COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 3,163 | 16,600 | SH | | SOLE | | 3,163 | 0 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 535 | 29,000 | SH | | SOLE | | 535 | 0 | 0 |
ALBERTON ACQUISITION CORP | ORD SHS | G35006108 | 4,978 | 507,994 | SH | | SOLE | | 4,978 | 0 | 0 |
ALLEGRO MERGER CORP | COM | 01749N103 | 4,516 | 463,200 | SH | | SOLE | | 4,516 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 15,570 | 14,900 | SH | | SOLE | | 15,570 | 0 | 0 |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 46 | 47,000 | SH | | SOLE | | 46 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 394 | 16,000 | SH | | SOLE | | 394 | 0 | 0 |
BHP GROUP LIMITED | SPONSORED ADS | 088606108 | 290 | 6,000 | SH | | SOLE | | 290 | 0 | 0 |
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 1,255 | 123,039 | SH | | SOLE | | 1,255 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,152 | 25,274 | SH | | SOLE | | 2,152 | 0 | 0 |
BISON CAP ACQUISITION CORP | ORD SHS | G1142P104 | 3,350 | 322,119 | SH | | SOLE | | 3,350 | 0 | 0 |
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 4,627 | 475,084 | SH | | SOLE | | 4,627 | 0 | 0 |
BOEING CO | COM | 097023105 | 3,548 | 11,000 | SH | | SOLE | | 3,548 | 0 | 0 |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 11,228 | 9,053,000 | SH | | SOLE | | 11,228 | 0 | 0 |
CHASERG TECHNLGY ACQUISITN C | CLASS A | 16166A103 | 1,953 | 201,775 | SH | | SOLE | | 1,953 | 0 | 0 |
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 1,404 | 2,000,000 | SH | | SOLE | | 1,404 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | SHS | G2345N102 | 18,718 | 1,853,223 | SH | | SOLE | | 18,718 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 12,198 | 1,228,349 | SH | | SOLE | | 12,198 | 0 | 0 |
CRONOS GROUP INC | COM | 22717L101 | 948 | 105,400 | SH | Put | SOLE | | 948 | 0 | 0 |
CRONOS GROUP INC | COM | 22717L101 | 1,095 | 105,400 | SH | | SOLE | | 1,095 | 0 | 0 |
CROWN CASTLE INTL CORP NEW | 6.875% CON PFD A | 22822V309 | 208 | 200 | SH | | SOLE | | 208 | 0 | 0 |
CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 702 | 595,000 | SH | | SOLE | | 702 | 0 | 0 |
DEXCOM INC | COM | 252131107 | 1,150 | 9,600 | SH | | SOLE | | 1,150 | 0 | 0 |
DOCUSIGN INC | COM | 256163106 | 786 | 19,600 | SH | | SOLE | | 786 | 0 | 0 |
DOMINION ENERGY INC | COM | 25746U109 | 1,520 | 21,275 | SH | | SOLE | | 1,520 | 0 | 0 |
ENSCO JERSEY FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | 645 | 1,000,000 | SH | | SOLE | | 645 | 0 | 0 |
EURONET WORLDWIDE INC | NOTE 1.500%10/0 | 298736AH2 | 3,580 | 2,530,000 | SH | | SOLE | | 3,580 | 0 | 0 |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 484 | 4,300 | SH | | SOLE | | 484 | 0 | 0 |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 1,448 | 150,000 | SH | | SOLE | | 1,448 | 0 | 0 |
FIREEYE INC | COM | 31816Q101 | 908 | 56,000 | SH | | SOLE | | 908 | 0 | 0 |
FORUM MERGER II CORP | CL A | 34986F103 | 1,331 | 137,917 | SH | | SOLE | | 1,331 | 0 | 0 |
GIGCAPITAL INC | COM | 37518N106 | 7,652 | 757,625 | SH | | SOLE | | 7,652 | 0 | 0 |
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 3,273 | 327,260 | SH | | SOLE | | 3,273 | 0 | 0 |
GRAF INDL CORP | COM | 384278107 | 3,008 | 313,300 | SH | | SOLE | | 3,008 | 0 | 0 |
GREENLAND ACQUISITIN CORPORA | SHS | G40981139 | 3,613 | 364,918 | SH | | SOLE | | 3,613 | 0 | 0 |
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 1,010 | 103,106 | SH | | SOLE | | 1,010 | 0 | 0 |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 4,488 | 451,057 | SH | | SOLE | | 4,488 | 0 | 0 |
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 2,733 | 2,826,000 | SH | | SOLE | | 2,733 | 0 | 0 |
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 247 | 24,670 | SH | | SOLE | | 247 | 0 | 0 |
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 8,982 | 6,500,000 | SH | | SOLE | | 8,982 | 0 | 0 |
HL ACQUISITIONS CORP | SHS | G4603R106 | 1,997 | 208,049 | SH | | SOLE | | 1,997 | 0 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 1,182 | 60,500 | SH | | SOLE | | 1,182 | 0 | 0 |
ILLUMINA INC | NOTE 6/1 | 452327AF6 | 10,738 | 8,775,000 | SH | | SOLE | | 10,738 | 0 | 0 |
INNOVIVA INC | COM | 45781M101 | 1,145 | 65,600 | SH | | SOLE | | 1,145 | 0 | 0 |
INTERDIGITAL INC | NOTE 1.500% 3/0 | 458660AD9 | 1,170 | 1,120,000 | SH | | SOLE | | 1,170 | 0 | 0 |
INTUIT | COM | 461202103 | 3,012 | 15,300 | SH | | SOLE | | 3,012 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 27,398 | 177,740 | SH | | SOLE | | 27,398 | 0 | 0 |
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 1,844 | 1,959,000 | SH | | SOLE | | 1,844 | 0 | 0 |
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 10,176 | 8,900,000 | SH | | SOLE | | 10,176 | 0 | 0 |
JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 2,975 | 3,062,000 | SH | | SOLE | | 2,975 | 0 | 0 |
KBL MERGER CORP IV | COM | 48242A104 | 10,941 | 1,105,186 | SH | | SOLE | | 10,941 | 0 | 0 |
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 4,064 | 413,800 | SH | | SOLE | | 4,064 | 0 | 0 |
LEO HOLDINGS CORP | COM CL A | G5463L105 | 2,010 | 205,600 | SH | | SOLE | | 2,010 | 0 | 0 |
LF CAP ACQUISITION CORP | CL A | 50200K108 | 1,538 | 156,900 | SH | | SOLE | | 1,538 | 0 | 0 |
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 685 | 13,900 | SH | | SOLE | | 685 | 0 | 0 |
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 2,239 | 2,600,000 | SH | | SOLE | | 2,239 | 0 | 0 |
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 2,583 | 266,250 | SH | | SOLE | | 2,583 | 0 | 0 |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 23,510 | 16,731,000 | SH | | SOLE | | 23,510 | 0 | 0 |
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 30,068 | 27,206,000 | SH | | SOLE | | 30,068 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 884 | 8,700 | SH | | SOLE | | 884 | 0 | 0 |
MODERN MEDIA ACQUISITION | COM | 60765P103 | 11,215 | 1,127,100 | SH | | SOLE | | 11,215 | 0 | 0 |
MONGODB INC | CL A | 60937P106 | 1,407 | 16,800 | SH | | SOLE | | 1,407 | 0 | 0 |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 2,225 | 225,416 | SH | | SOLE | | 2,225 | 0 | 0 |
NEW FRONTIER CORP | COM CL A | G6485P108 | 490 | 50,000 | SH | | SOLE | | 490 | 0 | 0 |
NEW RELIC INC | COM | 64829B100 | 421 | 5,200 | SH | | SOLE | | 421 | 0 | 0 |
NEXTERA ENERGY INC | COM | 65339F101 | 2,303 | 13,250 | SH | | SOLE | | 2,303 | 0 | 0 |
NUANCE COMMUNICATIONS INC | NOTE 1.250% 4/0 | 67020YAN0 | 612 | 700,000 | SH | | SOLE | | 612 | 0 | 0 |
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 100 | 100,000 | SH | | SOLE | | 100 | 0 | 0 |
ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 6,033 | 5,500,000 | SH | | SOLE | | 6,033 | 0 | 0 |
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 2,132 | 2,000,000 | SH | | SOLE | | 2,132 | 0 | 0 |
OPES ACQUISITION CORP | COM | 68373P100 | 3,913 | 394,019 | SH | | SOLE | | 3,913 | 0 | 0 |
PACIRA PHARMACEUTICALS INC | NOTE 2.375% 4/0 | 695127AD2 | 3,415 | 3,426,000 | SH | | SOLE | | 3,415 | 0 | 0 |
PENSARE ACQUISITION CORP | COM | 70957E105 | 12,161 | 1,200,500 | SH | | SOLE | | 12,161 | 0 | 0 |
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 8,418 | 6,260,000 | SH | | SOLE | | 8,418 | 0 | 0 |
PURE ACQUISITION CORP | CL A | 74621Q106 | 6,636 | 674,393 | SH | | SOLE | | 6,636 | 0 | 0 |
RESTORATION HARDWARE HLDGS I | NOTE 6/1 | 761283AD2 | 11,807 | 10,500,000 | SH | | SOLE | | 11,807 | 0 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 1,459 | 17,700 | SH | | SOLE | | 1,459 | 0 | 0 |
ROYAL GOLD INC | NOTE 2.875% 6/1 | 780287AA6 | 6,357 | 6,366,000 | SH | | SOLE | | 6,357 | 0 | 0 |
KBL MERGER CORP IV | RIGHT 03/22/2019 | 48242A120 | 20 | 50,000 | SH | | SOLE | | 20 | 0 | 0 |
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 8 | 30,000 | SH | | SOLE | | 8 | 0 | 0 |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 270 | 26,800 | SH | | SOLE | | 270 | 0 | 0 |
SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 2,537 | 253,165 | SH | | SOLE | | 2,537 | 0 | 0 |
SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 4,923 | 3,513,000 | SH | | SOLE | | 4,923 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 2 | 86,400 | SH | Call | SOLE | | 2 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 493 | 86,400 | SH | | SOLE | | 493 | 0 | 0 |
SJW GROUP | COM | 784305104 | 1,296 | 23,303 | SH | | SOLE | | 1,296 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 500 | 50,000 | SH | | SOLE | | 500 | 0 | 0 |
SOGOU INC | ADR REPSTG A | 83409V104 | 246 | 25,200 | SH | Put | SOLE | | 246 | 0 | 0 |
SOGOU INC | ADR REPSTG A | 83409V104 | 132 | 25,200 | SH | | SOLE | | 132 | 0 | 0 |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 3,058 | 13,113 | SH | | SOLE | | 3,058 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 308,680 | 1,235,095 | SH | | SOLE | | 308,680 | 0 | 0 |
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 399 | 12,000 | SH | | SOLE | | 399 | 0 | 0 |
TELLURIAN INC NEW | COM | 87968A104 | 149 | 21,369 | SH | | SOLE | | 149 | 0 | 0 |
TENZING ACQUISITION CORP | ORD SHS | G8708A116 | 3,078 | 313,492 | SH | | SOLE | | 3,078 | 0 | 0 |
THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 8,722 | 881,052 | SH | | SOLE | | 8,722 | 0 | 0 |
TIBERIUS ACQUISITION CORP | COM | 88633A107 | 3,305 | 337,195 | SH | | SOLE | | 3,305 | 0 | 0 |
TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 965 | 100,000 | SH | | SOLE | | 965 | 0 | 0 |
TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 805 | 82,150 | SH | | SOLE | | 805 | 0 | 0 |
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 4,238 | 425,104 | SH | | SOLE | | 4,238 | 0 | 0 |
TRINITY MERGER CORP | COM CL A | 89653L106 | 5,680 | 569,700 | SH | | SOLE | | 5,680 | 0 | 0 |
TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 6,994 | 712,210 | SH | | SOLE | | 6,994 | 0 | 0 |
TWILIO INC | CL A | 90138F102 | 1,036 | 11,600 | SH | | SOLE | | 1,036 | 0 | 0 |
UNION ACQUISITION CORP | SHS | G9366W101 | 5,033 | 499,800 | SH | | SOLE | | 5,033 | 0 | 0 |
DTE ENERGY CO | UNIT 99/99/9999 | 233331883 | 4,291 | 82,625 | SH | | SOLE | | 4,291 | 0 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 10,855 | 1,080,116 | SH | | SOLE | | 10,855 | 0 | 0 |
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 2,690 | 277,269 | SH | | SOLE | | 2,690 | 0 | 0 |
VIRNETX HLDG CORP | COM | 92823T108 | 538 | 98,500 | SH | Put | SOLE | | 538 | 0 | 0 |
VIRNETX HLDG CORP | COM | 92823T108 | 236 | 98,500 | SH | | SOLE | | 236 | 0 | 0 |
WAYFAIR INC | CL A | 94419L101 | 676 | 7,500 | SH | | SOLE | | 676 | 0 | 0 |
WIX COM LTD | SHS | M98068105 | 1,066 | 11,800 | SH | | SOLE | | 1,066 | 0 | 0 |
WRIGHT MED GROUP INC | NOTE 2.000% 2/1 | 98235TAE7 | 3,253 | 3,076,000 | SH | | SOLE | | 3,253 | 0 | 0 |
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 6 | 32,155 | SH | | SOLE | | 6 | 0 | 0 |
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 16 | 27,500 | SH | | SOLE | | 16 | 0 | 0 |
XCEL ENERGY INC | COM | 98389B100 | 1,044 | 21,180 | SH | | SOLE | | 1,044 | 0 | 0 |
ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 2,068 | 2,382,000 | SH | | SOLE | | 2,068 | 0 | 0 |