Thomas J. Herzfeld Advisors 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
Abbott Laboratories	COM	002824100	8	73	SH		SOLE		73	0	0
AbbVie, Inc.	COM	00287Y109	7	87	SH		SOLE		87	0	0
Aberdeen Asia Pacific In Com	COM	003009107	4,541	1,195,079	SH		SOLE		1,195,079	0	0
Aberdeen Emerging Markets Equity Inc.	COM	00301W105	5	768	SH		SOLE		768	0	0
Aberdeen Global Dynamic Dividend Fund	COM	00302M106	1,109	129,266	SH		SOLE		129,266	0	0
Aberdeen Global Premier Properties Fund	COM SH BEN INT	00302L108	1,841	422,333	SH		SOLE		422,333	0	0
Aberdeen Japan Equity Fund Inc	COM	00306J109	5	561	SH		SOLE		561	0	0
Aberdeen Total Dynamic Dividend Fund	COM SH BEN INT	00326L100	1,129	154,458	SH		SOLE		154,458	0	0
Activision Blizzard, Inc.	COM	00507V109	2	27	SH		SOLE		27	0	0
Adams Diversified Equity Fund Inc	COM	006212104	2,907	186,841	SH		SOLE		186,841	0	0
Adams Natural Resources Fund Inc	COM	00548F105	64	6,789	SH		SOLE		6,789	0	0
Adobe Systems, Inc.	COM	00724F101	3	7	SH		SOLE		7	0	0
Advanced Micro Devices, Inc.	COM	007903107	2	24	SH		SOLE		24	0	0
Air products and Chemicals, Inc.	COM	009158106	12	45	SH		SOLE		45	0	0
Alcon, Inc.	ORD SHS	H01301128	6	100	SH		SOLE		100	0	0
Alibaba Group Holding Limited	SPONSORED ADS	01609W102	20	66	SH		SOLE		66	0	0
AllianceBernstein National Municipal Income Fund Inc	COM	01864U106	161	11,825	SH		SOLE		11,825	0	0
AllianceBernstern Global High Income Fund	COM	01879R106	685	66,601	SH		SOLE		66,601	0	0
AllianzGI Artificial Intelligence Opp Fund	COM	01883M101	2,461	116,729	SH		SOLE		116,729	0	0
Alphabet, Inc. Cl C	CL C	02079K107	11	7	SH		SOLE		7	0	0
Amazon Com Inc	COM	023135106	21	7	SH		SOLE		7	0	0
America Movil SAB de CV	SPON ADR L SHS	02364W105	190	15,948	SH		SOLE		15,948	0	0
American Tower Corporation	COM	03027X100	1	6	SH		SOLE		6	0	0
Amgen Inc	COM	031162100	156	717	SH		SOLE		717	0	0
Anheuser-Busch Inbev SA/NV ADR	SPONSORED ADR	03524A108	2	36	SH		SOLE		36	0	0
Apollo Tactical Income Fund Inc	COM	037638103	3,716	295,651	SH		SOLE		295,651	0	0
Apple Inc	COM	037833100	2	17	SH		SOLE		17	0	0
ASA Gold and Precious Metals Ltd	SHS	G3156P103	107	5,028	SH		SOLE		5,028	0	0
ASML Holding N V	N Y REGISTRY SHS	N07059210	21	58	SH		SOLE		58	0	0
AstraZeneca Group plc ADR	SPONSORED ADR	046353108	4	78	SH		SOLE		78	0	0
Autodesk, Inc.	COM	052769106	2	7	SH		SOLE		7	0	0
Automatic Data Processing, Inc.	COM	053015103	8	51	SH		SOLE		51	0	0
BeiGene, Ltd.	SPONSORED ADR	07725L102	4	14	SH		SOLE		14	0	0
BlackRock 2022 Global Income Opp Tr	COM	09258P104	3	300	SH		SOLE		300	0	0
BlackRock Calif Mun Income	COM SH BEN INT	09248E102	618	47,529	SH		SOLE		47,529	0	0
BlackRock Debt Strategies Fund	COM NEW	09255R202	1,360	142,736	SH		SOLE		142,736	0	0
BlackRock Enhanced Equity Dividend Trust	COM	09251A104	12	1,713	SH		SOLE		1,713	0	0
BlackRock Enhanced International Dividend Trust	COM BENE INTER	092524107	2,006	403,527	SH		SOLE		403,527	0	0
BlackRock Health Sciences Trust II	COM SHS	09260E105	2,618	111,991	SH		SOLE		111,991	0	0
BlackRock Muni Intermediate Duration Fund Inc	COM	09253X102	186	13,284	SH		SOLE		13,284	0	0
BlackRock Munihldngs Cali QL	COM	09254L107	156	10,937	SH		SOLE		10,937	0	0
BlackRock Science and Technology Trust II	SHS BEN INT	09260K101	2,502	95,563	SH		SOLE		95,563	0	0
BlackRock, Inc.	COM	09247X101	14	24	SH		SOLE		24	0	0
Blackstone / GSO Long-Short Credit Income Fund	COM SHS BN INT	09257D102	65	5,194	SH		SOLE		5,194	0	0
Boston Scientific Corp.	COM	101137107	4	129	SH		SOLE		129	0	0
Boulder Growth & Income Fund Inc	COM	101507101	4,333	455,145	SH		SOLE		455,145	0	0
BrandywineGLOBAL - Global Income Opportunities Fund Inc.	COM	10537L104	1,319	119,828	SH		SOLE		119,828	0	0
Bristol-Myers Squibb Co	COM	110122108	99	1,700	SH		SOLE		1,700	0	0
British American Tobacco PLC	SPONSORED ADR	110448107	3	90	SH		SOLE		90	0	0
Broadcom, Inc.	COM	11135F101	15	44	SH		SOLE		44	0	0
Cadence Design Systems, Inc.	COM	127387108	17	160	SH		SOLE		160	0	0
Canadian National Railway Company	COM	136375102	17	174	SH		SOLE		174	0	0
Central and Eastern European Fund Inc	COM	153436100	4	222	SH		SOLE		222	0	0
Central Securities Corp	COM	155123102	4,833	171,491	SH		SOLE		171,491	0	0
Chevron Corp.	COM	166764100	5	77	SH		SOLE		77	0	0
Chubb Ltd	COM	H1467J104	5	35	SH		SOLE		35	0	0
Cisco Systems, Inc.	COM	17275R102	9	245	SH		SOLE		245	0	0
Coca-Cola Co. (The)	COM	191216100	3	68	SH		SOLE		68	0	0
Comcast Corp. Cl A Common Stock	CL A	20030N101	5	114	SH		SOLE		114	0	0
Cornerstone Strategic Value Fund Inc	COM	21924B302	7,069	656,381	SH		SOLE		656,381	0	0
Cornerstone Total Rtrn Fd In	COM	21924U300	2,377	223,611	SH		SOLE		223,611	0	0
Costco Wholesale Corp.	COM	22160K105	4	11	SH		SOLE		11	0	0
CRISPR Therapeutics AG	NAMEN AKT	H17182108	2	17	SH		SOLE		17	0	0
Crown Castle Intl Corp.	COM	22822V101	11	70	SH		SOLE		70	0	0
Delaware Investments Minnesota Municipal Income Fund II Inc	COM	24610V103	145	11,218	SH		SOLE		11,218	0	0
Deutsche Municipal Income Trust	COM	233368109	242	22,238	SH		SOLE		22,238	0	0
DTF Tax-Free Income Inc	COM	23334J107	116	8,138	SH		SOLE		8,138	0	0
DWS Strategic Municipal Income Trust	COM	23342Q101	53	5,000	SH		SOLE		5,000	0	0
Eaton Corp. plc (Ireland)	SHS	G29183103	4	35	SH		SOLE		35	0	0
Eaton Vance Limited Duration Income Fund	COM	27828H105	6,832	583,896	SH		SOLE		583,896	0	0
Eaton Vance Muni Income Trust	SH BEN INT	27826U108	101	8,034	SH		SOLE		8,034	0	0
Eaton Vance Short Duration Diversified Income Fund	COM	27828V104	14	1,195	SH		SOLE		1,195	0	0
Eli Lilly & Co	COM	532457108	84	642	SH		SOLE		642	0	0
Empire State Realty Trust Inc	CL A	292104106	398	73,894	SH		SOLE		73,894	0	0
Equifax, Inc.	COM	294429105	2	11	SH		SOLE		11	0	0
Equinix Inc	COM PAR $0.001	29444U700	23	31	SH		SOLE		31	0	0
Eversource Energy	COM	30040W108	2	18	SH		SOLE		18	0	0
Facebook, Inc.	CL A	30303M102	14	54	SH		SOLE		54	0	0
First Tr Inter Dur Pfd & In	COM	33718W103	1,704	79,019	SH		SOLE		79,019	0	0
First Trust Aberdeen Global Opportunity Income Fund	COM SHS	337319107	60	6,328	SH		SOLE		6,328	0	0
First Trust High Income Long/Short Fund	COM	33738E109	1,174	87,029	SH		SOLE		87,029	0	0
Firsthand Technology Value Fund, Inc.	COM	33766Y100	109	35,166	SH		SOLE		35,166	0	0
Flying Eagle Acquistion Cor	COM	34407Y103	10	902	SH		SOLE		902	0	0
Gabelli Equity Trust Inc	COM	362397101	33	6,109	SH		SOLE		6,109	0	0
General American Investors Co Inc	COM	368802104	2,377	72,280	SH		SOLE		72,280	0	0
GoDaddy, Inc.	CL A	380237107	2	32	SH		SOLE		32	0	0
Goldman Sachs Group, Inc. (The)	COM	38141G104	1	7	SH		SOLE		7	0	0
Highland Floating Rate Opportunities Fund	SHS BEN INT	43010E404	16,882	2,150,544	SH		SOLE		2,150,544	0	0
Hilton, Inc	COM	43300A203	2	26	SH		SOLE		26	0	0
Honeywell Intl, Inc.	COM	438516106	14	84	SH		SOLE		84	0	0
ICICI Bank Ltd	ADR	45104G104	9	847	SH		SOLE		847	0	0
IDEX Corp.	COM	45167R104	3	18	SH		SOLE		18	0	0
IDEXX Labs Inc.	COM	45168D104	3	6	SH		SOLE		6	0	0
Illinois Tool Works, Inc.	COM	452308109	6	30	SH		SOLE		30	0	0
Incyte Corp	COM	45337C102	23	260	SH		SOLE		260	0	0
Inovio Pharmaceuticals Inc	COM NEW	45773H201	49	5,000	SH		SOLE		5,000	0	0
Insulet Corp.	COM	45784P101	2	11	SH		SOLE		11	0	0
Intercontinental Exchange Group, Inc.	COM	45866F104	2	22	SH		SOLE		22	0	0
InterContinental Hotels Group plc ADR	SPONSORED ADR	45857P806	2	33	SH		SOLE		33	0	0
Intuitive Surgical, Inc.	COM	46120E602	7	11	SH		SOLE		11	0	0
Invesco Dynamic Credit Opportunities Fund	COM	46132R104	1,575	170,279	SH		SOLE		170,279	0	0
Invesco QQQ Tr	UNIT SER 1	46090E103	73	270	SH		SOLE		270	0	0
iShares Nasdaq Biotechnology ETF	NASDAQ BIOTECH	464287556	725	5,550	SH		SOLE		5,550	0	0
Ishares Tr 13 Yr	1 3 YR TREAS BD	464287457	647	7,481	SH		SOLE		7,481	0	0
iShares U.S. Medical Devices ETF	U.S. MED DVC ETF	464288810	917	3,075	SH		SOLE		3,075	0	0
Itau Unibanco Holding S.A.	SPON ADR REP PFD	465562106	5	1,119	SH		SOLE		1,119	0	0
Japan Smaller Capitalization Fund Inc	COM	47109U104	3	321	SH		SOLE		321	0	0
Johnson & Johnson	COM	478160104	6	43	SH		SOLE		43	0	0
JPMorgan Chase & Co	COM	46625H100	18	188	SH		SOLE		188	0	0
Karyopharm Therapeutics Inc	COM	48576U106	22	1,500	SH		SOLE		1,500	0	0
Kensington Cap Acquisition C	CALL	490073103	13	1,100	SH		SOLE		1,100	0	0
Kensington Cap Acquisition C	*W EXP 07/01/202	490073111	7	3,000	SH		SOLE		3,000	0	0
Landcadia Hldgs II Inc	*W EXP 05/09/202	51476X113	5	1,500	SH		SOLE		1,500	0	0
Liberty All Star Equity Fund	SH BEN INT	530158104	28	4,880	SH		SOLE		4,880	0	0
Liberty All Star Growth Fund Inc	COM	529900102	41	5,649	SH		SOLE		5,649	0	0
Linde plc	SHS	G5494J103	2	10	SH		SOLE		10	0	0
LivaNova PLC	SHS	G5509L101	419	8,330	SH		SOLE		8,330	0	0
Lockheed Martin Corp.	COM	539830109	11	31	SH		SOLE		31	0	0
LyondellBasell Industries N.V. Class A	SHS - A -	N53745100	1	18	SH		SOLE		18	0	0
Marsh & McLennan Companies, Inc.	COM	571748102	7	68	SH		SOLE		68	0	0
Marvell Technology Group Ltd	ORD SHS	G5876H105	11	305	SH		SOLE		305	0	0
MasterCard, Inc.	CL A	57636Q104	17	59	SH		SOLE		59	0	0
McDonald's Corp	COM	580135101	9	42	SH		SOLE		42	0	0
Medtronic plc	SHS	G5960L103	7	73	SH		SOLE		73	0	0
MercadoLibre, Inc.	COM	58733R102	5	4	SH		SOLE		4	0	0
Merck & Co Inc	COM	58933Y105	210	2,794	SH		SOLE		2,794	0	0
MFS Inter Income Tr	SH BEN INT	55273C107	1,933	518,132	SH		SOLE		518,132	0	0
MFS Investment Grade Municipal Trust	SH BEN INT	59318B108	509	55,877	SH		SOLE		55,877	0	0
MFS Multimarket Income Tr	SH BEN INT	552737108	1,127	198,836	SH		SOLE		198,836	0	0
MFS Municipal Income Trust	SH BEN INT	552738106	116	18,322	SH		SOLE		18,322	0	0
Microsoft Corp	COM	594918104	25	124	SH		SOLE		124	0	0
Mondelez International, Inc.	CL A	609207105	49	927	SH		SOLE		927	0	0
Moody's Corp.	COM	615369105	4	15	SH		SOLE		15	0	0
Morgan Stanley India Investment Fund Inc	COM	61745C105	3	163	SH		SOLE		163	0	0
MorphoSys AG	SPONSORED ADS	617760202	8	304	SH		SOLE		304	0	0
Netflix, Inc.	COM	64110L106	7	15	SH		SOLE		15	0	0
NexPoint Credit Strategies Fund	COM NEW	65340G205	15,233	1,668,446	SH		SOLE		1,668,446	0	0
NextEra Energy Inc	COM	65339F101	444	6,059	SH		SOLE		6,059	0	0
Nike, Inc.	CL B	654106103	5	43	SH		SOLE		43	0	0
Novartis AG	SPONSORED ADR	66987V109	96	1,232	SH		SOLE		1,232	0	0
Novo Nordisk A/S ADR	ADR	670100205	3	44	SH		SOLE		44	0	0
Nuveen Amt- Free Mun Value Fd	COM	670695105	81	5,000	SH		SOLE		5,000	0	0
Nuveen AMT-Free Quality Municipal Income Fund	COM	670657105	94	6,528	SH		SOLE		6,528	0	0
Nuveen Core Equity Alpha Fund	COM	67090X107	34	2,819	SH		SOLE		2,819	0	0
Nuveen Credit Strategies Income Fund	COM SHS	67073D102	7,588	1,310,608	SH		SOLE		1,310,608	0	0
Nuveen Mortgage and Income Fund	COM	670735109	889	47,676	SH		SOLE		47,676	0	0
Nuveen Multi-Market Income Fund Inc	COM	67075J107	47	6,761	SH		SOLE		6,761	0	0
Nuveen NASDAQ 100 Dynamic Overwrite Fund	COM SHS	670699107	42	1,848	SH		SOLE		1,848	0	0
Nuveen New Jersey Quality Municipal Income Fund	COM	67069Y102	88	6,456	SH		SOLE		6,456	0	0
Nuveen Ohio Qlty Mun Income	COM	670980101	233	15,331	SH		SOLE		15,331	0	0
Nuveen Pfd Securities Income Fund	COM	67072C105	60	6,781	SH		SOLE		6,781	0	0
Nuveen Quality Municipal Income Fund	COM	67066V101	164	11,363	SH		SOLE		11,363	0	0
OFS Credit Company Inc	COM	67111Q107	33	3,324	SH		SOLE		3,324	0	0
ON Semiconductor Corporation	COM	682189105	29	1,149	SH		SOLE		1,149	0	0
Otis Worldwide Corp	COM	68902V107	16	269	SH		SOLE		269	0	0
Paychex, Inc	COM	704326107	8	102	SH		SOLE		102	0	0
PayPal Holdings, Inc.	COM	70450Y103	66	354	SH		SOLE		354	0	0
PepsiCo, Inc.	COM	713448108	11	85	SH		SOLE		85	0	0
PGIM Global Short Duration High Yield Fund, Inc.	COM	69346J106	6,535	513,342	SH		SOLE		513,342	0	0
PGIM Short Duration High Yield Fund, Inc.	COM	69346H100	6,129	452,966	SH		SOLE		452,966	0	0
Phillips 66	COM	718546104	2	38	SH		SOLE		38	0	0
PIMCO California Municipal Income Fund III	COM	72201C109	51	5,099	SH		SOLE		5,099	0	0
PIMCO Dynamic Credit and Mortgage Income Fund	COM SHS	72202D106	3,473	183,974	SH		SOLE		183,974	0	0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	ENHAN SHRT MA AC	72201R833	551	5,400	SH		SOLE		5,400	0	0
PIMCO Global StocksPLS Inc.	COM	722011103	5	589	SH		SOLE		589	0	0
PIMCO High Income Fund	COM SHS	722014107	1,005	190,677	SH		SOLE		190,677	0	0
Pimco New York Municipal Income Fund II	COM	72200Y102	250	24,670	SH		SOLE		24,670	0	0
PIMCO Strategic Income Fd	COM	72200X104	169	27,497	SH		SOLE		27,497	0	0
Pioneer Diversified High Income Trust	COM	723653101	14	1,165	SH		SOLE		1,165	0	0
Pioneer Municipal High Income Advantage Trust	COM	723762100	1,316	120,724	SH		SOLE		120,724	0	0
Pioneer Municipal High Income Trust	COM SHS	723763108	252	22,221	SH		SOLE		22,221	0	0
Procter & Gamble Co. (The)	COM	742718109	4	31	SH		SOLE		31	0	0
ProLogis, Inc.	COM	74340W103	6	64	SH		SOLE		64	0	0
ProShares Short VIX Short-Term Futures ETF	SHT VIX ST TRM	74347W130	4	110	SH		SOLE		110	0	0
ProShares UltraShort S&P50	ULTRASHRT S&P500	74347B383	3,173	191,398	SH		SOLE		191,398	0	0
PTC Inc.	COM	69370C100	9	113	SH		SOLE		113	0	0
Qualcomm Inc	COM	747525103	5	40	SH		SOLE		40	0	0
Ranpak Hldgs Corp	COM CL A	75321W103	11	1,309	SH		SOLE		1,309	0	0
Realty Income Corp.	COM	756109104	3	55	SH		SOLE		55	0	0
Regeneron Pharmaceuticals, Inc.	COM	75886F107	4	7	SH		SOLE		7	0	0
Restaurant Brands International Inc	COM	76131D103	3	57	SH		SOLE		57	0	0
Rivernorth Doubleline Strate	COM	76882G107	142	10,563	SH		SOLE		10,563	0	0
Rivernorth Flexible Mun Income	COM	76883H104	97	4,828	SH		SOLE		4,828	0	0
Rivernorth Managed Duration Municipal Income Fund Inc.	COM	76882H105	181	10,947	SH		SOLE		10,947	0	0
Rivernorth Opportunistic Mun	COM	76883F108	699	34,703	SH		SOLE		34,703	0	0
RMR Real Estate Income Fund	COM	76970B101	1,042	148,002	SH		SOLE		148,002	0	0
Rogers Communications Inc	CL B	775109200	23	573	SH		SOLE		573	0	0
ROYAL DUTCH SHELL PLC	SPON ADR B	780259107	3	109	SH		SOLE		109	0	0
Royce Value Trust Inc	COM	780910105	36	2,875	SH		SOLE		2,875	0	0
Ryanair Holdings plc ADR	SPONSORED ADS	783513203	11	133	SH		SOLE		133	0	0
Schlumberger Ltd	COM	806857108	2	106	SH		SOLE		106	0	0
Sea Limited	ADR	81141R100	34	214	SH		SOLE		214	0	0
Seattle Genetics, In	COM	812578102	3	18	SH		SOLE		18	0	0
Sempra Energy	COM	816851109	7	55	SH		SOLE		55	0	0
ServiceNow, Inc.	COM	81762P102	3	7	SH		SOLE		7	0	0
Sherwin-Williams Co. (The)	COM	824348106	3	5	SH		SOLE		5	0	0
Shopify, Inc.	CL A	82509L107	5	5	SH		SOLE		5	0	0
Smartsheet, Inc. Cl A	COM CL A	83200N103	2	34	SH		SOLE		34	0	0
Social Capital Hedosophia Holdings Corp. lll	COM CL A	G8251K107	10	1,000	SH		SOLE		1,000	0	0
Sony Corp	SPONSORED ADR	835699307	64	763	SH		SOLE		763	0	0
SPDR S&P 500 ETF Tr	TR UNIT	78462F103	72	220	SH		SOLE		220	0	0
SPDR S&P MidCap 400 ETF Tr	UTSER1 S&PDCRP	78467Y107	52	150	SH		SOLE		150	0	0
SPDR Ser Tr	SPDR BLOOMBERG	78468R663	999	10,919	SH		SOLE		10,919	0	0
Sprott Physical Gold and Silver Trust	TR UNIT	85208R101	147	8,000	SH		SOLE		8,000	0	0
Starbucks Corp.	COM	855244109	10	110	SH		SOLE		110	0	0
Sutter Rock Cap Corp	COM	86887Q109	198	24,000	SH		SOLE		24,000	0	0
Taiwan Semiconductor Manufacturing Company Limited	SPONSORED ADR	874039100	16	187	SH		SOLE		187	0	0
Takeda Pharmaceutical Co Ltd	SPONSORED ADR	874060205	62	4,000	SH		SOLE		4,000	0	0
TCW Strategic Income Fund Inc	COM	872340104	11	2,000	SH		SOLE		2,000	0	0
Templeton Emerging Markets Fund	COM	880191101	4	238	SH		SOLE		238	0	0
Tesla Inc	COM	88160R101	27	70	SH		SOLE		70	0	0
Teva Pharmaceutical Inds Ltd	SPONSORED ADR	881624209	1	166	SH		SOLE		166	0	0
Texas Instruments, Inc	COM	882508104	16	111	SH		SOLE		111	0	0
The European Equity Fund Inc	COM	298768102	6	617	SH		SOLE		617	0	0
The Gabelli Dividend & Income Trust	COM	36242H104	23	1,282	SH		SOLE		1,282	0	0
The GDL Fund	COM SH BEN IT	361570104	39	4,596	SH		SOLE		4,596	0	0
The Herzfeld Caribbean Basin Fund Inc	COM	42804T106	1,737	486,477	SH		SOLE		486,477	0	0
The Home Depot Inc	COM	437076102	16	61	SH		SOLE		61	0	0
The India Fund Inc	COM	454089103	4	215	SH		SOLE		215	0	0
The Korea Fund Inc	COM NEW	500634209	3	85	SH		SOLE		85	0	0
The Mexico Fund, Inc.	COM	592835102	3	309	SH		SOLE		309	0	0
The New Germany Fund Inc	COM	644465106	9	586	SH		SOLE		586	0	0
The New Ireland Fund Inc	COM	645673104	5	605	SH		SOLE		605	0	0
The PNC Financial Services Group Inc	COM	693475105	6	50	SH		SOLE		50	0	0
Thermo Fisher Scientific, Inc.	COM	883556102	7	15	SH		SOLE		15	0	0
Tri-Continental Corp	COM	895436103	100	3,958	SH		SOLE		3,958	0	0
Trimble, Inc.	COM	896239100	2	40	SH		SOLE		40	0	0
Trip.com Group Ltd ADR	ADS	89677Q107	1	48	SH		SOLE		48	0	0
Truist Financial Corp	COM	89832Q109	9	221	SH		SOLE		221	0	0
U.S. Bancorp	COM	902973304	4	112	SH		SOLE		112	0	0
Ultragenyx Pharmaceutical In	COM	90400D108	2	15	SH		SOLE		15	0	0
Unilever N.V.	N Y SHS NEW	904784709	46	806	SH		SOLE		806	0	0
United States Oil Fund LP	UNITS	91232N207	32	1,250	SH		SOLE		1,250	0	0
UnitedHealth Group Inc	COM	91324P102	69	225	SH		SOLE		225	0	0
Vale SA	ADR	91912E105	3	271	SH		SOLE		271	0	0
Velodyne Lidar Inc.	*W EXP 09/29/202	92259F119	13	5,000	SH		SOLE		5,000	0	0
Verizon Communications Inc	COM	92343V104	7	120	SH		SOLE		120	0	0
Vertex Pharmaceuticals, Inc.	COM	92532F100	3	14	SH		SOLE		14	0	0
Vertical Capital Income Fund	SHS BEN INT	92535C104	2,647	266,295	SH		SOLE		266,295	0	0
Viacom Inc.	COM	925550105	10	829	SH		SOLE		829	0	0
Virgin Galactic Holdings, Inc.	COM	92766K106	17	1,000	SH		SOLE		1,000	0	0
Virtus Total Return Fund Inc.	COM	92835W107	11	1,496	SH		SOLE		1,496	0	0
Visa Inc	COM CL A	92826C839	5	30	SH		SOLE		30	0	0
Vodafone Group plc ADR	SPONSORED ADR	92857W308	16	1,161	SH		SOLE		1,161	0	0
WEC Energy Group, Inc.	COM	92939U106	8	80	SH		SOLE		80	0	0
Western Assest Intm Muni Fd	COM	958435109	324	37,291	SH		SOLE		37,291	0	0
Western Asset Mortgage Opp Fund Inc.	COM	95790B109	988	74,829	SH		SOLE		74,829	0	0
Western Asset Mun Hi Incm Fd	COM	95766N103	183	25,481	SH		SOLE		25,481	0	0
Western Asset Municipal Partners Fund	COM	95766P108	53	3,793	SH		SOLE		3,793	0	0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	COM	95766R104	1,943	170,449	SH		SOLE		170,449	0	0
Western Asset/Claymore Inflation-Linked Securities & Income Fund	COM SH BEN INT	95766Q106	313	25,322	SH		SOLE		25,322	0	0
Whole Earth Brands Inc.	*W EXP 06/25/202	96684W126	6	6,250	SH		SOLE		6,250	0	0
Whole Earth Brands, Inc.	COM CL A	96684W100	8	1,000	SH		SOLE		1,000	0	0
Zoetis Inc.	CL A	98978V103	4	25	SH		SOLE		25	0	0