The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aberdeen Emerging Markets Equity Inc. | COM | 00301W105 | 6,277 | 1,243 | SH | SOLE | 1,243 | 0 | 0 | ||
Aberdeen Global Dynamic Dividend Fund | COM | 00302M106 | 13,157 | 1,355 | SH | SOLE | 1,355 | 0 | 0 | ||
Aberdeen Std Global Infrastructure | SHS BEN INT | 00326W106 | 404,540 | 22,791 | SH | SOLE | 22,791 | 0 | 0 | ||
Aberdeen Global Premier Properties Fund | COM SH BEN INT | 00302L108 | 7,734 | 1,953 | SH | SOLE | 1,953 | 0 | 0 | ||
Aberdeen Japan Equity Fund Inc | COM | 00306J109 | 8,622 | 1,384 | SH | SOLE | 1,384 | 0 | 0 | ||
Delaware Invts Natl Mun Inco | SH BEN INT | 24610T108 | 590,126 | 56,962 | SH | SOLE | 56,962 | 0 | 0 | ||
Aberdeen Total Dynamic Dividend Fund | COM SH BEN INT | 00326L100 | 7,851 | 947 | SH | SOLE | 947 | 0 | 0 | ||
Adams Diversified Equity Fund Inc | COM | 006212104 | 2,270,879 | 116,336 | SH | SOLE | 116,336 | 0 | 0 | ||
Adams Natural Resources Fund Inc | COM | 00548F105 | 2,697,213 | 116,965 | SH | SOLE | 116,965 | 0 | 0 | ||
Aersale Corporation | COM | 00810F106 | 927,699 | 129,206 | SH | SOLE | 129,206 | 0 | 0 | ||
Wells Fargo Advantage Multi-Sector Income Fund | COM | 94987D101 | 401,227 | 43,004 | SH | SOLE | 43,004 | 0 | 0 | ||
America Movil SAB de CV | SPON ADR L SHS | 02390A101 | 199,625 | 10,698 | SH | SOLE | 10,698 | 0 | 0 | ||
BlackRock Calif Mun Income | COM SH BEN INT | 09248E102 | 298,372 | 25,243 | SH | SOLE | 25,243 | 0 | 0 | ||
BlackRock Cap Allocation Tr | COM | 09260U109 | 1,468,746 | 88,160 | SH | SOLE | 88,160 | 0 | 0 | ||
BlackRock Enhanced Equity Dividend Trust | COM | 09251A104 | 4,727 | 573 | SH | SOLE | 573 | 0 | 0 | ||
BlackRock Enhanced International Dividend Trust | COM BENE INTER | 092524107 | 18,514 | 3,348 | SH | SOLE | 3,348 | 0 | 0 | ||
BlackRock ESG Cap Allc Tr | SHS BEN INT | 09262F100 | 8,541 | 492 | SH | SOLE | 492 | 0 | 0 | ||
BlackRock Innovation and Grw | SHS BEN INT | 09260Q108 | 5,543 | 681 | SH | SOLE | 681 | 0 | 0 | ||
BlackRock Muni Income Tr II | COM | 09249N101 | 243,633 | 22,434 | SH | SOLE | 22,434 | 0 | 0 | ||
BlackRock Munihldngs Cali QL | COM | 09254L107 | 2,751,575 | 249,916 | SH | SOLE | 249,916 | 0 | 0 | ||
BlackRock MuniIvest FD II Inc. | COM | 09253T101 | 405,808 | 37,196 | SH | SOLE | 37,196 | 0 | 0 | ||
BlackRock MuniYild Qult FD I | COM | 09254F100 | 812,543 | 66,330 | SH | SOLE | 66,330 | 0 | 0 | ||
BlackRock Science and Technology Trust II | SHS BEN INT | 09260K101 | 2,872,403 | 148,062 | SH | SOLE | 148,062 | 0 | 0 | ||
Blackstone Strategic Cred 20 | COM SHS BEN IN | 09257R101 | 1,991,417 | 167,346 | SH | SOLE | 167,346 | 0 | 0 | ||
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | COM | 05588N108 | 2,377,014 | 276,076 | SH | SOLE | 276,076 | 0 | 0 | ||
BNY Mellon Mun Income Inc | COM | 05589T104 | 333,352 | 48,807 | SH | SOLE | 48,807 | 0 | 0 | ||
BNY Mellon Strategic Mun Bd | COM | 09662E109 | 332,479 | 56,737 | SH | SOLE | 56,737 | 0 | 0 | ||
Brookfield Real Assets Incom | SHS BEN INT | 112830104 | 1,240,385 | 96,005 | SH | SOLE | 96,005 | 0 | 0 | ||
Carlyle Credit Income Fund | SHS BEN INT | 92535C104 | 1,759,157 | 223,527 | SH | SOLE | 223,527 | 0 | 0 | ||
Carnival Corp | UNIT 99/99/9999 | 143658300 | 1,245,239 | 76,208 | SH | SOLE | 76,208 | 0 | 0 | ||
Cemex SAB de CV | SPON ADR NEW | 151290889 | 2,437,935 | 270,581 | SH | SOLE | 270,581 | 0 | 0 | ||
Central Securities Corp | COM | 155123102 | 3,656,922 | 87,549 | SH | SOLE | 87,549 | 0 | 0 | ||
Clearbridge MLP And Midstrm | COM | 184692200 | 3,213,619 | 70,197 | SH | SOLE | 70,197 | 0 | 0 | ||
Clearbridge MLP and Midstrm | COM | 18469Q207 | 2,164,551 | 52,183 | SH | SOLE | 52,183 | 0 | 0 | ||
Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | COM | 19248C105 | 3,172,961 | 158,016 | SH | SOLE | 158,016 | 0 | 0 | ||
Columbia Seligman Premium Technology Growth Fund | COM | 19842X109 | 76,456 | 2,399 | SH | SOLE | 2,399 | 0 | 0 | ||
Consolidated Water Co Ltd | ORD | G23773107 | 178,557 | 6,092 | SH | SOLE | 6,092 | 0 | 0 | ||
Copa Holdings SA | CL A | P31076105 | 1,692,600 | 16,250 | SH | SOLE | 16,250 | 0 | 0 | ||
Cornerstone Strategic Value Fund Inc | COM | 21924B302 | 9,281,462 | 1,234,237 | SH | SOLE | 1,234,237 | 0 | 0 | ||
Cornerstone Total Rtrn Fd In | COM | 21924U300 | 3,827,952 | 509,714 | SH | SOLE | 509,714 | 0 | 0 | ||
Destra Multi-Alternative Fd | COM | 25065A502 | 7,267,400 | 929,335 | SH | SOLE | 929,335 | 0 | 0 | ||
Deutsche Municipal Income Trust | COM | 233368109 | 243,268 | 26,940 | SH | SOLE | 26,940 | 0 | 0 | ||
DWS Strategic Municipal Income Trust | COM | 23342Q101 | 253,780 | 28,387 | SH | SOLE | 28,387 | 0 | 0 | ||
Eaton Vance New York Mun Bd | COM | 27827Y109 | 476,577 | 49,081 | SH | SOLE | 49,081 | 0 | 0 | ||
Eaton Vance Tax-Managed Glob | COM | 27829F108 | 1,533,501 | 187,929 | SH | SOLE | 187,929 | 0 | 0 | ||
Ecofin Sustainable and Social Impact Term Fund | SH BEN INT | 27901F109 | 93,771 | 7,940 | SH | SOLE | 7,940 | 0 | 0 | ||
Empire State Realty Trust Inc | CL A | 292104106 | 748,546 | 73,894 | SH | SOLE | 73,894 | 0 | 0 | ||
The European Equity Fund Inc | COM | 298768102 | 6,549 | 735 | SH | SOLE | 735 | 0 | 0 | ||
EVERTEC Inc | COM | 30040P103 | 676,544 | 16,956 | SH | SOLE | 16,956 | 0 | 0 | ||
Federated Hermes Prem Muni I | COM | 31423P108 | 261,828 | 23,652 | SH | SOLE | 23,652 | 0 | 0 | ||
First BanCorp/Puerto Rico | COM NEW | 318672706 | 2,641,594 | 150,604 | SH | SOLE | 150,604 | 0 | 0 | ||
Fomento Economico Mexicano SAB de CV | SPON ADR UNITS | 344419106 | 1,419,813 | 10,899 | SH | SOLE | 10,899 | 0 | 0 | ||
Forge Global Holdings Inc. | COM | 34629L103 | 1,930 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
New Fortress Energy Inc | CL A | 644393100 | 2,557,385 | 83,602 | SH | SOLE | 83,602 | 0 | 0 | ||
Franklin Limited Duration Income Trust | COM | 35472T101 | 3,447,867 | 549,899 | SH | SOLE | 549,899 | 0 | 0 | ||
FS Credit Opportunities Corp | COM | 30290Y101 | 23,645,223 | 3,987,390 | SH | SOLE | 3,987,390 | 0 | 0 | ||
The Gabelli Dividend & Income Trust | COM | 36242H104 | 4,872 | 212 | SH | SOLE | 212 | 0 | 0 | ||
Gabelli Equity Trust Inc | COM | 362397101 | 4,797 | 869 | SH | SOLE | 869 | 0 | 0 | ||
Gabelli Global Small & Mid C | COM | 36249W104 | 2,765 | 230 | SH | SOLE | 230 | 0 | 0 | ||
General American Investors Co Inc | COM | 368802104 | 4,744 | 102 | SH | SOLE | 102 | 0 | 0 | ||
Grupo Aeroportuario del Sureste SAB de CV | SPON ADR SER B | 40051E202 | 1,203,017 | 3,775 | SH | SOLE | 3,775 | 0 | 0 | ||
The Herzfeld Caribbean Basin Fund Inc | COM | 42804T106 | 6,580,615 | 2,540,778 | SH | SOLE | 2,540,778 | 0 | 0 | ||
Highland Floating Rate Opportunities Fund | SHS BEN INT | 43010E404 | 22,044,660 | 3,135,798 | SH | SOLE | 3,135,798 | 0 | 0 | ||
Invesco California Value Municipal Income Trust | COM | 46132H106 | 242,167 | 24,314 | SH | SOLE | 24,314 | 0 | 0 | ||
Invesco Exch Traded Fd Tr II | CEF INM COMPSI | 46138E404 | 16,211 | 860 | SH | SOLE | 860 | 0 | 0 | ||
Investco CurrencyShares Japan | Japanese Yen | 46138W107 | 257,044 | 4,198 | SH | SOLE | 4,198 | 0 | 0 | ||
Invesco QQQ Tr | UNIT SER 1 | 46090E103 | 119,883 | 270 | SH | SOLE | 270 | 0 | 0 | ||
Invesco Tr Invt Grade New Yo | COM | 46131T101 | 245,820 | 22,867 | SH | SOLE | 22,867 | 0 | 0 | ||
iShares Tr | TRS FLT RT BD | 46434V860 | 226,534 | 4,469 | SH | SOLE | 4,469 | 0 | 0 | ||
Japan Smaller Capitalization Fund Inc | COM | 47109U104 | 9,783 | 1,226 | SH | SOLE | 1,226 | 0 | 0 | ||
The Korea Fund Inc | COM NEW | 500634209 | 9,867 | 388 | SH | SOLE | 388 | 0 | 0 | ||
Lennar Corp | CL A | 526057104 | 1,625,211 | 9,450 | SH | SOLE | 9,450 | 0 | 0 | ||
Liberty All Star Growth Fund Inc | COM | 529900102 | 4,656 | 848 | SH | SOLE | 848 | 0 | 0 | ||
Liberty All Star Equity Fund | SH BEN INT | 530158104 | 4,819 | 674 | SH | SOLE | 674 | 0 | 0 | ||
Marriott Vacations Worldwide Corp | COM | 57164Y107 | 1,203,775 | 11,174 | SH | SOLE | 11,174 | 0 | 0 | ||
Martin Marietta Materials Inc | COM | 573284106 | 2,357,530 | 3,840 | SH | SOLE | 3,840 | 0 | 0 | ||
MasTec Inc | COM | 576323109 | 3,251,814 | 34,872 | SH | SOLE | 34,872 | 0 | 0 | ||
Matterport Inc | CL A | 577096100 | 1,652 | 731 | SH | SOLE | 731 | 0 | 0 | ||
Meta Platforms Inc | CL A | 30303M102 | 48,558 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Mexico Equity & Income Fd | COM | 592834105 | 12,855 | 1,112 | SH | SOLE | 1,112 | 0 | 0 | ||
The Mexico Fund, Inc. | COM | 592835102 | 12,397 | 645 | SH | SOLE | 645 | 0 | 0 | ||
MFS High Yield Municipal Trust | SH BEN INT | 59318E102 | 650,978 | 195,489 | SH | SOLE | 195,489 | 0 | 0 | ||
MFS Investment Grade Municipal Trust | SH BEN INT | 59318B108 | 653,064 | 85,704 | SH | SOLE | 85,704 | 0 | 0 | ||
MFS Municipal Income Trust | SH BEN INT | 552738106 | 2,768,052 | 515,466 | SH | SOLE | 515,466 | 0 | 0 | ||
Morgan Stanley Emerging Mkts | COM | 617477104 | 6,175 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
Morgan Stanley India Investment Fund Inc | COM | 61745C105 | 10,162 | 443 | SH | SOLE | 443 | 0 | 0 | ||
Net Power Inc. | W EXP 06/08/202 | 64107A113 | 86,252 | 29,742 | SH | SOLE | 29,742 | 0 | 0 | ||
Netflix, Inc. | COM | 64110L106 | 60,733 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Neuberger Brman Next Genera | COMMON STOCK | 64133Q108 | 3,438,790 | 292,663 | SH | SOLE | 292,663 | 0 | 0 | ||
The New Germany Fund Inc | COM | 644465106 | 12,656 | 1,453 | SH | SOLE | 1,453 | 0 | 0 | ||
Nexpoint Diversified Rel Et | COM | 65340G205 | 9,349,527 | 1,416,595 | SH | SOLE | 1,416,595 | 0 | 0 | ||
NextEra Energy Inc | COM | 65339F101 | 2,217,485 | 34,697 | SH | SOLE | 34,697 | 0 | 0 | ||
Norwegian Cruise Line Holdings Ltd | SHS | G66721104 | 4,336,843 | 207,207 | SH | SOLE | 207,207 | 0 | 0 | ||
Nuveen CA Qualty Mun Income | COM | 67066Y105 | 275,225 | 24,975 | SH | SOLE | 24,975 | 0 | 0 | ||
Nuveen Core Equity Alpha Fund | COM | 67090X107 | 4,573 | 325 | SH | SOLE | 325 | 0 | 0 | ||
Nuveen Credit Strategies Income Fund | COM SHS | 67073D102 | 2,553,338 | 458,409 | SH | SOLE | 458,409 | 0 | 0 | ||
Nuveen Dow 30 Dynamic Overwrite Fund | SHS | 67075F105 | 3,464,011 | 236,290 | SH | SOLE | 236,290 | 0 | 0 | ||
Nuveen Floating Rate Income | COM | 67072T108 | 7,484,360 | 857,315 | SH | SOLE | 857,315 | 0 | 0 | ||
Nuveen Mortgage and Income Fund | COM | 670735109 | 1,669,529 | 94,005 | SH | SOLE | 94,005 | 0 | 0 | ||
Nuveen Municipal Credit Inc. | COM SH BEN INT | 67070X101 | 495,047 | 40,445 | SH | SOLE | 40,445 | 0 | 0 | ||
Nuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 670699107 | 1,663,077 | 68,893 | SH | SOLE | 68,893 | 0 | 0 | ||
Nuveen Pfd & Income Opportun | COM | 67073B106 | 8,376,781 | 1,165,060 | SH | SOLE | 1,165,060 | 0 | 0 | ||
Nuveen Quality Municipal Income Fund | COM | 67066V101 | 2,878,041 | 251,138 | SH | SOLE | 251,138 | 0 | 0 | ||
Nuveen Vriabl Rat Pfd & Inm | COM | 67080R102 | 2,908,351 | 162,387 | SH | SOLE | 162,387 | 0 | 0 | ||
NWTN Inc | W EXP 12/31/202 | G6693P114 | 1,532 | 26,327 | SH | SOLE | 26,327 | 0 | 0 | ||
OFG Bancorp | COM | 67103X102 | 1,746,782 | 47,454 | SH | SOLE | 47,454 | 0 | 0 | ||
OFS Credit Company Inc | COM | 67111Q107 | 9,328,692 | 1,302,890 | SH | SOLE | 1,302,890 | 0 | 0 | ||
OneSpaWorld Holdings Limited | COM | P73684113 | 989,062 | 74,759 | SH | SOLE | 74,759 | 0 | 0 | ||
Oppfi Inc Com | CL A | 68386H103 | 14,139 | 5,898 | SH | SOLE | 5,898 | 0 | 0 | ||
PGIM Global Short Duration High Yield Fund, Inc. | COM | 69346J106 | 10,668 | 892 | SH | SOLE | 892 | 0 | 0 | ||
PIMCO Access Income Fund | SHS BENFIN INT | 72203T100 | 1,546,699 | 98,328 | SH | SOLE | 98,328 | 0 | 0 | ||
PIMCO Dynamic Income Strategy Fund | COM SH BEN INT | 69346N107 | 28,279,335 | 1,333,302 | SH | SOLE | 1,333,302 | 0 | 0 | ||
PIMCO Income Strategy FdII | COM | 72201J104 | 1,449,806 | 194,344 | SH | SOLE | 194,344 | 0 | 0 | ||
Pioneer Diversified High Income Trust | COM | 723653101 | 2,233,417 | 188,082 | SH | SOLE | 188,082 | 0 | 0 | ||
Playa Hotels & Resorts Nv | SHS | N70544106 | 1,959,963 | 202,058 | SH | SOLE | 202,058 | 0 | 0 | ||
Popular Inc | COM NEW | 733174700 | 2,512,591 | 28,523 | SH | SOLE | 28,523 | 0 | 0 | ||
ProShares Short VIX Short-Term Futures ETF | SHT VIX ST TRM | 74347W130 | 6,201 | 110 | SH | SOLE | 110 | 0 | 0 | ||
Purecycle Technologies Inc | W Exp 01/28/202 | 74623V111 | 4,545 | 2,457 | SH | SOLE | 2,457 | 0 | 0 | ||
Rivernorth Flexible Mun Income Fund II, Inc. | COM | 76883Y107 | 3,175,480 | 226,335 | SH | SOLE | 226,335 | 0 | 0 | ||
RiverNorth Managed Duration Municipal Income Fund II, Inc | COM | 76882M104 | 371,861 | 23,054 | SH | SOLE | 23,054 | 0 | 0 | ||
Royal Caribbean Group | COM | V7780T103 | 3,801,645 | 27,348 | SH | SOLE | 27,348 | 0 | 0 | ||
Royce Value Trust Inc | COM | 780910105 | 5,021 | 331 | SH | SOLE | 331 | 0 | 0 | ||
SABA Capital Income & Oprnt | SHS NEW | 78518H202 | 3,728,040 | 511,391 | SH | SOLE | 511,391 | 0 | 0 | ||
Saba Capital Income & Opport | COM | 880198106 | 1,507,265 | 394,572 | SH | SOLE | 394,572 | 0 | 0 | ||
Exchange Listed FDS Tr | SABA INT RATE | 30151E806 | 1,260,829 | 60,998 | SH | SOLE | 60,998 | 0 | 0 | ||
Seaboard Corp | COM | 811543107 | 441,677 | 137 | SH | SOLE | 137 | 0 | 0 | ||
SPDR Ser Tr | SPDR BLOOMBERG | 78468R663 | 125,674 | 1,369 | SH | SOLE | 1,369 | 0 | 0 | ||
SPDR Gold Tr | GOLD SHS | 78463V107 | 287,597 | 1,398 | SH | SOLE | 1,398 | 0 | 0 | ||
SPDR S&P 500 ETF Tr | TR UNIT | 78462F103 | 203,997 | 390 | SH | SOLE | 390 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF Tr | UTSER1 S&PDCRP | 78467Y107 | 83,460 | 150 | SH | SOLE | 150 | 0 | 0 | ||
Sprott Physical Gold and Silver Trust | TR UNIT | 85208R101 | 162,720 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
SRH Total Return Fund Inc | COM | 101507101 | 1,911,189 | 126,905 | SH | SOLE | 126,905 | 0 | 0 | ||
Suro Capital Corp | COM | 86887Q109 | 2,446,312 | 537,651 | SH | SOLE | 537,651 | 0 | 0 | ||
The Taiwan Fund Inc | COM | 874036106 | 1,807,464 | 45,620 | SH | SOLE | 45,620 | 0 | 0 | ||
TCW Strategic Income Fund Inc | COM | 872340104 | 9,620 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Templeton Emerging Markets Fund | COM | 880191101 | 2,149 | 180 | SH | SOLE | 180 | 0 | 0 | ||
Thornburg Incm Builder Opp Tr | COM | 885213108 | 3,304,469 | 204,358 | SH | SOLE | 204,358 | 0 | 0 | ||
TMC The Metals Company Inc | COM | 87261Y106 | 12,811 | 8,959 | SH | SOLE | 8,959 | 0 | 0 | ||
Tortoise Energy Independence | COM | 89148K200 | 3,006,104 | 89,149 | SH | SOLE | 89,149 | 0 | 0 | ||
Tortoise Pipeline & Energy Fund, Inc. | COM | 89148H207 | 109,406 | 3,460 | SH | SOLE | 3,460 | 0 | 0 | ||
Tortoise Pwr & Energy Infras | COM | 89147X104 | 3,558,962 | 228,345 | SH | SOLE | 228,345 | 0 | 0 | ||
Tri-Continental Corp | COM | 895436103 | 4,774 | 155 | SH | SOLE | 155 | 0 | 0 | ||
United States Oil Fund LP | UNITS | 91232N207 | 88,571 | 1,125 | SH | SOLE | 1,125 | 0 | 0 | ||
Vesta Real Estate Corp | ADS | 92540K109 | 1,507,287 | 38,412 | SH | SOLE | 38,412 | 0 | 0 | ||
Virtus Stone HBR Emrg Mkts I | COM | 86164T107 | 5,291 | 978 | SH | SOLE | 978 | 0 | 0 | ||
Virtus Total Return Fund Inc. | COM | 92835W107 | 4,668 | 838 | SH | SOLE | 838 | 0 | 0 | ||
Vulcan Materials Co | COM | 929160109 | 1,424,369 | 5,219 | SH | SOLE | 5,219 | 0 | 0 | ||
Western Asset/Claymore Inflation-Linked Securities & Income Fund | COM SH BEN INT | 95766Q106 | 170,126 | 20,900 | SH | SOLE | 20,900 | 0 | 0 | ||
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | COM | 95766R104 | 52,073 | 6,034 | SH | SOLE | 6,034 | 0 | 0 | ||
Western Asset Mortgage Opp Fund Inc. | COM | 95790B109 | 2,575,509 | 219,941 | SH | SOLE | 219,941 | 0 | 0 | ||
Wisdomtree Tr | Floating Rat Trea | 97717Y527 | 50,290 | 1,000 | SH | SOLE | 1,000 | 0 | 0 |