Strategy Shares Newfound/ReSolve Robust Momentum ETF (ROMO)
Filed: 29 Aug 12, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 333-170750
HUNTINGTON STRATEGY SHARES
(Exact name of Registrant as Specified in Charter)
2960 North Meridian Street, Suite 300
Attn: R. Jeffrey Young
Indianapolis, IN 46208
(Address of Principal Executive Offices)
R. Jeffrey Young
Huntington Strategy Shares
2960 North Meridian Street, Suite 300
Indianapolis, IN 46208
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-855-477-3837
Date of fiscal year end: 4/30
Reporting Period: 7/1/11 – 6/30/12
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
BRXPSZZ5 # 8886
BROADRIDGE DATE: 08/16/12
REPORT NO: BRXP036 CLIENT POSITION REPORT (ON REQUEST) PAGE NO: 1
CLIENT : 40D CITIBANK, NA
FOR MEETING DATE 01/01/12 THRU 12/31/12
CUSIP 654106-103 NIKE, INC. MEETING TYPE: ANNUAL MEETING
MEETING DATE: 09/20/12 RECORD DATE: 07/23/12 MAIL DATE: 08/10/12 PROPOSAL TYPE: MANAGEMENT
ACCOUNT NUMBER CONTROL NO SHARE AMOUNT PROPOSAL VOTES DIRECTOR VOTES RETURN DATE
-------------- ------------ ------------ -------------- -------------- -----------
610002 379627691899 1,155
MR PROPOSAL TEXT DIRECTORS
-- --- ----------------------------------------------------------------- ---------------------
1. F #DIRECTOR 01 ALAN B. GRAF, JR.
2. F TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. 02 JOHN C. LECHLEITER
3. F TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF 03 PHYLLIS M. WISE
AUTHORIZED SHARES OF COMMON STOCK.
4. F TO RE-APPROVE AND AMEND THE NIKE, INC. LONG-TERM INCENTIVE PLAN.
5. F TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
6. N TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL
CONTRIBUTIONS DISCLOSURE.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) HUNTINGTON STRATEGY SHARES
By (Signature and Title)
/s/ R. Jeffrey Young | ||
R. Jeffrey Young Principal Executive Officer | ||
Date: | August 29, 2012 | |