The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | COM | 002824100 | 7,392 | 73 | SH | SOLE | 73 | 0 | 0 | ||
AbbVie, Inc. | COM | 00287Y109 | 112,675 | 707 | SH | SOLE | 707 | 0 | 0 | ||
Aberdeen Emerging Markets Equity Inc. | COM | 00301W105 | 7,466 | 1,393 | SH | SOLE | 1,393 | 0 | 0 | ||
Aberdeen Global Dynamic Dividend Fund | COM | 00302M106 | 13,584 | 1,456 | SH | SOLE | 1,456 | 0 | 0 | ||
Aberdeen Global Premier Properties Fund | COM SH BEN INT | 00302L108 | 4,614 | 1,120 | SH | SOLE | 1,120 | 0 | 0 | ||
Aberdeen Japan Equity Fund Inc | COM | 00306J109 | 5,858 | 1,071 | SH | SOLE | 1,071 | 0 | 0 | ||
Aberdeen Std Global Infrastructure | SHS BEN INT | 00326W106 | 2,714,636 | 151,149 | SH | SOLE | 151,149 | 0 | 0 | ||
Aberdeen Total Dynamic Dividend Fund | COM SH BEN INT | 00326L100 | 9,025 | 1,117 | SH | SOLE | 1,117 | 0 | 0 | ||
Adams Diversified Equity Fund Inc | COM | 006212104 | 34,817 | 2,239 | SH | SOLE | 2,239 | 0 | 0 | ||
Adams Natural Resources Fund Inc | COM | 00548F105 | 2,831,926 | 137,740 | SH | SOLE | 137,740 | 0 | 0 | ||
Aersale Corporation | COM | 00810F106 | 1,708,327 | 99,206 | SH | SOLE | 99,206 | 0 | 0 | ||
AES Corp | COM | 00130H105 | 3,564 | 148 | SH | SOLE | 148 | 0 | 0 | ||
Air products and Chemicals, Inc. | COM | 009158106 | 14,361 | 50 | SH | SOLE | 50 | 0 | 0 | ||
Albemarle Corporation | COM | 012653101 | 1,326 | 6 | SH | SOLE | 6 | 0 | 0 | ||
Alibaba Group Holding Limited | SPONSORED ADS | 01609W102 | 6,437 | 63 | SH | SOLE | 63 | 0 | 0 | ||
Allegion PLC | ORD SHS | G0176J109 | 3,629 | 34 | SH | SOLE | 34 | 0 | 0 | ||
Alnylam Pharmaceuticals, Inc. | COM | 02043Q107 | 4,207 | 21 | SH | SOLE | 21 | 0 | 0 | ||
Alpha Tau Medical | *W EXP 03/07/202 | M0740A116 | 689 | 2,109 | SH | SOLE | 2,109 | 0 | 0 | ||
Alphabet, Inc. Cl C | CL C | 02079K107 | 13,416 | 129 | SH | SOLE | 129 | 0 | 0 | ||
Amazon Com Inc | COM | 023135106 | 5,888 | 57 | SH | SOLE | 57 | 0 | 0 | ||
America Movil SAB de CV | SPON ADR L SHS | 02390A101 | 231,508 | 10,998 | SH | SOLE | 10,998 | 0 | 0 | ||
American Tower Corporation | COM | 03027X100 | 2,861 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 169,225 | 700 | SH | SOLE | 700 | 0 | 0 | ||
Angel Oak Final Strategies Incm Trm Trst | COM BEN INT | 03464A100 | 2,691,355 | 218,277 | SH | SOLE | 218,277 | 0 | 0 | ||
Ansys Inc | COM | 03662Q105 | 5,658 | 17 | SH | SOLE | 17 | 0 | 0 | ||
Apollo Tactical Income Fund Inc | COM | 037638103 | 2,587 | 213 | SH | SOLE | 213 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 3,628 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Applied Materials, Inc. | COM | 038222105 | 7,861 | 64 | SH | SOLE | 64 | 0 | 0 | ||
Ase Technology Hldg Co. Ltd. | Sponsored ADS | 00215W100 | 2,805 | 352 | SH | SOLE | 352 | 0 | 0 | ||
ASML Holding N V | N Y REGISTRY SHS | N07059210 | 65,348 | 96 | SH | SOLE | 96 | 0 | 0 | ||
Aspen Technology Inc. | COM | 29109X106 | 5,264 | 23 | SH | SOLE | 23 | 0 | 0 | ||
AstraZeneca Group plc ADR | SPONSORED ADR | 046353108 | 13,327 | 192 | SH | SOLE | 192 | 0 | 0 | ||
Automatic Data Processing, Inc. | COM | 053015103 | 9,350 | 42 | SH | SOLE | 42 | 0 | 0 | ||
Baidu Inc. | SPON ADR REP A | 056752108 | 2,113 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Baker Hughes Company | CL A | 05722G100 | 43,463 | 1,506 | SH | SOLE | 1,506 | 0 | 0 | ||
Banco Santander Chile New | SP ADR REP COM | 05965X109 | 1,979 | 111 | SH | SOLE | 111 | 0 | 0 | ||
Barings Global Short Duration High Yield Fund | Com | 06760L100 | 994,861 | 77,121 | SH | SOLE | 77,121 | 0 | 0 | ||
Barrick Gold Corp | COM | 067901108 | 6,704 | 361 | SH | SOLE | 361 | 0 | 0 | ||
BeiGene, Ltd. | SPONSORED ADR | 07725L102 | 4,742 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Bentley Sys Inc. | COM CL B | 08265T208 | 6,449 | 150 | SH | SOLE | 150 | 0 | 0 | ||
Berkley W R Corp | COM | 084423102 | 4,545 | 73 | SH | SOLE | 73 | 0 | 0 | ||
BlackRock Cap Allocation Tr | COM | 09260U109 | 5,358,788 | 353,949 | SH | SOLE | 353,949 | 0 | 0 | ||
BlackRock Enhanced Equity Dividend Trust | COM | 09251A104 | 18,746 | 2,182 | SH | SOLE | 2,182 | 0 | 0 | ||
BlackRock Enhanced International Dividend Trust | COM BENE INTER | 092524107 | 19,678 | 3,644 | SH | SOLE | 3,644 | 0 | 0 | ||
BlackRock ESG Cap Allc Tr | SHS BEN INT | 09262F100 | 5,399,280 | 345,886 | SH | SOLE | 345,886 | 0 | 0 | ||
BlackRock Innovation and Grw | SHS BEN INT | 09260Q108 | 4,103 | 511 | SH | SOLE | 511 | 0 | 0 | ||
BlackRock Science and Technology Trust II | SHS BEN INT | 09260K101 | 5,233 | 280 | SH | SOLE | 280 | 0 | 0 | ||
BlackRock, Inc. | COM | 09247X101 | 10,706 | 16 | SH | SOLE | 16 | 0 | 0 | ||
Blackstone Inc. | COM | 09260D107 | 4,216 | 48 | SH | SOLE | 48 | 0 | 0 | ||
Blackstone Strategic Cred 20 | COM SHS BEN IN | 09257R101 | 1,951,975 | 183,284 | SH | SOLE | 183,284 | 0 | 0 | ||
Boulder Growth & Income Fund Inc | COM | 101507101 | 5,324,205 | 433,567 | SH | SOLE | 433,567 | 0 | 0 | ||
BP p.l.c. | Spondored ADR | 055622104 | 4,135 | 109 | SH | SOLE | 109 | 0 | 0 | ||
Bright Horizons Fam Sol In D | COM | 109194100 | 2,926 | 38 | SH | SOLE | 38 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 117,827 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
British American Tobacco PLC | SPONSORED ADR | 110448107 | 4,671 | 133 | SH | SOLE | 133 | 0 | 0 | ||
Broadcom, Inc. | COM | 11135F101 | 29,511 | 46 | SH | SOLE | 46 | 0 | 0 | ||
Bunge Limited | COM | G16962105 | 4,203 | 44 | SH | SOLE | 44 | 0 | 0 | ||
Canadian National Railway Company | COM | 136375102 | 66,653 | 565 | SH | SOLE | 565 | 0 | 0 | ||
Carrier Global Corporation | COM | 14448C104 | 6,497 | 142 | SH | SOLE | 142 | 0 | 0 | ||
Catalent Inc. | COM | 148806102 | 2,497 | 38 | SH | SOLE | 38 | 0 | 0 | ||
Caterpillar Inc. | COM | 149123101 | 6,636 | 29 | SH | SOLE | 29 | 0 | 0 | ||
Cemex SAB de CV | SPON ADR NEW | 151290889 | 860,717 | 155,645 | SH | SOLE | 155,645 | 0 | 0 | ||
Cenovus Energy Inc | COM | 15135U109 | 5,308 | 304 | SH | SOLE | 304 | 0 | 0 | ||
Center Coast Brkfld MLP Enrg | SHS BEN INT | 151461209 | 227,747 | 11,831 | SH | SOLE | 11,831 | 0 | 0 | ||
Central Securities Corp | COM | 155123102 | 3,418,890 | 98,291 | SH | SOLE | 98,291 | 0 | 0 | ||
Chargepoint Holdings Inc. | COM CL A | 15961R105 | 4,659 | 445 | SH | SOLE | 445 | 0 | 0 | ||
Charles Riv Labs Intl Inc | COM | 159864107 | 4,642 | 23 | SH | SOLE | 23 | 0 | 0 | ||
Chemed Corp New | COM | 16359R103 | 3,764 | 7 | SH | SOLE | 7 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 16,316 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Chubb Ltd | COM | H1467J104 | 8,738 | 45 | SH | SOLE | 45 | 0 | 0 | ||
Chungwa Telecom Co Ltd | SPON ADR | 17133Q502 | 4,066 | 104 | SH | SOLE | 104 | 0 | 0 | ||
Cisco Systems, Inc. | COM | 17275R102 | 8,416 | 161 | SH | SOLE | 161 | 0 | 0 | ||
Clearbridge MLP And Midstrm | COM | 184692200 | 2,720,310 | 84,038 | SH | SOLE | 84,038 | 0 | 0 | ||
Clearbridge MLP and Midstrm | COM | 18469Q207 | 1,815,556 | 62,822 | SH | SOLE | 62,822 | 0 | 0 | ||
CME Group Inc. | COM | 12572Q105 | 5,746 | 30 | SH | SOLE | 30 | 0 | 0 | ||
Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | COM | 19248C105 | 3,028,197 | 169,742 | SH | SOLE | 169,742 | 0 | 0 | ||
ConocoPhillips | COM | 20825C104 | 4,266 | 43 | SH | SOLE | 43 | 0 | 0 | ||
Consolidated Water Co Ltd | ORD | G23773107 | 100,092 | 6,092 | SH | SOLE | 6,092 | 0 | 0 | ||
Cooper Cos Inc. | COM | 216648402 | 6,347 | 17 | SH | SOLE | 17 | 0 | 0 | ||
Copa Holdings SA | CL A | P31076105 | 1,223,638 | 13,250 | SH | SOLE | 13,250 | 0 | 0 | ||
Cornerstone Strategic Value Fund Inc | COM | 21924B302 | 5,366,172 | 688,854 | SH | SOLE | 688,854 | 0 | 0 | ||
Cornerstone Total Rtrn Fd In | COM | 21924U300 | 2,663,076 | 360,362 | SH | SOLE | 360,362 | 0 | 0 | ||
Corning Inc. | COM | 219350105 | 6,386 | 181 | SH | SOLE | 181 | 0 | 0 | ||
Costco Wholesale Corp. | COM | 22160K105 | 6,956 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Credicorp Ltd | COM | G2519Y108 | 2,251 | 17 | SH | SOLE | 17 | 0 | 0 | ||
CRISPR Therapeutics AG | NAMEN AKT | H17182108 | 28,269 | 625 | SH | SOLE | 625 | 0 | 0 | ||
Crown Castle Intl Corp. | COM | 22822V101 | 8,566 | 64 | SH | SOLE | 64 | 0 | 0 | ||
Danaher Corp. | COM | 235851102 | 3,529 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Destra Multi-Alternative Fd | COM | 25065A502 | 547,344 | 90,921 | SH | SOLE | 90,921 | 0 | 0 | ||
Dolby Laboratories Inc | CL A | 25659T107 | 4,698 | 55 | SH | SOLE | 55 | 0 | 0 | ||
Dr Reddys Labs Ltd | ADR | 256135203 | 2,220 | 39 | SH | SOLE | 39 | 0 | 0 | ||
Eaton Corp. plc (Ireland) | SHS | G29183103 | 9,766 | 57 | SH | SOLE | 57 | 0 | 0 | ||
Eli Lilly & Co | COM | 532457108 | 227,687 | 663 | SH | SOLE | 663 | 0 | 0 | ||
Empire State Realty Trust Inc | CL A | 292104106 | 479,572 | 73,894 | SH | SOLE | 73,894 | 0 | 0 | ||
Equifax, Inc. | COM | 294429105 | 7,708 | 38 | SH | SOLE | 38 | 0 | 0 | ||
Equinix Inc | COM PAR $0.001 | 29444U700 | 40,378 | 56 | SH | SOLE | 56 | 0 | 0 | ||
Eversource Energy | COM | 30040W108 | 4,070 | 52 | SH | SOLE | 52 | 0 | 0 | ||
EVERTEC Inc | COM | 30040P103 | 572,265 | 16,956 | SH | SOLE | 16,956 | 0 | 0 | ||
Exchange Listed FDS Tr | SABA INT RATE | 30151E806 | 413,183 | 22,630 | SH | SOLE | 22,630 | 0 | 0 | ||
Exponent Inc | COM | 30214U102 | 4,586 | 46 | SH | SOLE | 46 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 4,386 | 40 | SH | SOLE | 40 | 0 | 0 | ||
Fabrinet | SHS | G3323L100 | 1,663 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Fair Isaac Corp | COM | 303250104 | 3,513 | 5 | SH | SOLE | 5 | 0 | 0 | ||
First BanCorp/Puerto Rico | COM NEW | 318672706 | 1,834,098 | 160,604 | SH | SOLE | 160,604 | 0 | 0 | ||
Fomento Economico Mexicano SAB de CV | SPON ADR UNITS | 344419106 | 1,247,941 | 13,110 | SH | SOLE | 13,110 | 0 | 0 | ||
Forge Global Holdings Inc. | COM | 34629L103 | 1,750 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
FS Credit Opportunities Corp | COM | 30290Y101 | 152,425 | 34,330 | SH | SOLE | 34,330 | 0 | 0 | ||
FS KKR Cap Corp | COM | 302635206 | 97,865 | 5,290 | SH | SOLE | 5,290 | 0 | 0 | ||
Gabelli Equity Trust Inc | COM | 362397101 | 44,326 | 7,722 | SH | SOLE | 7,722 | 0 | 0 | ||
Gabelli Global Small & Mid C | COM | 36249W104 | 6,486 | 557 | SH | SOLE | 557 | 0 | 0 | ||
General American Investors Co Inc | COM | 368802104 | 2,616,519 | 67,245 | SH | SOLE | 67,245 | 0 | 0 | ||
Ginkgo Bioworks Holdings Inc. | *W EXP 08/01/202 | 37611X118 | 304 | 1,690 | SH | SOLE | 1,690 | 0 | 0 | ||
GoDaddy, Inc. | CL A | 380237107 | 5,130 | 66 | SH | SOLE | 66 | 0 | 0 | ||
Goldman Sachs ETF TR | Activebeta Int | 381430107 | 132,545 | 4,302 | SH | SOLE | 4,302 | 0 | 0 | ||
Goldman Sachs Group, Inc. (The) | COM | 38141G104 | 2,617 | 8 | SH | SOLE | 8 | 0 | 0 | ||
Goldman Sachs MLP Energy Ren | COM | 38148G206 | 1,465,720 | 111,887 | SH | SOLE | 111,887 | 0 | 0 | ||
Grupo Aeroportario Del Pacific | SPON ADR B | 400506101 | 1,366 | 7 | SH | SOLE | 7 | 0 | 0 | ||
Grupo Aeroportuario del Sureste SAB de CV | SPON ADR SER B | 40051E202 | 1,432,747 | 4,675 | SH | SOLE | 4,675 | 0 | 0 | ||
H World Group Ltd | Sponsored ADS | 44332N106 | 2,645 | 54 | SH | SOLE | 54 | 0 | 0 | ||
HDFC Bank Ltd | Sponsored ADS | 40415F101 | 7,267 | 109 | SH | SOLE | 109 | 0 | 0 | ||
Henry Jack & Assoc Inc | COM | 426281101 | 4,371 | 29 | SH | SOLE | 29 | 0 | 0 | ||
Highland Floating Rate Opportunities Fund | SHS BEN INT | 43010E404 | 25,812,450 | 2,936,570 | SH | SOLE | 2,936,570 | 0 | 0 | ||
ICICI Bank Ltd | ADR | 45104G104 | 13,919 | 645 | SH | SOLE | 645 | 0 | 0 | ||
IDEXX Labs Inc. | COM | 45168D104 | 4,501 | 9 | SH | SOLE | 9 | 0 | 0 | ||
Illinois Tool Works, Inc. | COM | 452308109 | 7,304 | 30 | SH | SOLE | 30 | 0 | 0 | ||
Incyte Corp | COM | 45337C102 | 17,489 | 242 | SH | SOLE | 242 | 0 | 0 | ||
Infosys Ltd | Sponsored ADS | 456788108 | 1,552 | 89 | SH | SOLE | 89 | 0 | 0 | ||
Insight Select Income Fd | COM | 45781W109 | 558,055 | 35,142 | SH | SOLE | 35,142 | 0 | 0 | ||
Insulet Corp. | COM | 45784P101 | 4,784 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Interactive Brokers Group In | COM CL A | 45841N107 | 5,119 | 62 | SH | SOLE | 62 | 0 | 0 | ||
Intuitive Surgical, Inc. | COM | 46120E602 | 7,920 | 31 | SH | SOLE | 31 | 0 | 0 | ||
Invesco CurrencyShares British Pound Sterling Trust | Brit Poun Strl | 46138M109 | 115,523 | 973 | SH | SOLE | 973 | 0 | 0 | ||
Invesco CurrencyShares Euro Currency Trust | Euro SHS | 46138K103 | 112,814 | 1,126 | SH | SOLE | 1,126 | 0 | 0 | ||
Invesco Exch Traded Fd Tr II | VRDO TAX FREE | 46138G862 | 4,266 | 171 | SH | SOLE | 171 | 0 | 0 | ||
Invesco QQQ Tr | UNIT SER 1 | 46090E103 | 86,651 | 270 | SH | SOLE | 270 | 0 | 0 | ||
Investco CurrencyShares Japan | Japanese Yen | 46138W107 | 258,095 | 3,680 | SH | SOLE | 3,680 | 0 | 0 | ||
iShares Nasdaq Biotechnology ETF | NASDAQ BIOTECH | 464287556 | 368,106 | 2,850 | SH | SOLE | 2,850 | 0 | 0 | ||
Ishares Tr | MSCI Saudi Arabia | 46434V423 | 6,468 | 167 | SH | SOLE | 167 | 0 | 0 | ||
iShares Tr | TRS FLT RT BD | 46434V860 | 8,591,649 | 169,829 | SH | SOLE | 169,829 | 0 | 0 | ||
iShares U.S. Medical Devices ETF | U.S. MED DVC ETF | 464288810 | 973,529 | 18,035 | SH | SOLE | 18,035 | 0 | 0 | ||
Itau Unibanco Holding S.A. | SPON ADR REP PFD | 465562106 | 1,466 | 301 | SH | SOLE | 301 | 0 | 0 | ||
Japan Smaller Capitalization Fund Inc | COM | 47109U104 | 4,858 | 703 | SH | SOLE | 703 | 0 | 0 | ||
JD.Com Inc | Spon ADR CL A | 47215P106 | 1,404 | 32 | SH | SOLE | 32 | 0 | 0 | ||
JinkoSolar Holdings Co., Ltd | Sponsored ADS | 47759T100 | 1,378 | 27 | SH | SOLE | 27 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 10,946 | 84 | SH | SOLE | 84 | 0 | 0 | ||
Keurig Dr. Pepper Inc. | COM | 49271V100 | 7,374 | 209 | SH | SOLE | 209 | 0 | 0 | ||
Kinder Morgan Inc. | COM | 49456B101 | 2,591 | 148 | SH | SOLE | 148 | 0 | 0 | ||
Lam Research Corp | COM | 512807108 | 1,590 | 3 | SH | SOLE | 3 | 0 | 0 | ||
LCI Inds | COM | 50189K103 | 1,318 | 12 | SH | SOLE | 12 | 0 | 0 | ||
Lennar Corp | CL A | 526057104 | 1,103,655 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
Lennox Intl Inc | COM | 526107107 | 3,518 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Liberty All Star Equity Fund | SH BEN INT | 530158104 | 38,996 | 6,290 | SH | SOLE | 6,290 | 0 | 0 | ||
Liberty All Star Growth Fund Inc | COM | 529900102 | 38,640 | 7,318 | SH | SOLE | 7,318 | 0 | 0 | ||
Linde plc | SHS | G54950103 | 5,332 | 15 | SH | SOLE | 15 | 0 | 0 | ||
LivaNova PLC | SHS | G5509L101 | 363,021 | 8,330 | SH | SOLE | 8,330 | 0 | 0 | ||
Lockheed Martin Corp. | COM | 539830109 | 10,873 | 23 | SH | SOLE | 23 | 0 | 0 | ||
LPL Finl Hldgs Inc | COM | 50212V100 | 4,858 | 24 | SH | SOLE | 24 | 0 | 0 | ||
MakeMyTrip Limited Mauritius | SHS | V5633W109 | 1,713 | 70 | SH | SOLE | 70 | 0 | 0 | ||
Marriott Vacations Worldwide Corp | COM | 57164Y107 | 909,631 | 6,745 | SH | SOLE | 6,745 | 0 | 0 | ||
Marsh & McLennan Companies, Inc. | COM | 571748102 | 11,325 | 68 | SH | SOLE | 68 | 0 | 0 | ||
Martin Marietta Materials Inc | COM | 573284106 | 1,420,240 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
MasTec Inc | COM | 576323109 | 2,509,082 | 26,568 | SH | SOLE | 26,568 | 0 | 0 | ||
MasterCard, Inc. | CL A | 57636Q104 | 5,451 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Matterport Inc | CL A | 577096100 | 1,996 | 731 | SH | SOLE | 731 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 12,582 | 45 | SH | SOLE | 45 | 0 | 0 | ||
Medtronic plc | SHS | G5960L103 | 22,412 | 278 | SH | SOLE | 278 | 0 | 0 | ||
Merck & Co Inc | COM | 58933Y105 | 301,084 | 2,830 | SH | SOLE | 2,830 | 0 | 0 | ||
Meta Platforms Inc | CL A | 30303M102 | 37,301 | 176 | SH | SOLE | 176 | 0 | 0 | ||
MFS High Yield Municipal Trust | SH BEN INT | 59318E102 | 6,227 | 1,940 | SH | SOLE | 1,940 | 0 | 0 | ||
MFS Investment Grade Municipal Trust | SH BEN INT | 59318B108 | 6,282 | 850 | SH | SOLE | 850 | 0 | 0 | ||
Micron Technology Inc | COM | 595112103 | 3,560 | 59 | SH | SOLE | 59 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 41,227 | 143 | SH | SOLE | 143 | 0 | 0 | ||
Mondelez International, Inc. | CL A | 609207105 | 16,663 | 239 | SH | SOLE | 239 | 0 | 0 | ||
Moody's Corp. | COM | 615369105 | 4,590 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Morgan Stanley China A Sh Fd | COM | 617468103 | 5,414 | 377 | SH | SOLE | 377 | 0 | 0 | ||
Morgan Stanley Emerging Mkts | COM | 617477104 | 2,447,191 | 541,414 | SH | SOLE | 541,414 | 0 | 0 | ||
Morgan Stanley India Investment Fund Inc | COM | 61745C105 | 2,257 | 116 | SH | SOLE | 116 | 0 | 0 | ||
Netease Inc | Sponsored ADS | 64110W102 | 1,061 | 12 | SH | SOLE | 12 | 0 | 0 | ||
Netflix, Inc. | COM | 64110L106 | 42,149 | 122 | SH | SOLE | 122 | 0 | 0 | ||
New Fortress Energy Inc | CL A | 644393100 | 2,166,107 | 73,602 | SH | SOLE | 73,602 | 0 | 0 | ||
Nexpoint Diversified Rel Et | COM | 65340G205 | 13,162,395 | 1,268,053 | SH | SOLE | 1,268,053 | 0 | 0 | ||
NextEra Energy Inc | COM | 65339F101 | 1,543,527 | 20,025 | SH | SOLE | 20,025 | 0 | 0 | ||
Nike, Inc. | CL B | 654106103 | 7,236 | 59 | SH | SOLE | 59 | 0 | 0 | ||
Nordson Corp | COM | 655663102 | 5,334 | 24 | SH | SOLE | 24 | 0 | 0 | ||
Norwegian Cruise Line Holdings Ltd | SHS | G66721104 | 1,567,974 | 116,578 | SH | SOLE | 116,578 | 0 | 0 | ||
Novartis AG | SPONSORED ADR | 66987V109 | 110,400 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Novo Nordisk A/S ADR | ADR | 670100205 | 61,905 | 389 | SH | SOLE | 389 | 0 | 0 | ||
Novocure Ltd | ORD SHS | G6674U108 | 1,323 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Nuveen Amt- Free Mun Value Fd | COM | 670695105 | 16,359 | 1,188 | SH | SOLE | 1,188 | 0 | 0 | ||
Nuveen California Municipal Value Fund | COM STK | 67062C107 | 11,541 | 1,310 | SH | SOLE | 1,310 | 0 | 0 | ||
Nuveen Core Equity Alpha Fund | COM | 67090X107 | 46,932 | 3,809 | SH | SOLE | 3,809 | 0 | 0 | ||
Nuveen Mortgage and Income Fund | COM | 670735109 | 2,667,874 | 167,160 | SH | SOLE | 167,160 | 0 | 0 | ||
Nuveen Mun Value Fd Inc. | COM | 670928100 | 10,308 | 1,170 | SH | SOLE | 1,170 | 0 | 0 | ||
Nuveen Mutli Asset Income Fund | COM | 670750108 | 2,622,661 | 227,267 | SH | SOLE | 227,267 | 0 | 0 | ||
Nuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 670699107 | 53,015 | 2,214 | SH | SOLE | 2,214 | 0 | 0 | ||
Nuveen NY Muni Value Fund | COM | 67062M105 | 14,920 | 1,710 | SH | SOLE | 1,710 | 0 | 0 | ||
Nuveen NY Select Tax-Free Income Portfolio | SH BEN INT | 67063V104 | 96 | 8 | SH | SOLE | 8 | 0 | 0 | ||
Nuveen Real Asset Income and Growth Fund | COM | 67074Y105 | 2,546,617 | 216,918 | SH | SOLE | 216,918 | 0 | 0 | ||
Nuveen Select Maturities Municipal Fund | SH BEN INT | 67061T101 | 12,368 | 1,340 | SH | SOLE | 1,340 | 0 | 0 | ||
Nuveen Short Duration Cr Opp | COM | 67074X107 | 3,517,475 | 299,870 | SH | SOLE | 299,870 | 0 | 0 | ||
NWTN Inc | W EXP 12/31/202 | G6693P114 | 5,408 | 26,327 | SH | SOLE | 26,327 | 0 | 0 | ||
NXG NextGen Intrastruacture Inc Fund | COM | 231647207 | 252,106 | 6,875 | SH | SOLE | 6,875 | 0 | 0 | ||
ON Semiconductor Corporation | COM | 682189105 | 6,750 | 82 | SH | SOLE | 82 | 0 | 0 | ||
Oppfi Inc Com | CL A | 68386H103 | 12,091 | 5,898 | SH | SOLE | 5,898 | 0 | 0 | ||
ORG Bancorp | COM | 67103X102 | 188,073 | 7,541 | SH | SOLE | 7,541 | 0 | 0 | ||
Oxford Lane Cap Corp | COM | 691543102 | 14,169,295 | 2,709,234 | SH | SOLE | 2,709,234 | 0 | 0 | ||
P T Telekomunikasi Indonesia | Sponsored ADS | 715684106 | 2,645 | 97 | SH | SOLE | 97 | 0 | 0 | ||
Pagseguro Digital Ltd | COM CL A | G68707101 | 1,354 | 158 | SH | SOLE | 158 | 0 | 0 | ||
Paychex, Inc | COM | 704326107 | 6,417 | 56 | SH | SOLE | 56 | 0 | 0 | ||
PayPal Holdings, Inc. | COM | 70450Y103 | 41,919 | 552 | SH | SOLE | 552 | 0 | 0 | ||
PepsiCo, Inc. | COM | 713448108 | 18,230 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Petroleo Brasileiro S.A. PETROBRAS | Sponsored ADR | 71654V408 | 2,003 | 192 | SH | SOLE | 192 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 4,447 | 109 | SH | SOLE | 109 | 0 | 0 | ||
PGIM Global Short Duration High Yield Fund, Inc. | COM | 69346J106 | 11,321 | 1,032 | SH | SOLE | 1,032 | 0 | 0 | ||
PGT Innovations Inc | COM | 69336V101 | 1,609,978 | 64,117 | SH | SOLE | 64,117 | 0 | 0 | ||
Philip Morris International Inc. | COM | 718172109 | 7,002 | 72 | SH | SOLE | 72 | 0 | 0 | ||
Phillips 66 | COM | 718546104 | 3,852 | 38 | SH | SOLE | 38 | 0 | 0 | ||
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | ENHAN SHRT MA AC | 72201R833 | 356,010 | 3,587 | SH | SOLE | 3,587 | 0 | 0 | ||
PIMCO Enrgy Tactical Cr Opp | COM SHS BEN INT | 69346N107 | 10,845,362 | 742,833 | SH | SOLE | 742,833 | 0 | 0 | ||
PIMCO Global StocksPLS Inc. | COM | 722011103 | 2,838,060 | 383,004 | SH | SOLE | 383,004 | 0 | 0 | ||
Pinduoduo Inc. | Sponsored ADS | 722304102 | 2,049 | 27 | SH | SOLE | 27 | 0 | 0 | ||
Playa Hotels & Resorts Nv | SHS | N70544106 | 754,608 | 78,605 | SH | SOLE | 78,605 | 0 | 0 | ||
Pool Corp | COM | 73278L105 | 6,506 | 19 | SH | SOLE | 19 | 0 | 0 | ||
Popular Inc | COM NEW | 733174700 | 1,705,192 | 29,702 | SH | SOLE | 29,702 | 0 | 0 | ||
Procter & Gamble Co. (The) | COM | 742718109 | 15,315 | 103 | SH | SOLE | 103 | 0 | 0 | ||
ProLogis, Inc. | COM | 74340W103 | 11,853 | 95 | SH | SOLE | 95 | 0 | 0 | ||
ProShares Short VIX Short-Term Futures ETF | SHT VIX ST TRM | 74347W130 | 7,013 | 110 | SH | SOLE | 110 | 0 | 0 | ||
ProShares UltraShort S&P50 | ULTRASHRT S&P500 | 74347G416 | 6,206,582 | 155,281 | SH | SOLE | 155,281 | 0 | 0 | ||
Purecycle Technologies Inc | W Exp 01/28/202 | 74623V111 | 7,740 | 2,457 | SH | SOLE | 2,457 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 6,634 | 52 | SH | SOLE | 52 | 0 | 0 | ||
Raytheon Technologies Corp. | COM | 75513E101 | 6,170 | 63 | SH | SOLE | 63 | 0 | 0 | ||
Realty Income Corp. | COM | 756109104 | 9,878 | 156 | SH | SOLE | 156 | 0 | 0 | ||
Regeneron Pharmaceuticals, Inc. | COM | 75886F107 | 6,573 | 8 | SH | SOLE | 8 | 0 | 0 | ||
Restaurant Brands International Inc | COM | 76131D103 | 4,566 | 68 | SH | SOLE | 68 | 0 | 0 | ||
Rice Acquisition Corp | *W EXP 99/99/999 | G75529126 | 43,566 | 29,742 | SH | SOLE | 29,742 | 0 | 0 | ||
Rio Tinto PLC | Sponsored ADR | 767204100 | 1,303 | 19 | SH | SOLE | 19 | 0 | 0 | ||
Rollins Inc | COM | 775711104 | 2,927 | 78 | SH | SOLE | 78 | 0 | 0 | ||
Royal Caribbean Cruises Ltd | COM | V7780T103 | 1,823,568 | 27,926 | SH | SOLE | 27,926 | 0 | 0 | ||
Royce Value Trust Inc | COM | 780910105 | 48,444 | 3,570 | SH | SOLE | 3,570 | 0 | 0 | ||
Ryanair Holdings plc ADR | SPONSORED ADS | 783513203 | 2,734 | 29 | SH | SOLE | 29 | 0 | 0 | ||
Saba Capital Income & Opportunities Fund | COM | 78518H202 | 19,800,083 | 2,429,458 | SH | SOLE | 2,429,458 | 0 | 0 | ||
Saia Inc | COM | 78709Y105 | 2,721 | 10 | SH | SOLE | 10 | 0 | 0 | ||
SAP SE | Spon ADR | 803054204 | 4,556 | 36 | SH | SOLE | 36 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 6,039 | 123 | SH | SOLE | 123 | 0 | 0 | ||
Scotts Miracle-Gro Co | CL A | 810186106 | 3,348 | 48 | SH | SOLE | 48 | 0 | 0 | ||
Seaboard Corp | COM | 811543107 | 516,491 | 137 | SH | SOLE | 137 | 0 | 0 | ||
Seattle Genetics, In | COM | 81181C104 | 4,454 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Sempra Energy | COM | 816851109 | 9,674 | 64 | SH | SOLE | 64 | 0 | 0 | ||
ServiceNow, Inc. | COM | 81762P102 | 3,718 | 8 | SH | SOLE | 8 | 0 | 0 | ||
Sherwin-Williams Co. (The) | COM | 824348106 | 3,147 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Shinhan Financial Group Co L | SPN ADR RESTRD | 824596100 | 2,667 | 99 | SH | SOLE | 99 | 0 | 0 | ||
Siteone Landsscape Supply Inc | COM | 82982L103 | 5,064 | 37 | SH | SOLE | 37 | 0 | 0 | ||
SK Telecom Ltd | Sponsored ADR | 78440P306 | 3,282 | 160 | SH | SOLE | 160 | 0 | 0 | ||
Smith & Nephew PLC | SPDN ADR | 83175M205 | 22,886 | 820 | SH | SOLE | 820 | 0 | 0 | ||
Sociedad Quimica Y Minera De | SPON ADR SER B | 833635105 | 892 | 11 | SH | SOLE | 11 | 0 | 0 | ||
Sony Corp | Sponsored ADR | 835699307 | 115,488 | 1,274 | SH | SOLE | 1,274 | 0 | 0 | ||
SPDR Gold Tr | GOLD SHS | 78463V107 | 256,142 | 1,398 | SH | SOLE | 1,398 | 0 | 0 | ||
SPDR S&P 500 ETF Tr | TR UNIT | 78462F103 | 159,662 | 390 | SH | SOLE | 390 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF Tr | UTSER1 S&PDCRP | 78467Y107 | 68,762 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SPDR Ser Tr | SPDR BLOOMBERG | 78468R663 | 1,002,583 | 10,919 | SH | SOLE | 10,919 | 0 | 0 | ||
Sprott Physical Gold and Silver Trust | TR UNIT | 85208R101 | 151,280 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Starbucks Corp. | COM | 855244109 | 13,641 | 131 | SH | SOLE | 131 | 0 | 0 | ||
STMicroelectronics N V | NY Registry | 861012102 | 4,868 | 91 | SH | SOLE | 91 | 0 | 0 | ||
Suncor Energy Inc. | COM | 867224107 | 55,673 | 1,793 | SH | SOLE | 1,793 | 0 | 0 | ||
Sutter Rock Cap Corp | COM | 86887Q109 | 10,107 | 2,792 | SH | SOLE | 2,792 | 0 | 0 | ||
Taiwan Semiconductor Manufacturing Company Limited | SPONSORED ADR | 874039100 | 35,162 | 378 | SH | SOLE | 378 | 0 | 0 | ||
Takeda Pharmaceutical Co Ltd | SPONSORED ADR | 874060205 | 65,920 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Tc Energy Corp | COM | 87807B107 | 2,179 | 56 | SH | SOLE | 56 | 0 | 0 | ||
TCW Strategic Income Fund Inc | COM | 872340104 | 9,360 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Teledyne Technologies Inc. | COM | 879360105 | 4,026 | 9 | SH | SOLE | 9 | 0 | 0 | ||
Templeton Emerging Markets Fund | COM | 880191101 | 7,008 | 599 | SH | SOLE | 599 | 0 | 0 | ||
Teradyne Inc | COM | 880770102 | 5,268 | 49 | SH | SOLE | 49 | 0 | 0 | ||
Tesla Inc | COM | 88160R101 | 14,522 | 70 | SH | SOLE | 70 | 0 | 0 | ||
Texas Instruments, Inc | COM | 882508104 | 13,021 | 70 | SH | SOLE | 70 | 0 | 0 | ||
The European Equity Fund Inc | COM | 298768102 | 6,064 | 718 | SH | SOLE | 718 | 0 | 0 | ||
The Gabelli Dividend & Income Trust | COM | 36242H104 | 2,628,612 | 126,436 | SH | SOLE | 126,436 | 0 | 0 | ||
The Gabelli Healthcare & Wellness Trust | SHS | 36246K103 | 3,311,780 | 328,224 | SH | SOLE | 328,224 | 0 | 0 | ||
The GDL Fund | COM SH BEN IT | 361570104 | 41,509 | 5,291 | SH | SOLE | 5,291 | 0 | 0 | ||
The Herzfeld Caribbean Basin Fund Inc | COM | 42804T106 | 1,810,715 | 484,796 | SH | SOLE | 484,796 | 0 | 0 | ||
The Home Depot Inc | COM | 437076102 | 17,412 | 59 | SH | SOLE | 59 | 0 | 0 | ||
The Korea Fund Inc | COM NEW | 500634209 | 6,986 | 318 | SH | SOLE | 318 | 0 | 0 | ||
The Mexico Fund, Inc. | COM | 592835102 | 18,807 | 1,105 | SH | SOLE | 1,105 | 0 | 0 | ||
The New Germany Fund Inc | COM | 644465106 | 17,757 | 1,953 | SH | SOLE | 1,953 | 0 | 0 | ||
The PNC Financial Services Group Inc | COM | 693475105 | 11,058 | 87 | SH | SOLE | 87 | 0 | 0 | ||
The Taiwan Fund Inc | COM | 874036106 | 17,443 | 647 | SH | SOLE | 647 | 0 | 0 | ||
The Wendy's Co | COM | 95058W100 | 915 | 42 | SH | SOLE | 42 | 0 | 0 | ||
Thermo Fisher Scientific, Inc. | COM | 883556102 | 80,115 | 139 | SH | SOLE | 139 | 0 | 0 | ||
Thor Inds Inc | COM | 885160101 | 3,026 | 38 | SH | SOLE | 38 | 0 | 0 | ||
Thornburg Incm Builder Opp Tr | COM | 885213108 | 2,428,416 | 155,568 | SH | SOLE | 155,568 | 0 | 0 | ||
TMC The Metals Company Inc | COM | 87261Y106 | 7,426 | 8,959 | SH | SOLE | 8,959 | 0 | 0 | ||
Tortoise Energy Independence | COM | 89148K200 | 4,146,748 | 147,309 | SH | SOLE | 147,309 | 0 | 0 | ||
Tortoise Pwr & Energy Infras | COM | 89147X104 | 2,596,510 | 202,063 | SH | SOLE | 202,063 | 0 | 0 | ||
Totalenergies SE | SPONSORED ADS | 89151E109 | 4,724 | 80 | SH | SOLE | 80 | 0 | 0 | ||
Travelers Companies Inc | COM | 89417E109 | 6,342 | 37 | SH | SOLE | 37 | 0 | 0 | ||
Tri-Continental Corp | COM | 895436103 | 35,182 | 1,325 | SH | SOLE | 1,325 | 0 | 0 | ||
Trimble, Inc. | COM | 896239100 | 2,621 | 50 | SH | SOLE | 50 | 0 | 0 | ||
Trip.com Group Ltd ADR | ADS | 89677Q107 | 3,993 | 106 | SH | SOLE | 106 | 0 | 0 | ||
Truist Financial Corp | COM | 89832Q109 | 9,923 | 291 | SH | SOLE | 291 | 0 | 0 | ||
U.S. Bancorp | COM | 902973304 | 7,426 | 206 | SH | SOLE | 206 | 0 | 0 | ||
United Parcel Service Inc | CL B | 911312106 | 11,251 | 58 | SH | SOLE | 58 | 0 | 0 | ||
United States Oil Fund LP | UNITS | 91232N207 | 83,050 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 92,155 | 195 | SH | SOLE | 195 | 0 | 0 | ||
Vale SA | ADR | 91912E105 | 9,594 | 608 | SH | SOLE | 608 | 0 | 0 | ||
VanEck Vectors Gold Miners ETF | GOLD MINERS ETF | 92189F106 | 102,858 | 3,180 | SH | SOLE | 3,180 | 0 | 0 | ||
Vertex Pharmaceuticals, Inc. | COM | 92532F100 | 6,932 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Vertical Capital Income Fund | SHS BEN INT | 92535C104 | 4,960,917 | 505,700 | SH | SOLE | 505,700 | 0 | 0 | ||
Virtus Total Return Fund Inc. | COM | 92835W107 | 12,904 | 1,993 | SH | SOLE | 1,993 | 0 | 0 | ||
Visa Inc | COM CL A | 92826C839 | 4,960 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Vulcan Materials Co | COM | 929160109 | 857,800 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Wallbox NV | *W EXP 99/99/999 | N94209116 | 3,553 | 4,552 | SH | SOLE | 4,552 | 0 | 0 | ||
Watsco Inc. | COM | 942622200 | 4,136 | 13 | SH | SOLE | 13 | 0 | 0 | ||
WEC Energy Group, Inc. | COM | 92939U106 | 5,877 | 62 | SH | SOLE | 62 | 0 | 0 | ||
Western Asset Mortgage Opp Fund Inc. | COM | 95790B109 | 3,013,184 | 288,343 | SH | SOLE | 288,343 | 0 | 0 | ||
Western Asset Mun Hi Incm Fd | COM | 95766N103 | 19,230 | 2,883 | SH | SOLE | 2,883 | 0 | 0 | ||
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | COM | 95766R104 | 52,649 | 5,754 | SH | SOLE | 5,754 | 0 | 0 | ||
Western Asset/Claymore Inflation-Linked Securities & Income Fund | COM SH BEN INT | 95766Q106 | 232,559 | 26,885 | SH | SOLE | 26,885 | 0 | 0 | ||
Williams Cos Inc. | COM | 969457100 | 4,837 | 162 | SH | SOLE | 162 | 0 | 0 | ||
Wisdomtree Tr | Floating Rat Trea | 97717Y527 | 17,452,588 | 347,177 | SH | SOLE | 347,177 | 0 | 0 | ||
Wolfspeed, Inc. | COM | 977852102 | 1,364 | 21 | SH | SOLE | 21 | 0 | 0 | ||
Yum China Hldgs Inc | COM | 98850P109 | 3,296 | 52 | SH | SOLE | 52 | 0 | 0 | ||
Zebra Technologies Corp | CL A | 989207105 | 5,406 | 17 | SH | SOLE | 17 | 0 | 0 | ||
Zoetis Inc. | CL A | 98978V103 | 6,158 | 37 | SH | SOLE | 37 | 0 | 0 |