | | Mgmt | For | For | For | |
| 1.3 | Elect A. D. Frazier, Jr. | | Mgmt | For | For | For | |
| 1.4 | Elect John Kocur | | Mgmt | For | For | For | |
| 5 | Ratification of Auditor | | Mgmt | For | For | For | |
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |
| 9 | Increase of Preferred Stock | | Mgmt | For | For | For | |
| 10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |
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ArcelorMittal | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS L0302D129 | | 05/10/2011 | | Take No Action | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Luxembourg | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |
| 2 | Accounts and Reports | | Mgmt | For | TNA | N/A | |
| 3 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A | |
| 4 | Directors' Fees | | Mgmt | For | TNA | N/A | |
| 5 | Ratification of Board Acts | | Mgmt | For | TNA | N/A | |
| 6 | Elect Lakshmi Mittal | | Mgmt | For | TNA | N/A | |
| 7 | Elect Antoine Spillmann | | Mgmt | For | TNA | N/A | |
| 8 | Elect Lewis B. Kaden | | Mgmt | For | TNA | N/A | |
| 9 | Elect Prince Guillaume of Luxembourg | Mgmt | For | TNA | N/A | |
| 10 | Elect Bruno Lafont | | Mgmt | For | TNA | N/A | |
| 11 | Appointment of Auditor | | Mgmt | For | TNA | N/A | |
| 12 | 2011-2020 Restricted Share Unit Plan and Performance Share Unit Plan | Mgmt | For | TNA | N/A | |
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Assa Abloy AB | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS W0817X105 | | 04/29/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Sweden | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 12 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 14 | Accounts and Reports | | Mgmt | For | For | For | |
| 15 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 16 | Ratification of Board and Management Acts | Mgmt | For | For | For | |
| 17 | Board Size | | Mgmt | For | For | For | |
| 18 | Directors and Auditors' Fees | | Mgmt | For | For | For | |
| 19 | Election of Directors | | Mgmt | For | For | For | |
| 20 | Nomination Committee | | Mgmt | For | For | For | |
| 21 | Compensation Guidelines | | Mgmt | For | For | For | |
| 22 | Authority to Repurchase and Issue Shares | Mgmt | For | For | For | |
| 23 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |
| 24 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
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AT&T Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| T | CUSIP 00206R102 | | 04/29/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Randall Stephenson | | Mgmt | For | For | For | |
| 2 | Elect Gilbert Amelio | | Mgmt | For | For | For | |
| 3 | Elect Reuben Anderson | | Mgmt | For | For | For | |
| 4 | Elect James Blanchard | | Mgmt | For | For | For | |
| 5 | Elect Jaime Chico Pardo | | Mgmt | For | For | For | |
| 6 | Elect James Kelly | | Mgmt | For | For | For | |
| 7 | Elect Jon Madonna | | Mgmt | For | For | For | |
| 8 | Elect Lynn Martin | | Mgmt | For | For | For | |
| 9 | Elect John McCoy | | Mgmt | For | For | For | |
| 10 | Elect Joyce Roche | | Mgmt | For | For | For | |
| 11 | Elect Matthew Rose | | Mgmt | For | For | For | |
| 12 | Elect Laura Tyson | | Mgmt | For | For | For | |
| 13 | Ratification of Auditor | | Mgmt | For | For | For | |
| 14 | 2011 Incentive Plan | | Mgmt | For | For | For | |
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |
| 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |
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Banco Santander Central Hispano SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS E19790109 | | 06/17/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Special | Spain | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For | |
| 2 | Ratification of Board Acts | | Mgmt | For | For | For | |
| 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 4 | Elect Ana Patricia Botín-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | |
| 5 | Elect Rodrigo Echenique Gordillo | Mgmt | For | For | For | |
| 6 | Elect Terence Burns | | Mgmt | For | For | For | |
| 7 | Elect Antoine Bernheim | | Mgmt | For | For | For | |
| 8 | Appointment of Auditor | | Mgmt | For | For | For | |
| 9 | Amend Articles 8, 11, 15, 16 and 18 | Mgmt | For | For | For | |
| 10 | Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61 | Mgmt | For | For | For | |
| 11 | Amend Articles 62 and 69 | | Mgmt | For | For | For | |
| 12 | Amend Preamble and Article 2 | | Mgmt | For | For | For | |
| 13 | Amend Articles 4, 5, 6 bis and 8 | Mgmt | For | For | For | |
| 14 | Amend Articles 12, 19 and 21 | | Mgmt | For | For | For | |
| 15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Abstain | Against | |
| 16 | Scrip Dividend | | Mgmt | For | For | For | |
| 17 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 18 | Scrip Dividend | | Mgmt | For | For | For | |
| 19 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 20 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |
| 21 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |
| 22 | Performance Share Plan | | Mgmt | For | Abstain | Against | |
| 23 | Deferred and Conditional Share Plan | Mgmt | For | For | For | |
| 24 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |
| 25 | UK Employee Share Savings Plan | Mgmt | For | For | For | |
| 26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
| 27 | Remuneration Report | | Mgmt | For | For | For | |
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Banco Santander SA | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS P1505Z160 | | 04/26/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Brazil | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Accounts and Reports | | Mgmt | For | For | For | |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 6 | Election of Directors | | Mgmt | For | For | For | |
| 7 | Remuneration Policy; Audit Committee Fees | Mgmt | For | For | For | |
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Banco Santander SA | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS P1505Z160 | | 04/26/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Special | Brazil | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Amendment to Dividend Distribution Period | Mgmt | For | For | For | |
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Bank of America Corporation |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| BAC | CUSIP 060505104 | | 05/11/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mukesh Ambani | | Mgmt | For | For | For | |
| 2 | Elect Susan Bies | | Mgmt | For | For | For | |
| 3 | Elect Frank Bramble, Sr. | | Mgmt | For | For | For | |
| 4 | Elect Virgis Colbert | | Mgmt | For | For | For | |
| 5 | Elect Charles Gifford | | Mgmt | For | For | For | |
| 6 | Elect Charles Holliday, Jr. | | Mgmt | For | For | For | |
| 7 | Elect D. Paul Jones, Jr. | | Mgmt | For | For | For | |
| 8 | Elect Monica Lozano | | Mgmt | For | For | For | |
| 9 | Elect Thomas May | | Mgmt | For | For | For | |
| 10 | Elect Brian Moynihan | | Mgmt | For | For | For | |
| 11 | Elect Donald Powell | | Mgmt | For | For | For | |
| 12 | Elect Charles Rossotti | | Mgmt | For | For | For | |
| 13 | Elect Robert Scully | | Mgmt | For | For | For | |
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
| 16 | Ratification of Auditor | | Mgmt | For | For | For | |
| 17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |
| 19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |
| 20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |
| 21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against | For | |
| 22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |
| 23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against | For | |
| 24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHoldr | Against | Against | For | |
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Barrick Gold Corporation |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| ABX | CUSIP 067901AA6 | | 04/27/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Canada | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Howard Beck | | Mgmt | For | For | For | |
| 2 | Elect Charles Birchall | | Mgmt | For | For | For | |
| 3 | Elect Donald Carty | | Mgmt | For | For | For | |
| 4 | Elect Gustavo Cisneros | | Mgmt | For | For | For | |
| 5 | Elect Peter Crossgrove | | Mgmt | For | For | For | |
| 6 | Elect Robert Franklin | | Mgmt | For | For | For | |
| 7 | Elect J. Brett Harvey | | Mgmt | For | For | For | |
| 8 | Elect Dambisa Moyo | | Mgmt | For | For | For | |
| 9 | Elect Brian Mulroney | | Mgmt | For | For | For | |
| 10 | Elect Anthony Munk | | Mgmt | For | For | For | |
| 11 | Elect Peter Munk | | Mgmt | For | For | For | |
| 12 | Elect Aaron Regent | | Mgmt | For | For | For | |
| 13 | Elect Nathaniel Rothschild | | Mgmt | For | For | For | |
| 14 | Elect Steven Shapiro | | Mgmt | For | For | For | |
| 15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
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Bayer AG | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS D0712D163 | | 04/29/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Germany | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |
| 5 | Ratification of Management Board Acts | Mgmt | For | For | For | |
| 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |
| 7 | Amendment Regarding Term Length | Mgmt | For | For | For | |
| 8 | Corporate Restructuring | | Mgmt | For | For | For | |
| 9 | Appointment of Auditor | | Mgmt | For | For | For | |
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Bayerische Motoren Werke AG | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS D12096109 | | 05/12/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Germany | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |
| 8 | Appointment of Auditor | | Mgmt | For | For | For | |
| 9 | Compensation Policy | | Mgmt | For | For | For | |
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Biogen Idec Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| BIIB | CUSIP 09062X103 | | 06/02/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Caroline Dorsa | | Mgmt | For | For | For | |
| 1.2 | Elect Stelios Papadopoulos | | Mgmt | For | For | For | |
| 1.3 | Elect George Scangos | | Mgmt | For | For | For | |
| 1.4 | Elect Lynn Schenk | | Mgmt | For | For | For | |
| 1.5 | Elect Alexander Denner | | Mgmt | For | For | For | |
| 1.6 | Elect Nancy Leaming | | Mgmt | For | For | For | |
| 1.7 | Elect Richard Mulligan | | Mgmt | For | For | For | |
| 1.8 | Elect Robert Pangia | | Mgmt | For | For | For | |
| 1.9 | Elect Brian Posner | | Mgmt | For | For | For | |
| 1.10 | Elect Eric Rowinsky | | Mgmt | For | For | For | |
| 1.11 | Elect Stephen Sherwin | | Mgmt | For | For | For | |
| 1.12 | Elect William Young | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 5 | Repeal of Classified Board | | Mgmt | For | For | For | |
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BP plc | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS G12793108 | | 04/14/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United Kingdom | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For | |
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | |
| 3 | Elect Paul Anderson | | Mgmt | For | For | For | |
| 4 | Elect Antony Burgmans | | Mgmt | For | For | For | |
| 5 | Elect Cynthia Carroll | | Mgmt | For | For | For | |
| 6 | Elect Sir William Castell | | Mgmt | For | For | For | |
| 7 | Elect Iain Conn | | Mgmt | For | For | For | |
| 8 | Elect George David | | Mgmt | For | For | For | |
| 9 | Elect Ian Davis | | Mgmt | For | For | For | |
| 10 | Elect Robert Dudley | | Mgmt | For | For | For | |
| 11 | Elect Byron Grote | | Mgmt | For | For | For | |
| 12 | Elect Frank Bowman | | Mgmt | For | For | For | |
| 13 | Elect Brendan Nelson | | Mgmt | For | For | For | |
| 14 | Elect Phuthuma Nhleko | | Mgmt | For | For | For | |
| 15 | Elect Carl-Henric Svanberg | | Mgmt | For | For | For | |
| 16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | |
| 22 | Renewal of the BP ShareMatch Plan | Mgmt | For | For | For | |
| 23 | Renewal of the BP Sharesave UK Plan | Mgmt | For | For | For | |
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British American Tobacco | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS G1510J102 | | 04/28/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United Kingdom | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For | |
| 2 | Director's Remuneration Report | Mgmt | For | For | For | |
| 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 4 | Appointment of Auditor | | Mgmt | For | For | For | |
| 5 | Authority to Set Auditor's Fees | | Mgmt | For | For | For | |
| 6 | Elect Richard Burrows | | Mgmt | For | For | For | |
| 7 | Elect Karen de Segundo | | Mgmt | For | For | For | |
| 8 | Elect Nicandro Durante | | Mgmt | For | For | For | |
| 9 | Elect Robert Lerwill | | Mgmt | For | For | For | |
| 10 | Elect Christine Morin-Postel | | Mgmt | For | For | For | |
| 11 | Elect Gerard Murphy | | Mgmt | For | For | For | |
| 12 | Elect Anthony Ruys | | Mgmt | For | For | For | |
| 13 | Elect Sir Nicholas Scheele | | Mgmt | For | For | For | |
| 14 | Elect Ben Stevens | | Mgmt | For | For | For | |
| 15 | Elect John Daly | | Mgmt | For | For | For | |
| 16 | Elect Kieran Poynter | | Mgmt | For | For | For | |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 20 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |
| 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
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Bureau Veritas | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS F96888114 | | 05/27/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Mix | France | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Accounts and Reports | | Mgmt | For | For | For | |
| 4 | Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 7 | Related Party Transactions | | Mgmt | For | For | For | |
| 8 | Elect Patrick Buffet | | Mgmt | For | For | For | |
| 9 | Elect Philippe Louis-Dreyfus | | Mgmt | For | For | For | |
| 10 | Elect Pierre Hessler | | Mgmt | For | For | For | |
| 11 | Elect Aldo Cardoso | | Mgmt | For | For | For | |
| 12 | Elect Barbara Vernicos | | Mgmt | For | For | For | |
| 13 | Directors' Fees | | Mgmt | For | For | For | |
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
| 16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |
| 17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |
| 18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |
| 19 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |
| 20 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |
| 21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |
| 22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |
| 23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |
| 24 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |
| 25 | Authority to Cancel shares and Reduce Capital | Mgmt | For | For | For | |
| 26 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |
| 27 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |
| 28 | Global Ceiling on Increases in Capital | Mgmt | For | Against | Against | |
| 29 | Amend Article 26.3 | | Mgmt | For | For | For | |
| 30 | Amend Article 26.4 | | Mgmt | For | For | For | |
| 31 | Amend Article 14.1 | | Mgmt | For | For | For | |
| 32 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
| 33 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 34 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
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China Steel | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS Y15041109 | | 06/15/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Taiwan | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 4 | Accounts and Reports | | Mgmt | For | For | For | |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 6 | Authority to Increase Paid In Capital | Mgmt | For | For | For | |
| 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |
| 8 | Amendments to Articles | | Mgmt | For | For | For | |
| 9 | Amendments to Procedural Rules: Endorsements/Guarantees | Mgmt | For | For | For | |
| 10 | Amendments to Rules of Shareholders' Meetings | Mgmt | For | For | For | |
| 11 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |
| 12 | Non-Compete Restrictions for Directors: TSOU Ruo-Chi | Mgmt | For | For | For | |
| 13 | Non-Compete Restrictions for Directors: OU Chao-Hua | Mgmt | For | For | For | |
| 14 | Non-Compete Restrictions for Directors: TU Chin-Ling | Mgmt | For | For | For | |
| 15 | Non-Compete Restrictions for Directors:SONG Chih-Yu | Mgmt | For | Abstain | Against | |
| 16 | Extraordinary Motions | | Mgmt | For | Abstain | Against | |
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Cielo S.A | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS P2859E100 | | 04/29/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Brazil | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Accounts and Reports | | Mgmt | For | For | For | |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 6 | Election of Supervisory Council | Mgmt | For | For | For | |
| 7 | Remuneration Policy | | Mgmt | For | For | For | |
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Cielo S.A | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS P2859E100 | | 04/29/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Special | Brazil | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Scrip Dividend | | Mgmt | For | For | For | |
| 4 | Reverse Stock Split | | Mgmt | For | For | For | |
| 5 | Amendments to Articles | | Mgmt | For | For | For | |
| 6 | Amendments to Articles | | Mgmt | For | For | For | |
| 7 | Amendments to Articles | | Mgmt | For | For | For | |
| 8 | Amendment to Stock Option Plan | Mgmt | For | Against | Against | |
| 9 | Amendments to Articles | | Mgmt | For | For | For | |
| 10 | Amendments to Articles | | Mgmt | For | For | For | |
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Citigroup Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| C | CUSIP 172967101 | | 04/21/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Alain Belda | | Mgmt | For | Against | Against | |
| 2 | Elect Timothy Collins | | Mgmt | For | For | For | |
| 3 | Elect Jerry Grundhofer | | Mgmt | For | For | For | |
| 4 | Elect Robert Joss | | Mgmt | For | For | For | |
| 5 | Elect Michael O'Neill | | Mgmt | For | For | For | |
| 6 | Elect Vikram Pandit | | Mgmt | For | For | For | |
| 7 | Elect Richard Parsons | | Mgmt | For | Against | Against | |
| 8 | Elect Lawrence Ricciardi | | Mgmt | For | For | For | |
| 9 | Elect Judith Rodin | | Mgmt | For | For | For | |
| 10 | Elect Robert Ryan | | Mgmt | For | For | For | |
| 11 | Elect Anthony Santomero | | Mgmt | For | Against | Against | |
| 12 | Elect Diana Taylor | | Mgmt | For | Against | Against | |
| 13 | Elect William Thompson, Jr. | | Mgmt | For | Against | Against | |
| 14 | Elect Ernesto Zedillo | | Mgmt | For | For | For | |
| 15 | Ratification of Auditor | | Mgmt | For | For | For | |
| 16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |
| 17 | 2011 Executive Performance Plan | Mgmt | For | Against | Against | |
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
| 19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
| 20 | Reverse Stock Split Extension | | Mgmt | For | For | For | |
| 21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |
| 22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |
| 23 | Shareholder Proposal Regarding Risk Management Report | ShrHoldr | Against | For | Against | |
| 24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |
| 25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |
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Coca-Cola HBC S.A. | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS X1435J139 | | 05/06/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Special | Greece | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Presentation of Accounts and Reports | Mgmt | For | For | For | |
| 3 | Accounts and Reports | | Mgmt | For | For | For | |
| 4 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |
| 5 | Directors' Fees | | Mgmt | For | Abstain | Against | |
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 8 | Ratification of Board Appointment | Mgmt | For | For | For | |
| 9 | Election of Directors | | Mgmt | For | For | For | |
| 10 | Amendment to Par Value; Increase in Share Capital | Mgmt | For | For | For | |
| 11 | Amendment to Par Value; Decrease in Share Capital | Mgmt | For | For | For | |
| 12 | Amendments to Articles | | Mgmt | For | For | For | |
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ConocoPhillips |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| COP | CUSIP 20825C104 | | 05/11/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Richard Armitage | | Mgmt | For | For | For | |
| 2 | Elect Richard Auchinleck | | Mgmt | For | For | For | |
| 3 | Elect James Copeland, Jr. | | Mgmt | For | For | For | |
| 4 | Elect Kenneth Duberstein | | Mgmt | For | For | For | |
| 5 | Elect Ruth Harkin | | Mgmt | For | For | For | |
| 6 | Elect Harold McGraw III | | Mgmt | For | For | For | |
| 7 | Elect James Mulva | | Mgmt | For | For | For | |
| 8 | Elect Robert Niblock | | Mgmt | For | For | For | |
| 9 | Elect Harald Norvik | | Mgmt | For | For | For | |
| 10 | Elect William Reilly | | Mgmt | For | For | For | |
| 11 | Elect Victoria Tschinkel | | Mgmt | For | For | For | |
| 12 | Elect Kathryn Turner | | Mgmt | For | For | For | |
| 13 | Elect William Wade, Jr. | | Mgmt | For | For | For | |
| 14 | Ratification of Auditor | | Mgmt | For | For | For | |
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | Against | Against | |
| 18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |
| 19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |
| 20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |
| 21 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |
| 22 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For | |
| 23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |
| 24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |
| 25 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |
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Corning Incorporated |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| GLW | CUSIP 219350105 | | 04/28/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Seely Brown | | Mgmt | For | For | For | |
| 1.2 | Elect John Canning Jr. | | Mgmt | For | For | For | |
| 1.3 | Elect Gordon Gund | | Mgmt | For | For | For | |
| 1.4 | Elect Kurt Landgraf | | Mgmt | For | For | For | |
| 1.5 | Elect H. Onno Ruding | | Mgmt | For | For | For | |
| 1.6 | Elect Glenn Tilton | | Mgmt | For | For | For | |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 4 | Ratification of Auditor | | Mgmt | For | For | For | |
| 5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |
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Credit Suisse Group | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS H3698D419 | | 04/29/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Switzerland | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 4 | Remuneration Report | | Mgmt | For | For | For | |
| 5 | Accounts and Reports | | Mgmt | For | For | For | |
| 6 | Ratification of Board and Management Acts | Mgmt | For | For | For | |
| 7 | Allocation of Profits | | Mgmt | For | For | For | |
| 8 | Allocation of Dividends from Reserves | Mgmt | For | For | For | |
| 9 | Authority to Increase Conditional Capital | Mgmt | For | For | For | |
| 10 | Increase in Authorized Capital | | Mgmt | For | Against | Against | |
| 11 | Amendment Regarding Voting Procedure | Mgmt | For | For | For | |
| 12 | Amendments to Articles | | Mgmt | For | For | For | |
| 13 | Elect Peter Brabeck-Letmathe | | Mgmt | For | For | For | |
| 14 | Elect Jean Lanier | | Mgmt | For | For | For | |
| 15 | Elect Anton van Rossum | | Mgmt | For | For | For | |
| 16 | Appointment of Auditor | | Mgmt | For | For | For | |
| 17 | Appointment of Special Auditor | Mgmt | For | For | For | |
| 18 | Transaction of Other Business | | Mgmt | For | Abstain | Against | |
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CRH Plc | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS G25508105 | | 05/04/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Ireland | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For | |
| 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 3 | Directors' Remuneration Report | Mgmt | For | For | For | |
| 4 | Elect Maeve Carton | | Mgmt | For | For | For | |
| 5 | Elect William Egan | | Mgmt | For | For | For | |
| 6 | Elect Utz-Hellmuth Felcht | | Mgmt | For | For | For | |
| 7 | Elect Nicky Hartery | | Mgmt | For | For | For | |
| 8 | Elect Jan Maarten de Jong | | Mgmt | For | For | For | |
| 9 | Elect John Kennedy | | Mgmt | For | For | For | |
| 10 | Elect Myles Lee | | Mgmt | For | For | For | |
| 11 | Elect Albert Manifold | | Mgmt | For | For | For | |
| 12 | Elect Kieran McGowan | | Mgmt | For | For | For | |
| 13 | Elect Daniel O'Connor | | Mgmt | For | For | For | |
| 14 | Elect Liam O'Mahony | | Mgmt | For | For | For | |
| 15 | Elect Mark Towe | | Mgmt | For | For | For | |
| 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For | |
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |
| 21 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
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Daimler | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS D1668R123 | | 04/13/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Germany | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |
| 8 | Compensation Policy | | Mgmt | For | For | For | |
| 9 | Appointment of Auditor | | Mgmt | For | For | For | |
| 10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |
| 11 | Elect Manfred Bischoff | | Mgmt | For | For | For | |
| 12 | Elect Lynton Wilson | | Mgmt | For | For | For | |
| 13 | Elect Petraea Heynike | | Mgmt | For | For | For | |
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Deutsche Telekom AG | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS D2035M136 | | 05/12/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Germany | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |
| 7 | Postponement of the Ratification of the Acts of Klaus Zumwinkel | Mgmt | For | For | For | |
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |
| 9 | Appointment of Auditor; Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 11 | Elect Hubertus von Grünberg | | Mgmt | For | For | For | |
| 12 | Elect Bernhard Walter | | Mgmt | For | For | For | |
| 13 | Amendments to Profit and Loss Transfer Agreement (T-Systems International) | Mgmt | For | For | For | |
| 14 | Amendments to Profit and Loss Transfer Agreement (DeTeFleetServices) | Mgmt | For | For | For | |
| 15 | Amendments to Profit and Loss Transfer Agreement (DFMG Holding) | Mgmt | For | For | For | |
| 16 | Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) | Mgmt | For | For | For | |
| 17 | Amendments to Profit and Loss Transfer Agreement (Vivento Customer Services) | Mgmt | For | For | For | |
| 18 | Amendments to Profit and Loss Transfer Agreement (Vivento Technical Services) | Mgmt | For | For | For | |
| 19 | Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Accounting) | Mgmt | For | For | For | |
| 20 | Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Training) | Mgmt | For | For | For | |
| 21 | Amendments to Profit and Loss Transfer Agreement (Norma Telekommunikationsdienste) | Mgmt | For | For | For | |
| 22 | Amendments to Profit and Loss Transfer Agreement (DeTeAsia Holding) | Mgmt | For | For | For | |
| 23 | Amendments to Profit and Loss Transfer Agreement (Traviata Telekommunikationsdienste) | Mgmt | For | For | For | |
| 24 | Amendments to Profit and Loss Transfer Agreement (Scout24 Holding) | Mgmt | For | For | For | |
| 25 | Amendments to Profit and Loss Transfer Agreement (T-Mobile Woldwide Holding) | Mgmt | For | For | For | |
| 26 | Amendments to Profit and Loss Transfer Agreement (Telekom Deutschland) | Mgmt | For | For | For | |
| 27 | Amendments to Profit and Loss Transfer Agreement (MagyarCom Holding) | Mgmt | For | For | For | |
| 28 | Amendments to Corporate Purpose | Mgmt | For | For | For | |
| 29 | Approval of Settlement Agreement with Kai-Uwe Ricke | Mgmt | For | Abstain | Against | |
| 30 | Approval of Settlement Agreement with Klaus Zumwinkel | Mgmt | For | Abstain | Against | |
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DIRECTV |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| DTV | CUSIP 25490A101 | | 04/28/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Dillon | | Mgmt | For | For | For | |
| 1.2 | Elect Samuel DiPiazza, Jr. | | Mgmt | For | For | For | |
| 1.3 | Elect Lorrie Norrington | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |
| 4 | Repeal of Classified Board | | Mgmt | For | For | For | |
| 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |
| 6 | Limitation of Right to Call a Special Meeting | Mgmt | For | For | For | |
| 7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | For | For | |
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
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Dow Chemical Co. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| DOW | CUSIP 260543103 | | 05/12/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Arnold Allemang | | Mgmt | For | For | For | |
| 2 | Elect Jacqueline Barton | | Mgmt | For | For | For | |
| 3 | Elect James Bell | | Mgmt | For | For | For | |
| 4 | Elect Jeff Fettig | | Mgmt | For | For | For | |
| 5 | Elect Barbara Franklin | | Mgmt | For | For | For | |
| 6 | Elect Jennifer Granholm | | Mgmt | For | For | For | |
| 7 | Elect John Hess | | Mgmt | For | For | For | |
| 8 | Elect Andrew Liveris | | Mgmt | For | For | For | |
| 9 | Elect Paul Polman | | Mgmt | For | For | For | |
| 10 | Elect Dennis Reilley | | Mgmt | For | For | For | |
| 11 | Elect James Ringler | | Mgmt | For | For | For | |
| 12 | Elect Ruth Shaw | | Mgmt | For | For | For | |
| 13 | Elect Paul Stern | | Mgmt | For | For | For | |
| 14 | Ratification of Auditor | | Mgmt | For | For | For | |
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |
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E.On AG | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS D24914133 | | 05/05/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Germany | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |
| 8 | Compensation Policy | | Mgmt | For | For | For | |
| 9 | Elect Denise Kingsmill | | Mgmt | For | For | For | |
| 10 | Elect Bård Mikkelsen | | Mgmt | For | For | For | |
| 11 | Elect René Obermann | | Mgmt | For | For | For | |
| 12 | Appointment of Auditor | | Mgmt | For | For | For | |
| 13 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |
| 14 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | |
| 15 | Control Agreement with E.ON Beteiligungsverwaltungs GmbH | Mgmt | For | For | For | |
| 16 | Control Agreement with E.ON Energy Trading Holding GmbH | Mgmt | For | For | For | |
| 17 | Control Agreement with E.ON Finanzanlagen GmbH | Mgmt | For | For | For | |
| 18 | Control Agreement with E.ON Ruhrgas Holding GmbH | Mgmt | For | For | For | |
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East West Bancorp, Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| EWBC | CUSIP 27579R104 | | 05/24/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Iris Chan | | Mgmt | For | For | For | |
| 1.2 | Elect Rudolph Estrada | | Mgmt | For | For | For | |
| 1.3 | Elect Julia Gouw | | Mgmt | For | For | For | |
| 1.4 | Elect Paul Irving | | Mgmt | For | For | For | |
| 1.5 | Elect Andrew Kane | | Mgmt | For | For | For | |
| 1.6 | Elect John Lee | | Mgmt | For | For | For | |
| 1.7 | Elect Herman Li | | Mgmt | For | For | For | |
| 1.8 | Elect Jack Liu | | Mgmt | For | For | For | |
| 1.9 | Elect Dominic Ng | | Mgmt | For | For | For | |
| 1.10 | Elect Keith Renken | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | |
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
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France Telecom SA | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS F4113C103 | | 06/07/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Mix | France | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Accounts and Reports | | Mgmt | For | For | For | |
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 7 | Related Party Transactions | | Mgmt | For | For | For | |
| 8 | Elect Bernard Dufau | | Mgmt | For | For | For | |
| 9 | Elect Helle Kristoffersen | | Mgmt | For | For | For | |
| 10 | Elect Muriel Pénicaud | | Mgmt | For | For | For | |
| 11 | Elect Jean-Michel Severino | | Mgmt | For | For | For | |
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |
| 14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |
| 15 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |
| 16 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |
| 17 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |
| 18 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |
| 19 | Authority to Issue Shares to Holders of Orange SA Shares and Options | Mgmt | For | For | For | |
| 20 | Authority to Issue Option-Based Liquidity Instruments to Holders of Orange SA Options | Mgmt | For | For | For | |
| 21 | Global Ceiling on Increases in Capital | Mgmt | For | Against | Against | |
| 22 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |
| 23 | Increase in Share Capital Through Capitalizations | Mgmt | For | For | For | |
| 24 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |
| 25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |
| 26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
| 27 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
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GDF Suez | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS F42768105 | | 05/02/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Mix | France | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 5 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 8 | Related Party Transactions | | Mgmt | For | For | For | |
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 10 | Elect Albert Frère | | Mgmt | For | For | For | |
| 11 | Elect Edmond Alphandéry | | Mgmt | For | For | For | |
| 12 | Elect Aldo Cardoso | | Mgmt | For | For | For | |
| 13 | Elect René Carron | | Mgmt | For | For | For | |
| 14 | Elect Thierry de Rudder | | Mgmt | For | For | For | |
| 15 | Elect Françoise Malrieu | | Mgmt | For | For | For | |
| 16 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |
| 17 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |
| 18 | Authority to Increase Capital Under Employee Savings Plan for Overseas Employees | Mgmt | For | For | For | |
| 19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |
| 20 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
| 21 | Shareholder Proposal Regarding Allocation of Profits/Dividends | ShrHoldr | Against | Against | For | |
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General Dynamics Corporation |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| GD | CUSIP 369550108 | | 05/04/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Mary Barra | | Mgmt | For | For | For | |
| 1.2 | Elect Nicholas Chabraja | | Mgmt | For | For | For | |
| 1.3 | Elect James Crown | | Mgmt | For | For | For | |
| 1.4 | Elect William Fricks | | Mgmt | For | For | For | |
| 1.5 | Elect Jay Johnson | | Mgmt | For | For | For | |
| 1.6 | Elect George Joulwan | | Mgmt | For | For | For | |
| 1.7 | Elect Paul Kaminski | | Mgmt | For | For | For | |
| 1.8 | Elect John Keane | | Mgmt | For | For | For | |
| 1.9 | Elect Lester Lyles | | Mgmt | For | For | For | |
| 1.10 | Elect William Osborn | | Mgmt | For | For | For | |
| 1.11 | Elect Robert Walmsley | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |
| 5 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |
| 6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |
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General Motors Company |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| GM | CUSIP 37045V100 | | 06/07/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Daniel Akerson | | Mgmt | For | For | For | |
| 1.2 | Elect David Bonderman | | Mgmt | For | For | For | |
| 1.3 | Elect Erroll Davis, Jr. | | Mgmt | For | For | For | |
| 1.4 | Elect Stephen Girsky | | Mgmt | For | For | For | |
| 1.5 | Elect E. Neville Isdell | | Mgmt | For | For | For | |
| 1.6 | Elect Robert Krebs | | Mgmt | For | For | For | |
| 1.7 | Elect Philip Laskawy | | Mgmt | For | For | For | |
| 1.8 | Elect Kathryn Marinello | | Mgmt | For | For | For | |
| 1.9 | Elect Patricia Russo | | Mgmt | For | For | For | |
| 1.10 | Elect Carol Stephenson | | Mgmt | For | For | For | |
| 1.11 | Elect Cynthia Telles | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
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Glaxosmithkline plc | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS G3910J112 | | 05/05/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United Kingdom | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For | |
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | |
| 3 | Elect Simon Dingemans | | Mgmt | For | For | For | |
| 4 | Elect Stacey Cartwright | | Mgmt | For | For | For | |
| 5 | Elect Judy Lewent | | Mgmt | For | For | For | |
| 6 | Elect Sir Christopher Gent | | Mgmt | For | For | For | |
| 7 | Elect Andrew Witty | | Mgmt | For | For | For | |
| 8 | Elect Sir Roy Anderson | | Mgmt | For | For | For | |
| 9 | Elect Stephanie Burns | | Mgmt | For | For | For | |
| 10 | Elect H. Lawrence Culp | | Mgmt | For | For | For | |
| 11 | Elect Sir Crispin Davis | | Mgmt | For | For | For | |
| 12 | Elect Sir Deryck Maughan | | Mgmt | For | For | For | |
| 13 | Elect James Murdoch | | Mgmt | For | For | For | |
| 14 | Elect Daniel Podolsky | | Mgmt | For | For | For | |
| 15 | Elect Moncef Slaoui | | Mgmt | For | For | For | |
| 16 | Elect Tom de Swaan | | Mgmt | For | For | For | |
| 17 | Elect Sir Robert Wilson | | Mgmt | For | For | For | |
| 18 | Appointment of Auditor | | Mgmt | For | For | For | |
| 19 | Authority to Set Auditor's Fees | | Mgmt | For | For | For | |
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | |
| 21 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |
| 23 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |
| 25 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 26 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 27 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 28 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 29 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |
| 30 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 31 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |
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Hongkong Land Holdings Ltd. | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS G4587L109 | | 05/11/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Bermuda | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | |
| 2 | Elect Charles Allen-Jones | | Mgmt | For | For | For | |
| 3 | Elect Jenkin Hui | | Mgmt | For | For | For | |
| 4 | Elect Henry Keswick | | Mgmt | For | For | For | |
| 5 | Elect Lord Powell of Bayswater KCMG | Mgmt | For | For | For | |
| 6 | Directors' Fees | | Mgmt | For | For | For | |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
| 8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |
| 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 12 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
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HSBC Holdings plc | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS G4634U169 | | 05/27/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United Kingdom | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For | |
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | |
| 3 | Elect Safra Catz | | Mgmt | For | For | For | |
| 4 | Elect Laura CHA May Lung | | Mgmt | For | For | For | |
| 5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |
| 6 | Elect John Coombe | | Mgmt | For | For | For | |
| 7 | Elect Rona Fairhead | | Mgmt | For | For | For | |
| 8 | Elect Douglas Flint | | Mgmt | For | For | For | |
| 9 | Elect Alexander Flockhart | | Mgmt | For | For | For | |
| 10 | Elect Stuart Gulliver | | Mgmt | For | For | For | |
| 11 | Elect James Hughes-Hallett | | Mgmt | For | For | For | |
| 12 | Elect Sam Laidlaw | | Mgmt | For | For | For | |
| 13 | Elect J. Rachel Lomax | | Mgmt | For | For | For | |
| 14 | Elect Iain Mackay | | Mgmt | For | For | For | |
| 15 | Elect Gwyn Morgan | | Mgmt | For | For | For | |
| 16 | Elect Narayana Murthy | | Mgmt | For | For | For | |
| 17 | Elect Simon Robertson | | Mgmt | For | For | For | |
| 18 | Elect John Thornton | | Mgmt | For | For | For | |
| 19 | Elect Sir Brian Williamson | | Mgmt | For | For | For | |
| 20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |
| 23 | Share Plan 2011 | | Mgmt | For | For | For | |
| 24 | Directors' Fees | | Mgmt | For | For | For | |
| 25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |
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HTC Corporation | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS Y3732M103 | | 06/15/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Taiwan | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 7 | Accounts and Reports | | Mgmt | For | For | For | |
| 8 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |
| 10 | Amendments to Articles | | Mgmt | For | For | For | |
| 11 | Amendment to Procedural Rules: Acquisition/Disposal of Assets | Mgmt | For | For | For | |
| 12 | Elect David Bruce Yoffie | | Mgmt | For | For | For | |
| 13 | Elect Jerry H.C. Chu (Supervisor) | Mgmt | For | For | For | |
| 14 | Non-Compete Restrictions for Directors | Mgmt | For | Abstain | Against | |
| 15 | Extraordinary motions | | Mgmt | For | Abstain | Against | |
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Husky Energy Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| HSE | CUSIP 448055103 | | 04/27/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Canada | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Victor Li | | Mgmt | For | For | For | |
| 1.2 | Elect Canning Fok | | Mgmt | For | For | For | |
| 1.3 | Elect Stephen Bradley | | Mgmt | For | For | For | |
| 1.4 | Elect R. Donald Fullerton | | Mgmt | For | For | For | |
| 1.5 | Elect Asim Ghosh | | Mgmt | For | For | For | |
| 1.6 | Elect Martin Glynn | | Mgmt | For | For | For | |
| 1.7 | Elect Poh Chan Koh | | Mgmt | For | For | For | |
| 1.8 | Elect Eva Kwok | | Mgmt | For | For | For | |
| 1.9 | Elect Stanley Kwok | | Mgmt | For | For | For | |
| 1.10 | Elect Frederick Ma | | Mgmt | For | For | For | |
| 1.11 | Elect George Magnus | | Mgmt | For | For | For | |
| 1.12 | Elect Colin Russel | | Mgmt | For | For | For | |
| 1.13 | Elect Wayne Shaw | | Mgmt | For | For | For | |
| 1.14 | Elect William Shurniak | | Mgmt | For | For | For | |
| 1.15 | Elect Frank Sixt | | Mgmt | For | For | For | |
| 2 | Appointment of Auditor | | Mgmt | For | For | For | |
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Intel Corporation |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| INTC | CUSIP 458140100 | | 05/19/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Charlene Barshefsky | | Mgmt | For | For | For | |
| 2 | Elect Susan Decker | | Mgmt | For | For | For | |
| 3 | Elect John Donahoe | | Mgmt | For | For | For | |
| 4 | Elect Reed Hundt | | Mgmt | For | For | For | |
| 5 | Elect Paul Otellini | | Mgmt | For | For | For | |
| 6 | Elect James Plummer | | Mgmt | For | For | For | |
| 7 | Elect David Pottruck | | Mgmt | For | For | For | |
| 8 | Elect Jane Shaw | | Mgmt | For | For | For | |
| 9 | Elect Frank Yeary | | Mgmt | For | For | For | |
| 10 | Elect David Yoffie | | Mgmt | For | For | For | |
| 11 | Ratification of Auditor | | Mgmt | For | For | For | |
| 12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |
| 13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |
| 14 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
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Jardine Matheson Holdings Ltd. | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS G50736100 | | 05/12/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Bermuda | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | |
| 2 | Elect Mark Greenberg | | Mgmt | For | For | For | |
| 3 | Elect Simon Keswick | | Mgmt | For | For | For | |
| 4 | Elect Richard Lee | | Mgmt | For | For | For | |
| 5 | Elect Y. K. Pang | | Mgmt | For | For | For | |
| 6 | Directors' Fees | | Mgmt | For | For | For | |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
| 8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 10 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
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JPMorgan Chase & Co. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| JPM | CUSIP 46625H100 | | 05/17/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Crandall Bowles | | Mgmt | For | For | For | |
| 2 | Elect Stephen Burke | | Mgmt | For | For | For | |
| 3 | Elect David Cote | | Mgmt | For | For | For | |
| 4 | Elect James Crown | | Mgmt | For | For | For | |
| 5 | Elect James Dimon | | Mgmt | For | For | For | |
| 6 | Elect Ellen Futter | | Mgmt | For | For | For | |
| 7 | Elect William Gray, III | | Mgmt | For | For | For | |
| 8 | Elect Laban Jackson, Jr. | | Mgmt | For | For | For | |
| 9 | Elect David Novak | | Mgmt | For | For | For | |
| 10 | Elect Lee Raymond | | Mgmt | For | For | For | |
| 11 | Elect William Weldon | | Mgmt | For | For | For | |
| 12 | Ratification of Auditor | | Mgmt | For | For | For | |
| 13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
| 15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |
| 16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |
| 18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | |
| 19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |
| 20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |
| 21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHoldr | Against | Against | For | |
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Legrand Promesse | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS F56196185 | | 05/26/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Mix | France | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Accounts and Reports | | Mgmt | For | For | For | |
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 7 | Related Party Transactions | | Mgmt | For | For | For | |
| 8 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For | For | |
| 9 | Appointment of Alternate Auditor (Cabinet BEAS) | Mgmt | For | For | For | |
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 11 | Directors' Fees | | Mgmt | For | For | For | |
| 12 | Elect Eliane Rouyer-Chevalier | | Mgmt | For | For | For | |
| 13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |
| 14 | Authority to Grant Stock Options | Mgmt | For | For | For | |
| 15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |
| 16 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |
| 17 | Amendments to Article 8 | | Mgmt | For | Against | Against | |
| 18 | Amendments Regarding Appointment of Censors | Mgmt | For | For | For | |
| 19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
| 20 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
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Lorillard, Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| LO | CUSIP 544147101 | | 05/19/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Dianne Blixt | | Mgmt | For | For | For | |
| 1.2 | Elect David Dangoor | | Mgmt | For | For | For | |
| 1.3 | Elect Murray Kessler | | Mgmt | For | For | For | |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 4 | Ratification of Auditor | | Mgmt | For | For | For | |
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Abstain | For | Against | |
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |
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Mattel, Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| MAT | CUSIP 577081102 | | 05/13/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Dolan | | Mgmt | For | For | For | |
| 1.2 | Elect Robert Eckert | | Mgmt | For | For | For | |
| 1.3 | Elect Frances Fergusson | | Mgmt | For | For | For | |
| 1.4 | Elect Tully Friedman | | Mgmt | For | For | For | |
| 1.5 | Elect Dominic Ng | | Mgmt | For | For | For | |
| 1.6 | Elect Vasant Prabhu | | Mgmt | For | For | For | |
| 1.7 | Elect Andrea Rich | | Mgmt | For | For | For | |
| 1.8 | Elect Dean Scarborough | | Mgmt | For | For | For | |
| 1.9 | Elect Christopher Sinclair | | Mgmt | For | For | For | |
| 1.10 | Elect G. Craig Sullivan | | Mgmt | For | For | For | |
| 1.11 | Elect Kathy White | | Mgmt | For | For | For | |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 4 | Amendment to the Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |
| 5 | Ratification of Auditor | | Mgmt | For | For | For | |
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McDonald's Corporation |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| MCD | CUSIP 580135101 | | 05/19/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Susan Arnold | | Mgmt | For | For | For | |
| 2 | Elect Richard Lenny | | Mgmt | For | For | For | |
| 3 | Elect Cary McMillan | | Mgmt | For | For | For | |
| 4 | Elect Sheila Penrose | | Mgmt | For | For | For | |
| 5 | Elect James Skinner | | Mgmt | For | For | For | |
| 6 | Ratification of Auditor | | Mgmt | For | For | For | |
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |
| 9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |
| 10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |
| 11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |
| 12 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | |
| 13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against | For | |
| 14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | |
| 15 | Shareholder Proposal Regarding Beverage Containers | ShrHoldr | Against | Against | For | |
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Nestle SA | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS H57312649 | | 04/14/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Switzerland | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Accounts and Reports; Compensation Report | Mgmt | For | For | For | |
| 5 | Compensation Report | | Mgmt | For | For | For | |
| 6 | Ratification of Board and Management Acts | Mgmt | For | For | For | |
| 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 8 | Elect Paul Bulcke | | Mgmt | For | For | For | |
| 9 | Elect Andreas Koopmann | | Mgmt | For | For | For | |
| 10 | Elect Rolf Hänggi | | Mgmt | For | For | For | |
| 11 | Elect Jean-Pierre Meyers | | Mgmt | For | For | For | |
| 12 | Elect Naina Lal Kidwai | | Mgmt | For | For | For | |
| 13 | Elect Beat Hess | | Mgmt | For | For | For | |
| 14 | Elect Ann Veneman | | Mgmt | For | For | For | |
| 15 | Appointment of Auditor | | Mgmt | For | For | For | |
| 16 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | For | For | |
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Nintendo Co. Ltd | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS J51699106 | | 06/29/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Japan | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 3 | Elect Satoru Iwata | | Mgmt | For | For | For | |
| 4 | Elect Yoshihiro Mori | | Mgmt | For | For | For | |
| 5 | Elect Shinji Hatano | | Mgmt | For | For | For | |
| 6 | Elect Genyoh Takeda | | Mgmt | For | For | For | |
| 7 | Elect Shigeru Miyamoto | | Mgmt | For | For | For | |
| 8 | Elect Nobuo Nagai | | Mgmt | For | For | For | |
| 9 | Elect Masaharu Matsumoto | | Mgmt | For | For | For | |
| 10 | Elect Eiichi Suzuki | | Mgmt | For | For | For | |
| 11 | Elect Tatsumi Kimishima | | Mgmt | For | For | For | |
| 12 | Elect Kaoru Takemura | | Mgmt | For | For | For | |
| 13 | Elect Ichiroh Nakaji | | Mgmt | For | For | For | |
| 14 | Elect Naoki Mizutani | | Mgmt | For | For | For | |
| 15 | Elect Katashi Ozaki | | Mgmt | For | For | For | |
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Novartis AG | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS H5820Q150 | | 04/08/2011 | | Take No Action | |
| Meeting Type | Country of Trade | | | | | | |
| Special | Switzerland | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| 3 | Approval of Merger Agreement | | Mgmt | For | TNA | N/A | |
| 4 | Approval of Share Issuance | | Mgmt | For | TNA | N/A | |
| 5 | Additional and/or Counter-Proposals | Mgmt | For | TNA | N/A | |
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PepsiCo, Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| PEP | CUSIP 713448108 | | 05/04/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Shona Brown | | Mgmt | For | For | For | |
| 2 | Elect Ian Cook | | Mgmt | For | For | For | |
| 3 | Elect Dina Dublon | | Mgmt | For | For | For | |
| 4 | Elect Victor Dzau | | Mgmt | For | For | For | |
| 5 | Elect Ray Hunt | | Mgmt | For | For | For | |
| 6 | Elect Alberto Ibarguen | | Mgmt | For | For | For | |
| 7 | Elect Arthur Martinez | | Mgmt | For | For | For | |
| 8 | Elect Indra Nooyi | | Mgmt | For | For | For | |
| 9 | Elect Sharon Rockefeller | | Mgmt | For | For | For | |
| 10 | Elect James Schiro | | Mgmt | For | For | For | |
| 11 | Elect Lloyd Trotter | | Mgmt | For | For | For | |
| 12 | Elect Daniel Vasella | | Mgmt | For | For | For | |
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |
| 15 | Ratification of Auditor | | Mgmt | For | For | For | |
| 16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |
| 18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |
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Philip Morris International Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| PM | CUSIP 718172109 | | 05/11/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Harold Brown | | Mgmt | For | For | For | |
| 2 | Elect Mathis Cabiallavetta | | Mgmt | For | For | For | |
| 3 | Elect Louis Camilleri | | Mgmt | For | For | For | |
| 4 | Elect J. Dudley Fishburn | | Mgmt | For | For | For | |
| 5 | Elect Jennifer Li | | Mgmt | For | For | For | |
| 6 | Elect Graham Mackay | | Mgmt | For | For | For | |
| 7 | Elect Sergio Marchionne | | Mgmt | For | For | For | |
| 8 | Elect Lucio Noto | | Mgmt | For | For | For | |
| 9 | Elect Carlos Slim Helu | | Mgmt | For | For | For | |
| 10 | Elect Stephen Wolf | | Mgmt | For | For | For | |
| 11 | Ratification of Auditor | | Mgmt | For | For | For | |
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
| 14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against | For | |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |
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Ping AN Insurance (Group) Co. of China, Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS Y69790106 | | 06/16/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | China | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Directors' Reports | | Mgmt | For | For | For | |
| 3 | Supervisors' Reports | | Mgmt | For | For | For | |
| 4 | Annual Reports | | Mgmt | For | For | For | |
| 5 | Accounts and Reports | | Mgmt | For | For | For | |
| 6 | Allocations of Profits/ Dividends | Mgmt | For | For | For | |
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
| 8 | Elect Louis CHEUNG Chi Yan | | Mgmt | For | For | For | |
| 9 | Elect Jackson WOO Ka Biu | | Mgmt | For | For | For | |
| 10 | Amendments to Articles | | Mgmt | For | For | For | |
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Prudential plc | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS G72899100 | | 05/19/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United Kingdom | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For | |
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | |
| 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 4 | Elect Howard Davies | | Mgmt | For | For | For | |
| 5 | Elect John Foley | | Mgmt | For | For | For | |
| 6 | Elect Paul Manduca | | Mgmt | For | For | For | |
| 7 | Elect Michael Wells | | Mgmt | For | For | For | |
| 8 | Elect Keki Dadiseth | | Mgmt | For | For | For | |
| 9 | Elect Rob Devey | | Mgmt | For | For | For | |
| 10 | Elect Michael Garrett | | Mgmt | For | For | For | |
| 11 | Elect Ann Godbehere | | Mgmt | For | For | For | |
| 12 | Elect Bridget Macaskill | | Mgmt | For | For | For | |
| 13 | Elect Harvey McGrath | | Mgmt | For | Against | Against | |
| 14 | Elect Michael McLintock | | Mgmt | For | For | For | |
| 15 | Elect Nic Nicandrou | | Mgmt | For | For | For | |
| 16 | Elect Kathleen O'Donovan | | Mgmt | For | For | For | |
| 17 | Elect Barry Stowe | | Mgmt | For | For | For | |
| 18 | Elect Tidjane Thiam | | Mgmt | For | For | For | |
| 19 | Elect Lord Andrew Turnbull | | Mgmt | For | For | For | |
| 20 | Appointment of Auditor | | Mgmt | For | For | For | |
| 21 | Authority to Set Auditor's Fees | | Mgmt | For | For | For | |
| 22 | Authorisation of Political Donations | Mgmt | For | For | For | |
| 23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |
| 24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |
| 25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |
| 26 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 27 | Authority to Set General Notice Period at 14 Days | Mgmt | For | For | For | |
| 28 | Amendment to International SAYE Scheme | Mgmt | For | For | For | |
| 29 | Amendment to Irish SAYE Scheme | Mgmt | For | For | For | |
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Royal Dutch Shell Plc | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS G7690A118 | | 05/17/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United Kingdom | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For | |
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | |
| 3 | Elect Linda Stuntz | | Mgmt | For | For | For | |
| 4 | Elect Josef Ackermann | | Mgmt | For | For | For | |
| 5 | Elect Malcolm Brinded | | Mgmt | For | For | For | |
| 6 | Elect Guy Elliott | | Mgmt | For | For | For | |
| 7 | Elect Simon Henry | | Mgmt | For | For | For | |
| 8 | Elect Charles Holliday, Jr. | | Mgmt | For | For | For | |
| 9 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |
| 10 | Elect Gerard Kleisterlee | | Mgmt | For | For | For | |
| 11 | Elect Christine Morin-Postel | | Mgmt | For | For | For | |
| 12 | Elect Jorma Ollila | | Mgmt | For | For | For | |
| 13 | Elect Jeroen van der Veer | | Mgmt | For | For | For | |
| 14 | Elect Peter Voser | | Mgmt | For | For | For | |
| 15 | Elect Hans Wijers | | Mgmt | For | For | For | |
| 16 | Appointment of Auditor | | Mgmt | For | For | For | |
| 17 | Authority to Set Auditor's Fees | | Mgmt | For | For | For | |
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |
| 19 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |
| 21 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 22 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 24 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 25 | Authorisation of Political Donations | Mgmt | For | For | For | |
| 26 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
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Schneider Electric | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS F86921107 | | 04/21/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Mix | France | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Accounts and Reports | | Mgmt | For | For | For | |
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
| 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 7 | Related Party Transactions | | Mgmt | For | For | For | |
| 8 | Ratification of the Co-option of Anand Mahindra | Mgmt | For | Abstain | Against | |
| 9 | Elect Betsy Atkins | | Mgmt | For | For | For | |
| 10 | Elect Jeong H. Kim | | Mgmt | For | For | For | |
| 11 | Elect Dominique Sénéquier | | Mgmt | For | For | For | |
| 12 | Directors' Fees | | Mgmt | For | For | For | |
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 14 | Amendment Regarding Director Age Limit | Mgmt | For | For | For | |
| 15 | Amendment Regarding Censors | Mgmt | For | For | For | |
| 16 | Stock Split | | Mgmt | For | For | For | |
| 17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |
| 18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |
| 19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |
| 20 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |
| 21 | Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |
| 22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |
| 23 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |
| 24 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |
| 25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |
| 26 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | For | For | |
| 27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |
| 28 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
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Semen Gresik | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS Y7142G168 | | 06/28/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Indonesia | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For | |
| 2 | Annual Report and Ratification of Board Acts | Mgmt | For | For | For | |
| 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 4 | Directors' and Commissioners' Fees | Mgmt | For | Abstain | Against | |
| 5 | Appointment of Auditor | | Mgmt | For | For | For | |
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SES SA | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS L8300G135 | | 04/07/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Luxembourg | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Attendance List, Quorum and Agenda | Mgmt | Abstain | For | Against | |
| 4 | Appointment of a Secretary and Two Scrutineers | Mgmt | For | For | For | |
| 5 | Presentation of Board Report | | Mgmt | For | For | For | |
| 6 | Presentation of Activity Report | | Mgmt | For | For | For | |
| 7 | Presentation of Financial Results | Mgmt | For | For | For | |
| 8 | Presentation of the Auditor Report | Mgmt | For | For | For | |
| 9 | Accounts and Reports; Consolidated Accounts and Reports | Mgmt | For | For | For | |
| 10 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 11 | Allocation of Profits to Reserves | Mgmt | For | For | For | |
| 12 | Ratification of Board Acts | | Mgmt | For | For | For | |
| 13 | Ratification of Auditor Acts | | Mgmt | For | For | For | |
| 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
| 15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
| 16 | Board Size | | Mgmt | For | For | For | |
| 17 | Director Term Lengths | | Mgmt | For | Against | Against | |
| 18 | Elect Marc Beuls | | Mgmt | For | For | For | |
| 19 | Elect Marcus Bicknell | | Mgmt | For | For | For | |
| 20 | Elect Bridget Cosgrave | | Mgmt | For | For | For | |
| 21 | Elect Hadelin de Liedekerke Beaufort | Mgmt | For | For | For | |
| 22 | Elect Jacques Espinasse | | Mgmt | For | For | For | |
| 23 | Elect Robert Ross | | Mgmt | For | For | For | |
| 24 | Elect Karim Sabbagh | | Mgmt | For | For | For | |
| 25 | Elect Christian Schaack | | Mgmt | For | For | For | |
| 26 | Elect Terry Seddon | | Mgmt | For | For | For | |
| 27 | Elect Marc Speeckaert | | Mgmt | For | For | For | |
| 28 | Elect Gerd Tenzer | | Mgmt | For | For | For | |
| 29 | Elect François Tesch | | Mgmt | For | For | For | |
| 30 | Elect Serge Allegrezza | | Mgmt | For | For | For | |
| 31 | Elect Jean-Claude Finck | | Mgmt | For | For | For | |
| 32 | Elect Gaston Reinesch | | Mgmt | For | For | For | |
| 33 | Elect Victor Rod | | Mgmt | For | For | For | |
| 34 | Elect René Steichen | | Mgmt | For | For | For | |
| 35 | Elect Jean-Paul Zens | | Mgmt | For | For | For | |
| 36 | Term Length of Hadelin de Liedekerke Beaufort, Christian Schaack, Marc Speeckaert, Gerd Tenzer, Serge Allegrezza, Victor Rod | Mgmt | For | Against | Against | |
| 37 | Term Length of Jacques Espinasse, Robert Ross, Terry Seddon, François Tesch, Jean-Claude Finck, Gaston Reinesch | Mgmt | For | Against | Against | |
| 38 | Term Length of Marc Beuls, Marcus Bicknell, Bridget Cosgrave, Karim Sabbagh, René Steichen, Jean-Paul Zens | Mgmt | For | Against | Against | |
| 39 | Directors' Fees | | Mgmt | For | For | For | |
| 40 | Transaction of Other Business | | Mgmt | Abstain | Abstain | For | |
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Societe Generale A | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS F43638141 | | 05/24/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Special | France | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Accounts and Reports | | Mgmt | For | For | N/A | |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | N/A | |
| 6 | Form of Dividend Payment | | Mgmt | For | For | N/A | |
| 7 | Consolidated Accounts and Reports | Mgmt | For | For | N/A | |
| 8 | Elect Frédéric Oudéa | | Mgmt | For | For | N/A | |
| 9 | Elect Anthony Wyand | | Mgmt | For | For | N/A | |
| 10 | Elect Jean-Martin Folz | | Mgmt | For | For | N/A | |
| 11 | Elect Kyra Hazou | | Mgmt | For | For | N/A | |
| 12 | Elect Ana Maria Llopis Rivas | | Mgmt | For | For | N/A | |
| 13 | Directors' Fees | | Mgmt | For | For | N/A | |
| 14 | Authority to Repurchase Shares | Mgmt | For | For | N/A | |
| 15 | Authority to Carry Out Formalities | Mgmt | For | For | N/A | |
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Softbank Corp. | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS J75963108 | | 06/24/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Japan | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 3 | Amendments to Articles | | Mgmt | For | For | For | |
| 4 | Elect Masayoshi Son | | Mgmt | For | For | For | |
| 5 | Elect Ken Miyauchi | | Mgmt | For | For | For | |
| 6 | Elect Kazuhiko Kasai | | Mgmt | For | For | For | |
| 7 | Elect Masahiro Inoue | | Mgmt | For | For | For | |
| 8 | Elect Ronald Fisher | | Mgmt | For | For | For | |
| 9 | Elect Yun Mah | | Mgmt | For | For | For | |
| 10 | Elect Tadashi Yanai | | Mgmt | For | For | For | |
| 11 | Elect Mark Schwartz | | Mgmt | For | For | For | |
| 12 | Elect Sunil Bharti Mittal | | Mgmt | For | For | For | |
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Southwest Airlines Co. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| LUV | CUSIP 844741108 | | 05/18/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Biegler | | Mgmt | For | For | For | |
| 1.2 | Elect Douglas Brooks | | Mgmt | For | For | For | |
| 1.3 | Elect William Cunningham | | Mgmt | For | For | For | |
| 1.4 | Elect John Denison | | Mgmt | For | For | For | |
| 1.5 | Elect Gary Kelly | | Mgmt | For | For | For | |
| 1.6 | Elect Nancy Loeffler | | Mgmt | For | For | For | |
| 1.7 | Elect John Montford | | Mgmt | For | For | For | |
| 1.8 | Elect Thomas Nealon | | Mgmt | For | For | For | |
| 1.9 | Elect Daniel Villanueva | | Mgmt | For | For | For | |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 4 | Ratification of Auditor | | Mgmt | For | For | For | |
| 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |
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Staples, Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| SPLS | CUSIP 855030102 | | 06/07/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Basil Anderson | | Mgmt | For | For | For | |
| 1.2 | Elect Arthur Blank | | Mgmt | For | For | For | |
| 1.3 | Elect Mary Burton | | Mgmt | For | For | For | |
| 1.4 | Elect Justin King | | Mgmt | For | For | For | |
| 1.5 | Elect Carol Meyrowitz | | Mgmt | For | For | For | |
| 1.6 | Elect Rowland Moriarty | | Mgmt | For | For | For | |
| 1.7 | Elect Robert Nakasone | | Mgmt | For | For | For | |
| 1.8 | Elect Ronald Sargent | | Mgmt | For | For | For | |
| 1.9 | Elect Elizabeth Smith | | Mgmt | For | For | For | |
| 1.10 | Elect Robert Sulentic | | Mgmt | For | For | For | |
| 1.11 | Elect Vijay Vishwanath | | Mgmt | For | For | For | |
| 1.12 | Elect Paul Walsh | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |
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Svenska Cellulosa AB | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS W90152120 | | 04/07/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Sweden | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| 11 | Accounts and Reports | | Mgmt | For | For | For | |
| 12 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| 13 | Ratification of Board and Management Acts | Mgmt | For | For | For | |
| 14 | Board Size | | Mgmt | For | For | For | |
| 15 | Directors and Auditors' Fees | | Mgmt | For | For | For | |
| 16 | Election of Directors | | Mgmt | For | For | For | |
| 17 | Nomination Committee | | Mgmt | For | For | For | |
| 18 | Compensation Guidelines | | Mgmt | For | For | For | |
| 19 | Amendments to Articles | | Mgmt | For | For | For | |
| 20 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
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The Home Depot, Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| HD | CUSIP 437076102 | | 06/02/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect F. Duane Ackerman | | Mgmt | For | For | For | |
| 1.2 | Elect Francis Blake | | Mgmt | For | For | For | |
| 1.3 | Elect Ari Bousbib | | Mgmt | For | For | For | |
| 1.4 | Elect Gregory Brenneman | | Mgmt | For | For | For | |
| 1.5 | Elect J. Frank Brown | | Mgmt | For | For | For | |
| 1.6 | Elect Albert Carey | | Mgmt | For | For | For | |
| 1.7 | Elect Armando Codina | | Mgmt | For | For | For | |
| 1.8 | Elect Bonnie Hill | | Mgmt | For | For | For | |
| 1.9 | Elect Karen Katen | | Mgmt | For | For | For | |
| 1.10 | Elect Ronald Sargent | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 5 | Restoration of Written Consent | | Mgmt | For | For | For | |
| 6 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |
| 7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |
| 8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |
| 9 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHoldr | Against | Against | For | |
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Time Warner Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| TWX | CUSIP 887317303 | | 05/20/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect James Barksdale | | Mgmt | For | For | For | |
| 2 | Elect William Barr | | Mgmt | For | For | For | |
| 3 | Elect Jeffrey Bewkes | | Mgmt | For | For | For | |
| 4 | Elect Stephen Bollenbach | | Mgmt | For | For | For | |
| 5 | Elect Frank Caufield | | Mgmt | For | For | For | |
| 6 | Elect Robert Clark | | Mgmt | For | For | For | |
| 7 | Elect Mathias Dopfner | | Mgmt | For | For | For | |
| 8 | Elect Jessica Einhorn | | Mgmt | For | For | For | |
| 9 | Elect Fred Hassan | | Mgmt | For | For | For | |
| 10 | Elect Michael Miles | | Mgmt | For | For | For | |
| 11 | Elect Kenneth Novack | | Mgmt | For | For | For | |
| 12 | Elect Paul Wachter | | Mgmt | For | For | For | |
| 13 | Elect Deborah Wright | | Mgmt | For | For | For | |
| 14 | Ratification of Auditor | | Mgmt | For | For | For | |
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |
| 17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |
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Turkcell Iletisim Hizmetleri A.S. | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS M8903B102 | | 04/21/2011 | | Take No Action | |
| Meeting Type | Country of Trade | | | | | | |
| Special | Turkey | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| 2 | Opening; Election of the Presiding Chairman | Mgmt | For | TNA | N/A | |
| 3 | Minutes | | Mgmt | For | TNA | N/A | |
| 4 | Report of the Board | | Mgmt | For | TNA | N/A | |
| 5 | Report of the Statutory Auditors | Mgmt | For | TNA | N/A | |
| 6 | Report of the Auditor | | Mgmt | For | TNA | N/A | |
| 7 | Accounts | | Mgmt | For | TNA | N/A | |
| 8 | Ratification of Board Acts | | Mgmt | For | TNA | N/A | |
| 9 | Ratification of Statutory Auditors' Acts | Mgmt | For | TNA | N/A | |
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |
| 11 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A | |
| 12 | Charitable Donations | | Mgmt | For | TNA | N/A | |
| 13 | Report on Guarantees | | Mgmt | For | TNA | N/A | |
| 14 | Wishes | | Mgmt | For | TNA | N/A | |
| 15 | Closing | | Mgmt | For | TNA | N/A | |
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UBS AG | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS H89231338 | | 04/28/2011 | | Take No Action | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Switzerland | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| 3 | Accounts and Reports | | Mgmt | For | TNA | N/A | |
| 4 | Compensation Report | | Mgmt | For | TNA | N/A | |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A | |
| 6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |
| 7 | Elect Kaspar Villiger | | Mgmt | For | TNA | N/A | |
| 8 | Elect Michel Demaré | | Mgmt | For | TNA | N/A | |
| 9 | Elect David Sidwell | | Mgmt | For | TNA | N/A | |
| 10 | Elect Rainer-Marc Frey | | Mgmt | For | TNA | N/A | |
| 11 | Elect Bruno Gehrig | | Mgmt | For | TNA | N/A | |
| 12 | Elect Ann Godbehere | | Mgmt | For | TNA | N/A | |
| 13 | Elect Axel Lehmann | | Mgmt | For | TNA | N/A | |
| 14 | Elect Wolfgang Mayrhuber | | Mgmt | For | TNA | N/A | |
| 15 | Elect Helmut Panke | | Mgmt | For | TNA | N/A | |
| 16 | Elect William Parrett | | Mgmt | For | TNA | N/A | |
| 17 | Elect Joseph YAM Chi Kwong | | Mgmt | For | TNA | N/A | |
| 18 | Appointment of Auditor | | Mgmt | For | TNA | N/A | |
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Virgin Media Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| VMED | CUSIP 92769L101 | | 06/07/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Chiddix | | Mgmt | For | For | For | |
| 1.2 | Elect William Huff | | Mgmt | For | For | For | |
| 1.3 | Elect James Mooney | | Mgmt | For | For | For | |
| 1.4 | Elect John Rigsby | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
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Wells Fargo & Company |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| WFC | CUSIP 949746101 | | 05/03/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John Baker II | | Mgmt | For | For | For | |
| 2 | Elect John Chen | | Mgmt | For | For | For | |
| 3 | Elect Lloyd Dean | | Mgmt | For | For | For | |
| 4 | Elect Susan Engel | | Mgmt | For | For | For | |
| 5 | Elect Enrique Hernandez, Jr. | | Mgmt | For | For | For | |
| 6 | Elect Donald James | | Mgmt | For | For | For | |
| 7 | Elect Mackey McDonald | | Mgmt | For | For | For | |
| 8 | Elect Cynthia Milligan | | Mgmt | For | For | For | |
| 9 | Elect Nicholas Moore | | Mgmt | For | For | For | |
| 10 | Elect Philip Quigley | | Mgmt | For | For | For | |
| 11 | Elect Judith Runstad | | Mgmt | For | For | For | |
| 12 | Elect Stephen Sanger | | Mgmt | For | For | For | |
| 13 | Elect John Stumpf | | Mgmt | For | For | For | |
| 14 | Elect Susan Swenson | | Mgmt | For | For | For | |
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
| 17 | Ratification of Auditor | | Mgmt | For | For | For | |
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |
| 19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |
| 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |
| 21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |
| 22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |
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Westfield Group | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CINS Q97062105 | | 05/25/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | Australia | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| 2 | Remuneration Report | | Mgmt | For | For | For | |
| 3 | Re-elect Roy Furman | | Mgmt | For | For | For | |
| 4 | Re-elect Stephen Johns | | Mgmt | For | For | For | |
| 5 | Re-elect Steven Lowy | | Mgmt | For | For | For | |
| 6 | Re-elect Brian Schwartz | | Mgmt | For | For | For | |
| 7 | Elect Peter Allen | | Mgmt | For | For | For | |
| 8 | Elect Ilana Atlas | | Mgmt | For | For | For | |
| 9 | Increase NEDs' Fee Cap | | Mgmt | For | Against | Against | |
| 10 | Amend the Constitution - Dividends | Mgmt | For | For | For | |
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Yum! Brands, Inc. |
| Ticker | Security ID: | | Meeting Date | Meeting Status | |
| YUM | CUSIP 988498101 | | 05/19/2011 | | Voted | | |
| Meeting Type | Country of Trade | | | | | | |
| Annual | United States | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Dorman | | Mgmt | For | For | For | |
| 1.2 | Elect Massimo Ferragamo | | Mgmt | For | For | For | |
| 1.3 | Elect J. David Grissom | | Mgmt | For | For | For | |
| 1.4 | Elect Bonnie Hill | | Mgmt | For | For | For | |
| 1.5 | Elect Robert Holland, Jr. | | Mgmt | For | For | For | |
| 1.6 | Elect Kenneth Langone | | Mgmt | For | For | For | |
| 1.7 | Elect Jonathan Linen | | Mgmt | For | For | For | |
| 1.8 | Elect Thomas Nelson | | Mgmt | For | For | For | |
| 1.9 | Elect David Novak | | Mgmt | For | For | For | |
| 1.10 | Elect Thomas Ryan | | Mgmt | For | For | For | |
| 1.11 | Elect Jing-Shyh Su | | Mgmt | For | For | For | |
| 1.12 | Elect Robert Walter | | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |
| 5 | Right to Call a Special Meeting | | Mgmt | For | For | For | |