Thomas J. Herzfeld Advisors 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
Abbott Laboratories	COM	002824100	8	73	SH		SOLE		73	0	0
AbbVie, Inc.	COM	00287Y109	79	699	SH		SOLE		699	0	0
Aberdeen Asia Pacific Income	COM	003009107	4,149	936,626	SH		SOLE		936,626	0	0
Aberdeen Emerging Markets Equity Inc.	COM	00301W105	7	768	SH		SOLE		768	0	0
Aberdeen Global Dynamic Dividend Fund	COM	00302M106	187	15,570	SH		SOLE		15,570	0	0
Aberdeen Global Premier Properties Fund	COM SH BEN INT	00302L108	5	802	SH		SOLE		802	0	0
Aberdeen Japan Equity Fund Inc	COM	00306J109	5	561	SH		SOLE		561	0	0
Aberdeen Total Dynamic Dividend Fund	COM SH BEN INT	00326L100	482	47,346	SH		SOLE		47,346	0	0
Ace Convergence Acqu Corp	W Exp 09/30202	G0083D104	4	2,192	SH		SOLE		2,192	0	0
Activision Blizzard, Inc.	COM	00507V109	3	36	SH		SOLE		36	0	0
Adams Diversified Equity Fund Inc	COM	006212104	3,492	176,651	SH		SOLE		176,651	0	0
Adams Natural Resources Fund Inc	COM	00548F105	112	6,917	SH		SOLE		6,917	0	0
Adobe Systems, Inc.	COM	00724F101	5	8	SH		SOLE		8	0	0
Advanced Micro Devices, Inc.	COM	007903107	3	37	SH		SOLE		37	0	0
Advent Claymore Convertible Securities and Income Fund	COM	00764C109	2,973	154,261	SH		SOLE		154,261	0	0
Aersale Corporation	COM	00810F106	952	76,418	SH		SOLE		76,418	0	0
Air products and Chemicals, Inc.	COM	009158106	14	47	SH		SOLE		47	0	0
Airbnb Inc.	COM CL A	009066101	15	98	SH		SOLE		98	0	0
Alcon, Inc.	ORD SHS	H01301128	7	100	SH		SOLE		100	0	0
Alibaba Group Holding Limited	SPONSORED ADS	01609W102	10	42	SH		SOLE		42	0	0
Allegion PLC	ORD SHS	G0176J109	3	25	SH		SOLE		25	0	0
AllianzGI Artificial Intelligence Opp Fund	COM	92838Y100	3,110	112,177	SH		SOLE		112,177	0	0
Alphabet, Inc. Cl C	CL C	02079K107	20	8	SH		SOLE		8	0	0
Amazon Com Inc	COM	023135106	28	8	SH		SOLE		8	0	0
America Movil SAB de CV	SPON ADR L SHS	02364W105	166	11,048	SH		SOLE		11,048	0	0
American Tower Corporation	COM	03027X100	12	43	SH		SOLE		43	0	0
Amgen Inc	COM	031162100	175	717	SH		SOLE		717	0	0
Anheuser-Busch Inbev SA/NV ADR	SPONSORED ADR	03524A108	3	45	SH		SOLE		45	0	0
Ansys Inc	COM	03662Q105	2	6	SH		SOLE		6	0	0
Apex Technology Acquisition	COM CL A	03768F102	12	967	SH		SOLE		967	0	0
Apollo Tactical Income Fund Inc	COM	037638103	4,888	312,346	SH		SOLE		312,346	0	0
Apple Inc	COM	037833100	3	22	SH		SOLE		22	0	0
ASA Gold and Precious Metals Ltd	SHS	G3156P103	109	5,033	SH		SOLE		5,033	0	0
Ase Technology Hldg Co. Ltd.	Sponsored ADS	00215W100	2	293	SH		SOLE		293	0	0
ASML Holding N V	N Y REGISTRY SHS	N07059210	23	33	SH		SOLE		33	0	0
Aspen Technology Inc.	COM	045327103	3	20	SH		SOLE		20	0	0
AstraZeneca Group plc ADR	SPONSORED ADR	046353108	8	135	SH		SOLE		135	0	0
Autodesk, Inc.	COM	052769106	3	9	SH		SOLE		9	0	0
Automatic Data Processing, Inc.	COM	053015103	10	51	SH		SOLE		51	0	0
Baker Hughes Company	CL A	05722G100	44	1,940	SH		SOLE		1,940	0	0
Bancolombia SA	SPON ADR PREF	05968L102	670	23,280	SH		SOLE		23,280	0	0
Barrick Gold Corp	COM	067901108	2	105	SH		SOLE		105	0	0
BeiGene, Ltd.	SPONSORED ADR	07725L102	5	15	SH		SOLE		15	0	0
Bentley Sys Inc.	COM CL B	08265T208	4	55	SH		SOLE		55	0	0
Berkley W R Corp	COM	084423102	4	49	SH		SOLE		49	0	0
Best Buy Inc.	COM	086516101	6	53	SH		SOLE		53	0	0
BlackRock Calif Mun Income	COM SH BEN INT	09248E102	1,066	71,111	SH		SOLE		71,111	0	0
BlackRock Enhanced Equity Dividend Trust	COM	09251A104	18	1,805	SH		SOLE		1,805	0	0
BlackRock Enhanced International Dividend Trust	COM BENE INTER	092524107	5	756	SH		SOLE		756	0	0
BlackRock Health Sciences Trust II	COM SHS	09260E105	975	33,722	SH		SOLE		33,722	0	0
BlackRock Muni Intermediate Duration Fund Inc	COM	09253X102	12	780	SH		SOLE		780	0	0
BlackRock Science and Technology Trust II	SHS BEN INT	09260K101	7,259	174,033	SH		SOLE		174,033	0	0
BlackRock, Inc.	COM	09247X101	21	24	SH		SOLE		24	0	0
Blackstone / GSO Long-Short Credit Income Fund	COM SHS BN INT	09257D102	73	4,847	SH		SOLE		4,847	0	0
Booking Holdings Inc.	COM	09857L108	18	8	SH		SOLE		8	0	0
Boulder Growth & Income Fund Inc	COM	101507101	6,205	458,298	SH		SOLE		458,298	0	0
Bowx Acquisition Corp	W Exp 08/03/202	103085114	15	4,399	SH		SOLE		4,399	0	0
BrandywineGLOBAL - Global Income Opportunities Fund Inc.	COM	10537L104	806	63,896	SH		SOLE		63,896	0	0
Bright Horizons Fam Sol In D	COM	109194100	3	21	SH		SOLE		21	0	0
Bristol-Myers Squibb Co	COM	110122108	114	1,700	SH		SOLE		1,700	0	0
Bristow Group, Inc.	COM	11040G103	115	4,491	SH		SOLE		4,491	0	0
British American Tobacco PLC	SPONSORED ADR	110448107	7	188	SH		SOLE		188	0	0
Broadcom, Inc.	COM	11135F101	25	53	SH		SOLE		53	0	0
Cadence Design Systems, Inc.	COM	127387108	46	336	SH		SOLE		336	0	0
Canadian National Railway Company	COM	136375102	60	565	SH		SOLE		565	0	0
Carnival Corp	UNIT 99/99/9999	143658300	463	17,559	SH		SOLE		17,559	0	0
Carrier Global Corporation	COM	14448C104	4	83	SH		SOLE		83	0	0
CDW Corp	COM	12514G108	4	24	SH		SOLE		24	0	0
Cemex SAB de CV	SPON ADR NEW	151290889	1,853	220,645	SH		SOLE		220,645	0	0
Central and Eastern European Fund Inc	COM	153436100	5	190	SH		SOLE		190	0	0
Central Securities Corp	COM	155123102	7,318	173,460	SH		SOLE		173,460	0	0
Chargepoint Holdings Inc.	W Exp 07/25/202	15961R113	29	1,261	SH		SOLE		1,261	0	0
Charles Riv Labs Intl Inc	COM	159864107	6	17	SH		SOLE		17	0	0
Chemed Corp New	COM	16359R103	2	5	SH		SOLE		5	0	0
Chevron Corp.	COM	166764100	8	77	SH		SOLE		77	0	0
Chubb Ltd	COM	H1467J104	7	45	SH		SOLE		45	0	0
Chungwa Telecom Co Ltd	SPON ADR	17133Q502	3	63	SH		SOLE		63	0	0
Cisco Systems, Inc.	COM	17275R102	12	219	SH		SOLE		219	0	0
Clearbridge Energy Midstrm O	COM	18469P209	1,378	59,722	SH		SOLE		59,722	0	0
Clearbridge MLP And Midstrm	COM	184692200	1,999	68,381	SH		SOLE		68,381	0	0
Clearbridge MLP and Midstrm	COM	18469Q207	149	5,875	SH		SOLE		5,875	0	0
Comcast Corp. Cl A Common Stock	CL A	20030N101	7	114	SH		SOLE		114	0	0
Consolidated Water Co Ltd	ORD	G23773107	691	58,877	SH		SOLE		58,877	0	0
Cooper Cos Inc.	COM	216648402	4	11	SH		SOLE		11	0	0
Copa Holdings SA	CL A	P31076105	1,525	20,250	SH		SOLE		20,250	0	0
Copart Inc.	COM	217204106	4	29	SH		SOLE		29	0	0
Cornerstone Strategic Value Fund Inc	COM	21924B302	6,601	568,592	SH		SOLE		568,592	0	0
Cornerstone Total Rtrn Fd In	COM	21924U300	6,707	590,893	SH		SOLE		590,893	0	0
Costco Wholesale Corp.	COM	22160K105	6	14	SH		SOLE		14	0	0
CRISPR Therapeutics AG	NAMEN AKT	H17182108	67	415	SH		SOLE		415	0	0
Crown Castle Intl Corp.	COM	22822V101	12	64	SH		SOLE		64	0	0
Delaware Investments Minnesota Municipal Income Fund II Inc	COM	24610V103	201	14,218	SH		SOLE		14,218	0	0
Delaware Invts Natl Mun Inco	SH BEN INT	24610T108	92	6,500	SH		SOLE		6,500	0	0
Deutsche Municipal Income Trust	COM	233368109	265	21,663	SH		SOLE		21,663	0	0
DMY Technology Group Inc. III	COM CLASS A	233278100	6	575	SH		SOLE		575	0	0
Dr Reddys Labs Ltd	ADR	256135203	3	46	SH		SOLE		46	0	0
DTF Tax-Free Income Inc	COM	23334J107	187	12,472	SH		SOLE		12,472	0	0
Duck Creek Technologies Inc	SHS	264120106	2	49	SH		SOLE		49	0	0
Eagle Pointe Income Company	COM	269817102	29	1,800	SH		SOLE		1,800	0	0
Eagle Pt Cr Co LLC	COM	269808101	1,860	137,268	SH		SOLE		137,268	0	0
Eaton Corp. plc (Ireland)	SHS	G29183103	7	44	SH		SOLE		44	0	0
Eaton Vance Calif Mun Incom	SH BEN INT	27826F101	119	8,541	SH		SOLE		8,541	0	0
Eaton Vance Flting Rate Inc	COM	278279104	50	3,467	SH		SOLE		3,467	0	0
Eaton Vance Limited Duration Income Fund	COM	27828H105	4,406	332,243	SH		SOLE		332,243	0	0
Eaton Vance New York Mun Bd	COM	27827Y109	274	21,342	SH		SOLE		21,342	0	0
Elanco Animal Health Inc.	COM	28414H103	3	87	SH		SOLE		87	0	0
Eli Lilly & Co	COM	532457108	147	642	SH		SOLE		642	0	0
Empire State Realty Trust Inc	CL A	292104106	887	73,894	SH		SOLE		73,894	0	0
Equifax, Inc.	COM	294429105	8	32	SH		SOLE		32	0	0
Equinix Inc	COM PAR $0.001	29444U700	56	70	SH		SOLE		70	0	0
Eversource Energy	COM	30040W108	3	40	SH		SOLE		40	0	0
EVERTEC Inc	COM	30040P103	740	16,956	SH		SOLE		16,956	0	0
Exponent Inc	COM	30214U102	2	22	SH		SOLE		22	0	0
Fabrinet	SHS	G3323L100	3	35	SH		SOLE		35	0	0
Facebook, Inc.	CL A	30303M102	26	76	SH		SOLE		76	0	0
Fair Isaac Corp	COM	303250104	2	4	SH		SOLE		4	0	0
FG New Amer Acquisition Corp	W EXP 8/31/202	30259V114	14	6,315	SH		SOLE		6,315	0	0
First BanCorp/Puerto Rico	COM NEW	318672706	2,804	235,211	SH		SOLE		235,211	0	0
First Trust High Income Long/Short Fund	COM	33738E109	1,031	65,459	SH		SOLE		65,459	0	0
Firsthand Technology Value Fund, Inc.	COM	33766Y100	49	8,571	SH		SOLE		8,571	0	0
Firstmark Horizon Acquisition	W Exp 09/26/202	33765Y119	7	4,292	SH		SOLE		4,292	0	0
Fomento Economico Mexicano SAB de CV	SPON ADR UNITS	344419106	1,236	14,626	SH		SOLE		14,626	0	0
Gabelli Equity Trust Inc	COM	362397101	45	6,528	SH		SOLE		6,528	0	0
Gabelli Global Small & Mid C	COM	36249W104	5	337	SH		SOLE		337	0	0
General American Investors Co Inc	COM	368802104	3,127	72,020	SH		SOLE		72,020	0	0
Genius Sports Limited	W EXP 04/30/202	G3934V117	20	2,472	SH		SOLE		2,472	0	0
GoDaddy, Inc.	CL A	380237107	4	44	SH		SOLE		44	0	0
Goldman Sachs ETF TR	Activebeta Int	381430107	111	3,192	SH		SOLE		3,192	0	0
Goldman Sachs Group, Inc. (The)	COM	38141G104	3	8	SH		SOLE		8	0	0
Gores Holdings VI Inc	W Exp 08/24/202	38286R113	10	1,640	SH		SOLE		1,640	0	0
Grupo Aeroportuario del Sureste SAB de CV	SPON ADR SER B	40051E202	1,220	6,600	SH		SOLE		6,600	0	0
Grupo Televisa SAB	SPON ADR REP ORD	40049J206	193	13,504	SH		SOLE		13,504	0	0
HDFC Bank Ltd	Sponsored ADS	40415F101	3	46	SH		SOLE		46	0	0
Henry Jack & Assoc Inc	COM	426281101	2	13	SH		SOLE		13	0	0
Highland Floating Rate Opportunities Fund	SHS BEN INT	43010E404	27,301	2,502,355	SH		SOLE		2,502,355	0	0
Hilton, Inc	COM	43300A203	4	36	SH		SOLE		36	0	0
Honeywell Intl, Inc.	COM	438516106	13	60	SH		SOLE		60	0	0
ICICI Bank Ltd	ADR	45104G104	8	475	SH		SOLE		475	0	0
IDEX Corp.	COM	45167R104	5	22	SH		SOLE		22	0	0
IDEXX Labs Inc.	COM	45168D104	5	8	SH		SOLE		8	0	0
Illinois Tool Works, Inc.	COM	452308109	7	30	SH		SOLE		30	0	0
Incyte Corp	COM	45337C102	20	242	SH		SOLE		242	0	0
Infosys Ltd	Sponsored ADS	456788108	5	227	SH		SOLE		227	0	0
Inovio Pharmaceuticals Inc	COM NEW	45773H201	46	5,000	SH		SOLE		5,000	0	0
Insulet Corp.	COM	45784P101	4	15	SH		SOLE		15	0	0
Interactive Brokers Group In	COM CL A	45841N107	3	47	SH		SOLE		47	0	0
Intercontinental Exchange Group, Inc.	COM	45866F104	3	29	SH		SOLE		29	0	0
Intuitive Surgical, Inc.	COM	46120E602	14	15	SH		SOLE		15	0	0
Invesco PA Value Mun Inc Tr	COM	46132K109	247	18,491	SH		SOLE		18,491	0	0
Invesco QQQ Tr	UNIT SER 1	46090E103	96	270	SH		SOLE		270	0	0
Invesco Tr Invt Grade New Yo	COM	46131T101	108	7,786	SH		SOLE		7,786	0	0
Iqiyi Inc	Sponsored ADS	46267X108	1	86	SH		SOLE		86	0	0
iShares Nasdaq Biotechnology ETF	NASDAQ BIOTECH	464287556	466	2,850	SH		SOLE		2,850	0	0
Ishares Tr 13 Yr	1 3 YR TREAS BD	464287457	1,923	22,319	SH		SOLE		22,319	0	0
iShares U.S. Medical Devices ETF	U.S. MED DVC ETF	464288810	172	2,858	SH		SOLE		2,858	0	0
Japan Smaller Capitalization Fund Inc	COM	47109U104	3	321	SH		SOLE		321	0	0
JD.Com Inc	Spon ADR CL A	47215P106	4	49	SH		SOLE		49	0	0
JPMorgan Chase & Co	COM	46625H100	34	221	SH		SOLE		221	0	0
Karyopharm Therapeutics Inc	COM	48576U106	15	1,500	SH		SOLE		1,500	0	0
Katapult Holdings Inc.	COM	485859102	5	420	SH		SOLE		420	0	0
Katapult Holdings Inc.	W EXP 06/09/202	485859110	16	5,038	SH		SOLE		5,038	0	0
Landsea Homes Corp	W Exp 01/07/202	51509P111	4	12,738	SH		SOLE		12,738	0	0
Lennar Corp	CL A	526057104	1,242	12,500	SH		SOLE		12,500	0	0
Lennox Intl Inc	COM	526107107	4	10	SH		SOLE		10	0	0
Liberty All Star Equity Fund	SH BEN INT	530158104	47	5,253	SH		SOLE		5,253	0	0
Liberty All Star Growth Fund Inc	COM	529900102	54	6,075	SH		SOLE		6,075	0	0
Linde plc	SHS	G5494J103	4	15	SH		SOLE		15	0	0
LivaNova PLC	SHS	G5509L101	701	8,330	SH		SOLE		8,330	0	0
Lockheed Martin Corp.	COM	539830109	9	25	SH		SOLE		25	0	0
LPL Finl Hldgs Inc	COM	50212V100	3	23	SH		SOLE		23	0	0
LyondellBasell Industries N.V. Class A	SHS - A -	N53745100	5	46	SH		SOLE		46	0	0
MakeMyTrip Limited Mauritius	SHS	V5633W109	2	52	SH		SOLE		52	0	0
Marriott Vacations Worldwide Corp	COM	57164Y107	1,074	6,745	SH		SOLE		6,745	0	0
Marsh & McLennan Companies, Inc.	COM	571748102	10	68	SH		SOLE		68	0	0
Martin Marietta Materials Inc	COM	573284106	1,583	4,500	SH		SOLE		4,500	0	0
MasTec Inc	COM	576323109	7,095	66,874	SH		SOLE		66,874	0	0
MasterCard, Inc.	CL A	57636Q104	92	251	SH		SOLE		251	0	0
McDonald's Corp	COM	580135101	10	42	SH		SOLE		42	0	0
Medtronic plc	SHS	G5960L103	9	73	SH		SOLE		73	0	0
Merck & Co Inc	COM	58933Y105	220	2,830	SH		SOLE		2,830	0	0
MFS Investment Grade Municipal Trust	SH BEN INT	59318B108	744	72,416	SH		SOLE		72,416	0	0
MFS Municipal Income Trust	SH BEN INT	552738106	123	17,193	SH		SOLE		17,193	0	0
Microsoft Corp	COM	594918104	41	152	SH		SOLE		152	0	0
Momo Inc	ADR	60879B107	1	75	SH		SOLE		75	0	0
Mondelez International, Inc.	CL A	609207105	13	205	SH		SOLE		205	0	0
Moody's Corp.	COM	615369105	8	21	SH		SOLE		21	0	0
Morgan Stanley China A Sh Fd	COM	617468103	5	197	SH		SOLE		197	0	0
Morgan Stanley India Investment Fund Inc	COM	61745C105	2	76	SH		SOLE		76	0	0
MSCI Inc.	COM	55354G100	5	9	SH		SOLE		9	0	0
Nebula Caravel Acquisition C	W Exp 10/01/202	629070111	9	3,647	SH		SOLE		3,647	0	0
Netease Inc	Sponsored ADS	64110W102	3	25	SH		SOLE		25	0	0
Netflix, Inc.	COM	64110L106	12	22	SH		SOLE		22	0	0
Neuberger Berman MLP Income Fund Inc	COM	64129H104	1,387	277,486	SH		SOLE		277,486	0	0
New Fortress Energy Inc	CL A	644393100	1,248	32,943	SH		SOLE		32,943	0	0
NexPoint Credit Strategies Fund	COM NEW	65340G205	17,115	1,243,834	SH		SOLE		1,243,834	0	0
NextEra Energy Inc	COM	65339F101	1,993	27,199	SH		SOLE		27,199	0	0
Nike, Inc.	CL B	654106103	9	59	SH		SOLE		59	0	0
Nordson Corp	COM	655663102	4	18	SH		SOLE		18	0	0
Norwegian Cruise Line Holdings Ltd	SHS	G66721104	1,462	49,717	SH		SOLE		49,717	0	0
Novartis AG	SPONSORED ADR	66987V109	114	1,244	SH		SOLE		1,244	0	0
Novo Nordisk A/S ADR	ADR	670100205	5	60	SH		SOLE		60	0	0
Novocure Ltd	ORD SHS	G6674U108	5	22	SH		SOLE		22	0	0
Nuveen Amt- Free Mun Value Fd	COM	670695105	86	5,000	SH		SOLE		5,000	0	0
Nuveen Core Equity Alpha Fund	COM	67090X107	49	2,973	SH		SOLE		2,973	0	0
Nuveen Credit Strategies Income Fund	COM SHS	67073D102	815	120,678	SH		SOLE		120,678	0	0
Nuveen Fltng Rte Incm Opp Fd	COM SHS	6706EN100	1,736	177,835	SH		SOLE		177,835	0	0
Nuveen Mortgage and Income Fund	COM	670735109	1,933	92,517	SH		SOLE		92,517	0	0
Nuveen Multi-Market Income Fund Inc	COM	67075J107	51	6,881	SH		SOLE		6,881	0	0
Nuveen Municipal Credit Opp Fund	COM	670663103	518	33,574	SH		SOLE		33,574	0	0
Nuveen NASDAQ 100 Dynamic Overwrite Fund	COM SHS	670699107	57	1,937	SH		SOLE		1,937	0	0
Nuveen New Jersey Quality Municipal Income Fund	COM	67069Y102	101	6,456	SH		SOLE		6,456	0	0
Nuveen Ohio Qlty Mun Income	COM	670980101	316	19,294	SH		SOLE		19,294	0	0
Nuveen Pfd & Income Opportun	COM	67073B106	28	2,790	SH		SOLE		2,790	0	0
Nuveen Real Asset Income and Growth Fund	COM	67074Y105	2,879	179,137	SH		SOLE		179,137	0	0
Nuveen Tax-Advanteaged Divid	COM	67073G105	2,866	178,343	SH		SOLE		178,343	0	0
OFS Credit Company Inc	COM	67111Q107	5,817	399,514	SH		SOLE		399,514	0	0
Organon & Co	COM	68622V106	8	265	SH		SOLE		265	0	0
Origin Materials Inc.	W EXP 06/24/202	68622D114	4	1,853	SH		SOLE		1,853	0	0
Otis Worldwide Corp	COM	68902V107	51	629	SH		SOLE		629	0	0
Oxford Lane Cap Corp	COM	691543102	1,854	250,206	SH		SOLE		250,206	0	0
Pagseguro Digital Ltd	COM CL A	G68707101	2	36	SH		SOLE		36	0	0
Paychex, Inc	COM	704326107	11	102	SH		SOLE		102	0	0
PayPal Holdings, Inc.	COM	70450Y103	71	243	SH		SOLE		243	0	0
PepsiCo, Inc.	COM	713448108	13	89	SH		SOLE		89	0	0
Peridot Aqcuisition Corp	W Exp 11/30/202	G7008A107	16	6,044	SH		SOLE		6,044	0	0
PGIM Global Short Duration High Yield Fund, Inc.	COM	69346J106	5,566	349,156	SH		SOLE		349,156	0	0
PGIM Short Duration High Yield Fund, Inc.	COM	69346H100	5,864	360,431	SH		SOLE		360,431	0	0
PGT Innovations Inc	COM	69336V101	1,791	77,117	SH		SOLE		77,117	0	0
Phenixfin Corp	COM	71742W103	85	2,083	SH		SOLE		2,083	0	0
Phillips 66	COM	718546104	3	38	SH		SOLE		38	0	0
PIMCO Calif Mun Income Fd II	COM	72200M108	290	30,152	SH		SOLE		30,152	0	0
PIMCO California Municipal Income Fund III	COM	72201C109	109	9,469	SH		SOLE		9,469	0	0
PIMCO Dynamic Credit and Mortgage Income Fund	COM SHS	72202D106	4,304	192,336	SH		SOLE		192,336	0	0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	ENHAN SHRT MA AC	72201R833	421	4,125	SH		SOLE		4,125	0	0
PIMCO Enrgy Tactical Cr Opp	COM SHS BEN INT	69346N107	4,787	382,924	SH		SOLE		382,924	0	0
PIMCO Global StocksPLS Inc.	COM	722011103	905	81,553	SH		SOLE		81,553	0	0
PIMCO High Income Fund	COM SHS	722014107	171	24,998	SH		SOLE		24,998	0	0
Pimco New York Municipal Income Fund II	COM	72200Y102	406	33,733	SH		SOLE		33,733	0	0
Pioneer Merger Corp	W EXP 01/07/202	G7S24C111	11	7,000	SH		SOLE		7,000	0	0
Pioneer Municipal High Income Trust	COM SHS	723763108	206	15,886	SH		SOLE		15,886	0	0
Pool Corp	COM	73278L105	5	11	SH		SOLE		11	0	0
Popular Inc	COM NEW	733174700	2,583	34,414	SH		SOLE		34,414	0	0
Procter & Gamble Co. (The)	COM	742718109	11	79	SH		SOLE		79	0	0
ProLogis, Inc.	COM	74340W103	8	64	SH		SOLE		64	0	0
ProShares Short VIX Short-Term Futures ETF	SHT VIX ST TRM	74347W130	6	110	SH		SOLE		110	0	0
ProShares TR	Shrt 20+ Yr Tre	74347X849	4,651	275,544	SH		SOLE		275,544	0	0
Prudential PLC	ADR	74435K204	50	1,304	SH		SOLE		1,304	0	0
Purecycle Technologies Inc	W Exp 01/28/202	74623V111	41	3,331	SH		SOLE		3,331	0	0
Qualcomm Inc	COM	747525103	10	70	SH		SOLE		70	0	0
Quantum SI Inc	COM CL A	74765K105	12	965	SH		SOLE		965	0	0
Realty Income Corp.	COM	756109104	6	94	SH		SOLE		94	0	0
Redball Acquisition Corp	UNIT 99/99/9999	G7417R121	3	298	SH		SOLE		298	0	0
Regeneron Pharmaceuticals, Inc.	COM	75886F107	4	8	SH		SOLE		8	0	0
Restaurant Brands International Inc	COM	76131D103	4	68	SH		SOLE		68	0	0
Retail Value Inc.	COM	76133Q102	1,081	49,698	SH		SOLE		49,698	0	0
Rice Acquisition Corp	W EXP 10/26/202	762594117	11	1,988	SH		SOLE		1,988	0	0
Rio Tinto PLC	Sponsored ADR	767204100	2	20	SH		SOLE		20	0	0
Rivernorth Flexible Mun Income	COM	76883H104	439	18,561	SH		SOLE		18,561	0	0
Rivernorth Managed Duration Municipal Income Fund Inc.	COM	76882H105	244	12,041	SH		SOLE		12,041	0	0
Rivernorth Opportunistic Mun	COM	76883F108	339	14,642	SH		SOLE		14,642	0	0
RMR Real Estate Income Fund	COM	76970B101	2,234	187,276	SH		SOLE		187,276	0	0
Rollins Inc	COM	775711104	2	62	SH		SOLE		62	0	0
Royal Caribbean Cruises Ltd	COM	V7780T103	1,672	19,607	SH		SOLE		19,607	0	0
Royce Value Trust Inc	COM	780910105	57	3,009	SH		SOLE		3,009	0	0
Ryanair Holdings plc ADR	SPONSORED ADS	783513203	50	466	SH		SOLE		466	0	0
Saba Capital Income & Opportunities Fund	COM	78518H103	2,722	577,815	SH		SOLE		577,815	0	0
Salient Midstream & MLP Fd	SH BEN INT	79471V105	1,025	171,981	SH		SOLE		171,981	0	0
Sanofi	Sponsored ADR	80105N105	46	883	SH		SOLE		883	0	0
Schlumberger Ltd	COM	806857108	4	138	SH		SOLE		138	0	0
Scotts Miracle-Gro Co	CL A	810186106	7	34	SH		SOLE		34	0	0
Sea Limited	ADR	81141R100	59	214	SH		SOLE		214	0	0
Seaboard Corp	COM	811543107	530	137	SH		SOLE		137	0	0
Seattle Genetics, In	COM	81181C104	3	22	SH		SOLE		22	0	0
Sempra Energy	COM	816851109	8	64	SH		SOLE		64	0	0
ServiceNow, Inc.	COM	81762P102	4	8	SH		SOLE		8	0	0
Sherwin-Williams Co. (The)	COM	824348106	4	14	SH		SOLE		14	0	0
Shinhan Financial Group Co L	SPN ADR RESTRD	824596100	3	84	SH		SOLE		84	0	0
Shopify, Inc.	CL A	82509L107	13	9	SH		SOLE		9	0	0
Siteone Landsscape Supply Inc	COM	82982L103	4	25	SH		SOLE		25	0	0
SK Telecom Ltd	Sponsored ADR	78440P108	4	128	SH		SOLE		128	0	0
Smartsheet, Inc. Cl A	SHS CL A	83200N103	3	47	SH		SOLE		47	0	0
Sony Corp	Sponsored ADR	835699307	72	742	SH		SOLE		742	0	0
Spartan Acquisition Corp II	W Exp 11/30/202	846775112	6	3,250	SH		SOLE		3,250	0	0
SPDR Gold Tr	GOLD SHS	78463V107	232	1,398	SH		SOLE		1,398	0	0
SPDR S&P 500 ETF Tr	TR UNIT	78462F103	94	220	SH		SOLE		220	0	0
SPDR S&P MidCap 400 ETF Tr	UTSER1 S&PDCRP	78467Y107	74	150	SH		SOLE		150	0	0
SPDR Ser Tr	SPDR BLOOMBERG	78468R663	999	10,919	SH		SOLE		10,919	0	0
Special Opportunities Fund Inc.	COM	84741T104	3,291	216,947	SH		SOLE		216,947	0	0
Sprott Physical Gold and Silver Trust	TR UNIT	85208R101	149	8,000	SH		SOLE		8,000	0	0
Starbucks Corp.	COM	855244109	11	98	SH		SOLE		98	0	0
STMicroelectronics N V	NY Registry	861012102	4	121	SH		SOLE		121	0	0
Sustainable Opportnts Acq Co	W Exp 99/99/999	G8598Y117	10	6,739	SH		SOLE		6,739	0	0
Sutter Rock Cap Corp	COM	86887Q109	595	44,076	SH		SOLE		44,076	0	0
Taiwan Semiconductor Manufacturing Company Limited	SPONSORED ADR	874039100	37	312	SH		SOLE		312	0	0
Takeda Pharmaceutical Co Ltd	SPONSORED ADR	874060205	67	4,000	SH		SOLE		4,000	0	0
TCW Strategic Income Fund Inc	COM	872340104	12	2,000	SH		SOLE		2,000	0	0
Teledyne Technologies Inc.	COM	879360105	1	3	SH		SOLE		3	0	0
Templeton Emerging Markets Fund	COM	880191101	5	238	SH		SOLE		238	0	0
Teradyne Inc	COM	880770102	5	38	SH		SOLE		38	0	0
Tesla Inc	COM	88160R101	41	61	SH		SOLE		61	0	0
Texas Instruments, Inc	COM	882508104	19	100	SH		SOLE		100	0	0
The European Equity Fund Inc	COM	298768102	7	617	SH		SOLE		617	0	0
The Gabelli Dividend & Income Trust	COM	36242H104	35	1,339	SH		SOLE		1,339	0	0
The GDL Fund	COM SH BEN IT	361570104	43	4,786	SH		SOLE		4,786	0	0
The Herzfeld Caribbean Basin Fund Inc	COM	42804T106	2,861	456,243	SH		SOLE		456,243	0	0
The Home Depot Inc	COM	437076102	22	70	SH		SOLE		70	0	0
The India Fund Inc	COM	454089103	2	83	SH		SOLE		83	0	0
The Korea Fund Inc	COM NEW	500634209	4	85	SH		SOLE		85	0	0
The Mexico Fund, Inc.	COM	592835102	7	451	SH		SOLE		451	0	0
The New Germany Fund Inc	COM	644465106	14	678	SH		SOLE		678	0	0
The New Ireland Fund Inc	COM	645673104	8	671	SH		SOLE		671	0	0
The PNC Financial Services Group Inc	COM	693475105	10	50	SH		SOLE		50	0	0
The Taiwan Fund Inc	COM	874036106	10	277	SH		SOLE		277	0	0
Thermo Fisher Scientific, Inc.	COM	883556102	11	22	SH		SOLE		22	0	0
Thor Inds Inc	COM	885160101	4	36	SH		SOLE		36	0	0
Tortoise Energy Independence	COM	89148K200	2,984	147,437	SH		SOLE		147,437	0	0
Tortoise Energy Infra Corp	COM	89147L886	1,507	52,353	SH		SOLE		52,353	0	0
Totalenergies SE	SPONSORED ADS	89151E109	5	103	SH		SOLE		103	0	0
Toyota Motor Corp	SP ADR REP2COM	892331307	69	396	SH		SOLE		396	0	0
TPG Pace Tech Opportunities	W Exp 10/09/202	G8657L121	9	5,109	SH		SOLE		5,109	0	0
Tri-Continental Corp	COM	895436103	139	4,064	SH		SOLE		4,064	0	0
Trident Acquisitions Corp	W EXP 05/09/202	89615T114	14	6,029	SH		SOLE		6,029	0	0
Trimble, Inc.	COM	896239100	4	50	SH		SOLE		50	0	0
Trip.com Group Ltd ADR	ADS	89677Q107	3	90	SH		SOLE		90	0	0
Truist Financial Corp	COM	89832Q109	12	221	SH		SOLE		221	0	0
U.S. Bancorp	COM	902973304	6	112	SH		SOLE		112	0	0
Ultragenyx Pharmaceutical In	COM	90400D108	3	30	SH		SOLE		30	0	0
Unilever PLC	SPON ADR NEW	904767704	2	28	SH		SOLE		28	0	0
United Parcel Service Inc	CL B	911312106	5	22	SH		SOLE		22	0	0
United States Oil Fund LP	UNITS	91232N207	62	1,250	SH		SOLE		1,250	0	0
UnitedHealth Group Inc	COM	91324P102	90	225	SH		SOLE		225	0	0
Vale SA	ADR	91912E105	15	642	SH		SOLE		642	0	0
VanEck Vectors Gold Miners ETF	GOLD MINERS ETF	92189F106	104	3,075	SH		SOLE		3,075	0	0
Vanguard Intl Equity Index F	TT WRLD ST ETF	922042742	7	63	SH		SOLE		63	0	0
Verizon Communications Inc	COM	92343V104	4	77	SH		SOLE		77	0	0
Vertex Pharmaceuticals, Inc.	COM	92532F100	4	22	SH		SOLE		22	0	0
Vertical Capital Income Fund	SHS BEN INT	92535C104	3,299	305,503	SH		SOLE		305,503	0	0
Virtus Total Return Fund Inc.	COM	92835W107	16	1,621	SH		SOLE		1,621	0	0
Visa Inc	COM CL A	92826C839	7	29	SH		SOLE		29	0	0
VPC Impact Acquisition Hldng	SHS CL A	G9441E100	3	346	SH		SOLE		346	0	0
VPC Impact Acquisition Hldng	W EXP 10/22/202	G9441E118	8	4,547	SH		SOLE		4,547	0	0
Vulcan Materials Co	COM	929160109	870	5,000	SH		SOLE		5,000	0	0
WEC Energy Group, Inc.	COM	92939U106	6	71	SH		SOLE		71	0	0
Western Assest Intm Muni Fd	COM	958435109	464	47,522	SH		SOLE		47,522	0	0
Western Asset Mortgage Opp Fund Inc.	COM	95790B109	2,043	131,070	SH		SOLE		131,070	0	0
Western Asset Municipal Partners Fund	COM	95766P108	330	20,025	SH		SOLE		20,025	0	0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	COM	95766R104	2,530	192,953	SH		SOLE		192,953	0	0
Western Asset/Claymore Inflation-Linked Securities & Income Fund	COM SH BEN INT	95766Q106	358	25,552	SH		SOLE		25,552	0	0
Whole Earth Brands Inc.	*W EXP 06/25/202	96684W126	9	4,243	SH		SOLE		4,243	0	0
Whole Earth Brands, Inc.	COM CL A	96684W100	4	274	SH		SOLE		274	0	0
XP Inc.	CL A	G98239109	1	32	SH		SOLE		32	0	0
Yandex N V	SHS Class A	N97284108	3	36	SH		SOLE		36	0	0
Yum China Hldgs Inc	COM	98850P109	3	46	SH		SOLE		46	0	0
Zebra Technologies Corp	CL A	989207105	6	12	SH		SOLE		12	0	0
Zoetis Inc.	CL A	98978V103	7	37	SH		SOLE		37	0	0