The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | COM | 002824100 | 9 | 73 | SH | SOLE | 73 | 0 | 0 | ||
AbbVie, Inc. | COM | 00287Y109 | 114 | 704 | SH | SOLE | 704 | 0 | 0 | ||
Aberdeen Emerging Markets Equity Inc. | COM | 00301W105 | 6 | 853 | SH | SOLE | 853 | 0 | 0 | ||
Aberdeen Global Dynamic Dividend Fund | COM | 00302M106 | 9 | 826 | SH | SOLE | 826 | 0 | 0 | ||
Aberdeen Global Premier Properties Fund | COM SH BEN INT | 00302L108 | 5 | 840 | SH | SOLE | 840 | 0 | 0 | ||
Aberdeen Japan Equity Fund Inc | COM | 00306J109 | 4 | 561 | SH | SOLE | 561 | 0 | 0 | ||
Aberdeen Std Global Infrastructure | SHS BEN INT | 00326W106 | 1,216 | 60,369 | SH | SOLE | 60,369 | 0 | 0 | ||
Aberdeen Total Dynamic Dividend Fund | COM SH BEN INT | 00326L100 | 5 | 547 | SH | SOLE | 547 | 0 | 0 | ||
Activision Blizzard, Inc. | COM | 00507V109 | 3 | 36 | SH | SOLE | 36 | 0 | 0 | ||
Adams Diversified Equity Fund Inc | COM | 006212104 | 3,052 | 165,536 | SH | SOLE | 165,536 | 0 | 0 | ||
Adams Natural Resources Fund Inc | COM | 00548F105 | 3,645 | 174,131 | SH | SOLE | 174,131 | 0 | 0 | ||
Adobe Systems, Inc. | COM | 00724F101 | 7 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Advanced Micro Devices, Inc. | COM | 007903107 | 4 | 37 | SH | SOLE | 37 | 0 | 0 | ||
Aersale Corporation | COM | 00810F106 | 1,516 | 96,418 | SH | SOLE | 96,418 | 0 | 0 | ||
Air products and Chemicals, Inc. | COM | 009158106 | 12 | 50 | SH | SOLE | 50 | 0 | 0 | ||
Airbnb Inc. | COM CL A | 009066101 | 31 | 178 | SH | SOLE | 178 | 0 | 0 | ||
Alibaba Group Holding Limited | SPONSORED ADS | 01609W102 | 7 | 64 | SH | SOLE | 64 | 0 | 0 | ||
Allegion PLC | ORD SHS | G0176J109 | 3 | 31 | SH | SOLE | 31 | 0 | 0 | ||
AllianzGI Artificial Intelligence Opp Fund | COM | 92838Y100 | 2,133 | 97,568 | SH | SOLE | 97,568 | 0 | 0 | ||
Alpha Tau Medical | *W EXP 03/07/202 | M0740A116 | 2 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
Alphabet, Inc. Cl C | CL C | 02079K107 | 25 | 9 | SH | SOLE | 9 | 0 | 0 | ||
Amazon Com Inc | COM | 023135106 | 29 | 9 | SH | SOLE | 9 | 0 | 0 | ||
America Movil SAB de CV | SPON ADR L SHS | 02364W105 | 234 | 11,048 | SH | SOLE | 11,048 | 0 | 0 | ||
American Tower Corporation | COM | 03027X100 | 11 | 43 | SH | SOLE | 43 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 169 | 700 | SH | SOLE | 700 | 0 | 0 | ||
Angel Oak Final Strategies Incm Trm Trst | COM BEN INT | 03464A100 | 3,946 | 249,923 | SH | SOLE | 249,923 | 0 | 0 | ||
Anheuser-Busch Inbev SA/NV ADR | SPONSORED ADR | 03524A108 | 3 | 45 | SH | SOLE | 45 | 0 | 0 | ||
Ansys Inc | COM | 03662Q105 | 3 | 8 | SH | SOLE | 8 | 0 | 0 | ||
Apollo Tactical Income Fund Inc | COM | 037638103 | 3,950 | 275,070 | SH | SOLE | 275,070 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 4 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Applied Materials, Inc. | COM | 038222105 | 6 | 46 | SH | SOLE | 46 | 0 | 0 | ||
ASA Gold and Precious Metals Ltd | SHS | G3156P103 | 113 | 5,035 | SH | SOLE | 5,035 | 0 | 0 | ||
Ase Technology Hldg Co. Ltd. | Sponsored ADS | 00215W100 | 2 | 320 | SH | SOLE | 320 | 0 | 0 | ||
ASML Holding N V | N Y REGISTRY SHS | N07059210 | 66 | 99 | SH | SOLE | 99 | 0 | 0 | ||
Aspen Technology Inc. | COM | 045327103 | 5 | 33 | SH | SOLE | 33 | 0 | 0 | ||
AstraZeneca Group plc ADR | SPONSORED ADR | 046353108 | 9 | 135 | SH | SOLE | 135 | 0 | 0 | ||
Automatic Data Processing, Inc. | COM | 053015103 | 10 | 46 | SH | SOLE | 46 | 0 | 0 | ||
Baidu Inc. | SPON ADR REP A | 056752108 | 2 | 12 | SH | SOLE | 12 | 0 | 0 | ||
Baker Hughes Company | CL A | 05722G100 | 46 | 1,258 | SH | SOLE | 1,258 | 0 | 0 | ||
Bancolombia SA | SPON ADR PREF | 05968L102 | 865 | 20,280 | SH | SOLE | 20,280 | 0 | 0 | ||
Barclays PLC | ADR | 06738E204 | 36 | 4,560 | SH | SOLE | 4,560 | 0 | 0 | ||
Barrick Gold Corp | COM | 067901108 | 7 | 293 | SH | SOLE | 293 | 0 | 0 | ||
BeiGene, Ltd. | SPONSORED ADR | 07725L102 | 3 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Bentley Sys Inc. | COM CL B | 08265T208 | 5 | 102 | SH | SOLE | 102 | 0 | 0 | ||
Berkley W R Corp | COM | 084423102 | 6 | 90 | SH | SOLE | 90 | 0 | 0 | ||
Best Buy Inc. | COM | 086516101 | 7 | 73 | SH | SOLE | 73 | 0 | 0 | ||
BlackRock Cap Allocation Tr | COM | 09260U109 | 5,094 | 307,595 | SH | SOLE | 307,595 | 0 | 0 | ||
BlackRock Enhanced Equity Dividend Trust | COM | 09251A104 | 19 | 1,936 | SH | SOLE | 1,936 | 0 | 0 | ||
BlackRock Enhanced International Dividend Trust | COM BENE INTER | 092524107 | 5 | 864 | SH | SOLE | 864 | 0 | 0 | ||
BlackRock ESG Cap Allc Tr | SHS BEN INT | 09262F100 | 5,108 | 306,600 | SH | SOLE | 306,600 | 0 | 0 | ||
BlackRock Innovation and Grw | SHS BEN INT | 09260Q108 | 2,805 | 246,251 | SH | SOLE | 246,251 | 0 | 0 | ||
BlackRock Science and Technology Trust II | SHS BEN INT | 09260K101 | 3,737 | 127,244 | SH | SOLE | 127,244 | 0 | 0 | ||
BlackRock, Inc. | COM | 09247X101 | 18 | 24 | SH | SOLE | 24 | 0 | 0 | ||
Boulder Growth & Income Fund Inc | COM | 101507101 | 7,935 | 535,039 | SH | SOLE | 535,039 | 0 | 0 | ||
BRC Inc. | *W EXP 02/09/202 | 05601U113 | 43 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
Bright Horizons Fam Sol In D | COM | 109194100 | 3 | 25 | SH | SOLE | 25 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 124 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
British American Tobacco PLC | SPONSORED ADR | 110448107 | 8 | 188 | SH | SOLE | 188 | 0 | 0 | ||
Broadcom, Inc. | COM | 11135F101 | 33 | 53 | SH | SOLE | 53 | 0 | 0 | ||
Canadian National Railway Company | COM | 136375102 | 83 | 622 | SH | SOLE | 622 | 0 | 0 | ||
Carnival Corp | UNIT 99/99/9999 | 143658300 | 355 | 17,559 | SH | SOLE | 17,559 | 0 | 0 | ||
Carrier Global Corporation | COM | 14448C104 | 7 | 142 | SH | SOLE | 142 | 0 | 0 | ||
CDW Corp | COM | 12514G108 | 5 | 30 | SH | SOLE | 30 | 0 | 0 | ||
Cemex SAB de CV | SPON ADR NEW | 151290889 | 1,167 | 220,645 | SH | SOLE | 220,645 | 0 | 0 | ||
Central and Eastern European Fund Inc | COM | 153436100 | 3 | 190 | SH | SOLE | 190 | 0 | 0 | ||
Central Securities Corp | COM | 155123102 | 4,459 | 107,730 | SH | SOLE | 107,730 | 0 | 0 | ||
Chargepoint Holdings Inc. | COM CL A | 15961R105 | 11 | 529 | SH | SOLE | 529 | 0 | 0 | ||
Charles Riv Labs Intl Inc | COM | 159864107 | 6 | 20 | SH | SOLE | 20 | 0 | 0 | ||
Chemed Corp New | COM | 16359R103 | 3 | 6 | SH | SOLE | 6 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 13 | 77 | SH | SOLE | 77 | 0 | 0 | ||
Chubb Ltd | COM | H1467J104 | 10 | 45 | SH | SOLE | 45 | 0 | 0 | ||
Chungwa Telecom Co Ltd | SPON ADR | 17133Q502 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Cisco Systems, Inc. | COM | 17275R102 | 12 | 219 | SH | SOLE | 219 | 0 | 0 | ||
Clearbridge Energy Midstrm O | COM | 18469P209 | 1,906 | 67,593 | SH | SOLE | 67,593 | 0 | 0 | ||
Clearbridge MLP And Midstrm | COM | 184692200 | 2,787 | 82,665 | SH | SOLE | 82,665 | 0 | 0 | ||
Clearbridge MLP and Midstrm | COM | 18469Q207 | 1,181 | 40,442 | SH | SOLE | 40,442 | 0 | 0 | ||
CME Group Inc. | COM | 12572Q105 | 7 | 30 | SH | SOLE | 30 | 0 | 0 | ||
Cohen & Steers Tax Advan Pfd | COM | 19249X108 | 2,383 | 108,471 | SH | SOLE | 108,471 | 0 | 0 | ||
Columbia Seligman Premium Technology Growth Fund | COM | 19842X109 | 165 | 5,153 | SH | SOLE | 5,153 | 0 | 0 | ||
Comcast Corp. Cl A Common Stock | CL A | 20030N101 | 5 | 114 | SH | SOLE | 114 | 0 | 0 | ||
ConocoPhillips | COM | 20825C104 | 1 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Consolidated Water Co Ltd | ORD | G23773107 | 488 | 44,092 | SH | SOLE | 44,092 | 0 | 0 | ||
Cooper Cos Inc. | COM | 216648402 | 5 | 12 | SH | SOLE | 12 | 0 | 0 | ||
Copa Holdings SA | CL A | P31076105 | 1,694 | 20,250 | SH | SOLE | 20,250 | 0 | 0 | ||
Copart Inc. | COM | 217204106 | 5 | 36 | SH | SOLE | 36 | 0 | 0 | ||
Cornerstone Strategic Value Fund Inc | COM | 21924B302 | 1,577 | 111,899 | SH | SOLE | 111,899 | 0 | 0 | ||
Cornerstone Total Rtrn Fd In | COM | 21924U300 | 778 | 55,965 | SH | SOLE | 55,965 | 0 | 0 | ||
Corning Inc. | COM | 219350105 | 4 | 112 | SH | SOLE | 112 | 0 | 0 | ||
Costco Wholesale Corp. | COM | 22160K105 | 5 | 9 | SH | SOLE | 9 | 0 | 0 | ||
Credicorp Ltd | COM | G2519Y108 | 3 | 18 | SH | SOLE | 18 | 0 | 0 | ||
Crescent Cap BDC Inc. | COM | 225655109 | 188 | 10,537 | SH | SOLE | 10,537 | 0 | 0 | ||
CRISPR Therapeutics AG | NAMEN AKT | H17182108 | 39 | 625 | SH | SOLE | 625 | 0 | 0 | ||
Crown Castle Intl Corp. | COM | 22822V101 | 12 | 64 | SH | SOLE | 64 | 0 | 0 | ||
Destra Multi-Alternative Fd | COM | 25065A502 | 344 | 38,644 | SH | SOLE | 38,644 | 0 | 0 | ||
Docebo Inc. | COM | 25609L105 | 20 | 383 | SH | SOLE | 383 | 0 | 0 | ||
Doma Holdings Inc. | *W EXP 07/28/202 | 25703A112 | 2 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Eagle Pt Cr Co LLC | COM | 269808101 | 3,475 | 264,225 | SH | SOLE | 264,225 | 0 | 0 | ||
Eaton Corp. plc (Ireland) | SHS | G29183103 | 7 | 44 | SH | SOLE | 44 | 0 | 0 | ||
Elanco Animal Health Inc. | COM | 28414H103 | 3 | 105 | SH | SOLE | 105 | 0 | 0 | ||
Eli Lilly & Co | COM | 532457108 | 184 | 642 | SH | SOLE | 642 | 0 | 0 | ||
Empire State Realty Trust Inc | CL A | 292104106 | 726 | 73,894 | SH | SOLE | 73,894 | 0 | 0 | ||
Equifax, Inc. | COM | 294429105 | 9 | 36 | SH | SOLE | 36 | 0 | 0 | ||
Equinix Inc | COM PAR $0.001 | 29444U700 | 39 | 52 | SH | SOLE | 52 | 0 | 0 | ||
Eversource Energy | COM | 30040W108 | 4 | 40 | SH | SOLE | 40 | 0 | 0 | ||
EVERTEC Inc | COM | 30040P103 | 694 | 16,956 | SH | SOLE | 16,956 | 0 | 0 | ||
Exponent Inc | COM | 30214U102 | 5 | 46 | SH | SOLE | 46 | 0 | 0 | ||
Fabrinet | SHS | G3323L100 | 4 | 34 | SH | SOLE | 34 | 0 | 0 | ||
Facebook, Inc. | CL A | 30303M102 | 17 | 76 | SH | SOLE | 76 | 0 | 0 | ||
Fair Isaac Corp | COM | 303250104 | 2 | 5 | SH | SOLE | 5 | 0 | 0 | ||
First BanCorp/Puerto Rico | COM NEW | 318672706 | 2,627 | 200,211 | SH | SOLE | 200,211 | 0 | 0 | ||
Fomento Economico Mexicano SAB de CV | SPON ADR UNITS | 344419106 | 1,086 | 13,110 | SH | SOLE | 13,110 | 0 | 0 | ||
Forge Global Holdings Inc. | *W EXP 03/29/202 ADDED | 34629L111 | 30 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
Gabelli Equity Trust Inc | COM | 362397101 | 48 | 6,986 | SH | SOLE | 6,986 | 0 | 0 | ||
Gabelli Global Small & Mid C | COM | 36249W104 | 5 | 357 | SH | SOLE | 357 | 0 | 0 | ||
General American Investors Co Inc | COM | 368802104 | 3,256 | 76,667 | SH | SOLE | 76,667 | 0 | 0 | ||
Genius Sports Limited | W EXP 04/30/202 | G3934V117 | 1 | 1,319 | SH | SOLE | 1,319 | 0 | 0 | ||
Ginkgo Bioworks Holdings Inc. | *W EXP 08/01/202 | 37611X118 | 2 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
GoDaddy, Inc. | CL A | 380237107 | 4 | 44 | SH | SOLE | 44 | 0 | 0 | ||
Goldman Sachs ETF TR | Activebeta Int | 381430107 | 137 | 4,197 | SH | SOLE | 4,197 | 0 | 0 | ||
Goldman Sachs Group, Inc. (The) | COM | 38141G104 | 3 | 8 | SH | SOLE | 8 | 0 | 0 | ||
Grupo Aeroportuario del Sureste SAB de CV | SPON ADR SER B | 40051E202 | 1,302 | 5,875 | SH | SOLE | 5,875 | 0 | 0 | ||
GXO Logistics Incorporated | COMMON STOCK | 36262G101 | 62 | 869 | SH | SOLE | 869 | 0 | 0 | ||
HDFC Bank Ltd | Sponsored ADS | 40415F101 | 7 | 120 | SH | SOLE | 120 | 0 | 0 | ||
Henry Jack & Assoc Inc | COM | 426281101 | 3 | 16 | SH | SOLE | 16 | 0 | 0 | ||
High Income Secs Fd Shs | Shs Ben Int | 42968F108 | 6,694 | 845,147 | SH | SOLE | 845,147 | 0 | 0 | ||
Highland Floating Rate Opportunities Fund | SHS BEN INT | 43010E404 | 35,096 | 2,939,330 | SH | SOLE | 2,939,330 | 0 | 0 | ||
Hilton, Inc | COM | 43300A203 | 7 | 49 | SH | SOLE | 49 | 0 | 0 | ||
Honeywell Intl, Inc. | COM | 438516106 | 7 | 37 | SH | SOLE | 37 | 0 | 0 | ||
HubSpot Inc. | COM | 443573100 | 4 | 8 | SH | SOLE | 8 | 0 | 0 | ||
ICICI Bank Ltd | ADR | 45104G104 | 14 | 713 | SH | SOLE | 713 | 0 | 0 | ||
IDEX Corp. | COM | 45167R104 | 4 | 22 | SH | SOLE | 22 | 0 | 0 | ||
IDEXX Labs Inc. | COM | 45168D104 | 5 | 9 | SH | SOLE | 9 | 0 | 0 | ||
Illinois Tool Works, Inc. | COM | 452308109 | 6 | 30 | SH | SOLE | 30 | 0 | 0 | ||
Incyte Corp | COM | 45337C102 | 19 | 242 | SH | SOLE | 242 | 0 | 0 | ||
Infosys Ltd | Sponsored ADS | 456788108 | 8 | 332 | SH | SOLE | 332 | 0 | 0 | ||
Insulet Corp. | COM | 45784P101 | 4 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Interactive Brokers Group In | COM CL A | 45841N107 | 4 | 55 | SH | SOLE | 55 | 0 | 0 | ||
Intercontinental Exchange Group, Inc. | COM | 45866F104 | 4 | 29 | SH | SOLE | 29 | 0 | 0 | ||
Intuitive Surgical, Inc. | COM | 46120E602 | 14 | 45 | SH | SOLE | 45 | 0 | 0 | ||
Invesco Exch Traded Fd Tr II | VRDO TAX FREE | 46138G862 | 807 | 32,457 | SH | SOLE | 32,457 | 0 | 0 | ||
Invesco QQQ Tr | UNIT SER 1 | 46090E103 | 98 | 270 | SH | SOLE | 270 | 0 | 0 | ||
Invesco Sr Income Tr | COM | 46131H107 | 1,673 | 392,683 | SH | SOLE | 392,683 | 0 | 0 | ||
iShares Nasdaq Biotechnology ETF | NASDAQ BIOTECH | 464287556 | 371 | 2,850 | SH | SOLE | 2,850 | 0 | 0 | ||
Ishares Tr 13 Yr | 1 3 YR TREAS BD | 464287457 | 624 | 7,481 | SH | SOLE | 7,481 | 0 | 0 | ||
iShares U.S. Medical Devices ETF | U.S. MED DVC ETF | 464288810 | 1,075 | 17,638 | SH | SOLE | 17,638 | 0 | 0 | ||
Japan Smaller Capitalization Fund Inc | COM | 47109U104 | 3 | 353 | SH | SOLE | 353 | 0 | 0 | ||
JD.Com Inc | Spon ADR CL A | 47215P106 | 4 | 75 | SH | SOLE | 75 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 27 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Keurig Dr. Pepper Inc. | COM | 49271V100 | 5 | 119 | SH | SOLE | 119 | 0 | 0 | ||
Lam Research Corp | COM | 512807108 | 2 | 4 | SH | SOLE | 4 | 0 | 0 | ||
Landsea Homes Corp | W Exp 01/07/202 | 51509P111 | 3 | 12,738 | SH | SOLE | 12,738 | 0 | 0 | ||
Lennar Corp | CL A | 526057104 | 1,015 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
Lennox Intl Inc | COM | 526107107 | 3 | 12 | SH | SOLE | 12 | 0 | 0 | ||
Liberty All Star Equity Fund | SH BEN INT | 530158104 | 46 | 5,683 | SH | SOLE | 5,683 | 0 | 0 | ||
Liberty All Star Growth Fund Inc | COM | 529900102 | 51 | 6,733 | SH | SOLE | 6,733 | 0 | 0 | ||
Linde plc | SHS | G5494J103 | 5 | 15 | SH | SOLE | 15 | 0 | 0 | ||
LivaNova PLC | SHS | G5509L101 | 682 | 8,330 | SH | SOLE | 8,330 | 0 | 0 | ||
Lockheed Martin Corp. | COM | 539830109 | 9 | 21 | SH | SOLE | 21 | 0 | 0 | ||
Logan Ridge Finance Corp | Com | 541098109 | 288 | 12,751 | SH | SOLE | 12,751 | 0 | 0 | ||
Lottery Com Inc. | *W EXP 05/09/202 | 54570M116 | 2 | 4,529 | SH | SOLE | 4,529 | 0 | 0 | ||
LPL Finl Hldgs Inc | COM | 50212V100 | 5 | 29 | SH | SOLE | 29 | 0 | 0 | ||
Lufax Holdings LTD | ADS REP SHS CL A | 54975P102 | 2 | 335 | SH | SOLE | 335 | 0 | 0 | ||
MakeMyTrip Limited Mauritius | SHS | V5633W109 | 2 | 80 | SH | SOLE | 80 | 0 | 0 | ||
Marriott Vacations Worldwide Corp | COM | 57164Y107 | 1,064 | 6,745 | SH | SOLE | 6,745 | 0 | 0 | ||
Marsh & McLennan Companies, Inc. | COM | 571748102 | 12 | 68 | SH | SOLE | 68 | 0 | 0 | ||
Martin Marietta Materials Inc | COM | 573284106 | 1,540 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
MasTec Inc | COM | 576323109 | 3,805 | 43,686 | SH | SOLE | 43,686 | 0 | 0 | ||
MasterCard, Inc. | CL A | 57636Q104 | 76 | 214 | SH | SOLE | 214 | 0 | 0 | ||
Matterport Inc | CL A | 577096100 | 7 | 840 | SH | SOLE | 840 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 10 | 42 | SH | SOLE | 42 | 0 | 0 | ||
Medtronic plc | SHS | G5960L103 | 33 | 297 | SH | SOLE | 297 | 0 | 0 | ||
Merck & Co Inc | COM | 58933Y105 | 232 | 2,830 | SH | SOLE | 2,830 | 0 | 0 | ||
Mexico Equity & Income Fd | COM | 592834105 | 227 | 24,888 | SH | SOLE | 24,888 | 0 | 0 | ||
Micron Technology Inc | COM | 595112103 | 3 | 39 | SH | SOLE | 39 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 52 | 169 | SH | SOLE | 169 | 0 | 0 | ||
Mondelez International, Inc. | CL A | 609207105 | 14 | 226 | SH | SOLE | 226 | 0 | 0 | ||
Moody's Corp. | COM | 615369105 | 7 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Morgan Stanley China A Sh Fd | COM | 617468103 | 3 | 197 | SH | SOLE | 197 | 0 | 0 | ||
Morgan Stanley India Investment Fund Inc | COM | 61745C105 | 2 | 76 | SH | SOLE | 76 | 0 | 0 | ||
Netease Inc | Sponsored ADS | 64110W102 | 3 | 39 | SH | SOLE | 39 | 0 | 0 | ||
Netflix, Inc. | COM | 64110L106 | 8 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Neuberger Berman MLP Income Fund Inc | COM | 64129H104 | 1,843 | 286,171 | SH | SOLE | 286,171 | 0 | 0 | ||
Neuberger Brman Next Genera | COMMON STOCK | 64133Q108 | 3,010 | 215,800 | SH | SOLE | 215,800 | 0 | 0 | ||
New Fortress Energy Inc | CL A | 644393100 | 1,999 | 46,911 | SH | SOLE | 46,911 | 0 | 0 | ||
Newtek Business Svcs Corp | COM | 652526203 | 145 | 5,417 | SH | SOLE | 5,417 | 0 | 0 | ||
Nexpoint Diversified Rel Et | COM | 65340G205 | 28,328 | 1,790,652 | SH | SOLE | 1,790,652 | 0 | 0 | ||
NextEra Energy Inc | COM | 65339F101 | 2,301 | 27,169 | SH | SOLE | 27,169 | 0 | 0 | ||
Nike, Inc. | CL B | 654106103 | 8 | 59 | SH | SOLE | 59 | 0 | 0 | ||
Nordson Corp | COM | 655663102 | 5 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Norwegian Cruise Line Holdings Ltd | SHS | G66721104 | 2,007 | 91,717 | SH | SOLE | 91,717 | 0 | 0 | ||
Novartis AG | SPONSORED ADR | 66987V109 | 109 | 1,244 | SH | SOLE | 1,244 | 0 | 0 | ||
Novo Nordisk A/S ADR | ADR | 670100205 | 103 | 927 | SH | SOLE | 927 | 0 | 0 | ||
Novocure Ltd | ORD SHS | G6674U108 | 2 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Nuveen Core Equity Alpha Fund | COM | 67090X107 | 57 | 3,245 | SH | SOLE | 3,245 | 0 | 0 | ||
Nuveen Core Plus Impact Fund | COM BEN INT | 67080D103 | 2,132 | 141,881 | SH | SOLE | 141,881 | 0 | 0 | ||
Nuveen Credit Strategies Income Fund | COM SHS | 67073D102 | 2,997 | 484,927 | SH | SOLE | 484,927 | 0 | 0 | ||
Nuveen Mortgage and Income Fund | COM | 670735109 | 2,082 | 114,018 | SH | SOLE | 114,018 | 0 | 0 | ||
Nuveen Mutli Asset Income Fund | COM | 670750108 | 3,786 | 233,712 | SH | SOLE | 233,712 | 0 | 0 | ||
Nuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 670699107 | 58 | 2,027 | SH | SOLE | 2,027 | 0 | 0 | ||
Nuveen Real Asset Income and Growth Fund | COM | 67074Y105 | 2,882 | 188,583 | SH | SOLE | 188,583 | 0 | 0 | ||
Nuveen Real Estate Income Fund | COM | 67071B108 | 169 | 14,296 | SH | SOLE | 14,296 | 0 | 0 | ||
Nuveen Short Duration Cr Opp | COM | 67074X107 | 1,166 | 81,956 | SH | SOLE | 81,956 | 0 | 0 | ||
OFS Credit Company Inc | COM | 67111Q107 | 1,034 | 83,154 | SH | SOLE | 83,154 | 0 | 0 | ||
Oppfi Inc | W Exp 07/20/202 | 68386H111 | 3 | 6,315 | SH | SOLE | 6,315 | 0 | 0 | ||
Oxford Lane Cap Corp | COM | 691543102 | 1,873 | 258,759 | SH | SOLE | 258,759 | 0 | 0 | ||
Oxford Square Capital Corp. | COM | 69181V107 | 25 | 6,039 | SH | SOLE | 6,039 | 0 | 0 | ||
Pagseguro Digital Ltd | COM CL A | G68707101 | 1 | 58 | SH | SOLE | 58 | 0 | 0 | ||
Paychex, Inc | COM | 704326107 | 10 | 74 | SH | SOLE | 74 | 0 | 0 | ||
PayPal Holdings, Inc. | COM | 70450Y103 | 7 | 61 | SH | SOLE | 61 | 0 | 0 | ||
PepsiCo, Inc. | COM | 713448108 | 15 | 89 | SH | SOLE | 89 | 0 | 0 | ||
Pershing Square Tontine Hldg | *W EXP 07/24/202 | 71531R117 | 3 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Petroleo Brasileiro S.A. PETROBRAS | Sponsored ADR | 71654V408 | 2 | 127 | SH | SOLE | 127 | 0 | 0 | ||
PGIM Global Short Duration High Yield Fund, Inc. | COM | 69346J106 | 485 | 36,276 | SH | SOLE | 36,276 | 0 | 0 | ||
PGIM Short Duration High Yield Fund, Inc. | COM | 69346H100 | 823 | 57,378 | SH | SOLE | 57,378 | 0 | 0 | ||
PGT Innovations Inc | COM | 69336V101 | 1,387 | 77,117 | SH | SOLE | 77,117 | 0 | 0 | ||
Phenixfin Corp | COM | 71742W103 | 226 | 5,537 | SH | SOLE | 5,537 | 0 | 0 | ||
Phillips 66 | COM | 718546104 | 3 | 38 | SH | SOLE | 38 | 0 | 0 | ||
PIMCO Dynamic Income Fd | SHS | 72201Y101 | 6,436 | 264,111 | SH | SOLE | 264,111 | 0 | 0 | ||
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | ENHAN SHRT MA AC | 72201R833 | 397 | 3,968 | SH | SOLE | 3,968 | 0 | 0 | ||
PIMCO Enrgy Tactical Cr Opp | COM SHS BEN INT | 69346N107 | 9,050 | 610,260 | SH | SOLE | 610,260 | 0 | 0 | ||
PIMCO Global StocksPLS Inc. | COM | 722011103 | 248 | 26,067 | SH | SOLE | 26,067 | 0 | 0 | ||
Pine Island Acquisition Corp | *W EXP 10/19/202 | 722615119 | 2 | 4,597 | SH | SOLE | 4,597 | 0 | 0 | ||
Pool Corp | COM | 73278L105 | 6 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Popular Inc | COM NEW | 733174700 | 2,519 | 30,814 | SH | SOLE | 30,814 | 0 | 0 | ||
Procter & Gamble Co. (The) | COM | 742718109 | 14 | 94 | SH | SOLE | 94 | 0 | 0 | ||
ProLogis, Inc. | COM | 74340W103 | 10 | 64 | SH | SOLE | 64 | 0 | 0 | ||
ProShares Short VIX Short-Term Futures ETF | SHT VIX ST TRM | 74347W130 | 6 | 110 | SH | SOLE | 110 | 0 | 0 | ||
ProShares TR | Shrt 20+ Yr Tre | 74347X849 | 4,131 | 233,521 | SH | SOLE | 233,521 | 0 | 0 | ||
Purecycle Technologies Inc | W Exp 01/28/202 | 74623V111 | 10 | 3,331 | SH | SOLE | 3,331 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 11 | 70 | SH | SOLE | 70 | 0 | 0 | ||
Realty Income Corp. | COM | 756109104 | 10 | 142 | SH | SOLE | 142 | 0 | 0 | ||
Redball Acquisition Corp | *W EXP 07/17/202 | G7417R113 | 4 | 5,099 | SH | SOLE | 5,099 | 0 | 0 | ||
Regeneron Pharmaceuticals, Inc. | COM | 75886F107 | 6 | 8 | SH | SOLE | 8 | 0 | 0 | ||
Restaurant Brands International Inc | COM | 76131D103 | 4 | 68 | SH | SOLE | 68 | 0 | 0 | ||
Rice Acquisition Corp | *W EXP 99/99/999 | G75529126 | 14 | 22,557 | SH | SOLE | 22,557 | 0 | 0 | ||
Rio Tinto PLC | Sponsored ADR | 767204100 | 38 | 470 | SH | SOLE | 470 | 0 | 0 | ||
Rollins Inc | COM | 775711104 | 3 | 74 | SH | SOLE | 74 | 0 | 0 | ||
Royal Caribbean Cruises Ltd | COM | V7780T103 | 1,645 | 19,633 | SH | SOLE | 19,633 | 0 | 0 | ||
Royce Value Trust Inc | COM | 780910105 | 55 | 3,264 | SH | SOLE | 3,264 | 0 | 0 | ||
Ryanair Holdings plc ADR | SPONSORED ADS | 783513203 | 22 | 249 | SH | SOLE | 249 | 0 | 0 | ||
Saba Capital Income & Opportunities Fund | COM | 78518H103 | 8,463 | 1,872,387 | SH | SOLE | 1,872,387 | 0 | 0 | ||
Salient Midstream & MLP Fd | SH BEN INT | 79471V105 | 881 | 106,934 | SH | SOLE | 106,934 | 0 | 0 | ||
Sanofi | Sponsored ADR | 80105N105 | 56 | 1,089 | SH | SOLE | 1,089 | 0 | 0 | ||
SAP SE | Spon ADR | 803054204 | 4 | 36 | SH | SOLE | 36 | 0 | 0 | ||
Saratoga Invt Corp | COM | 80349A208 | 4,477 | 164,249 | SH | SOLE | 164,249 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 6 | 138 | SH | SOLE | 138 | 0 | 0 | ||
Scotts Miracle-Gro Co | CL A | 810186106 | 5 | 42 | SH | SOLE | 42 | 0 | 0 | ||
Sea Limited | ADR | 81141R100 | 23 | 191 | SH | SOLE | 191 | 0 | 0 | ||
Seaboard Corp | COM | 811543107 | 576 | 137 | SH | SOLE | 137 | 0 | 0 | ||
Seattle Genetics, In | COM | 81181C104 | 3 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Sempra Energy | COM | 816851109 | 11 | 64 | SH | SOLE | 64 | 0 | 0 | ||
ServiceNow, Inc. | COM | 81762P102 | 4 | 8 | SH | SOLE | 8 | 0 | 0 | ||
Sherwin-Williams Co. (The) | COM | 824348106 | 3 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Shinhan Financial Group Co L | SPN ADR RESTRD | 824596100 | 4 | 132 | SH | SOLE | 132 | 0 | 0 | ||
Shopify, Inc. | CL A | 82509L107 | 6 | 9 | SH | SOLE | 9 | 0 | 0 | ||
Siteone Landsscape Supply Inc | COM | 82982L103 | 5 | 32 | SH | SOLE | 32 | 0 | 0 | ||
SK Telecom Ltd | Sponsored ADR | 78440P306 | 4 | 145 | SH | SOLE | 145 | 0 | 0 | ||
Smartsheet, Inc. Cl A | SHS CL A | 83200N103 | 3 | 47 | SH | SOLE | 47 | 0 | 0 | ||
Sociedad Quimica Y Minera De | SPON ADR SER B | 833635105 | 4 | 47 | SH | SOLE | 47 | 0 | 0 | ||
Sony Corp | Sponsored ADR | 835699307 | 108 | 1,049 | SH | SOLE | 1,049 | 0 | 0 | ||
SPDR Gold Tr | GOLD SHS | 78463V107 | 253 | 1,398 | SH | SOLE | 1,398 | 0 | 0 | ||
SPDR S&P 500 ETF Tr | TR UNIT | 78462F103 | 99 | 220 | SH | SOLE | 220 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF Tr | UTSER1 S&PDCRP | 78467Y107 | 74 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SPDR Ser Tr | SPDR BLOOMBERG | 78468R663 | 998 | 10,919 | SH | SOLE | 10,919 | 0 | 0 | ||
Special Opportunities Fund Inc. | COM | 84741T104 | 778 | 51,830 | SH | SOLE | 51,830 | 0 | 0 | ||
Sprott Physical Gold and Silver Trust | TR UNIT | 85208R101 | 155 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Starbucks Corp. | COM | 855244109 | 11 | 119 | SH | SOLE | 119 | 0 | 0 | ||
STMicroelectronics N V | NY Registry | 861012102 | 8 | 178 | SH | SOLE | 178 | 0 | 0 | ||
Sutter Rock Cap Corp | COM | 86887Q109 | 5,534 | 641,197 | SH | SOLE | 641,197 | 0 | 0 | ||
Suzano Papel e Celulose S.A. | Spon ADS | 86959K105 | 2 | 160 | SH | SOLE | 160 | 0 | 0 | ||
Taiwan Semiconductor Manufacturing Company Limited | SPONSORED ADR | 874039100 | 38 | 367 | SH | SOLE | 367 | 0 | 0 | ||
Takeda Pharmaceutical Co Ltd | SPONSORED ADR | 874060205 | 57 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
TCW Strategic Income Fund Inc | COM | 872340104 | 10 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
TDCX Inc. | ADS | 87190U100 | 1 | 111 | SH | SOLE | 111 | 0 | 0 | ||
Teledyne Technologies Inc. | COM | 879360105 | 2 | 5 | SH | SOLE | 5 | 0 | 0 | ||
Templeton Emerging Markets Fund | COM | 880191101 | 4 | 269 | SH | SOLE | 269 | 0 | 0 | ||
Teradyne Inc | COM | 880770102 | 5 | 44 | SH | SOLE | 44 | 0 | 0 | ||
Tesla Inc | COM | 88160R101 | 66 | 61 | SH | SOLE | 61 | 0 | 0 | ||
Texas Instruments, Inc | COM | 882508104 | 14 | 77 | SH | SOLE | 77 | 0 | 0 | ||
The European Equity Fund Inc | COM | 298768102 | 7 | 728 | SH | SOLE | 728 | 0 | 0 | ||
The Gabelli Dividend & Income Trust | COM | 36242H104 | 34 | 1,395 | SH | SOLE | 1,395 | 0 | 0 | ||
The GDL Fund | COM SH BEN IT | 361570104 | 43 | 4,983 | SH | SOLE | 4,983 | 0 | 0 | ||
The Herzfeld Caribbean Basin Fund Inc | COM | 42804T106 | 2,682 | 505,154 | SH | SOLE | 505,154 | 0 | 0 | ||
The Home Depot Inc | COM | 437076102 | 18 | 59 | SH | SOLE | 59 | 0 | 0 | ||
The India Fund Inc | COM | 454089103 | 2 | 93 | SH | SOLE | 93 | 0 | 0 | ||
The Korea Fund Inc | COM NEW | 500634209 | 3 | 108 | SH | SOLE | 108 | 0 | 0 | ||
The Mexico Fund, Inc. | COM | 592835102 | 8 | 476 | SH | SOLE | 476 | 0 | 0 | ||
The New Germany Fund Inc | COM | 644465106 | 11 | 933 | SH | SOLE | 933 | 0 | 0 | ||
The New Ireland Fund Inc | COM | 645673104 | 8 | 856 | SH | SOLE | 856 | 0 | 0 | ||
The PNC Financial Services Group Inc | COM | 693475105 | 9 | 50 | SH | SOLE | 50 | 0 | 0 | ||
The Taiwan Fund Inc | COM | 874036106 | 9 | 277 | SH | SOLE | 277 | 0 | 0 | ||
Thermo Fisher Scientific, Inc. | COM | 883556102 | 9 | 16 | SH | SOLE | 16 | 0 | 0 | ||
Thor Inds Inc | COM | 885160101 | 4 | 46 | SH | SOLE | 46 | 0 | 0 | ||
Thornburg Incm Builder Opp Tr | COM | 885213108 | 2,748 | 160,807 | SH | SOLE | 160,807 | 0 | 0 | ||
Thoughtworks Holding Inc. | COM | 88546E105 | 1 | 60 | SH | SOLE | 60 | 0 | 0 | ||
TMC The Metals Company Inc | COM | 87261Y106 | 18 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Tortoise Energy Independence | COM | 89148K200 | 4,484 | 151,063 | SH | SOLE | 151,063 | 0 | 0 | ||
Totalenergies SE | SPONSORED ADS | 89151E109 | 5 | 104 | SH | SOLE | 104 | 0 | 0 | ||
Tri-Continental Corp | COM | 895436103 | 139 | 4,515 | SH | SOLE | 4,515 | 0 | 0 | ||
Trimble, Inc. | COM | 896239100 | 4 | 50 | SH | SOLE | 50 | 0 | 0 | ||
Trip.com Group Ltd ADR | ADS | 89677Q107 | 2 | 65 | SH | SOLE | 65 | 0 | 0 | ||
Truist Financial Corp | COM | 89832Q109 | 13 | 221 | SH | SOLE | 221 | 0 | 0 | ||
U.S. Bancorp | COM | 902973304 | 6 | 112 | SH | SOLE | 112 | 0 | 0 | ||
Ultragenyx Pharmaceutical In | COM | 90400D108 | 2 | 30 | SH | SOLE | 30 | 0 | 0 | ||
United Microelectronics Corp | Spon ADR New | 910873405 | 2 | 248 | SH | SOLE | 248 | 0 | 0 | ||
United Parcel Service Inc | CL B | 911312106 | 12 | 58 | SH | SOLE | 58 | 0 | 0 | ||
United States Oil Fund LP | UNITS | 91232N207 | 93 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 115 | 225 | SH | SOLE | 225 | 0 | 0 | ||
Vale SA | ADR | 91912E105 | 14 | 707 | SH | SOLE | 707 | 0 | 0 | ||
Vertex Pharmaceuticals, Inc. | COM | 92532F100 | 6 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Vertical Capital Income Fund | SHS BEN INT | 92535C104 | 3,908 | 390,830 | SH | SOLE | 390,830 | 0 | 0 | ||
Virtus Total Return Fund Inc. | COM | 92835W107 | 17 | 1,748 | SH | SOLE | 1,748 | 0 | 0 | ||
Visa Inc | COM CL A | 92826C839 | 2 | 9 | SH | SOLE | 9 | 0 | 0 | ||
Vulcan Materials Co | COM | 929160109 | 919 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Wallbox NV | *W EXP 99/99/999 | N94209116 | 18 | 5,442 | SH | SOLE | 5,442 | 0 | 0 | ||
Watsco Inc. | COM | 942622200 | 4 | 13 | SH | SOLE | 13 | 0 | 0 | ||
WEC Energy Group, Inc. | COM | 92939U106 | 6 | 62 | SH | SOLE | 62 | 0 | 0 | ||
Western Asset Diversifised In | COM SHS BEN INT | 95790K109 | 2,738 | 168,911 | SH | SOLE | 168,911 | 0 | 0 | ||
Western Asset Mortgage Opp Fund Inc. | COM | 95790B109 | 2,017 | 150,851 | SH | SOLE | 150,851 | 0 | 0 | ||
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | COM | 95766R104 | 2,415 | 201,108 | SH | SOLE | 201,108 | 0 | 0 | ||
Western Asset/Claymore Inflation-Linked Securities & Income Fund | COM SH BEN INT | 95766Q106 | 306 | 26,116 | SH | SOLE | 26,116 | 0 | 0 | ||
WeWork Inc. | *W EXP 10/20/202 | 96209A112 | 4 | 2,399 | SH | SOLE | 2,399 | 0 | 0 | ||
XP Inc. | CL A | G98239109 | 1 | 44 | SH | SOLE | 44 | 0 | 0 | ||
Yum China Hldgs Inc | COM | 98850P109 | 3 | 73 | SH | SOLE | 73 | 0 | 0 | ||
Zebra Technologies Corp | CL A | 989207105 | 6 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Zoetis Inc. | CL A | 98978V103 | 7 | 37 | SH | SOLE | 37 | 0 | 0 |