The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 318 | 1,403 | SH | DFND | 1 | 1,403 | 0 | 0 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 3,362 | 16,490 | SH | DFND | 1 | 16,490 | 0 | 0 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 1,943 | 378,706 | SH | DFND | 1 | 378,706 | 0 | 0 | |
BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 397 | 13,791 | SH | DFND | 1 | 13,791 | 0 | 0 | |
BAOZUN INC-SPN ADR | ADR | 06684L103 | 2,391 | 67,474 | SH | DFND | 1 | 67,474 | 0 | 0 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 2,041 | 24,156 | SH | DFND | 1 | 24,156 | 0 | 0 | |
GERDAU SA -SPON ADR | ADR | 373737105 | 1,168 | 197,977 | SH | DFND | 1 | 197,977 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 308 | 5,900 | SH | DFND | 1 | 5,900 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 3,263 | 44,628 | SH | DFND | 1 | 44,628 | 0 | 0 | |
HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,916 | 45,231 | SH | DFND | 1 | 45,231 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 8,790 | 514,011 | SH | DFND | 1 | 514,011 | 0 | 0 | |
INFOSYS LTD-SP ADR | ADR | 456788108 | 657 | 31,012 | SH | DFND | 1 | 31,012 | 0 | 0 | |
ITAU UNIBANCO H-SPON PRF ADR | ADR | 465562106 | 1,156 | 192,319 | SH | DFND | 1 | 192,319 | 0 | 0 | |
JD.COM INC-ADR | ADR | 47215P106 | 3,111 | 38,985 | SH | DFND | 1 | 38,985 | 0 | 0 | |
MERCADOLIBRE INC | EQUITY | 58733R102 | 1,402 | 900 | SH | DFND | 1 | 900 | 0 | 0 | |
NETEASE INC-ADR | ADR | 64110W102 | 1,735 | 15,058 | SH | DFND | 1 | 15,058 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 839 | 102,421 | SH | DFND | 1 | 102,421 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 160 | 3,400 | SH | DFND | 1 | 3,400 | 0 | 0 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 4,309 | 352,315 | SH | DFND | 1 | 352,315 | 0 | 0 | |
SEA LTD-ADR | ADR | 81141R100 | 2,334 | 8,500 | SH | DFND | 1 | 8,500 | 0 | 0 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 5,022 | 41,797 | SH | DFND | 1 | 41,797 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 5,015 | 219,838 | SH | DFND | 1 | 219,838 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 403 | 1,776 | SH | DFND | 2 | 1,776 | 0 | 0 | |
ANGLOGOLD ASHANTI-SPON ADR | ADR | 035128206 | 6,921 | 372,500 | SH | DFND | 2 | 0 | 0 | 372,500 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 43,476 | 213,224 | SH | DFND | 2 | 129,047 | 0 | 84,177 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 28,719 | 5,704,517 | SH | DFND | 2 | 3,090,615 | 0 | 2,613,902 | |
BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 595 | 20,659 | SH | DFND | 2 | 20,659 | 0 | 0 | |
BAOZUN INC-SPN ADR | ADR | 06684L103 | 1,469 | 41,454 | SH | DFND | 2 | 41,454 | 0 | 0 | |
CEMEX SAB-SPONS ADR PART CER | ADR | 151290889 | 8,064 | 960,000 | SH | DFND | 2 | 0 | 0 | 960,000 | |
ECOPETROL SA-SPONSORED ADR | ADR | 279158109 | 10,965 | 750,000 | SH | DFND | 2 | 0 | 0 | 750,000 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 1,144 | 13,537 | SH | DFND | 2 | 13,537 | 0 | 0 | |
GERDAU SA -SPON ADR | ADR | 373737105 | 492 | 83,421 | SH | DFND | 2 | 83,421 | 0 | 0 | |
GOLD FIELDS LTD-SPONS ADR | ADR | 38059T106 | 6,944 | 780,250 | SH | DFND | 2 | 0 | 0 | 780,250 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 982 | 18,800 | SH | DFND | 2 | 18,800 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 1,816 | 24,841 | SH | DFND | 2 | 24,841 | 0 | 0 | |
HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,643 | 38,775 | SH | DFND | 2 | 38,775 | 0 | 0 | |
HUDBAY MINERALS INC | EQUITY | 443628102 | 16,656 | 2,500,000 | SH | DFND | 2 | 0 | 0 | 2,500,000 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 68,746 | 4,058,410 | SH | DFND | 2 | 2,520,878 | 0 | 1,537,532 | |
INFOSYS LTD-SP ADR | ADR | 456788108 | 13,596 | 662,930 | SH | DFND | 2 | 415,875 | 0 | 247,055 | |
JD.COM INC-ADR | ADR | 47215P106 | 1,683 | 21,082 | SH | DFND | 2 | 21,082 | 0 | 0 | |
MERCADOLIBRE INC | EQUITY | 58733R102 | 13,825 | 9,000 | SH | DFND | 2 | 2,900 | 0 | 6,100 | |
NETEASE INC-ADR | ADR | 64110W102 | 966 | 8,380 | SH | DFND | 2 | 8,380 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 440 | 53,728 | SH | DFND | 2 | 53,728 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 472 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 76,663 | 6,268,464 | SH | DFND | 2 | 2,715,064 | 0 | 3,553,400 | |
SEA LTD-ADR | ADR | 81141R100 | 39,551 | 145,600 | SH | DFND | 2 | 92,100 | 0 | 53,500 | |
SHINHAN FINANCIAL GROUP-ADR | ADR | 824596100 | 2,787 | 92,180 | SH | DFND | 2 | 0 | 0 | 92,180 | |
SOUTHERN COPPER CORP | EQUITY | 84265V105 | 17,045 | 265,000 | SH | DFND | 2 | 0 | 0 | 265,000 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 16,676 | 153,008 | SH | DFND | 2 | 23,785 | 0 | 129,223 | |
VALE SA-SP ADR | ADR | 91912E105 | 54,597 | 2,393,551 | SH | DFND | 2 | 1,987,790 | 0 | 405,761 | |
WHEATON PRECIOUS METALS CORP | EQUITY | 962879102 | 31,002 | 702,597 | SH | DFND | 2 | 0 | 0 | 702,597 | |
CEMEX SAB-SPONS ADR PART CER | ADR | 151290889 | 1,575,494 | 50,230 | SH | DFND | 2 | 50,230 | 0 | 0 | |
ECOPETROL SA-SPONSORED ADR | ADR | 279158109 | 1,490,064 | 27,295 | SH | DFND | 2 | 27,295 | 0 | 0 | |
ENEL AMERICAS SA-ADR | ADR | 29274F104 | 1,988,450 | 73,757 | SH | DFND | 2 | 73,757 | 0 | 0 | |
MERCADOLIBRE INC | EQUITY | 58733R102 | 1,111,006 | 191 | SH | DFND | 2 | 191 | 0 | 0 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 2,637,944 | 57,765 | SH | DFND | 2 | 57,765 | 0 | 0 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 2,383 | 11,687 | SH | DFND | 3 | 0 | 0 | 11,687 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 1,394 | 271,733 | SH | DFND | 3 | 0 | 0 | 271,733 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 2,691 | 157,358 | SH | DFND | 3 | 0 | 0 | 157,358 | |
MERCADOLIBRE INC | EQUITY | 58733R102 | 1,090 | 700 | SH | DFND | 3 | 0 | 0 | 700 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 2,998 | 245,171 | SH | DFND | 3 | 0 | 0 | 245,171 | |
SEA LTD-ADR | ADR | 81141R100 | 1,675 | 6,100 | SH | DFND | 3 | 0 | 0 | 6,100 | |
VALE SA-SP ADR | ADR | 91912E105 | 3,566 | 156,356 | SH | DFND | 3 | 0 | 0 | 156,356 |