Westchester Capital Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ACE Convergence Acquisition Corp.	UNIT 99/99/9999	G0083D112	5,125	500,000	SH		SOLE		500,000	0	0
Advanced Disposal Services, Inc.	COM	00790X101	58,864	1,947,190	SH		SOLE		1,947,190	0	0
Advanced Disposal Services, Inc.	COM	00790X101	568	18,777	SH		OTR	1	18,777	0	0
Apex Technology Acquisition Corporation	*W EXP 09/18/202	03768F110	776	399,999	SH		SOLE		399,999	0	0
Apex Technology Acquisition Corporation	UNIT 06/11/2026	03768F102	8,480	799,998	SH		SOLE		799,998	0	0
Apollo Global Management Inc.	COM CL A	03768E105	1,225	27,378	SH		SOLE		27,378	0	0
Apollo Senior Floating Rate Fund Inc.	COM	037636107	143	11,127	SH		SOLE		11,127	0	0
Artius Acquisition Inc.	UNIT 99/99/9999	04316G204	7,553	726,966	SH		SOLE		726,966	0	0
Artius Acquisition Inc.	UNIT 99/99/9999	04316G204	306	29,404	SH		OTR	1	29,404	0	0
Ascendant Digital Acquisition Corp.	UNIT 99/99/9999	G05155125	5,260	500,000	SH		SOLE		500,000	0	0
Axalta Coating Systems Ltd.	COM	G0750C108	87	3,936	SH		OTR	1	3,936	0	0
B. Riley Principal Merger Corp. II	CL A	05600U106	3,003	299,998	SH		SOLE		299,998	0	0
B. Riley Principal Merger Corp. II	*W EXP 05/06/202	05600U114	202	149,999	SH		SOLE		149,999	0	0
Bitauto Holdings Ltd.	SPONSORED ADS	091727107	786	49,900	SH		SOLE		49,900	0	0
Bitauto Holdings Ltd.	SPONSORED ADS	091727107	11	700	SH		OTR	1	700	0	0
BlackRock MuniYield Quality	COM	09254E103	2,393	178,028	SH		SOLE		178,028	0	0
BlackRock MuniYield Quality	COM	09254E103	326	24,257	SH		OTR	1	24,257	0	0
Blackrock Fltg Rate Inc. Strategies Fund	COM	09255X100	111	9,611	SH		SOLE		9,611	0	0
BowX Acquisition Corp.	UNIT 08/03/2025	103085205	7,022	684,400	SH		SOLE		684,400	0	0
BowX Acquisition Corp.	UNIT 08/03/2025	103085205	501	48,847	SH		OTR	1	48,847	0	0
Broadmark Realty Capital Inc.	COM	11135B100	4,973	504,365	SH		SOLE		504,365	0	0
Broadmark Realty Capital Inc.	COM	11135B100	392	39,802	SH		OTR	1	39,802	0	0
CC Neuberger Principal Holdings I	COM	G1992Y114	2,301	221,217	SH		SOLE		221,217	0	0
CC Neuberger Principal Holdings I	COM	G1992Y114	34	3,258	SH		OTR	1	3,258	0	0
CC Neuberger Principal Holdings I	*W EXP 99/99/999	G1992Y122	142	78,713	SH		SOLE		78,713	0	0
CC Neuberger Principal Holdings I	*W EXP 99/99/999	G1992Y122	2	1,086	SH		OTR	1	1,086	0	0
CC Neuberger Principal Holdings II	UNIT 99/99/9999	G3166T129	2,324	225,000	SH		SOLE		225,000	0	0
CF Finance Acquisition Corp.	COM CL A	12528N107	5,687	546,807	SH		SOLE		546,807	0	0
CF Finance Acquisition Corp.	COM CL A	12528N107	7	700	SH		OTR	1	700	0	0
CF Finance Acquisition Corp.	*W EXP 04/30/202	12528N115	661	674,994	SH		SOLE		674,994	0	0
CF Finance Acquisition Corp.	*W EXP 04/30/202	12528N115	1	525	SH		OTR	1	525	0	0
CHP Merger Corp.	COM CL A	12558Y106	1,974	193,746	SH		SOLE		193,746	0	0
CHP Merger Corp.	COM CL A	12558Y106	66	6,502	SH		OTR	1	6,502	0	0
CHP Merger Corp.	*W EXP 11/22/202	12558Y114	113	96,873	SH		SOLE		96,873	0	0
CHP Merger Corp.	*W EXP 11/22/202	12558Y114	4	3,251	SH		OTR	1	3,251	0	0
CIIG Merger Corp.	COM CL A	12559C103	5,626	561,448	SH		SOLE		561,448	0	0
CIIG Merger Corp. warrant	*W EXP 12/31/202	12559C111	323	375,995	SH		SOLE		375,995	0	0
Caesars Entertainment, Inc.	COM	12769G100	6	113	SH		SOLE		113	0	0
Caesars Entertainment, Inc.	COM	12769G100	3	48	SH		OTR	1	48	0	0
Churchill Capital Corp II	CL A	17143G106	3,692	349,998	SH		SOLE		349,998	0	0
Churchill Capital Corp II	*W EXP 07/02/202	17143G114	255	116,666	SH		SOLE		116,666	0	0
Churchill Capital Corp III	COM	17144C104	1,928	188,088	SH		SOLE		188,088	0	0
Churchill Capital Corp III	COM	17144C104	28	2,700	SH		OTR	1	2,700	0	0
Churchill Capital Corp III	*W EXP 03/01/202	17144C112	99	49,323	SH		SOLE		49,323	0	0
Churchill Capital Corp III	*W EXP 03/01/202	17144C112	1	675	SH		OTR	1	675	0	0
Churchill Capital Corp IV	UNIT 99/99/9999	171439201	13,745	1,371,751	SH		SOLE		1,371,751	0	0
Churchill Capital Corp IV	UNIT 99/99/9999	171439201	344	34,295	SH		OTR	1	34,295	0	0
Cincinnati Bell Inc. NEW	COM NEW	171871502	7,783	518,875	SH		SOLE		518,875	0	0
Cincinnati Bell Inc. NEW	COM NEW	171871502	83	5,525	SH		OTR	1	5,525	0	0
Cohn Robbins Holdings Corp.	UNIT 08/11/2025	G23726121	11,023	1,092,437	SH		SOLE		1,092,437	0	0
Cohn Robbins Holdings Corp.	UNIT 08/11/2025	G23726121	247	24,440	SH		OTR	1	24,440	0	0
CoreLogic, Inc.	COM	21871D103	3,539	52,300	SH	Put	SOLE		52,300	0	0
CoreLogic, Inc.	COM	21871D103	487	7,200	SH	Put	OTR	1	7,200	0	0
CoreLogic, Inc.	COM	21871D103	3,539	52,300	SH		SOLE		52,300	0	0
CoreLogic, Inc.	COM	21871D103	487	7,200	SH		OTR	1	7,200	0	0
D8 Holdings Corp.	UNIT 99/99/9999	G2614K102	2,014	200,000	SH		SOLE		200,000	0	0
Deerfield Healthcare Tech Acq Corp	UNIT 07/16/2025	244413209	106	10,000	SH		SOLE		10,000	0	0
Dell Technologies Inc.	CL C	24703L202	10,018	148,000	SH		SOLE		148,000	0	0
Dell Technologies Inc.	CL C	24703L202	1,374	20,300	SH		OTR	1	20,300	0	0
Dell Technologies Inc.	CL C	24703L202	2,471	36,500	SH	Put	SOLE		36,500	0	0
Dell Technologies Inc.	CL C	24703L202	338	5,000	SH	Put	OTR	1	5,000	0	0
Dell Technologies Inc.	CL C	24703L202	2,261	33,400	SH	Put	SOLE		33,400	0	0
Dell Technologies Inc.	CL C	24703L202	311	4,600	SH	Put	OTR	1	4,600	0	0
Dell Technologies Inc.	CL C	24703L202	7,757	114,600	SH	Put	SOLE		114,600	0	0
Dell Technologies Inc.	CL C	24703L202	1,063	15,700	SH	Put	OTR	1	15,700	0	0
Delphi Technologies, PLC	SHS	G2709G107	37,904	2,268,319	SH		SOLE		2,268,319	0	0
Delphi Technologies, PLC	SHS	G2709G107	1,313	78,554	SH		OTR	1	78,554	0	0
Dragoneer Growth Opportunities Corp.	UNIT 08/18/2027	G28302126	184	15,000	SH		SOLE		15,000	0	0
DuPont de Nemours, Inc.	COM	26614N102	14,913	268,800	SH	Put	SOLE		268,800	0	0
DuPont de Nemours, Inc.	COM	26614N102	921	16,600	SH	Put	OTR	1	16,600	0	0
DuPont de Nemours, Inc.	COM	26614N102	17,715	319,297	SH		SOLE		319,297	0	0
DuPont de Nemours, Inc.	COM	26614N102	1,634	29,453	SH		OTR	1	29,453	0	0
E TRADE Financial Corporation	COM NEW	269246401	171,369	3,423,953	SH		SOLE		3,423,953	0	0
E TRADE Financial Corporation	COM NEW	269246401	2,546	50,871	SH		OTR	1	50,871	0	0
E.Merge Technology Acquisition Corp.	UNIT 07/30/2025	26873Y203	13,954	1,384,300	SH		SOLE		1,384,300	0	0
E.Merge Technology Acquisition Corp.	UNIT 07/30/2025	26873Y203	297	29,510	SH		OTR	1	29,510	0	0
Eaton Vance Floating-Rate Income	COM	278279104	874	73,565	SH		SOLE		73,565	0	0
Equity Distribution Acquisition Corp.	UNIT 99/99/9999	29465E205	1,030	100,000	SH		SOLE		100,000	0	0
FTAC Olympus Acquisition Corp.	UNIT 08/24/2025	G37288118	6,295	629,535	SH		SOLE		629,535	0	0
FTAC Olympus Acquisition Corp.	UNIT 08/24/2025	G37288118	1,255	125,453	SH		OTR	1	125,453	0	0
Falcon Capital Acquisition Corp.	UNIT 08/20/2027	30606L207	1,543	150,000	SH		SOLE		150,000	0	0
FinTech Acquisition Corp. III	COM CL A	31811A101	5,861	568,514	SH		SOLE		568,514	0	0
FinTech Acquisition Corp. III	*W EXP 12/01/202	31811A119	449	291,810	SH		SOLE		291,810	0	0
Fintech Acquisition Corp. IV	UNIT 12/31/2025	31810N302	2,032	200,000	SH		SOLE		200,000	0	0
First Trust Senior Fltg. Rate Income Fd.	COM	33733U108	64	5,810	SH		SOLE		5,810	0	0
FirstEnergy Corp.	COM	337932107	1,723	60,000	SH		SOLE		60,000	0	0
FirstEnergy Corp.	COM	337932107	244	8,500	SH		OTR	1	8,500	0	0
FirstEnergy Corp.	COM	337932107	1,723	60,000	SH	Put	SOLE		60,000	0	0
FirstEnergy Corp.	COM	337932107	244	8,500	SH	Put	OTR	1	8,500	0	0
Fitbit, Inc.	CL A	33812L102	19,289	2,771,463	SH		SOLE		2,771,463	0	0
Fitbit, Inc.	CL A	33812L102	429	61,682	SH		OTR	1	61,682	0	0
Flying Eagle Acquisition Corp.	COM	34407Y103	7,724	635,160	SH		SOLE		635,160	0	0
Flying Eagle Acquisition Corp.	COM	34407Y103	55	4,544	SH		OTR	1	4,544	0	0
Flying Eagle Acquisition Corp. warrant	*W EXP 02/26/202	34407Y111	101	31,134	SH		SOLE		31,134	0	0
Flying Eagle Acquisition Corp. warrant	*W EXP 02/26/202	34407Y111	1	159	SH		OTR	1	159	0	0
Foley Trasimene Acquisition Corp.	COM CL A	34431F104	3,957	381,903	SH		SOLE		381,903	0	0
Foley Trasimene Acquisition Corp.	*W EXP 05/26/202	34431F112	288	127,301	SH		SOLE		127,301	0	0
Foley Trasimene Acquisition Corp.II	UNIT 99/99/9999	344328208	3,060	300,000	SH		SOLE		300,000	0	0
Fortress Value Acquisition Corp.	COM CL A	34962V106	2,448	180,254	SH		SOLE		180,254	0	0
Fortress Value Acquisition Corp.	COM CL A	34962V106	31	2,256	SH		OTR	1	2,256	0	0
Fortress Value Acquisition Corp.	*W EXP 05/04/202	34962V114	1,165	353,979	SH		SOLE		353,979	0	0
Fortress Value Acquisition Corp.	*W EXP 05/04/202	34962V114	15	4,668	SH		OTR	1	4,668	0	0
Fox Corporation	CL A COM	35137L105	5,624	202,099	SH		SOLE		202,099	0	0
Fox Corporation	CL A COM	35137L105	604	21,718	SH		OTR	1	21,718	0	0
Fox Corporation	CL A COM	35137L105	2,374	85,300	SH	Put	SOLE		85,300	0	0
Fusion Acquisition Corp.	CL A	36118H105	4,841	492,434	SH		SOLE		492,434	0	0
Fusion Acquisition Corp.	*W EXP 06/01/202	36118H113	272	249,998	SH		SOLE		249,998	0	0
GS Acquisition Holdings Corp II	COM CL A	36258Q105	1,076	99,996	SH		SOLE		99,996	0	0
GS Acquisition Holdings Corp II	UNIT 99/99/9999	36258Q204	0	4	SH		SOLE		4	0	0
GS Acquisition Holdings Corp II	*W EXP 06/30/202	36258Q113	54	24,999	SH		SOLE		24,999	0	0
Galileo Acquisition Corp.	SHS	G3770A102	2,970	300,000	SH		SOLE		300,000	0	0
Galileo Acquisition Corp.	*W EXP 10/31/202	G3770A110	186	300,000	SH		SOLE		300,000	0	0
Genworth Financial, Inc.	COM CL A	37247D106	1,231	367,341	SH		SOLE		367,341	0	0
Genworth Financial, Inc.	COM CL A	37247D106	18	5,461	SH		OTR	1	5,461	0	0
GigCapital3, Inc.	COM	37519D107	3,636	365,456	SH		SOLE		365,456	0	0
GigCapital3, Inc.	COM	37519D107	44	4,436	SH		OTR	1	4,436	0	0
GigCapital3, Inc.	*W EXP 05/18/202	37519D115	175	274,092	SH		SOLE		274,092	0	0
GigCapital3, Inc.	*W EXP 05/18/202	37519D115	2	3,327	SH		OTR	1	3,327	0	0
Gigcapital2, Inc.	COM	375036100	1,372	135,000	SH		SOLE		135,000	0	0
Gigcapital2, Inc.	*W EXP 02/28/202	375036118	123	135,000	SH		SOLE		135,000	0	0
Gores Holdings IV, Inc.	COM CL A	382865103	6,137	595,247	SH		SOLE		595,247	0	0
Gores Holdings IV, Inc.	COM CL A	382865103	683	66,241	SH		OTR	1	66,241	0	0
Gores Holdings IV, Inc.	*W EXP 01/22/202	382865111	181	108,917	SH		SOLE		108,917	0	0
Gores Holdings IV, Inc.	*W EXP 01/22/202	382865111	20	11,889	SH		OTR	1	11,889	0	0
Grid Dynamics Holdings, Inc.	CL A	39813G109	4,098	530,160	SH		SOLE		530,160	0	0
Grid Dynamics Holdings, Inc.	*W EXP 03/05/202	39813G117	472	265,080	SH		SOLE		265,080	0	0
Grubhub Inc	COM	400110102	102,053	1,398,942	SH		SOLE		1,398,942	0	0
Grubhub Inc	COM	400110102	1,431	19,611	SH		OTR	1	19,611	0	0
HPX Corp	UNIT 99/99/9999	G32219118	1,275	125,000	SH		SOLE		125,000	0	0
Haymaker Acquisition Corp. II	COM CL A	42087L101	9,920	991,968	SH		SOLE		991,968	0	0
Haymaker Acquisition Corp. II	COM CL A	42087L101	356	35,622	SH		OTR	1	35,622	0	0
Haymaker Acquisition Corp. II	*W EXP 10/31/202	42087L119	207	209,531	SH		SOLE		209,531	0	0
Hennessy Capital Acquisition Corp. IV	CL A COM	42589C104	2,742	246,138	SH		SOLE		246,138	0	0
Hennessy Capital Acquisition Corp. IV	*W EXP 09/05/202	42589C112	435	188,308	SH		SOLE		188,308	0	0
Highcape Capital Acquisition Corp.	UNIT 09/30/2027	42984L204	4,775	471,807	SH		SOLE		471,807	0	0
Hudson Executive Investment Corp.	COM CL A	443761101	1,780	181,062	SH		SOLE		181,062	0	0
Hudson Executive Investment Corp.	*W EXP 06/21/202	443761119	107	90,531	SH		SOLE		90,531	0	0
IAC/InterActiveCorp.	COM	44891N109	523	4,366	SH		SOLE		4,366	0	0
IAC/InterActiveCorp.	COM	44891N109	276	2,304	SH		OTR	1	2,304	0	0
Immunomedics, Inc.	COM	452907108	57,087	671,373	SH		SOLE		671,373	0	0
Immunomedics, Inc.	COM	452907108	862	10,137	SH		OTR	1	10,137	0	0
InterPrivate Accquisition Corp.	COM	46064A103	5,500	549,996	SH		SOLE		549,996	0	0
InterPrivate Accquisition Corp.	*W EXP 10/24/202	46064A111	224	274,998	SH		SOLE		274,998	0	0
International General Ins Hld Ltd	*W EXP 03/17/202	G4809J114	300	502,689	SH		SOLE		502,689	0	0
International General Ins Hld Ltd	*W EXP 03/17/202	G4809J114	3	5,597	SH		OTR	1	5,597	0	0
Invesco Senior Income Trust	COM	46131H107	236	64,480	SH		SOLE		64,480	0	0
Jaws Acquisition Corp.	SHS	G50744104	2,978	286,044	SH		SOLE		286,044	0	0
Jaws Acquisition Corp.	*W EXP 99/99/999	G50744112	212	99,998	SH		SOLE		99,998	0	0
Juniper Industrial Holdings, Inc.	COM CL A	48205G106	13,561	1,296,442	SH		SOLE		1,296,442	0	0
Juniper Industrial Holdings, Inc.	*W EXP 11/13/202	48205G114	1,212	700,497	SH		SOLE		700,497	0	0
Kaixin Auto Holdings	SHS	G5223X100	27	47,499	SH		SOLE		47,499	0	0
Kansas City Southern	COM NEW	485170302	3,046	16,842	SH		SOLE		16,842	0	0
Kansas City Southern	COM NEW	485170302	424	2,342	SH		OTR	1	2,342	0	0
Kansas City Southern	COM NEW	485170302	3,074	17,000	SH	Put	SOLE		17,000	0	0
Kansas City Southern	COM NEW	485170302	434	2,400	SH	Put	OTR	1	2,400	0	0
Kensington Capital Acquisiton Corp.	*W EXP 07/01/202	490073111	337	74,999	SH		SOLE		74,999	0	0
Kensington Capital Acquisiton Corp.	COM CL A	490073103	5,862	349,998	SH		SOLE		349,998	0	0
L Brands, Inc.	COM	501797104	4,558	143,300	SH	Put	SOLE		143,300	0	0
L Brands, Inc.	COM	501797104	623	19,600	SH	Put	OTR	1	19,600	0	0
L Brands, Inc.	COM	501797104	4,558	143,300	SH		SOLE		143,300	0	0
L Brands, Inc.	COM	501797104	623	19,600	SH		OTR	1	19,600	0	0
LGL Systems Acquisition Corporation	*W EXP 11/12/202	50201G114	445	409,838	SH		SOLE		409,838	0	0
LGL Systems Acquisition Corporation	*W EXP 11/12/202	50201G114	23	21,411	SH		OTR	1	21,411	0	0
LGL Systems Acquisition Corporation	COM CL A	50201G106	8,213	819,676	SH		SOLE		819,676	0	0
LGL Systems Acquisition Corporation	COM CL A	50201G106	429	42,822	SH		OTR	1	42,822	0	0
Lionheart Acquisition Corp II	UNIT 08/13/2025	53625R203	986	99,008	SH		SOLE		99,008	0	0
Lionheart Acquisition Corp II	UNIT 08/13/2025	53625R203	15	1,492	SH		OTR	1	1,492	0	0
Livongo Health, Inc.	COM	539183103	57,951	413,789	SH		SOLE		413,789	0	0
Longview Acquisition Corp.	COM CL A	543195101	18,903	1,924,994	SH		SOLE		1,924,994	0	0
Longview Acquisition Corp.	*W EXP 05/27/202	543195119	671	691,665	SH		SOLE		691,665	0	0
Madison Square Garden Entertainment Corp.	CL A	55826T102	4,589	67,000	SH	Put	SOLE		67,000	0	0
Madison Square Garden Entertainment Corp.	CL A	55826T102	637	9,300	SH	Put	OTR	1	9,300	0	0
Madison Square Garden Entertainment Corp.	CL A	55826T102	1,682	24,561	SH		SOLE		24,561	0	0
Madison Square Garden Entertainment Corp.	CL A	55826T102	640	9,339	SH		OTR	1	9,339	0	0
Madison Square Garden Sports C	CL A	55825T103	527	3,500	SH		SOLE		3,500	0	0
Madison Square Garden Sports C	CL A	55825T103	1,053	7,000	SH		OTR	1	7,000	0	0
Madison Square Garden Sports C	CL A	55825T103	7,238	48,100	SH	Put	SOLE		48,100	0	0
Madison Square Garden Sports C	CL A	55825T103	1,053	7,000	SH	Put	OTR	1	7,000	0	0
Marathon Petroleum Corporation	COM	56585A102	8,036	273,900	SH		SOLE		273,900	0	0
Marathon Petroleum Corporation	COM	56585A102	983	33,500	SH		OTR	1	33,500	0	0
Marathon Petroleum Corporation	COM	56585A102	995	33,900	SH	Put	SOLE		33,900	0	0
Marathon Petroleum Corporation	COM	56585A102	85	2,900	SH	Put	OTR	1	2,900	0	0
Marathon Petroleum Corporation	COM	56585A102	1,329	45,300	SH	Put	SOLE		45,300	0	0
Marathon Petroleum Corporation	COM	56585A102	191	6,500	SH	Put	OTR	1	6,500	0	0
Marathon Petroleum Corporation	COM	56585A102	5,712	194,700	SH	Put	SOLE		194,700	0	0
Marathon Petroleum Corporation	COM	56585A102	707	24,100	SH	Put	OTR	1	24,100	0	0
Maxim Integrated Products, Inc.	COM	57772K101	587	20,000	SH	Call	SOLE		20,000	0	0
Maxim Integrated Products, Inc.	COM	57772K101	104,612	1,547,284	SH		SOLE		1,547,284	0	0
Maxim Integrated Products, Inc.	COM	57772K101	1,445	21,371	SH		OTR	1	21,371	0	0
Merida Merger Corp. I	COM	58953M106	5,144	520,379	SH		SOLE		520,379	0	0
Merida Merger Corp. I	COM	58953M106	212	21,428	SH		OTR	1	21,428	0	0
Merida Merger Corp. I	*W EXP 11/07/202	58953M114	163	263,147	SH		SOLE		263,147	0	0
Merida Merger Corp. I	*W EXP 11/07/202	58953M114	7	10,714	SH		OTR	1	10,714	0	0
Momenta Pharmaceuticals, Inc.	COM	60877T100	44,073	839,800	SH		SOLE		839,800	0	0
Monocle Acquisition Corporation	COM	609754106	2,694	263,056	SH		SOLE		263,056	0	0
Monocle Acquisition Corporation	COM	609754106	108	10,552	SH		OTR	1	10,552	0	0
Monocle Acquisition Corporation	*W EXP 12/06/202	609754114	131	263,056	SH		SOLE		263,056	0	0
Monocle Acquisition Corporation	*W EXP 12/06/202	609754114	5	10,552	SH		OTR	1	10,552	0	0
Navistar International Corporation	COM	63934E108	17,529	402,600	SH		SOLE		402,600	0	0
Navistar International Corporation	COM	63934E108	501	11,500	SH		OTR	1	11,500	0	0
Navistar International Corporation	COM	63934E108	8,582	197,100	SH	Put	SOLE		197,100	0	0
Navistar International Corporation	COM	63934E108	244	5,600	SH	Put	OTR	1	5,600	0	0
Navistar International Corporation	COM	63934E108	8,947	205,500	SH	Put	SOLE		205,500	0	0
Navistar International Corporation	COM	63934E108	257	5,900	SH	Put	OTR	1	5,900	0	0
New Providence Aquisition Corp.	COM CL A	64822P106	5,035	500,000	SH		SOLE		500,000	0	0
New Providence Aquisition Corp.	*W EXP 09/11/202	64822P114	302	250,000	SH		SOLE		250,000	0	0
Noble Energy, Inc.	COM	655044105	3,108	363,552	SH		SOLE		363,552	0	0
Noble Energy, Inc.	COM	655044105	40	4,698	SH		OTR	1	4,698	0	0
Nuveen AMT-Free Qty Muni Inc Fd	COM	670657105	1,362	95,002	SH		SOLE		95,002	0	0
Nuveen AMT-Free Qty Muni Inc Fd	COM	670657105	940	65,582	SH		OTR	1	65,582	0	0
Nuveen Int. Dur. Muni Term Fund	COM	670671106	4,535	339,453	SH		SOLE		339,453	0	0
Nuveen Int. Dur. Muni Term Fund	COM	670671106	831	62,173	SH		OTR	1	62,173	0	0
Nuveen Municipal Credit Income	COM SH BEN INT	67070X101	1,931	131,433	SH		SOLE		131,433	0	0
Nuveen Municipal Credit Income	COM SH BEN INT	67070X101	239	16,244	SH		OTR	1	16,244	0	0
Nuveen NY AMT-Free Muni Inc	COM	670656107	2,041	158,674	SH		SOLE		158,674	0	0
Nuveen NY AMT-Free Muni Inc	COM	670656107	252	19,611	SH		OTR	1	19,611	0	0
Oaktree Acquisition Corp.	SHS CL A	G67145105	4,200	357,418	SH		SOLE		357,418	0	0
Oaktree Acquisition Corp.	SHS CL A	G67145105	552	46,947	SH		OTR	1	46,947	0	0
One	UNIT 99/99/9999	G7000X113	1,090	100,000	SH		SOLE		100,000	0	0
Orisun Acquisition Corp.	COM	68632T109	1,503	147,391	SH		SOLE		147,391	0	0
Orisun Acquisition Corp.	COM	68632T109	27	2,609	SH		OTR	1	2,609	0	0
Osprey Technology Acquisition Corp.	COM CL A	68839R104	2,516	246,910	SH		SOLE		246,910	0	0
Osprey Technology Acquisition Corp.	COM CL A	68839R104	153	15,045	SH		OTR	1	15,045	0	0
Panacea Acquisition Corp.	CL A	698102100	560	49,998	SH		SOLE		49,998	0	0
Panacea Acquisition Corp.	*W EXP 07/07/202	698102118	39	16,666	SH		SOLE		16,666	0	0
Pershing Square Tontine Hldg. Ltd.	COM CL A	71531R109	2,157	95,059	SH		SOLE		95,059	0	0
Pershing Square Tontine Hldg. Ltd.	*W EXP 07/24/202	71531R117	80	11,109	SH		SOLE		11,109	0	0
Pfenex Inc.	COM	717071104	8,744	685,787	SH		SOLE		685,787	0	0
Pfenex Inc.	COM	717071104	333	26,107	SH		OTR	1	26,107	0	0
Pivotal Investment Corporation II	COM CL A	72582K100	7,634	662,129	SH		SOLE		662,129	0	0
Pivotal Investment Corporation II	COM CL A	72582K100	470	40,758	SH		OTR	1	40,758	0	0
Pivotal Investment Corporation II	*W EXP 06/01/202	72582K118	740	199,998	SH		SOLE		199,998	0	0
PropTech Acquisition Corporation	COM CL A	74349F101	1,009	90,621	SH		SOLE		90,621	0	0
PropTech Acquisition Corporation	*W EXP 05/26/202	74349F119	165	100,444	SH		SOLE		100,444	0	0
Qell Acquisition Corp.	UNIT 10/01/2025	G7307X121	3,053	300,520	SH		SOLE		300,520	0	0
Qell Acquisition Corp.	UNIT 10/01/2025	G7307X121	252	24,767	SH		OTR	1	24,767	0	0
LISTED FD TR	ROUNDHILL SPORTS	53656F789	1,893	88,200	SH	Put	SOLE		88,200	0	0
LISTED FD TR	ROUNDHILL SPORTS	53656F789	260	12,100	SH	Put	OTR	1	12,100	0	0
Royal Dutch Shell PLC	SPON ADR B	780259107	1,762	72,754	SH		SOLE		72,754	0	0
Royal Dutch Shell PLC	SPON ADR B	780259107	334	13,803	SH		OTR	1	13,803	0	0
SCVX Corp.	*W EXP 01/24/202	G79448117	57	38,043	SH		SOLE		38,043	0	0
SPDR S&P 500 EFT TR	TR UNIT	78462F103	56,195	167,800	SH	Put	SOLE		167,800	0	0
SPDR S&P 500 EFT TR	TR UNIT	78462F103	737	2,200	SH	Put	OTR	1	2,200	0	0
SPDR S&P 500 EFT TR	TR UNIT	78462F103	72,705	217,100	SH	Put	SOLE		217,100	0	0
SPDR S&P 500 EFT TR	TR UNIT	78462F103	971	2,900	SH	Put	OTR	1	2,900	0	0
Schultze Special Purpose Acquisition Corp	COM	80821R109	3,283	322,500	SH		SOLE		322,500	0	0
Social Capital Hedosophia Hldngs Corp. II	COM CL A	G8251K107	2,316	185,898	SH		SOLE		185,898	0	0
Social Capital Hedosophia Hldngs Corp. II	*W EXP 99/99/999	G8251K115	248	64,316	SH		SOLE		64,316	0	0
Software Acquisition Group Inc.	COM CL A	83406B101	6,972	699,998	SH		SOLE		699,998	0	0
Software Acquisition Group Inc.	*W EXP 10/01/202	83406B119	336	349,999	SH		SOLE		349,999	0	0
Spartan Energy Acquisition Corp.	CL A COM STK	846784106	2,093	145,165	SH		SOLE		145,165	0	0
TD Ameritrade Holding Corporation	COM	87236Y108	125,700	3,210,738	SH		SOLE		3,210,738	0	0
TD Ameritrade Holding Corporation	COM	87236Y108	2,054	52,459	SH		OTR	1	52,459	0	0
Taubman Centers, Inc.	COM	876664103	64,911	1,949,856	SH		SOLE		1,949,856	0	0
Thunder Bridge Acquisition II, Ltd.	CL A SHS	G8857S116	6,120	599,992	SH		SOLE		599,992	0	0
Thunder Bridge Acquisition II, Ltd.	*W EXP 11/30/202	G8857S108	540	399,999	SH		SOLE		399,999	0	0
Tiffany & Co. NEW	COM	886547108	161,644	1,395,283	SH		SOLE		1,395,283	0	0
Tiffany & Co. NEW	COM	886547108	2,256	19,474	SH		OTR	1	19,474	0	0
Tortoise Acquisition Corp. II	UNIT 06/14/2027	G89554110	2,176	200,000	SH		SOLE		200,000	0	0
Tottenham Acquisition I Limited	SHS	G8959N106	803	74,024	SH		SOLE		74,024	0	0
Trebia Acquisition Corp.	COM CL A	G9027T109	6,922	679,950	SH		SOLE		679,950	0	0
Trebia Acquisition Corp.	COM CL A	G9027T109	405	39,825	SH		OTR	1	39,825	0	0
Trebia Acquisition Corp.	*W EXP 99/99/999	G9027T117	340	226,650	SH		SOLE		226,650	0	0
Trebia Acquisition Corp.	*W EXP 99/99/999	G9027T117	20	13,275	SH		OTR	1	13,275	0	0
Trident Acquisitions Corp.	COM	89615T106	8,281	758,014	SH		SOLE		758,014	0	0
Trident Acquisitions Corp.	COM	89615T106	309	28,253	SH		OTR	1	28,253	0	0
Tuscan Holdings Corp.	COM	90069K104	8,026	788,387	SH		SOLE		788,387	0	0
Tuscan Holdings Corp. II	COM	90070A103	5,596	560,702	SH		SOLE		560,702	0	0
Tuscan Holdings Corp. II	COM	90070A103	1,996	200,000	SH		OTR	1	200,000	0	0
Tuscan Holdings Corp. II	*W EXP 99/99/999	90070A111	170	377,100	SH		SOLE		377,100	0	0
Tuscan Holdings Corp. II	*W EXP 99/99/999	90070A111	45	100,000	SH		OTR	1	100,000	0	0
Tuscan Holdings Corp. warrant	*W EXP 04/01/202	90069K112	407	802,100	SH		SOLE		802,100	0	0
Varian Medical Systems, Inc.	COM	92220P105	122,471	712,038	SH		SOLE		712,038	0	0
Varian Medical Systems, Inc.	COM	92220P105	1,039	6,038	SH		OTR	1	6,038	0	0
Virtusa Corporation	COM	92827P102	8,012	162,988	SH		SOLE		162,988	0	0
Virtusa Corporation	COM	92827P102	147	2,983	SH		OTR	1	2,983	0	0
Vivint Solar Inc.	COM	92854Q106	17,112	404,059	SH		SOLE		404,059	0	0
Vivint Solar Inc.	COM	92854Q106	218	5,137	SH		OTR	1	5,137	0	0
Vodafone Group Plc NEW	SPONSORED ADR	92857W308	6,239	464,900	SH	Put	SOLE		464,900	0	0
Vodafone Group Plc NEW	SPONSORED ADR	92857W308	854	63,600	SH	Put	OTR	1	63,600	0	0
Vodafone Group Plc NEW	SPONSORED ADR	92857W308	3,211	239,300	SH		SOLE		239,300	0	0
Vodafone Group Plc NEW	SPONSORED ADR	92857W308	854	63,600	SH		OTR	1	63,600	0	0
Voya Prime Rate Trust	SH BEN INT	92913A100	326	73,819	SH		SOLE		73,819	0	0
Whole Earth Brands Inc.	COM CL A	96684W100	8,244	988,530	SH		SOLE		988,530	0	0
Whole Earth Brands Inc.	*W EXP 06/25/202	96684W126	485	499,999	SH		SOLE		499,999	0	0
Willis Towers Watson Public Limited Co.	SHS	G96629103	214,276	1,026,130	SH		SOLE		1,026,130	0	0
Willis Towers Watson Public Limited Co.	SHS	G96629103	3,315	15,873	SH		OTR	1	15,873	0	0
Wright Medical Group N.V.	ORD SHS	N96617118	185,437	6,071,935	SH		SOLE		6,071,935	0	0
Wright Medical Group N.V.	ORD SHS	N96617118	2,860	93,650	SH		OTR	1	93,650	0	0
XPO Logistics, Inc.	COM	983793100	398	4,700	SH		SOLE		4,700	0	0
XPO Logistics, Inc.	COM	983793100	491	5,800	SH		OTR	1	5,800	0	0
XPO Logistics, Inc.	COM	983793100	1,177	13,900	SH	Put	SOLE		13,900	0	0
XPO Logistics, Inc.	COM	983793100	186	2,200	SH	Put	OTR	1	2,200	0	0
XPO Logistics, Inc.	COM	983793100	2,227	26,300	SH	Put	SOLE		26,300	0	0
XPO Logistics, Inc.	COM	983793100	305	3,600	SH	Put	OTR	1	3,600	0	0
dMY Technology Group, Inc.	COM	233253103	3,162	247,810	SH		SOLE		247,810	0	0
dMY Technology Group, Inc.	COM	233253103	183	14,364	SH		OTR	1	14,364	0	0
dMY Technology Group, Inc.	*W EXP 02/21/202	233253111	525	175,077	SH		SOLE		175,077	0	0
dMY Technology Group, Inc.	*W EXP 02/21/202	233253111	30	9,921	SH		OTR	1	9,921	0	0
eBay Inc.	COM	278642103	1,766	33,900	SH		SOLE		33,900	0	0
eBay Inc.	COM	278642103	1,407	27,000	SH		OTR	1	27,000	0	0
eBay Inc.	COM	278642103	1,495	28,700	SH	Put	SOLE		28,700	0	0
eBay Inc.	COM	278642103	208	4,000	SH	Put	OTR	1	4,000	0	0
eBay Inc.	COM	278642103	1,667	32,000	SH	Put	SOLE		32,000	0	0
eBay Inc.	COM	278642103	234	4,500	SH	Put	OTR	1	4,500	0	0
eBay Inc.	COM	278642103	6,731	129,200	SH	Put	SOLE		129,200	0	0
eBay Inc.	COM	278642103	964	18,500	SH	Put	OTR	1	18,500	0	0
ISHARES TR	U.S. MED DVC ETF	464288810	58,576	195,500	SH	Put	SOLE		195,500	0	0
ISHARES TR	U.S. MED DVC ETF	464288810	749	2,500	SH	Put	OTR	1	2,500	0	0