The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
58.COM INC-ADR | ADR | 31680Q104 | 584 | 7,929 | SH | DFND | 3,4 | 7,929 | 0 | 0 | |
58.COM INC-ADR | ADR | 31680Q104 | 207 | 2,818 | SH | DFND | 4,5 | 2,818 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 7,524 | 45,668 | SH | DFND | 3,4 | 45,668 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 27,520 | 167,033 | SH | DFND | 4,5 | 167,033 | 0 | 0 | |
AVIANCA HOLDINGS SA-SPON ADR | ADR | 05367G100 | 9,605 | 1,709,106 | SH | DFND | 4,5 | 0 | 0 | 1,709,106 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 1,763 | 7,710 | SH | DFND | 3,4 | 7,710 | 0 | 0 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 7,350 | 32,139 | SH | DFND | 4,5 | 32,139 | 0 | 0 | |
BBVA BANCO FRANCES SA-ADR | ADR | 07329M100 | 864 | 74,000 | SH | DFND | 3,4 | 74,000 | 0 | 0 | |
BBVA BANCO FRANCES SA-ADR | ADR | 07329M100 | 1,229 | 105,300 | SH | DFND | 4,5 | 105,300 | 0 | 0 | |
CEMEX SAB-SPONS ADR PART CER | ADR | 151290889 | 2,310 | 328,063 | SH | DFND | 3,4 | 328,063 | 0 | 0 | |
CEMEX SAB-SPONS ADR PART CER | ADR | 151290889 | 4,466 | 634,406 | SH | DFND | 4,5 | 634,406 | 0 | 0 | |
ECOPETROL SA-SPONSORED ADR | ADR | 279158109 | 6,194 | 230,000 | SH | DFND | 4,5 | 0 | 0 | 230,000 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 401 | 4,051 | SH | DFND | 3,4 | 4,051 | 0 | 0 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 143 | 1,441 | SH | DFND | 4,5 | 1,441 | 0 | 0 | |
GRAN TIERRA ENERGY INC | EQUITY | 38500T101 | 822 | 215,200 | SH | DFND | 4,5 | 215,200 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 1,298 | 22,800 | SH | DFND | 3,4 | 22,800 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 1,617 | 28,400 | SH | DFND | 4,5 | 28,400 | 0 | 0 | |
GRUPO AEROPORTUARIO SUR-ADR | ADR | 40051E202 | 551 | 2,688 | SH | DFND | 3,4 | 2,688 | 0 | 0 | |
GRUPO AEROPORTUARIO SUR-ADR | ADR | 40051E202 | 196 | 956 | SH | DFND | 4,5 | 956 | 0 | 0 | |
GRUPO FINANCIERO GALICIA-ADR | ADR | 399909100 | 2,699 | 106,137 | SH | DFND | 3,4 | 106,137 | 0 | 0 | |
GRUPO FINANCIERO GALICIA-ADR | ADR | 399909100 | 3,699 | 145,447 | SH | DFND | 4,5 | 145,447 | 0 | 0 | |
GRUPO SUPERVIELLE SA-SP ADR | ADR | 40054A108 | 82 | 10,719 | SH | DFND | 4,5 | 10,719 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 977 | 10,385 | SH | DFND | 3,4 | 10,385 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 2,809 | 29,855 | SH | DFND | 4,5 | 29,855 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 3,887 | 457,829 | SH | DFND | 3,4 | 457,829 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 12,021 | 1,415,907 | SH | DFND | 4,5 | 1,415,907 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 524 | 7,083 | SH | DFND | 3,4 | 7,083 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 187 | 2,520 | SH | DFND | 4,5 | 2,520 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 447 | 10,600 | SH | DFND | 3,4 | 10,600 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 236 | 5,600 | SH | DFND | 4,5 | 5,600 | 0 | 0 | |
PAMPA ENERGIA SA-SPON ADR | ADR | 697660207 | 862 | 27,775 | SH | DFND | 3,4 | 27,775 | 0 | 0 | |
PAMPA ENERGIA SA-SPON ADR | ADR | 697660207 | 1,231 | 39,638 | SH | DFND | 4,5 | 39,638 | 0 | 0 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 1,591 | 152,136 | SH | DFND | 3,4 | 152,136 | 0 | 0 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 3,904 | 373,267 | SH | DFND | 4,5 | 373,267 | 0 | 0 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 5,130 | 425,000 | SH | DFND | 4,5 | 0 | 0 | 425,000 | |
SILICON MOTION TECHNOL-ADR | ADR | 82706C108 | 1,042 | 19,397 | SH | DFND | 3,4 | 19,397 | 0 | 0 | |
SILICON MOTION TECHNOL-ADR | ADR | 82706C108 | 509 | 9,484 | SH | DFND | 4,5 | 9,484 | 0 | 0 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 611 | 13,835 | SH | DFND | 3,4 | 13,835 | 0 | 0 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 217 | 4,923 | SH | DFND | 4,5 | 4,923 | 0 | 0 | |
TERNIUM SA-SPONSORED ADR | ADR | 880890108 | 354 | 11,693 | SH | DFND | 3,4 | 11,693 | 0 | 0 | |
TERNIUM SA-SPONSORED ADR | ADR | 880890108 | 126 | 4,156 | SH | DFND | 4,5 | 4,156 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 9,832 | 662,512 | SH | DFND | 3,4 | 662,512 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 17,687 | 1,191,862 | SH | DFND | 4,5 | 1,191,862 | 0 | 0 | |
YPF S.A.-SPONSORED ADR | ADR | 984245100 | 2,081 | 134,712 | SH | DFND | 3,4 | 134,712 | 0 | 0 | |
YPF S.A.-SPONSORED ADR | ADR | 984245100 | 2,976 | 192,606 | SH | DFND | 4,5 | 192,606 | 0 | 0 | |
YY INC-ADR | ADR | 98426T106 | 909 | 12,131 | SH | DFND | 3,4 | 12,131 | 0 | 0 | |
YY INC-ADR | ADR | 98426T106 | 438 | 5,843 | SH | DFND | 4,5 | 5,843 | 0 | 0 |