COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARRIS International Inc. | SHS | G0551A103 | 86,606 | 2,833,054 | SH | | SOLE | | 2,833,054 | 0 | 0 |
ARRIS International Inc. | SHS | G0551A103 | 1,617 | 52,908 | SH | | OTR | 1 | 52,908 | 0 | 0 |
AT&T Inc. | COM | 00206R102 | 13,766 | 482,355 | SH | | SOLE | | 482,355 | 0 | 0 |
AT&T Inc. | COM | 00206R102 | 460 | 16,124 | SH | | OTR | 1 | 16,124 | 0 | 0 |
Alberton Acquisition Corporation | ORD SHS | G35006108 | 7,499 | 765,193 | SH | | SOLE | | 765,193 | 0 | 0 |
Alberton Acquisition Corporation | ORD SHS | G35006108 | 635 | 64,821 | SH | | OTR | 1 | 64,821 | 0 | 0 |
Altaba Inc. | COM | 021346101 | 312,503 | 5,393,567 | SH | | SOLE | | 5,393,567 | 0 | 0 |
Altaba Inc. | COM | 021346101 | 5,103 | 88,074 | SH | | OTR | 1 | 88,074 | 0 | 0 |
Antero Midstream Partners LP | UNT LTD PARTN | 03673L103 | 1,030 | 48,171 | SH | | SOLE | | 48,171 | 0 | 0 |
Apollo Senior Floating Rate Fund Inc. | COM | 037636107 | 1,120 | 77,852 | SH | | SOLE | | 77,852 | 0 | 0 |
Apollo Tactical Income Fund Inc. | COM | 037638103 | 779 | 56,605 | SH | | SOLE | | 56,605 | 0 | 0 |
Ares Dynamic Credit Allocation Fund | COM | 04014F102 | 212 | 15,388 | SH | | SOLE | | 15,388 | 0 | 0 |
Aspen Insurance Holdings Limited | SHS | G05384105 | 82,513 | 1,965,074 | SH | | SOLE | | 1,965,074 | 0 | 0 |
Aspen Insurance Holdings Limited | SHS | G05384105 | 1,514 | 36,063 | SH | | OTR | 1 | 36,063 | 0 | 0 |
Big Rock Partners Acquisition Corp. | COM | 089482103 | 2,244 | 219,998 | SH | | SOLE | | 219,998 | 0 | 0 |
Big Rock Partners Acquisition Corp. | COM | 089482103 | 253 | 24,760 | SH | | OTR | 1 | 24,760 | 0 | 0 |
Big Rock Partners Acquisition Corp. | *W EXP 12/01/202 | 089482111 | 42 | 109,999 | SH | | SOLE | | 109,999 | 0 | 0 |
Big Rock Partners Acquisition Corp. | *W EXP 12/01/202 | 089482111 | 5 | 12,380 | SH | | OTR | 1 | 12,380 | 0 | 0 |
Bison Capital Acquisition Corp. | ORD SHS | G1142P104 | 2,080 | 199,998 | SH | | SOLE | | 199,998 | 0 | 0 |
Bison Capital Acquisition Corp. | *W EXP 06/20/202 | G1142P112 | 20 | 99,999 | SH | | SOLE | | 99,999 | 0 | 0 |
Black Ridge Acquisition Corp. | COM | 09216T107 | 4,618 | 460,000 | SH | | SOLE | | 460,000 | 0 | 0 |
Black Ridge Acquisition Corp. | *W EXP 07/10/202 | 09216T115 | 147 | 460,000 | SH | | SOLE | | 460,000 | 0 | 0 |
Blackrock Debt Strategies Fund, Inc. | COM NEW | 09255R202 | 2,860 | 292,739 | SH | | SOLE | | 292,739 | 0 | 0 |
Blackrock Fltg Rate OME Strategies Fund | COM | 09255X100 | 790 | 66,381 | SH | | SOLE | | 66,381 | 0 | 0 |
Brookfield Property REIT Inc. | CL A | 11282X103 | 10,473 | 650,507 | SH | | SOLE | | 650,507 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 3,472 | 79,406 | SH | | SOLE | | 79,406 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 713 | 16,300 | SH | | OTR | 1 | 16,300 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 800 | 18,300 | SH | Put | SOLE | | 18,300 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 105 | 2,400 | SH | Put | OTR | 1 | 2,400 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 1,880 | 43,000 | SH | Put | SOLE | | 43,000 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 184 | 4,200 | SH | Put | OTR | 1 | 4,200 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 796 | 18,200 | SH | Put | SOLE | | 18,200 | 0 | 0 |
CBS CORP NEW | CL B | 124857202 | 109 | 2,500 | SH | Put | OTR | 1 | 2,500 | 0 | 0 |
CF Finance Acquisition Corp. | UNIT 04/30/2025 | 12528N206 | 8,846 | 884,559 | SH | | SOLE | | 884,559 | 0 | 0 |
CF Finance Acquisition Corp. | UNIT 04/30/2025 | 12528N206 | 7 | 700 | SH | | OTR | 1 | 700 | 0 | 0 |
CM Seven Star Acquisition Corp. | SHS | G2345N102 | 12,639 | 1,251,393 | SH | | SOLE | | 1,251,393 | 0 | 0 |
CM Seven Star Acquisition Corp. | SHS | G2345N102 | 747 | 73,960 | SH | | OTR | 1 | 73,960 | 0 | 0 |
CM Seven Star Acquisition Corp. warrants | *W EXP 08/21/202 | G2345N110 | 59 | 237,499 | SH | | SOLE | | 237,499 | 0 | 0 |
Caesars Entertainment Corp | NOTE 5.000%10/0 | 127686AA1 | 1,206 | 969,954 | PRN | | SOLE | | 969,954 | 0 | 0 |
Caesars Entertainment Corp sr. unsecured | NOTE 5.000%10/0 | 127686AA1 | 136 | 109,345 | PRN | | OTR | 1 | 109,345 | 0 | 0 |
ChaSerg Technology Acquisition Corp. | UNIT 09/30/2023 | 16166A202 | 5,296 | 530,162 | SH | | SOLE | | 530,162 | 0 | 0 |
Churchill Capital Corp | UNIT 99/99/9999 | 17142R202 | 2,789 | 275,858 | SH | | SOLE | | 275,858 | 0 | 0 |
Cigna Corporation | COM | 125523100 | 0 | 1 | SH | | SOLE | | 1 | 0 | 0 |
Collier Creek Holdings | UNIT 99/99/9999 | G22707122 | 3,313 | 330,000 | SH | | SOLE | | 330,000 | 0 | 0 |
Constellation Alpha Capital Corp. | SHS | G2379F108 | 13,636 | 1,335,517 | SH | | SOLE | | 1,335,517 | 0 | 0 |
Constellation Alpha Capital Corp. | SHS | G2379F108 | 527 | 51,642 | SH | | OTR | 1 | 51,642 | 0 | 0 |
Dell Technologies Inc. | CL C | 24703L202 | 26,424 | 540,702 | SH | | SOLE | | 540,702 | 0 | 0 |
Dell Technologies Inc. | CL C | 24703L202 | 568 | 11,616 | SH | | OTR | 1 | 11,616 | 0 | 0 |
Discovery Inc. | COM SER C | 25470F302 | 5,064 | 219,392 | SH | | SOLE | | 219,392 | 0 | 0 |
Discovery Inc. | COM SER C | 25470F302 | 132 | 5,717 | SH | | OTR | 1 | 5,717 | 0 | 0 |
Disney Walt Co. | COM DISNEY | 254687106 | 91,327 | 832,900 | SH | Put | SOLE | | 832,900 | 0 | 0 |
Disney Walt Co. | COM DISNEY | 254687106 | 1,667 | 15,200 | SH | Put | OTR | 1 | 15,200 | 0 | 0 |
Dominion Energy Midstream Partners, LP | COM UT REP LTD | 257454108 | 86,238 | 4,780,375 | SH | | SOLE | | 4,780,375 | 0 | 0 |
DowDuPont Inc. | COM | 26078J100 | 29,553 | 552,600 | SH | Put | SOLE | | 552,600 | 0 | 0 |
DowDuPont Inc. | COM | 26078J100 | 626 | 11,700 | SH | Put | OTR | 1 | 11,700 | 0 | 0 |
DowDuPont Inc. | COM | 26078J100 | 34,867 | 651,959 | SH | | SOLE | | 651,959 | 0 | 0 |
DowDuPont Inc. | COM | 26078J100 | 706 | 13,200 | SH | | OTR | 1 | 13,200 | 0 | 0 |
DowDuPont Inc. | COM | 26078J100 | 5,680 | 106,200 | SH | Put | SOLE | | 106,200 | 0 | 0 |
DowDuPont Inc. | COM | 26078J100 | 80 | 1,500 | SH | Put | OTR | 1 | 1,500 | 0 | 0 |
Dun & Bradstreet Corporation DEL NEW | COM | 26483E100 | 44,805 | 313,894 | SH | | SOLE | | 313,894 | 0 | 0 |
Dun & Bradstreet Corporation DEL NEW | COM | 26483E100 | 963 | 6,746 | SH | | OTR | 1 | 6,746 | 0 | 0 |
Eaton Vance Floating-Rate Income Trust | COM | 278279104 | 1,863 | 147,131 | SH | | SOLE | | 147,131 | 0 | 0 |
EnLink Midstream Partners, LP | COM UNIT REP LTD | 29336U107 | 777 | 70,527 | SH | | SOLE | | 70,527 | 0 | 0 |
Encana Corporation | COM | 292505104 | 13,106 | 2,267,462 | SH | | SOLE | | 2,267,462 | 0 | 0 |
Encana Corporation | COM | 292505104 | 550 | 95,154 | SH | | OTR | 1 | 95,154 | 0 | 0 |
Esterline Technologies Corporation | COM | 297425100 | 62,584 | 515,309 | SH | | SOLE | | 515,309 | 0 | 0 |
Esterline Technologies Corporation | COM | 297425100 | 1,318 | 10,853 | SH | | OTR | 1 | 10,853 | 0 | 0 |
Federal Steet Acquisition Corp. | *W EXP 07/24/202 | 31421V115 | 66 | 88,466 | SH | | SOLE | | 88,466 | 0 | 0 |
Federal Steet Acquisition Corp. | *W EXP 07/24/202 | 31421V115 | 3 | 4,033 | SH | | OTR | 1 | 4,033 | 0 | 0 |
Federal Street Acquisition Corp. | CL A | 31421V107 | 12,176 | 1,190,215 | SH | | SOLE | | 1,190,215 | 0 | 0 |
Federal Street Acquisition Corp. | CL A | 31421V107 | 612 | 59,785 | SH | | OTR | 1 | 59,785 | 0 | 0 |
FinTech Acquisition Corp. III | UNIT 12/01/2023 | 31811A309 | 5,685 | 568,514 | SH | | SOLE | | 568,514 | 0 | 0 |
First Trust Exchange Traded Fund | NAT GAS ETF | 33733E807 | 2,711 | 184,400 | SH | Put | SOLE | | 184,400 | 0 | 0 |
First Trust Exchange Traded Fund | NAT GAS ETF | 33733E807 | 373 | 25,400 | SH | Put | OTR | 1 | 25,400 | 0 | 0 |
First Trust Exchange Traded Fund | NAT GAS ETF | 33733E807 | 8,463 | 575,700 | SH | Put | SOLE | | 575,700 | 0 | 0 |
First Trust Exchange Traded Fund | NAT GAS ETF | 33733E807 | 370 | 25,200 | SH | Put | OTR | 1 | 25,200 | 0 | 0 |
First Trust Senior Fltg. Rate Income Fd.I | COM | 33733U108 | 863 | 77,069 | SH | | SOLE | | 77,069 | 0 | 0 |
Forum Merger II Corporation | CL A | 34986F103 | 3,263 | 338,100 | SH | | SOLE | | 338,100 | 0 | 0 |
Genworth Financial, Inc. | COM CL A | 37247D106 | 1,712 | 367,341 | SH | | SOLE | | 367,341 | 0 | 0 |
Genworth Financial, Inc. | COM CL A | 37247D106 | 25 | 5,461 | SH | | OTR | 1 | 5,461 | 0 | 0 |
GigCapital, Inc. | COM | 37518N106 | 8,959 | 886,996 | SH | | SOLE | | 886,996 | 0 | 0 |
GigCapital, Inc. | COM | 37518N106 | 666 | 65,920 | SH | | OTR | 1 | 65,920 | 0 | 0 |
GigCapital, Inc. | *W EXP 06/08/202 | 37518N122 | 110 | 440,247 | SH | | SOLE | | 440,247 | 0 | 0 |
GigCapital, Inc. | *W EXP 06/08/202 | 37518N122 | 12 | 49,440 | SH | | OTR | 1 | 49,440 | 0 | 0 |
Gordon Pointe Acquisition Corp. | COM CLASS A | 382788107 | 4,558 | 454,711 | SH | | SOLE | | 454,711 | 0 | 0 |
Gordon Pointe Acquisition Corp. | COM CLASS A | 382788107 | 38 | 3,785 | SH | | OTR | 1 | 3,785 | 0 | 0 |
Graf Industrial Corp. | UNIT 12/31/2025 | 384278206 | 8,941 | 894,067 | SH | | SOLE | | 894,067 | 0 | 0 |
Graf Industrial Corp. | UNIT 12/31/2025 | 384278206 | 4 | 400 | SH | | OTR | 1 | 400 | 0 | 0 |
Haymaker Acquisition Corp. | COM CLASS A | 420870107 | 3,759 | 375,527 | SH | | SOLE | | 375,527 | 0 | 0 |
Huntsman Corporation | COM | 447011107 | 6,370 | 330,200 | SH | | SOLE | | 330,200 | 0 | 0 |
Huntsman Corporation | COM | 447011107 | 1,013 | 52,500 | SH | | OTR | 1 | 52,500 | 0 | 0 |
Huntsman Corporation | COM | 447011107 | 6,373 | 330,400 | SH | Put | SOLE | | 330,400 | 0 | 0 |
Huntsman Corporation | COM | 447011107 | 1,015 | 52,600 | SH | Put | OTR | 1 | 52,600 | 0 | 0 |
Invesco Dynamic Credit Opportunities Fund | COM | 46132R104 | 1,693 | 164,848 | SH | | SOLE | | 164,848 | 0 | 0 |
Invesco Senior Income Trust | COM | 46131H107 | 1,866 | 477,119 | SH | | SOLE | | 477,119 | 0 | 0 |
L3 Technologies, Inc. | COM | 502413107 | 32,969 | 189,847 | SH | | SOLE | | 189,847 | 0 | 0 |
L3 Technologies, Inc. | COM | 502413107 | 519 | 2,989 | SH | | OTR | 1 | 2,989 | 0 | 0 |
Legacy Acquisition Corp. | COM CL A | 524643103 | 7,346 | 748,107 | SH | | SOLE | | 748,107 | 0 | 0 |
Legacy Acquisition Corp. | COM CL A | 524643103 | 786 | 80,000 | SH | | OTR | 1 | 80,000 | 0 | 0 |
Legacy Acquisition Corp. | *W EXP 11/30/202 | 524643111 | 165 | 500,000 | SH | | SOLE | | 500,000 | 0 | 0 |
Legacy Acquisition Corp. | *W EXP 11/30/202 | 524643111 | 26 | 80,000 | SH | | OTR | 1 | 80,000 | 0 | 0 |
Leisure Acquisition Corp. | COM | 52539T107 | 4,978 | 506,900 | SH | | SOLE | | 506,900 | 0 | 0 |
Liberty Media Corp Delaware | COM A SIRIUSXM | 531229409 | 219 | 5,959 | SH | | OTR | 1 | 5,959 | 0 | 0 |
Madison Square Garden CO NEW | CL A | 55825T103 | 4,551 | 17,000 | SH | | SOLE | | 17,000 | 0 | 0 |
Madison Square Garden CO NEW | CL A | 55825T103 | 616 | 2,300 | SH | | OTR | 1 | 2,300 | 0 | 0 |
Madison Square Garden CO NEW | CL A | 55825T103 | 4,551 | 17,000 | SH | Put | SOLE | | 17,000 | 0 | 0 |
Madison Square Garden CO NEW | CL A | 55825T103 | 616 | 2,300 | SH | Put | OTR | 1 | 2,300 | 0 | 0 |
Megalith Financial Acquisition Corp. | CL A COM | 58518F109 | 3,312 | 341,464 | SH | | SOLE | | 341,464 | 0 | 0 |
Megalith Financial Acquisition Corp. | CL A COM | 58518F109 | 177 | 18,285 | SH | | OTR | 1 | 18,285 | 0 | 0 |
Modern Media Acquisition Corp. | COM | 60765P103 | 12,683 | 1,243,384 | SH | | SOLE | | 1,243,384 | 0 | 0 |
Modern Media Acquisition Corp. | COM | 60765P103 | 378 | 37,012 | SH | | OTR | 1 | 37,012 | 0 | 0 |
Modern Media Acquisition Corp. | *W EXP 05/17/202 | 60765P111 | 129 | 480,654 | SH | | SOLE | | 480,654 | 0 | 0 |
Modern Media Acquisition Corp. | *W EXP 05/17/202 | 60765P111 | 3 | 9,544 | SH | | OTR | 1 | 9,544 | 0 | 0 |
Mudrick Capital Acquisition | COM CLASS A | 624745105 | 4,921 | 498,050 | SH | | SOLE | | 498,050 | 0 | 0 |
Mudrick Capital Acquisition | *W EXP 02/12/202 | 624745113 | 224 | 498,050 | SH | | SOLE | | 498,050 | 0 | 0 |
Nevsun Resources Ltd. | COM | 64156L101 | 5,719 | 1,303,377 | SH | | SOLE | | 1,303,377 | 0 | 0 |
Nevsun Resources Ltd. | COM | 64156L101 | 103 | 23,561 | SH | | OTR | 1 | 23,561 | 0 | 0 |
Newfield Exploration Company | COM | 651290108 | 13,992 | 954,435 | SH | | SOLE | | 954,435 | 0 | 0 |
Newfield Exploration Company | COM | 651290108 | 402 | 27,400 | SH | | OTR | 1 | 27,400 | 0 | 0 |
Nuveen Credit Strategies Income Fund | COM SHS | 67073D102 | 38 | 5,170 | SH | | SOLE | | 5,170 | 0 | 0 |
NxStage Medical, Inc. | COM | 67072V103 | 63,389 | 2,214,858 | SH | | SOLE | | 2,214,858 | 0 | 0 |
NxStage Medical, Inc. | COM | 67072V103 | 1,029 | 35,966 | SH | | OTR | 1 | 35,966 | 0 | 0 |
Opes Acquisition Corp. | COM | 68373P100 | 3,013 | 303,381 | SH | | SOLE | | 303,381 | 0 | 0 |
Orbotech, Ltd. | ORD | M75253100 | 32,248 | 570,358 | SH | | SOLE | | 570,358 | 0 | 0 |
Orbotech, Ltd. | ORD | M75253100 | 613 | 10,846 | SH | | OTR | 1 | 10,846 | 0 | 0 |
Pandora Media Inc. | COM | 698354107 | 41,514 | 5,131,484 | SH | | SOLE | | 5,131,484 | 0 | 0 |
Pandora Media Inc. | COM | 698354107 | 667 | 82,479 | SH | | OTR | 1 | 82,479 | 0 | 0 |
Pensare Acquisition Corp. | COM | 70957E105 | 13,937 | 1,375,796 | SH | | SOLE | | 1,375,796 | 0 | 0 |
Pensare Acquisition Corp. | *W EXP 07/27/202 | 70957E113 | 103 | 514,999 | SH | | SOLE | | 514,999 | 0 | 0 |
Pure Acquisition Corp. | CL A | 74621Q106 | 8,700 | 884,114 | SH | | SOLE | | 884,114 | 0 | 0 |
Pure Acquisition Corp. | *W EXP 04/17/202 | 74621Q114 | 502 | 439,995 | SH | | SOLE | | 439,995 | 0 | 0 |
Randgold Resources Limited | ADR | 752344309 | 17,005 | 198,551 | SH | | SOLE | | 198,551 | 0 | 0 |
Red Hat, Inc. | COM | 756577102 | 171,548 | 976,702 | SH | | SOLE | | 976,702 | 0 | 0 |
Red Hat, Inc. | COM | 756577102 | 3,172 | 18,062 | SH | | OTR | 1 | 18,062 | 0 | 0 |
Reebonz Holding Limited | ORD SHS | G7457R106 | 31 | 14,999 | SH | | SOLE | | 14,999 | 0 | 0 |
Reebonz Holding Limited | *W EXP 12/19/202 | G7457R114 | 14 | 75,000 | SH | | SOLE | | 75,000 | 0 | 0 |
Regalwood Global Energy Ltd. | COM CL A | G74760102 | 3,317 | 337,752 | SH | | SOLE | | 337,752 | 0 | 0 |
Regalwood Global Energy Ltd. | *W EXP 12/05/202 | G74760128 | 120 | 112,584 | SH | | SOLE | | 112,584 | 0 | 0 |
SCANA Corporation NEW | COM | 80589M102 | 45,198 | 945,955 | SH | | SOLE | | 945,955 | 0 | 0 |
SCANA Corporation NEW | COM | 80589M102 | 777 | 16,266 | SH | | OTR | 1 | 16,266 | 0 | 0 |
SPDR Series Trust | S&P OILGAS EXP | 78464A730 | 18,083 | 681,600 | SH | Put | SOLE | | 681,600 | 0 | 0 |
SPDR Series Trust | S&P OILGAS EXP | 78464A730 | 271 | 10,200 | SH | Put | OTR | 1 | 10,200 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 66,454 | 265,900 | SH | Put | SOLE | | 265,900 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,025 | 4,100 | SH | Put | OTR | 1 | 4,100 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 24,567 | 98,300 | SH | Put | SOLE | | 98,300 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 425 | 1,700 | SH | Put | OTR | 1 | 1,700 | 0 | 0 |
SendGrid, Inc. | COM | 816883102 | 3,797 | 87,959 | SH | | SOLE | | 87,959 | 0 | 0 |
SendGrid, Inc. | COM | 816883102 | 62 | 1,436 | SH | | OTR | 1 | 1,436 | 0 | 0 |
Shire PLC | SPONSORED ADR | 82481R106 | 22,729 | 130,598 | SH | | SOLE | | 130,598 | 0 | 0 |
Shire PLC | SPONSORED ADR | 82481R106 | 406 | 2,333 | SH | | OTR | 1 | 2,333 | 0 | 0 |
TKK Symphony Acquisition Corporation | ORD SHS | G88950103 | 3,909 | 405,113 | SH | | SOLE | | 405,113 | 0 | 0 |
Select Sector SPDR Tr | TECHNOLOGY | 81369Y803 | 24,873 | 401,300 | SH | Put | SOLE | | 401,300 | 0 | 0 |
Select Sector SPDR Tr | TECHNOLOGY | 81369Y803 | 533 | 8,600 | SH | Put | OTR | 1 | 8,600 | 0 | 0 |
Select Sector SPDR Tr | TECHNOLOGY | 81369Y803 | 14,739 | 237,800 | SH | Put | SOLE | | 237,800 | 0 | 0 |
Select Sector SPDR Tr | TECHNOLOGY | 81369Y803 | 229 | 3,700 | SH | Put | OTR | 1 | 3,700 | 0 | 0 |
The Blackstone Group L.P. | COM UNIT LTD | 09253U108 | 4,841 | 162,400 | SH | Put | SOLE | | 162,400 | 0 | 0 |
The Blackstone Group L.P. | COM UNIT LTD | 09253U108 | 715 | 24,000 | SH | Put | OTR | 1 | 24,000 | 0 | 0 |
The Blackstone Group L.P. | COM UNIT LTD | 09253U108 | 2,376 | 79,700 | SH | Put | SOLE | | 79,700 | 0 | 0 |
The Blackstone Group L.P. | COM UNIT LTD | 09253U108 | 283 | 9,500 | SH | Put | OTR | 1 | 9,500 | 0 | 0 |
The Blackstone Group L.P. | COM UNIT LTD | 09253U108 | 7,220 | 242,200 | SH | | SOLE | | 242,200 | 0 | 0 |
The Blackstone Group L.P. | COM UNIT LTD | 09253U108 | 996 | 33,400 | SH | | OTR | 1 | 33,400 | 0 | 0 |
Thunder Bridge Acquisition, Ltd. | SHS CLASS A | G8857R100 | 6,163 | 622,548 | SH | | SOLE | | 622,548 | 0 | 0 |
Thunder Bridge Acquisition, Ltd. | SHS CLASS A | G8857R100 | 767 | 77,452 | SH | | OTR | 1 | 77,452 | 0 | 0 |
Thunder Bridge Acquisition, Ltd. | UNIT 01/01/2025 | G8857R118 | 3,757 | 369,089 | SH | | SOLE | | 369,089 | 0 | 0 |
Tiberius Acquisition Corporation | COM | 88633A107 | 4,410 | 450,000 | SH | | SOLE | | 450,000 | 0 | 0 |
Tiberius Acquisition Corporation | *W EXP 02/28/202 | 88633A115 | 175 | 450,000 | SH | | SOLE | | 450,000 | 0 | 0 |
Travelport Worldwide Limited | SHS | G9019D104 | 5,343 | 342,043 | SH | | SOLE | | 342,043 | 0 | 0 |
Travelport Worldwide Limited | SHS | G9019D104 | 85 | 5,457 | SH | | OTR | 1 | 5,457 | 0 | 0 |
Trident Acquisitions Corp. | COM | 89615T106 | 12,429 | 1,246,591 | SH | | SOLE | | 1,246,591 | 0 | 0 |
Trident Acquisitions Corp. | COM | 89615T106 | 563 | 56,511 | SH | | OTR | 1 | 56,511 | 0 | 0 |
Trinity Merger Corp. | COM CL A | 89653L106 | 18,260 | 1,827,819 | SH | | SOLE | | 1,827,819 | 0 | 0 |
Trinity Merger Corp. | COM CL A | 89653L106 | 887 | 88,836 | SH | | OTR | 1 | 88,836 | 0 | 0 |
Trinity Merger Corp. | *W EXP 05/11/202 | 89653L114 | 158 | 400,000 | SH | | SOLE | | 400,000 | 0 | 0 |
Trinity Merger Corp. | *W EXP 05/11/202 | 89653L114 | 20 | 50,727 | SH | | OTR | 1 | 50,727 | 0 | 0 |
Twelve Seas Investment Company | SHS | G9145A107 | 4,664 | 475,000 | SH | | SOLE | | 475,000 | 0 | 0 |
Twenty-First Century Fox, Inc. | CL A | 90130A101 | 17,510 | 363,875 | SH | | SOLE | | 363,875 | 0 | 0 |
Twenty-First Century Fox, Inc. | CL A | 90130A101 | 156 | 3,235 | SH | | OTR | 1 | 3,235 | 0 | 0 |
Twenty-First Century Fox, Inc. | CL B | 90130A200 | 225,844 | 4,726,741 | SH | | SOLE | | 4,726,741 | 0 | 0 |
Twenty-First Century Fox, Inc. | CL B | 90130A200 | 4,907 | 102,708 | SH | | OTR | 1 | 102,708 | 0 | 0 |
USG Corporation | COM NEW | 903293405 | 48,459 | 1,135,944 | SH | | SOLE | | 1,135,944 | 0 | 0 |
Union Acquisition Corp. | SHS | G9366W101 | 8,069 | 801,312 | SH | | SOLE | | 801,312 | 0 | 0 |
Union Acquisition Corp. | SHS | G9366W101 | 759 | 75,413 | SH | | OTR | 1 | 75,413 | 0 | 0 |
United Technologies Corporation | COM | 913017109 | 6,822 | 64,073 | SH | | SOLE | | 64,073 | 0 | 0 |
United Technologies Corporation | COM | 913017109 | 1,086 | 10,200 | SH | | OTR | 1 | 10,200 | 0 | 0 |
United Technologies Corporation | COM | 913017109 | 4,887 | 45,900 | SH | Put | SOLE | | 45,900 | 0 | 0 |
United Technologies Corporation | COM | 913017109 | 671 | 6,300 | SH | Put | OTR | 1 | 6,300 | 0 | 0 |
Valero Energy Partners LP | COM UNT REP LP | 91914J102 | 64,654 | 1,533,178 | SH | | SOLE | | 1,533,178 | 0 | 0 |
VectoIQ Acquisition Corp. | COM | 92243N103 | 8,145 | 839,699 | SH | | SOLE | | 839,699 | 0 | 0 |
VectoIQ Acquisition Corp. | COM | 92243N103 | 763 | 78,705 | SH | | OTR | 1 | 78,705 | 0 | 0 |
Voya (ING) Prime Rate Trust | SH BEN INT | 92913A100 | 2,051 | 456,729 | SH | | SOLE | | 456,729 | 0 | 0 |
Western Asset High Income Opportunity Fun | COM | 95766K109 | 3,101 | 707,954 | SH | | SOLE | | 707,954 | 0 | 0 |
athenahealth, Inc. | COM | 04685W103 | 18,831 | 142,738 | SH | | SOLE | | 142,738 | 0 | 0 |
athenahealth, Inc. | COM | 04685W103 | 381 | 2,885 | SH | | OTR | 1 | 2,885 | 0 | 0 |