UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 30, 2015
COLT DEFENSE LLC
COLT FINANCE CORP.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
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| 32-0031950 |
333-171547 |
| 27-1237687 |
(Registration Number) |
| (IRS Employer Identification Number) |
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547 New Park Avenue, West Hartford, CT |
| 06110 |
(Address of principal executive offices) |
| (Zip Code) |
Registrant’s telephone number, including area code: (860) 232-4489
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD.
In connection with the ongoing previously disclosed bankruptcy proceedings of Colt Defense LLC (“Colt Defense”) and Colt Holding Company LLC and certain of their subsidiaries and affiliates, Colt Defense and Colt Finance Corp. (together with Colt Defense, “Colt”) entered into confidential discussions with and provided certain confidential information regarding Colt Defense and its consolidated subsidiaries (the “Company”) to certain holders (the “Holders”) of Colt’s 8.75% Senior Notes due 2017. In connection with those discussions, Colt agreed with the Holders to provide such information publicly and Colt is making the disclosures included in Exhibit 99.1 to this Form 8-K in accordance with that agreement.
Item 9.01. Exhibits.
Exhibit No. |
| DESCRIPTION |
99.1 |
| Debtor-in-Possession 10-Week Projection Model |
The information in Item 7.01 in this Form 8-K is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be deemed incorporated by reference in filings under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. By filing this Form 8-K and furnishing this information, the Company makes no statement or admission as to the materiality of any information in Item 7.01 or Exhibit 99.1 hereto.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| COLT DEFENSE LLC |
| |
| COLT FINANCE CORP. |
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| By: | /s/ Scott Flaherty |
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| Name: | Scott Flaherty |
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| Title: | Senior Vice President and Chief Financial Officer |
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Dated: October 30, 2015
