Thomas J. Herzfeld Advisors 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
Abbott Laboratories	COM	002824100	9	73	SH		SOLE		73	0	0
AbbVie, Inc.	COM	00287Y109	75	699	SH		SOLE		699	0	0
Aberdeen Asia Pacific Income	COM	003009107	665	160,265	SH		SOLE		160,265	0	0
Aberdeen Emerging Markets Equity Inc.	COM	00301W105	6	768	SH		SOLE		768	0	0
Aberdeen Global Dynamic Dividend Fund	COM	00302M106	8	719	SH		SOLE		719	0	0
Aberdeen Global Premier Properties Fund	COM SH BEN INT	00302L108	5	802	SH		SOLE		802	0	0
Aberdeen Japan Equity Fund Inc	COM	00306J109	5	561	SH		SOLE		561	0	0
Aberdeen Total Dynamic Dividend Fund	COM SH BEN INT	00326L100	5	516	SH		SOLE		516	0	0
Ace Convergence Acqu Corp	W Exp 09/30202	G0083D104	1	2,192	SH		SOLE		2,192	0	0
ACM Reseach Inc.	COM CL A	00108J109	2	16	SH		SOLE		16	0	0
Activision Blizzard, Inc.	COM	00507V109	3	36	SH		SOLE		36	0	0
Adams Diversified Equity Fund Inc	COM	006212104	3,043	153,672	SH		SOLE		153,672	0	0
Adams Natural Resources Fund Inc	COM	00548F105	109	6,935	SH		SOLE		6,935	0	0
Adobe Systems, Inc.	COM	00724F101	9	15	SH		SOLE		15	0	0
Advanced Micro Devices, Inc.	COM	007903107	4	37	SH		SOLE		37	0	0
Advent Claymore Convertible Securities and Income Fund	COM	00764C109	100	5,586	SH		SOLE		5,586	0	0
Aersale Corporation	COM	00810F106	1,299	76,418	SH		SOLE		76,418	0	0
Aersale Corporation	W Exp 12/22/202	00810F114	123	20,000	SH		SOLE		20,000	0	0
Air products and Chemicals, Inc.	COM	009158106	12	47	SH		SOLE		47	0	0
Airbnb Inc.	COM CL A	009066101	16	98	SH		SOLE		98	0	0
Alcon, Inc.	ORD SHS	H01301128	8	100	SH		SOLE		100	0	0
Alibaba Group Holding Limited	SPONSORED ADS	01609W102	6	42	SH		SOLE		42	0	0
Allegion PLC	ORD SHS	G0176J109	3	25	SH		SOLE		25	0	0
AllianzGI Artificial Intelligence Opp Fund	COM	92838Y100	2,887	108,212	SH		SOLE		108,212	0	0
Alphabet, Inc. Cl C	CL C	02079K107	24	9	SH		SOLE		9	0	0
Amazon Com Inc	COM	023135106	30	9	SH		SOLE		9	0	0
America Movil SAB de CV	SPON ADR L SHS	02364W105	195	11,048	SH		SOLE		11,048	0	0
American Tower Corporation	COM	03027X100	11	43	SH		SOLE		43	0	0
Amgen Inc	COM	031162100	152	717	SH		SOLE		717	0	0
Angel Oak Final Strategies Incm Trm Trst	COM BEN INT	03464A100	26	1,556	SH		SOLE		1,556	0	0
Angel Oak Finl Strategies in	Right 10/14/2021	03464A118	16	73,420	SH		SOLE		73,420	0	0
Anheuser-Busch Inbev SA/NV ADR	SPONSORED ADR	03524A108	3	45	SH		SOLE		45	0	0
Ansys Inc	COM	03662Q105	2	6	SH		SOLE		6	0	0
Apollo Tactical Income Fund Inc	COM	037638103	4,153	262,524	SH		SOLE		262,524	0	0
Apple Inc	COM	037833100	3	22	SH		SOLE		22	0	0
Applied Materials, Inc.	COM	038222105	6	46	SH		SOLE		46	0	0
Archaea Energy Inc.	W EXP 10/26/202	03940F111	12	1,588	SH		SOLE		1,588	0	0
ASA Gold and Precious Metals Ltd	SHS	G3156P103	95	5,033	SH		SOLE		5,033	0	0
Ase Technology Hldg Co. Ltd.	Sponsored ADS	00215W100	2	293	SH		SOLE		293	0	0
Aspen Technology Inc.	COM	045327103	2	20	SH		SOLE		20	0	0
AstraZeneca Group plc ADR	SPONSORED ADR	046353108	8	135	SH		SOLE		135	0	0
Automatic Data Processing, Inc.	COM	053015103	10	51	SH		SOLE		51	0	0
Avepoint Inc.	COM CL A	053604104	8	967	SH		SOLE		967	0	0
Baker Hughes Company	CL A	05722G100	48	1,940	SH		SOLE		1,940	0	0
Bancolombia SA	SPON ADR PREF	05968L102	806	23,280	SH		SOLE		23,280	0	0
Barclays PLC	ADR	06738E204	48	4,636	SH		SOLE		4,636	0	0
Barrick Gold Corp	COM	067901108	2	105	SH		SOLE		105	0	0
BeiGene, Ltd.	SPONSORED ADR	07725L102	5	15	SH		SOLE		15	0	0
Bentley Sys Inc.	COM CL B	08265T208	3	55	SH		SOLE		55	0	0
Berkley W R Corp	COM	084423102	4	49	SH		SOLE		49	0	0
Best Buy Inc.	COM	086516101	6	60	SH		SOLE		60	0	0
BlackRock Calif Mun Income	COM SH BEN INT	09248E102	609	41,321	SH		SOLE		41,321	0	0
BlackRock Enhanced Equity Dividend Trust	COM	09251A104	18	1,831	SH		SOLE		1,831	0	0
BlackRock Enhanced International Dividend Trust	COM BENE INTER	092524107	5	756	SH		SOLE		756	0	0
BlackRock Health Sciences Trust II	COM SHS	09260E105	341	12,648	SH		SOLE		12,648	0	0
BlackRock Science and Technology Trust II	SHS BEN INT	09260K101	6,518	168,939	SH		SOLE		168,939	0	0
BlackRock, Inc.	COM	09247X101	20	24	SH		SOLE		24	0	0
Blackstone / GSO Long-Short Credit Income Fund	COM SHS BN INT	09257D102	74	4,893	SH		SOLE		4,893	0	0
Boulder Growth & Income Fund Inc	COM	101507101	6,753	515,095	SH		SOLE		515,095	0	0
Bowx Acquisition Corp	W Exp 08/03/202	103085114	9	4,399	SH		SOLE		4,399	0	0
BrandywineGLOBAL - Global Income Opportunities Fund Inc.	COM	10537L104	185	14,803	SH		SOLE		14,803	0	0
Bright Horizons Fam Sol In D	COM	109194100	3	21	SH		SOLE		21	0	0
Bristol-Myers Squibb Co	COM	110122108	101	1,700	SH		SOLE		1,700	0	0
British American Tobacco PLC	SPONSORED ADR	110448107	7	188	SH		SOLE		188	0	0
Broadcom, Inc.	COM	11135F101	26	53	SH		SOLE		53	0	0
Cadence Design Systems, Inc.	COM	127387108	36	236	SH		SOLE		236	0	0
Canadian National Railway Company	COM	136375102	77	670	SH		SOLE		670	0	0
Carnival Corp	UNIT 99/99/9999	143658300	439	17,559	SH		SOLE		17,559	0	0
Carrier Global Corporation	COM	14448C104	4	84	SH		SOLE		84	0	0
CDW Corp	COM	12514G108	4	24	SH		SOLE		24	0	0
Cemex SAB de CV	SPON ADR NEW	151290889	1,582	220,645	SH		SOLE		220,645	0	0
Central and Eastern European Fund Inc	COM	153436100	5	190	SH		SOLE		190	0	0
Central Securities Corp	COM	155123102	7,134	168,850	SH		SOLE		168,850	0	0
Chargepoint Holdings Inc.	COM CL A	15961R105	11	529	SH		SOLE		529	0	0
Charles Riv Labs Intl Inc	COM	159864107	7	17	SH		SOLE		17	0	0
Chemed Corp New	COM	16359R103	2	5	SH		SOLE		5	0	0
Chevron Corp.	COM	166764100	8	77	SH		SOLE		77	0	0
Chubb Ltd	COM	H1467J104	8	45	SH		SOLE		45	0	0
Chungwa Telecom Co Ltd	SPON ADR	17133Q502	2	63	SH		SOLE		63	0	0
Cisco Systems, Inc.	COM	17275R102	12	219	SH		SOLE		219	0	0
Clearbridge Energy Midstrm O	COM	18469P209	1,274	58,299	SH		SOLE		58,299	0	0
Clearbridge MLP And Midstrm	COM	184692200	1,743	64,191	SH		SOLE		64,191	0	0
Clearbridge MLP and Midstrm	COM	18469Q207	141	5,875	SH		SOLE		5,875	0	0
CME Group Inc.	COM	12572Q105	6	30	SH		SOLE		30	0	0
Comcast Corp. Cl A Common Stock	CL A	20030N101	6	114	SH		SOLE		114	0	0
Consolidated Water Co Ltd	ORD	G23773107	671	58,877	SH		SOLE		58,877	0	0
Cooper Cos Inc.	COM	216648402	5	11	SH		SOLE		11	0	0
Copa Holdings SA	CL A	P31076105	1,648	20,250	SH		SOLE		20,250	0	0
Copart Inc.	COM	217204106	4	29	SH		SOLE		29	0	0
Cornerstone Strategic Value Fund Inc	COM	21924B302	5,970	466,403	SH		SOLE		466,403	0	0
Cornerstone Total Rtrn Fd In	COM	21924U300	6,117	492,938	SH		SOLE		492,938	0	0
Corning Inc.	COM	219350105	4	112	SH		SOLE		112	0	0
Costco Wholesale Corp.	COM	22160K105	4	9	SH		SOLE		9	0	0
CRISPR Therapeutics AG	NAMEN AKT	H17182108	45	400	SH		SOLE		400	0	0
Crown Castle Intl Corp.	COM	22822V101	11	64	SH		SOLE		64	0	0
Delaware Investments Minnesota Municipal Income Fund II Inc	COM	24610V103	109	7,663	SH		SOLE		7,663	0	0
Delaware Invts Natl Mun Inco	SH BEN INT	24610T108	84	5,984	SH		SOLE		5,984	0	0
Docebo Inc.	COM	25609L105	17	228	SH		SOLE		228	0	0
Dr Reddys Labs Ltd	ADR	256135203	2	24	SH		SOLE		24	0	0
DTF Tax-Free Income Inc	COM	23334J107	185	12,774	SH		SOLE		12,774	0	0
Duck Creek Technologies Inc	SHS	264120106	2	49	SH		SOLE		49	0	0
Eagle Pt Cr Co LLC	COM	269808101	2,839	208,479	SH		SOLE		208,479	0	0
Eaton Corp. plc (Ireland)	SHS	G29183103	7	44	SH		SOLE		44	0	0
Eaton Vance Calif Mun Incom	SH BEN INT	27826F101	120	8,782	SH		SOLE		8,782	0	0
Eaton Vance Limited Duration Income Fund	COM	27828H105	210	15,953	SH		SOLE		15,953	0	0
Eaton Vance New York Mun Bd	COM	27827Y109	87	7,088	SH		SOLE		7,088	0	0
Elanco Animal Health Inc.	COM	28414H103	3	87	SH		SOLE		87	0	0
Eli Lilly & Co	COM	532457108	148	642	SH		SOLE		642	0	0
Empire State Realty Trust Inc	CL A	292104106	741	73,894	SH		SOLE		73,894	0	0
Equifax, Inc.	COM	294429105	8	32	SH		SOLE		32	0	0
Equinix Inc	COM PAR $0.001	29444U700	6	8	SH		SOLE		8	0	0
Eversource Energy	COM	30040W108	3	40	SH		SOLE		40	0	0
EVERTEC Inc	COM	30040P103	775	16,956	SH		SOLE		16,956	0	0
Exponent Inc	COM	30214U102	2	22	SH		SOLE		22	0	0
Fabrinet	SHS	G3323L100	4	35	SH		SOLE		35	0	0
Facebook, Inc.	CL A	30303M102	26	76	SH		SOLE		76	0	0
Fair Isaac Corp	COM	303250104	2	4	SH		SOLE		4	0	0
Farfetch Ltd	ORD SHS CLA	30744W107	21	547	SH		SOLE		547	0	0
First BanCorp/Puerto Rico	COM NEW	318672706	3,093	235,211	SH		SOLE		235,211	0	0
First Trust Ultra Short Duration Municipal	ULTRA SHT DUR MU	33740J104	1,588	78,717	SH		SOLE		78,717	0	0
Firsthand Technology Value Fund, Inc.	COM	33766Y100	41	8,571	SH		SOLE		8,571	0	0
Firstmark Horizon Acquisition	W Exp 09/26/202	33765Y119	5	4,292	SH		SOLE		4,292	0	0
Fomento Economico Mexicano SAB de CV	SPON ADR UNITS	344419106	1,268	14,626	SH		SOLE		14,626	0	0
Gabelli Equity Trust Inc	COM	362397101	44	6,672	SH		SOLE		6,672	0	0
Gabelli Global Small & Mid C	COM	36249W104	5	337	SH		SOLE		337	0	0
GDS Holdings	Sponsored ADS	36165L108	1	26	SH		SOLE		26	0	0
General American Investors Co Inc	COM	368802104	3,952	91,774	SH		SOLE		91,774	0	0
Genius Sports Limited	W EXP 04/30/202	G3934V117	13	1,869	SH		SOLE		1,869	0	0
GoDaddy, Inc.	CL A	380237107	3	44	SH		SOLE		44	0	0
Goldman Sachs ETF TR	Activebeta Int	381430107	109	3,192	SH		SOLE		3,192	0	0
Goldman Sachs Group, Inc. (The)	COM	38141G104	3	8	SH		SOLE		8	0	0
Grupo Aeroportuario del Sureste SAB de CV	SPON ADR SER B	40051E202	1,234	6,600	SH		SOLE		6,600	0	0
Guggenheim Enhanced Equity Income Fund	COM	40167B100	226	25,136	SH		SOLE		25,136	0	0
HDFC Bank Ltd	Sponsored ADS	40415F101	4	59	SH		SOLE		59	0	0
Henry Jack & Assoc Inc	COM	426281101	2	13	SH		SOLE		13	0	0
High Income Secs Fd Shs	Shs Ben Int	42968F108	95	10,878	SH		SOLE		10,878	0	0
Highland Floating Rate Opportunities Fund	SHS BEN INT	43010E404	27,312	2,535,919	SH		SOLE		2,535,919	0	0
Hilton, Inc	COM	43300A203	6	49	SH		SOLE		49	0	0
Honeywell Intl, Inc.	COM	438516106	13	60	SH		SOLE		60	0	0
HubSpot Inc.	COM	443573100	5	8	SH		SOLE		8	0	0
ICICI Bank Ltd	ADR	45104G104	10	519	SH		SOLE		519	0	0
IDEX Corp.	COM	45167R104	5	22	SH		SOLE		22	0	0
IDEXX Labs Inc.	COM	45168D104	6	9	SH		SOLE		9	0	0
Illinois Tool Works, Inc.	COM	452308109	6	30	SH		SOLE		30	0	0
Incyte Corp	COM	45337C102	17	242	SH		SOLE		242	0	0
Infosys Ltd	Sponsored ADS	456788108	5	227	SH		SOLE		227	0	0
Insulet Corp.	COM	45784P101	4	15	SH		SOLE		15	0	0
Interactive Brokers Group In	COM CL A	45841N107	3	47	SH		SOLE		47	0	0
Intercontinental Exchange Group, Inc.	COM	45866F104	3	29	SH		SOLE		29	0	0
Intuitive Surgical, Inc.	COM	46120E602	5	15	SH		SOLE		15	0	0
Invesco PA Value Mun Inc Tr	COM	46132K109	215	16,250	SH		SOLE		16,250	0	0
Invesco QQQ Tr	UNIT SER 1	46090E103	97	270	SH		SOLE		270	0	0
Invesco Tr Invt Grade New Yo	COM	46131T101	98	7,286	SH		SOLE		7,286	0	0
iShares Nasdaq Biotechnology ETF	NASDAQ BIOTECH	464287556	461	2,850	SH		SOLE		2,850	0	0
iShares Tr	IBonds Dec 2021	46435G789	2,013	78,690	SH		SOLE		78,690	0	0
iShares Tr	Shrt Nat Mun ETF	464288158	889	8,266	SH		SOLE		8,266	0	0
Ishares Tr 13 Yr	1 3 YR TREAS BD	464287457	7,761	90,086	SH		SOLE		90,086	0	0
iShares U.S. Medical Devices ETF	U.S. MED DVC ETF	464288810	1,077	17,148	SH		SOLE		17,148	0	0
Jackson Financial Inc.	COM CL A	46817M107	2	76	SH		SOLE		76	0	0
Japan Smaller Capitalization Fund Inc	COM	47109U104	3	321	SH		SOLE		321	0	0
JD.Com Inc	Spon ADR CL A	47215P106	4	49	SH		SOLE		49	0	0
JP Morgan Exchange-Traded F	Ultra Sht Muncpl	46641Q654	1,087	21,275	SH		SOLE		21,275	0	0
JPMorgan Chase & Co	COM	46625H100	34	209	SH		SOLE		209	0	0
Katapult Holdings Inc.	COM	485859102	8	1,420	SH		SOLE		1,420	0	0
Katapult Holdings Inc.	W EXP 06/09/202	485859110	8	5,038	SH		SOLE		5,038	0	0
Landsea Homes Corp	W Exp 01/07/202	51509P111	3	12,738	SH		SOLE		12,738	0	0
Lennar Corp	CL A	526057104	1,171	12,500	SH		SOLE		12,500	0	0
Lennox Intl Inc	COM	526107107	3	10	SH		SOLE		10	0	0
Liberty All Star Equity Fund	SH BEN INT	530158104	46	5,389	SH		SOLE		5,389	0	0
Liberty All Star Growth Fund Inc	COM	529900102	53	6,196	SH		SOLE		6,196	0	0
Li-Cycle Holdings Corp.	W EXP 8/10/202	50202P113	15	6,044	SH		SOLE		6,044	0	0
Linde plc	SHS	G5494J103	4	15	SH		SOLE		15	0	0
LivaNova PLC	SHS	G5509L101	660	8,330	SH		SOLE		8,330	0	0
Lockheed Martin Corp.	COM	539830109	9	25	SH		SOLE		25	0	0
Logan Ridge Finance Corp	Com	541098109	154	6,000	SH		SOLE		6,000	0	0
LPL Finl Hldgs Inc	COM	50212V100	4	23	SH		SOLE		23	0	0
Lufax Holdings LTD	ADS REP SHS CL A	54975P102	1	186	SH		SOLE		186	0	0
LyondellBasell Industries N.V. Class A	SHS - A -	N53745100	4	46	SH		SOLE		46	0	0
MakeMyTrip Limited Mauritius	SHS	V5633W109	1	52	SH		SOLE		52	0	0
Marriott Vacations Worldwide Corp	COM	57164Y107	1,061	6,745	SH		SOLE		6,745	0	0
Marsh & McLennan Companies, Inc.	COM	571748102	10	68	SH		SOLE		68	0	0
Martin Marietta Materials Inc	COM	573284106	1,538	4,500	SH		SOLE		4,500	0	0
MasTec Inc	COM	576323109	5,770	66,874	SH		SOLE		66,874	0	0
MasterCard, Inc.	CL A	57636Q104	87	251	SH		SOLE		251	0	0
Matterport Inc	W Exp 08/24/202	577096118	13	1,640	SH		SOLE		1,640	0	0
McDonald's Corp	COM	580135101	10	42	SH		SOLE		42	0	0
Medtronic plc	SHS	G5960L103	10	83	SH		SOLE		83	0	0
Merck & Co Inc	COM	58933Y105	213	2,830	SH		SOLE		2,830	0	0
MFS Investment Grade Municipal Trust	SH BEN INT	59318B108	482	48,165	SH		SOLE		48,165	0	0
Microsoft Corp	COM	594918104	43	152	SH		SOLE		152	0	0
Mondelez International, Inc.	CL A	609207105	12	205	SH		SOLE		205	0	0
Moody's Corp.	COM	615369105	8	22	SH		SOLE		22	0	0
Morgan Stanley China A Sh Fd	COM	617468103	4	197	SH		SOLE		197	0	0
Morgan Stanley India Investment Fund Inc	COM	61745C105	2	76	SH		SOLE		76	0	0
Motive Capital Corp	W Exp 12/31/202	G6293A111	13	10,000	SH		SOLE		10,000	0	0
MSCI Inc.	COM	55354G100	5	9	SH		SOLE		9	0	0
Natura & Co Hldgs S A	ADS	63884N108	1	63	SH		SOLE		63	0	0
Netease Inc	Sponsored ADS	64110W102	2	25	SH		SOLE		25	0	0
Netflix, Inc.	COM	64110L106	13	22	SH		SOLE		22	0	0
Neuberger Berman MLP Income Fund Inc	COM	64129H104	1,368	277,507	SH		SOLE		277,507	0	0
New Fortress Energy Inc	CL A	644393100	914	32,943	SH		SOLE		32,943	0	0
Newtek Business Svcs Corp	COM	652526203	111	4,000	SH		SOLE		4,000	0	0
NexPoint Credit Strategies Fund	COM NEW	65340G205	17,580	1,263,868	SH		SOLE		1,263,868	0	0
NextEra Energy Inc	COM	65339F101	2,133	27,169	SH		SOLE		27,169	0	0
Nike, Inc.	CL B	654106103	9	59	SH		SOLE		59	0	0
Nordson Corp	COM	655663102	4	18	SH		SOLE		18	0	0
Norwegian Cruise Line Holdings Ltd	SHS	G66721104	1,328	49,717	SH		SOLE		49,717	0	0
Novartis AG	SPONSORED ADR	66987V109	102	1,244	SH		SOLE		1,244	0	0
Novo Nordisk A/S ADR	ADR	670100205	43	445	SH		SOLE		445	0	0
Nuveen Core Equity Alpha Fund	COM	67090X107	50	3,028	SH		SOLE		3,028	0	0
Nuveen Credit Strategies Income Fund	COM SHS	67073D102	12	1,819	SH		SOLE		1,819	0	0
Nuveen Fltng Rte Incm Opp Fd	COM SHS	6706EN100	1,819	182,277	SH		SOLE		182,277	0	0
Nuveen Mortgage and Income Fund	COM	670735109	1,967	94,802	SH		SOLE		94,802	0	0
Nuveen Multi-Market Income Fund Inc	COM	67075J107	52	6,926	SH		SOLE		6,926	0	0
Nuveen NASDAQ 100 Dynamic Overwrite Fund	COM SHS	670699107	56	1,966	SH		SOLE		1,966	0	0
Nuveen New Jersey Quality Municipal Income Fund	COM	67069Y102	85	5,482	SH		SOLE		5,482	0	0
Nuveen Ohio Qlty Mun Income	COM	670980101	308	19,446	SH		SOLE		19,446	0	0
Nuveen Pfd & Income Opportun	COM	67073B106	28	2,790	SH		SOLE		2,790	0	0
Nuveen Real Asset Income and Growth Fund	COM	67074Y105	2,602	170,646	SH		SOLE		170,646	0	0
Nuveen Real Estate Income Fund	COM	67071B108	552	51,956	SH		SOLE		51,956	0	0
Nuveen Tax-Advanteaged Divid	COM	67073G105	2,815	177,689	SH		SOLE		177,689	0	0
OFS Credit Company Inc	COM	67111Q107	5,127	376,716	SH		SOLE		376,716	0	0
Oppfi Inc	W Exp 07/20/202	68386H111	10	6,315	SH		SOLE		6,315	0	0
Organon & Co	COM	68622V106	9	265	SH		SOLE		265	0	0
Origin Materials Inc.	W EXP 06/24/202	68622D114	3	1,853	SH		SOLE		1,853	0	0
Otis Worldwide Corp	COM	68902V107	35	427	SH		SOLE		427	0	0
Oxford Lane Cap Corp	COM	691543102	2,748	381,077	SH		SOLE		381,077	0	0
Pagseguro Digital Ltd	COM CL A	G68707101	2	36	SH		SOLE		36	0	0
Paychex, Inc	COM	704326107	9	80	SH		SOLE		80	0	0
PayPal Holdings, Inc.	COM	70450Y103	67	258	SH		SOLE		258	0	0
PepsiCo, Inc.	COM	713448108	13	89	SH		SOLE		89	0	0
PGIM Global Short Duration High Yield Fund, Inc.	COM	69346J106	2,943	191,112	SH		SOLE		191,112	0	0
PGIM Short Duration High Yield Fund, Inc.	COM	69346H100	2,909	179,151	SH		SOLE		179,151	0	0
PGT Innovations Inc	COM	69336V101	1,473	77,117	SH		SOLE		77,117	0	0
Phenixfin Corp	COM	71742W103	141	3,283	SH		SOLE		3,283	0	0
Phillips 66	COM	718546104	3	38	SH		SOLE		38	0	0
PIMCO Dynamic Credit and Mortgage Income Fund	COM SHS	72202D106	5,087	240,745	SH		SOLE		240,745	0	0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	ENHAN SHRT MA AC	72201R833	420	4,125	SH		SOLE		4,125	0	0
PIMCO Enrgy Tactical Cr Opp	COM SHS BEN INT	69346N107	5,322	435,849	SH		SOLE		435,849	0	0
PIMCO Global StocksPLS Inc.	COM	722011103	1,876	173,426	SH		SOLE		173,426	0	0
Pimco New York Municipal Income Fund II	COM	72200Y102	71	6,113	SH		SOLE		6,113	0	0
Pioneer Merger Corp	W EXP 01/07/202	G7S24C111	8	7,000	SH		SOLE		7,000	0	0
Pioneer Municipal High Income Trust	COM SHS	723763108	145	11,914	SH		SOLE		11,914	0	0
Pool Corp	COM	73278L105	5	11	SH		SOLE		11	0	0
Popular Inc	COM NEW	733174700	2,673	34,414	SH		SOLE		34,414	0	0
Procter & Gamble Co. (The)	COM	742718109	11	79	SH		SOLE		79	0	0
ProLogis, Inc.	COM	74340W103	8	64	SH		SOLE		64	0	0
ProShares Short VIX Short-Term Futures ETF	SHT VIX ST TRM	74347W130	6	110	SH		SOLE		110	0	0
ProShares TR	Shrt 20+ Yr Tre	74347X849	5,759	345,258	SH		SOLE		345,258	0	0
Prudential PLC	ADR	74435K204	60	1,537	SH		SOLE		1,537	0	0
Purecycle Technologies Inc	W Exp 01/28/202	74623V111	17	3,331	SH		SOLE		3,331	0	0
Qualcomm Inc	COM	747525103	9	70	SH		SOLE		70	0	0
Quantum SI Inc	COM CL A	74765K105	8	965	SH		SOLE		965	0	0
Realty Income Corp.	COM	756109104	6	94	SH		SOLE		94	0	0
Redball Acquisition Corp	UNIT 99/99/9999	G7417R121	3	298	SH		SOLE		298	0	0
Regeneron Pharmaceuticals, Inc.	COM	75886F107	5	8	SH		SOLE		8	0	0
Restaurant Brands International Inc	COM	76131D103	4	68	SH		SOLE		68	0	0
Retail Value Inc.	COM	76133Q102	1,045	39,698	SH		SOLE		39,698	0	0
Rice Acquisition Corp	Corp II Unit 99/99	G75529118	10	1,000	SH		SOLE		1,000	0	0
Rollins Inc	COM	775711104	2	62	SH		SOLE		62	0	0
Royal Caribbean Cruises Ltd	COM	V7780T103	1,746	19,633	SH		SOLE		19,633	0	0
Royce Value Trust Inc	COM	780910105	55	3,065	SH		SOLE		3,065	0	0
Ryanair Holdings plc ADR	SPONSORED ADS	783513203	56	513	SH		SOLE		513	0	0
Saba Capital Income & Opportunities Fund	COM	78518H103	2,247	493,949	SH		SOLE		493,949	0	0
Salient Midstream & MLP Fd	SH BEN INT	79471V105	1,092	171,988	SH		SOLE		171,988	0	0
Sanofi	Sponsored ADR	80105N105	50	1,039	SH		SOLE		1,039	0	0
SAP SE	Spon ADR	803054204	5	36	SH		SOLE		36	0	0
Schlumberger Ltd	COM	806857108	4	138	SH		SOLE		138	0	0
Scotts Miracle-Gro Co	CL A	810186106	5	34	SH		SOLE		34	0	0
Sea Limited	ADR	81141R100	60	187	SH		SOLE		187	0	0
Seaboard Corp	COM	811543107	562	137	SH		SOLE		137	0	0
Seattle Genetics, In	COM	81181C104	4	22	SH		SOLE		22	0	0
Sempra Energy	COM	816851109	8	64	SH		SOLE		64	0	0
ServiceNow, Inc.	COM	81762P102	5	8	SH		SOLE		8	0	0
Sherwin-Williams Co. (The)	COM	824348106	4	14	SH		SOLE		14	0	0
Shinhan Financial Group Co L	SPN ADR RESTRD	824596100	3	84	SH		SOLE		84	0	0
Shopify, Inc.	CL A	82509L107	12	9	SH		SOLE		9	0	0
Siteone Landsscape Supply Inc	COM	82982L103	5	25	SH		SOLE		25	0	0
SK Telecom Ltd	Sponsored ADR	78440P108	4	128	SH		SOLE		128	0	0
Smartsheet, Inc. Cl A	SHS CL A	83200N103	3	47	SH		SOLE		47	0	0
Sony Corp	Sponsored ADR	835699307	105	951	SH		SOLE		951	0	0
SPDR Gold Tr	GOLD SHS	78463V107	230	1,398	SH		SOLE		1,398	0	0
SPDR S&P 500 ETF Tr	TR UNIT	78462F103	94	220	SH		SOLE		220	0	0
SPDR S&P MidCap 400 ETF Tr	UTSER1 S&PDCRP	78467Y107	72	150	SH		SOLE		150	0	0
SPDR Ser Tr	SPDR BLOOMBERG	78468R663	999	10,919	SH		SOLE		10,919	0	0
Special Opportunities Fund Inc.	COM	84741T104	3,248	211,351	SH		SOLE		211,351	0	0
Sprott Physical Gold and Silver Trust	TR UNIT	85208R101	137	8,000	SH		SOLE		8,000	0	0
Starbucks Corp.	COM	855244109	11	98	SH		SOLE		98	0	0
STMicroelectronics N V	NY Registry	861012102	8	178	SH		SOLE		178	0	0
Sunlight Financial Holdings	W Exp 07/09/202	86738J114	4	3,250	SH		SOLE		3,250	0	0
Sutter Rock Cap Corp	COM	86887Q109	362	28,074	SH		SOLE		28,074	0	0
Taiwan Semiconductor Manufacturing Company Limited	SPONSORED ADR	874039100	36	326	SH		SOLE		326	0	0
Takeda Pharmaceutical Co Ltd	SPONSORED ADR	874060205	66	4,000	SH		SOLE		4,000	0	0
TCW Strategic Income Fund Inc	COM	872340104	11	2,000	SH		SOLE		2,000	0	0
Teledyne Technologies Inc.	COM	879360105	1	3	SH		SOLE		3	0	0
Templeton Emerging Markets Fund	COM	880191101	4	238	SH		SOLE		238	0	0
Teradyne Inc	COM	880770102	4	38	SH		SOLE		38	0	0
Tesla Inc	COM	88160R101	47	61	SH		SOLE		61	0	0
Texas Instruments, Inc	COM	882508104	19	100	SH		SOLE		100	0	0
The European Equity Fund Inc	COM	298768102	7	617	SH		SOLE		617	0	0
The Gabelli Dividend & Income Trust	COM	36242H104	35	1,356	SH		SOLE		1,356	0	0
The GDL Fund	COM SH BEN IT	361570104	44	4,849	SH		SOLE		4,849	0	0
The Herzfeld Caribbean Basin Fund Inc	COM	42804T106	2,825	494,718	SH		SOLE		679,863	0	0
The Home Depot Inc	COM	437076102	21	63	SH		SOLE		63	0	0
The India Fund Inc	COM	454089103	2	83	SH		SOLE		83	0	0
The Korea Fund Inc	COM NEW	500634209	3	85	SH		SOLE		85	0	0
The Mexico Fund, Inc.	COM	592835102	7	451	SH		SOLE		451	0	0
The New Germany Fund Inc	COM	644465106	13	678	SH		SOLE		678	0	0
The New Ireland Fund Inc	COM	645673104	8	671	SH		SOLE		671	0	0
The PNC Financial Services Group Inc	COM	693475105	10	50	SH		SOLE		50	0	0
The Taiwan Fund Inc	COM	874036106	10	277	SH		SOLE		277	0	0
Thermo Fisher Scientific, Inc.	COM	883556102	9	16	SH		SOLE		16	0	0
Thor Inds Inc	COM	885160101	4	36	SH		SOLE		36	0	0
TMC The Metals Company Inc	W Exp 09/09/202	87261Y114	6	6,739	SH		SOLE		6,739	0	0
Tortoise Energy Independence	COM	89148K200	3,109	143,739	SH		SOLE		143,739	0	0
Tortoise Energy Infra Corp	COM	89147L886	1,348	49,725	SH		SOLE		49,725	0	0
Totalenergies SE	SPONSORED ADS	89151E109	5	104	SH		SOLE		104	0	0
Toyota Motor Corp	SP ADR REP2COM	892331307	49	277	SH		SOLE		277	0	0
Tri-Continental Corp	COM	895436103	136	4,073	SH		SOLE		4,073	0	0
Trident Acquisitions Corp	W EXP 05/09/202	89615T114	12	6,029	SH		SOLE		6,029	0	0
Trimble, Inc.	COM	896239100	4	50	SH		SOLE		50	0	0
Trip.com Group Ltd ADR	ADS	89677Q107	1	42	SH		SOLE		42	0	0
Truist Financial Corp	COM	89832Q109	13	221	SH		SOLE		221	0	0
U.S. Bancorp	COM	902973304	7	112	SH		SOLE		112	0	0
Ultragenyx Pharmaceutical In	COM	90400D108	3	30	SH		SOLE		30	0	0
Unilever PLC	SPON ADR NEW	904767704	2	28	SH		SOLE		28	0	0
United Microelectronics Corp	Spon ADR New	910873405	2	208	SH		SOLE		208	0	0
United Parcel Service Inc	CL B	911312106	6	34	SH		SOLE		34	0	0
United States Oil Fund LP	UNITS	91232N207	66	1,250	SH		SOLE		1,250	0	0
UnitedHealth Group Inc	COM	91324P102	88	225	SH		SOLE		225	0	0
Vale SA	ADR	91912E105	9	642	SH		SOLE		642	0	0
VanEck Vectors Gold Miners ETF	GOLD MINERS ETF	92189F106	91	3,075	SH		SOLE		3,075	0	0
Verizon Communications Inc	COM	92343V104	4	77	SH		SOLE		77	0	0
Vertex Pharmaceuticals, Inc.	COM	92532F100	4	22	SH		SOLE		22	0	0
Vertical Capital Income Fund	SHS BEN INT	92535C104	3,303	314,917	SH		SOLE		314,917	0	0
Virtus Total Return Fund Inc.	COM	92835W107	15	1,661	SH		SOLE		1,661	0	0
Visa Inc	COM CL A	92826C839	6	29	SH		SOLE		29	0	0
Vulcan Materials Co	COM	929160109	846	5,000	SH		SOLE		5,000	0	0
WEC Energy Group, Inc.	COM	92939U106	5	62	SH		SOLE		62	0	0
Western Assest Intm Muni Fd	COM	958435109	432	44,288	SH		SOLE		44,288	0	0
Western Asset Mortgage Opp Fund Inc.	COM	95790B109	2,094	135,433	SH		SOLE		135,433	0	0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	COM	95766R104	2,635	198,255	SH		SOLE		198,255	0	0
Western Asset/Claymore Inflation-Linked Securities & Income Fund	COM SH BEN INT	95766Q106	353	25,625	SH		SOLE		25,625	0	0
Whole Earth Brands Inc.	*W EXP 06/25/202	96684W126	7	4,243	SH		SOLE		4,243	0	0
XP Inc.	CL A	G98239109	1	32	SH		SOLE		32	0	0
Yandex N V	SHS Class A	N97284108	3	36	SH		SOLE		36	0	0
Yum China Hldgs Inc	COM	98850P109	3	46	SH		SOLE		46	0	0
Zebra Technologies Corp	CL A	989207105	6	12	SH		SOLE		12	0	0
Zoetis Inc.	CL A	98978V103	7	37	SH		SOLE		37	0	0