(1) Consists of (i) 3,836,355 shares of the Issuer’s common stock and (ii) 533,333 shares of the Issuer’s common stock issuable upon exercise of warrants that are currently exercisable.
(2) Consists of 4,000,000 shares of the Issuer’s common stock issuable upon exercise of warrants that are currently exercisable.
(3) Consists of (i) 3,074,450 shares of the Issuer’s common stock and (ii) 533,333 shares of the Issuer’s common stock issuable upon exercise of warrants that are currently exercisable.
(4) Consists of (i) 1,523,810 shares of the Issuer’s common stock and (ii) 4,000,000 shares of the Issuer’s common stock issuable upon exercise of warrants that are currently exercisable.
(5) Consists of (i) 4,598,260 shares of the Issuer’s common stock and (ii) 4,533,333 shares of the Issuer’s common stock issuable upon exercise of warrants that are currently exercisable.
(6) Based on 12,367,756 shares of the Issuer’s common stock outstanding as of April 28, 2014, as set forth in the Issuer’s Definitive Proxy Statement on Schedule 14A, filed with the Securities and Exchange Commission on April 28, 2014 .
This Amendment No. 5 (this “Amendment”) to Schedule 13D amends the Schedule 13D (the “Schedule 13D”) filed with the Securities and Exchange Commission (the “SEC”) by Donald R. Wilson, Jr. (“Wilson”), 2012 DOOH Investments LLC (“DOOH Investments”) and DOOH Investment Manager LLC (“DOOH Manager”) on December 26, 2012, as amended by Amendment No. 1 to the Schedule 13D filed with the SEC on January 14, 2013, Amendment No. 2 to the Schedule 13D filed with the SEC on February 12, 2013, Amendment No. 3 to the Schedule 13D filed with the SEC on May 22, 2013 and Amendment No. 4 (“Amendment No. 4”) to the Schedule 13D filed with the SEC on September 20, 2013 by Wilson, DOOH Investments, DOOH Manager, DRW Commodities, LLC (“DRW Commodities”) and DRW Holdings, LLC (“DRW Holdings”), with respect to the securities of SCG Financial Acquisition Corp. (the “Issuer”). The purpose of this Amendment is to report an increase in the number of outstanding shares of the Issuer’s common stock since the reporting persons filed Amendment No. 4, which resulted in the shares of common stock beneficially owned by the reporting persons representing a lower percentage of the Issuer’s outstanding common stock. Specifically, since the filing of Amendment No. 4, the Issuer has reported an increase in the number of outstanding shares of its common stock from 11,284,593 shares to 12,367,756 shares, as reported in the Issuer’s Definitive Proxy Statement on Schedule 14A filed with the Commission on April 28, 2014. Except as otherwise indicated herein, the information in the Schedule 13D, as previously amended, remains unchanged. Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to them in the Schedule 13D.
Item 5. Interest in Securities of the Issuer
Item 5(a) of the Schedule 13D is hereby amended and restated as follows:
(a) Based on information contained in the Issuer’s Definitive Proxy Statement on Schedule 14A filed with the Commission on April 28, 2014, 12,367,756 shares of the Issuer’s Common Stock were outstanding as of April 28, 2014. Based on the foregoing, (i) the aggregate of 9,131,593 shares of Common Stock that Wilson may be deemed to beneficially own represent approximately 54.0% of the Common Stock outstanding; (ii) the 6,777,143 shares of Common Stock that DOOH Investments and DOOH Manager may be deemed to beneficially own represent approximately 40.1% of the Common Stock outstanding; (iii) the 2,354,450 shares of Common Stock that DRW Commodities and DRW Holdings may be deemed to beneficially own represent approximately 19.0% of the Common Stock outstanding; and (iv) the 9,131,593 shares of Common Stock that all of the Reporting Persons collectively beneficially own represent approximately 54.0% of the Common Stock outstanding.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: May 5, 2014
2012 DOOH INVESTMENTS LLC
By: DOOH Investment Manager LLC
Its: Manager
By: /s/ Donald R. Wilson, Jr.
Name: Donald R. Wilson, Jr.
Title: Manager
DOOH INVESTMENT MANAGER LLC
By: /s/ Donald R. Wilson, Jr.
Name: Donald R. Wilson, Jr.
Title: Manager
/s/ Donald R. Wilson, Jr.
Donald R. Wilson, Jr.
DRW COMMODITIES, LLC
By: /s/ Donald R. Wilson, Jr.
Name: Donald R. Wilson, Jr.
Title: Manager
DRW HOLDINGS, LLC
By: /s/ Donald R. Wilson, Jr.
Name: Donald R. Wilson, Jr.
Title: Manager