COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 4,439 | 429,278 | SH | | SOLE | | 409,577 | 0 | 19,701 |
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 1,104 | 125,764 | SH | | SOLE | | 96,573 | 0 | 29,191 |
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 4,155 | 249,246 | SH | | SOLE | | 228,652 | 0 | 20,594 |
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 1,941 | 123,848 | SH | | SOLE | | 113,225 | 0 | 10,623 |
ALLIANZGI CON INCM 2024 TARG | COM | 01883H102 | 3,265 | 354,898 | SH | | SOLE | | 304,487 | 0 | 50,411 |
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 564 | 43,073 | SH | | SOLE | | 36,755 | 0 | 6,318 |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 645 | 40,389 | SH | | SOLE | | 37,180 | 0 | 3,209 |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 2,002 | 128,910 | SH | | SOLE | | 120,239 | 0 | 8,671 |
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 2,365 | 152,259 | SH | | SOLE | | 127,827 | 0 | 24,432 |
BLACKROCK 2022 GBL INCM OPP | COM | 09258P104 | 1,637 | 182,891 | SH | | SOLE | | 168,358 | 0 | 14,533 |
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 373 | 35,502 | SH | | SOLE | | 33,101 | 0 | 2,401 |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 1,996 | 179,151 | SH | | SOLE | | 147,675 | 0 | 31,476 |
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 1,797 | 104,498 | SH | | SOLE | | 96,989 | 0 | 7,509 |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 269 | 28,314 | SH | | SOLE | | 24,744 | 0 | 3,570 |
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 2,773 | 252,346 | SH | | SOLE | | 245,304 | 0 | 7,042 |
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 207 | 36,210 | SH | | SOLE | | 32,420 | 0 | 3,790 |
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 896 | 64,975 | SH | | SOLE | | 64,975 | 0 | 0 |
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 2,969 | 199,368 | SH | | SOLE | | 184,483 | 0 | 14,885 |
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 2,272 | 134,259 | SH | | SOLE | | 128,594 | 0 | 5,665 |
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 1,189 | 74,332 | SH | | SOLE | | 71,128 | 0 | 3,204 |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 9,777 | 872,190 | SH | | SOLE | | 827,872 | 0 | 44,318 |
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 199 | 27,300 | SH | | SOLE | | 27,300 | 0 | 0 |
CENTRAL SECS CORP | COM | 155123102 | 8,910 | 302,050 | SH | | SOLE | | 284,454 | 0 | 17,596 |
CHINA FD INC | COM | 169373107 | 826 | 42,145 | SH | | SOLE | | 32,209 | 0 | 9,936 |
CLOUGH GLOBAL DIVND AND INC | COM | 18913Y103 | 2,414 | 199,864 | SH | | SOLE | | 198,556 | 0 | 1,308 |
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 108 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
COHEN & STEERS GLOBAL INC BL | COM | 19248M103 | 1,574 | 168,884 | SH | | SOLE | | 166,754 | 0 | 2,130 |
COHEN & STEERS LTD DUR PFD I | COM | 19248C105 | 357 | 15,000 | SH | | SOLE | | 8,656 | 0 | 6,344 |
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 342 | 107,859 | SH | | SOLE | | 94,104 | 0 | 13,755 |
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 1,492 | 166,193 | SH | | SOLE | | 139,306 | 0 | 26,887 |
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 289 | 22,973 | SH | | SOLE | | 17,981 | 0 | 4,992 |
DREYFUS ALCENTRA GBL CR INCO | COM | 26189A105 | 3,864 | 429,330 | SH | | SOLE | | 394,223 | 0 | 35,107 |
DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | 633 | 75,390 | SH | | SOLE | | 60,704 | 0 | 14,686 |
EAGLE GRWTH & INCOME OPPTY F | COM SHS BEN IN | 26958j105 | 1,637 | 107,779 | SH | | SOLE | | 92,084 | 0 | 15,695 |
EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | 1,006 | 63,608 | SH | | SOLE | | 56,824 | 0 | 6,784 |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 4,320 | 340,662 | SH | | SOLE | | 313,179 | 0 | 27,483 |
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 1,369 | 106,078 | SH | | SOLE | | 96,091 | 0 | 9,987 |
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 346 | 24,611 | SH | | SOLE | | 24,611 | 0 | 0 |
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 2,258 | 350,069 | SH | | SOLE | | 343,061 | 0 | 7,008 |
EATON VANCE TAX ADV BD OPT S | COM SH BEN INT | 27829M103 | 793 | 90,207 | SH | | SOLE | | 75,329 | 0 | 14,878 |
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 705 | 39,384 | SH | | SOLE | | 25,095 | 0 | 14,289 |
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 194 | 15,147 | SH | | SOLE | | 15,147 | 0 | 0 |
EUROPEAN EQUITY FUND | COM | 298768102 | 2,399 | 255,475 | SH | | SOLE | | 238,606 | 0 | 16,869 |
FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | 1,664 | 173,141 | SH | | SOLE | | 151,581 | 0 | 21,560 |
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740d107 | 1,871 | 118,573 | SH | | SOLE | | 114,583 | 0 | 3,990 |
FIRST TR ENHANCED EQTY INC F | COM | 337318109 | 2,369 | 148,032 | SH | | SOLE | | 130,752 | 0 | 17,280 |
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 1,967 | 133,339 | SH | | SOLE | | 126,252 | 0 | 7,087 |
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 212 | 9,842 | SH | | SOLE | | 9,842 | 0 | 0 |
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 906 | 71,243 | SH | | SOLE | | 65,037 | 0 | 6,206 |
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 633 | 68,098 | SH | | SOLE | | 46,379 | 0 | 21,719 |
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 1,493 | 224,442 | SH | | SOLE | | 196,732 | 0 | 27,710 |
GABELLI DIVD & INCOME TR | COM | 36242H104 | 5,548 | 232,115 | SH | | SOLE | | 212,428 | 0 | 19,687 |
GABELLI EQUITY TR INC | COM | 362397101 | 2,285 | 352,700 | SH | | SOLE | | 345,819 | 0 | 6,881 |
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 1,393 | 114,243 | SH | | SOLE | | 108,408 | 0 | 5,835 |
GENERAL AMERN INVS INC | COM | 368802104 | 6,551 | 177,205 | SH | | SOLE | | 158,796 | 0 | 18,409 |
GUGGENHEIM ENHNCD EQTY INCM | COM | 40167B100 | 370 | 42,100 | SH | | SOLE | | 33,316 | 0 | 8,784 |
HANCOCK JOHN INV TRUST | TAX ADV GLB SH | 41013P749 | 1,014 | 136,657 | SH | | SOLE | | 105,096 | 0 | 31,561 |
HANCOCK JOHN INVS TR | COM | 410142103 | 1,127 | 70,034 | SH | | SOLE | | 64,113 | 0 | 5,921 |
HANCOCK JOHN TAX-ADV DIV INC | COM | 41013V100 | 705 | 30,231 | SH | | SOLE | | 29,755 | 0 | 476 |
HERZFELD CARIBBEAN BASIN FD | COM | 42804T106 | 757 | 117,835 | SH | | SOLE | | 112,524 | 0 | 5,311 |
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 941 | 82,045 | SH | | SOLE | | 78,725 | 0 | 3,320 |
INVESCO SR INCOME TR | COM | 46131H107 | 340 | 79,179 | SH | | SOLE | | 77,433 | 0 | 1,746 |
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 4,061 | 284,771 | SH | | SOLE | | 253,287 | 0 | 31,484 |
JOHN HANCOCK HDG EQ & INC FD | COM | 47804L102 | 1,317 | 83,555 | SH | | SOLE | | 78,230 | 0 | 5,325 |
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 1,518 | 92,480 | SH | | SOLE | | 68,181 | 0 | 24,299 |
LAZARD GLB TTL RET&INCM FD I | COM | 52106W103 | 1,612 | 90,792 | SH | | SOLE | | 84,875 | 0 | 5,917 |
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 554 | 53,096 | SH | | SOLE | | 47,327 | 0 | 5,769 |
LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | 113 | 17,781 | SH | | SOLE | | 17,781 | 0 | 0 |
MADISON CVRED CALL & EQ STR | COM | 557437100 | 184 | 23,944 | SH | | SOLE | | 23,602 | 0 | 342 |
MADISON STRTG SECTOR PREM FD | COM | 558268108 | 732 | 61,545 | SH | | SOLE | | 61,545 | 0 | 0 |
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 146 | 18,850 | SH | | SOLE | | 16,712 | 0 | 2,138 |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 614 | 28,584 | SH | | SOLE | | 27,062 | 0 | 1,522 |
MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | 279 | 17,892 | SH | | SOLE | | 17,892 | 0 | 0 |
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 3,191 | 291,387 | SH | | SOLE | | 264,151 | 0 | 27,236 |
NEW GERMANY FD INC | COM | 644465106 | 3,117 | 171,244 | SH | | SOLE | | 164,161 | 0 | 7,083 |
NEW IRELAND FUND INC | COM | 645673104 | 1,311 | 124,137 | SH | | SOLE | | 101,652 | 0 | 22,485 |
NUVEEN CORE EQUITY ALPHA FUN | COM | 67090X107 | 187 | 11,965 | SH | | SOLE | | 11,965 | 0 | 0 |
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 291 | 36,563 | SH | | SOLE | | 35,172 | 0 | 1,391 |
NUVEEN DIVERSIFIED DIV INCM | COM | 6706EP105 | 380 | 34,841 | SH | | SOLE | | 27,034 | 0 | 7,807 |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 666 | 64,109 | SH | | SOLE | | 40,847 | 0 | 23,262 |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 778 | 49,896 | SH | | SOLE | | 45,005 | 0 | 4,891 |
NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 | 4,037 | 167,978 | SH | | SOLE | | 164,401 | 0 | 3,577 |
NUVEEN PFD & INCM OPPORTNYS | COM | 67073B106 | 159 | 17,100 | SH | | SOLE | | 17,100 | 0 | 0 |
NUVEEN PFD & INCOME 2022 TER | COM | 67075T105 | 233 | 10,200 | SH | | SOLE | | 10,200 | 0 | 0 |
NUVEEN PFD & INCOME TERM FD | COM | 67075A106 | 229 | 10,104 | SH | | SOLE | | 3,884 | 0 | 6,220 |
NUVEEN S&P 500 DYN OVERWRITE | COM | 6706EW100 | 953 | 56,366 | SH | | SOLE | | 52,591 | 0 | 3,775 |
NUVEEN SR INCOME FD | COM | 67067Y104 | 2,994 | 485,994 | SH | | SOLE | | 427,049 | 0 | 58,945 |
NUVEEN TAX ADVANTAGED DIV GR | COM | 67073G105 | 988 | 55,744 | SH | | SOLE | | 51,750 | 0 | 3,994 |
PGIM GLOBAL SHORT DURATION H | COM | 69346J106 | 962 | 69,394 | SH | | SOLE | | 53,277 | 0 | 16,117 |
PGIM SHORT DURATION HIGH YIE | COM | 69346H100 | 1,110 | 78,523 | SH | | SOLE | | 76,005 | 0 | 2,518 |
PIONEER DIV HIGH INCOME TRUS | COM | 723653101 | 1,889 | 129,202 | SH | | SOLE | | 122,329 | 0 | 6,873 |
PIONEER FLOATING RATE TR | COM | 72369J102 | 3,240 | 293,758 | SH | | SOLE | | 252,207 | 0 | 41,551 |
PIONEER HIGH INCOME TR | COM | 72369H106 | 927 | 100,131 | SH | | SOLE | | 99,466 | 0 | 665 |
PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 74255X104 | 339 | 19,645 | SH | | SOLE | | 19,645 | 0 | 0 |
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 536 | 118,487 | SH | | SOLE | | 114,929 | 0 | 3,558 |
RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 | 268 | 15,837 | SH | | SOLE | | 15,837 | 0 | 0 |
RIVERNORTH OPPRTUNITIES FD I | COM | 76881y109 | 230 | 12,263 | SH | | SOLE | | 12,263 | 0 | 0 |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 255 | 14,156 | SH | | SOLE | | 13,395 | 0 | 761 |
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 1,643 | 156,313 | SH | | SOLE | | 142,098 | 0 | 14,215 |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 328 | 32,104 | SH | | SOLE | | 17,028 | 0 | 15,076 |
SOURCE CAP INC | COM | 836144105 | 10,286 | 255,882 | SH | | SOLE | | 238,292 | 0 | 17,590 |
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 6,514 | 433,433 | SH | | SOLE | | 408,906 | 0 | 24,527 |
SPECIAL OPPORTUNITIES FD INC | PFD CONV SE B | 84741T302 | 931 | 36,515 | SH | | SOLE | | 33,506 | 0 | 3,009 |
SPROTT FOCUS TR INC | COM | 85208J109 | 6,162 | 834,958 | SH | | SOLE | | 768,820 | 0 | 66,138 |
SWISS HELVETIA FD INC | COM | 870875101 | 226 | 26,511 | SH | | SOLE | | 26,077 | 0 | 434 |
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 599 | 25,870 | SH | | SOLE | | 24,818 | 0 | 1,052 |
TEMPLETON DRAGON FD INC | COM | 88018T101 | 595 | 29,854 | SH | | SOLE | | 29,854 | 0 | 0 |
THL CR SR LN FD | COM | 87244R103 | 708 | 42,566 | SH | | SOLE | | 39,494 | 0 | 3,072 |
TRI CONTL CORP | COM | 895436103 | 9,553 | 342,780 | SH | | SOLE | | 325,362 | 0 | 17,418 |
VIRTUS GLOBAL MULTI-SEC INC | COM | 92829B101 | 1,878 | 142,068 | SH | | SOLE | | 128,964 | 0 | 13,104 |
VOYA ASIA PAC DIVID EQUITY I | COM | 92912J102 | 369 | 38,661 | SH | | SOLE | | 24,684 | 0 | 13,977 |
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 403 | 49,936 | SH | | SOLE | | 49,936 | 0 | 0 |
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 1,095 | 95,685 | SH | | SOLE | | 93,498 | 0 | 2,187 |
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 2,044 | 279,221 | SH | | SOLE | | 276,582 | 0 | 2,639 |
VOYA INTL HIGH DIVID EQTY IN | COM | 92912Y109 | 221 | 34,658 | SH | | SOLE | | 34,658 | 0 | 0 |
WELLS FARGO GLOBAL DIVIDEND | COM | 94987C103 | 367 | 69,286 | SH | | SOLE | | 69,286 | 0 | 0 |
WELLS FARGO INCOME OPPORTUNI | WF INC OPPTY FD | 94987B105 | 2,631 | 332,210 | SH | | SOLE | | 298,407 | 0 | 33,803 |
WELLS FARGO MULTI SECTOR INC | COM | 94987D101 | 586 | 48,169 | SH | | SOLE | | 48,169 | 0 | 0 |
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 2,514 | 276,012 | SH | | SOLE | | 269,449 | 0 | 6,563 |
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 520 | 32,127 | SH | | SOLE | | 25,417 | 0 | 6,710 |
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 2,211 | 348,715 | SH | | SOLE | | 297,948 | 0 | 50,767 |
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 850 | 178,591 | SH | | SOLE | | 160,661 | 0 | 17,930 |