The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES MSCI ACWI INDEX MSCI A | ETF | 464288257 | 53 | 935 | SH | SOLE | 53 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI IN | ETF | 01864U106 | 14 | 915 | SH | SOLE | 14 | 0 | 0 | ||
ISHARES TR CORE U S AGGREGATE | ETF | 464287226 | 37,073 | 329,198 | SH | SOLE | 37,073 | 0 | 0 | ||
JP MORGAN EXCH TRADED NT ALERI | ETF | 46625H365 | 126 | 3,947 | SH | SOLE | 126 | 0 | 0 | ||
ALPS ETF TR ALERIAN MLP ETF | ETF | 00162Q866 | 938 | 73,745 | SH | SOLE | 938 | 0 | 0 | ||
VANGUARD TOTAL BOND MARKET ETF | ETF | 921937835 | 166 | 1,967 | SH | SOLE | 166 | 0 | 0 | ||
ISHARES TR BARCLYS 1-3YR CR | ETF | 464288646 | 139 | 1,308 | SH | SOLE | 139 | 0 | 0 | ||
SPDR MSCI ACWI EX-US | ETF | 78463X848 | 193 | 6,341 | SH | SOLE | 193 | 0 | 0 | ||
BARCLAYS BANK IPATH ETN DJ UBS | ETF | 06738C778 | 172 | 6,963 | SH | SOLE | 172 | 0 | 0 | ||
ISHARES TRUST DOW JONES SELECT | ETF | 464287168 | 844 | 9,894 | SH | SOLE | 844 | 0 | 0 | ||
ISHARES MSCI EMRG MKT FD EMERG | ETF | 464287234 | 62 | 1,818 | SH | SOLE | 62 | 0 | 0 | ||
ISHARES TR MSCI EAFE FD MSCI E | ETF | 464287465 | 232,801 | 4,170,574 | SH | SOLE | 232,801 | 0 | 0 | ||
EATON VANCE TAX ADVT DIV INCM | ETF | 27828G107 | 70 | 3,500 | SH | SOLE | 70 | 0 | 0 | ||
SCHWAB FUNDAMENTAL BROAD MKT E | ETF | 808524789 | 23 | 750 | SH | SOLE | 23 | 0 | 0 | ||
FIRST TRUST TECHNOLOGY ALPHADE | ETF | 33734X176 | 493 | 14,930 | SH | SOLE | 493 | 0 | 0 | ||
GUGGENHEIM ENHANCED EQUITY STR | ETF | 40167K100 | 4 | 231 | SH | SOLE | 4 | 0 | 0 | ||
SPDR GOLD TRUST SPDR GOLD SHAR | ETF | 78463V107 | 329 | 2,602 | SH | SOLE | 329 | 0 | 0 | ||
ISHARES S&P GSCI CMDTY COMMODI | ETF | 46428R107 | 671 | 43,256 | SH | SOLE | 671 | 0 | 0 | ||
WISDOMTREE TR EUROPE HEDGED EQ | ETF | 97717X701 | 986 | 19,513 | SH | SOLE | 986 | 0 | 0 | ||
ISHARES TRUST IBOXX $ HIGH YIE | ETF | 464288513 | 131 | 1,547 | SH | SOLE | 131 | 0 | 0 | ||
ISHARES COMEX GOLD TR ISHARES | ETF | 464285105 | 8 | 630 | SH | SOLE | 8 | 0 | 0 | ||
ISHARES TR NASDAQ BIO INDEX | ETF | 464287556 | 75 | 290 | SH | SOLE | 75 | 0 | 0 | ||
SPDR SER TR BARCLAYS INTL CORP | ETF | 78464A151 | 12 | 367 | SH | SOLE | 12 | 0 | 0 | ||
ISHARES BARCLAYS 7-10 YR TREAS | ETF | 464287440 | 3,205 | 28,371 | SH | SOLE | 3,205 | 0 | 0 | ||
ISHARES TR S&P MIDCAP 400 INDE | ETF | 464287507 | 39 | 260 | SH | SOLE | 39 | 0 | 0 | ||
ISHARES S&P MIDCAP 400 GRTH FD | ETF | 464287606 | 12 | 70 | SH | SOLE | 12 | 0 | 0 | ||
ISHARES TR S&P SMLCAP 600 | ETF | 464287804 | 34 | 292 | SH | SOLE | 34 | 0 | 0 | ||
ISHARE S&P S/C 600 GRW | ETF | 464287887 | 11 | 84 | SH | SOLE | 11 | 0 | 0 | ||
ISHARES TR S&P 500 /BAR VAL | ETF | 464287408 | 10 | 106 | SH | SOLE | 10 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC S&P M | ETF | 921932885 | 56 | 556 | SH | SOLE | 56 | 0 | 0 | ||
ISHARES CORE S&P ETF S&P 500 I | ETF | 464287200 | 26 | 125 | SH | SOLE | 26 | 0 | 0 | ||
ISHARES TR S&P500 GRW | ETF | 464287309 | 14 | 124 | SH | SOLE | 14 | 0 | 0 | ||
ISHARES TR RUSSELL 1000 | ETF | 464287622 | 1,348 | 11,535 | SH | SOLE | 1,348 | 0 | 0 | ||
ISHARES TR RUSSELL1000VAL | ETF | 464287598 | 130 | 1,264 | SH | SOLE | 130 | 0 | 0 | ||
ISHARES TR RUSSELL1000GRW | ETF | 464287614 | 47 | 471 | SH | SOLE | 47 | 0 | 0 | ||
ISHARES TR RUSSELL 2000 INDEX | ETF | 464287655 | 117 | 1,021 | SH | SOLE | 117 | 0 | 0 | ||
ISHARES TR RUSSELL 2000 RUSSEL | ETF | 464287630 | 72 | 735 | SH | SOLE | 72 | 0 | 0 | ||
ISHARES TR RUSSELL 2000 GROWTH | ETF | 464287648 | 14 | 102 | SH | SOLE | 14 | 0 | 0 | ||
ISHARES TR RUSSELL MID CAP GRO | ETF | 464287481 | 124 | 1,330 | SH | SOLE | 124 | 0 | 0 | ||
ISHARES TR RUSSELL MIDCAP INDE | ETF | 464287499 | 316 | 1,878 | SH | SOLE | 316 | 0 | 0 | ||
ISHARES TR RUSSELL MCP VL | ETF | 464287473 | 31 | 412 | SH | SOLE | 31 | 0 | 0 | ||
ISHARES TR RUSSELL 3000 RUSSEL | ETF | 464287689 | 17,580 | 141,749 | SH | SOLE | 17,580 | 0 | 0 | ||
ISHARES US CONSUMER GOODS ETF | ETF | 464287812 | 26 | 225 | SH | SOLE | 26 | 0 | 0 | ||
ISHARES TR DOW JONES RE US REA | ETF | 464287739 | 51,766 | 628,301 | SH | SOLE | 51,766 | 0 | 0 | ||
SPDR BARCLAYS ETF HIGH YIELD V | ETF | 78464A417 | 28,917 | 810,214 | SH | SOLE | 28,917 | 0 | 0 | ||
ISHARES INC EMERGING MKTS LOCA | ETF | 464286517 | 11 | 244 | SH | SOLE | 11 | 0 | 0 | ||
ISHARES IBOXX INVESTOP IBOXX $ | ETF | 464287242 | 169 | 1,377 | SH | SOLE | 169 | 0 | 0 | ||
LEGG MASON ETF EQUITY TR LOW V | ETF | 52468L406 | 520 | 18,375 | SH | SOLE | 520 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF | ETF | 78467Y107 | 35,665 | 131,011 | SH | SOLE | 35,665 | 0 | 0 | ||
SPDR S&P 400 MID CAP | ETF | 78464A839 | 7 | 86 | SH | SOLE | 7 | 0 | 0 | ||
ISHARES TRUST S&P NATL AMT FRE | ETF | 464288414 | 175 | 1,532 | SH | SOLE | 175 | 0 | 0 | ||
NUVEEN N C PREM INCOME MUN FD | ETF | 67060P100 | 45 | 3,070 | SH | SOLE | 45 | 0 | 0 | ||
NUVEEN DIVID ADVANTAGE MUN INC | ETF | 67071L106 | 24 | 1,505 | SH | SOLE | 24 | 0 | 0 | ||
ISHARES TR S&P 100 INDEX FD | ETF | 464287101 | 68 | 731 | SH | SOLE | 68 | 0 | 0 | ||
VANECK VECTORS ETF OIL SVCS ET | ETF | 92189F718 | 9 | 300 | SH | SOLE | 9 | 0 | 0 | ||
ISHARES S&P U S PFD FUND S&P U | ETF | 464288687 | 671 | 16,810 | SH | SOLE | 671 | 0 | 0 | ||
PIMCO FLOATING RATE INCOME FD | ETF | 72201H108 | 31 | 3,000 | SH | SOLE | 31 | 0 | 0 | ||
PIMCO CORPORATE OPP FD COM | ETF | 72201B101 | 97 | 6,868 | SH | SOLE | 97 | 0 | 0 | ||
POWERSHS EXCH TRAD FD TR INSUR | ETF | 73936T474 | 37 | 1,413 | SH | SOLE | 37 | 0 | 0 | ||
INDEX IQ TR IQ ETF HEDGE MFCE | ETF | 45409B107 | 92 | 3,144 | SH | SOLE | 92 | 0 | 0 | ||
POWERSHARES QQQ TRUST UNIT SER | ETF | 73935A104 | 92 | 858 | SH | SOLE | 92 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC COM | ETF | 78081T104 | 8 | 1,116 | SH | SOLE | 8 | 0 | 0 | ||
RYDEX ETF TR GUGGENHEIM S&P 50 | ETF | 78355W106 | 117 | 1,455 | SH | SOLE | 117 | 0 | 0 | ||
ROYCE VALUE TR INC COM | ETF | 780910105 | 62 | 5,263 | SH | SOLE | 62 | 0 | 0 | ||
SCHWAB STRATEGIC TR US SMALL C | ETF | 808524607 | 4 | 72 | SH | SOLE | 4 | 0 | 0 | ||
SCHWAB US BROAD MARKET ETF | ETF | 808524102 | 11,133 | 221,335 | SH | SOLE | 11,133 | 0 | 0 | ||
SCHWAB STRATEGIC TR US DIVIDEN | ETF | 808524797 | 92 | 2,216 | SH | SOLE | 92 | 0 | 0 | ||
SCHWAB STRATEGIC TR INTL EQUIT | ETF | 808524805 | 199 | 7,354 | SH | SOLE | 199 | 0 | 0 | ||
SCHWAB STRATEGIC TR US REIT ET | ETF | 808524847 | 160 | 3,690 | SH | SOLE | 160 | 0 | 0 | ||
SCHWAB US AGGREGATE BOND ETF | ETF | 808524839 | 11 | 208 | SH | SOLE | 11 | 0 | 0 | ||
SPDR S&P DIVIDEND ETF | ETF | 78464A763 | 54 | 648 | SH | SOLE | 54 | 0 | 0 | ||
SPDR SER TR NUVEEN BARCLAYS SH | ETF | 78468R739 | 165 | 3,354 | SH | SOLE | 165 | 0 | 0 | ||
ISHARES TR BARCLYS 1-3 YR TREA | ETF | 464287457 | 24 | 280 | SH | SOLE | 24 | 0 | 0 | ||
ISHARES SILVER TRUST INDEX FUN | ETF | 46428Q109 | 25 | 1,400 | SH | SOLE | 25 | 0 | 0 | ||
SPDR S&P 500 ETF TR EXPIRING 0 | ETF | 78462F103 | 407,172 | 1,943,773 | SH | SOLE | 407,172 | 0 | 0 | ||
SPDR SER TR NUVEEN BARCLAYS MU | ETF | 78468R721 | 131 | 2,596 | SH | SOLE | 131 | 0 | 0 | ||
ISHARES TR BARCLAYS TIPS BOND | ETF | 464287176 | 1,381 | 11,837 | SH | SOLE | 1,381 | 0 | 0 | ||
ISHARES TR BARCLAYS 20+ YR | ETF | 464287432 | 4 | 28 | SH | SOLE | 4 | 0 | 0 | ||
VANGUARD SMALL CAP GRWTH | ETF | 922908595 | 157 | 1,267 | SH | SOLE | 157 | 0 | 0 | ||
VANGUARD SMALL CAP VALUE | ETF | 922908611 | 18 | 174 | SH | SOLE | 18 | 0 | 0 | ||
VANGUARD EUROPE PACIFIC ETF | ETF | 921943858 | 826 | 23,355 | SH | SOLE | 826 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FDS | ETF | 922042874 | 3,338 | 71,535 | SH | SOLE | 3,338 | 0 | 0 | ||
VANGUARD DIV APPRCIATION | ETF | 921908844 | 8,726 | 104,832 | SH | SOLE | 8,726 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC S&P S | ETF | 921932828 | 19 | 183 | SH | SOLE | 19 | 0 | 0 | ||
VANGUARD REIT | ETF | 922908553 | 224 | 2,523 | SH | SOLE | 224 | 0 | 0 | ||
VANGUARD INDEX FDS MID CAP ETF | ETF | 922908629 | 239 | 1,937 | SH | SOLE | 239 | 0 | 0 | ||
VANGUARD MID CAP VALUE | ETF | 922908512 | 102 | 1,140 | SH | SOLE | 102 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS VANGUA | ETF | 92206C730 | 0 | 1 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS S&P 500 ETF | ETF | 922908363 | 133 | 693 | SH | SOLE | 133 | 0 | 0 | ||
VANGUARD MID CAP GROWTH | ETF | 922908538 | 454 | 4,460 | SH | SOLE | 454 | 0 | 0 | ||
VANGUARD INDEX FDS STK MRK ETF | ETF | 922908769 | 1,079 | 10,071 | SH | SOLE | 1,079 | 0 | 0 | ||
VANGUARD INDEX FDS VALUE ETF | ETF | 922908744 | 246 | 2,895 | SH | SOLE | 246 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS VANGUA | ETF | 92206C623 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS GROWTH ETF | ETF | 922908736 | 826 | 7,707 | SH | SOLE | 826 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD | ETF | 922042858 | 36,767 | 1,043,634 | SH | SOLE | 36,767 | 0 | 0 | ||
VANGUARD STAR FD VANGUARD TOTA | ETF | 921909768 | 177 | 3,969 | SH | SOLE | 177 | 0 | 0 | ||
SPDR SER TR S&P BIOTECH ETF | ETF | 78464A870 | 13 | 240 | SH | SOLE | 13 | 0 | 0 | ||
SECTOR SPDR ENERGY | ETF | 81369Y506 | 57 | 835 | SH | SOLE | 57 | 0 | 0 | ||
SELECT SECTOR SPDR TR SBI INT- | ETF | 81369Y605 | 303 | 13,240 | SH | SOLE | 303 | 0 | 0 | ||
SECTOR SPDR CONSMRS STPL | ETF | 81369Y308 | 11 | 200 | SH | SOLE | 11 | 0 | 0 |