UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-22496
American Funds Global Balanced Fund
(Exact Name of Registrant as Specified in Charter)
6455 Irvine Center Drive
Irvine, California 92618
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2018 - June 30, 2019
Michael W. Stockton
American Funds Global Balanced Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
ITEM 1 – Proxy Voting Record
FORM N-PX
ICA File Number: 811-22496
Registrant Name: American Funds Global Balanced Fund
Reporting Period: 07/01/2018 - 06/30/2019
American Funds Global Balanced Fund
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ABBOTT LABORATORIES
Meeting Date: APR 26, 2019
Record Date: FEB 27, 2019
Meeting Type: ANNUAL | Ticker: ABT
Security ID: 002824100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Michelle A. Kumbier | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Nancy McKinstry | Management | For | For |
| 1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.10 | Elect Director Daniel J. Starks | Management | For | For |
| 1.11 | Elect Director John G. Stratton | Management | For | For |
| 1.12 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.13 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
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ABBVIE INC.
Meeting Date: MAY 03, 2019
Record Date: MAR 08, 2019
Meeting Type: ANNUAL | Ticker: ABBV
Security ID: 00287Y109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Brett J. Hart | Management | For | For |
| 1.3 | Elect Director Edward J. Rapp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for Amendments to the By-Law and Certificate of Incorporation | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | For |
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ABN AMRO GROUP NV
Meeting Date: APR 08, 2019
Record Date: MAR 27, 2019
Meeting Type: ANNUAL | Ticker: ABN
Security ID: N0162C102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Announcements | Management | None | None |
| 3.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3.b | Receive Annual Accounts | Management | None | None |
| 4 | Discuss Agenda of ABN AMRO Group N.V. AGM of 24 April 2019 | Management | None | None |
| 5.a | Amend Articles of Association STAK AAG | Management | For | For |
| 5.b | Amend Trust Conditions STAK AAG | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| 7 | Close Meeting | Management | None | None |
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ABN AMRO GROUP NV
Meeting Date: APR 24, 2019
Record Date: MAR 27, 2019
Meeting Type: ANNUAL | Ticker: ABN
Security ID: N0162C102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.c | Receive Announcements from the Chairman of the Employee Council | Management | None | None |
| 2.d | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.e | Discuss Implementation of Remuneration Policy | Management | None | None |
| 2.f | Presentation and Opportunity to Ask Question to the External Auditor (Non-Voting) | Management | None | None |
| 2.g | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Dividend Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 1.45 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Receive Report on Functioning of External Auditor | Management | None | None |
| 5.b | Ratify Ernst & Young as Auditors | Management | For | For |
| 6 | Amend Articles Re: Assignment of Statutory Auditor to Audit Annual Accounts for 3 Years | Management | For | For |
| 7.a | Announce Vacancies on the Supervisory Board | Management | None | None |
| 7.b | Opportunity to Make Recommendations | Management | None | None |
| 7.c.1 | Announce Appointment of Anna Storakers to Supervisory Board | Management | None | None |
| 7.c.2 | Announce Appointment of Michiel Lap to Supervisory Board | Management | None | None |
| 7.c.3 | Elect Anna Storakers to Supervisory Board | Management | For | For |
| 7.c.4 | Elect Michiel Lap to Supervisory Board | Management | For | For |
| 8 | Approve Merger Agreement between ABN AMRO Group N.V. and ABN AMRO Bank N.V. | Management | For | For |
| 9.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 9.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 9.c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Cancellation of Repurchased Depository Receipts | Management | For | For |
| 11 | Close Meeting | Management | None | None |
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ABN AMRO GROUP NV
Meeting Date: APR 24, 2019
Record Date: MAR 27, 2019
Meeting Type: SPECIAL | Ticker: ABN
Security ID: N0162C102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Open Meeting | Management | None | None |
| 2 | Receive Announcements (Non-Voting) | Management | None | None |
| 3.a | Amend Articles of Association STAK AAG | Management | For | For |
| 3.b | Amend Trust Conditions STAK AAG | Management | For | For |
| 4 | Other Business (Non-Voting) | Management | None | None |
| 5 | Close Meeting | Management | None | None |
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ACCENTURE PLC
Meeting Date: FEB 01, 2019
Record Date: DEC 03, 2018
Meeting Type: ANNUAL | Ticker: ACN
Security ID: G1151C101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Marjorie Magner | Management | For | For |
| 1d | Elect Director Nancy McKinstry | Management | For | For |
| 1e | Elect Director David P. Rowland | Management | For | For |
| 1f | Elect Director Gilles C. Pelisson | Management | For | For |
| 1g | Elect Director Paula A. Price | Management | For | For |
| 1h | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
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ADANI PORTS AND SPECIAL ECONOMIC ZONE LTD.
Meeting Date: AUG 06, 2018
Record Date: JUL 30, 2018
Meeting Type: ANNUAL | Ticker: ADANIPORTS
Security ID: Y00130107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend on Equity Shares | Management | For | For |
| 3 | Approve Dividend on Preference Shares | Management | For | For |
| 4 | Reelect Malay Mahadevia as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Offer or Invitation to Subscribe to Non-Convertible Debentures on Private Placement Basis | Management | For | For |
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AENA S.M.E. SA
Meeting Date: APR 09, 2019
Record Date: APR 04, 2019
Meeting Type: ANNUAL | Ticker: AENA
Security ID: E526K0106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Non-Financial Information Report | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Appoint KPMG Auditores as Auditor | Management | For | For |
| 7.1 | Ratify Appointment of and Elect Maurici Lucena Betriu as Director | Management | For | For |
| 7.2 | Ratify Appointment of and Elect Angelica Martinez Ortega as Director | Management | For | For |
| 7.3 | Ratify Appointment of and Elect Francisco Ferrer Moreno as Director | Management | For | For |
| 7.4 | Ratify Appointment of and Elect Juan Ignacio Diaz Bidart as Director | Management | For | For |
| 7.5 | Ratify Appointment of and Elect Marta Bardon Fernandez-Pacheco as Director | Management | For | For |
| 7.6 | Ratify Appointment of and Elect Josep Antoni Duran i Lleida as Director | Management | For | For |
| 7.7 | Reelect Pilar Arranz Notario as Director | Management | For | For |
| 7.8 | Reelect TCI Advisory Services LLP as Director | Management | For | For |
| 7.9 | Elect Jordi Hereu Boher as Director | Management | For | For |
| 7.10 | Elect Leticia Iglesias Herraiz as Director | Management | For | For |
| 8 | Amend Articles Re: Appointments and Remuneration Committee | Management | For | For |
| 9 | Amend Article 13.4 (v) of General Meeting Regulations Re: Appointments and Remuneration Committee | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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AGRICULTURAL BANK OF CHINA
Meeting Date: NOV 12, 2018
Record Date: OCT 12, 2018
Meeting Type: SPECIAL | Ticker: 1288
Security ID: Y00289119
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Wang Jingdong as Supervisor | Management | For | For |
| 2 | Elect Li Wang as Supervisor | Management | For | For |
| 3 | Elect Zhang Jie as Supervisor | Management | For | For |
| 4 | Elect Liu Hongxia as Supervisor | Management | For | For |
| 5 | Approve Final Remuneration Plan of Directors of the Bank for 2017 | Management | For | For |
| 6 | Approve Final Remuneration Plan of Supervisors of the Bank for 2017 | Management | For | For |
| 7 | Approve the 2019-2021 Capital Planning of the Bank | Management | For | For |
| 8 | Approve the Issuance Plan of Eligible Tier-2 Capital Instruments of the Bank | Management | For | For |
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AGRICULTURAL BANK OF CHINA
Meeting Date: MAR 01, 2019
Record Date: JAN 29, 2019
Meeting Type: SPECIAL | Ticker: 1288
Security ID: Y00289119
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve 2019 Fixed Assets Investment Budget | Management | For | For |
| 2 | Elect Zhang Keqiu as Director | Management | For | For |
| 3 | Elect Leung Ko May Yee, Margaret as Director | Management | For | For |
| 4 | Elect Liu Shouying as Director | Management | For | For |
| 5 | Elect Li Wei as Director | Management | For | For |
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AGRICULTURAL BANK OF CHINA
Meeting Date: MAY 30, 2019
Record Date: APR 29, 2019
Meeting Type: ANNUAL | Ticker: 1288
Security ID: Y00289119
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve 2018 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2018 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2018 Final Financial Accounts | Management | For | For |
| 4 | Approve 2018 Profit Distribution Plan | Management | For | For |
| 5 | Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors | Management | For | For |
| 6 | Elect Zhou Mubing as Director | Management | For | For |
| 7 | Elect Cai Dong as Director | Management | For | For |
| 8 | Elect Wang Xinxin as Director | Management | For | For |
| 9 | Approve Issuance of Write-down Capital Bonds | Management | For | For |
| 10 | Elect Wu Jiangtao as Director | Shareholder | For | For |
| 11 | To Listen to the 2018 Work Report of Independent Directors of the Bank | Management | None | None |
| 12 | To Listen to the 2018 Report on the Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank | Management | None | None |
| 13 | To Listen to the Report on the Management of Connected Transactions | Management | None | None |
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AIA GROUP LIMITED
Meeting Date: MAY 17, 2019
Record Date: MAY 10, 2019
Meeting Type: ANNUAL | Ticker: 1299
Security ID: Y002A1105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2A | Approve Special Dividend | Management | For | For |
| 2B | Approve Final Dividend | Management | For | For |
| 3 | Elect Swee-Lian Teo as Director | Management | For | For |
| 4 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 5 | Elect George Yong-Boon Yeo Director | Management | For | For |
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 8 | Approve Increase in Rate of Directors' Fees | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
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AIR LIQUIDE SA
Meeting Date: MAY 07, 2019
Record Date: MAY 02, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: AI
Security ID: F01764103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Sian Herbert-Jones as Director | Management | For | For |
| 6 | Reelect Genevieve Berger as Director | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 8 | Approve Compensation of Benoit Potier | Management | For | For |
| 9 | Approve Remuneration Policy of Executive Officers | Management | For | For |
| 10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 13 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 14 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
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AIRBUS SE
Meeting Date: APR 10, 2019
Record Date: MAR 13, 2019
Meeting Type: ANNUAL | Ticker: AIR
Security ID: N0280G100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Discuss Implementation of the Remuneration Policy | Management | None | None |
| 2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Allocation of Income and Dividends of EUR of 1.65 per Share | Management | For | For |
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.5 | Ratify Ernst & Young as Auditors | Management | For | For |
| 4.6 | Amend Remuneration Policy | Management | For | For |
| 4.7 | Elect Guillaume Faury as Executive Director | Management | For | For |
| 4.8 | Reelect Catherine Guillouard as Non-Executive Director | Management | For | For |
| 4.9 | Reelect Claudia Nemat as Non-Executive Director | Management | For | For |
| 4.10 | Reelect Carlos Tavares as Non-Executive Director | Management | For | For |
| 4.11 | Grant Board Authority to Issue Shares Up To 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.12 | Grant Board Authority to Issue Shares Up To 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Management | For | For |
| 4.13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4.14 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Close Meeting | Management | None | None |
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AKZO NOBEL NV
Meeting Date: NOV 13, 2018
Record Date: OCT 16, 2018
Meeting Type: SPECIAL | Ticker: AKZA
Security ID: N01803100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Capital Repayment and Share Consolidation | Management | For | For |
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AKZO NOBEL NV
Meeting Date: APR 25, 2019
Record Date: MAR 28, 2019
Meeting Type: ANNUAL | Ticker: AKZA
Security ID: N01803308
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Discuss Implementation of Remuneration Policy | Management | None | None |
| 3.a | Adopt Financial Statements | Management | For | For |
| 3.b | Discuss on the Company's Dividend Policy | Management | None | None |
| 3.c | Approve Dividends of EUR 1.80 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Elect J. Poots-Bijl to Supervisory Board | Management | For | For |
| 5.b | Reelect D.M. Sluimers to Supervisory Board | Management | For | For |
| 6.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 6.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 9 | Close Meeting | Management | None | None |
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ALIBABA GROUP HOLDING LTD.
Meeting Date: OCT 31, 2018
Record Date: AUG 24, 2018
Meeting Type: ANNUAL | Ticker: BABA
Security ID: 01609W102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect J. Michael Evans as Director | Management | For | For |
| 1.3 | Elect Eric Xiandong Jing as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
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ALLIANCE GLOBAL GROUP, INC.
Meeting Date: SEP 18, 2018
Record Date: AUG 10, 2018
Meeting Type: ANNUAL | Ticker: AGI
Security ID: Y00334105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Approve the Minutes of the Annual Stockholders Meeting Held on September 19, 2017 | Management | For | For |
| 5 | Amend By-Laws to Change the Date of the Annual Meeting of Stockholders | Management | For | For |
| 6 | Appoint Independent Auditors | Management | For | For |
| 7 | Ratify Acts of the Board of Directors, Board Committees, and Officers | Management | For | For |
| 8.1 | Elect Andrew L. Tan as Director | Management | For | For |
| 8.2 | Elect Kevin Andrew L. Tan as Director | Management | For | For |
| 8.3 | Elect Kingson U. Sian as Director | Management | For | For |
| 8.4 | Elect Katherine L. Tan as Director | Management | For | For |
| 8.5 | Elect Winston S. Co as Director | Management | For | For |
| 8.6 | Elect Sergio R. Ortiz-Luis, Jr. as Director | Management | For | For |
| 8.7 | Elect Alejo L. Villanueva, Jr. as Director | Management | For | For |
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ALPHABET INC.
Meeting Date: JUN 19, 2019
Record Date: APR 22, 2019
Meeting Type: ANNUAL | Ticker: GOOGL
Security ID: 02079K305
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Against |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Against |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Against |
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ALTRIA GROUP, INC.
Meeting Date: MAY 16, 2019
Record Date: MAR 25, 2019
Meeting Type: ANNUAL | Ticker: MO
Security ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Casteen, III | Management | For | For |
| 1.2 | Elect Director Dinyar S. Devitre | Management | For | For |
| 1.3 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.5 | Elect Director W. Leo Kiely, III | Management | For | For |
| 1.6 | Elect Director Kathryn B. McQuade | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Mark E. Newman | Management | For | For |
| 1.9 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1.10 | Elect Director Virginia E. Shanks | Management | For | For |
| 1.11 | Elect Director Howard A. Willard, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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AMAZON.COM, INC.
Meeting Date: MAY 22, 2019
Record Date: MAR 28, 2019
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | Did Not Vote |
| 1b | Elect Director Rosalind G. Brewer | Management | For | Did Not Vote |
| 1c | Elect Director Jamie S. Gorelick | Management | For | Did Not Vote |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | Did Not Vote |
| 1e | Elect Director Judith A. McGrath | Management | For | Did Not Vote |
| 1f | Elect Director Indra K. Nooyi | Management | For | Did Not Vote |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | Did Not Vote |
| 1h | Elect Director Thomas O. Ryder | Management | For | Did Not Vote |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | Did Not Vote |
| 1j | Elect Director Wendell P. Weeks | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Report on Management of Food Waste | Shareholder | Against | Did Not Vote |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Did Not Vote |
| 6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Shareholder | Against | Did Not Vote |
| 7 | Report on Impact of Government Use of Facial Recognition Technologies | Shareholder | Against | Did Not Vote |
| 8 | Report on Products Promoting Hate Speech | Shareholder | Against | Did Not Vote |
| 9 | Require Independent Board Chairman | Shareholder | Against | Did Not Vote |
| 10 | Report on Sexual Harassment | Shareholder | Against | Did Not Vote |
| 11 | Report on Climate Change | Shareholder | Against | Did Not Vote |
| 12 | Disclose a Board of Directors' Qualification Matrix | Shareholder | Against | Did Not Vote |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Did Not Vote |
| 14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Did Not Vote |
| 15 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Did Not Vote |
| |
|---|
AMERICAN CAMPUS COMMUNITIES, INC.
Meeting Date: MAY 01, 2019
Record Date: MAR 11, 2019
Meeting Type: ANNUAL | Ticker: ACC
Security ID: 024835100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1b | Elect Director G. Steven Dawson | Management | For | For |
| 1c | Elect Director Cydney C. Donnell | Management | For | For |
| 1d | Elect Director Mary C. Egan | Management | For | For |
| 1e | Elect Director Edward Lowenthal | Management | For | For |
| 1f | Elect Director Oliver Luck | Management | For | For |
| 1g | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1h | Elect Director John T. Rippel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMGEN, INC.
Meeting Date: MAY 21, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL | Ticker: AMGN
Security ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wanda M. Austin | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Brian J. Druker | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.9 | Elect Director Tyler Jacks | Management | For | For |
| 1.10 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.11 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.12 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ASAHI KASEI CORP.
Meeting Date: JUN 25, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 3407
Security ID: J0242P110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kobori, Hideki | Management | For | For |
| 1.2 | Elect Director Takayama, Shigeki | Management | For | For |
| 1.3 | Elect Director Shibata, Yutaka | Management | For | For |
| 1.4 | Elect Director Yoshida, Hiroshi | Management | For | For |
| 1.5 | Elect Director Sakamoto, Shuichi | Management | For | For |
| 1.6 | Elect Director Kawabata, Fumitoshi | Management | For | For |
| 1.7 | Elect Director Shiraishi, Masumi | Management | For | For |
| 1.8 | Elect Director Tatsuoka, Tsuneyoshi | Management | For | For |
| 1.9 | Elect Director Okamoto, Tsuyoshi | Management | For | For |
| 2.1 | Appoint Statutory Auditor Nakao, Masafumi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Ito, Tetsuo | Management | For | For |
| |
|---|
ASML HOLDING NV
Meeting Date: APR 24, 2019
Record Date: MAR 27, 2019
Meeting Type: ANNUAL | Ticker: ASML
Security ID: N07059202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Discuss Remuneration Policy | Management | None | None |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.10 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Amend Remuneration Policy | Management | For | For |
| 6 | Approve 200,000 Performance Shares for Board of Management | Management | For | For |
| 7 | Discussion of Updated Supervisory Board Profile | Management | None | None |
| 8.a | Reelect G.J. Kleisterlee to Supervisory Board | Management | For | For |
| 8.b | Reelect A.P. Aris to Supervisory Board | Management | For | For |
| 8.c | Reelect R.D. Schwalb to Supervisory Board | Management | For | For |
| 8.d | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
| 8.e | Receive Retirement Schedule of the Supervisory Board | Management | None | None |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Ratify KPMG as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.a | Management | For | For |
| 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.c | Management | For | Against |
| 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
ASSA ABLOY AB
Meeting Date: APR 25, 2019
Record Date: APR 17, 2019
Meeting Type: ANNUAL | Ticker: ASSA.B
Security ID: W0817X204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 8.c | Receive Board's Proposal on Distribution of Profits | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9.b | Approve Allocation of Income and Dividends of SEK 3.50 Per Share | Management | For | For |
| 9.c | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | For |
| 11.a | Approve Remuneration of Directors in the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 11.b | Approve Remuneration of Auditors | Management | For | For |
| 12.a | Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors | Management | For | For |
| 12.b | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 14 | Authorize Class B Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 15 | Approve Performance Share Matching Plan LTI 2019 | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| |
|---|
ATLASSIAN CORP. PLC
Meeting Date: DEC 04, 2018
Record Date: OCT 10, 2018
Meeting Type: ANNUAL | Ticker: TEAM
Security ID: G06242104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Director Shona L. Brown | Management | For | For |
| 6 | Elect Director Michael Cannon-Brookes | Management | For | For |
| 7 | Elect Director Scott Farquhar | Management | For | For |
| 8 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
| 9 | Elect Director Sasan Goodarzi | Management | For | For |
| 10 | Elect Director Jay Parikh | Management | For | For |
| 11 | Elect Director Enrique Salem | Management | For | For |
| 12 | Elect Director Steven Sordello | Management | For | For |
| 13 | Elect Director Richard P. Wong | Management | For | For |
| |
|---|
B3 SA-BRASIL, BOLSA, BALCAO
Meeting Date: MAY 23, 2019
Record Date:
Meeting Type: SPECIAL | Ticker: B3SA3
Security ID: ADPV40583
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Articles Re: Board of Directors | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | Amend Article 76 | Management | For | For |
| 5 | Amend Article 79 | Management | For | For |
| 6 | Amend Articles Re: Terminology and Renumbering of Articles | Management | For | For |
| 7 | Consolidate Bylaws | Management | For | For |
| |
|---|
BAE SYSTEMS PLC
Meeting Date: MAY 09, 2019
Record Date: MAY 07, 2019
Meeting Type: ANNUAL | Ticker: BA
Security ID: G06940103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Revathi Advaithi as Director | Management | For | For |
| 5 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 6 | Re-elect Elizabeth Corley as Director | Management | For | For |
| 7 | Re-elect Jerry DeMuro as Director | Management | For | For |
| 8 | Re-elect Harriet Green as Director | Management | For | For |
| 9 | Re-elect Christopher Grigg as Director | Management | For | For |
| 10 | Re-elect Peter Lynas as Director | Management | For | For |
| 11 | Re-elect Paula Reynolds as Director | Management | For | For |
| 12 | Re-elect Nicholas Rose as Director | Management | For | For |
| 13 | Re-elect Ian Tyler as Director | Management | For | For |
| 14 | Re-elect Charles Woodburn as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Adopt New Articles of Association | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BANCA MEDIOLANUM SPA
Meeting Date: APR 09, 2019
Record Date: MAR 29, 2019
Meeting Type: ANNUAL | Ticker: BMED
Security ID: T1R88K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Accounting Transfers | Management | For | For |
| 1.3 | Approve Dividend Distribution | Management | For | For |
| 2.1 | Approve Remuneration Policy | Management | For | For |
| 2.2 | Approve Fixed-Variable Compensation Ratio | Management | For | For |
| 2.3 | Approve Severance Payments Policy | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
BANK OF CHINA LIMITED
Meeting Date: MAY 17, 2019
Record Date: APR 16, 2019
Meeting Type: ANNUAL | Ticker: 3988
Security ID: Y0698A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2018 Work Report of Board of Directors | Management | For | For |
| 2 | Approve 2018 Work Report of Board of Supervisors | Management | For | For |
| 3 | Approve 2018 Annual Financial Report | Management | For | For |
| 4 | Approve 2018 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2019 Annual Budget for Fixed Assets Investment | Management | For | For |
| 6 | Approve Ernst & Young Hua Ming LLP as External Auditor | Management | For | For |
| 7 | Elect Zhang Jiangang as Director | Management | For | For |
| 8 | Elect Martin Cheung Kong Liao as Director | Management | For | For |
| 9 | Elect Wang Changyun as Director | Management | For | For |
| 10 | Elect Angela Chao as Director | Management | For | For |
| 11 | Elect Wang Xiquan as Supervisor | Management | For | For |
| 12 | Elect Jia Xiangsen as Supervisor | Management | For | For |
| 13 | Elect Zheng Zhiguang as Supervisor | Management | For | For |
| 14 | Approve 2017 Remuneration Distribution Plan of Directors | Management | For | For |
| 15 | Approve 2017 Remuneration Distribution Plan of Supervisors | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 17 | Approve Issuance of Bonds | Management | For | For |
| 18 | Approve Issuance of Write-down Undated Capital Bonds | Management | For | For |
| 19 | Approve Issuance of Qualified Write-down Tier 2 Capital Instruments | Management | For | For |
| 20 | Elect Tan Yiwu as Director | Shareholder | For | For |
| |
|---|
BANK OF CHINA LTD.
Meeting Date: SEP 14, 2018
Record Date: AUG 14, 2018
Meeting Type: SPECIAL | Ticker: 3988
Security ID: Y0698A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Liu Liange as Director | Management | For | For |
| 2 | Elect Jiang Guohua as Director | Management | For | For |
| |
|---|
BANK OF CHINA LTD.
Meeting Date: JAN 04, 2019
Record Date: DEC 04, 2018
Meeting Type: SPECIAL | Ticker: 3988
Security ID: Y0698A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 2.1 | ApproveType of Securities to be Issued and Issue Size | Management | For | For |
| 2.2 | Approve Par Value and Issue Price | Management | For | For |
| 2.3 | Approve Term | Management | For | For |
| 2.4 | Approve Method of Issuance | Management | For | For |
| 2.5 | Approve Target Investors | Management | For | For |
| 2.6 | Approve Lock-up Period | Management | For | For |
| 2.7 | Approve Terms of Dividend Distribution | Management | For | For |
| 2.8 | Approve Terms of Compulsory Conversion | Management | For | For |
| 2.9 | Approve Terms of Conditional Redemption | Management | For | For |
| 2.10 | Approve Voting Rights Restrictions | Management | For | For |
| 2.11 | Approve Voting Rights Restoration | Management | For | For |
| 2.12 | Approve Order of Priority and Method of Liquidation | Management | For | For |
| 2.13 | Approve Rating Arrangement | Management | For | For |
| 2.14 | Approve Guarantee Arrangement | Management | For | For |
| 2.15 | Approve Use of Proceeds from the Issuance of the Domestic Preference Shares | Management | For | For |
| 2.16 | Approve Trading Transfer Arrangement | Management | For | For |
| 2.17 | Approve Relationship Between Offshore and Domestic Issuance | Management | For | For |
| 2.18 | Approve Validity Period of the Resolution in Respect of the Issuance of the Domestic Preference Shares | Management | For | For |
| 2.19 | Approve the Application and Approval Procedures to be Completed for the Issuance | Management | For | For |
| 2.20 | Approve Matters Relating to Authorization | Management | For | For |
| 3.1 | Approve Type of Securities to be Issued and Issue Size | Management | For | For |
| 3.2 | Approve Par Value and Issue Price | Management | For | For |
| 3.3 | Approve Term | Management | For | For |
| 3.4 | Approve Method of Issuance | Management | For | For |
| 3.5 | Approve Target Investors | Management | For | For |
| 3.6 | Approve Lock-up Period | Management | For | For |
| 3.7 | Approve Terms of Dividend Distribution | Management | For | For |
| 3.8 | Approve Terms of Compulsory Conversion | Management | For | For |
| 3.9 | Approve Terms of Conditional Redemption | Management | For | For |
| 3.10 | Approve Voting Rights Restrictions | Management | For | For |
| 3.11 | Approve Voting Rights Restoration | Management | For | For |
| 3.12 | Approve Order of Priority and Method of Liquidation | Management | For | For |
| 3.13 | Approve Rating Arrangement | Management | For | For |
| 3.14 | Approve Guarantee Arrangement | Management | For | For |
| 3.15 | Approve Use of Proceeds from the Issuance of the Offshore Preference Shares | Management | For | For |
| 3.16 | Approve Trading Transfer Arrangement | Management | For | For |
| 3.17 | Approve Relationship Between Offshore and Domestic Issuance | Management | For | For |
| 3.18 | Approve Validity Period of the Resolution in Respect of the Issuance of the Offshore Preference Shares | Management | For | For |
| 3.19 | Approve Application and Approval Procedures to be Completed for the Issuance | Management | For | For |
| 3.20 | Approve Matters Relating to Authorization | Management | For | For |
| 4 | Approve the Impact on Dilution of Current Returns and Remedial Measures Upon the Issuance of Preference Shares of the Bank | Management | For | For |
| 5 | Approve Shareholder Return Plan in the Next Three Years (2018-2020) | Management | For | For |
| 6 | Elect Wu Fulin as Director | Shareholder | For | For |
| 7 | Elect Lin Jingzhen as Director | Shareholder | For | For |
| |
|---|
BANK OF MONTREAL
Meeting Date: APR 02, 2019
Record Date: FEB 04, 2019
Meeting Type: ANNUAL | Ticker: BMO
Security ID: 063671101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice M. Babiak | Management | For | For |
| 1.2 | Elect Director Sophie Brochu | Management | For | For |
| 1.3 | Elect Director Craig W. Broderick | Management | For | For |
| 1.4 | Elect Director George A. Cope | Management | For | For |
| 1.5 | Elect Director Christine A. Edwards | Management | For | For |
| 1.6 | Elect Director Martin S. Eichenbaum | Management | For | For |
| 1.7 | Elect Director Ronald H. Farmer | Management | For | For |
| 1.8 | Elect Director David Harquail | Management | For | For |
| 1.9 | Elect Director Linda S. Huber | Management | For | For |
| 1.10 | Elect Director Eric R. La Fleche | Management | For | For |
| 1.11 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.12 | Elect Director Philip S. Orsino | Management | For | For |
| 1.13 | Elect Director J. Robert S. Prichard | Management | For | For |
| 1.14 | Elect Director Darryl White | Management | For | For |
| 1.15 | Elect Director Don M. Wilson III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Creation of a New Technology Committee | Shareholder | Against | Against |
| 5 | SP 2: Disclose The Equity Ratio Used by the Compensation Committee as Part of its Compensation-Setting Process | Shareholder | Against | Against |
| |
|---|
BANKIA SA
Meeting Date: MAR 22, 2019
Record Date: MAR 15, 2019
Meeting Type: ANNUAL | Ticker: BKIA
Security ID: E2R23Z164
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Consolidated Financial Statements | Management | For | For |
| 1.3 | Approve Non-Financial Information Report | Management | For | For |
| 1.4 | Approve Discharge of Board | Management | For | For |
| 1.5 | Approve Allocation of Income and Dividends | Management | For | For |
| 2 | Ratify Appointment of and Elect Laura Gonzalez Molero as Independent Director | Management | For | For |
| 3 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 4 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | Against |
| 5 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital | Management | For | Against |
| 6 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Approve Dividends | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10.1 | Cancel Shares-in-lieu-of-Bonus Plan Approved at the April 10, 2018, AGM and Approve New Shares-in-lieu-of-Bonus Plan as Part of the 2018 Annual Variable Remuneration of Executive Directors | Management | For | For |
| 10.2 | Approve Shares-in-lieu-of-Bonus Plan as Part of the 2019 Annual Variable Remuneration of Executive Directors | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Report | Management | For | For |
| 13 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| |
|---|
BARCLAYS PLC
Meeting Date: MAY 02, 2019
Record Date: APR 30, 2019
Meeting Type: ANNUAL | Ticker: BARC
Security ID: G08036124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Mary Anne Citrino as Director | Management | For | For |
| 4 | Elect Nigel Higgins as Director | Management | For | For |
| 5 | Re-elect Mike Ashley as Director | Management | For | For |
| 6 | Re-elect Tim Breedon as Director | Management | For | For |
| 7 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
| 8 | Re-elect Mary Francis as Director | Management | For | For |
| 9 | Re-elect Crawford Gillies as Director | Management | For | For |
| 10 | Re-elect Matthew Lester as Director | Management | For | For |
| 11 | Re-elect Tushar Morzaria as Director | Management | For | For |
| 12 | Re-elect Diane Schueneman as Director | Management | For | For |
| 13 | Re-elect James Staley as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | Against |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 24 | Elect Edward Bramson, a Shareholder Nominee to the Board | Shareholder | Against | Against |
| |
|---|
BASF SE
Meeting Date: MAY 03, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: BAS
Security ID: D06216317
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| 6.1 | Elect Thomas Carell to the Supervisory Board | Management | For | For |
| 6.2 | Elect Dame Carnwath to the Supervisory Board | Management | For | For |
| 6.3 | Elect Franz Fehrenbach to the Supervisory Board | Management | For | For |
| 6.4 | Elect Juergen Hambrecht to the Supervisory Board | Management | For | For |
| 6.5 | Elect Alexander Karp to the Supervisory Board | Management | For | For |
| 6.6 | Elect Anke Schaeferkordt to the Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 470 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Against |
| |
|---|
BCE, INC.
Meeting Date: MAY 02, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL | Ticker: BCE
Security ID: 05534B760
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Sophie Brochu | Management | For | For |
| 1.3 | Elect Director Robert E. Brown | Management | For | For |
| 1.4 | Elect Director George A. Cope | Management | For | For |
| 1.5 | Elect Director David F. Denison | Management | For | For |
| 1.6 | Elect Director Robert P. Dexter | Management | For | For |
| 1.7 | Elect Director Ian Greenberg | Management | For | For |
| 1.8 | Elect Director Katherine Lee | Management | For | For |
| 1.9 | Elect Director Monique F. Leroux | Management | For | For |
| 1.10 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.11 | Elect Director Calin Rovinescu | Management | For | For |
| 1.12 | Elect Director Karen Sheriff | Management | For | For |
| 1.13 | Elect Director Robert C. Simmonds | Management | For | For |
| 1.14 | Elect Director Paul R. Weiss | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BNP PARIBAS SA
Meeting Date: MAY 23, 2019
Record Date: MAY 20, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: BNP
Security ID: F1058Q238
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.02 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
| 7 | Reelect Wouter De Ploey as Director | Management | For | For |
| 8 | Reelect Marion Guillou as Director | Management | For | For |
| 9 | Reelect Michel Tilmant as Director | Management | For | For |
| 10 | Ratify Appointment of Rajna Gibson-Brandon as Director | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
| 14 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 15 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 16 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BP PLC
Meeting Date: MAY 21, 2019
Record Date: MAY 17, 2019
Meeting Type: ANNUAL | Ticker: BP
Security ID: G12793108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Bob Dudley as Director | Management | For | For |
| 4 | Re-elect Brian Gilvary as Director | Management | For | For |
| 5 | Re-elect Nils Andersen as Director | Management | For | For |
| 6 | Re-elect Dame Alison Carnwath as Director | Management | For | For |
| 7 | Elect Pamela Daley as Director | Management | For | For |
| 8 | Re-elect Ian Davis as Director | Management | For | For |
| 9 | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 10 | Elect Helge Lund as Director | Management | For | For |
| 11 | Re-elect Melody Meyer as Director | Management | For | For |
| 12 | Re-elect Brendan Nelson as Director | Management | For | For |
| 13 | Re-elect Paula Reynolds as Director | Management | For | For |
| 14 | Re-elect Sir John Sawers as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | Against |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 22 | Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures | Shareholder | For | For |
| 23 | Approve the Follow This Shareholder Resolution on Climate Change Targets | Shareholder | Against | Against |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
Meeting Date: APR 25, 2019
Record Date: APR 23, 2019
Meeting Type: ANNUAL | Ticker: BATS
Security ID: G1510J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 9 | Re-elect Luc Jobin as Director | Management | For | For |
| 10 | Re-elect Holly Koeppel as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Elect Jack Bowles as Director | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | Against |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
Meeting Date: APR 25, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL | Ticker: BATS
Security ID: 110448107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 9 | Re-elect Luc Jobin as Director | Management | For | For |
| 10 | Re-elect Holly Koeppel as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Elect Jack Bowles as Director | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | Against |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BROADCOM INC.
Meeting Date: APR 01, 2019
Record Date: FEB 11, 2019
Meeting Type: ANNUAL | Ticker: AVGO
Security ID: 11135F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Check Kian Low | Management | For | For |
| 1g | Elect Director Peter J. Marks | Management | For | For |
| 1h | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BT GROUP PLC
Meeting Date: JUL 11, 2018
Record Date: JUL 09, 2018
Meeting Type: ANNUAL | Ticker: BT.A
Security ID: G16612106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Jan du Plessis as Director | Management | For | For |
| 5 | Re-elect Gavin Patterson as Director | Management | For | For |
| 6 | Re-elect Simon Lowth as Director | Management | For | For |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect Tim Hottges as Director | Management | For | For |
| 9 | Re-elect Isabel Hudson as Director | Management | For | For |
| 10 | Re-elect Mike Inglis as Director | Management | For | For |
| 11 | Re-elect Nick Rose as Director | Management | For | For |
| 12 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 13 | Appoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
CANADIAN NATURAL RESOURCES LIMITED
Meeting Date: MAY 09, 2019
Record Date: MAR 20, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: CNQ
Security ID: 136385101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORP.
Meeting Date: JAN 31, 2019
Record Date: DEC 24, 2018
Meeting Type: SPECIAL | Ticker: CHK
Security ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
Meeting Date: MAY 17, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL | Ticker: CHK
Security ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gloria R. Boyland | Management | For | For |
| 1b | Elect Director Luke R. Corbett | Management | For | For |
| 1c | Elect Director Mark A. Edmunds | Management | For | For |
| 1d | Elect Director Scott A. Gieselman | Management | For | For |
| 1e | Elect Director David W. Hayes | Management | For | For |
| 1f | Elect Director Leslie Starr Keating | Management | For | For |
| 1g | Elect Director Robert D. "Doug" Lawler | Management | For | For |
| 1h | Elect Director R. Brad Martin | Management | For | For |
| 1i | Elect Director Merrill A. "Pete" Miller, Jr. | Management | For | For |
| 1j | Elect Director Thomas L. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
CHINA CONSTRUCTION BANK CORPORATION
Meeting Date: JUN 21, 2019
Record Date: MAY 21, 2019
Meeting Type: ANNUAL | Ticker: 939
Security ID: Y1397N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2018 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2018 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2018 Final Financial Accounts | Management | For | For |
| 4 | Approve 2018 Profit Distribution Plan | Management | For | For |
| 5 | Approve Budget for 2019 Fixed Assets Investment | Management | For | For |
| 6 | Approve Remuneration Distribution and Settlement Plan for Directors in 2017 | Management | For | For |
| 7 | Approve Remuneration Distribution and Settlement Plan for Supervisors in 2017 | Management | For | For |
| 8 | Elect Liu Guiping as Director | Management | For | For |
| 9 | Elect Murray Horn as Director | Management | For | For |
| 10 | Elect Graeme Wheeler as Director | Management | For | For |
| 11 | Elect Zhao Xijun as Supervisor | Management | For | For |
| 12 | Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Issuance of Write-down Undated Capital Bonds | Management | For | For |
| 14 | Approve Issuance of Write-down Eligible Tier-two Capital Instruments | Management | For | For |
| 15 | Elect Tian Bo as Director | Shareholder | For | For |
| 16 | Elect Xia Yang as Director | Shareholder | For | For |
| |
|---|
CHINA GAS HOLDINGS LTD.
Meeting Date: AUG 22, 2018
Record Date: AUG 16, 2018
Meeting Type: ANNUAL | Ticker: 384
Security ID: G2109G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Huang Yong as Director | Management | For | For |
| 3a2 | Elect Liu Mingxing as Director | Management | For | For |
| 3a3 | Elect Rajeev Kumar Mathur as Director | Management | For | For |
| 3a4 | Elect Zhao Yuhua as Director | Management | For | For |
| 3a5 | Elect Wong Sin Yue Cynthia as Director | Management | For | For |
| 3a6 | Elect Chen Yanyan as Director | Management | For | For |
| 3a7 | Elect Zhang Ling as Director | Management | For | For |
| 3b | Elect Jo Jinho as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8a | Approve Employment Contract between the Company and Liu Ming Hui and Related Transactions | Management | For | For |
| 8b | Approve Employment Contract between the Company and Huang Yong and Related Transactions | Management | For | For |
| |
|---|
CHINA OVERSEAS LAND & INVESTMENT LTD.
Meeting Date: JUN 14, 2019
Record Date: JUN 10, 2019
Meeting Type: ANNUAL | Ticker: 688
Security ID: Y15004107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Yan Jianguo as Director | Management | For | For |
| 3b | Elect Luo Liang as Director | Management | For | For |
| 3c | Elect Guo Guanghui as Director | Management | For | For |
| 3d | Elect Chang Ying as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 5 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Approve 2019 Master Engagement Agreement, Continuing Connected Transactions and the Cap | Management | For | For |
| |
|---|
CHINA RESOURCES GAS GROUP LIMITED
Meeting Date: MAY 24, 2019
Record Date: MAY 17, 2019
Meeting Type: ANNUAL | Ticker: 1193
Security ID: G2113B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Shi Baofeng as Director | Management | For | For |
| 3.2 | Elect Ge Bin as Director | Management | For | For |
| 3.3 | Elect Wang Chuandong as Director | Management | For | For |
| 3.4 | Elect Wan Suet Fei as Director | Management | For | For |
| 3.5 | Elect Jing Shiqing as Director | Management | For | For |
| 3.6 | Elect Wong Tak Shing as Director | Management | For | For |
| 3.7 | Elect Yu Hon To, David as Director | Management | For | For |
| 3.8 | Elect Yang Yuchuan as Director | Management | For | For |
| 3.9 | Elect Hu Xiaoyong as Director | Management | For | For |
| 3.10 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
CHUGAI PHARMACEUTICAL CO., LTD.
Meeting Date: MAR 28, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 4519
Security ID: J06930101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 | Management | For | For |
| 2.1 | Elect Director Oku, Masayuki | Management | For | For |
| 2.2 | Elect Director Ichimaru, Yoichiro | Management | For | For |
| 2.3 | Elect Director Christoph Franz | Management | For | For |
| 2.4 | Elect Director William N. Anderson | Management | For | For |
| 2.5 | Elect Director James H. Sabry | Management | For | For |
| 3.1 | Appoint Statutory Auditor Sato, Atsushi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Maeda, Yuko | Management | For | For |
| |
|---|
CK ASSET HOLDINGS LTD.
Meeting Date: OCT 30, 2018
Record Date: OCT 24, 2018
Meeting Type: SPECIAL | Ticker: 1113
Security ID: G2177B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by CKM Australia Bidco Pty Ltd Pursuant to the Implementation Agreement | Management | For | For |
| 2 | Approve Consortium Formation Agreement and the Transaction Proceeding with the Joint Venture Transaction Pursuant to the Implementation Agreement | Management | For | For |
| |
|---|
CK ASSET HOLDINGS LTD.
Meeting Date: MAY 16, 2019
Record Date: MAY 09, 2019
Meeting Type: ANNUAL | Ticker: 1113
Security ID: G2177B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Kam Hing Lam as Director | Management | For | For |
| 3.2 | Elect Chung Sun Keung, Davy as Director | Management | For | For |
| 3.3 | Elect Pau Yee Wan, Ezra as Director | Management | For | For |
| 3.4 | Elect Woo Chia Ching, Grace as Director | Management | For | For |
| 3.5 | Elect Donald Jeffrey Roberts as Director | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Annual Fees Payable to the Directors of the Company for each Financial Year | Management | For | For |
| 6.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
CME GROUP INC.
Meeting Date: MAY 08, 2019
Record Date: MAR 11, 2019
Meeting Type: ANNUAL | Ticker: CME
Security ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Daniel G. Kaye | Management | For | For |
| 1j | Elect Director Phyllis M. Lockett | Management | For | For |
| 1k | Elect Director Deborah J. Lucas | Management | For | For |
| 1l | Elect Director Alex J. Pollock | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director William R. Shepard | Management | For | For |
| 1o | Elect Director Howard J. Siegel | Management | For | For |
| 1p | Elect Director Michael A. Spencer | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CME GROUP, INC.
Meeting Date: NOV 29, 2018
Record Date: SEP 06, 2018
Meeting Type: SPECIAL | Ticker: CME
Security ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Eliminate All or Some of the Class B Election Rights | Management | For | For |
| |
|---|
COMPASS GROUP PLC
Meeting Date: FEB 07, 2019
Record Date: FEB 05, 2019
Meeting Type: ANNUAL | Ticker: CPG
Security ID: G23296208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect John Bryant as Director | Management | For | For |
| 5 | Elect Anne-Francoise Nesmes as Director | Management | For | For |
| 6 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 7 | Re-elect Gary Green as Director | Management | For | For |
| 8 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 9 | Re-elect John Bason as Director | Management | For | For |
| 10 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 11 | Re-elect Nelson Silva as Director | Management | For | For |
| 12 | Re-elect Ireena Vittal as Director | Management | For | For |
| 13 | Re-elect Paul Walsh as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Approve Payment of Full Fees Payable to Non-executive Directors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date: MAY 16, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL | Ticker: CCI
Security ID: 22822V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DAIICHI SANKYO CO., LTD.
Meeting Date: JUN 17, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 4568
Security ID: J11257102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 35 | Management | For | For |
| 2.1 | Elect Director Nakayama, Joji | Management | For | For |
| 2.2 | Elect Director Manabe, Sunao | Management | For | For |
| 2.3 | Elect Director Sai, Toshiaki | Management | For | For |
| 2.4 | Elect Director Tojo, Toshiaki | Management | For | For |
| 2.5 | Elect Director Uji, Noritaka | Management | For | For |
| 2.6 | Elect Director Fukui, Tsuguya | Management | For | For |
| 2.7 | Elect Director Kimura, Satoru | Management | For | For |
| 2.8 | Elect Director Kama, Kazuaki | Management | For | For |
| 2.9 | Elect Director Nohara, Sawako | Management | For | For |
| 3.1 | Appoint Statutory Auditor Watanabe, Ryoichi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Sato, Kenji | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| |
|---|
DAITO TRUST CONSTRUCTION CO., LTD.
Meeting Date: JUN 25, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 1878
Security ID: J11151107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 309 | Management | For | For |
| 2.1 | Elect Director Kobayashi, Katsuma | Management | For | For |
| 2.2 | Elect Director Kawai, Shuji | Management | For | For |
| 2.3 | Elect Director Takeuchi, Kei | Management | For | For |
| 2.4 | Elect Director Uchida, Kanitsu | Management | For | For |
| 2.5 | Elect Director Saito, Kazuhiko | Management | For | For |
| 2.6 | Elect Director Nakagawa, Takeshi | Management | For | For |
| 2.7 | Elect Director Sato, Koji | Management | For | For |
| 2.8 | Elect Director Nakagami, Fumiaki | Management | For | For |
| 2.9 | Elect Director Yamaguchi, Toshiaki | Management | For | For |
| 2.10 | Elect Director Sasaki, Mami | Management | For | For |
| 2.11 | Elect Director Shoda, Takashi | Management | For | For |
| 3 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| |
|---|
DBS GROUP HOLDINGS LTD.
Meeting Date: APR 25, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: D05
Security ID: Y20246107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final and Special Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Euleen Goh Yiu Kiang as Director | Management | For | For |
| 6 | Elect Danny Teoh Leong Kay as Director | Management | For | For |
| 7 | Elect Nihal Vijaya Devadas Kaviratne as Director | Management | For | For |
| 8 | Elect Bonghan Cho as Director | Management | For | For |
| 9 | Elect Tham Sai Choy as Director | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
| 11 | Approve Issuance of Shares Under the DBSH Scrip Dividend Scheme | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13 | Approve Extension of the Duration of DBSH Share Plan and Other Amendments to the DBSH Share Plan | Management | For | For |
| 14 | Adopt California Sub-Plan to the DBSH Share Plan | Management | For | For |
| |
|---|
E.ON SE
Meeting Date: MAY 14, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: EOAN
Security ID: D24914133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.43 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2019 | Management | For | For |
| 5.3 | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal 2020 | Management | For | For |
| 6 | Approve Increase in Size of Board to 20 Members | Management | For | For |
| 7.1 | Approve Affiliation Agreements with E.ON 11. Verwaltungs GmbH | Management | For | For |
| 7.2 | Approve Affiliation Agreements with E.ON 12. Verwaltungs GmbH | Management | For | For |
| |
|---|
EIFFAGE SA
Meeting Date: APR 24, 2019
Record Date: APR 17, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: FGR
Security ID: F2924U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
| 4 | Renew Appointment of KPMG Audit IS as Auditor | Management | For | For |
| 5 | Acknowledge End of Mandate of KPMG Audit ID as Alternate Auditor and Decision Not to Replace | Management | For | For |
| 6 | Appoint Mazars as Auditor | Management | For | For |
| 7 | Acknowledge End of Mandate of Annick Chaumartin as Alternate Auditor and Decision Not to Replace | Management | For | For |
| 8 | Reelect Benoit de Ruffray as Director | Management | For | For |
| 9 | Reelect Isabelle Salaun as Director | Management | For | For |
| 10 | Reelect Laurent Dupont as Representative of Employee Shareholders to the Board | Management | For | For |
| 11 | Approve Compensation of Benoit de Ruffray, Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million | Management | For | Against |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million | Management | For | Against |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million | Management | For | Against |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | Management | For | Against |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 21 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 17,18 and 20 at EUR 39.2 Million | Management | For | Against |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ENGIE SA
Meeting Date: MAY 17, 2019
Record Date: MAY 14, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: ENGI
Security ID: F3R09R134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | Management | For | For |
| 4 | Approve Health Insurance Coverage Agreement with Jean-Pierre Clamadieu, Chairman of the Board | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Francoise Malrieu as Director | Management | For | For |
| 7 | Reelect Marie Jose Nadeau as Director | Management | For | For |
| 8 | Reelect Patrice Durand as Director | Management | For | For |
| 9 | Reelect Mari Noelle Jego Laveissiere as Director | Management | For | For |
| 10 | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | Management | For | Against |
| 11 | Approve Compensation of Isabelle Kocher, CEO | Management | For | Against |
| 12 | Approve Remuneration Policy of the Chairman of the Board | Management | For | Against |
| 13 | Approve Remuneration Policy of the CEO | Management | For | Against |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ENGIE SA
Meeting Date: MAY 17, 2019
Record Date: MAY 14, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: ENGI
Security ID: F3R09R183
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | Management | For | For |
| 4 | Approve Health Insurance Coverage Agreement with Jean-Pierre Clamadieu, Chairman of the Board | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Francoise Malrieu as Director | Management | For | For |
| 7 | Reelect Marie Jose Nadeau as Director | Management | For | For |
| 8 | Reelect Patrice Durand as Director | Management | For | For |
| 9 | Reelect Mari Noelle Jego Laveissiere as Director | Management | For | For |
| 10 | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | Management | For | Against |
| 11 | Approve Compensation of Isabelle Kocher, CEO | Management | For | Against |
| 12 | Approve Remuneration Policy of the Chairman of the Board | Management | For | Against |
| 13 | Approve Remuneration Policy of the CEO | Management | For | Against |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ENGIE SA
Meeting Date: MAY 17, 2019
Record Date: MAY 14, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: ENGI
Security ID: F7629A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | Management | For | For |
| 4 | Approve Health Insurance Coverage Agreement with Jean-Pierre Clamadieu, Chairman of the Board | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Francoise Malrieu as Director | Management | For | For |
| 7 | Reelect Marie Jose Nadeau as Director | Management | For | For |
| 8 | Reelect Patrice Durand as Director | Management | For | For |
| 9 | Reelect Mari Noelle Jego Laveissiere as Director | Management | For | For |
| 10 | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | Management | For | Against |
| 11 | Approve Compensation of Isabelle Kocher, CEO | Management | For | Against |
| 12 | Approve Remuneration Policy of the Chairman of the Board | Management | For | Against |
| 13 | Approve Remuneration Policy of the CEO | Management | For | Against |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ENI SPA
Meeting Date: MAY 14, 2019
Record Date: MAY 03, 2019
Meeting Type: ANNUAL | Ticker: ENI
Security ID: T3643A145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
ENN ENERGY HOLDINGS LTD.
Meeting Date: AUG 08, 2018
Record Date: AUG 02, 2018
Meeting Type: SPECIAL | Ticker: 2688
Security ID: G3066L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve the SPA and Related Transactions | Management | For | For |
| 1b | Approve Specific Mandate to Issue Consideration Shares to the Vendors Under the SPA | Management | For | For |
| 1c | Authorize Board to Issue Consideration Shares | Management | For | For |
| 1d | Authorize Board to Deal with All Matters in Relation to the Acquisition | Management | For | For |
| 2 | Approve Whitewash Waiver and Related Transactions | Management | For | For |
| |
|---|
ENN ENERGY HOLDINGS LTD.
Meeting Date: MAY 30, 2019
Record Date: MAY 24, 2019
Meeting Type: ANNUAL | Ticker: 2688
Security ID: G3066L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Wang Yusuo as Director | Management | For | For |
| 3a2 | Elect Wang Zizheng as Director | Management | For | For |
| 3a3 | Elect Ma Zhixiang as Director | Management | For | For |
| 3a4 | Elect Yuen Po Kwong as Director | Management | For | For |
| 3a5 | Elect Yien Yu Yu, Catherine as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
Meeting Date: APR 29, 2019
Record Date: MAR 01, 2019
Meeting Type: ANNUAL | Ticker: EOG
Security ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Julie J. Robertson | Management | For | For |
| 1g | Elect Director Donald F. Textor | Management | For | For |
| 1h | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXELON CORPORATION
Meeting Date: APR 30, 2019
Record Date: MAR 04, 2019
Meeting Type: ANNUAL | Ticker: EXC
Security ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul L. Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director Richard W. Mies | Management | For | For |
| 1k | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1l | Elect Director Stephen D. Steinour | Management | For | For |
| 1m | Elect Director John F. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Costs and Benefits of Environment-related Activities | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
Meeting Date: MAY 29, 2019
Record Date: APR 03, 2019
Meeting Type: ANNUAL | Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.8 | Elect Director Steven S Reinemund | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
| 6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
| 7 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
| 8 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Against |
| 10 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
FACEBOOK, INC.
Meeting Date: MAY 30, 2019
Record Date: APR 05, 2019
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.6 | Elect Director Peter A. Thiel | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Zients | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 8 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
| 9 | Report on Content Governance | Shareholder | Against | Against |
| 10 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| 11 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 12 | Study Strategic Alternatives Including Sale of Assets | Shareholder | Against | Against |
| |
|---|
GALAXY ENTERTAINMENT GROUP LIMITED
Meeting Date: MAY 16, 2019
Record Date: MAY 09, 2019
Meeting Type: ANNUAL | Ticker: 27
Security ID: Y2679D118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Joseph Chee Ying Keung as Director | Management | For | For |
| 2.2 | Elect James Ross Ancell as Director | Management | For | For |
| 2.3 | Elect Charles Cheung Wai Bun as Director | Management | For | For |
| 2.4 | Elect Michael Victor Mecca as Director | Management | For | For |
| 2.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 01, 2019
Record Date: MAR 07, 2019
Meeting Type: ANNUAL | Ticker: GD
Security ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Lester L. Lyles | Management | For | For |
| 1e | Elect Director Mark M. Malcolm | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
GENERAL ELECTRIC COMPANY
Meeting Date: MAY 08, 2019
Record Date: MAR 11, 2019
Meeting Type: ANNUAL | Ticker: GE
Security ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sebastien M. Bazin | Management | For | For |
| 2 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 3 | Elect Director Francisco D'Souza | Management | For | For |
| 4 | Elect Director Edward P. Garden | Management | For | For |
| 5 | Elect Director Thomas W. Horton | Management | For | For |
| 6 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 7 | Elect Director Catherine Lesjak | Management | For | For |
| 8 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 9 | Elect Director Leslie F. Seidman | Management | For | For |
| 10 | Elect Director James S. Tisch | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Reduction in Minimum Size of Board | Management | For | For |
| 13 | Ratify KPMG LLP as Auditors | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | For |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 08, 2019
Record Date: MAR 15, 2019
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director John F. Cogan | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| |
|---|
GLAXOSMITHKLINE PLC
Meeting Date: MAY 08, 2019
Record Date: MAY 03, 2019
Meeting Type: ANNUAL | Ticker: GSK
Security ID: G3910J112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Iain Mackay as Director | Management | For | For |
| 4 | Re-elect Philip Hampton as Director | Management | For | For |
| 5 | Re-elect Emma Walmsley as Director | Management | For | For |
| 6 | Re-elect Vindi Banga as Director | Management | For | For |
| 7 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 8 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 10 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 11 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 12 | Re-elect Judy Lewent as Director | Management | For | For |
| 13 | Re-elect Urs Rohner as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
GLAXOSMITHKLINE PLC
Meeting Date: MAY 08, 2019
Record Date: MAY 03, 2019
Meeting Type: SPECIAL | Ticker: GSK
Security ID: G3910J112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consumer Healthcare Joint Venture with Pfizer Inc. | Management | For | For |
| |
|---|
GLENCORE PLC
Meeting Date: MAY 09, 2019
Record Date: MAY 07, 2019
Meeting Type: ANNUAL | Ticker: GLEN
Security ID: G39420107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Reduction of the Company's Capital Contribution Reserves | Management | For | For |
| 3 | Re-elect Anthony Hayward as Director | Management | For | For |
| 4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 5 | Re-elect Peter Coates as Director | Management | For | For |
| 6 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 7 | Re-elect Martin Gilbert as Director | Management | For | For |
| 8 | Re-elect John Mack as Director | Management | For | For |
| 9 | Re-elect Gill Marcus as Director | Management | For | For |
| 10 | Re-elect Patrice Merrin as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
GOLAR LNG LTD.
Meeting Date: SEP 26, 2018
Record Date: AUG 01, 2018
Meeting Type: ANNUAL | Ticker: GLNG
Security ID: G9456A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Tor Olav Troim as Director | Management | For | For |
| 2 | Reelect Daniel Rabun as Director | Management | For | For |
| 3 | Reelect Thorleif Egeli as Director | Management | For | For |
| 4 | Reelect Carl Steen as Director | Management | For | For |
| 5 | Reelect Niels G. Stolt-Nielsen as Director | Management | For | For |
| 6 | Reelect Lori Wheeler Naess as Director | Management | For | For |
| 7 | Reelect Michael Ashford as Director | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
GRIFOLS SA
Meeting Date: MAY 23, 2019
Record Date: MAY 17, 2019
Meeting Type: ANNUAL | Ticker: GRF
Security ID: E5706X215
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment for Class B Shares | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Non-Financial Information Report | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Renew Appointment of KPMG Auditores as Auditor of Standalone Financial Statements and Renew Appointment of Grant Thornton as Co-Auditor | Management | For | For |
| 6 | Renew Appointment of KPMG Auditores as Auditor of Consolidated Financial Statements | Management | For | For |
| 7.1 | Dismiss Anna Veiga Lluch as Director | Management | For | For |
| 7.2 | Elect Enriqueta Felip Font as Director | Management | For | For |
| 7.3 | Reelect Raimon Grifols Roura as Director | Management | For | For |
| 7.4 | Reelect Tomas Daga Gelabert as Director | Management | For | For |
| 7.5 | Reelect Carina Szpilka Lazaro as Director | Management | For | For |
| 7.6 | Reelect Inigo Sanchez-Asiain Mardones as Director | Management | For | For |
| 8 | Amend Article 17.bis Re: Remote Voting | Management | For | For |
| 9 | Amend Article 20 of General Meeting Regulations Re: Remote Voting | Management | For | For |
| 10 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 11 | Advisory Vote on Remuneration Report | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 13 | Receive Information on AMBAR (Alzheimer Management by Albumin Replacement) | Management | None | None |
| |
|---|
HALLIBURTON COMPANY
Meeting Date: MAY 15, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL | Ticker: HAL
Security ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director M. Katherine Banks | Management | For | For |
| 1d | Elect Director Alan M. Bennett | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1i | Elect Director Robert A. Malone | Management | For | For |
| 1j | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
HANA FINANCIAL GROUP, INC.
Meeting Date: MAR 22, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 086790
Security ID: Y29975102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Yoon Sung-bock as Outside Director | Management | For | For |
| 3.2 | Elect Park Won-Koo as Outside Director | Management | For | For |
| 3.3 | Elect Chah Eun-young as Outside Director | Management | For | For |
| 3.4 | Elect Lee Jeong-won as Outside Director | Management | For | For |
| 4 | Elect Heo Yoon as Outside Director to Serve as Audit Committee Member | Management | For | For |
| 5.1 | Elect Yoon Sug-bock as a Member of Audit Committee | Management | For | For |
| 5.2 | Elect Paik Tae-seung as a Member of Audit Committee | Management | For | For |
| 5.3 | Elect Yang Dong-hoon as a Member of Audit Committee | Management | For | For |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
HOLOGIC, INC.
Meeting Date: MAR 07, 2019
Record Date: JAN 07, 2019
Meeting Type: ANNUAL | Ticker: HOLX
Security ID: 436440101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | For |
| 1.3 | Elect Director Charles J. Dockendorff | Management | For | For |
| 1.4 | Elect Director Scott T. Garrett | Management | For | For |
| 1.5 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.6 | Elect Director Namal Nawana | Management | For | For |
| 1.7 | Elect Director Christiana Stamoulis | Management | For | For |
| 1.8 | Elect Director Amy M. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HSBC HOLDINGS PLC
Meeting Date: APR 12, 2019
Record Date: APR 11, 2019
Meeting Type: ANNUAL | Ticker: HSBA
Security ID: G4634U169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4a | Elect Ewen Stevenson as Director | Management | For | For |
| 4b | Elect Jose Antonio Meade as Director | Management | For | For |
| 4c | Re-elect Kathleen Casey as Director | Management | For | For |
| 4d | Re-elect Laura Cha as Director | Management | For | For |
| 4e | Re-elect Henri de Castries as Director | Management | For | For |
| 4f | Re-elect John Flint as Director | Management | For | For |
| 4g | Re-elect Irene Lee as Director | Management | For | For |
| 4h | Re-elect Heidi Miller as Director | Management | For | For |
| 4i | Re-elect Marc Moses as Director | Management | For | For |
| 4j | Re-elect David Nish as Director | Management | For | For |
| 4k | Re-elect Jonathan Symonds as Director | Management | For | For |
| 4l | Re-elect Jackson Tai as Director | Management | For | For |
| 4m | Re-elect Mark Tucker as Director | Management | For | For |
| 4n | Re-elect Pauline van der Meer Mohr as Director | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | Against |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Directors to Allot Any Repurchased Shares | Management | For | Against |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise Issue of Equity in Relation to Contingent Convertible Securities | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
| 15 | Approve Scrip Dividend Alternative | Management | For | Abstain |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 17 | Abolish Unfair Discriminatory Practice of Taking State Deduction from the Pensions Paid to Members of the Post 1974 Midland Bank Defined Benefit Pension Scheme | Shareholder | Against | Against |
| |
|---|
HYUNDAI MOBIS CO., LTD.
Meeting Date: MAR 22, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 012330
Security ID: Y3849A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2.1 | Approve Appropriation of Income - KRW 4,000 | Management | For | For |
| 2.2 | Approve Appropriation of Income- KRW 26,399 (Shareholder Proposal) | Shareholder | Against | Did Not Vote |
| 3.1 | Amend Articles of Incorporation (Changes in Legislation) | Management | For | For |
| 3.2 | Amend Articles of Incorporation (Number of Directors) | Shareholder | Against | Against |
| 3.3 | Amend Articles of Incorporation (Committee) | Shareholder | For | For |
| 4.1.1 | Elect Brian D. Jones as Outside Director | Management | For | For |
| 4.1.2 | Elect Karl-Thomas Neumann as Outside Director | Management | For | For |
| 4.1.3 | Elect Robert Allen Kruse Jr. as Outside Director (Shareholder Proposal) | Shareholder | Against | Against |
| 4.1.4 | Elect Rudolph William C. Von Meister as Outside Director (Shareholder Proposal) | Shareholder | Against | Abstain |
| 4.2.1 | Elect Chung Mong-koo as Inside Director | Management | For | Abstain |
| 4.2.2 | Elect Park Jeong-guk as Inside Director | Management | For | For |
| 4.2.3 | Elect Bae Hyeong-geun as Inside Director | Management | For | For |
| 5.1 | Elect Brian D. Jones as a Member of Audit Committee | Management | For | For |
| 5.2 | Elect Karl-Thomas Neumann as a Member of Audit Committee | Management | For | For |
| 5.3 | Elect Robert Allen Kruse Jr. as a Member of Audit Committee (Shareholder Proposal) | Shareholder | Against | Against |
| 5.4 | Elect Rudolph William C. Von Meister a Member of Audit Committee (Shareholder Proposal) | Shareholder | Against | Against |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
| |
|---|
HYUNDAI MOTOR CO., LTD.
Meeting Date: MAR 22, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 005380
Security ID: Y38472109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Financial Statements | Management | For | For |
| 1.2.1 | Approve Appropriation of Income - KRW 3,000 | Management | For | For |
| 1.2.2 | Approve Appropriation of Income - KRW21,967 (Shareholder Proposal) | Shareholder | Against | Did Not Vote |
| 2.1 | Amend Articles of Incorporation (Types of Shares) | Management | For | For |
| 2.2 | Amend Articles of Incorporation (Transfer Agent) | Management | For | For |
| 2.3 | Amend Articles of Incorporation (Reports of Addresses, Names and Signatures of Shareholders) | Management | For | For |
| 2.4 | Amend Articles of Incorporation (Duties of Audit Committee) | Management | For | For |
| 2.5 | Amend Articles of Incorporation (Business Objective) | Management | For | For |
| 2.6 | Amend Articles of Incorporation (Method of Notification) | Management | For | For |
| 2.7 | Amend Articles of Incorporation (Disposal of Shareholders List) | Management | For | For |
| 2.8 | Amend Articles of Incorporation (Addenda) | Management | For | For |
| 2.9 | Amend Articles of Incorporation (Board Committees) | Shareholder | For | For |
| 3.1.1 | Elect Yoon Chi-won as Outside Director | Management | For | For |
| 3.1.2 | Elect Eugene M Ohr as Outside Director | Management | For | For |
| 3.1.3 | Elect Lee Sang-seung as Outside Director | Management | For | For |
| 3.1.4 | Elect John Y. Liu as Outside Director (Shareholder Proposal) | Shareholder | Against | Against |
| 3.1.5 | Elect Robert Randall MacEwen as Outside Director (Shareholder Proposal) | Shareholder | Against | Against |
| 3.1.6 | Elect Margaret S. Bilson as Outside Director (Shareholder Proposal) | Shareholder | Against | Against |
| 3.2.1 | Elect Chung Eui-sun as Inside Director | Management | For | For |
| 3.2.2 | Elect Lee Won-hee as Inside Director | Management | For | For |
| 3.2.3 | Elect Albert Biermann as Inside Director | Management | For | For |
| 4.1 | Elect Yoon Chi-won as a Member of Audit Committee | Management | For | For |
| 4.2 | Elect Lee Sang-seung as a Member of Audit Committee | Management | For | For |
| 4.3 | Elect John Y. Liu as a Member of Audit Committee (Shareholder Proposal) | Shareholder | Against | Against |
| 4.4 | Elect Robert Randall MacEwen as a Member of Audit Committee (Shareholder Proposal) | Shareholder | Against | Against |
| 4.5 | Elect Margaret S. Bilson as a Member of Audit Committee (Shareholder Proposal) | Shareholder | Against | Against |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
IBERDROLA SA
Meeting Date: MAR 29, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL | Ticker: IBE
Security ID: E6165F166
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Non-Financial Information Report | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Amend Articles Re: Purpose and Values of the Iberdrola Group | Management | For | For |
| 6 | Amend Articles Re: Corporate Social Responsibility Committee | Management | For | For |
| 7 | Approve Allocation of Income and Dividends | Management | For | For |
| 8 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 9 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 10 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 11 | Advisory Vote on Remuneration Report | Management | For | For |
| 12 | Elect Sara de la Rica Goiricelaya as Director | Management | For | For |
| 13 | Ratify Appointment of and Elect Xabier Sagredo Ormaza as Director | Management | For | For |
| 14 | Reelect Maria Helena Antolin Raybaud as Director | Management | For | For |
| 15 | Reelect Jose Walfredo Fernandez as Director | Management | For | For |
| 16 | Reelect Denise Mary Holt as Director | Management | For | For |
| 17 | Reelect Manuel Moreu Munaiz as Director | Management | For | For |
| 18 | Reelect Ignacio Sanchez Galan as Director | Management | For | For |
| 19 | Fix Number of Directors at 14 | Management | For | For |
| 20 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ICICI BANK LTD.
Meeting Date: SEP 12, 2018
Record Date: SEP 05, 2018
Meeting Type: ANNUAL | Ticker: 532174
Security ID: Y3860Z132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Interim Dividend as Final Dividend | Management | For | For |
| 3 | Approve Dividend | Management | For | For |
| 4 | Reelect Vijay Chandok as Director | Management | For | For |
| 5 | Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Elect Neelam Dhawan as Director | Management | For | For |
| 8 | Elect Uday Chitale as Director | Management | For | For |
| 9 | Elect Radhakrishnan Nair as Director | Management | For | For |
| 10 | Elect M. D. Mallya as Director | Management | For | For |
| 11 | Elect Girish Chandra Chaturvedi as Director | Management | For | For |
| 12 | Approve Appointment and Remuneration of Girish Chandra Chaturvedi as Independent Non-Executive (Part-Time) Chairman | Management | For | For |
| 13 | Elect Sandeep Bakhshi as Director | Management | For | For |
| 14 | Approve Appointment and Remuneration of Sandeep Bakhshi as Whole-Time Director and Chief Operating Officer (Designate) | Management | For | For |
| 15 | Approve Reclassification of Authorized Share Capital and Amend Memorandum of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
| 16 | Amend Articles of Association to Reflect Changes in Capital | Management | For | For |
| 17 | Amend ICICI Bank Employees Stock Option Scheme 2000 | Management | For | For |
| 18 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| |
|---|
IMPERIAL BRANDS PLC
Meeting Date: FEB 06, 2019
Record Date: FEB 04, 2019
Meeting Type: ANNUAL | Ticker: IMB
Security ID: G4720C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Susan Clark as Director | Management | For | For |
| 5 | Re-elect Alison Cooper as Director | Management | For | For |
| 6 | Re-elect Therese Esperdy as Director | Management | For | For |
| 7 | Re-elect Simon Langelier as Director | Management | For | For |
| 8 | Re-elect Matthew Phillips as Director | Management | For | For |
| 9 | Re-elect Steven Stanbrook as Director | Management | For | For |
| 10 | Re-elect Oliver Tant as Director | Management | For | For |
| 11 | Re-elect Mark Williamson as Director | Management | For | For |
| 12 | Re-elect Karen Witts as Director | Management | For | For |
| 13 | Re-elect Malcolm Wyman as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
INSURANCE AUSTRALIA GROUP LTD.
Meeting Date: OCT 26, 2018
Record Date: OCT 24, 2018
Meeting Type: ANNUAL | Ticker: IAG
Security ID: Q49361100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Approve Grant of Deferred Award Rights and Executive Performance Rights to Peter Harmer | Management | For | For |
| 3 | Elect Elizabeth Bryan as Director | Management | For | For |
| 4 | Elect Jonathan Nicholson as Director | Management | For | For |
| 5 | Elect Sheila McGregor as Director | Management | For | For |
| 6 | Elect Michelle Tredenick as Director | Management | For | For |
| 7 | Approve the Equal Reduction of Capital | Management | For | For |
| 8 | Approve Consolidation of Capital | Management | For | For |
| |
|---|
INTEL CORPORATION
Meeting Date: MAY 16, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL | Ticker: INTC
Security ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aneel Bhusri | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Reed E. Hundt | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1f | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1g | Elect Director Gregory D. Smith | Management | For | For |
| 1h | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 1j | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Request for an Annual Advisory Vote on Political Contributions | Shareholder | Against | Against |
| |
|---|
INTESA SANPAOLO SPA
Meeting Date: APR 30, 2019
Record Date: APR 17, 2019
Meeting Type: ANNUAL | Ticker: ISP
Security ID: T55067101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Allocation of Income | Management | For | For |
| 1.c | Accept Financial Statements and Statutory Reports of Intesa Sanpaolo Group Services ScpA | Management | For | For |
| 1.d | Accept Financial Statements and Statutory Reports of Cassa di Risparmio di Pistoia e della Lucchesia SpA | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.a | Fix Number of Directors | Shareholder | None | For |
| 3.b.1 | Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, Fondazione Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna | Shareholder | None | Did Not Vote |
| 3.b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Abstain |
| 3.c | Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman | Shareholder | None | For |
| 4.a | Approve Remuneration Policies for Directors | Management | For | Abstain |
| 4.b | Approve Remuneration of Directors | Management | For | Abstain |
| 4.c | Approve Remuneration and Incentive Policies of the Intesa Sanpaolo Group for 2019 | Management | For | Abstain |
| 4.d | Approve Fixed-Variable Compensation Ratio | Management | For | For |
| 4.e | Approve Severance Payments Policy | Management | For | For |
| 4.f | Approve 2018 Annual Incentive Plan | Management | For | For |
| 4.g | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service 2018 Annual Incentive Plan | Management | For | For |
| 5 | Approve Renunciation of Legal Action Against Former Chairman and Former General Manager of the Merged Subsidiary Banca Monte Parma SpA | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
ITAU UNIBANCO HOLDING SA
Meeting Date: APR 24, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: ITUB4
Security ID: P5968U113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | For |
| 2 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | Management | None | For |
| 3 | Elect Eduardo Azevedo do Valle as Fiscal Council Member and Debora Santille as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| |
|---|
ITAUSA-INVESTIMENTOS ITAU SA
Meeting Date: APR 30, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: ITSA4
Security ID: P5887P427
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jose Maria Rebelo as Fiscal Council Member and Isaac Berensztejn as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| |
|---|
ITV PLC
Meeting Date: MAY 08, 2019
Record Date: MAY 03, 2019
Meeting Type: ANNUAL | Ticker: ITV
Security ID: G4984A110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Salman Amin as Director | Management | For | For |
| 5 | Re-elect Peter Bazalgette as Director | Management | For | For |
| 6 | Elect Edward Bonham Carter as Director | Management | For | For |
| 7 | Re-elect Margaret Ewing as Director | Management | For | For |
| 8 | Re-elect Roger Faxon as Director | Management | For | For |
| 9 | Re-elect Mary Harris as Director | Management | For | For |
| 10 | Elect Chris Kennedy as Director | Management | For | For |
| 11 | Re-elect Anna Manz as Director | Management | For | For |
| 12 | Re-elect Carolyn McCall as Director | Management | For | For |
| 13 | Elect Duncan Painter as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | Against |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 25, 2019
Record Date: FEB 26, 2019
Meeting Type: ANNUAL | Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Mark B. McClellan | Management | For | For |
| 1h | Elect Director Anne M. Mulcahy | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| 5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 21, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | Against |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | For |
| |
|---|
KB FINANCIAL GROUP, INC.
Meeting Date: MAR 27, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 105560
Security ID: Y46007103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Yoo Suk-ryul as Outside Director | Management | For | For |
| 3.2 | Elect Stuart B. Solomon as Outside Director | Management | For | For |
| 3.3 | Elect Park Jae-ha as Outside Director | Management | For | For |
| 4 | Elect Kim Gyeong-ho as Outside Director to serve as an Audit Committee Member | Management | For | For |
| 5.1 | Elect Sonu Suk-ho as a Member of Audit Committee | Management | For | For |
| 5.2 | Elect Jeong Kou-whan as a Member of Audit Committee | Management | For | For |
| 5.3 | Elect Park Jae-ha as a Member of Audit Committee | Management | For | For |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
| |
|---|
KERING SA
Meeting Date: APR 24, 2019
Record Date: APR 20, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: KER
Security ID: F5433L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 10.50 per Share | Management | For | For |
| 4 | Ratify Appointment of Ginevra Elkann as Director | Management | For | For |
| 5 | Ratify Appointment of Financiere Pinault as Director | Management | For | For |
| 6 | Approve Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 7 | Approve Compensation of Jean-Francois Palus, Vice-CEO | Management | For | For |
| 8 | Approve Remuneration Policy for Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy for Jean-Francois Palus, Vice-CEO | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | Against |
| 13 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | Against |
| 15 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | Against |
| 16 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 14 and 15 | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12, 14 and 15 | Management | For | Against |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
KINDER MORGAN, INC.
Meeting Date: MAY 08, 2019
Record Date: MAR 11, 2019
Meeting Type: ANNUAL | Ticker: KMI
Security ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Kimberly A. Dang | Management | For | For |
| 1.4 | Elect Director Ted A. Gardner | Management | For | For |
| 1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.6 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KIRIN HOLDINGS CO., LTD.
Meeting Date: MAR 28, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 2503
Security ID: 497350108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | For | For |
| 2.1 | Elect Director Isozaki, Yoshinori | Management | For | For |
| 2.2 | Elect Director Nishimura, Keisuke | Management | For | For |
| 2.3 | Elect Director Miyoshi, Toshiya | Management | For | For |
| 2.4 | Elect Director Yokota, Noriya | Management | For | For |
| 2.5 | Elect Director Kobayashi, Noriaki | Management | For | For |
| 2.6 | Elect Director Arakawa, Shoshi | Management | For | For |
| 2.7 | Elect Director Nagayasu, Katsunori | Management | For | For |
| 2.8 | Elect Director Mori, Masakatsu | Management | For | For |
| 2.9 | Elect Director Yanagi, Hiroyuki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kuwata, Keiji | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ando, Yoshiko | Management | For | For |
| |
|---|
KOMATSU LTD.
Meeting Date: JUN 18, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 6301
Security ID: J35759125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 59 | Management | For | For |
| 2.1 | Elect Director Ohashi, Tetsuji | Management | For | For |
| 2.2 | Elect Director Ogawa, Hiroyuki | Management | For | For |
| 2.3 | Elect Director Urano, Kuniko | Management | For | For |
| 2.4 | Elect Director Oku, Masayuki | Management | For | For |
| 2.5 | Elect Director Yabunaka, Mitoji | Management | For | For |
| 2.6 | Elect Director Kigawa, Makoto | Management | For | For |
| 2.7 | Elect Director Moriyama, Masayuki | Management | For | For |
| 2.8 | Elect Director Mizuhara, Kiyoshi | Management | For | For |
| 3 | Appoint Statutory Auditor Shinotsuka, Eiko | Management | For | For |
| |
|---|
L3 TECHNOLOGIES, INC.
Meeting Date: APR 04, 2019
Record Date: FEB 22, 2019
Meeting Type: SPECIAL | Ticker: LLL
Security ID: 502413107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LG UPLUS CORP.
Meeting Date: AUG 29, 2018
Record Date: AUG 01, 2018
Meeting Type: SPECIAL | Ticker: 032640
Security ID: Y5293P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ha Hyeon-hoe as Inside Director | Management | For | For |
| 1.2 | Elect Kwon Young-su as Non-independent Non-executive Director | Management | For | For |
| |
|---|
LG UPLUS CORP.
Meeting Date: MAR 15, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 032640
Security ID: Y5293P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Amend Articles of Incorporation (Addition of Business Objectives) | Management | For | For |
| 2.2 | Amend Articles of Incorporation (Change in Business Objectives) | Management | For | For |
| 2.3 | Amend Articles of Incorporation (Electronic Registration of Certificates) | Management | For | For |
| 2.4 | Amend Articles of Incorporation (Appointment of External Auditor) | Management | For | For |
| 3.1 | Elect Lee Hyuk-joo as Inside Director | Management | For | For |
| 3.2 | Elect Jeong Byeong-doo as Outside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
LINK REAL ESTATE INVESTMENT TRUST
Meeting Date: JUL 25, 2018
Record Date: JUL 19, 2018
Meeting Type: ANNUAL | Ticker: 823
Security ID: Y5281M111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Note the Financial Statements and Statutory Report | Management | None | None |
| 2 | Note the Appointment of Auditor and Fixing of Their Remuneration | Management | None | None |
| 3.1 | Elect Nicholas Charles Allen as Director | Management | For | For |
| 3.2 | Elect Poh Lee Tan as Director | Management | For | For |
| 3.3 | Elect Peter Tse Pak Wing as Director | Management | For | For |
| 3.4 | Elect Ian Keith Griffiths as Director | Management | For | For |
| 4.1 | Elect Christopher John Brooke as Director | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6.1 | Amend Trust Deed Distribution Formula Re: Unrealized Property Revaluation Losses | Management | For | For |
| 6.2 | Amend Trust Deed Distribution Formula Re: Goodwill Impairment | Management | For | For |
| 6.3 | Amend Trust Deed Distribution Formula Re: Fair Value Losses on Financial Instruments | Management | For | For |
| 6.4 | Amend Trust Deed Distribution Formula Re: Depreciation and/or Amortization | Management | For | For |
| 6.5 | Amend Trust Deed Distribution Formula Re: Gains on Disposal of Special Purpose Vehicles of Link | Management | For | For |
| 7 | Approve Trust Deed Expanded Investment Scope Re: Relevant Investments and Relevant Investments Amendments | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON SE
Meeting Date: APR 18, 2019
Record Date: APR 15, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: MC
Security ID: F58485115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Sophie Chassat as Director | Management | For | For |
| 6 | Reelect Bernard Arnault as Director | Management | For | For |
| 7 | Reelect Sophie Chassat as Director | Management | For | For |
| 8 | Reelect Clara Gaymard as Director | Management | For | For |
| 9 | Reelect Hubert Vedrine as Director | Management | For | For |
| 10 | Elect Iris Knobloch as Director | Management | For | For |
| 11 | Appoint Yann Arthus-Bertrand as Censor | Management | For | For |
| 12 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | For |
| 13 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | For |
| 14 | Approve Remuneration Policy of CEO and Chairman | Management | For | For |
| 15 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | Against |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | Against |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 24 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 26 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | Management | For | Against |
| |
|---|
MEIJI HOLDINGS CO., LTD.
Meeting Date: JUN 27, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 2269
Security ID: J41729104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matsuo, Masahiko | Management | For | For |
| 1.2 | Elect Director Kawamura, Kazuo | Management | For | For |
| 1.3 | Elect Director Saza, Michiro | Management | For | For |
| 1.4 | Elect Director Shiozaki, Koichiro | Management | For | For |
| 1.5 | Elect Director Furuta, Jun | Management | For | For |
| 1.6 | Elect Director Kobayashi, Daikichiro | Management | For | For |
| 1.7 | Elect Director Matsuda, Katsunari | Management | For | For |
| 1.8 | Elect Director Iwashita, Tomochika | Management | For | For |
| 1.9 | Elect Director Murayama, Toru | Management | For | For |
| 1.10 | Elect Director Matsumura, Mariko | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Imamura, Makoto | Management | For | For |
| |
|---|
MEITUAN DIANPING
Meeting Date: FEB 20, 2019
Record Date: FEB 14, 2019
Meeting Type: SPECIAL | Ticker: 3690
Security ID: G59669104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Approve Issuance of Class B Ordinary Shares to Mu Rongjun Upon Vesting of His Restrictive Share Units Pursuant to the Terms of the Pre-IPO Employee Stock Incentive Scheme and Related Transactions | Management | For | For |
| 3 | Approve Issuance of Class B Ordinary Shares to Wang Huiwen Upon Vesting of His Restrictive Share Units Pursuant to the Terms of the Pre-IPO Employee Stock Incentive Scheme and Related Transactions | Management | For | For |
| 4 | Approve Issuance of Class B Ordinary Shares to Chen Liang Upon Vesting of His Restrictive Share Units Pursuant to the Terms of the Pre-IPO Employee Stock Incentive Scheme and Related Transactions | Management | For | For |
| 5 | Approve Issuance of Class B Ordinary Shares to Orr Gordon Robert Halyburton Upon Vesting of His Restrictive Share Units Pursuant to the Terms the Post-IPO Share Award Scheme and Related Transactions | Management | For | Against |
| 6 | Approve Issuance of Class B Ordinary Shares to Leng Xuesong Upon Vesting of His Restrictive Share Units Pursuant to the Terms the Post-IPO Share Award Scheme and Related Transactions | Management | For | Against |
| 7 | Approve Issuance of Class B Ordinary Shares to Shum Heung Yeung Harry Upon Vesting of His Restrictive Share Units Pursuant to the Terms the Post-IPO Share Award Scheme and Related Transactions | Management | For | Against |
| |
|---|
MEITUAN DIANPING
Meeting Date: MAY 17, 2019
Record Date: MAY 10, 2019
Meeting Type: ANNUAL | Ticker: 3690
Security ID: G59669104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Wang Xing as Director | Management | For | For |
| 3 | Elect Mu Rongjun as Director | Management | For | For |
| 4 | Elect Wang Huiwen as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MICROSOFT CORP.
Meeting Date: NOV 28, 2018
Record Date: SEP 26, 2018
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Helmut Panke | Management | For | For |
| 1.8 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.9 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.10 | Elect Director Charles W. Scharf | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.12 | Elect Director John W. Stanton | Management | For | For |
| 1.13 | Elect Director John W. Thompson | Management | For | For |
| 1.14 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MIDEA GROUP CO. LTD.
Meeting Date: SEP 26, 2018
Record Date: SEP 18, 2018
Meeting Type: SPECIAL | Ticker: 000333
Security ID: Y6S40V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Fang Hongbo as Non-Independent Director | Management | For | For |
| 2.2 | Elect Yin Bitong as Non-Independent Director | Management | For | For |
| 2.3 | Elect Zhu Fengtao as Non-Independent Director | Management | For | For |
| 2.4 | Elect Gu Yanmin as Non-Independent Director | Management | For | For |
| 2.5 | Elect He Jianfeng as Non-Independent Director | Management | For | For |
| 2.6 | Elect Yu Gang as Non-Independent Director | Management | For | For |
| 3.1 | Elect Xue Yunkui as Independent Director | Management | For | For |
| 3.2 | Elect Guan Qingyou as Independent Director | Management | For | For |
| 3.3 | Elect Han Jian as Independent Director | Management | For | For |
| 4.1 | Elect Liu Min as Supervisor | Management | For | For |
| 4.2 | Elect Zhao Jun as Supervisor | Management | For | For |
| 5 | Approve Remuneration of Independent Directors and External Directors | Management | For | For |
| 6 | Approve Provision of Guarantee to Controlled Subsidiary | Management | For | For |
| |
|---|
MIDEA GROUP CO. LTD.
Meeting Date: DEC 21, 2018
Record Date: DEC 13, 2018
Meeting Type: SPECIAL | Ticker: 000333
Security ID: Y6S40V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger by Absorption via Share Swap and Issuance of Shares Complies with Relevant Laws and Regulations | Management | For | For |
| 2 | Approve Merger by Absorption Plan via Share Swap and Issuance of Shares | Management | For | For |
| 2.1 | Approve Subject Merger | Management | For | For |
| 2.2 | Approve Method of Merger | Management | For | For |
| 2.3 | Merger Effective Date and Completion Date | Management | For | For |
| 2.4 | Approve Share Type and Par Value | Management | For | For |
| 2.5 | Approve Target Subscribers | Management | For | For |
| 2.6 | Approve Issue Price of Midea Group Co., Ltd. | Management | For | For |
| 2.7 | Approve Conversion Price of Wuxi Little Swan Co., Ltd. | Management | For | For |
| 2.8 | Approve Conversion Ratio | Management | For | For |
| 2.9 | Approve Share Swap by Issuance of Shares | Management | For | For |
| 2.10 | Approve Purchase Claim of Dissident Shareholder of Midea Group Co., Ltd. | Management | For | For |
| 2.11 | Approve Cash Option for Dissident Shareholders of Wuxi Little Swan Co., Ltd. | Management | For | For |
| 2.12 | Approve Dissent Shareholder Purchase Claim Price of Midea Group Co., Ltd. and Adjustment Mechanism of Dissident Shareholders' Cash Option Price of Wuxi Little Swan Co., Ltd. | Management | For | For |
| 2.13 | Approve Conversion Implementation Date | Management | For | For |
| 2.14 | Approve Conversion Method | Management | For | For |
| 2.15 | Approve Issuance of Shares Listed for Circulation | Management | For | For |
| 2.16 | Approve Fractional Shares Processing Method | Management | For | For |
| 2.17 | Approve Handling of Limited Rights of Shares of Wuxi Little Swan Co., Ltd. | Management | For | For |
| 2.18 | Approve Distribution of Undistributed Earnings | Management | For | For |
| 2.19 | Approve Creditor's Rights and Debts Involved in the Merger | Management | For | For |
| 2.20 | Approve Attribution of Profit and Loss During the Transition Period | Management | For | For |
| 2.21 | Approve Employee Placement | Management | For | For |
| 2.22 | Approve Delivery | Management | For | For |
| 2.23 | Approve Resolution Validity Period | Management | For | For |
| 3 | Approve Draft and Summary on Merger by Absorption via Share Swap and Issuance of Shares as well as Related-party Transaction | Management | For | For |
| 4 | Approve Transaction Does Not Constitute as Related-party Transaction | Management | For | For |
| 5 | Approve Transaction Does Not Constitute as Major Asset Restructuring | Management | For | For |
| 6 | Approve Transaction Does Not Constitute as Restructure for Listing | Management | For | For |
| 7 | Approve Signing of Conditional Agreement of Share Swap and Merger by Absorption | Management | For | For |
| 8 | Approve Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies | Management | For | For |
| 9 | Approve Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies | Management | For | For |
| 10 | Approve Relevant Financial Report | Management | For | For |
| 11 | Approve Evaluation Report on this Transaction | Management | For | For |
| 12 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
| 13 | Approve Group Dissenting Shareholders' Acquisition Claims Provider | Management | For | For |
| 14 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| |
|---|
MIDEA GROUP CO. LTD.
Meeting Date: FEB 15, 2019
Record Date: FEB 11, 2019
Meeting Type: SPECIAL | Ticker: 000333
Security ID: Y6S40V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| |
|---|
MIDEA GROUP CO. LTD.
Meeting Date: MAY 13, 2019
Record Date: MAY 06, 2019
Meeting Type: ANNUAL | Ticker: 000333
Security ID: Y6S40V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Shareholder Return Plan | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Draft and Summary on Stock Option Incentive Plan | Management | For | For |
| 8 | Approve Methods to Assess the Performance of Stock Option Incentive Plan Participants | Management | For | For |
| 9 | Approve Authorization of the Board to Handle All Related Matters to Stock Option Incentive Plan | Management | For | For |
| 10 | Approve Draft and Summary on Performance Share Incentive Plan | Management | For | For |
| 11 | Approve Methods to Assess the Performance of Performance Share Incentive Plan Participants | Management | For | For |
| 12 | Approve Authorization of the Board to Handle All Related Matters to Performance Share Incentive Plan | Management | For | For |
| 13 | Approve Draft and Summary on Fifth Phase Share Purchase Plan | Management | For | For |
| 14 | Approve Authorization of the Board to Handle All Related Matters to Fifth Phase Share Purchase Plan | Management | For | For |
| 15 | Approve Draft and Summary on Second Phase Share Purchase Plan | Management | For | For |
| 16 | Approve Authorization of the Board to Handle All Related Matters to Second Phase Share Purchase Plan | Management | For | For |
| 17 | Approve Provision of Guarantee | Management | For | For |
| 18 | Approve Report on Foreign Exchange Derivatives Business | Management | For | For |
| 19 | Approve Use of Idle Own Funds to Conduct Entrusted Asset Management | Management | For | For |
| 20 | Approve Related-party Transaction | Management | For | For |
| 21 | Approve to Appoint Auditor | Management | For | For |
| |
|---|
NATIONAL GRID PLC
Meeting Date: JUL 30, 2018
Record Date: JUL 28, 2018
Meeting Type: ANNUAL | Ticker: NG.
Security ID: G6S9A7120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Dean Seavers as Director | Management | For | For |
| 6 | Re-elect Nicola Shaw as Director | Management | For | For |
| 7 | Re-elect Nora Brownell as Director | Management | For | For |
| 8 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 9 | Re-elect Therese Esperdy as Director | Management | For | For |
| 10 | Re-elect Paul Golby as Director | Management | For | For |
| 11 | Re-elect Mark Williamson as Director | Management | For | For |
| 12 | Elect Amanda Mesler as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
NATURGY ENERGY GROUP SA
Meeting Date: MAR 05, 2019
Record Date: FEB 28, 2019
Meeting Type: ANNUAL | Ticker: NTGY
Security ID: E7S90S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Consolidated Non-Financial Information | Management | For | For |
| 4 | Approve Transfer of Goodwill Reserves to Voluntary Reserves | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Approve Discharge of Board | Management | For | For |
| 7 | Ratify Appointment of and Elect Scott Stanley as Director | Management | For | For |
| 8 | Approve Allocation of Income and Dividends | Management | For | For |
| 9 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 10 | Approve Remuneration Policy | Management | For | For |
| 11 | Approve Share Appreciation Rights Plan | Management | For | For |
| 12 | Approve Stock-for-Salary Plan | Management | For | For |
| 13 | Advisory Vote on Remuneration Report | Management | For | For |
| 14 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 15 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NESTLE SA
Meeting Date: APR 11, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: NESN
Security ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | Against |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | For |
| 4.1a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1d | Reelect Beat Hess as Director | Management | For | For |
| 4.1e | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1f | Reelect Ann Veneman as Director | Management | For | For |
| 4.1g | Reelect Eva Cheng as Director | Management | For | For |
| 4.1h | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1i | Reelect Ursula Burns as Director | Management | For | For |
| 4.1j | Reelect Kasper Rorsted as Director | Management | For | For |
| 4.1k | Reelect Pablo Isla as Director | Management | For | For |
| 4.1l | Reelect Kimberly Ross as Director | Management | For | For |
| 4.2.1 | Elect Dick Boer as Director | Management | For | For |
| 4.2.2 | Elect Dinesh Paliwal as Director | Management | For | For |
| 4.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify KPMG AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | For |
| 6 | Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | Against | Against |
| |
|---|
NETFLIX, INC.
Meeting Date: JUN 06, 2019
Record Date: APR 08, 2019
Meeting Type: ANNUAL | Ticker: NFLX
Security ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Timothy M. Haley | Management | For | For |
| 1b | Elect Director Leslie Kilgore | Management | For | For |
| 1c | Elect Director Ann Mather | Management | For | For |
| 1d | Elect Director Susan Rice | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
NIKE, INC.
Meeting Date: SEP 20, 2018
Record Date: JUL 20, 2018
Meeting Type: ANNUAL | Ticker: NKE
Security ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NIPPON TELEGRAPH & TELEPHONE CORP.
Meeting Date: JUN 25, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 9432
Security ID: J59396101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
| 2.1 | Elect Director Oka, Atsuko | Management | For | For |
| 2.2 | Elect Director Sakamura, Ken | Management | For | For |
| 2.3 | Elect Director Takegawa, Keiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Ide, Akiko | Management | For | For |
| 3.2 | Appoint Statutory Auditor Maezawa, Takao | Management | For | For |
| 3.3 | Appoint Statutory Auditor Iida, Takashi | Management | For | For |
| 3.4 | Appoint Statutory Auditor Kanda, Hideki | Management | For | For |
| 3.5 | Appoint Statutory Auditor Kashima, Kaoru | Management | For | For |
| 4 | Remove Existing Director Shimada, Akira | Shareholder | Against | Against |
| |
|---|
NOBLE ENERGY, INC.
Meeting Date: APR 23, 2019
Record Date: FEB 22, 2019
Meeting Type: ANNUAL | Ticker: NBL
Security ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director Michael A. Cawley | Management | For | For |
| 1c | Elect Director James E. Craddock | Management | For | For |
| 1d | Elect Director Barbara J. Duganier | Management | For | For |
| 1e | Elect Director Thomas J. Edelman | Management | For | For |
| 1f | Elect Director Holli C. Ladhani | Management | For | For |
| 1g | Elect Director David L. Stover | Management | For | For |
| 1h | Elect Director Scott D. Urban | Management | For | For |
| 1i | Elect Director William T. Van Kleef | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NOVARTIS AG
Meeting Date: FEB 28, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: NOVN
Security ID: H5820Q150
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.85 per Share | Management | For | For |
| 4 | Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6 | Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc. | Management | For | For |
| 7.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | For |
| 7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | For |
| 7.3 | Approve Remuneration Report | Management | For | For |
| 8.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 8.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 8.3 | Reelect Ton Buechner as Director | Management | For | For |
| 8.4 | Reelect Srikant Datar as Director | Management | For | For |
| 8.5 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 8.6 | Reelect Ann Fudge as Director | Management | For | For |
| 8.7 | Reelect Frans van Houten as Director | Management | For | For |
| 8.8 | Reelect Andreas von Planta as Director | Management | For | For |
| 8.9 | Reelect Charles Sawyers as Director | Management | For | For |
| 8.10 | Reelect Enrico Vanni as Director | Management | For | For |
| 8.11 | Reelect William Winters as Director | Management | For | For |
| 8.12 | Elect Patrice Bula as Director | Management | For | For |
| 9.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 9.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 9.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 9.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 9.5 | Appoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 11 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Abstain |
| |
|---|
ONEOK, INC.
Meeting Date: MAY 22, 2019
Record Date: MAR 25, 2019
Meeting Type: ANNUAL | Ticker: OKE
Security ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Derksen | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director Mark W. Helderman | Management | For | For |
| 1.5 | Elect Director Randall J. Larson | Management | For | For |
| 1.6 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 1.8 | Elect Director Pattye L. Moore | Management | For | For |
| 1.9 | Elect Director Gary D. Parker | Management | For | For |
| 1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.11 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERNOD RICARD SA
Meeting Date: NOV 21, 2018
Record Date: NOV 16, 2018
Meeting Type: ANNUAL/SPECIAL | Ticker: RI
Security ID: F72027109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.36 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Martina Gonzalez-Gallarza as Director | Management | For | For |
| 6 | Reelect Ian Gallienne as Director | Management | For | For |
| 7 | Reelect Gilles Samyn as Director | Management | For | For |
| 8 | Elect Patricia Barbizet as Director | Management | For | For |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | Management | For | For |
| 10 | Approve Remuneration Policy of Alexandre Ricard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Alexandre Ricard, Chairman and CEO | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries | Management | For | For |
| 15 | Amend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds, Notification Limit | Management | For | For |
| 16 | Amend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds, Shares Held Indirectly | Management | For | For |
| 17 | Amend Article 29 of Bylaws Re: Alternate Auditors | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PETROLEO BRASILEIRO SA
Meeting Date: APR 25, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: PETR4
Security ID: P78331140
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Daniel Alves Ferreira as Fiscal Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| 2 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| |
|---|
PETROLEO BRASILEIRO SA
Meeting Date: APR 25, 2019
Record Date: MAR 25, 2019
Meeting Type: ANNUAL | Ticker: PETR4
Security ID: 71654V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 7 | Elect Daniel Alves Ferreira as Fiscal Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 01, 2019
Record Date: MAR 08, 2019
Meeting Type: ANNUAL | Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.2 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.3 | Elect Director Massimo Ferragamo | Management | For | For |
| 1.4 | Elect Director Werner Geissler | Management | For | For |
| 1.5 | Elect Director Lisa A. Hook | Management | For | For |
| 1.6 | Elect Director Jennifer Li | Management | For | For |
| 1.7 | Elect Director Jun Makihara | Management | For | For |
| 1.8 | Elect Director Kalpana Morparia | Management | For | For |
| 1.9 | Elect Director Lucio A. Noto | Management | For | For |
| 1.10 | Elect Director Frederik Paulsen | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| |
|---|
PRINCIPAL FINANCIAL GROUP, INC.
Meeting Date: MAY 21, 2019
Record Date: MAR 27, 2019
Meeting Type: ANNUAL | Ticker: PFG
Security ID: 74251V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael T. Dan | Management | For | For |
| 1b | Elect Director C. Daniel Gelatt | Management | For | For |
| 1c | Elect Director Sandra L. Helton | Management | For | For |
| 1d | Elect Director Blair C. Pickerell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
PRUDENTIAL PLC
Meeting Date: MAY 16, 2019
Record Date: MAY 14, 2019
Meeting Type: ANNUAL | Ticker: PRU
Security ID: G72899100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Fields Wicker-Miurin as Director | Management | For | For |
| 4 | Re-elect Sir Howard Davies as Director | Management | For | For |
| 5 | Re-elect Mark Fitzpatrick as Director | Management | For | For |
| 6 | Re-elect David Law as Director | Management | For | For |
| 7 | Re-elect Paul Manduca as Director | Management | For | For |
| 8 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
| 9 | Re-elect Anthony Nightingale as Director | Management | For | For |
| 10 | Re-elect Philip Remnant as Director | Management | For | For |
| 11 | Re-elect Alice Schroeder as Director | Management | For | For |
| 12 | Re-elect James Turner as Director | Management | For | For |
| 13 | Re-elect Thomas Watjen as Director | Management | For | For |
| 14 | Re-elect Michael Wells as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity to Include Repurchased Shares | Management | For | For |
| 20 | Authorise Issue of Preference Shares | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
QUALCOMM, INC.
Meeting Date: MAR 12, 2019
Record Date: JAN 14, 2019
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | Against |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | Against |
| 1d | Elect Director Ann M. Livermore | Management | For | Against |
| 1e | Elect Director Harish Manwani | Management | For | Against |
| 1f | Elect Director Mark D. McLaughlin | Management | For | Against |
| 1g | Elect Director Steve Mollenkopf | Management | For | Against |
| 1h | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Against |
| 1i | Elect Director Francisco Ros | Management | For | Against |
| 1j | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1k | Elect Director Neil Smit | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
RED ELECTRICA CORP. SA
Meeting Date: MAR 21, 2019
Record Date: MAR 15, 2019
Meeting Type: ANNUAL | Ticker: REE
Security ID: E42807110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Consolidated Management Report | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6.1 | Ratify Appointment of and Elect Jordi Sevilla Segura as Director | Management | For | For |
| 6.2 | Ratify Appointment of and Elect Maria Teresa Costa Campi as Director | Management | For | For |
| 6.3 | Ratify Appointment of and Elect Antonio Gomez Exposito as Director | Management | For | For |
| 6.4 | Elect Jose Juan Ruiz Gomez as Director | Management | For | For |
| 7.1 | Amend Article 20 Re: Director Remuneration | Management | For | For |
| 7.2 | Approve Remuneration Policy | Management | For | For |
| 7.3 | Approve Remuneration Report | Management | For | For |
| 7.4 | Approve Remuneration of Executive Directors and Non-Executive Directors | Management | For | For |
| 8 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 10 | Receive Corporate Governance Report | Management | None | None |
| 11 | Receive Amendments to Board of Directors' Regulations | Management | None | None |
| |
|---|
RIO TINTO PLC
Meeting Date: APR 10, 2019
Record Date: APR 08, 2019
Meeting Type: ANNUAL | Ticker: RIO
Security ID: G75754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 4 | Elect Moya Greene as Director | Management | For | For |
| 5 | Elect Simon McKeon as Director | Management | For | For |
| 6 | Elect Jakob Stausholm as Director | Management | For | For |
| 7 | Re-elect Megan Clark as Director | Management | For | For |
| 8 | Re-elect David Constable as Director | Management | For | For |
| 9 | Re-elect Simon Henry as Director | Management | For | For |
| 10 | Re-elect Jean-Sebastien Jacques as Director | Management | For | For |
| 11 | Re-elect Sam Laidlaw as Director | Management | For | For |
| 12 | Re-elect Michael L'Estrange as Director | Management | For | For |
| 13 | Re-elect Simon Thompson as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | Against |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
ROYAL BANK OF CANADA
Meeting Date: APR 04, 2019
Record Date: FEB 06, 2019
Meeting Type: ANNUAL | Ticker: RY
Security ID: 780087102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew A. Chisholm | Management | For | For |
| 1.2 | Elect Director Jacynthe Cote | Management | For | For |
| 1.3 | Elect Director Toos N. Daruvala | Management | For | For |
| 1.4 | Elect Director David F. Denison | Management | For | For |
| 1.5 | Elect Director Alice D. Laberge | Management | For | For |
| 1.6 | Elect Director Michael H.McCain | Management | For | For |
| 1.7 | Elect Director David McKay | Management | For | For |
| 1.8 | Elect Director Heather Munroe-Blum | Management | For | For |
| 1.9 | Elect Director Kathleen Taylor | Management | For | For |
| 1.10 | Elect Director Bridget A. van Kralingen | Management | For | For |
| 1.11 | Elect Director Thierry Vandal | Management | For | For |
| 1.12 | Elect Director Jeffery Yabuki | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Disclose The Equity Ratio Used By The Compensation Committee in its Compensation-Setting Process | Shareholder | Against | Against |
| 5 | SP 2: Approve Creation of New Technologies Committee | Shareholder | Against | Against |
| |
|---|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 21, 2019
Record Date: MAY 17, 2019
Meeting Type: ANNUAL | Ticker: RDSB
Security ID: G7690A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Neil Carson as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Ann Godbehere as Director | Management | For | For |
| 6 | Re-elect Euleen Goh as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Catherine Hughes as Director | Management | For | For |
| 9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 10 | Re-elect Roberto Setubal as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Abstain |
| |
|---|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 21, 2019
Record Date: MAY 17, 2019
Meeting Type: ANNUAL | Ticker: RDSB
Security ID: G7690A118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Neil Carson as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Ann Godbehere as Director | Management | For | For |
| 6 | Re-elect Euleen Goh as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Catherine Hughes as Director | Management | For | For |
| 9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 10 | Re-elect Roberto Setubal as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Abstain |
| |
|---|
SAMPO OYJ
Meeting Date: APR 09, 2019
Record Date: MAR 28, 2019
Meeting Type: ANNUAL | Ticker: SAMPO
Security ID: X75653109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8a | Approve Allocation of Income and Dividends of EUR 2.85 Per Share | Management | For | For |
| 8b | Authorize Board to Distribute Extra Dividend of up to EUR 0.90 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 90,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 11 | Fix Number of Directors at Eight | Management | For | For |
| 12 | Reelect Christian Clausen, Jannica Fagerholm, Veli-Matti Mattila, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Fiona Clutterbuck and Johanna Lamminen as New Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify Ernst & Young as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| |
|---|
SAMSONITE INTERNATIONAL SA
Meeting Date: SEP 26, 2018
Record Date: SEP 18, 2018
Meeting Type: SPECIAL | Ticker: 1910
Security ID: L80308106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Extension of Authorization to the Board to Grant Restricted Share Units and Related Transactions and Amend Articles of Incorporation to Reflect the Extension | Management | For | For |
| |
|---|
SAMSONITE INTERNATIONAL SA
Meeting Date: SEP 26, 2018
Record Date: SEP 18, 2018
Meeting Type: SPECIAL | Ticker: 1910
Security ID: L80308106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Resignation of Ramesh Dungarmal Tainwala as Director | Management | For | For |
| 2 | Approve Grant of Restricted Share Units Under the Share Award Scheme | Management | For | For |
| 3 | Amend the Share Award Scheme | Management | For | For |
| 4 | Approve Grant of Restricted Share Units to Kyle Francis Gendreau Under the Share Award Scheme | Management | For | For |
| 5 | Approve Grant of Restricted Share Units to Other Connected Participants Under the Share Award Scheme | Management | For | For |
| |
|---|
SAMSONITE INTERNATIONAL SA
Meeting Date: JUN 06, 2019
Record Date: MAY 30, 2019
Meeting Type: ANNUAL | Ticker: 1910
Security ID: L80308106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Results for the Year 2018 | Management | For | For |
| 3 | Approve Cash Distribution | Management | For | For |
| 4a | Elect Timothy Charles Parker as Director | Management | For | For |
| 4b | Elect Paul Kenneth Etchells as Director | Management | For | For |
| 4c | Elect Bruce Hardy McLain as Director | Management | For | For |
| 5 | Renew Mandate Granted to KPMG Luxembourg as Statutory Auditor | Management | For | For |
| 6 | Approve KPMG LLP as External Auditor | Management | For | For |
| 7 | Authorize Issuance Shares Up to 10 Percent of the Total Issued Shares | Management | For | Against |
| 8 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 9 | Approve Grant of Restricted Share Units Pursuant to the Share Award Scheme | Management | For | For |
| 10 | Amend Share Award Scheme | Management | For | For |
| 11 | Approve Grant of Restricted Share Units to Kyle Francis Gendreau Under the Share Award Scheme | Management | For | For |
| 12 | Approve Grant of Restricted Share Units to Other Connected Participants Under the Share Award Scheme | Management | For | For |
| 13 | Approve Discharge of Directors and Auditors | Management | For | For |
| 14 | Approve Remuneration of Directors | Management | For | For |
| 15 | Authorize Board to Fix the Remuneration of KPMG Luxembourg | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO., LTD.
Meeting Date: MAR 20, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 005930
Security ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Bahk Jae-wan as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Han-jo as Outside Director | Management | For | For |
| 2.1.3 | Elect Ahn Curie as Outside Director | Management | For | For |
| 2.2.1 | Elect Bahk Jae-wan as a Member of Audit Committee | Management | For | For |
| 2.2.2 | Elect Kim Han-jo as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANDS CHINA LTD.
Meeting Date: MAY 24, 2019
Record Date: MAY 10, 2019
Meeting Type: ANNUAL | Ticker: 1928
Security ID: G7800X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Wong Ying Wai as Director | Management | For | For |
| 3b | Elect Chiang Yun as Director | Management | For | For |
| 3c | Elect Kenneth Patrick Chung as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt 2019 Equity Award Plan | Management | For | For |
| |
|---|
SCHLUMBERGER LIMITED
Meeting Date: APR 03, 2019
Record Date: FEB 13, 2019
Meeting Type: ANNUAL | Ticker: SLB
Security ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director Paal Kibsgaard | Management | For | For |
| 1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1e | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Lubna S. Olayan | Management | For | For |
| 1h | Elect Director Mark G. Papa | Management | For | For |
| 1i | Elect Director Leo Rafael Reif | Management | For | For |
| 1j | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
SHISEIDO CO., LTD.
Meeting Date: MAR 26, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 4911
Security ID: J74358144
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2.1 | Elect Director Uotani, Masahiko | Management | For | For |
| 2.2 | Elect Director Shimatani, Yoichi | Management | For | For |
| 2.3 | Elect Director Aoki, Jun | Management | For | For |
| 2.4 | Elect Director Ishikura, Yoko | Management | For | For |
| 2.5 | Elect Director Iwahara, Shinsaku | Management | For | For |
| 2.6 | Elect Director Oishi, Kanoko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Uno, Akiko | Management | For | For |
| 3.2 | Appoint Statutory Auditor Goto, Yasuko | Management | For | For |
| 4 | Approve Performance Share Plan | Management | For | For |
| |
|---|
SK HYNIX, INC.
Meeting Date: MAR 22, 2019
Record Date: DEC 31, 2018
Meeting Type: ANNUAL | Ticker: 000660
Security ID: Y8085F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Oh Jong-hoon as Inside Director | Management | For | For |
| 4 | Elect Ha Young-gu as Outside Director | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Approve Stock Option Grants | Management | For | For |
| 7 | Approve Stock Option Grants | Management | For | For |
| |
|---|
SMC CORP. (JAPAN)
Meeting Date: JUN 27, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 6273
Security ID: J75734103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 200 | Management | For | Against |
| 2.1 | Elect Director Takada, Yoshiyuki | Management | For | Against |
| 2.2 | Elect Director Maruyama, Katsunori | Management | For | Against |
| 2.3 | Elect Director Usui, Ikuji | Management | For | Against |
| 2.4 | Elect Director Kosugi, Seiji | Management | For | Against |
| 2.5 | Elect Director Satake, Masahiko | Management | For | Against |
| 2.6 | Elect Director Takada, Yoshiki | Management | For | For |
| 2.7 | Elect Director Isoe, Toshio | Management | For | Against |
| 2.8 | Elect Director Ota, Masahiro | Management | For | Against |
| 2.9 | Elect Director Kaizu, Masanobu | Management | For | Against |
| 2.10 | Elect Director Kagawa, Toshiharu | Management | For | Against |
| 3.1 | Appoint Statutory Auditor Moriyama, Naoto | Management | For | For |
| 3.2 | Appoint Statutory Auditor Toyoshi, Arata | Management | For | For |
| 3.3 | Appoint Statutory Auditor Uchikawa, Haruya | Management | For | For |
| 4 | Approve Director Retirement Bonus | Management | For | For |
| |
|---|
SOCIETE GENERALE SA
Meeting Date: MAY 21, 2019
Record Date: MAY 16, 2019
Meeting Type: ANNUAL | Ticker: GLE
Security ID: F43638141
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Frederic Oudea as Director | Management | For | For |
| 6 | Reelect Kyra Hazou as Director | Management | For | For |
| 7 | Reelect Gerard Mestrallet as Director | Management | For | For |
| 8 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 9 | Approve Termination Package of Frederic Oudea, CEO | Management | For | For |
| 10 | Approve Termination Package of Severin Cabannes, Vice-CEO | Management | For | For |
| 11 | Approve Termination Package of Philippe Aymerich, Vice-CEO | Management | For | For |
| 12 | Approve Termination Package of Philippe Heim, Vice-CEO | Management | For | For |
| 13 | Approve Termination Package of Diony Lebot, Vice-CEO | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO and Vice CEOs | Management | For | For |
| 16 | Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board | Management | For | For |
| 17 | Approve Compensation of Frederic Oudea, CEO | Management | For | For |
| 18 | Approve Compensation of Philippe Aymerich, Vice-CEO Since May 14, 2018 | Management | For | For |
| 19 | Approve Compensation of Severin Cabannes, Vice-CEO | Management | For | For |
| 20 | Approve Compensation of Philippe Heim, Vice-CEO Since May 14, 2018 | Management | For | For |
| 21 | Approve Compensation of Diony Lebot, Vice-CEO Since May 14, 2018 | Management | For | For |
| 22 | Approve Compensation of Bernardo Sanchez Incera, Vice-CEO Until May 14, 2018 | Management | For | For |
| 23 | Approve Compensation of Didier Valet, Vice-CEO Until March 14, 2018 | Management | For | For |
| 24 | Approve the Aggregate Remuneration Granted in 2018 to Certain Senior Management, Responsible Officers, and Risk-Takers | Management | For | For |
| 25 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOFTBANK GROUP CORP.
Meeting Date: JUN 19, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 9984
Security ID: J75963108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2.1 | Elect Director Son, Masayoshi | Management | For | For |
| 2.2 | Elect Director Ronald Fisher | Management | For | For |
| 2.3 | Elect Director Marcelo Claure | Management | For | For |
| 2.4 | Elect Director Sago, Katsunori | Management | For | For |
| 2.5 | Elect Director Rajeev Misra | Management | For | For |
| 2.6 | Elect Director Miyauchi, Ken | Management | For | For |
| 2.7 | Elect Director Simon Segars | Management | For | For |
| 2.8 | Elect Director Yun Ma | Management | For | For |
| 2.9 | Elect Director Yasir O. Al-Rumayyan | Management | For | For |
| 2.10 | Elect Director Yanai, Tadashi | Management | For | For |
| 2.11 | Elect Director Iijima, Masami | Management | For | For |
| 2.12 | Elect Director Matsuo, Yutaka | Management | For | For |
| 3 | Appoint Statutory Auditor Toyama, Atsushi | Management | For | For |
| |
|---|
SSE PLC
Meeting Date: JUL 19, 2018
Record Date: JUL 17, 2018
Meeting Type: ANNUAL | Ticker: SSE
Security ID: G8842P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Gregor Alexander as Director | Management | For | For |
| 5 | Re-elect Sue Bruce as Director | Management | For | For |
| 6 | Elect Tony Cocker as Director | Management | For | For |
| 7 | Re-elect Crawford Gillies as Director | Management | For | For |
| 8 | Re-elect Richard Gillingwater as Director | Management | For | For |
| 9 | Re-elect Peter Lynas as Director | Management | For | For |
| 10 | Re-elect Helen Mahy as Director | Management | For | For |
| 11 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
| 12 | Elect Martin Pibworth as Director | Management | For | For |
| 13 | Reappoint KPMG LLP Auditors | Management | For | For |
| 14 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Scrip Dividend Scheme | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SSE PLC
Meeting Date: JUL 19, 2018
Record Date: JUL 17, 2018
Meeting Type: SPECIAL | Ticker: SSE
Security ID: G8842P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| i | Approve the Declaration of a Special Dividend to give effect to the Demerger of SSE Energy Services from SSE | Management | For | For |
| ii | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| |
|---|
STRYKER CORPORATION
Meeting Date: MAY 01, 2019
Record Date: MAR 04, 2019
Meeting Type: ANNUAL | Ticker: SYK
Security ID: 863667101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary K. Brainerd | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Louise L. Francesconi | Management | For | For |
| 1e | Elect Director Allan C. Golston | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1h | Elect Director Andrew K. Silvernail | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 1j | Elect Director Rajeev Suri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUN HUNG KAI PROPERTIES LTD.
Meeting Date: NOV 08, 2018
Record Date: NOV 02, 2018
Meeting Type: ANNUAL | Ticker: 16
Security ID: Y82594121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Fan Hung-ling, Henry as Director | Management | For | For |
| 3.1b | Elect Lee Shau-kee as Director | Management | For | For |
| 3.1c | Elect Yip Dicky Peter as Director | Management | For | For |
| 3.1d | Elect Wong Yue-chim, Richard as Director | Management | For | For |
| 3.1e | Elect Fung Kwok-lun, William as Director | Management | For | For |
| 3.1f | Elect Leung Nai-pang, Norman as Director | Management | For | For |
| 3.1g | Elect Leung Kui-king, Donald as Director | Management | For | For |
| 3.1h | Elect Kwan Cheuk-yin, William as Director | Management | For | For |
| 3.1i | Elect Kwok Kai-fai, Adam as Director | Management | For | For |
| 3.1j | Elect Kwong Chun as Director | Management | For | For |
| 3.2 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date: JUN 05, 2019
Record Date: APR 03, 2019
Meeting Type: ANNUAL | Ticker: 2330
Security ID: Y84629107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | Management | For | For |
| |
|---|
TAIYO NIPPON SANSO CORP.
Meeting Date: JUN 20, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 4091
Security ID: J80143100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
| 2.1 | Elect Director Ichihara, Yujiro | Management | For | For |
| 2.2 | Elect Director Uehara, Masahiro | Management | For | For |
| 2.3 | Elect Director Nagata, Kenji | Management | For | For |
| 2.4 | Elect Director Futamata, Kazuyuki | Management | For | For |
| 2.5 | Elect Director Thomas S. Kallman | Management | For | For |
| 2.6 | Elect Director Eduardo G. Elejoste | Management | For | For |
| 2.7 | Elect Director Yamada, Akio | Management | For | For |
| 2.8 | Elect Director Katsumaru, Mitsuhiro | Management | For | For |
| 2.9 | Elect Director Date, Hidefumi | Management | For | For |
| |
|---|
TENCENT HOLDINGS LIMITED
Meeting Date: MAY 15, 2019
Record Date: MAY 08, 2019
Meeting Type: ANNUAL | Ticker: 700
Security ID: G87572163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | For |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TENCENT HOLDINGS LIMITED
Meeting Date: MAY 15, 2019
Record Date: MAY 08, 2019
Meeting Type: SPECIAL | Ticker: 700
Security ID: G87572163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Meeting Date: JUN 11, 2019
Record Date: MAY 02, 2019
Meeting Type: ANNUAL | Ticker: TEVA
Security ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amir Elstein | Management | For | For |
| 1b | Elect Director Roberto A. Mignone | Management | For | For |
| 1c | Elect Director Perry D. Nisen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Amended Compensation Policy for Executive Officers and Directors of the Company | Management | For | For |
| 3a | Vote FOR if you are a controlling shareholder or have a personal interest in item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4a | Approve Compensation of Non-Employee Directors | Management | For | For |
| 4b | Approve Compensation of the Non-Executive Chairman of the Board | Management | For | For |
| 5 | Ratify Kesselman & Kesselman as Auditors | Management | For | For |
| |
|---|
THAI BEVERAGE PUBLIC CO., LTD.
Meeting Date: JAN 31, 2019
Record Date: JAN 09, 2019
Meeting Type: ANNUAL | Ticker: Y92
Security ID: Y8588A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Acknowledge Business Operation for 2018 and the Report of the Board of Directors | Management | None | None |
| 3 | Approve Financial Statements and Auditors' Reports | Management | For | For |
| 4 | Approve Dividend Payment and Appropriation for Legal Reserve | Management | For | For |
| 5.1.1 | Elect Thapana Sirivadhanabhakdi as Director | Management | For | For |
| 5.1.2 | Elect Ueychai Tantha-Obhas as Director | Management | For | For |
| 5.1.3 | Elect Sithichai Chaikriangkrai as Director | Management | For | For |
| 5.1.4 | Elect Pisanu Vichiensanth as Director | Management | For | For |
| 5.2 | Approve Determination of Director Authorities | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve D&O Insurance for Directors and Executives | Management | For | For |
| 9 | Approve Mandate for Interested Person Transactions | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| 11 | Other Business | Management | For | Abstain |
| |
|---|
THE BOEING COMPANY
Meeting Date: APR 29, 2019
Record Date: FEB 28, 2019
Meeting Type: ANNUAL | Ticker: BA
Security ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Nikki R. Haley | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Caroline B. Kennedy | Management | For | For |
| 1i | Elect Director Edward M. Liddy | Management | For | For |
| 1j | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1k | Elect Director Susan C. Schwab | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 1m | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
Meeting Date: APR 24, 2019
Record Date: FEB 25, 2019
Meeting Type: ANNUAL | Ticker: KO
Security ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Christopher C. Davis | Management | For | For |
| 1.6 | Elect Director Barry Diller | Management | For | For |
| 1.7 | Elect Director Helene D. Gayle | Management | For | For |
| 1.8 | Elect Director Alexis M. Herman | Management | For | For |
| 1.9 | Elect Director Robert A. Kotick | Management | For | For |
| 1.10 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.11 | Elect Director James Quincey | Management | For | For |
| 1.12 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.13 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Report on the Health Impacts and Risks of Sugar in the Company's Products | Shareholder | Against | Against |
| |
|---|
THE WESTERN UNION COMPANY
Meeting Date: MAY 17, 2019
Record Date: MAR 19, 2019
Meeting Type: ANNUAL | Ticker: WU
Security ID: 959802109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Roberto G. Mendoza | Management | For | For |
| 1g | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1h | Elect Director Angela A. Sun | Management | For | For |
| 1i | Elect Director Frances Fragos Townsend | Management | For | For |
| 1j | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 22, 2019
Record Date: MAR 27, 2019
Meeting Type: ANNUAL | Ticker: TMO
Security ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
TOKYO ELECTRON LTD.
Meeting Date: JUN 18, 2019
Record Date: MAR 31, 2019
Meeting Type: ANNUAL | Ticker: 8035
Security ID: J86957115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tsuneishi, Tetsuo | Management | For | For |
| 1.2 | Elect Director Kawai, Toshiki | Management | For | For |
| 1.3 | Elect Director Sasaki, Sadao | Management | For | For |
| 1.4 | Elect Director Nagakubo, Tatsuya | Management | For | For |
| 1.5 | Elect Director Sunohara, Kiyoshi | Management | For | For |
| 1.6 | Elect Director Nunokawa, Yoshikazu | Management | For | For |
| 1.7 | Elect Director Ikeda, Seisu | Management | For | For |
| 1.8 | Elect Director Mitano, Yoshinobu | Management | For | For |
| 1.9 | Elect Director Charles D Lake II | Management | For | For |
| 1.10 | Elect Director Sasaki, Michio | Management | For | For |
| 1.11 | Elect Director Eda, Makiko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Harada, Yoshiteru | Management | For | For |
| 2.2 | Appoint Statutory Auditor Tahara, Kazushi | Management | For | For |
| 3 | Approve Annual Bonus | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 6 | Approve Compensation Ceiling for Directors | Management | For | For |
| |
|---|
TOTAL SA
Meeting Date: MAY 29, 2019
Record Date: MAY 27, 2019
Meeting Type: ANNUAL | Ticker: FP
Security ID: F92124100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.56 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Reelect Maria van der Hoeven as Director | Management | For | For |
| 7 | Reelect Jean Lemierre as Director | Management | For | For |
| 8 | Elect Lise Croteau as Director | Management | For | For |
| 9 | Elect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board | Management | For | For |
| A | Elect Renata Perycz as Representative of Employee Shareholders to the Board | Management | Against | For |
| B | Elect Oliver Wernecke as Representative of Employee Shareholders to the Board | Management | Against | For |
| 10 | Approve Compensation of Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| |
|---|
TRANSCANADA CORP.
Meeting Date: MAY 03, 2019
Record Date: MAR 18, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: TRP
Security ID: 89353D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephan Cretier | Management | For | For |
| 1.2 | Elect Director Russell K. Girling | Management | For | For |
| 1.3 | Elect Director S. Barry Jackson | Management | For | For |
| 1.4 | Elect Director Randy Limbacher | Management | For | For |
| 1.5 | Elect Director John E. Lowe | Management | For | For |
| 1.6 | Elect Director Una Power | Management | For | For |
| 1.7 | Elect Director Mary Pat Salomone | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director D. Michael G. Stewart | Management | For | For |
| 1.10 | Elect Director Siim A. Vanaselja | Management | For | For |
| 1.11 | Elect Director Thierry Vandal | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Change Company Name to TC Energy Corporation/ Corporation TC Energie | Management | For | For |
| 5 | Approve Shareholder Rights Plan | Management | For | For |
| 6 | Prepare a Report Outlining How the Company Respects Internationally Recognized Standards for Indigenous Peoples Rights in its Business Activities | Shareholder | Against | Against |
| |
|---|
TWENTY-FIRST CENTURY FOX, INC.
Meeting Date: JUL 27, 2018
Record Date: MAY 29, 2018
Meeting Type: SPECIAL | Ticker: FOXA
Security ID: 90130A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Distribution Agreement | Management | For | For |
| |
|---|
UBS GROUP AG
Meeting Date: MAY 02, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: UBSG
Security ID: H42097107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 5.2 | Reelect David Sidwell as Director | Management | For | For |
| 5.3 | Reelect Jeremy Anderson as Director | Management | For | For |
| 5.4 | Reelect Reto Francioni as Director | Management | For | For |
| 5.5 | Reelect Fred Hu as Director | Management | For | For |
| 5.6 | Reelect Julie Richardson as Director | Management | For | For |
| 5.7 | Reelect Isabelle Romy as Director | Management | For | For |
| 5.8 | Reelect Robert Scully as Director | Management | For | For |
| 5.9 | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 5.10 | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.1 | Elect William Dudley as Director | Management | For | For |
| 6.2 | Elect Jeanette Wong as Director | Management | For | For |
| 7.1 | Reappoint Julie Richardson as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Dieter Wemmer as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Fred Hu as Member of the Compensation Committee | Management | For | For |
| 8.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 14.5 Million | Management | For | For |
| 8.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 73.3 Million | Management | For | Abstain |
| 8.3 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | Management | For | Abstain |
| 9 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
UNION PACIFIC CORPORATION
Meeting Date: MAY 16, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL | Ticker: UNP
Security ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director David B. Dillon | Management | For | For |
| 1e | Elect Director Lance M. Fritz | Management | For | For |
| 1f | Elect Director Deborah C. Hopkins | Management | For | For |
| 1g | Elect Director Jane H. Lute | Management | For | For |
| 1h | Elect Director Michael R. McCarthy | Management | For | For |
| 1i | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1j | Elect Director Bhavesh V. Patel | Management | For | For |
| 1k | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
UNITED INTERNET AG
Meeting Date: MAY 23, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: UTDI
Security ID: D8542B125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 03, 2019
Record Date: APR 09, 2019
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director F. William McNabb, III | Management | For | For |
| 1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1h | Elect Director John H. Noseworthy | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director David S. Wichmann | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
VALE SA
Meeting Date: APR 30, 2019
Record Date: MAR 27, 2019
Meeting Type: ANNUAL/SPECIAL | Ticker: VALE3
Security ID: 91912E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Capital Budget and Allocation of Income | Management | For | For |
| 27 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | For |
| 28 | Elect Directors | Management | For | For |
| 29 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | For |
| 30 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | Management | None | For |
| 31.1 | Percentage of Votes to Be Assigned - Elect Marcio Hamilton Ferreira as Director and Gilmar Dalilo Cezar Wanderley as Alternate | Management | None | Abstain |
| 31.2 | Percentage of Votes to Be Assigned - Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate | Management | None | Abstain |
| 31.3 | Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate | Management | None | Abstain |
| 31.4 | Percentage of Votes to Be Assigned - Elect Marcelo Augusto Dutra Labuto as Director and Ivan Luiz Modesto Schara as Alternate | Management | None | Abstain |
| 31.5 | Percentage of Votes to Be Assigned - Elect Oscar Augusto de Camargo Filho as Director and Yoshitomo Nishimitsu as Alternate | Management | None | Abstain |
| 31.6 | Percentage of Votes to Be Assigned - Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate | Management | None | Abstain |
| 31.7 | Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate | Management | None | Abstain |
| 31.8 | Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director and Respective Alternate | Management | None | Abstain |
| 31.9 | Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Director and Respective Alternate | Management | None | Abstain |
| 31.10 | Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Director and Respective Alternate | Management | None | Abstain |
| 31.11 | Percentage of Votes to Be Assigned - Elect Isabella Saboya de Albuquerque as Director and Adriano Cives Seabra as Alternate | Management | None | Abstain |
| 31.12 | Percentage of Votes to Be Assigned - Elect Clarissa de Araujo Lins as Director and Respective Alternate | Management | None | Abstain |
| 32 | Elect Patricia Gracindo Marques de Assis Bentes and Marcelo Gasparino da Silva as Board Members Appointed by Minority Shareholder | Shareholder | None | Against |
| 33 | In Case Cumulative Voting Is Adopted, Do You Wish Distribute Your Full Position to the Above Nominee? | Management | None | For |
| 35 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Against |
| 36 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | Management | None | Against |
| 37 | Elect Fiscal Council Members | Management | For | For |
| 38 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | For |
| 39 | Elect Raphael Manhaes Martins as Fiscal Council Member and Gaspar Carreira Junior as Alternate Appointed by Minority Shareholder | Shareholder | None | Against |
| 40 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | Abstain |
| |
|---|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 02, 2019
Record Date: MAR 04, 2019
Meeting Type: ANNUAL | Ticker: VZ
Security ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.9 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.10 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Online Child Exploitation | Shareholder | Against | Against |
| 7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
WALGREENS BOOTS ALLIANCE, INC.
Meeting Date: JAN 25, 2019
Record Date: NOV 26, 2018
Meeting Type: ANNUAL | Ticker: WBA
Security ID: 931427108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director John A. Lederer | Management | For | For |
| 1g | Elect Director Dominic P. Murphy | Management | For | For |
| 1h | Elect Director Stefano Pessina | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
| 7 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | Against |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Meeting Date: MAY 17, 2019
Record Date: MAR 22, 2019
Meeting Type: ANNUAL | Ticker: WAB
Security ID: 929740108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Kassling | Management | For | For |
| 1.2 | Elect Director Albert J. Neupaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
XIAOMI CORPORATION
Meeting Date: MAY 14, 2019
Record Date: MAY 07, 2019
Meeting Type: ANNUAL | Ticker: 1810
Security ID: G9830T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Koh Tuck Lye as Director | Management | For | For |
| 3 | Elect Liu Qin as Director | Management | For | For |
| 4 | Elect Wong Shun Tak as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 9 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
YANDEX NV
Meeting Date: JUN 27, 2019
Record Date: MAY 30, 2019
Meeting Type: ANNUAL | Ticker: YNDX
Security ID: N97284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Extend the Period for Preparing the Annual Account for the Financial Year 2018 | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Reelect Rogier Rijnja as Non-Executive Director | Management | For | For |
| 5 | Reelect Charles Ryan as Non-Executive Director | Management | For | For |
| 6 | Reelect Alexander Voloshin as Non-Executive Director | Management | For | For |
| 7 | Elect Mikhail Parakhin as Non-Executive Director | Management | For | For |
| 8 | Elect Tigran Khudaverdyan as Executive Director | Management | For | For |
| 9 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend 2016 Equity Incentive Plan | Management | For | For |
| 12 | Grant Board Authority to Issue Class A Shares and Preference Shares | Management | For | Against |
| 13 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 14 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| |
|---|
ZURICH INSURANCE GROUP AG
Meeting Date: APR 03, 2019
Record Date:
Meeting Type: ANNUAL | Ticker: ZURN
Security ID: H9870Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 19 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Michel Lies as Director and Chairman | Management | For | For |
| 4.1.2 | Reelect Joan Amble as Director | Management | For | For |
| 4.1.3 | Reelect Catherine Bessant as Director | Management | For | For |
| 4.1.4 | Reelect Alison Carnwath as Director | Management | For | For |
| 4.1.5 | Reelect Christoph Franz as Director | Management | For | For |
| 4.1.6 | Reelect Jeffrey Hayman as Director | Management | For | For |
| 4.1.7 | Reelect Monica Maechler as Director | Management | For | For |
| 4.1.8 | Reelect Kishore Mahbubani as Director | Management | For | For |
| 4.1.9 | Elect Michael Halbherr as Director | Management | For | For |
| 4.110 | Elect Jasmin Staiblin as Director | Management | For | For |
| 4.111 | Elect Barry Stowe as Director | Management | For | For |
| 4.2.1 | Reappoint Michel Lies as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Reappoint Catherine Bessant as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Reappoint Christoph Franz as Member of the Compensation Committee | Management | For | For |
| 4.2.4 | Reappoint Kishore Mahbubani as Member of the Compensation Committee | Management | For | For |
| 4.2.5 | Appoint Jasmin Staiblin as Member of the Compensation Committee | Management | For | For |
| 4.3 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 4.4 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 4.9 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 74.7 Million | Management | For | For |
| 6 | Approve CHF 174,000 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
END NPX REPORT
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN FUNDS GLOBAL BALANCED FUND
(Registrant)
| By/s/ Herbert Y. Poon |
Herbert Y. Poon, Executive Vice President and Principal Executive Officer |
| |
| Date: August 28, 2019 |
