SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
November 12, 2012
Date of report (Date of earliest event reported)
SUNSHINE HEART, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware | | 001-35312 | | 68-0533453 |
(State of Incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
12988 Valley View Road
Eden Prairie, Minnesota | | 55344 |
(Address of Principal Executive Offices) | | (Zip Code) |
(952) 345-4200
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Mark Harvey has resigned from our board of directors effective as of November 12, 2012. Mr. Harvey served on our compensation committee. Mr. Harvey’s resignation is not based on any disagreement with our company.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1 Press Release dated November 13, 2012.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SUNSHINE HEART, INC. |
| | |
| | |
Date: November 13, 2012 | By: | /s/ Jeffrey Mathiesen |
| | Jeffrey Mathiesen |
| | Chief Financial Officer |
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EXHIBIT INDEX
No. | | Description | | Manner of Filing |
99.1 | | Press Release dated November 13, 2012. | | Filed Electronically |
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