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Sprott (SII) 6-KCurrent report (foreign)

Filed: 5 Nov 21, 7:00am
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    SEC
    • 6-K Current report (foreign)
    • 99.1 Additional exhibits
    • 99.2 Additional exhibits
    • 99.3 Additional exhibits
    • 99.4 Additional exhibits
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    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 6-K

     

    Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
    of the Securities Exchange Act of 1934

     

    For the month ofNovember 2021
    Commission File Number001-39298  

     

     Sprott Inc.
    (Translation of registrant’s name into English)
     

    Suite 2600, 200 Bay Street

    Royal Bank Plaza, South Tower

    Toronto, Ontario, Canada M5J 2J1

    (Address of principal executive offices)

     

    Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

     

     Form 20-F ¨Form 40-Fx

     

    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ______

     

    Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ______

     

     

     

     

     

    DOCUMENTS INCLUDED AS PART OF THIS REPORT

     

    Exhibit 
      
    99.1Management's Discussion & Analysis and Interim Condensed Consolidated Financial Statements for the three and nine months ended September 30, 2021
    99.2Chief Executive Officer Certification of Interim Filings, dated November 5, 2021.
    99.3Chief Financial Officer Certification of Interim Filings, dated November 5, 2021.
    99.4Press Release dated November 5, 2021

     

    Exhibit 99.1 of this Report on Form 6-K is incorporated by reference into the Registration Statement on Form S-8 of the Registrant, which was originally filed with the Securities and Exchange Commission on August 7, 2020 (File No. 333-242456).

     

    2

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

     

     Sprott Inc.
     (Registrant)

     

    Date:

     

     

    November 5, 2021

     

     

    By:

     

    /s/ Kevin Hibbert

     Name: Kevin Hibbert
     Title: Senior Managing Director and Chief Financial Officer
           

    3

     

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