as the Company
as the Co-Issuer
as Trustee
Trust Indenture Act Section | Indenture Section | |
310 (a)(1) | 7.10 | |
(a)(2) | 7.10 | |
(a)(3) | N.A. | |
(a)(4) | N.A. | |
(a)(5) | 7.10 | |
(b) | 7.10 | |
(c) | N.A. | |
311 (a) | 7.11 | |
(b) | 7.11 | |
(c) | N.A. | |
312 (a) | 2.05 | |
(b) | 12.03 | |
(c) | 12.03 | |
313 (a) | 7.06 | |
(b)(1) | N.A | |
(b)(2) | 7.06;7.07 | |
(c) | 7.06;12.02 | |
(d) | 7.06 | |
314 (a) | 4.03, 4.04; 12.02; 12.05 | |
(b) | N.A. | |
(c)(1) | 12.04 | |
(c)(2) | 12.04 | |
(c)(3) | N.A. | |
(d) | N.A. | |
(e) | 12.05 | |
(f) | N.A. | |
315 (a) | 7.01 | |
(b) | 7.05; 12.02. | |
(c) | 7.01 | |
(d) | 7.04 | |
(e) | 6.12 | |
316 (a)(last sentence) | 2.09 | |
(a)(1)(A) | 6.05 | |
(a)(1)(B) | 6.04 | |
(a)(2) | N.A. | |
(b) | 6.06 | |
(c) | 9.04 | |
317 (a)(1) | 6.07 | |
(a)(2) | 6.11 | |
(b) | 2.04 | |
318 (a) | 12.01 | |
(b) | N.A. | |
(c) | 12.01 |
N.A. means not applicable. | ||
* | This Cross-Reference Table is not part of this Indenture. |
Section 1.01 | Definitions | 1 | ||||||
Section 1.02 | Other Definitions | 38 | ||||||
Section 1.03 | Incorporation by Reference of Trust Indenture Act | 39 | ||||||
Section 1.04 | Rules of Construction | 39 | ||||||
Section 1.05 | Acts of Holders | 40 |
Section 2.01 | Form and Dating; Terms | 41 | ||||||
Section 2.02 | Execution and Authentication | 43 | ||||||
Section 2.03 | Registrar and Paying Agent | 44 | ||||||
Section 2.04 | Paying Agent to Hold Money in Trust | 44 | ||||||
Section 2.05 | Holder Lists | 44 | ||||||
Section 2.06 | Transfer and Exchange | 45 | ||||||
Section 2.07 | Replacement Notes | 58 | ||||||
Section 2.08 | Outstanding Notes | 59 | ||||||
Section 2.09 | Treasury Notes | 59 | ||||||
Section 2.10 | Temporary Notes | 59 | ||||||
Section 2.11 | Cancellation | 60 | ||||||
Section 2.12 | CUSIP and ISIN Numbers | 60 |
Section 3.01 | Notices to Trustee | 60 | ||||||
Section 3.02 | Selection of Notes to Be Redeemed or Purchased | 60 | ||||||
Section 3.03 | Notice of Redemption | 61 | ||||||
Section 3.04 | Effect of Notice of Redemption | 62 | ||||||
Section 3.05 | Deposit of Redemption or Purchase Price | 62 | ||||||
Section 3.06 | Notes Redeemed or Purchased in Part | 62 | ||||||
Section 3.07 | Optional Redemption | 63 | ||||||
Section 3.08 | Mandatory Redemption | 64 | ||||||
Section 3.09 | Offers to Repurchase by Application of Excess Proceeds | 64 |
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Section 4.01 | Payment of Notes | 66 | ||||||
Section 4.02 | Maintenance of Office or Agency | 66 | ||||||
Section 4.03 | Reports and Other Information | 67 | ||||||
Section 4.04 | Compliance Certificate | 69 | ||||||
Section 4.05 | Taxes | 69 | ||||||
Section 4.06 | Stay, Extension and Usury Laws | 69 | ||||||
Section 4.07 | Limitation on Restricted Payments | 70 | ||||||
Section 4.08 | Limitation on Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries | 74 | ||||||
Section 4.09 | Limitation on Incurrence of Indebtedness and Issuance of Disqualified Stock and Preferred Stock | 76 | ||||||
Section 4.10 | Asset Sales | 77 | ||||||
Section 4.11 | Limitation on Transactions with Affiliates | 79 | ||||||
Section 4.12 | Limitation on Liens | 81 | ||||||
Section 4.13 | Conduct of Business | 82 | ||||||
Section 4.14 | Offer to Repurchase Upon Change of Control | 82 | ||||||
Section 4.15 | Limitation on Guarantees by Restricted Subsidiaries | 83 | ||||||
Section 4.16 | Limitation on Sale and Leaseback Transactions | 84 | ||||||
Section 4.17 | Designation of Unrestricted and Restricted Subsidiaries | 84 | ||||||
Section 4.18 | Restrictions on Activities of the Co-Issuer | 85 | ||||||
Section 4.19 | Covenant Suspension | 85 |
Section 5.01 | Merger, Consolidation or Sale of All or Substantially All Assets | 85 | ||||||
Section 5.02 | Surviving Entity Substituted | 87 |
Section 6.01 | Events of Default | 87 | ||||||
Section 6.02 | Acceleration | 89 | ||||||
Section 6.03 | Other Remedies | 90 | ||||||
Section 6.04 | Waiver of Past Defaults | 90 | ||||||
Section 6.05 | Control by Majority | 91 | ||||||
Section 6.06 | Rights of Holders of Notes to Receive Payment | 91 | ||||||
Section 6.07 | Collection Suit by Trustee | 91 | ||||||
Section 6.08 | Restoration of Rights and Remedies | 91 | ||||||
Section 6.09 | Rights and Remedies Cumulative | 91 |
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Section 6.10 | Delay or Omission Not Waiver | 92 | ||||||
Section 6.11 | Trustee May File Proofs of Claim | 92 | ||||||
Section 6.12 | Undertaking for Costs | 92 | ||||||
Section 6.13 | Trustee May Enforce Claims without Possession of Notes | 92 | ||||||
Section 6.14 | Limitation on Suits. | 93 | ||||||
Section 6.15 | Priorities | 93 |
Section 7.01 | Duties of Trustee | 94 | ||||||
Section 7.02 | Rights of Trustee | 95 | ||||||
Section 7.03 | Individual Rights of Trustee | 96 | ||||||
Section 7.04 | Trustee’s Disclaimer | 96 | ||||||
Section 7.05 | Notice of Defaults | 96 | ||||||
Section 7.06 | Reports by Trustee to Holders of the Notes | 97 | ||||||
Section 7.07 | Compensation and Indemnity | 97 | ||||||
Section 7.08 | Replacement of Trustee | 98 | ||||||
Section 7.09 | Successor Trustee by Merger, etc | 99 | ||||||
Section 7.10 | Eligibility; Disqualification | 99 | ||||||
Section 7.11 | Preferential Collection of Claims Against Issuer | 99 |
Section 8.01 | Option to Effect Legal Defeasance or Covenant Defeasance | 99 | ||||||
Section 8.02 | Legal Defeasance and Discharge | 99 | ||||||
Section 8.03 | Covenant Defeasance | 100 | ||||||
Section 8.04 | Conditions to Legal or Covenant Defeasance | 101 | ||||||
Section 8.05 | Deposited Money and Government Securities to Be Held in Trust; Other Miscellaneous Provisions | 102 | ||||||
Section 8.06 | Repayment to Issuer | 103 | ||||||
Section 8.07 | Reinstatement | 103 |
Section 9.01 | Without Consent of Holders of Notes | 103 | ||||||
Section 9.02 | With Consent of Holders of Notes | 105 | ||||||
Section 9.03 | Compliance with Trust Indenture Act | 106 | ||||||
Section 9.04 | Revocation and Effect of Consents | 106 | ||||||
Section 9.05 | Notation on or Exchange of Notes | 107 | ||||||
Section 9.06 | Trustee to Sign Amendments, etc | 107 |
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Section 10.01 | Note Guarantee | 107 | ||||||
Section 10.02 | Limitation on Guarantor Liability | 109 | ||||||
Section 10.03 | Execution and Delivery | 109 | ||||||
Section 10.04 | Subrogation | 110 | ||||||
Section 10.05 | Benefits Acknowledged | 110 | ||||||
Section 10.06 | Merge, Consolidation or Sale of All or Substantially All Assets | 110 | ||||||
Section 10.07 | Release of Note Guarantees | 110 |
Section 11.01 | Satisfaction and Discharge | 111 | ||||||
Section 11.02 | Application of Trust Money | 112 |
Section 12.01 | Trust Indenture Act Controls | 112 | ||||||
Section 12.02 | Notices | 112 | ||||||
Section 12.03 | Communication by Holders of Notes with Other Holders of Notes | 113 | ||||||
Section 12.04 | Certificate and Opinion as to Conditions Precedent | 114 | ||||||
Section 12.05 | Statements Required in Certificate or Opinion | 114 | ||||||
Section 12.06 | Rules by Trustee and Agents | 114 | ||||||
Section 12.07 | No Personal Liability of Directors, Officers, Employees and Stockholders | 115 | ||||||
Section 12.08 | Governing Law; Consent to Jurisdiction and Service | 115 | ||||||
Section 12.09 | Waiver of Jury Trial | 115 | ||||||
Section 12.10 | Force Majeure | 115 | ||||||
Section 12.11 | No Adverse Interpretation of Other Agreements | 116 | ||||||
Section 12.12 | Successors | 116 | ||||||
Section 12.13 | Severability | 116 | ||||||
Section 12.14 | Counterpart Originals | 116 | ||||||
Section 12.15 | Table of Contents, Headings, etc | 116 | ||||||
Section 12.16 | Qualification of Indenture | 116 | ||||||
Section 12.17 | U.S.A. Patriot Act | 117 |
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Exhibit A | Form of Note | |
Exhibit B | Form of Certificate of Transfer | |
Exhibit C | Form of Certificate of Exchange | |
Exhibit D | Form of Supplemental Indenture to Be Delivered by Subsequent Guarantors | |
Exhibit E | Form of Free Transferability Certificate |
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Term | Defined in Section | |||
“Acceleration Notes” | 6.02 | |||
“Affiliate Transaction” | 4.11 | |||
“Authentication Order” | 2.02 | |||
“Change of Control Offer” | 4.14 | |||
“Change of Control Payment Date” | 4.14 | |||
“Covenant Defeasance” | 8.03 | |||
“DTC” | 2.03 | |||
“Event of Default” | 6.01 | |||
“Excess Proceeds” | 4.10 |
-38-
Term | Defined in Section | |||
“Guarantee” | 4.15 | |||
“incur” | 4.09 | |||
“Legal Defeasance” | 8.02 | |||
“Note Register” | 2.03 | |||
“notice of acceleration” | 6.02 | |||
“Offer Amount” | 3.09 | |||
“Offer Period” | 3.09 | |||
“Paying Agent” | 2.03 | |||
“Purchase Date” | 3.09 | |||
“Registrar” | 2.03 | |||
“Restricted Payment” | 4.07 | |||
“Surviving Entity” | 5.01 | |||
“Suspended Covenants” | 4.19 |
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Year | Percentage | |||
2013 | 105.438 | % | ||
2014 and thereafter | 100.000 | % |
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350 Highland Drive
Lewisville, Texas 75067
Fax No.: (469) 549-2085
Attention: General Counsel
45 Broadway, 14th Floor
New York, New York 10006
Fax No.: (212) 515-1589
Attention: Corporate Trust Services
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Nationstar Mortgage LLC | ||||
By: | /s/ Jesse K. Bray | |||
Name: | Jesse K. Bray | |||
Title: | CFO | |||
Nationstar Capital Corporation | ||||
By: | /s/ Jesse K. Bray | |||
Name: | Jesse K. Bray | |||
Title: | CFO | |||
GUARANTORS: Centex Land Vista Ridge Lewisville III General Partner, LLC Harwood Service Company LLC Harwood Insurance Services, LLC Harwood Service Company of Georgia, LLC Harwood Service Company of New Jersey, LLC Homeselect Settlement Solutions, LLC Nationstar 2009 Equity Corporation Nationstar Equity Corporation Nationstar Industrial Loan Company Nationstar Industrial Loan Corporation | ||||
By: | /s/ Jesse K. Bray | |||
Name: | Jesse K. Bray | |||
Title: | CFO | |||
Centex Land Vista Ridge Lewisville III, L.P. By:Centex Land Vista Ridge Lewisville III General Partner, LLC, its General Partner | ||||
By: | /s/ Jesse K. Bray | |||
Name: | Jesse K. Bray | |||
Title: | CFO | |||
Wells Fargo Bank, National Association, as Trustee | ||||
By: | /s/ Martin Reed | |||
Name: | Martin Reed | |||
Title: | Vice President | |||
A-1
ISIN [ ]1
10.875% Senior Notes due 2015
No. ___ | [$______________] |
NATIONSTAR CAPITAL CORPORATION
1 | Rule 144A Note CUSIP: 63860U AA8 Rule 144A Note ISIN: US63860UAA88 Regulation S Note CUSIP: U6375Y AA4 Regulation S Note ISIN: USU6375YAA48 Exchange Note CUSIP: 63860U AB6 Exchange Note ISIN: US63860UAB61 |
A-2
Nationstar Mortgage LLC | ||||
By: | ||||
Name: | ||||
Title: | ||||
Nationstar Capital Corporation | ||||
By: | ||||
Name: | ||||
Title: |
A-3
Wells Fargo Bank, National Association, as Trustee | ||||
By: | ||||
Authorized Signatory | ||||
A-4
2 | With respect to the Initial Notes. |
A-5
A-6
Year | Percentage | |||
2013 | 105.438 | % | ||
2014 and thereafter | 100.000 | % |
A-7
A-8
Lewisville, Texas 75067
Fax No.: (469) 549-2085
Attention: General Counsel
A-9
Your Signature: | ||||
(Sign exactly as your name appears on | ||||
the face of this Note) | ||||
* | Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to the Trustee). |
A-10
Your Signature: | ||||
(Sign exactly as your name appears on the face of this Note) | ||||
Tax Identification No.: | ||||
* | Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to the Trustee). |
A-11
Amount of increase | Principal Amount of | Signature of | ||||||
Amount of decrease | in Principal | this Global Note | authorized signatory | |||||
in Principal Amount | Amount of this | following such | of Trustee or | |||||
Date of Exchange | of this Global Note | Global Note | decrease or increase | Note Custodian | ||||
* | This schedule should be included only if the Note is issued in global form. |
A-12
A-13
Nationstar Capital Corporation
350 Highland Drive
Lewisville, Texas 75067
Fax No.: (469) 549-2085
Attention: General Counsel
MAC N9303-121
608 2nd Avenue South
Minneapolis, MN 55479
Telephone No.: (877) 872-4605
Fax No.: (866) 969-1290
Email: DAPSReorg@wellsfargo.com
B-1
B-2
B-3
[Insert Name of Transferor] | ||||
By: | ||||
Name: | ||||
Title: | ||||
B-4
1. | The Transferor owns and proposes to transfer the following: |
(a) | [ ] a beneficial interest in the: |
(i) | [ ] 144A Global Note (CUSIP 63860U AA8), or | ||
(ii) | [ ] Regulation S Global Note (CUSIP U6375YAA4), or |
(b) | [ ] a Restricted Definitive Note. | ||
2. | After the Transfer the Transferee will hold: |
(a) | [ ] a beneficial interest in the: |
(i) | [ ] 144A Global Note (CUSIP 63860U AA8), or | ||
(ii) | [ ] Regulation S Global Note (CUSIP U6375YAA4), or | ||
(iii) | [ ] Unrestricted Global Note (CUSIP [INSERT CUSIP]); or |
(b) | [ ] a Restricted Definitive Note; or | ||
(c) | [ ] an Unrestricted Definitive Note, |
B-5
Nationstar Capital Corporation
350 Highland Drive
Lewisville, Texas 75067
Fax No.: (469) 549-2085
Attention: General Counsel
MAC N9303-121
608 2nd Avenue South
Minneapolis, MN 55479
Telephone No.: (877) 872-4605
Fax No.: (866) 969-1290
Email: DAPSReorg@wellsfargo.com
C-1
C-2
[Insert Name of Transferor] | ||||
By: | ||||
Name: | ||||
Title: | ||||
C-3
TO BE DELIVERED BY SUBSEQUENT GUARANTORS
D-1
D-2
D-3
D-4
D-5
D-6
[Guaranteeing Subsidiary] | ||||
By: | ||||
Name: | ||||
Title: | ||||
Wells Fargo Bank, National Association, as Trustee | ||||
By: | ||||
Name: | ||||
Title: |
D-7
Nationstar Capital Corporation
350 Highland Drive
Lewisville, Texas 75067
Fax No.: (469) 549-2085
Attention: General Counsel
MAC N9303-121
608 2nd Avenue South
Minneapolis, MN 55479
Telephone No.: (877) 872-4605
Fax No.: (866) 969-1290
Email: DAPSReorg@wellsfargo.com
E-1
Nationstar Mortgage LLC Nationstar Capital Corporation | ||||
By: | ||||
Name: | ||||
Title: | ||||
E-2