Thomas J. Herzfeld Advisors 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
Abbott Laboratories	COM	002824100	8	73	SH		SOLE		73	0	0
AbbVie, Inc.	COM	00287Y109	11	99	SH		SOLE		99	0	0
Aberdeen Asia Pacific In Com	COM	003009107	5,278	1,186,090	SH		SOLE		1,186,090	0	0
Aberdeen Emerging Markets Equity Inc.	COM	00301W105	6	768	SH		SOLE		768	0	0
Aberdeen Global Dynamic Dividend Fund	COM	00302M106	1,271	121,706	SH		SOLE		121,706	0	0
Aberdeen Global Premier Properties Fund	COM SH BEN INT	00302L108	1,839	349,655	SH		SOLE		349,655	0	0
Aberdeen Japan Equity Fund Inc	COM	00306J109	5	561	SH		SOLE		561	0	0
Aberdeen Total Dynamic Dividend Fund	COM SH BEN INT	00326L100	3,457	390,635	SH		SOLE		390,635	0	0
Activision Blizzard, Inc.	COM	00507V109	3	27	SH		SOLE		27	0	0
Adams Diversified Equity Fund Inc	COM	006212104	3,169	183,285	SH		SOLE		183,285	0	0
Adams Natural Resources Fund Inc	COM	00548F105	78	6,882	SH		SOLE		6,882	0	0
Adobe Systems, Inc.	COM	00724F101	4	7	SH		SOLE		7	0	0
Advanced Micro Devices, Inc.	COM	007903107	2	24	SH		SOLE		24	0	0
Air products and Chemicals, Inc.	COM	009158106	12	45	SH		SOLE		45	0	0
Alcon, Inc.	ORD SHS	H01301128	7	100	SH		SOLE		100	0	0
AllianceBernstein National Municipal Income Fund Inc	COM	01864U106	182	12,615	SH		SOLE		12,615	0	0
AllianceBernstern Global High Income Fund	COM	01879R106	783	66,490	SH		SOLE		66,490	0	0
AllianzGI Artificial Intelligence Opp Fund	COM	01883M101	2,935	111,312	SH		SOLE		111,312	0	0
Alphabet, Inc. Cl C	CL C	02079K107	12	7	SH		SOLE		7	0	0
Amazon Com Inc	COM	023135106	16	5	SH		SOLE		5	0	0
America Movil SAB de CV	SPON ADR L SHS	02364W105	159	10,948	SH		SOLE		10,948	0	0
American Tower Corporation	COM	03027X100	4	20	SH		SOLE		20	0	0
Amgen Inc	COM	031162100	165	717	SH		SOLE		717	0	0
Anheuser-Busch Inbev SA/NV ADR	SPONSORED ADR	03524A108	3	36	SH		SOLE		36	0	0
Apex Technology Acquisition	COM CL A	03768F102	23	1,500	SH		SOLE		1,500	0	0
Apollo Tactical Income Fund Inc	COM	037638103	4,254	293,759	SH		SOLE		293,759	0	0
Apple Inc	COM	037833100	2	17	SH		SOLE		17	0	0
ASA Gold and Precious Metals Ltd	SHS	G3156P103	110	5,031	SH		SOLE		5,031	0	0
ASML Holding N V	N Y REGISTRY SHS	N07059210	14	28	SH		SOLE		28	0	0
AstraZeneca Group plc ADR	SPONSORED ADR	046353108	5	99	SH		SOLE		99	0	0
Autodesk, Inc.	COM	052769106	2	7	SH		SOLE		7	0	0
Automatic Data Processing, Inc.	COM	053015103	9	51	SH		SOLE		51	0	0
Bancolombia SA	SPON ADR PREF	05968L102	935	23,280	SH		SOLE		23,280	0	0
BeiGene, Ltd.	SPONSORED ADR	07725L102	3	11	SH		SOLE		11	0	0
BlackRock Calif Mun Income	COM SH BEN INT	09248E102	756	53,112	SH		SOLE		53,112	0	0
BlackRock Debt Strategies Fund	COM NEW	09255R202	82	7,820	SH		SOLE		7,820	0	0
BlackRock Enhanced Equity Dividend Trust	COM	09251A104	15	1,747	SH		SOLE		1,747	0	0
BlackRock Enhanced International Dividend Trust	COM BENE INTER	092524107	2,185	372,212	SH		SOLE		372,212	0	0
BlackRock Health Sciences Trust II	COM SHS	09260E105	966	33,722	SH		SOLE		33,722	0	0
BlackRock Muni Intermediate Duration Fund Inc	COM	09253X102	198	13,284	SH		SOLE		13,284	0	0
BlackRock Munihldngs Cali QL	COM	09254L107	174	11,572	SH		SOLE		11,572	0	0
BlackRock Science and Technology Trust II	SHS BEN INT	09260K101	3,275	90,012	SH		SOLE		90,012	0	0
BlackRock, Inc.	COM	09247X101	17	24	SH		SOLE		24	0	0
Blackstone / GSO Long-Short Credit Income Fund	COM SHS BN INT	09257D102	64	4,748	SH		SOLE		4,748	0	0
Boston Scientific Corp.	COM	101137107	5	129	SH		SOLE		129	0	0
Boulder Growth & Income Fund Inc	COM	101507101	4,850	435,346	SH		SOLE		435,346	0	0
BrandywineGLOBAL - Global Income Opportunities Fund Inc.	COM	10537L104	1,598	127,976	SH		SOLE		127,976	0	0
Bristol-Myers Squibb Co	COM	110122108	105	1,700	SH		SOLE		1,700	0	0
Bristow Group, Inc.	COM	11040G103	118	4,491	SH		SOLE		4,491	0	0
British American Tobacco PLC	SPONSORED ADR	110448107	5	141	SH		SOLE		141	0	0
Broadcom, Inc.	COM	11135F101	19	44	SH		SOLE		44	0	0
Cadence Design Systems, Inc.	COM	127387108	42	307	SH		SOLE		307	0	0
Canadian National Railway Company	COM	136375102	54	489	SH		SOLE		489	0	0
Carnival Corp	UNIT 99/99/9999	143658300	554	25,559	SH		SOLE		25,559	0	0
Cemex SAB de CV	SPON ADR NEW	151290889	1,141	220,645	SH		SOLE		220,645	0	0
Center Coast Brkfld MLP Enrg	SHS BEN INT	151461209	97	10,259	SH		SOLE		10,259	0	0
Central and Eastern European Fund Inc	COM	153436100	5	222	SH		SOLE		222	0	0
Central Securities Corp	COM	155123102	5,455	167,113	SH		SOLE		167,113	0	0
Chevron Corp.	COM	166764100	7	77	SH		SOLE		77	0	0
Chubb Ltd	COM	H1467J104	5	35	SH		SOLE		35	0	0
Cisco Systems, Inc.	COM	17275R102	10	219	SH		SOLE		219	0	0
Clearbridge ML And Midstrm	COM	184692200	395	23,517	SH		SOLE		23,517	0	0
Coca-Cola Co. (The)	COM	191216100	4	68	SH		SOLE		68	0	0
Comcast Corp. Cl A Common Stock	CL A	20030N101	6	114	SH		SOLE		114	0	0
Consolidated Water Co Ltd	ORD	G23773107	709	58,877	SH		SOLE		58,877	0	0
Copa Holdings SA	CL A	P31076105	1,564	20,250	SH		SOLE		20,250	0	0
Cornerstone Strategic Value Fund Inc	COM	21924B302	3,032	258,526	SH		SOLE		258,526	0	0
Cornerstone Total Rtrn Fd In	COM	21924U300	1,511	132,550	SH		SOLE		132,550	0	0
Costco Wholesale Corp.	COM	22160K105	4	11	SH		SOLE		11	0	0
CRISPR Therapeutics AG	NAMEN AKT	H17182108	3	17	SH		SOLE		17	0	0
Crown Castle Intl Corp.	COM	22822V101	11	70	SH		SOLE		70	0	0
Delaware Investments Minnesota Municipal Income Fund II Inc	COM	24610V103	147	11,218	SH		SOLE		11,218	0	0
Deutsche Municipal Income Trust	COM	233368109	275	23,630	SH		SOLE		23,630	0	0
DTF Tax-Free Income Inc	COM	23334J107	105	7,072	SH		SOLE		7,072	0	0
DWS Strategic Municipal Income Trust	COM	23342Q101	57	5,000	SH		SOLE		5,000	0	0
Eaton Corp. plc (Ireland)	SHS	G29183103	4	35	SH		SOLE		35	0	0
Eaton Vance Fltg Rate Incom	COM SHS BEN INT	278284104	892	57,344	SH		SOLE		57,344	0	0
Eaton Vance Flting Rate Inc	COM	278279104	1,189	90,316	SH		SOLE		90,316	0	0
Eaton Vance Limited Duration Income Fund	COM	27828H105	8,943	713,715	SH		SOLE		713,715	0	0
Eaton Vance Muni Income Trust	SH BEN INT	27826U108	107	8,034	SH		SOLE		8,034	0	0
Eaton Vance New York Mun Bd	COM	27827Y109	257	20,893	SH		SOLE		20,893	0	0
Eaton Vance New York Mun Inc	SH BEN INT	27826W104	302	21,575	SH		SOLE		21,575	0	0
Eaton Vance Short Duration Diversified Income Fund	COM	27828V104	1,149	93,001	SH		SOLE		93,001	0	0
Eli Lilly & Co	COM	532457108	108	642	SH		SOLE		642	0	0
Empire State Realty Trust Inc	CL A	292104106	689	73,894	SH		SOLE		73,894	0	0
Equifax, Inc.	COM	294429105	2	11	SH		SOLE		11	0	0
Equinix Inc	COM PAR $0.001	29444U700	4	5	SH		SOLE		5	0	0
Eversource Energy	COM	30040W108	2	18	SH		SOLE		18	0	0
EVERTEC Inc	COM	30040P103	667	16,956	SH		SOLE		16,956	0	0
Facebook, Inc.	CL A	30303M102	15	54	SH		SOLE		54	0	0
Fiduciary Claymore Engry Inf	COM	31647Q205	75	12,995	SH		SOLE		12,995	0	0
Finserv Acquisition Corp	CL A	318085107	18	1,408	SH		SOLE		1,408	0	0
First BanCorp/Puerto Rico	COM NEW	318672706	2,669	289,477	SH		SOLE		289,477	0	0
First Tr Inter Dur Pfd & In	COM	33718W103	668	27,785	SH		SOLE		27,785	0	0
First Trust Aberdeen Global Opportunity Income Fund	COM SHS	337319107	67	6,387	SH		SOLE		6,387	0	0
First Trust High Income Long/Short Fund	COM	33738E109	1,568	106,139	SH		SOLE		106,139	0	0
Firsthand Technology Value Fund, Inc.	COM	33766Y100	85	19,078	SH		SOLE		19,078	0	0
Fisker Inc	CL A COM STK	33813J106	15	1,000	SH		SOLE		1,000	0	0
Fisker Inc	W EXP 12/01/202	33813J114	15	3,000	SH		SOLE		3,000	0	0
Fomento Economico Mexicano SAB de CV	SPON ADR UNITS	344419106	1,107	14,610	SH		SOLE		14,610	0	0
Gabelli Equity Trust Inc	COM	362397101	39	6,254	SH		SOLE		6,254	0	0
Gabelli Global Small & Mid C	COM	36249W104	2	133	SH		SOLE		133	0	0
General American Investors Co Inc	COM	368802104	2,773	74,560	SH		SOLE		74,560	0	0
GoDaddy, Inc.	CL A	380237107	3	32	SH		SOLE		32	0	0
Golden Nugget Online Gamin	W EXP 05/09/202	38113L115	14	1,500	SH		SOLE		1,500	0	0
Goldman Sachs Group, Inc. (The)	COM	38141G104	2	7	SH		SOLE		7	0	0
Grupo Aeroportuario del Sureste SAB de CV	SPON ADR SER B	40051E202	1,089	6,600	SH		SOLE		6,600	0	0
Grupo Televisa SAB	SPON ADR REP ORD	40049J206	155	18,854	SH		SOLE		18,854	0	0
Highland Floating Rate Opportunities Fund	SHS BEN INT	43010E404	21,925	2,132,827	SH		SOLE		2,132,827	0	0
Hilton, Inc	COM	43300A203	3	26	SH		SOLE		26	0	0
Honeywell Intl, Inc.	COM	438516106	14	64	SH		SOLE		64	0	0
ICICI Bank Ltd	ADR	45104G104	3	210	SH		SOLE		210	0	0
IDEX Corp.	COM	45167R104	4	18	SH		SOLE		18	0	0
IDEXX Labs Inc.	COM	45168D104	3	6	SH		SOLE		6	0	0
Illinois Tool Works, Inc.	COM	452308109	6	30	SH		SOLE		30	0	0
Incyte Corp	COM	45337C102	23	260	SH		SOLE		260	0	0
Inovio Pharmaceuticals Inc	COM NEW	45773H201	44	5,000	SH		SOLE		5,000	0	0
Insulet Corp.	COM	45784P101	3	11	SH		SOLE		11	0	0
Intercontinental Exchange Group, Inc.	COM	45866F104	3	22	SH		SOLE		22	0	0
InterContinental Hotels Group plc ADR	SPONSORED ADR	45857P806	2	33	SH		SOLE		33	0	0
Intuitive Surgical, Inc.	COM	46120E602	9	11	SH		SOLE		11	0	0
Invesco Dynamic Credit Opportunities Fund	COM	46132R104	1,861	173,232	SH		SOLE		173,232	0	0
Invesco Exch Traded Fd Tr II	CEF INM COMPSI	46138E404	816	36,377	SH		SOLE		36,377	0	0
Invesco QQQ Tr	UNIT SER 1	46090E103	85	270	SH		SOLE		270	0	0
iShares Nasdaq Biotechnology ETF	NASDAQ BIOTECH	464287556	841	5,550	SH		SOLE		5,550	0	0
Ishares Tr 13 Yr	1 3 YR TREAS BD	464287457	646	7,481	SH		SOLE		7,481	0	0
iShares U.S. Medical Devices ETF	U.S. MED DVC ETF	464288810	1,006	3,075	SH		SOLE		3,075	0	0
Japan Smaller Capitalization Fund Inc	COM	47109U104	3	321	SH		SOLE		321	0	0
Johnson & Johnson	COM	478160104	2	15	SH		SOLE		15	0	0
JPMorgan Chase & Co	COM	46625H100	24	188	SH		SOLE		188	0	0
Karyopharm Therapeutics Inc	COM	48576U106	23	1,500	SH		SOLE		1,500	0	0
Kayne Anderson Energy Infrst	COM	486606106	1,801	313,222	SH		SOLE		313,222	0	0
Kayne Anderson NextGen Enrgy	COM	48661E108	564	98,109	SH		SOLE		98,109	0	0
Lennar Corp	CL A	526057104	1,029	13,500	SH		SOLE		13,500	0	0
Liberty All Star Equity Fund	SH BEN INT	530158104	34	4,880	SH		SOLE		4,880	0	0
Liberty All Star Growth Fund Inc	COM	529900102	46	5,649	SH		SOLE		5,649	0	0
Linde plc	SHS	G5494J103	3	10	SH		SOLE		10	0	0
LivaNova PLC	SHS	G5509L101	552	8,330	SH		SOLE		8,330	0	0
Lockheed Martin Corp.	COM	539830109	11	31	SH		SOLE		31	0	0
LyondellBasell Industries N.V. Class A	SHS - A -	N53745100	1	15	SH		SOLE		0	0	0
Marriott Vacations Worldwide Corp	COM	57164Y107	926	6,745	SH		SOLE		6,745	0	0
Marsh & McLennan Companies, Inc.	COM	571748102	8	68	SH		SOLE		68	0	0
Martin Marietta Materials Inc	COM	573284106	852	3,000	SH		SOLE		3,000	0	0
Marvell Technology Group Ltd	ORD SHS	G5876H105	22	471	SH		SOLE		471	0	0
MasTec Inc	COM	576323109	6,068	89,007	SH		SOLE		89,007	0	0
MasterCard, Inc.	CL A	57636Q104	51	142	SH		SOLE		142	0	0
McDonald's Corp	COM	580135101	9	42	SH		SOLE		42	0	0
Medtronic plc	SHS	G5960L103	9	73	SH		SOLE		73	0	0
MercadoLibre, Inc.	COM	58733R102	7	4	SH		SOLE		4	0	0
Merck & Co Inc	COM	58933Y105	230	2,807	SH		SOLE		2,807	0	0
MFS Inter Income Tr	SH BEN INT	55273C107	791	207,600	SH		SOLE		207,600	0	0
MFS Investment Grade Municipal Trust	SH BEN INT	59318B108	583	59,454	SH		SOLE		59,454	0	0
MFS Multimarket Income Tr	SH BEN INT	552737108	1,363	223,008	SH		SOLE		223,008	0	0
MFS Municipal Income Trust	SH BEN INT	552738106	122	18,322	SH		SOLE		18,322	0	0
Microsoft Corp	COM	594918104	30	135	SH		SOLE		135	0	0
Mondelez International, Inc.	CL A	609207105	39	670	SH		SOLE		670	0	0
Moody's Corp.	COM	615369105	4	15	SH		SOLE		15	0	0
Morgan Stanley China A Sh Fd	COM	617468103	2	99	SH		SOLE		99	0	0
Morgan Stanley India Investment Fund Inc	COM	61745C105	3	163	SH		SOLE		163	0	0
Netflix, Inc.	COM	64110L106	8	15	SH		SOLE		15	0	0
Neuberger Berman MLP Income Fund Inc	COM	64129H104	934	277,187	SH		SOLE		277,187	0	0
New Fortress Energy Inc	CL A	644393100	1,497	27,943	SH		SOLE		27,943	0	0
NexPoint Credit Strategies Fund	COM NEW	65340G205	21,234	2,018,397	SH		SOLE		2,018,397	0	0
NextEra Energy Inc	COM	65339F101	1,870	24,236	SH		SOLE		24,236	0	0
Nike, Inc.	CL B	654106103	6	43	SH		SOLE		43	0	0
Norwegian Cruise Line Holdings Ltd	SHS	G66721104	2,205	86,717	SH		SOLE		86,717	0	0
Novartis AG	SPONSORED ADR	66987V109	116	1,232	SH		SOLE		1,232	0	0
Novo Nordisk A/S ADR	ADR	670100205	3	44	SH		SOLE		44	0	0
Nuveen Amt- Free Mun Value Fd	COM	670695105	82	5,000	SH		SOLE		5,000	0	0
Nuveen AMT-Free Quality Municipal Income Fund	COM	670657105	99	6,528	SH		SOLE		6,528	0	0
Nuveen Core Equity Alpha Fund	COM	67090X107	40	2,869	SH		SOLE		2,869	0	0
Nuveen Credit Strategies Income Fund	COM SHS	67073D102	5,639	890,783	SH		SOLE		890,783	0	0
Nuveen Fltng Rte Incm Opp Fd	COM SHS	6706EN100	582	67,181	SH		SOLE		67,181	0	0
Nuveen Mortgage and Income Fund	COM	670735109	1,530	77,384	SH		SOLE		77,384	0	0
Nuveen Multi-Market Income Fund Inc	COM	67075J107	49	6,800	SH		SOLE		6,800	0	0
Nuveen NASDAQ 100 Dynamic Overwrite Fund	COM SHS	670699107	49	1,878	SH		SOLE		1,878	0	0
Nuveen New Jersey Quality Municipal Income Fund	COM	67069Y102	93	6,456	SH		SOLE		6,456	0	0
Nuveen Ohio Qlty Mun Income	COM	670980101	254	16,206	SH		SOLE		16,206	0	0
Nuveen Pfd & Income Opportun	COM	67073B106	27	2,790	SH		SOLE		2,790	0	0
Nuveen Quality Municipal Income Fund	COM	67066V101	186	12,102	SH		SOLE		12,102	0	0
Nuveen Real Asset Income and Growth Fund	COM	67074Y105	2,508	186,323	SH		SOLE		186,323	0	0
Nuveen Tax-Advanteaged Divid	COM	67073G105	846	59,524	SH		SOLE		59,524	0	0
OFS Credit Company Inc	COM	67111Q107	767	61,519	SH		SOLE		61,519	0	0
Otis Worldwide Corp	COM	68902V107	35	518	SH		SOLE		518	0	0
Paychex, Inc	COM	704326107	10	102	SH		SOLE		102	0	0
PayPal Holdings, Inc.	COM	70450Y103	58	246	SH		SOLE		246	0	0
PepsiCo, Inc.	COM	713448108	13	89	SH		SOLE		89	0	0
PGIM Global Short Duration High Yield Fund, Inc.	COM	69346J106	7,272	500,482	SH		SOLE		500,482	0	0
PGIM Short Duration High Yield Fund, Inc.	COM	69346H100	6,590	439,329	SH		SOLE		439,329	0	0
PGT Innovations Inc	COM	69336V101	1,569	77,117	SH		SOLE		77,117	0	0
Phillips 66	COM	718546104	3	38	SH		SOLE		38	0	0
PIMCO California Municipal Income Fund III	COM	72201C109	62	6,088	SH		SOLE		6,088	0	0
PIMCO Dynamic Credit and Mortgage Income Fund	COM SHS	72202D106	3,859	182,024	SH		SOLE		182,024	0	0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	ENHAN SHRT MA AC	72201R833	551	5,400	SH		SOLE		5,400	0	0
PIMCO Enrgy Tactical Cr Opp	COM SHS BEN INT	69346N107	2,570	318,096	SH		SOLE		318,096	0	0
PIMCO Global StocksPLS Inc.	COM	722011103	133	13,211	SH		SOLE		13,211	0	0
PIMCO High Income Fund	COM SHS	722014107	1,679	277,513	SH		SOLE		277,513	0	0
Pimco New York Municipal Income Fund II	COM	72200Y102	283	26,007	SH		SOLE		26,007	0	0
PIMCO Strategic Income Fd	COM	72200X104	216	31,181	SH		SOLE		31,181	0	0
Pioneer Municipal High Income Advantage Trust	COM	723762100	767	65,830	SH		SOLE		65,830	0	0
Pioneer Municipal High Income Trust	COM SHS	723763108	288	23,122	SH		SOLE		23,122	0	0
Popular Inc	COM NEW	733174700	3,111	55,230	SH		SOLE		55,230	0	0
Procter & Gamble Co. (The)	COM	742718109	6	43	SH		SOLE		43	0	0
ProLogis, Inc.	COM	74340W103	6	64	SH		SOLE		64	0	0
ProShares Short VIX Short-Term Futures ETF	SHT VIX ST TRM	74347W130	5	110	SH		SOLE		110	0	0
ProShares UltraShort S&P50	ULTRASHRT S&P500	74347B383	879	70,930	SH		SOLE		70,930	0	0
Qualcomm Inc	COM	747525103	11	70	SH		SOLE		70	0	0
Ranpak Hldgs Corp	COM CL A	75321W103	13	1,000	SH		SOLE		1,000	0	0
Realty Income Corp.	COM	756109104	3	55	SH		SOLE		55	0	0
Redball Acquisition Corp	UNIT 99/99/9999	G7417R121	12	1,000	SH		SOLE		1,000	0	0
Regeneron Pharmaceuticals, Inc.	COM	75886F107	3	7	SH		SOLE		7	0	0
Restaurant Brands International Inc	COM	76131D103	3	57	SH		SOLE		57	0	0
Rice Acquisition Corp	W EXP 10/26/202	762594117	7	3,000	SH		SOLE		3,000	0	0
Rice Acquisition Corp	COM CL A	762594109	22	2,000	SH		SOLE		2,000	0	0
Rivernorth Doubleline Strate	COM	76882G107	136	9,511	SH		SOLE		9,511	0	0
Rivernorth Flexible Mun Income	COM	76883H104	126	5,750	SH		SOLE		5,750	0	0
Rivernorth Managed Duration Municipal Income Fund Inc.	COM	76882H105	206	11,599	SH		SOLE		11,599	0	0
Rivernorth Opportunistic Mun	COM	76883F108	766	35,693	SH		SOLE		35,693	0	0
RMR Real Estate Income Fund	COM	76970B101	1,573	148,939	SH		SOLE		148,939	0	0
Roth CH Acquisition I Co	W EXP 01/28/202	778675116	32	7,272	SH		SOLE		7,272	0	0
Royal Caribbean Cruises Ltd	COM	V7780T103	2,623	35,120	SH		SOLE		35,120	0	0
ROYAL DUTCH SHELL PLC	Spon ADR B	780259107	4	109	SH		SOLE		109	0	0
Royce Value Trust Inc	COM	780910105	47	2,919	SH		SOLE		2,919	0	0
Ryanair Holdings plc ADR	SPONSORED ADS	783513203	37	339	SH		SOLE		339	0	0
Salient Midstream & MLP Fd	SH BEN INT	79471V105	711	166,513	SH		SOLE		166,513	0	0
Schlumberger Ltd	COM	806857108	3	142	SH		SOLE		142	0	0
Sea Limited	ADR	81141R100	27	138	SH		SOLE		138	0	0
Seaboard Corp	COM	811543107	415	137	SH		SOLE		137	0	0
Seattle Genetics, In	COM	81181C104	3	18	SH		SOLE		18	0	0
Sempra Energy	COM	816851109	7	55	SH		SOLE		55	0	0
ServiceNow, Inc.	COM	81762P102	4	7	SH		SOLE		7	0	0
Sherwin-Williams Co. (The)	COM	824348106	4	5	SH		SOLE		5	0	0
Shopify, Inc.	CL A	82509L107	6	5	SH		SOLE		5	0	0
Skillz Inc	COM	83067L109	18	902	SH		SOLE		902	0	0
Smartsheet, Inc. Cl A	SHS CL A	83200N103	2	34	SH		SOLE		34	0	0
Sony Corp	SPONSORED ADR	835699307	85	842	SH		SOLE		842	0	0
SPDR Gold Tr	GOLD SHS	78463V107	249	1,398	SH		SOLE		1,398	0	0
SPDR S&P 500 ETF Tr	TR UNIT	78462F103	82	220	SH		SOLE		220	0	0
SPDR S&P MidCap 400 ETF Tr	UTSER1 S&PDCRP	78467Y107	63	150	SH		SOLE		150	0	0
SPDR Ser Tr	SPDR BLOOMBERG	78468R663	999	10,919	SH		SOLE		10,919	0	0
Sprott Physical Gold and Silver Trust	TR UNIT	85208R101	155	8,000	SH		SOLE		8,000	0	0
Starbucks Corp.	COM	855244109	12	110	SH		SOLE		110	0	0
Sutter Rock Cap Corp	COM	86887Q109	367	28,000	SH		SOLE		28,000	0	0
Taiwan Semiconductor Manufacturing Company Limited	SPONSORED ADR	874039100	20	187	SH		SOLE		187	0	0
Takeda Pharmaceutical Co Ltd	SPONSORED ADR	874060205	73	4,000	SH		SOLE		4,000	0	0
TCW Strategic Income Fund Inc	COM	872340104	11	2,000	SH		SOLE		2,000	0	0
Templeton Emerging Markets Fund	COM	880191101	4	238	SH		SOLE		238	0	0
Tesla Inc	COM	88160R101	35	50	SH		SOLE		50	0	0
Teva Pharmaceutical Inds Ltd	SPONSORED ADR	881624209	2	166	SH		SOLE		166	0	0
Texas Instruments, Inc	COM	882508104	16	100	SH		SOLE		100	0	0
The European Equity Fund Inc	COM	298768102	6	617	SH		SOLE		617	0	0
The Gabelli Dividend & Income Trust	COM	36242H104	28	1,303	SH		SOLE		1,303	0	0
The GDL Fund	COM SH BEN IT	361570104	41	4,660	SH		SOLE		4,660	0	0
The Herzfeld Caribbean Basin Fund Inc	COM	42804T106	2,425	474,494	SH		SOLE		474,494	0	0
The Home Depot Inc	COM	437076102	16	61	SH		SOLE		61	0	0
The India Fund Inc	COM	454089103	4	215	SH		SOLE		215	0	0
The Korea Fund Inc	COM NEW	500634209	3	85	SH		SOLE		85	0	0
The Mexico Fund, Inc.	COM	592835102	4	309	SH		SOLE		309	0	0
The New Germany Fund Inc	COM	644465106	11	586	SH		SOLE		586	0	0
The New Ireland Fund Inc	COM	645673104	6	605	SH		SOLE		605	0	0
The PNC Financial Services Group Inc	COM	693475105	7	50	SH		SOLE		50	0	0
The Taiwan Fund Inc	COM	874036106	2	88	SH		SOLE		88	0	0
The Wendy's Co	COM	95058W100	1	42	SH		SOLE		42	0	0
Thermo Fisher Scientific, Inc.	COM	883556102	7	15	SH		SOLE		15	0	0
Tortoise Energy Infra Corp	COM	89147L886	701	34,866	SH		SOLE		34,866	0	0
Total Se	SPONSORED ADS	89151E109	3	76	SH		SOLE		76	0	0
Tri-Continental Corp	COM	895436103	118	4,014	SH		SOLE		4,014	0	0
Trident Acquisitions Corp	W EXP 05/09/202	89615T114	21	9,291	SH		SOLE		9,291	0	0
Trimble, Inc.	COM	896239100	3	40	SH		SOLE		40	0	0
Trip.com Group Ltd ADR	ADS	89677Q107	2	48	SH		SOLE		48	0	0
Truist Financial Corp	COM	89832Q109	11	221	SH		SOLE		221	0	0
U.S. Bancorp	COM	902973304	5	112	SH		SOLE		112	0	0
Ultragenyx Pharmaceutical In	COM	90400D108	3	21	SH		SOLE		21	0	0
Unilever PLC	SPON ADR NEW	904767704	45	738	SH		SOLE		738	0	0
United Parcel Service Inc	CL B	911312106	2	11	SH		SOLE		11	0	0
United States Oil Fund LP	UNITS	91232N207	41	1,250	SH		SOLE		1,250	0	0
UnitedHealth Group Inc	COM	91324P102	79	225	SH		SOLE		225	0	0
Vale SA	ADR	91912E105	6	378	SH		SOLE		378	0	0
Vaneck Vectors ETF Tr	CEF MUN INCOME E	92189F460	851	29,864	SH		SOLE		29,864	0	0
Velodyne Lidar Inc.	W EXP 09/29/202	92259F119	43	5,000	SH		SOLE		5,000	0	0
Verizon Communications Inc	COM	92343V104	7	120	SH		SOLE		120	0	0
Vertex Pharmaceuticals, Inc.	COM	92532F100	3	14	SH		SOLE		14	0	0
Vertical Capital Income Fund	SHS BEN INT	92535C104	2,810	285,596	SH		SOLE		285,596	0	0
Virgin Galactic Holdings, Inc.	COM	92766K106	24	1,000	SH		SOLE		1,000	0	0
Virtus Total Return Fund Inc.	COM	92835W107	14	1,540	SH		SOLE		1,540	0	0
Visa Inc	COM CL A	92826C839	7	30	SH		SOLE		30	0	0
Vodafone Group plc ADR	SPONSORED ADR	92857W308	48	2,884	SH		SOLE		2,884	0	0
Vulcan Materials Co	COM	929160109	742	5,000	SH		SOLE		5,000	0	0
WEC Energy Group, Inc.	COM	92939U106	7	80	SH		SOLE		80	0	0
Western Assest Intm Muni Fd	COM	958435109	338	36,762	SH		SOLE		36,762	0	0
Western Asset Mortgage Opp Fund Inc.	COM	95790B109	1,685	118,816	SH		SOLE		118,816	0	0
Western Asset Mun Hi Incm Fd	COM	95766N103	196	26,131	SH		SOLE		26,131	0	0
Western Asset Municipal Partners Fund	COM	95766P108	68	4,522	SH		SOLE		4,522	0	0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	COM	95766R104	2,272	183,095	SH		SOLE		183,095	0	0
Western Asset/Claymore Inflation-Linked Securities & Income Fund	COM SH BEN INT	95766Q106	348	25,486	SH		SOLE		25,486	0	0
Whole Earth Brands Inc.	*W EXP 06/25/202	96684W126	9	6,250	SH		SOLE		6,250	0	0
Whole Earth Brands, Inc.	COM CL A	96684W100	11	1,000	SH		SOLE		1,000	0	0
Zoetis Inc.	CL A	98978V103	4	25	SH		SOLE		25	0	0