The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AV HOMES INC | COM | 00234P102 | 2,645 | 232,832 | SH | DFND | 0 | 232,832 | 0 | ||
AV HOMES INC | COM | 00234P102 | 3,503 | 308,400 | SH | SOLE | 308,400 | 0 | 0 | ||
ALPHABET INC CLASS A COMMON ST | CAP STK CL C | 02079K107 | 447 | 600 | SH | Call | DFND | 0 | 600 | 0 | |
ALPHABET INC CLASS A COMMON ST | CAP STK CL C | 02079K107 | 3,278 | 4,400 | SH | Call | SOLE | 4,400 | 0 | 0 | |
AMERICAN EXPRESS | COM | 025816109 | 436 | 7,100 | SH | DFND | 0 | 7,100 | 0 | ||
AMERICAN EXPRESS | COM | 025816109 | 1,216 | 19,800 | SH | Call | DFND | 0 | 19,800 | 0 | |
AMERICAN EXPRESS | COM | 025816109 | 2,634 | 42,900 | SH | SOLE | 42,900 | 0 | 0 | ||
AMERICAN EXPRESS | COM | 025816109 | 7,994 | 130,200 | SH | Call | SOLE | 130,200 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 600 | 4,000 | SH | Call | DFND | 0 | 4,000 | 0 | |
AMGEN INC | COM | 031162100 | 3,898 | 26,000 | SH | Call | SOLE | 26,000 | 0 | 0 | |
ANHEUSER BUSCH CO. | SPONSORED ADR | 03524A108 | 2,556 | 20,500 | SH | DFND | 0 | 20,500 | 0 | ||
ANHEUSER BUSCH CO. | SPONSORED ADR | 03524A108 | 15,769 | 126,500 | SH | SOLE | 126,500 | 0 | 0 | ||
ATLANTIC CAPITAL BANCSHARES | COM | 048269203 | 1,899 | 136,208 | SH | DFND | 0 | 136,208 | 0 | ||
ATLANTIC CAPITAL BANCSHARES | COM | 048269203 | 11,196 | 803,159 | SH | SOLE | 803,159 | 0 | 0 | ||
SENSATA TECHNOLOGIES | SHS | N7902X106 | 202 | 5,200 | SH | DFND | 0 | 5,200 | 0 | ||
SENSATA TECHNOLOGIES | SHS | N7902X106 | 1,352 | 34,800 | SH | SOLE | 34,800 | 0 | 0 | ||
BRIDGE BANCORP INC | COM | 108035106 | 14,071 | 461,814 | SH | SOLE | 461,814 | 0 | 0 | ||
CALLAWAY GOLF CO | COM | 131193104 | 108 | 11,800 | SH | DFND | 0 | 11,800 | 0 | ||
CALLAWAY GOLF CO | COM | 131193104 | 784 | 86,000 | SH | SOLE | 86,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,714 | 65,000 | SH | DFND | 0 | 65,000 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 5,657 | 135,500 | SH | Call | DFND | 0 | 135,500 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 16,909 | 405,000 | SH | SOLE | 405,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 36,026 | 862,900 | SH | Call | SOLE | 862,900 | 0 | 0 | |
COGENT COMMUNICATIONS | COM NEW | 19239V302 | 2,788 | 71,425 | SH | DFND | 0 | 71,425 | 0 | ||
COGENT COMMUNICATIONS | COM NEW | 19239V302 | 16,920 | 433,500 | SH | SOLE | 433,500 | 0 | 0 | ||
WTS COMERICA EXP 11/14/18 | *W EXP 11/14/2018 | 200340115 | 1,106 | 82,900 | SH | DFND | 0 | 82,900 | 0 | ||
WTS COMERICA EXP 11/14/18 | *W EXP 11/14/2018 | 200340115 | 5,564 | 417,100 | SH | SOLE | 417,100 | 0 | 0 | ||
DIAMOND RESORTS INTL | COM | 25272T104 | 554 | 22,800 | SH | Put | DFND | 0 | 22,800 | 0 | |
DIAMOND RESORTS INTL | COM | 25272T104 | 3,698 | 152,200 | SH | Put | SOLE | 152,200 | 0 | 0 | |
DISCOVER FINANCIAL SERVICES | COM | 254709108 | 4,634 | 91,000 | SH | Call | DFND | 0 | 91,000 | 0 | |
DISCOVER FINANCIAL SERVICES | COM | 254709108 | 2,393 | 47,000 | SH | DFND | 0 | 47,000 | 0 | ||
DISCOVER FINANCIAL SERVICES | COM | 254709108 | 28,464 | 559,000 | SH | Call | SOLE | 559,000 | 0 | 0 | |
DISCOVER FINANCIAL SERVICES | COM | 254709108 | 15,429 | 303,000 | SH | SOLE | 303,000 | 0 | 0 | ||
EASTERLY GOVERNMENT PROPERTY | COM | 27616P103 | 766 | 41,371 | SH | DFND | 0 | 41,371 | 0 | ||
EASTERLY GOVERNMENT PROPERTY | COM | 27616P103 | 5,176 | 279,462 | SH | SOLE | 279,462 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 157 | 6,600 | SH | DFND | 0 | 6,600 | 0 | ||
EBAY INC | COM | 278642103 | 1,036 | 43,400 | SH | SOLE | 43,400 | 0 | 0 | ||
FIRST CONN BANCORP | COM | 319850103 | 105 | 6,600 | SH | DFND | 0 | 6,600 | 0 | ||
FIRST CONN BANCORP | COM | 319850103 | 693 | 43,400 | SH | SOLE | 43,400 | 0 | 0 | ||
FIRST NIAGARA FINANCIAL GROUP | COM | 33582V108 | 407 | 42,000 | SH | DFND | 0 | 42,000 | 0 | ||
FIRST NIAGARA FINANCIAL GROUP | COM | 33582V108 | 2,497 | 258,000 | SH | SOLE | 258,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP | COM | 38141G104 | 926 | 5,900 | SH | Call | DFND | 0 | 5,900 | 0 | |
GOLDMAN SACHS GROUP | COM | 38141G104 | 6,216 | 39,600 | SH | Call | SOLE | 39,600 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 157 | 1,400 | SH | DFND | 0 | 1,400 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 964 | 8,600 | SH | SOLE | 8,600 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 3,253 | 69,087 | SH | DFND | 0 | 69,087 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 20,908 | 444,100 | SH | SOLE | 444,100 | 0 | 0 | ||
INTERDIGITAL INC | COM | 45867G101 | 3,951 | 71,000 | SH | DFND | 0 | 71,000 | 0 | ||
INTERDIGITAL INC | COM | 45867G101 | 23,596 | 424,000 | SH | SOLE | 424,000 | 0 | 0 | ||
INTRALINKS HLDG | COM | 46118H104 | 2,469 | 313,358 | SH | DFND | 0 | 313,358 | 0 | ||
INTRALINKS HLDG | COM | 46118H104 | 15,374 | 1,951,075 | SH | SOLE | 1,951,075 | 0 | 0 | ||
ISHARESRUT2000 | RUSSELL 2000 ETF | 464287655 | 32,027 | 289,500 | SH | Put | DFND | 0 | 289,500 | 0 | |
ISHARESRUT2000 | RUSSELL 2000 ETF | 464287655 | 211,359 | 1,910,500 | SH | Put | SOLE | 1,910,500 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 184 | 1,700 | SH | DFND | 0 | 1,700 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,169 | 10,800 | SH | SOLE | 10,800 | 0 | 0 | ||
MACYS | COM | 55616P104 | 154 | 3,500 | SH | DFND | 0 | 3,500 | 0 | ||
MACYS | COM | 55616P104 | 948 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
MARTIN MARIETTA MATERIALS | COM | 573284106 | 2,536 | 15,900 | SH | DFND | 0 | 15,900 | 0 | ||
MARTIN MARIETTA MATERIALS | COM | 573284106 | 15,488 | 97,100 | SH | SOLE | 97,100 | 0 | 0 | ||
MATCH GROUP | COM | 57665R106 | 1,397 | 126,300 | SH | DFND | 0 | 126,300 | 0 | ||
MATCH GROUP | COM | 57665R106 | 8,706 | 787,200 | SH | SOLE | 787,200 | 0 | 0 | ||
MCDONALDS | COM | 580135101 | 264 | 2,100 | SH | DFND | 0 | 2,100 | 0 | ||
MCDONALDS | COM | 580135101 | 1,935 | 15,400 | SH | SOLE | 15,400 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,077 | 37,600 | SH | DFND | 0 | 37,600 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,231 | 40,400 | SH | Call | DFND | 0 | 40,400 | 0 | |
MICROSOFT CORP | COM | 594918104 | 12,753 | 230,900 | SH | SOLE | 230,900 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 14,918 | 270,100 | SH | Call | SOLE | 270,100 | 0 | 0 | |
ONE MAIN FINANCIAL | COM | 68268W103 | 143 | 5,200 | SH | DFND | 0 | 5,200 | 0 | ||
ONE MAIN FINANCIAL | COM | 68268W103 | 955 | 34,800 | SH | SOLE | 34,800 | 0 | 0 | ||
PJT PARTNERS INC | COM CL A | 69343T107 | 977 | 40,618 | SH | DFND | 0 | 40,618 | 0 | ||
PJT PARTNERS INC | COM CL A | 69343T107 | 6,097 | 253,500 | SH | SOLE | 253,500 | 0 | 0 | ||
PAYPAL HOLDINGS INC | COM | 70450Y103 | 73 | 1,900 | SH | DFND | 0 | 1,900 | 0 | ||
PAYPAL HOLDINGS INC | COM | 70450Y103 | 506 | 13,100 | SH | SOLE | 13,100 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 154 | 1,500 | SH | DFND | 0 | 1,500 | 0 | ||
PEPSICO INC | COM | 713448108 | 441 | 4,300 | SH | Call | DFND | 0 | 4,300 | 0 | |
PEPSICO INC | COM | 713448108 | 871 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 2,634 | 25,700 | SH | Call | SOLE | 25,700 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 207 | 7,000 | SH | Call | DFND | 0 | 7,000 | 0 | |
PFIZER INC | COM | 717081103 | 1,275 | 43,000 | SH | Call | SOLE | 43,000 | 0 | 0 | |
PROCTOR GAMBLE | COM | 742718109 | 181 | 2,200 | SH | DFND | 0 | 2,200 | 0 | ||
PROCTOR GAMBLE | COM | 742718109 | 1,259 | 15,300 | SH | SOLE | 15,300 | 0 | 0 | ||
REPUBLIC FIRST BANCORP | COM | 760416107 | 935 | 222,088 | SH | DFND | 0 | 222,088 | 0 | ||
REPUBLIC FIRST BANCORP | COM | 760416107 | 5,759 | 1,368,012 | SH | SOLE | 1,368,012 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 29,389 | 143,000 | SH | Put | DFND | 0 | 143,000 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 196,683 | 957,000 | SH | Put | SOLE | 957,000 | 0 | 0 | |
SHUTTERFLY INC | COM | 82568P304 | 4,374 | 94,321 | SH | DFND | 0 | 94,321 | 0 | ||
SHUTTERFLY INC | COM | 82568P304 | 25,466 | 549,200 | SH | SOLE | 549,200 | 0 | 0 | ||
SIERRA BANCORP | COM | 82620P102 | 244 | 13,429 | SH | DFND | 0 | 13,429 | 0 | ||
SIERRA BANCORP | COM | 82620P102 | 1,454 | 80,110 | SH | SOLE | 80,110 | 0 | 0 | ||
SUFFOLK BANKCORP | COM | 864739107 | 265 | 10,502 | SH | DFND | 0 | 10,502 | 0 | ||
SUFFOLK BANKCORP | COM | 864739107 | 1,730 | 68,530 | SH | SOLE | 68,530 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 906 | 23,650 | SH | DFND | 0 | 23,650 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 5,326 | 139,050 | SH | SOLE | 139,050 | 0 | 0 | ||
TELETECH HOLDINGS INC | COM | 879939106 | 333 | 12,000 | SH | DFND | 0 | 12,000 | 0 | ||
TELETECH HOLDINGS INC | COM | 879939106 | 2,168 | 78,100 | SH | SOLE | 78,100 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 1,567 | 21,600 | SH | DFND | 0 | 21,600 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 9,678 | 133,400 | SH | SOLE | 133,400 | 0 | 0 | ||
TRIUMPH BANCORP INC | COM | 89679E300 | 429 | 27,073 | SH | DFND | 0 | 27,073 | 0 | ||
TRIUMPH BANCORP INC | COM | 89679E300 | 2,817 | 177,927 | SH | SOLE | 177,927 | 0 | 0 | ||
TWENTY FIRST CENTURY FOX INC | CL B | 90130A200 | 395 | 14,000 | SH | DFND | 0 | 14,000 | 0 | ||
TWENTY FIRST CENTURY FOX INC | CL B | 90130A200 | 2,425 | 86,000 | SH | SOLE | 86,000 | 0 | 0 | ||
WAL MART STORES INC | COM | 931142103 | 178 | 2,600 | SH | DFND | 0 | 2,600 | 0 | ||
WAL MART STORES INC | COM | 931142103 | 1,192 | 17,400 | SH | SOLE | 17,400 | 0 | 0 | ||
WEBMD HEALTH | COM | 94770V102 | 357 | 5,700 | SH | DFND | 0 | 5,700 | 0 | ||
WEBMD HEALTH | COM | 94770V102 | 2,148 | 34,300 | SH | SOLE | 34,300 | 0 | 0 |