Item 1. | |
(a) | Name of issuer:
Alpha Cognition Inc. |
(b) | Address of issuer's principal executive
offices:
1200 - 750 West Pender Street, Vancouver, British Columbia V6C |
Item 2. | |
(a) | Name of person filing:
James E. Besser
Morgan C. Frank |
(b) | Address or principal business office or, if
none, residence:
James E. Besser
c/o Manchester Management Company, LLC
2 Calle Candina, #1701
San Juan, Puerto Rico, 00907
United States of America
Morgan C. Frank
c/o Manchester Management Company, LLC
2 Calle Candina, #1701
San Juan, Puerto Rico, 00907
United States of America |
(c) | Citizenship:
James E. Besser - United States of America
Morgan C. Frank - United States of America |
(d) | Title of class of securities:
Common Shares, no par value |
(e) | CUSIP No.:
02074J501 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
James E. Besser - 1,003,203
Morgan C. Frank - 821,181 |
(b) | Percent of class:
James E. Besser - 6.2%
Morgan C. Frank - 5.1% % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
James E. Besser - 210,000
Morgan C. Frank - 45,000
|
| (ii) Shared power to vote or to direct the
vote:
James E. Besser - 793,203
Morgan C. Frank - 776,181
|
| (iii) Sole power to dispose or to direct the
disposition of:
James E. Besser - 210,000
Morgan C. Frank - 45,000
|
| (iv) Shared power to dispose or to direct the
disposition of:
James E. Besser - 793,203
Morgan C. Frank - 776,181
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
| |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
If any other person is known to have the right to receive or the power to direct
the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to
that effect should be included in response to this item and, if such interest relates to more
than 5 percent of the class, such person should be identified. A listing of the shareholders of
an investment company registered under the Investment Company Act of 1940 or the beneficiaries
of employee benefit plan, pension fund or endowment fund is not required.
All of the securities reported in this Schedule 13G that are not directly owned by James E. Besser and Morgan C. Frank, are directly owned by advisory clients of management entities controlled by James E. Besser. None of those advisory clients may be deemed to beneficially own more than 5% of the Common Shares, no par value. |
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members of
the Group. |
|
Not Applicable
|
Item 9. | Notice of Dissolution of Group. |
|
Not Applicable
|