As filed with the Securities and Exchange Commission on August 31, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-23761
NEUBERGER BERMAN ETF TRUST
(Exact Name of the Registrant as Specified in Charter)
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (212) 476-8800
Joseph V. Amato
Chief Executive Officer and President
Neuberger Berman ETF Trust
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
Stacy L. Fuller, Esq.
Lori L. Schneider, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)
Date of fiscal year end: August 31
Date of reporting period: July 1, 2022 to June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
NPX Proxy Voting Record | ||||||||||
Registrant : Neuberger Berman ETF Trust | ||||||||||
Fund Name : Neuberger Berman Carbon Transition & Infrastructure ETF | ||||||||||
7/1/2022 - 6/30/2023 | ||||||||||
ABB Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABBN | CINS H0010V101 | 03/23/2023 | Take No Action | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Dividends | Mgmt | For | TNA | N/A | |||||
6 | Amendments to Articles (Shares and Share Register) | Mgmt | For | TNA | N/A | |||||
7 | Amendments to Articles (Voting Rights Restrictions) | Mgmt | For | TNA | N/A | |||||
8 | Amendments to Articles (General Meeting) | Mgmt | For | TNA | N/A | |||||
9 | Amendments to Articles (Virtual Meetings) | Mgmt | For | TNA | N/A | |||||
10 | Amendments to Articles (Board of Directors and Compensation) | Mgmt | For | TNA | N/A | |||||
11 | Approval of a Capital Band | Mgmt | For | TNA | N/A | |||||
12 | Board Compensation | Mgmt | For | TNA | N/A | |||||
13 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
14 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | |||||
15 | Elect David E. Constable | Mgmt | For | TNA | N/A | |||||
16 | Elect Frederico Fleury Curado | Mgmt | For | TNA | N/A | |||||
17 | Elect Lars Forberg | Mgmt | For | TNA | N/A | |||||
18 | Elect Denise C. Johnson | Mgmt | For | TNA | N/A | |||||
19 | Elect Jennifer Xin-Zhe Li | Mgmt | For | TNA | N/A | |||||
20 | Elect Geraldine Matchett | Mgmt | For | TNA | N/A | |||||
21 | Elect David Meline | Mgmt | For | TNA | N/A | |||||
22 | Elect Jacob Wallenberg | Mgmt | For | TNA | N/A | |||||
23 | Elect Peter R. Voser as Board Chair | Mgmt | For | TNA | N/A | |||||
24 | Elect David E. Constable as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
25 | Elect Frederico Fleury Curado as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
26 | Elect Jennifer Xin-Zhe Li as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
29 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
ABB Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABBN | CINS H0010V101 | 09/07/2022 | Take No Action | |||||||
Meeting Type | ||||||||||
Special | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Dividend in Kind to Effect Spin-Off of Accelleron Industries Ltd | Mgmt | For | TNA | N/A | |||||
Accelleron Industries AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACLN | CINS H0029X106 | 05/09/2023 | Take No Action | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Dividends | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Elect Oliver Riemenschneider as Board Chair | Mgmt | For | TNA | N/A | |||||
7 | Elect Bo Cerup-Simonsen | Mgmt | For | TNA | N/A | |||||
8 | Elect Monika Krusi | Mgmt | For | TNA | N/A | |||||
9 | Elect Stefano Pampalone | Mgmt | For | TNA | N/A | |||||
10 | Elect Gabriele Sons | Mgmt | For | TNA | N/A | |||||
11 | Elect Detlef Trefzger | Mgmt | For | TNA | N/A | |||||
12 | Elect Bo Cerup-Simonsen as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
13 | Elect Monika Krusi as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
14 | Elect Gabriele Sons as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
17 | Board Compensation | Mgmt | For | TNA | N/A | |||||
18 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
Acciona SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANA | CINS E0008Z109 | 06/19/2023 | Voted | |||||||
Meeting Type | ||||||||||
Ordinary | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts | Mgmt | For | For | For | |||||
4 | Management Reports | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Report on Non-Financial Information | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Elect Jeronimo Gerard Rivero | Mgmt | For | For | For | |||||
10 | Elect Maria Salgado Madrinan | Mgmt | For | For | For | |||||
11 | Elect Teresa Sanjurjo Gonzalez | Mgmt | For | For | For | |||||
12 | Board Size | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Set General Meeting Notice Period at 15 days | Mgmt | For | Against | Against | |||||
16 | Remuneration Report | Mgmt | For | Against | Against | |||||
17 | Sustainability Report | Mgmt | For | For | For | |||||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Arcadis N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARCAD | CINS N0605M147 | 05/12/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Accounts and Reports | Mgmt | For | For | For | |||||
11 | Allocation of Dividends | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Remuneration Report Management Board | Mgmt | For | For | For | |||||
18 | Remuneration Report Supervisory Board | Mgmt | For | For | For | |||||
19 | Elect Alan Brookes to the Management Board | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Elect Michiel P. Lap to the Supervisory Board | Mgmt | For | For | For | |||||
22 | Elect Barbara J. Duganier to the Supervisory Board | Mgmt | For | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | 2023 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Atlantica Sustainable Infrastructure Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AY | CUSIP G0751N103 | 04/13/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Remuneration Policy | Mgmt | For | For | For | |||||
4 | Elect Michael D. Woollcombe | Mgmt | For | For | For | |||||
5 | Elect Michael Forsayeth | Mgmt | For | For | For | |||||
6 | Elect William E. Aziz | Mgmt | For | For | For | |||||
7 | Elect Brenda J. Eprile | Mgmt | For | For | For | |||||
8 | Elect Debora Del Favero | Mgmt | For | For | For | |||||
9 | Elect Arun Banskota | Mgmt | For | For | For | |||||
10 | Elect George Trisic | Mgmt | For | For | For | |||||
11 | Elect Edward C. Hall III | Mgmt | For | For | For | |||||
12 | Elect Santiago Seage | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
18 | Reduction in Share Premium Account | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Ballard Power Systems Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLDP | CUSIP 058586108 | 06/07/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kathy Bayless | Mgmt | For | For | For | |||||
2 | Elect Douglas P. Hayhurst | Mgmt | For | For | For | |||||
3 | Elect JIANG Kui | Mgmt | For | For | For | |||||
4 | Elect Randy MacEwen | Mgmt | For | For | For | |||||
5 | Elect Hubertus M. Muehlhaeuser | Mgmt | For | For | For | |||||
6 | Elect Marty Neese | Mgmt | For | For | For | |||||
7 | Elect James Roche | Mgmt | For | For | For | |||||
8 | Elect Shaojun Sun | Mgmt | For | Withhold | Against | |||||
9 | Elect Janet P. Woodruff | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Canadian Solar Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSIQ | CUSIP 136635109 | 06/28/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Shawn (Xiaohua) Qu | Mgmt | For | For | For | |||||
1.2 | Elect Harry E. Ruda | Mgmt | For | For | For | |||||
1.3 | Elect Lauren C. Templeton | Mgmt | For | For | For | |||||
1.4 | Elect Andrew (Luen Cheung) Wong | Mgmt | For | For | For | |||||
1.5 | Elect Arthur WONG Lap Tat | Mgmt | For | For | For | |||||
1.6 | Elect Leslie CHANG Li Hsien | Mgmt | For | For | For | |||||
1.7 | Elect Yan ZHUANG | Mgmt | For | For | For | |||||
1.8 | Elect Huifeng CHANG | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
CenterPoint Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNP | CUSIP 15189T107 | 04/21/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wendy Montoya Cloonan | Mgmt | For | For | For | |||||
2 | Elect Earl M. Cummings | Mgmt | For | For | For | |||||
3 | Elect Christopher H. Franklin | Mgmt | For | For | For | |||||
4 | Elect David J. Lesar | Mgmt | For | For | For | |||||
5 | Elect Raquelle W. Lewis | Mgmt | For | For | For | |||||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||||
7 | Elect Theodore F. Pound | Mgmt | For | Against | Against | |||||
8 | Elect Phillip R. Smith | Mgmt | For | For | For | |||||
9 | Elect Barry T. Smitherman | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Scope 3 Targets | ShrHoldr | Against | Against | For | |||||
Chart Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTLS | CUSIP 16115Q308 | 05/25/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jillian C. Evanko | Mgmt | For | For | For | |||||
2 | Elect Andrew R. Cichocki | Mgmt | For | For | For | |||||
3 | Elect Paula M. Harris | Mgmt | For | For | For | |||||
4 | Elect Linda A. Harty | Mgmt | For | For | For | |||||
5 | Elect Paul E. Mahoney | Mgmt | For | For | For | |||||
6 | Elect Singleton B. McAllister | Mgmt | For | For | For | |||||
7 | Elect Michael L. Molinini | Mgmt | For | For | For | |||||
8 | Elect David M. Sagehorn | Mgmt | For | For | For | |||||
9 | Elect Spencer S. Stiles | Mgmt | For | For | For | |||||
10 | Elect Roger A. Strauch | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cheniere Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNG | CUSIP 16411R208 | 05/11/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||||
3 | Elect Patricia K. Collawn | Mgmt | For | For | For | |||||
4 | Elect Brian E. Edwards | Mgmt | For | For | For | |||||
5 | Elect Denise Gray | Mgmt | For | For | For | |||||
6 | Elect Lorraine Mitchelmore | Mgmt | For | For | For | |||||
7 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||||
8 | Elect Matthew Runkle | Mgmt | For | For | For | |||||
9 | Elect Neal A. Shear | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Risk Report on LNG Capital Investments Aligned with Paris Accord | ShrHoldr | Against | Against | For | |||||
Constellation Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CEG | CUSIP 21037T109 | 04/25/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Dominguez | Mgmt | For | For | For | |||||
1.2 | Elect Julie Holzrichter | Mgmt | For | For | For | |||||
1.3 | Elect Ashish Khandpur | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
CRH Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRH | CINS G25508105 | 04/27/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Final Dividend | Mgmt | For | For | For | |||||
4 | Remuneration Report | Mgmt | For | For | For | |||||
5 | Elect Richard Boucher | Mgmt | For | For | For | |||||
6 | Elect Caroline Dowling | Mgmt | For | For | For | |||||
7 | Elect Richard H. Fearon | Mgmt | For | For | For | |||||
8 | Elect Johan Karlstrom | Mgmt | For | For | For | |||||
9 | Elect Shaun Kelly | Mgmt | For | For | For | |||||
10 | Elect Badar Khan | Mgmt | For | For | For | |||||
11 | Elect H. Lamar McKay | Mgmt | For | For | For | |||||
12 | Elect Albert Manifold | Mgmt | For | For | For | |||||
13 | Elect Jim Mintern | Mgmt | For | For | For | |||||
14 | Elect Gillian L. Platt | Mgmt | For | For | For | |||||
15 | Elect Mary K. Rhinehart | Mgmt | For | For | For | |||||
16 | Elect Siobhan Talbot | Mgmt | For | For | For | |||||
17 | Elect Christina Verchere | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Appointment of Auditor | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
CRH Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRH | CINS G25508105 | 06/08/2023 | Voted | |||||||
Meeting Type | ||||||||||
Court | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Scheme of Arrangement (Settlement System Migration) | Mgmt | For | For | For | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
CRH Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRH | CINS G25508105 | 06/08/2023 | Voted | |||||||
Meeting Type | ||||||||||
Special | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||||
4 | Change of Listing | Mgmt | For | For | For | |||||
5 | Adoption of New Articles | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||||
8 | Amendments to Articles (Share Redemption) | Mgmt | For | Against | Against | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Dominion Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
D | CUSIP 25746U109 | 05/10/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James A. Bennett | Mgmt | For | For | For | |||||
2 | Elect Robert M. Blue | Mgmt | For | For | For | |||||
3 | Elect D. Maybank Hagood | Mgmt | For | For | For | |||||
4 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||||
5 | Elect Mark J. Kington | Mgmt | For | For | For | |||||
6 | Elect Kristin G. Lovejoy | Mgmt | For | For | For | |||||
7 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||||
8 | Elect Pamela J. Royal | Mgmt | For | Against | Against | |||||
9 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||||
10 | Elect Susan N. Story | Mgmt | For | For | For | |||||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment Regarding Information Requirements for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
16 | Amendment to Advance Notice Provisions for Director Nominations | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
DT Midstream, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTM | CUSIP 23345M107 | 05/05/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Tumminello | Mgmt | For | For | For | |||||
1.2 | Elect Dwayne A. Wilson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Duke Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DUK | CUSIP 26441C204 | 05/04/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Derrick Burks | Mgmt | For | For | For | |||||
2 | Elect Annette K. Clayton | Mgmt | For | For | For | |||||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||||
4 | Elect Robert M. Davis | Mgmt | For | For | For | |||||
5 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
7 | Elect Nicholas C. Fanandakis | Mgmt | For | For | For | |||||
8 | Elect Lynn J. Good | Mgmt | For | For | For | |||||
9 | Elect John T. Herron | Mgmt | For | For | For | |||||
10 | Elect Idalene F. Kesner | Mgmt | For | For | For | |||||
11 | Elect E. Marie McKee | Mgmt | For | For | For | |||||
12 | Elect Michael J. Pacilio | Mgmt | For | For | For | |||||
13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||||
14 | Elect William E. Webster, Jr. | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Approval of the 2023 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||||
20 | Shareholder Proposal Regarding Formation of Decarbonization Risk Committee | ShrHoldr | Against | Against | For | |||||
Eaton Corporation plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP G29183103 | 04/26/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Olivier Leonetti | Mgmt | For | For | For | |||||
3 | Elect Silvio Napoli | Mgmt | For | For | For | |||||
4 | Elect Gregory R. Page | Mgmt | For | For | For | |||||
5 | Elect Sandra Pianalto | Mgmt | For | For | For | |||||
6 | Elect Robert V. Pragada | Mgmt | For | For | For | |||||
7 | Elect Lori J. Ryerkerk | Mgmt | For | For | For | |||||
8 | Elect Gerald B. Smith | Mgmt | For | For | For | |||||
9 | Elect Dorothy C. Thompson | Mgmt | For | For | For | |||||
10 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Enphase Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENPH | CUSIP 29355A107 | 05/17/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jamie Haenggi | Mgmt | For | For | For | |||||
1.2 | Elect Benjamin Kortlang | Mgmt | For | For | For | |||||
1.3 | Elect Richard Mora | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Exelon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXC | CUSIP 30161N101 | 04/25/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||||
2 | Elect W. Paul Bowers | Mgmt | For | For | For | |||||
3 | Elect Calvin G. Butler, Jr. | Mgmt | For | For | For | |||||
4 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||||
5 | Elect Linda P. Jojo | Mgmt | For | For | For | |||||
6 | Elect Charisse Lillie | Mgmt | For | For | For | |||||
7 | Elect Matthew Rogers | Mgmt | For | For | For | |||||
8 | Elect John F. Young | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/09/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael J. Ahearn | Mgmt | For | For | For | |||||
2 | Elect Richard D. Chapman | Mgmt | For | For | For | |||||
3 | Elect Anita Marangoly George | Mgmt | For | For | For | |||||
4 | Elect George A. Hambro | Mgmt | For | For | For | |||||
5 | Elect Molly E. Joseph | Mgmt | For | For | For | |||||
6 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
7 | Elect Lisa A. Kro | Mgmt | For | For | For | |||||
8 | Elect William J. Post | Mgmt | For | For | For | |||||
9 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||||
10 | Elect Michael T. Sweeney | Mgmt | For | For | For | |||||
11 | Elect Mark Widmar | Mgmt | For | For | For | |||||
12 | Elect Norman L. Wright | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Generac Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNRC | CUSIP 368736104 | 06/15/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marcia J. Avedon | Mgmt | For | For | For | |||||
2 | Elect Bennett J. Morgan | Mgmt | For | For | For | |||||
3 | Elect Dominick P. Zarcone | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hubbell Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUBB | CUSIP 443510607 | 05/02/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gerben W. Bakker | Mgmt | For | For | For | |||||
1.2 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||||
1.3 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||||
1.4 | Elect Rhett A. Hernandez | Mgmt | For | For | For | |||||
1.5 | Elect Neal J. Keating | Mgmt | For | For | For | |||||
1.6 | Elect Bonnie C. Lind | Mgmt | For | For | For | |||||
1.7 | Elect John F. Malloy | Mgmt | For | For | For | |||||
1.8 | Elect Jennifer M. Pollino | Mgmt | For | For | For | |||||
1.9 | Elect John G. Russell | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Iberdrola | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBE | CINS E6165F166 | 04/28/2023 | Voted | |||||||
Meeting Type | ||||||||||
Ordinary | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts | Mgmt | For | For | For | |||||
3 | Management Reports | Mgmt | For | For | For | |||||
4 | Report on Non-Financial Information | Mgmt | For | For | For | |||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||||
6 | Amendments to Articles (Preamble; Preliminary Title) | Mgmt | For | For | For | |||||
7 | Amendments to Articles (Corporate Levels) | Mgmt | For | For | For | |||||
8 | Amendments to Articles (Legal Provisions, Governance and Sustainability and Compliance System) | Mgmt | For | For | For | |||||
9 | Special Dividend (Engagement Dividend) | Mgmt | For | For | For | |||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
11 | First Scrip Dividend | Mgmt | For | For | For | |||||
12 | Second Scrip Dividend | Mgmt | For | For | For | |||||
13 | Authority to Cancel Treasury Shares and Reduce Capital | Mgmt | For | For | For | |||||
14 | Remuneration Report | Mgmt | For | For | For | |||||
15 | Long-Term Incentive Plan (2023-2025 Strategic Bonus) | Mgmt | For | For | For | |||||
16 | Elect Maria Helena Antolin Raybaud | Mgmt | For | For | For | |||||
17 | Ratify Co-Option of Armando Martinez Martinez | Mgmt | For | For | For | |||||
18 | Elect Manuel Moreu Munaiz | Mgmt | For | For | For | |||||
19 | Elect Sara de la Rica Goiricelaya | Mgmt | For | For | For | |||||
20 | Elect Xabier Sagredo Ormaza | Mgmt | For | For | For | |||||
21 | Elect Jose Ignacio Sanchez Galan | Mgmt | For | For | For | |||||
22 | Board Size | Mgmt | For | For | For | |||||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Itron, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITRI | CUSIP 465741106 | 05/11/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary C. Hemmingsen | Mgmt | For | For | For | |||||
2 | Elect Jerome J. Lande | Mgmt | For | For | For | |||||
3 | Elect Frank M. Jaehnert | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jacobs Solutions Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
J | CUSIP 46982L108 | 01/24/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||||
2 | Elect Chris M.T. Thompson | Mgmt | For | For | For | |||||
3 | Elect Priya Abani | Mgmt | For | For | For | |||||
4 | Elect Vincent K. Brooks | Mgmt | For | For | For | |||||
5 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||||
6 | Elect Manuel J. Fernandez | Mgmt | For | For | For | |||||
7 | Elect Georgette D. Kiser | Mgmt | For | For | For | |||||
8 | Elect Barbara L. Loughran | Mgmt | For | For | For | |||||
9 | Elect Robert A. McNamara | Mgmt | For | For | For | |||||
10 | Elect Robert V. Pragada | Mgmt | For | For | For | |||||
11 | Elect Peter J. Robertson | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Johnson Controls International plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JCI | CUSIP G51502105 | 03/08/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||||
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |||||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
5 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||||
6 | Elect Ayesha Khanna | Mgmt | For | For | For | |||||
7 | Elect Simone Menne | Mgmt | For | For | For | |||||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||||
11 | Elect John D. Young | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
Linde Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LIN | CUSIP G5494J103 | 01/18/2023 | Voted | |||||||
Meeting Type | ||||||||||
Special | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of Scheme of Arrangement | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Dissolution Merger | Mgmt | For | For | For | |||||
Linde Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LIN | CUSIP G5494J111 | 01/18/2023 | Voted | |||||||
Meeting Type | ||||||||||
Special | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of Scheme of Arrangement | Mgmt | For | For | For | |||||
Linde Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LIN | CUSIP G5494J103 | 07/25/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||||
2 | Elect Sanjiv Lamba | Mgmt | For | For | For | |||||
3 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | |||||
4 | Elect Thomas Enders | Mgmt | For | For | For | |||||
5 | Elect Edward G. Galante | Mgmt | For | For | For | |||||
6 | Elect Joe Kaeser | Mgmt | For | For | For | |||||
7 | Elect Victoria Ossadnik | Mgmt | For | For | For | |||||
8 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||||
9 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
10 | Elect Robert L. Wood | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Remuneration Report | Mgmt | For | For | For | |||||
15 | Determination of Price Range for Re-allotment of Treasury Shares | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||||
National Grid Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NG. | CINS G6S9A7120 | 07/11/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||
4 | Elect John Pettigrew | Mgmt | For | For | For | |||||
5 | Elect Andy Agg | Mgmt | For | For | For | |||||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||||
7 | Elect Liz Hewitt | Mgmt | For | For | For | |||||
8 | Elect Ian P. Livingston | Mgmt | For | For | For | |||||
9 | Elect Iain J. Mackay | Mgmt | For | For | For | |||||
10 | Elect Anne Robinson | Mgmt | For | For | For | |||||
11 | Elect Earl L. Shipp | Mgmt | For | For | For | |||||
12 | Elect Jonathan Silver | Mgmt | For | For | For | |||||
13 | Elect Antony Wood | Mgmt | For | For | For | |||||
14 | Elect Martha B. Wyrsch | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Remuneration Policy | Mgmt | For | For | For | |||||
18 | Remuneration Report | Mgmt | For | For | For | |||||
19 | Approval of Climate Transition Plan | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Scrip Dividend | Mgmt | For | For | For | |||||
23 | Capitalisation of Accounts (Scrip Dividend Scheme) | Mgmt | For | For | For | |||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
25 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
NextEra Energy Partners, LP | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEP | CUSIP 65341B106 | 04/24/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan D. Austin | Mgmt | For | For | For | |||||
2 | Elect Robert J. Byrne | Mgmt | For | For | For | |||||
3 | Elect John W. Ketchum | Mgmt | For | For | For | |||||
4 | Elect Peter H. Kind | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
NextEra Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEE | CUSIP 65339F101 | 05/18/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nicole S. Arnaboldi | Mgmt | For | For | For | |||||
2 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||||
5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||||
6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||||
7 | Elect John W. Ketchum | Mgmt | For | For | For | |||||
8 | Elect Amy B. Lane | Mgmt | For | For | For | |||||
9 | Elect David L. Porges | Mgmt | For | For | For | |||||
10 | Elect Dev Stahlkopf | Mgmt | For | For | For | |||||
11 | Elect John Arthur Stall | Mgmt | For | For | For | |||||
12 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | ShrHoldr | Against | For | Against | |||||
Nordex SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NDX1 | CINS D5736K135 | 03/27/2023 | Voted | |||||||
Meeting Type | ||||||||||
Special | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
6 | Increase in Authorised Capital | Mgmt | For | For | For | |||||
7 | Increase in Authorised Capital II | Mgmt | For | For | For | |||||
8 | Increase in Authorised Capital III | Mgmt | For | For | For | |||||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
Nordex SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NDX1 | CINS D5736K135 | 06/06/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Remuneration Report | Mgmt | For | For | For | |||||
9 | Increase in Authorised Capital | Mgmt | For | For | For | |||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
11 | Amendments to Articles (General Meeting) | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Ormat Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORA | CUSIP 686688102 | 05/09/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Isaac Angel | Mgmt | For | For | For | |||||
2 | Elect Karin Corfee | Mgmt | For | For | For | |||||
3 | Elect David Granot | Mgmt | For | For | For | |||||
4 | Elect Michal Marom Brikman | Mgmt | For | For | For | |||||
5 | Elect Mike Nikkel | Mgmt | For | For | For | |||||
6 | Elect Dafna Sharir | Mgmt | For | For | For | |||||
7 | Elect Stanley B. Stern | Mgmt | For | For | For | |||||
8 | Elect Hidetake Takahashi | Mgmt | For | For | For | |||||
9 | Elect Byron G. Wong | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Orsted A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORSTED | CINS K7653Q105 | 03/07/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Remuneration Report | Mgmt | For | For | For | |||||
7 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Board Size | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Elect Thomas Thune Andersen as Chair | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Elect Lene Skole-Sorensen as Vice Chair | Mgmt | For | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Elect Jorgen Kildahl | Mgmt | For | For | For | |||||
16 | Elect Peter Korsholm | Mgmt | For | For | For | |||||
17 | Elect Dieter Wemmer | Mgmt | For | For | For | |||||
18 | Elect Julia King | Mgmt | For | For | For | |||||
19 | Elect Annica Bresky | Mgmt | For | For | For | |||||
20 | Elect Andrew R.D. Brown | Mgmt | For | For | For | |||||
21 | Directors' Fees | Mgmt | For | For | For | |||||
22 | Appointment of Auditor | Mgmt | For | For | For | |||||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Plug Power Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLUG | CUSIP 72919P202 | 06/27/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jonathan Silver | Mgmt | For | For | For | |||||
2 | Elect Kyungyeol Song | Mgmt | For | For | For | |||||
3 | Amendment to the 2021 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Approval of the 2023 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Quanta Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PWR | CUSIP 74762E102 | 05/23/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||||
3 | Elect Vincent D. Foster | Mgmt | For | For | For | |||||
4 | Elect Bernard Fried | Mgmt | For | For | For | |||||
5 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||||
6 | Elect Holli C. Ladhani | Mgmt | For | For | For | |||||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||||
8 | Elect R. Scott Rowe | Mgmt | For | For | For | |||||
9 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||||
10 | Elect Martha B. Wyrsch | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Schneider Electric SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SU | CINS F86921107 | 05/04/2023 | Voted | |||||||
Meeting Type | ||||||||||
Mix | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
10 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
11 | 2022 Remuneration Report | Mgmt | For | For | For | |||||
12 | 2022 Remuneration of Jean-Pascal Tricoire, Chair and CEO | Mgmt | For | Against | Against | |||||
13 | 2023 Remuneration Policy, Chair and CEO (Until May 3, 2023) | Mgmt | For | For | For | |||||
14 | 2023 Remuneration Policy, CEO (From May 4, 2023) | Mgmt | For | For | For | |||||
15 | 2023 Remuneration Policy, Chair (From May 4, 2023) | Mgmt | For | For | For | |||||
16 | 2023 Directors' Fees | Mgmt | For | For | For | |||||
17 | 2023 Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
18 | Elect Leo Apotheker | Mgmt | For | For | For | |||||
19 | Elect Gregory M. Spierkel | Mgmt | For | For | For | |||||
20 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||||
21 | Elect Abhay Parasnis | Mgmt | For | For | For | |||||
22 | Elect Giulia Chierchia | Mgmt | For | For | For | |||||
23 | Opinion on Climate Strategy Strategy | Mgmt | For | For | For | |||||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
25 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
28 | Greenshoe | Mgmt | For | For | For | |||||
29 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||||
30 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||
31 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
32 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
33 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
34 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sempra Energy | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRE | CUSIP 816851109 | 05/12/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andres Conesa Labastida | Mgmt | For | For | For | |||||
2 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||||
3 | Elect Jeffrey W. Martin | Mgmt | For | For | For | |||||
4 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||||
5 | Elect Michael N. Mears | Mgmt | For | For | For | |||||
6 | Elect Jack T. Taylor | Mgmt | For | For | For | |||||
7 | Elect Cynthia L. Walker | Mgmt | For | For | For | |||||
8 | Elect Cynthia J. Warner | Mgmt | For | For | For | |||||
9 | Elect James C. Yardley | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Increase in Authorized Common Stock | Mgmt | For | Against | Against | |||||
14 | Company Name Change | Mgmt | For | For | For | |||||
15 | Article Amendments to Make Certain Technical and Administrative Changes | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
Siemens Gamesa Renewable Energy SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGRE | CINS E8T87A100 | 01/25/2023 | Voted | |||||||
Meeting Type | ||||||||||
Special | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Ratification of Co-Option of Christian Bruch | Mgmt | For | For | For | |||||
3 | Ratification of Co-Option of Anton Steiger | Mgmt | For | For | For | |||||
4 | Delisting | Mgmt | For | For | For | |||||
5 | Amendments to Articles (Adapt to Regulation of Non-Listed Companies) | Mgmt | For | For | For | |||||
6 | Amendments to Articles (Adapt to the Corporate Group) | Mgmt | For | For | For | |||||
7 | Amendments to Articles (Venue of General Meetings) | Mgmt | For | For | For | |||||
8 | Amendments to Articles (Remuneration Systems of Directors) | Mgmt | For | For | For | |||||
9 | Amendments to Articles (Simplification of Content) | Mgmt | For | For | For | |||||
10 | Approval of Consolidated Text of Articles | Mgmt | For | For | For | |||||
11 | Amendments to General Meeting Regulations (Adapt to Regulation of Non-Listed Companies) | Mgmt | For | For | For | |||||
12 | Amendments to Articles (Powers of General Meetings) | Mgmt | For | For | For | |||||
13 | Amendments to Articles (Improvements of Drafting) | Mgmt | For | For | For | |||||
14 | Approval of Consolidated Text of General Meeting Regulations | Mgmt | For | For | For | |||||
15 | Repeal Remuneration Policy | Mgmt | For | For | For | |||||
16 | Resignation of Directors; Board Size | Mgmt | For | For | For | |||||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Siemens Gamesa Renewable Energy SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGRE | CINS E8T87A100 | 03/27/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Individual and Consolidated Accounts | MGMT | For | For | For | |||||
3 | Individual and Consolidated Management Reports | MGMT | For | For | For | |||||
4 | Report on Non-Financial Information | MGMT | For | For | For | |||||
5 | Ratification of Board Acts | MGMT | For | For | For | |||||
6 | Allocation of Profits/Dividends | MGMT | For | For | For | |||||
7 | Appointment of Auditor | MGMT | For | For | For | |||||
8 | Authority to Repurchase and Reissue Shares | MGMT | For | For | For | |||||
9 | Authorisation of Legal Formalities | MGMT | For | For | For | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Siemens Gamesa Renewable Energy SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGRE | CINS E8T87A100 | 06/12/2023 | Voted | |||||||
Meeting Type | ||||||||||
Special | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Related Party Transactions (Siemens Gamesa Renewable Energy and Siemens Energy Finance B.V - Past Transactions) | MGMT | For | For | For | |||||
3 | Related Party Transactions (Siemens Gamesa Renewable Energy and Siemens Energy Finance B.V) | MGMT | For | For | For | |||||
4 | Related Party Transactions (Siemens Gamesa Renewable Energy and Siemens Energy Finance B.V - Future Transactions) | MGMT | For | For | For | |||||
5 | Authority to Reduce Share Capital | MGMT | For | For | For | |||||
6 | Authority to Reduce Share Capital (Separate Vote Siemens Energy Global GmbH &Co.) | MGMT | For | For | For | |||||
7 | Authority to Reduce Share Capital (Separate Vote other than Siemens Energy Global GmbH &Co.) | MGMT | For | For | For | |||||
8 | Authorisation of Legal Formalities | MGMT | For | For | For | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sika AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIKA | CINS H7631K273 | 03/28/2023 | Take No Action | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Allocation of Dividends | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
6 | Elect Paul J. Halg | Mgmt | For | TNA | N/A | |||||
7 | Elect Victor Balli | Mgmt | For | TNA | N/A | |||||
8 | Elect Lucrece J.I. Foufopoulus-De Ridder | Mgmt | For | TNA | N/A | |||||
9 | Elect Justin M. Howell | Mgmt | For | TNA | N/A | |||||
10 | Elect Gordana Landen | Mgmt | For | TNA | N/A | |||||
11 | Elect Monika Ribar | Mgmt | For | TNA | N/A | |||||
12 | Elect Paul Schuler | Mgmt | For | TNA | N/A | |||||
13 | Elect Thierry Vanlancker | Mgmt | For | TNA | N/A | |||||
14 | Elect Paul J. Halg as Board Chair | Mgmt | For | TNA | N/A | |||||
15 | Elect Justin M. Howell as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
16 | Elect Gordana Landen as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
17 | Elect Thierry Vanlancker as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||
20 | Compensation Report | Mgmt | For | TNA | N/A | |||||
21 | Board Compensation | Mgmt | For | TNA | N/A | |||||
22 | Executive Compensation | Mgmt | For | TNA | N/A | |||||
23 | Approval of a Capital Band | Mgmt | For | TNA | N/A | |||||
24 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
25 | Amendments to Articles (Editorial Amendments) | Mgmt | For | TNA | N/A | |||||
26 | Amendments to Articles (Voting Rights) | Mgmt | For | TNA | N/A | |||||
27 | Amendments to Articles (General Meetings) | Mgmt | For | TNA | N/A | |||||
28 | Amendments to Articles (Electronic Means) | Mgmt | For | TNA | N/A | |||||
29 | Amendments to Articles (External Mandates) | Mgmt | For | TNA | N/A | |||||
30 | Additional or Amended Proposals | Mgmt | N/A | TNA | N/A | |||||
Sunnova Energy International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVA | CUSIP 86745K104 | 05/17/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William J. Berger | Mgmt | For | For | For | |||||
2 | Elect Rahman D'Argenio | Mgmt | For | For | For | |||||
3 | Elect Michael C. Morgan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Sunrun Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RUN | CUSIP 86771W105 | 06/01/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Leslie Dach | Mgmt | For | For | For | |||||
1.2 | Elect Edward Fenster | Mgmt | For | For | For | |||||
1.3 | Elect Mary G. Powell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
The Williams Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMB | CUSIP 969457100 | 04/25/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||||
3 | Elect Michael A. Creel | Mgmt | For | For | For | |||||
4 | Elect Stacey H. Dore | Mgmt | For | For | For | |||||
5 | Elect Carri A. Lockhart | Mgmt | For | For | For | |||||
6 | Elect Richard E. Muncrief | Mgmt | For | For | For | |||||
7 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||||
8 | Elect Rose M. Robeson | Mgmt | For | For | For | |||||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||||
10 | Elect Murray D. Smith | Mgmt | For | For | For | |||||
11 | Elect William H. Spence | Mgmt | For | For | For | |||||
12 | Elect Jesse J. Tyson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Vestas Wind Systems A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VWS | CINS K9773J201 | 04/12/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Remuneration Report | Mgmt | For | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Elect Anders Runevad | Mgmt | For | For | For | |||||
11 | Elect Bruce Grant | Mgmt | For | For | For | |||||
12 | Elect Eva Merete Sofelde Berneke | Mgmt | For | For | For | |||||
13 | Elect Helle Thorning-Schmidt | Mgmt | For | For | For | |||||
14 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||||
15 | Elect Kentaro Hosomi | Mgmt | For | For | For | |||||
16 | Elect Lena Olving | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Waste Connections, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WCN | CUSIP 94106B101 | 05/19/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrea E. Bertone | Mgmt | For | For | For | |||||
2 | Elect Edward E. Guillet | Mgmt | For | For | For | |||||
3 | Elect Michael W. Harlan | Mgmt | For | For | For | |||||
4 | Elect Larry S. Hughes | Mgmt | For | For | For | |||||
5 | Elect Worthing F. Jackman | Mgmt | N/A | Withhold | N/A | |||||
6 | Elect Elise L. Jordan | Mgmt | For | For | For | |||||
7 | Elect Susan Lee | Mgmt | For | For | For | |||||
8 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||||
9 | Elect William J. Razzouk | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Fund Name : Neuberger Berman Commodity Strategy ETF | ||||||||||
10/24/2022 - 6/30/2023 | ||||||||||
The Neuberger Berman Commodity Strategy ETF did not vote proxies relating to portfolio securities during the period covered by this report. | ||||||||||
Fund Name : Neuberger Berman Disrupters ETF | ||||||||||
7/1/2022 - 6/30/2023 | ||||||||||
Adobe Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADBE | CUSIP 00724F101 | 04/20/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||||
2 | Elect Brett Biggs | Mgmt | For | For | For | |||||
3 | Elect Melanie Boulden | Mgmt | For | For | For | |||||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||||
5 | Elect Laura B. Desmond | Mgmt | For | For | For | |||||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||||
7 | Elect Spencer Neumann | Mgmt | For | For | For | |||||
8 | Elect Kathleen Oberg | Mgmt | For | For | For | |||||
9 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||||
10 | Elect David A. Ricks | Mgmt | For | For | For | |||||
11 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||||
12 | Elect John E. Warnock | Mgmt | For | For | For | |||||
13 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Report on Hiring Practices for People With Arrest Records | ShrHoldr | Against | Against | For | |||||
Advanced Micro Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMD | CUSIP 007903107 | 05/18/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nora M. Denzel | Mgmt | For | For | For | |||||
2 | Elect D. Mark Durcan | Mgmt | For | For | For | |||||
3 | Elect Michael P. Gregoire | Mgmt | For | For | For | |||||
4 | Elect Joseph A. Householder | Mgmt | For | For | For | |||||
5 | Elect John W. Marren | Mgmt | For | For | For | |||||
6 | Elect Jon A. Olson | Mgmt | For | For | For | |||||
7 | Elect Lisa T. Su | Mgmt | For | For | For | |||||
8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||||
9 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||||
10 | Approval of the 2023 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Airbnb, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABNB | CUSIP 009066101 | 06/01/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nathan Blecharczyk | Mgmt | For | For | For | |||||
2 | Elect Alfred Lin | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 05/24/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||||
2 | Elect Andrew R. Jassy | Mgmt | For | For | For | |||||
3 | Elect Keith B. Alexander | Mgmt | For | For | For | |||||
4 | Elect Edith W. Cooper | Mgmt | For | For | For | |||||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||||
6 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
7 | Elect Judith A. McGrath | Mgmt | For | Against | Against | |||||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||||
9 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Against | For | Against | |||||
21 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Against | For | Against | |||||
22 | Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments | ShrHoldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs | ShrHoldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | For | Against | |||||
26 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | ShrHoldr | Against | For | Against | |||||
27 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||||
28 | Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards | ShrHoldr | Against | Against | For | |||||
29 | Shareholder Proposal Regarding Formation of Public Policy Committee | ShrHoldr | Against | Against | For | |||||
30 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | Against | For | |||||
31 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Against | For | Against | |||||
32 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | Against | For | |||||
33 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||||
Analog Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADI | CUSIP 032654105 | 03/08/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vincent Roche | Mgmt | For | For | For | |||||
2 | Elect James A. Champy | Mgmt | For | For | For | |||||
3 | Elect Andre Andonian | Mgmt | For | For | For | |||||
4 | Elect Anantha P. Chandrakasan | Mgmt | For | For | For | |||||
5 | Elect Edward H. Frank | Mgmt | For | For | For | |||||
6 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||||
7 | Elect Karen M. Golz | Mgmt | For | For | For | |||||
8 | Elect Mercedes Johnson | Mgmt | For | For | For | |||||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||||
10 | Elect Ray Stata | Mgmt | For | For | For | |||||
11 | Elect Susie Wee | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Arrowhead Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARWR | CUSIP 04280A100 | 03/16/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglass B. Given | Mgmt | For | For | For | |||||
2 | Elect Michael S. Perry | Mgmt | For | For | For | |||||
3 | Elect Christopher Anzalone | Mgmt | For | For | For | |||||
4 | Elect Marianne De Backer | Mgmt | For | For | For | |||||
5 | Elect Mauro Ferrari | Mgmt | For | For | For | |||||
6 | Elect Adeoye Y. Olukotun | Mgmt | For | For | For | |||||
7 | Elect William Waddill | Mgmt | For | For | For | |||||
8 | Elect Vicki Vakiener | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Increase in Authorized Common Stock | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
ASML Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASML | CUSIP N07059210 | 04/26/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Remuneration Report | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Dividends | Mgmt | For | For | For | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
6 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||||
7 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||||
8 | Supervisory Board Fees | Mgmt | For | For | For | |||||
9 | Elect Nils Andersen to the Supervisory Board | Mgmt | For | For | For | |||||
10 | Elect Jack P. de Kreij to the Supervisory Board | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Cancellation of Shares | Mgmt | For | For | For | |||||
Axonics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXNX | CUSIP 05465P101 | 06/26/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | �� | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael H. Carrel | Mgmt | For | For | For | |||||
2 | Elect Raymond W. Cohen | Mgmt | For | For | For | |||||
3 | Elect David M. Demski | Mgmt | For | For | For | |||||
4 | Elect Jane E. Kiernan | Mgmt | For | For | For | |||||
5 | Elect Esteban Lopez | Mgmt | For | For | For | |||||
6 | Elect Robert E. McNamara | Mgmt | For | For | For | |||||
7 | Elect Nancy L. Snyderman | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Danaher Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DHR | CUSIP 235851102 | 05/09/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rainer M. Blair | Mgmt | For | For | For | |||||
2 | Elect Feroz Dewan | Mgmt | For | For | For | |||||
3 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||||
4 | Elect Teri L. List | Mgmt | For | For | For | |||||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||||
6 | Elect Jessica L. Mega | Mgmt | For | For | For | |||||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||||
9 | Elect Pardis C. Sabeti | Mgmt | For | For | For | |||||
10 | Elect A. Shane Sanders | Mgmt | For | For | For | |||||
11 | Elect John T. Schwieters | Mgmt | For | For | For | |||||
12 | Elect Alan G. Spoon | Mgmt | For | For | For | |||||
13 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||||
14 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | For | |||||
DexCom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DXCM | CUSIP 252131107 | 05/18/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven R. Altman | Mgmt | For | For | For | |||||
2 | Elect Richard A. Collins | Mgmt | For | For | For | |||||
3 | Elect Karen M. Dahut | Mgmt | For | For | For | |||||
4 | Elect Mark G. Foletta | Mgmt | For | For | For | |||||
5 | Elect Barbara E. Kahn | Mgmt | For | For | For | |||||
6 | Elect Kyle Malady | Mgmt | For | For | For | |||||
7 | Elect Eric Topol | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Edwards Lifesciences Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EW | CUSIP 28176E108 | 05/11/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||||
2 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||||
3 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||||
4 | Elect Steven R. Loranger | Mgmt | For | For | For | |||||
5 | Elect Martha H. Marsh | Mgmt | For | For | For | |||||
6 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||||
7 | Elect Ramona Sequeira | Mgmt | For | For | For | |||||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||||
9 | Elect Bernard J. Zovighian | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to Allow Exculpation of Officers | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
Eli Lilly and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLY | CUSIP 532457108 | 05/01/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||||
2 | Elect David A. Ricks | Mgmt | For | For | For | |||||
3 | Elect Marschall S. Runge | Mgmt | For | For | For | |||||
4 | Elect Karen Walker | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Report on Company Response to State Policies Regulating Abortion | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | For | |||||
Etsy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETSY | CUSIP 29786A106 | 06/14/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
2 | Elect Josh Silverman | Mgmt | For | For | For | |||||
3 | Elect Fred Wilson | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Report on Harassment and Discrimination | ShrHoldr | Against | Against | For | |||||
Idexx Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IDXX | CUSIP 45168D104 | 05/17/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel M. Junius | Mgmt | For | For | For | |||||
2 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||||
3 | Elect Sophie V. Vandebroek | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Intuit Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTU | CUSIP 461202103 | 01/19/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Eve Burton | Mgmt | For | For | For | |||||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||||
3 | Elect Richard L. Dalzell | Mgmt | For | For | For | |||||
4 | Elect Sasan Goodarzi | Mgmt | For | For | For | |||||
5 | Elect Deborah Liu | Mgmt | For | For | For | |||||
6 | Elect Tekedra Mawakana | Mgmt | For | For | For | |||||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
8 | Elect Thomas J. Szkutak | Mgmt | For | For | For | |||||
9 | Elect Raul Vazquez | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Intuitive Surgical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISRG | CUSIP 46120E602 | 04/27/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||||
2 | Elect Joseph C. Beery | Mgmt | For | For | For | |||||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||||
5 | Elect Don R. Kania | Mgmt | For | For | For | |||||
6 | Elect Amy L. Ladd | Mgmt | For | For | For | |||||
7 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||||
8 | Elect Alan J. Levy | Mgmt | For | For | For | |||||
9 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||||
10 | Elect Monica P. Reed | Mgmt | For | For | For | |||||
11 | Elect Mark J. Rubash | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Keysight Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KEYS | CUSIP 49338L103 | 03/16/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Satish Dhanasekaran | Mgmt | For | For | For | |||||
2 | Elect Richard P. Hamada | Mgmt | For | For | For | |||||
3 | Elect Paul A. Lacouture | Mgmt | For | For | For | |||||
4 | Elect Kevin A. Stephens | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Masimo Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MASI | CUSIP 574795100 | 06/26/2023 | Take No Action | |||||||
Meeting Type | ||||||||||
Proxy Contest | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Management Nominee H. Michael Cohen | Mgmt | For | TNA | N/A | |||||
2 | Elect Management Nominee Julie A. Shimer | Mgmt | For | TNA | N/A | |||||
3 | Elect Politan Nominee Michelle Brennan | ShrHoldr | Withhold | TNA | N/A | |||||
4 | Elect Politan Nominee Quentin Koffey | ShrHoldr | Withhold | TNA | N/A | |||||
5 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||||
8 | Repeal of Classified Board | Mgmt | For | TNA | N/A | |||||
9 | Change in Board Size | Mgmt | For | TNA | N/A | |||||
10 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | TNA | N/A | |||||
Masimo Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MASI | CUSIP 574795100 | 06/26/2023 | Voted | |||||||
Meeting Type | ||||||||||
Proxy Contest | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Politan Nominee Michelle Brennan | ShrHoldr | N/A | For | N/A | |||||
2 | Elect Politan Nominee Quentin Koffey | ShrHoldr | N/A | For | N/A | |||||
3 | Elect Management Nominee H Michael Cohen | ShrHoldr | N/A | Withhold | N/A | |||||
4 | Elect Management Nominee Julie A. Shimer | ShrHoldr | N/A | Withhold | N/A | |||||
5 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | |||||
9 | Change in Board Size | Mgmt | N/A | For | N/A | |||||
10 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | For | N/A | |||||
Mobileye Global, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MBLY | CUSIP 60741F104 | 06/14/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Amnon Shashua | Mgmt | For | Withhold | Against | |||||
2 | Elect Patrick P. Gelsinger | Mgmt | For | Withhold | Against | |||||
3 | Elect Eyal Desheh | Mgmt | For | Withhold | Against | |||||
4 | Elect Jon M. Huntsman Jr. | Mgmt | For | Withhold | Against | |||||
5 | Elect Claire C. McCaskill | Mgmt | For | Withhold | Against | |||||
6 | Elect Christine Pambianchi | Mgmt | For | Withhold | Against | |||||
7 | Elect Frank D. Yeary | Mgmt | For | Withhold | Against | |||||
8 | Elect Saf Yeboah-Amankwah | Mgmt | For | Withhold | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
NVIDIA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVDA | CUSIP 67066G104 | 06/22/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||||
3 | Elect John O. Dabiri | Mgmt | For | For | For | |||||
4 | Elect Persis S. Drell | Mgmt | For | For | For | |||||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||||
9 | Elect Stephen C. Neal | Mgmt | For | For | For | |||||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||||
12 | Elect Aarti Shah | Mgmt | For | For | For | |||||
13 | Elect Mark A. Stevens | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Palo Alto Networks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PANW | CUSIP 697435105 | 12/13/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Helene D. Gayle | Mgmt | For | For | For | |||||
2 | Elect James J. Goetz | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Amendment to the 2021 Equity Incentive Plan | Mgmt | For | For | For | |||||
Paycom Software, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PAYC | CUSIP 70432V102 | 05/01/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sharen J. Turney | Mgmt | For | Withhold | Against | |||||
2 | Elect J.C. Watts Jr. | Mgmt | For | Withhold | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Approval of the 2023 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
6 | Amendment to Articles to Limit the Liability of Certain Officers | Mgmt | For | Against | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for the Election of Directors | ShrHoldr | Against | For | Against | |||||
ServiceNow, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOW | CUSIP 81762P102 | 06/01/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan L. Bostrom | Mgmt | For | Against | Against | |||||
2 | Elect Teresa Briggs | Mgmt | For | For | For | |||||
3 | Elect Jonathan C. Chadwick | Mgmt | For | Against | Against | |||||
4 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |||||
5 | Elect Lawrence J. Jackson, Jr. | Mgmt | For | For | For | |||||
6 | Elect Frederic B. Luddy | Mgmt | For | For | For | |||||
7 | Elect William R. McDermott | Mgmt | For | For | For | |||||
8 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||||
9 | Elect Joseph Quinlan | Mgmt | For | For | For | |||||
10 | Elect Anita M. Sands | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2021 Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Elect Deborah Black | Mgmt | For | For | For | |||||
ShockWave Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWAV | CUSIP 82489T104 | 06/13/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Laura Francis | Mgmt | For | For | For | |||||
1.3 | Elect Maria Sainz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Snowflake Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNOW | CUSIP 833445109 | 07/07/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||||
2 | Elect Frank Slootman | Mgmt | For | For | For | |||||
3 | Elect Michael L. Speiser | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Tesla, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSLA | CUSIP 88160R101 | 05/16/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elon Musk | Mgmt | For | For | For | |||||
2 | Elect Robyn M. Denholm | Mgmt | For | For | For | |||||
3 | Elect J.B. Straubel | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Key Person Risk Report | ShrHoldr | Against | Against | For | |||||
Tesla, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TSLA | CUSIP 88160R101 | 08/04/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ira Ehrenpreis | Mgmt | For | Against | Against | |||||
2 | Elect Kathleen Wilson-Thompson | Mgmt | For | Against | Against | |||||
3 | Reduce Director Terms from Three Years to Two Years | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
5 | Increase in Authorized Common Stock | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | ShrHoldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Board Diversity Aligned with Customer Base and Regional Operations | ShrHoldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | ShrHoldr | Against | For | Against | |||||
11 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | For | Against | |||||
12 | Shareholder Proposal Regarding Policy on Freedom of Association | ShrHoldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Report on Ending Child Labor | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Water Risk Exposure | ShrHoldr | Against | For | Against | |||||
Tradeweb Markets Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TW | CUSIP 892672106 | 05/15/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Troy Dixon | Mgmt | For | For | For | |||||
1.2 | Elect Scott Ganeles | Mgmt | For | For | For | |||||
1.3 | Elect Catherine Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Murray Roos | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Transdigm Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDG | CUSIP 893641100 | 03/09/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David A. Barr | Mgmt | For | For | For | |||||
1.2 | Elect Jane Cronin | Mgmt | For | For | For | |||||
1.3 | Elect Mervin Dunn | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael Graff | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Sean P. Hennessy | Mgmt | For | Withhold | Against | |||||
1.6 | Elect W. Nicholas Howley | Mgmt | For | For | For | |||||
1.7 | Elect Gary E. McCullough | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Michele Santana | Mgmt | For | For | For | |||||
1.9 | Elect Robert J. Small | Mgmt | For | Withhold | Against | |||||
1.10 | Elect John Staer | Mgmt | For | For | For | |||||
1.11 | Elect Kevin Stein | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
Uber Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UBER | CUSIP 90353T100 | 05/08/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||||
2 | Elect Revathi Advaithi | Mgmt | For | For | For | |||||
3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||||
5 | Elect Amanda Ginsberg | Mgmt | For | For | For | |||||
6 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||||
7 | Elect Wan Ling Martello | Mgmt | For | For | For | |||||
8 | Elect John A. Thain | Mgmt | For | For | For | |||||
9 | Elect David Trujillo | Mgmt | For | For | For | |||||
10 | Elect Alexander R. Wynaendts | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Third-Party Audit on Driver Health and Safety | ShrHoldr | Against | Against | For | |||||
Zebra Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZBRA | CUSIP 989207105 | 05/11/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William J Burns | Mgmt | For | For | For | |||||
2 | Elect Linda M. Connly | Mgmt | For | For | For | |||||
3 | Elect Anders Gustafsson | Mgmt | For | For | For | |||||
4 | Elect Janice M. Roberts | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Zendesk, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZEN | CUSIP 98936J101 | 08/17/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Frandsen | Mgmt | For | For | For | |||||
2 | Elect Brandon Gayle | Mgmt | For | For | For | |||||
3 | Elect Ronald J. Pasek | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Zendesk, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZEN | CUSIP 98936J101 | 09/19/2022 | Voted | |||||||
Meeting Type | ||||||||||
Special | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Permira/H&F Transaction | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||||
ZoomInfo Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZI | CUSIP 98980F104 | 05/17/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Todd Crockett | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick R. McCarter | Mgmt | For | For | For | |||||
1.3 | Elect D. Randall Winn | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Fund Name : Neuberger Berman Next Generation Connected Consumer ETF | ||||||||||
7/1/2022 - 6/30/2023 | ||||||||||
Aritzia Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATZ | CUSIP 04045U102 | 06/28/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Hill | Mgmt | For | For | For | |||||
1.2 | Elect Jennifer Wong | Mgmt | For | For | For | |||||
1.3 | Elect Aldo Bensadoun | Mgmt | For | For | For | |||||
1.4 | Elect John E. Currie | Mgmt | For | For | For | |||||
1.5 | Elect Daniel Habashi | Mgmt | For | For | For | |||||
1.6 | Elect David Labistour | Mgmt | For | For | For | |||||
1.7 | Elect John Montalbano | Mgmt | For | For | For | |||||
1.8 | Elect Marni Payne | Mgmt | For | For | For | |||||
1.9 | Elect Glen T. Senk | Mgmt | For | For | For | |||||
1.10 | Elect Marcia Smith | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Aritzia Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ATZ | CUSIP 04045U102 | 07/06/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Hill | Mgmt | For | For | For | |||||
1.2 | Elect Jennifer Wong | Mgmt | For | For | For | |||||
1.3 | Elect Aldo Bensadoun | Mgmt | For | For | For | |||||
1.4 | Elect John E. Currie | Mgmt | For | For | For | |||||
1.5 | Elect Daniel Habashi | Mgmt | For | For | For | |||||
1.6 | Elect David Labistour | Mgmt | For | For | For | |||||
1.7 | Elect John Montalbano | Mgmt | For | For | For | |||||
1.8 | Elect Marni Payne | Mgmt | For | For | For | |||||
1.9 | Elect Glen T. Senk | Mgmt | For | For | For | |||||
1.10 | Elect Marcia Smith | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Basic-Fit N.V | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BFIT | CINS N10058100 | 04/24/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Remuneration Report | Mgmt | For | For | For | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Elect Joelle Frijters to the Supervisory Board | Mgmt | For | For | For | |||||
12 | Elect Jan L. van Nieuwenhuizen to the Supervisory Board | Mgmt | For | For | For | |||||
13 | Elect Herman Rutgers to the Supervisory Board | Mgmt | For | For | For | |||||
14 | Elect Hans Willemse to the Supervisory Board | Mgmt | For | For | For | |||||
15 | Issuance of Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
BECLE S.A.B. De C.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CUERVO | CINS P0929Y106 | 04/28/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
3 | Report on Tax Compliance | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | |||||
5 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
6 | Report on Share Repurchase Program | Mgmt | For | Abstain | Against | |||||
7 | Election of Directors; Election of Board's Secretary; Election of CEO | Mgmt | For | Abstain | Against | |||||
8 | Election of Audit and Corporate Governance Committee Chair | Mgmt | For | Abstain | Against | |||||
9 | Directors' Fees; Audit and Corporate Governance Committee Member's Fees; Secretary Fees | Mgmt | For | Abstain | Against | |||||
10 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
11 | Granting of Powers | Mgmt | For | Abstain | Against | |||||
12 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
Cedar Fair, L.P. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FUN | CUSIP 150185106 | 05/24/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nina Barton | Mgmt | For | For | For | |||||
1.2 | Elect Matthew A. Ouimet | Mgmt | For | For | For | |||||
1.3 | Elect Richard A. Zimmerman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Chipotle Mexican Grill, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMG | CUSIP 169656105 | 05/25/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||||
2 | Elect Matthew Carey | Mgmt | For | For | For | |||||
3 | Elect Gregg L. Engles | Mgmt | For | For | For | |||||
4 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | For | |||||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||||
6 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||||
7 | Elect Scott H. Maw | Mgmt | For | For | For | |||||
8 | Elect Brian Niccol | Mgmt | For | For | For | |||||
9 | Elect Mary A. Winston | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | For | Against | |||||
14 | Shareholder Proposal Regarding Policy on Freedom of Association | ShrHoldr | Against | For | Against | |||||
Compagnie Des Alpes | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDA | CINS F2005P158 | 03/09/2023 | Voted | |||||||
Meeting Type | ||||||||||
Mix | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
10 | Elect Antoine Saintoyant | Mgmt | For | Against | Against | |||||
11 | Elect Caisse dEpargne Rhone-Alpes (Alain Denizot) | Mgmt | For | For | For | |||||
12 | Ratification of the Co-option of Gisele Rossat-Mignod | Mgmt | For | For | For | |||||
13 | Ratification of the Co-option of Paul-Francois Fournier | Mgmt | For | Against | Against | |||||
14 | Elect Stephanie Fougou | Mgmt | For | For | For | |||||
15 | 2022 Remuneration of Dominique Marcel, Chair | Mgmt | For | For | For | |||||
16 | 2022 Remuneration of Dominique Thillaud, CEO | Mgmt | For | Against | Against | |||||
17 | 2022 Remuneration of Loic Bonhoure, Deputy CEO | Mgmt | For | Against | Against | |||||
18 | 2023 Remuneration Policy (Dominique Marcel, Former Chair Until October 31, 2022) | Mgmt | For | For | For | |||||
19 | 2023 Remuneration Policy (Gisele Rossat-Mignod, Chair From November 1, 2022) | Mgmt | For | For | For | |||||
20 | 2023 Remuneration Policy (CEO) | Mgmt | For | Against | Against | |||||
21 | 2023 Remuneration Policy (Deputy CEO) | Mgmt | For | Against | Against | |||||
22 | 2023 Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
23 | 2022 Remuneration Report | Mgmt | For | Against | Against | |||||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
27 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
28 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
29 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||||
30 | Greenshoe | Mgmt | For | Against | Against | |||||
31 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | Against | |||||
32 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||
33 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
34 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||||
35 | Amendments to Articles Regarding Corporate Mission | Mgmt | For | For | For | |||||
36 | Amendment to Articles Regarding Corporate Purpose | Mgmt | For | For | For | |||||
37 | Amendments to Articles Regarding Directors' Share Ownership Requirements | Mgmt | For | For | For | |||||
38 | Amendment to Articles Addressing Multiple Issues | Mgmt | For | For | For | |||||
39 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
40 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
41 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
42 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
43 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Coursera, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COUR | CUSIP 22266M104 | 05/23/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Amanda M. Clark | Mgmt | For | For | For | |||||
1.2 | Elect Christopher D. McCarthy | Mgmt | For | For | For | |||||
1.3 | Elect Andrew Y. Ng | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Crocs, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CROX | CUSIP 227046109 | 06/20/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas J. Smach | Mgmt | For | For | For | |||||
1.2 | Elect Beth J. Kaplan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Dollar Tree, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLTR | CUSIP 256746108 | 06/13/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||||
2 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||||
3 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||||
4 | Elect Paul C. Hilal | Mgmt | For | For | For | |||||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||||
6 | Elect Mary A. Laschinger | Mgmt | For | For | For | |||||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||||
8 | Elect Winnie Y. Park | Mgmt | For | For | For | |||||
9 | Elect Bertram L. Scott | Mgmt | For | For | For | |||||
10 | Elect Stephanie P. Stahl | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns | ShrHoldr | Against | Against | For | |||||
DraftKings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DKNG | CUSIP 26142V105 | 05/15/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jason D. Robins | Mgmt | For | For | For | |||||
1.2 | Elect Harry E. Sloan | Mgmt | For | For | For | |||||
1.3 | Elect Matthew Kalish | Mgmt | For | For | For | |||||
1.4 | Elect Paul Liberman | Mgmt | For | For | For | |||||
1.5 | Elect Woodrow H. Levin | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Jocelyn Moore | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Ryan R. Moore | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Valerie A. Mosley | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Steven J. Murray | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Marni M. Walden | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Essilorluxottica | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EL | CINS F31665106 | 05/17/2023 | Voted | |||||||
Meeting Type | ||||||||||
Mix | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
9 | Allocations of Losses/Dividends | Mgmt | For | For | For | |||||
10 | Ratification of Co-option of Mario Notari | Mgmt | For | For | For | |||||
11 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||
12 | 2022 Remuneration Report | Mgmt | For | For | For | |||||
13 | 2022 Remuneration of Leonardo Del Vecchio, Chair (until June 27, 2022) | Mgmt | For | For | For | |||||
14 | 2022 Remuneration of Francesco Milleri, CEO (Until June 27, 2022) and Chair and CEO (Since June 28, 2022) | Mgmt | For | Against | Against | |||||
15 | 2022 Remuneration of Paul du Saillant, Deputy CEO | Mgmt | For | Against | Against | |||||
16 | 2023 Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||||
17 | 2023 Remuneration Policy (Chair and CEO) | Mgmt | For | Against | Against | |||||
18 | 2023 Remuneration Policy (Deputy CEO) | Mgmt | For | Against | Against | |||||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Keurig Dr Pepper Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KDP | CUSIP 49271V100 | 06/12/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert J. Gamgort | Mgmt | For | For | For | |||||
2 | Elect Oray Boston | Mgmt | For | For | For | |||||
3 | Elect Olivier Goudet | Mgmt | For | For | For | |||||
4 | Elect Peter Harf | Mgmt | For | For | For | |||||
5 | Elect Juliette Hickman | Mgmt | For | For | For | |||||
6 | Elect Paul S. Michaels | Mgmt | For | For | For | |||||
7 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||||
8 | Elect Lubomira Rochet | Mgmt | For | For | For | |||||
9 | Elect Debra A. Sandler | Mgmt | For | For | For | |||||
10 | Elect Robert S. Singer | Mgmt | For | For | For | |||||
11 | Elect Larry D. Young | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Las Vegas Sands Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LVS | CUSIP 517834107 | 05/11/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Glen Goldstein | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Dumont | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Chafetz | Mgmt | For | For | For | |||||
1.4 | Elect Micheline Chau | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Charles Daniel Forman | Mgmt | For | For | For | |||||
1.6 | Elect Nora M. Jordan | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Lewis Kramer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect David F. Levi | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | ShrHoldr | Against | For | Against | |||||
Li Ning Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2331 | CINS G5496K124 | 06/14/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect WANG Yajuan | Mgmt | For | For | For | |||||
6 | Elect WANG Ya Fei | Mgmt | For | Against | Against | |||||
7 | Elect Bunny CHAN Chung Bun | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Li Ning Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2331 | CINS G5496K124 | 06/14/2023 | Voted | |||||||
Meeting Type | ||||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Adoption of the 2023 Share Option Scheme and Termination of the 2014 Share Option Scheme | Mgmt | For | Against | Against | |||||
4 | Adoption of the 2023 Share Award Scheme | Mgmt | For | Against | Against | |||||
Marriott International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAR | CUSIP 571903202 | 05/12/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Anthony G. Capuano | Mgmt | For | For | For | |||||
2 | Elect Isabella D. Goren | Mgmt | For | For | For | |||||
3 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | |||||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||||
5 | Elect Eric Hippeau | Mgmt | For | For | For | |||||
6 | Elect Lauren R. Hobart | Mgmt | For | For | For | |||||
7 | Elect Debra L. Lee | Mgmt | For | For | For | |||||
8 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||||
9 | Elect David S. Marriott | Mgmt | For | For | For | |||||
10 | Elect Margaret M. McCarthy | Mgmt | For | For | For | |||||
11 | Elect Grant F. Reid | Mgmt | For | For | For | |||||
12 | Elect Horacio D. Rozanski | Mgmt | For | For | For | |||||
13 | Elect Susan C. Schwab | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Approval of the 2023 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Transparency Report on Congruency of Partnerships with Globalist Organizations | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||||
Match Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTCH | CUSIP 57667L107 | 06/22/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sharmistha Dubey | Mgmt | For | For | For | |||||
2 | Elect Ann L. McDaniel | Mgmt | For | For | For | |||||
3 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/25/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Anthony G. Capuano | Mgmt | For | For | For | |||||
2 | Elect Kareem Daniel | Mgmt | For | For | For | |||||
3 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||||
4 | Elect Catherine Engelbert | Mgmt | For | For | For | |||||
5 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
7 | Elect Christopher Kempczinski | Mgmt | For | For | For | |||||
8 | Elect Richard H. Lenny | Mgmt | For | For | For | |||||
9 | Elect John Mulligan | Mgmt | For | For | For | |||||
10 | Elect Jennifer Taubert | Mgmt | For | For | For | |||||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||||
12 | Elect Amy Weaver | Mgmt | For | For | For | |||||
13 | Elect Miles D. White | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Policy on Use of Medically-Important Antibiotics in the Beef and Pork Supply Chain | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Compliance With WHO Guidelines on Medically-Important Antimicrobials in Supply Chain | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Civil Rights Audit | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||
22 | Shareholder Proposal Regarding Transparency Report on Global Public Policy And Political Influence | ShrHoldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Disclosure of Animal Welfare Indicators | ShrHoldr | Against | Against | For | |||||
Mister Spex SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRX | CINS D5S4HU102 | 05/26/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Ratify Dirk Graber | Mgmt | For | For | For | |||||
4 | Ratify Mirko Caspar | Mgmt | For | For | For | |||||
5 | Ratify Sebastian Dehnen | Mgmt | For | For | For | |||||
6 | Ratify Maren Kroll | Mgmt | For | For | For | |||||
7 | Ratify Peter Williams | Mgmt | For | For | For | |||||
8 | Ratify Nicola Brandolese | Mgmt | For | For | For | |||||
9 | Ratify Tobias Krauss | Mgmt | For | For | For | |||||
10 | Ratify Birgit Kretschmer | Mgmt | For | For | For | |||||
11 | Ratify Pietro Luigi Longo | Mgmt | For | For | For | |||||
12 | Ratify Stuart Paterson | Mgmt | For | For | For | |||||
13 | Ratify Nicole Srock.Stanley | Mgmt | For | For | For | |||||
14 | Appointment of Auditor for Fiscal Year 2023 | Mgmt | For | For | For | |||||
15 | Appointment of Auditor for Interim Statements until 2024 AGM | Mgmt | For | For | For | |||||
16 | Elect Stuart Paterson as Supervisory Board Member | Mgmt | For | For | For | |||||
17 | Management Board Remuneration Policy | Mgmt | For | For | For | |||||
18 | Remuneration Report | Mgmt | For | For | For | |||||
19 | Amendments to Articles (Virtual AGM) | Mgmt | For | For | For | |||||
20 | Amendments to Articles (Supervisory Board Participation) | Mgmt | For | Against | Against | |||||
21 | Amendments to Articles (Time Limits of Questions at Shareholder Meetings) | Mgmt | For | For | For | |||||
22 | Stock Option Plan; Increase in Conditional Capital | Mgmt | For | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Moncler SPA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MONC | CINS T6730E110 | 04/18/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | Against | Against | |||||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | List Presented by Double R S.r.l. | Mgmt | N/A | N/A | N/A | |||||
11 | List Presented by Group of Institutional Investors Representing 1.4% of Share Capital | Mgmt | N/A | For | N/A | |||||
12 | Election of the Chair of the Statutory Auditor Board | Mgmt | For | For | For | |||||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
Nike, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NKE | CUSIP 654106103 | 09/09/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||||
2 | Elect Peter B. Henry | Mgmt | For | For | For | |||||
3 | Elect Michelle A. Peluso | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Policy to Pause Sourcing of Raw Materials from China | ShrHoldr | Against | Against | For | |||||
Ocado Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OCDO | CINS G6718L106 | 05/02/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||||
4 | Elect Tim Steiner | Mgmt | For | For | For | |||||
5 | Elect Stephen Daintith | Mgmt | For | For | For | |||||
6 | Elect Neill Abrams | Mgmt | For | For | For | |||||
7 | Elect Mark A. Richardson | Mgmt | For | For | For | |||||
8 | Elect Luke Jensen | Mgmt | For | For | For | |||||
9 | Elect Jorn Rausing | Mgmt | For | For | For | |||||
10 | Elect Andrew J. Harrison | Mgmt | For | For | For | |||||
11 | Elect Emma Lloyd | Mgmt | For | For | For | |||||
12 | Elect Julie Southern | Mgmt | For | Against | Against | |||||
13 | Elect John Martin | Mgmt | For | For | For | |||||
14 | Elect Michael Sherman | Mgmt | For | For | For | |||||
15 | Elect Nadia Shouraboura | Mgmt | For | For | For | |||||
16 | Elect Julia M. Brown | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights (In Connection With Rights Issue Only) | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||
Overstock.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OSTK | CUSIP 690370101 | 05/18/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Allison H. Abraham | Mgmt | For | For | For | |||||
2 | Elect William B. Nettles, Jr. | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
Peloton Interactive, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PTON | CUSIP 70614W100 | 12/06/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Karen Boone | Mgmt | For | Against | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Soho House & Co Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHCO | CUSIP 586001109 | 06/21/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark D. Ein | Mgmt | For | For | For | |||||
2 | Elect Yusef D. Jackson | Mgmt | For | For | For | |||||
3 | Elect Ben Schwerin | Mgmt | For | For | For | |||||
4 | Elect Bippy Siegal | Mgmt | For | Withhold | Against | |||||
5 | Elect Alice Delahunt | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Spotify Technology S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPOT | CUSIP L8681T102 | 03/29/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||||
4 | Elect Daniel Ek | Mgmt | For | For | For | |||||
5 | Elect Martin Lorentzon | Mgmt | For | For | For | |||||
6 | Elect Shishir S. Mehrotra | Mgmt | For | For | For | |||||
7 | Elect Christopher P. Marshall | Mgmt | For | Against | Against | |||||
8 | Elect Barry McCarthy | Mgmt | For | For | For | |||||
9 | Elect Heidi O'Neill | Mgmt | For | For | For | |||||
10 | Elect Theodore A. Sarandos | Mgmt | For | For | For | |||||
11 | Elect Thomas O. Staggs | Mgmt | For | For | For | |||||
12 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||||
13 | Elect Padmasree Warrior | Mgmt | For | For | For | |||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||
15 | Directors' Remuneration | Mgmt | For | For | For | |||||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
Starbucks Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBUX | CUSIP 855244109 | 03/23/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard E. Allison, Jr. | Mgmt | For | For | For | |||||
2 | Elect Andrew Campion | Mgmt | For | For | For | |||||
3 | Elect Beth E. Ford | Mgmt | For | For | For | |||||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||||
5 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | For | |||||
6 | Elect Satya Nadella | Mgmt | For | For | For | |||||
7 | Elect Laxman Narasimhan | Mgmt | For | For | For | |||||
8 | Elect Howard Schultz | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Report On Plant-based Milk Pricing | ShrHoldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | For | Against | |||||
14 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | ShrHoldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Formation of Corporate Sustainability Committee | ShrHoldr | Against | Against | For | |||||
The Allstate Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALL | CUSIP 020002101 | 05/23/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donald E. Brown | Mgmt | For | For | For | |||||
2 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||||
3 | Elect Richard T. Hume | Mgmt | For | For | For | |||||
4 | Elect Margaret M. Keane | Mgmt | For | For | For | |||||
5 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||||
6 | Elect Jacques P. Perold | Mgmt | For | For | For | |||||
7 | Elect Andrea Redmond | Mgmt | For | For | For | |||||
8 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||||
9 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||||
10 | Elect Perry M. Traquina | Mgmt | For | For | For | |||||
11 | Elect Monica Turner | Mgmt | For | For | For | |||||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Home Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HD | CUSIP 437076102 | 05/18/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||||
7 | Elect Edward P. Decker | Mgmt | For | For | For | |||||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||||
12 | Elect Paula Santilli | Mgmt | For | For | For | |||||
13 | Elect Caryn Seidman-Becker | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Rescission of Majority-Supported Shareholder Proposal | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Public Positions on Political Speech | ShrHoldr | Against | Against | For | |||||
The RealReal, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REAL | CUSIP 88339P101 | 06/14/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Cartha Coleman | Mgmt | For | For | For | |||||
1.2 | Elect Karen W. Katz | Mgmt | For | For | For | |||||
1.3 | Elect Carol A. Melton | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Simply Good Foods Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMPL | CUSIP 82900L102 | 01/19/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | |||||
2 | Elect Nomi P. Ghez | Mgmt | For | For | For | |||||
3 | Elect Michelle P. Goolsby | Mgmt | For | For | For | |||||
4 | Elect James M. Kilts | Mgmt | For | For | For | |||||
5 | Elect Robert G. Montgomery | Mgmt | For | For | For | |||||
6 | Elect Brian K. Ratzan | Mgmt | For | For | For | |||||
7 | Elect David W. Ritterbush | Mgmt | For | For | For | |||||
8 | Elect Joseph E. Scalzo | Mgmt | For | For | For | |||||
9 | Elect Joseph J. Schena | Mgmt | For | For | For | |||||
10 | Elect David J. West | Mgmt | For | For | For | |||||
11 | Elect James D. White | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Approval of Exclusive Forum Provisions | Mgmt | For | Against | Against | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/06/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||||
3 | Elect Rosemary T. Berkery | Mgmt | For | For | For | |||||
4 | Elect David T. Ching | Mgmt | For | For | For | |||||
5 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
6 | Elect Ernie Herrman | Mgmt | For | For | For | |||||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Report on Supply Chain Due Diligence | ShrHoldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification | ShrHoldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Paid Sick Leave | ShrHoldr | Against | For | Against | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 04/03/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||||
2 | Elect Safra A. Catz | Mgmt | For | For | For | |||||
3 | Elect Amy L. Chang | Mgmt | For | For | For | |||||
4 | Elect Francis A. deSouza | Mgmt | For | For | For | |||||
5 | Elect Carolyn N. Everson | Mgmt | For | For | For | |||||
6 | Elect Michael B.G. Froman | Mgmt | For | For | For | |||||
7 | Elect Robert A. Iger | Mgmt | For | For | For | |||||
8 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||||
9 | Elect Calvin R. McDonald | Mgmt | For | For | For | |||||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||||
11 | Elect Derica W. Rice | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||||
T-Mobile US, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMUS | CUSIP 872590104 | 06/16/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andre Almeida | Mgmt | For | For | For | |||||
1.2 | Elect Marcelo Claure | Mgmt | For | For | For | |||||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||||
1.4 | Elect Srinivasan Gopalan | Mgmt | For | For | For | |||||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||||
1.6 | Elect Christian P. Illek | Mgmt | For | For | For | |||||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||||
1.9 | Elect Dominique Leroy | Mgmt | For | For | For | |||||
1.10 | Elect Letitia A. Long | Mgmt | For | For | For | |||||
1.11 | Elect G. Michael Sievert | Mgmt | For | For | For | |||||
1.12 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||||
1.13 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Approval of the 2023 Incentive Award Plan | Mgmt | For | For | For | |||||
6 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Toast, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TOST | CUSIP 888787108 | 06/08/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kent Bennett | Mgmt | For | For | For | |||||
2 | Elect Susan E. Chapman-Hughes | Mgmt | For | For | For | |||||
3 | Elect Mark J. Hawkins | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ulta Beauty, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ULTA | CUSIP 90384S303 | 06/01/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michelle L. Collins | Mgmt | For | For | For | |||||
2 | Elect Patricia Little | Mgmt | For | For | For | |||||
3 | Elect Heidi G. Petz | Mgmt | For | For | For | |||||
4 | Elect Michael C. Smith | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement to Remove Directors | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirements for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||||
8 | Elimination of Supermajority Requirements for Amendments to Bylaws | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Walmart Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 05/31/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||||
4 | Elect Carla A. Harris | Mgmt | For | For | For | |||||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||||
9 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Racial and Gender Layoff Diversity Report | ShrHoldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | For | Against | |||||
20 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Third-Party Audit of Policies on Workplace Safety and Violence | ShrHoldr | Against | For | Against | |||||
Warby Parker Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WRBY | CUSIP 93403J106 | 06/08/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dave Gilboa | Mgmt | For | For | For | |||||
1.2 | Elect Youngme E. Moon | Mgmt | For | For | For | |||||
1.3 | Elect Ronald A. Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Wix.com Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WIX | CUSIP M98068105 | 12/19/2022 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Avishai Abrahami | Mgmt | For | For | For | |||||
2 | Elect Diane Greene | Mgmt | For | For | For | |||||
3 | Elect Mark Tluszcz | Mgmt | For | For | For | |||||
4 | Compensation Policy - Executives | Mgmt | For | Against | Against | |||||
5 | Confirmation of Non-Controlling Shareholder | Mgmt | N/A | For | N/A | |||||
6 | Compensation Policy - Directors | Mgmt | For | For | For | |||||
7 | Confirmation of Non-Controlling Shareholder | Mgmt | N/A | For | N/A | |||||
8 | NED Compensation Plan | Mgmt | For | For | For | |||||
9 | Option Exchange of Non-Executive Employees | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
ZhongAn Online P & C Insurance Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6060 | CINS Y989DF109 | 06/15/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
6 | 2023-2025 Three-Year Capital Planning Report | Mgmt | For | For | For | |||||
7 | Amendments to Articles | Mgmt | For | For | For | |||||
ZhongAn Online P & C Insurance Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6060 | CINS Y989DF109 | 12/29/2022 | Voted | |||||||
Meeting Type | ||||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Auto Co-Insurance Cooperation Agreement | Mgmt | For | For | For | |||||
3 | Board Authorization To Execute the Auto Co-insurance Cooperation Agreement | Mgmt | For | For | For | |||||
4 | Approval of the Adjustment to Directors Allowance | Mgmt | For | For | For | |||||
Zoetis Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZTS | CUSIP 98978V103 | 05/18/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||||
2 | Elect Vanessa Broadhurst | Mgmt | For | For | For | |||||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||||
4 | Elect Michael B. McCallister | Mgmt | For | For | For | |||||
5 | Elect Gregory Norden | Mgmt | For | For | For | |||||
6 | Elect Louise M. Parent | Mgmt | For | For | For | |||||
7 | Elect Kristin C. Peck | Mgmt | For | For | For | |||||
8 | Elect Robert W. Scully | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Amendment Regarding Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Against | Against | For | |||||
Zuora, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZUO | CUSIP 98983V106 | 06/27/2023 | Voted | |||||||
Meeting Type | ||||||||||
Annual | ||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Omar P. Abbosh | Mgmt | For | For | For | |||||
1.2 | Elect Sarah R. Bond | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jason Pressman | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman ETF Trust
By: | /s/ Joseph V. Amato | |
Joseph V. Amato | ||
Chief Executive Officer and President | ||
Date: August 1, 2023