UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22500
A&Q Multi-Strategy Fund (formerly known as, O’Connor Fund of Funds: Multi-Strategy)
(Exact name of registrant as specified in charter)
677 Washington Boulevard
Stamford, Connecticut 06901
(Address of principal executive offices) (Zip code)
Michael Kim, Esq.
UBS Alternative and Quantitative Investments LLC
677 Washington Boulevard
Stamford, Connecticut 06901
(Name and address of agent for service)
Registrant’s telephone number, including area code: 203-719-1428
Date of fiscal year end: March 31
Date of reporting period: July 1, 2013 – June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
REGISTRANT NAME: A&Q Multi-Strategy Fund
INVESTMENT COMPANY ACT FILE NUMBER: 811-22500
REPORTING PERIOD: 07/01/2013 - 06/30/2014
REGISTRANT ADDRESS: 677 Washington Blvd., Stamford, CT 06901
NAME OF SERIES (AS APPLICABLE):
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Issuer of Portfolio
Security | | Exchange
Ticker
Symbol | | CUSIP # | | Shareholder
Meeting Date | | Summary of Matter Voted On | | Who Proposed
Matter: Issuer
/ Shareholder | | Whether
Fund Cast
Vote on
Matter | | Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election of
Directors | | Whether Vote
Was For or
Against
Management |
| | | | | | | | | |
D. E. Shaw
Terrella Fund, L.P | | N/A | | N/A | | November 27, 2013 | | Notice of Proposed Amendment to Organizational Document | | D. E. Shaw Terrella Fund, L.P | | Yes | | Completed | | Proposals approved |
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Aeolus Keystone
Fund J13 and
MY13 | | N/A | | N/A | | December 26, 2013 | | Changes to the LPA | | Aeolus Keystone Fund J13 and MY13 | | Yes | | Approved | | Approved |
| | | | | | | | | |
Aeolus Keystone
Fund MY13 | | N/A | | N/A | | April 30, 2014 | | Special MY13 Redemption Option 1. Vote on issuance and expiration of the new tranch | | Aeolus Keystone Fund MY13 | | Yes | | Approved | | Approved |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| Registrant A&Q Multi-Strategy Fund (formerly known as, O’Connor Fund of Funds: Multi-Strategy) |
| | |
| By (Signature and Title)* | | /s/ William Ferri |
| | William Ferri, Principal Executive Officer |
*Print the name and title of each signing officer under his or her signature.
